Professional Documents
Culture Documents
I. INTRODUCTION
* Lara Traum is an attorney and mediator at the Law Firm and Mediation Practice of Alla
Roytberg, P.C. . She received her B.A. from New York University and her J.D. from the Benja-
min N. Cardozo School of Law. Lara was the Editor-in-Chief of Volume 17 of the Cardozo
Journal of Conflict Resolution. Lara has written academically on matters including religious pre-
nuptial mediation, alternatives to elder care, and preventive lawyering. Lara thanks Brian Farkas
for partnering with her at this Symposium, and is grateful to Professor Lela Love for continuing
to inspire and encourage so many members of the alternative dispute resolution community.
** Brian Farkas is an attorney at Goetz Fitzpatrick LLP and an Adjunct Professor of Law at
Brooklyn Law School. He received his B.A. from Vassar College, and his J.D. from the Benja-
min N. Cardozo School of Law. Brian was the Editor-in-Chief of Volume 14 of the Cardozo
Journal of Conflict Resolution. He is deeply grateful to Professor Lela Love. In addition to being
a gifted teacher and dedicated mentor, she has inspired decades of lawyers to see themselves as
problem-solvers. She has created an intergenerational army of dispute resolution enthusiasts
who continue to work together for years after their graduations—a fact demonstrated by this
very article.
1 Letter from Thomas Jefferson to James Madison (1789). ME 7:459, Papers 15:396.
2 Letter from Thomas Jefferson to Samuel Kercheval (July 12, 1816) (reprinted in THE
PORTABLE THOMAS JEFFERSON 558–59 (1975)). See generally, Geoffrey R. Stone, Precedent, the
Amendment Process, and Evolution in Constitutional Doctrine, 11 HARV. J.L. & PUB. POL’Y 67
(1988).
677
For the past century, the dispute resolution field has adopted a
Jeffersonian approach to its own reexamination. The Global
Pound Conference series (“GPC”), which runs throughout 2016-
2017, represents the latest moment in which the field has engaged
in intentional reflection. How well does our system of justice work?
Can human beings effectively, efficiently, and fairly resolve the
conflicts that inevitably emerge among us? Does society offer
meaningful alternatives to courtroom litigation? The GPC series
engages judges, lawyers, mediators, arbitrators, governments, stu-
dents, and academics on six continents and in 31 countries around
these questions.3 Its goal, not an immodest one, is “to create a
conversation about what can be done to improve access to justice
and the quality of justice around the world in civil and commercial
conflicts.”4
Dispute resolution professionals have these conversations reg-
ularly—at various annual conferences, in local bar associations,
and informally amongst themselves. But the GPC series represents
the third significant moment in the field’s history where profession-
als pause to take a more comprehensive stock of the justice system
and their role within that system. We have done this twice before,
in 1906 and 1976. Just as Jefferson wanted each subsequent gener-
ation to consider the architecture and effectiveness of its govern-
ment, dispute resolution professionals have also engaged in this
regular process of purposeful reexamination.
In light of the GPC, it is useful to take a brief step back to
consider the legacy of self-reflection that brings the field to this
exciting moment. As we reflect, we find ourselves facing new chal-
lenges and raising new questions about the direction of alternative
dispute resolution (“ADR”) in the 21st century. In this Article,
Sections II and III will introduce the “Framers” of the ADR indus-
try’s “Constitution,” and Section IV will evaluate their 100-year
legacy and consider the extent to which it now needs further
amendments.
ference.org/conference-series/attend-a-gpc-series-event#.WHEVJDtctw8.
4 About the GPC Series, GLOBAL POUND CONFERENCE, http://globalpoundconference.org/
about-the-series/about-gpc#.WHEbhjtctw9.
5 See, e.g., Judith P. Meyer, Telling Stories: Lessons from the Bible, Literature and Film
Provide A Reference for Mediation Work, 23 ALTERNATIVES TO HIGH COST LITIG. 163 (2005).
6 See, e.g., Henry T. King, Jr. & Marc A. LeForestier, Arbitration in Ancient Greece, 49-SEP
the White Flame of Progress, 20 J. AM. JUDICATURE SOC’Y 176, 176 (1937) (stating that the
speech “struck the spark that kindled the white flame of high endeavor, now spreading through
the entire legal profession”).
9 Randall T. Shepard, Introduction: The Hundred-Year Run of Roscoe Pound, 82 IND. L.J.
1153 (2007).
10 Roscoe Pound, 1870-1964, NEB. STATE HIST. SOC’Y (Dec. 12, 2006), http://nebraskahistory
.org/lib-arch/research/manuscripts/family/poundroscoe.htm.
