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Brain Injury, August 2007; 21(9): 913–923

Treatment to improve self-awareness in persons with acquired


brain injury

YAEL GOVEROVER1,2, MARK V. JOHNSTON3, JOAN TOGLIA4, & JOHN DELUCA2,5


1
Education and Human Development, Department of Occupational Therapy, New York University, Steinhardt School
of Culture, New York, USA, 2Kessler Medical Rehabilitation Research and Education Center, West Orange, NJ, USA,
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3
College of Health Sciences, University of Wisconsin–Milwaukee, Milwaukee, WI, USA, 4Graduate Occupational
Therapy Program, Mercy College, Dobbs Ferry, NY, USA, and 5University of Medicine and Dentistry of New
Jersey–New Jersey Medical School, Newark, NJ, USA

(Received 26 April 2007; accepted 4 July 2007)

Abstract
For personal use only.

Aim: To examine the effects of an awareness training protocol embedded within the practice of instrumental activities of
daily living (IADLs) in participants with acquired brain injury on levels of self-awareness and functional performance.
Methods: This study used a randomized control trial design: 10 participants with moderate-to-severe brain injury received
six sessions of the self-awareness training while they performed IADLs (experimental group) and 10 participants performed
the same IADLs but received conventional therapeutic practice (control group). In the experimental group, participants
were asked to predict their performance before each task performance and to estimate their performance level after the
performance.
Outcome measures: Pre- and post-intervention outcome measures taken from the two groups were compared. Instruments
were standardized measures of ‘general’ self-awareness with collateral reports by informants (e.g. Awareness
Questionnaire); ‘task-specific’ self-awareness (e.g. Assessment of Awareness of Disability) and Self-Regulation Skills
Inventory (SRSI). Performance on IADLs was assessed using the Assessment of Motor and Process Skills (AMPS).
Results: Compared to the control group, the intervention significantly improved IADL performances and self-regulation. No
significant treatment effect was observed for task-specific self-awareness, general self-awareness or community integration.
Conclusions: The self-awareness intervention significantly but selectively improved self-awareness during IADL task
performance as well as functional performance. The need for a larger study with more treatment sessions is discussed.

Keywords: Self-awareness, activities of daily living, brain injury, rehabilitation

Introduction neurological dysfunction includes lack of knowledge


about one’s own physical or cognitive-perceptual
Lack of self-awareness of cognitive, behavioural and
emotional impairments has been reported to be one impairments and/or the functional implications, as
of the greatest obstacles in brain injury rehabilitation well as inability to anticipate difficulties, recognize
[1, 2]. Self-awareness and self-regulation are com- errors or monitor performance within the context of
monly impaired following brain injury, as both are an activity [5].
constructs associated with executive functions Many individuals with brain injuries appear to be
and related to frontal-executive systems dysfunction entirely or partially unaware of the impairments they
[3, 4]. Impaired self-awareness associated with have developed as a result of their injury [5–9].

Correspondence: Yael Goverover, PhD, OT, Assistant Professor, Department of Occupational Therapy, Steinhardt School of Culture, Education and
Human Development, 35 West 4th Street, 11th Floor, New York University, New York, 10012, USA. Tel: 212-998-5854. Fax: 212-998-4044.
E-mail: yg243@nyu.edu
ISSN 0269–9052 print/ISSN 1362–301X online ß 2007 Informa UK Ltd.
DOI: 10.1080/02699050701553205
914 Y. Goverover et al.

Blundon and Smits [10], for example, reported that a decreased percentage of errors. Occupation-based
lack of insight and/or unawareness is among the self-awareness studies support the premise that
most frequent cognitive impairments observed in awareness gradually emerges within activities that
adults with traumatic brain injury (TBI). Sherer are familiar because clients have a benchmark of
et al. [2] found that between 76–97% of post-acute comparison for self-evaluation. Most of the studies
patients with TBI showed some level of that were reviewed used a single-case design or used
unawareness. This lack of awareness can impair the a very small sample size, sometimes without a
individual’s ability to comprehend the impact of control group (e.g. [22, 31]). Thus, there is a need
one’s deficits on his/her ability to function in for more randomized controlled studies on the
daily activities [11–13], to benefit from effectiveness of interventions to improve self-
rehabilitation [9, 14–17] and to successfully return awareness.
to work [2, 18, 19]. The treatment approach utilized in the current
Although self-awareness plays an important role in study was based on the Toglia and Kirk [5] model of
everyday life, research has been limited largely to the self-awareness. Toglia and Kirk [5] described an
effects of unawareness in meeting rehabilitation interaction between ‘general’ self-awareness or
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goals. Researchers have consistently emphasized knowledge of and beliefs about one’s abilities (i.e.
the importance of understanding the roles of self- ‘self-knowledge’) and ‘task-specific’ self-awareness,
awareness and self-monitoring in rehabilitation out- awareness that is activated during a specific situation
come and the contribution of neurological and or performance of a task (i.e. ‘on-line awareness’).
psychological factors contributing to deficits in self- Thus, Toglia and Kirk’s self-awareness model
awareness following TBI [20]. Very few studies have emphasizes the importance of experiencing different
systematically investigated the effectiveness of self- tasks from different domains to increase self-aware-
awareness training on outcome [21, 22]. To date, ness. Furthermore, they indicate that there is a
there have been limited empirical investigations of dynamic relationship, rather than hierarchical,
the effectiveness of intervention strategies in improv- between knowledge, beliefs, task demands, the
For personal use only.