11 Eli E. Nobleman, Review of Roscoe Pound, Treatise on Jurisprudence, 10 AM. U. L. REV.
www.thecrimson.com/article/1964/7/3/roscoe-pound-dies-at-93-revitalized/.
13 Robert A. Stein, Causes of Popular Dissatisfaction with the Administration of Justice in the
Twenty-First Century, 30 HAMLINE L. REV. 499 (2007) (noting that his celebrated pieces had not
yet been published, including The Spirit of the Common Law (1921); Law and Morals (1924);
and Criminal Justice in America (1930)).
14 Sociological jurisprudence, of which Pound was a pioneer, aimed to bring social sciences
like sociology, economics, and political science with the law “in order to make the law conform
to the needs and aspirations of an industrializing, urbanizing society.” Jay Tidmarsh, Pound’s
Century, and Ours, 81 NOTRE DAME L. REV. 513 (2006).
15 He limited his comments to civil litigation, though some might apply to criminal trials as
well. For a listing of all these 18 categories, broken down into headings and subheadings, see
Stein, supra note 13.
16 Pound, supra note 7.
become “archaic and our procedure behind the times.”17 The re-
sults are “[u]ncertainty, delay and expense, and above all, the injus-
tice of deciding cases upon points of practice.” For example, he
argued that the system of concurrent jurisdiction of state and fed-
eral courts in cases involving diversity of citizenship created a con-
voluted confusion where “causes [of action] continually hang in the
air between two courts, or, if they do stick in one court or the
other, are liable to an ultimate overturning because they stuck in
the wrong court.”18 Because of the “backwardness of our proce-
dure,” there is “a deep-seated desire to keep out of court, right or
wrong, on the part of every sensible business man in the
community.”
Pound’s second major complaint that underlay the growth of
the ADR movement was captured in a phrase he coined: the
“sporting theory of justice.”19 The effect of America’s “conten-
tious procedure:”
[L]eads counsel to forget that they are officers of the court and
to deal with the rules of law and procedure exactly as the profes-
sional football coach with the rules of the sport. It leads to exer-
tion to “get error into the record” rather than to dispose of the
controversy finally and upon its merits. It turns witnesses, and
especially expert witnesses, into partisans pure and simple . . . .
It prevents the trial court from restraining the bullying of wit-
nesses and creates a general dislike, if not fear, of the witness
function, which impairs the administration of justice . . . . It
grants new trials because by inability to procure a bill of excep-
tions a party has lost the chance to play another inning in the
game of justice. It creates vested rights in errors of procedure,
of the benefit whereof parties are not to be deprived. The in-
quiry is not, What do substantive law and justice require? In-
stead, the inquiry is: Have the rules of the game been carried
out strictly? . . . The effect of our exaggerated contentious pro-
cedure is not only to irritate parties, witnesses and jurors in par-
ticular cases, but to give to the whole community a false notion
of the purpose and end of law.
This notion of litigation as a “game” to be “won” by lawyer-gladia-
tors was infecting Americans’ views of the civil justice system,
Pound charged. Treating civil litigation like a sport not only leaves
the court system in low regard, but tends to forget the needs of the
parties themselves.
17 Id.
18 Id. at 744.
19 Id. at 738.
20 Wigmore wrote that the audience sat “in dumb dismay and hostile horror at the deliver-
ances of the daring iconoclast.” Stein, supra note 13.
21 Rex E. Lee, The Profession Looks at Itself: The Pound Conference of 1976, 1981 BYU L.
understanding, analysis and critiques of the civil justice system. See, e.g., John Paul Stevens,
Foreword, 78 CHI.-KENT L. REV. 907 (2003); Talbot D’Alemberte, A Critique of Roscoe Pound’s
Popular Dissatisfaction with the Administration of Justice: The Missing Discussion of Criminal
Law, 48 S. TEX. L. REV. 969 (2007); Carrie Menkel-Meadow, Introduction: What Will We Do
When Adjudication Ends? A Brief Intellectual History of ADR, 44 UCLA L. REV. 1613 (1997).
24 His 549 opinions during his 17-year tenure demonstrated a far broader politics than his
conservative supporters had hoped or expected. For example, he voted with the majority in the
landmark case of Roe v. Wade, 410 U.S. 113 (1973). See generally, Phillip Craig Zane, An Inter-
pretation of the Jurisprudence of Chief Justice Warren Burger, 1995 UTAH L. REV. 975 (1995)
(analyzing his legacy).
25 Carl Tobias, Warren Burger and the Administration of Justice, 41 VILL. L. REV. 505 (1996).
Burger advocated, and achieved, numerous changes to the administration of the federal courts.
For example, he “was an avid proponent of court administrators, and he successfully advocated
for the establishment of the office of circuit executive . . . [and] convinced Senators and Repre-
sentatives to expand the jurisdiction of magistrate judges [to alleviate pressure on dockets].” Id.
at 509.
26 See, e.g., Warren Burger, Isn’t There a Better Way?, 68 A.B.A. J. 274 (1982); Warren
Burger, Agenda for 2000 A.D.-A Need for Systematic Anticipation, 70 F.R.D. 83, 93-96 (1976).
27 Ted E. Pons, Warren Burger, Friend of ADR, Dies at 87, DISP. RESOL. J., July/Sept., 1995,
at 7.
Conference: Perspectives on Justice in the Future,” which also included a report by a follow-up
task force.
31 See generally Pons, supra note 27.
32 Frank E.A. Sander, Varieties of Dispute Processing, Address Before the National Confer-
ence on the Causes of Popular Dissatisfaction with the Administration of Justice, 70 F.R.D. 79,
111 (1976).
33 Michael Moffitt, Before the Big Bang: The Making of an ADR Pioneer, 22 NEGOT. J. 437
(2006).
34 Interestingly, Sander himself did not coin the phrase “multi-door courthouse,” which be-
came so famous in the field. He later recounted that an ABA publication that covered his speech
was the source: “On the cover, [the ABA] had a whole bunch of doors, and they called it the
multi-door courthouse. I had given it a much more academic name, the ‘comprehensive justice
center,’ but so often the label you give an idea depends a lot on the dissemination and the
popularity of the idea. So, I am indebted to the ABA for having this catchy name—multi-door
courthouse.” A Dialogue Between Professors Frank Sander and Mariana Hernandez Crespo: Ex-
ploring the Evolution of the Multi-Door Courthouse, 5 U. ST. THOMAS L.J. 665, 670 (2008).
35 See generally, Frank E. A. Sander & Lukasz Rozdeiczer, Matching Cases and Dispute Res-
38 American Bar Association Report of Pound Conference Follow-Up Task Force, 74 F.R.D.
41 Id. at 185–186.
42 Id. at 184.
43 The 1976 Pound Conference in particular has been widely credited with creating the mod-
ern ADR field. Kimberlee K. Kovach, Privatization of Dispute Resolution: In the Spirit of
Pound, but Mission Incomplete: Lessons Learned and A Possible Blueprint for the Future, 48 S.
TEX. L. REV. 1003 (2007) (“Certainly, contemporary ADR is in large part the result of the 1976
Pound Conference”).
44 L. Camille Herbert, Introduction—The Impact of Mediation: 25 Years After the Pound
46 Ethan Katsch & Colin Rule, What We Know And Need To Know About Online Dispute
district court to mandate that all civil litigants consider using ADR processes). Other Congres-
sional actions suggest that Congress is interested in promoting the use of ADR to resolve a
variety of disputes. See 2 U.S.C.A. § 1401 (1997) (noting that the Board of Directors of the
Office of Compliance, an agency tasked with reviewing complaints brought by Congressional
employees, may order counseling or mediation in addition to board hearings and federal civil
action). See also 5 U.S.C.A. § 572 (1996) (encouraging agencies to submit administrative dis-
putes to ADR, including but not limited to those regarding labor disputes and claims by individ-
uals with disabilities ).
49 Directive 2013/11 of the European Parliament and of the Council of 27 March 2013 on
alternative dispute resolution for consumer disputes and amending Regulation (EC) No. 2006/
2004 and Directive 2009/22/EC (Directive on consumer ADR), O.J. (L 165), 63 (hereinafter
“EU Directive”); Regulation 2013/11 of the European Parliament and of the Council on online
dispute resolution for consumer disputes and amending Regulation (EC) No. 2006/2004 and Di-
rective 2009/22/EC (Regulation on Consumer ODR), O.J. (L 165), 1.
50 Both federal and state legislatures continue to provide for ADR in their statutes. W.D.
Tex. Loc. R. CV-88 (codifying the U.S. District Court for the Western District of Texas’s recogni-
tion of early neutral evaluation, mediation, mini-trial, moderated settlement conference, sum-
mary jury trial, and arbitration); Fla. Stat. § 44.1011 (1997) (giving judges in Florida the
authority and discretion to submit nearly all types of cases to mediation or arbitration).
51 The Uniform Law Commission, established in 1892, aims to provide states with non-parti-
san legislation that creates conformity, clarity and stability across various areas of state statutory
law.
52 UNIFORM ARB. ACT, 7 PT. IA. U.L.A. 1-98 (2009 & Supp.2015). The revised version of
reversing a Court of Appeals decision that reversed an arbitration panel’s conclusions, explain-
ing that judicial review of labor arbitration decisions is limited).
55 See EU Directive, supra note 49, (providing a framework for cross-border mediation
through member state implementation of laws, regulations, and administrative provisions. The
tone of this directive is inconsistent and tentative, at times offering concrete rules and at other
times expressing suggestions and desires rather than distinct orders).
56 France, Germany, Greece, Italy, Spain, and other EU member states have developed their
own ADR and mediation specific laws over the course of the past eight years.
57 See Guiseppe De Palo & Romina Canessa, Sleeping? Comatose? Only Mandatory Consid-
eration of Mediation Can Awake Sleeping Beauty in the European Union, 16 CARDOZO J. CON-
FLICT RESOL.713 (2014).
58 See generally Frank E. A. Sander, Alternative Dispute Resolution in the Law School Cur-
riculum: Opportunities and Obstacles, 34 J. LEGAL EDUC. 229 (1984); Beryl Blaustone, Training
the Modern Lawyer: Incorporating the Study of Mediation into Required Law School Courses, 21
SW. U. L. REV. 1317 (1992); Lela P. Love, Twenty-Five Years Later with Promises to Keep: Legal
Education in Dispute Resolution and Training of Mediators, 17 OHIO ST. J. DISP. RESOL. 597
(2002).
59 See generally Sander, supra note 32; Blaustone, supra note 58; Love, supra note 58.
60 Cathy Cronin-Harris, Why Take ADR Courses In Law School By Cathy Cronin-Harris,
the Wake of the Great Recession, 6 NE. U. L.J. 221 (2013) (discussing the place of ADR within
the legal academy).
62 Dispute Resolution, U.S. NEWS & WORLD REPORT EDUCATION (2016), http://grad-
schools.usnews.rankingsandreviews.com/best-graduate-schools/top-law-schools/dispute-resolu-
tion-rankings. These programs train students to guide clients through negotiations, mediations,
and arbitrations.
63 Jennifer W. Reynolds, The Lawyer with the ADR Tattoo, 14 CARDOZO J. CONFLICT
RESOL. 395, 410–11 (2013) (discussing the “branding problem” of ADR within the academy for
junior legal scholars seeking tenure, as well as for students considering the effect of the “ADR
brand” on their careers).
64 Love & Farkas, supra note 61.
65 John Lande & Jean R. Sternlight, The Potential Contribution of ADR to an Integrated
Curriculum: Preparing Law Students to Real World Lawyering, 25 OHIO ST. J. ON DISP. RESOL.
248 (2010), http://scholars.law.unlv.edu/cgi/viewcontent.cgi?article=1264&context=facpub.
66 Timothy Hedeen, The Evolution and Evaluation of Community Mediation: Limited Re-
67 Thomas Stipanowich & Ryan J. Lamare, Living with ‘ADR’: Evolving Perceptions and Use
a New Survey of the Fortune 1000, 30 ALTERNATIVES TO HIGH COST LITIG. 139 (July/August
2012).
71 Thomas J. Stipanowich, Arbitration: The “New Litigation”, 2010 U. ILL. L. REV. 1 (2010);
Thomas Stipanowich, Arbitration and Choice: Taking Charge of the ‘New Litigation,’ 7 DEPAUL
BUS. & COMM. L 1 (2009).
SCREENING JUSTICE—THE CINEMA OF LAW: FILMS OF LAW, ORDER AND SOCIAL JUSTICE
(2006); Jessica Silbey, A History of Representations of Justice: Coincident Preoccupations of Law
and Film, in REPRESENTATIONS OF JUSTICE (2007).
73 See Silbey, supra note 72.
74 Jennifer L. Schulz, The Mediator as Cook: Mediation Metaphors at the Movies, 2007 J.
75 See Evan Jacobs, Wedding Crashers is Blockbuster’s Most Rented Title of 2006, MOVIE
articles/tamirD1.cfm.
78 Rachel K. Miller, Divorce Drama vs. Divorce Reality, RICHARDSON BLOOM & LINES: THE
V. CONCLUSION
decades from now, during the fourth and fifth and sixth and sev-
enth Pound Conferences. Dispute resolution professionals should
remain mindful of their continued responsibility to never stop ask-
ing them.