ing self-awareness and functional outcomes in context of a situation, metacognition and awareness
rehabilitation [23]. [5]. Some existing studies lend support to Toglia
Within the body of self-awareness treatment and Kirk’s multidimensional model of self-awareness
research, different methods of interventions have [36–40].
been used to examine treatment effects on levels of The current pilot study is a randomized controlled
self-awareness of individuals with brain injuries. For study of a self-awareness treatment approach based
example, researchers have examined awareness in a on Toglia and Kirk’s model. The self-awareness
group training approach [24, 25] and found that treatment used in this pilot study emphasized the
group therapy programmes have great potential to importance of experiencing performance with a
increase intellectual awareness (i.e. patients’ ability variety of tasks from different functional domains
to recognize his/her deficits and/or impairments to develop better self-awareness. Toglia and Kirk’s
[26]). Other studies have used educational board- [5] model suggests that awareness is a multidimen-
game formats [27, 28], concluding that using board sional concept and that structured practice within
games in interventions may be beneficial in provid- different functional activities can lead to improved
ing education and improving understanding of the online awareness.
participants’ impairments, thus improving intellec- The primary aim of the present pilot study was to
tual awareness. Some studies have used observation investigate the use of an occupation-based interven-
and feedback to improve participants’ self-awareness tion that employed self-awareness and verbal self-
of their impairments [29–32]. These studies support regulation strategies during the performance of
the use of performance and feedback in individual functional daily living tasks to alleviate difficulties
therapy to improve self-awareness. However, related to self-awareness and self-regulation and to
Bieman-Copland and Dywan [33] reported negative address functional performance outcomes.
experience with behavioural therapy, namely direct Specifically, it aimed to test the efficacy of a self-
confrontational feedback, because it led to increased awareness retraining intervention in persona with
agitation among their participants with severe brain acquired brain damage.
injury. Lastly, studies [21, 34, 35] used self- It was hypothesized that, compared to the control
awareness training in the context of functional group, participants in the treatment group would
everyday activities. They used self-prediction, demonstrate significantly greater improvements in
self-evaluation, education, verbal and video-taped proximal outcomes, specifically in: task-specific self-
feedback during the performance of real-life occupa- awareness; self-regulation skills; actual functional
tional performance in naturalistic therapy environ- activities—the cognitive aspects of performance; and
ments. Results showed increased self-awareness and satisfaction with the care provided in this
Treatment to improve self-awareness in persons with acquired brain injury 915

Table I. Sample characteristics.

Experimental (n ¼ 10) Control (n ¼ 10) 2 p

Demographic characteristics
Current age (years) 39.5  11.6 39.2  13.8 0.003 0.95
Education (years) 13.9  2.2 15.0  3.0 0.84 0.37
Gender (%) 0.00 1.0
Male 80% 80%
Female 20% 20%
Race (%) 0.40 0.81
Caucasian 70% 80%
African American 20% 10%
Hispanic 10% 10%
Marital status (%) 1.4 0.69
Single 40% 40%
Married 40% 30%
Divorced 20% 10%
Widowed – 20%
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Injury descriptors
BI type/cause 7.4 0.11
Car accident 20% 30%
Violence 10% 10%
Pedestrian 50% 0%
Aneurism 30% 50%
Fall 0% 10%
Time since injury (months) 12.9  9.4 8.6  6.8 1.3 0.25
Glasgow Coma Scale (at admission) 4.6  1.6 3.6  .57 0.82 0.40
For personal use only.

experiment. Possible effects of the intervention on dressing and communicating) [41] and had some
more distal outcomes were also tested, specifically evidence of self-awareness impairment identified by
whether the intervention leads to significant a treating therapist. Participants were able to attend
increases in general self-awareness, actual functional to a task for at least 20 consecutive minutes and
activities (especially the motor aspects of perfor- to follow simple one-step instructions. Participants
mance) and reports of community integration. were excluded if they had aphasia and/or severe
visual problems or a primary psychiatric or substance
abuse diagnosis based on reports by their treating
Methods physicians and therapists.
Demographics and injury characteristics of the
Design two groups (experimental and control) are provided
The design of this study was a single blind in Table I. Participants did not differ statistically
randomized clinical trial. All participants were in age, level of education, time elapsed since the
assessed at baseline and then were assigned ran- injury (in months) or Glasgow Coma Scale score at
domly to either a treatment or a control group. admission. The sample was predominantly male and
One day following completion of the six treatment Caucasian; the number of males and females in both
sessions, participants were assessed again. groups was equal (eight males and two females
Participants were not informed whether they were in each group). Cause of injury included road
assigned to the treatment or control group. accidents, falls, aneurisms and violence in both
groups.
Participants
Assessment instruments
Twenty participants with a diagnosis of acquired
brain injury between the ages of 18–55. Participants Assessment of awareness of disability (AAD)
were living in the community (non-institutionalized) [42]. The AAD measures task-specific awareness
and were recruited from an outpatient cognitive and is used in conjunction with the Assessment of
rehabilitation programme. Participants were medi- Motor and Process Skills (AMPS). The AAD
cally stable and oriented to person, time and measures task-specific awareness by assessing the
community. They were independent in basic activ- discrepancy between the observed level of skill
ities of daily living (ADLs) as determined by the (based on the AMPS) and that reported by the
Functional Independent Measure (eating, feeding, persons themselves for specific ADL tasks [43].
916 Y. Goverover et al.

The evaluator first watched the participant motor and process performance [46]. The MFR
perform two ADL tasks from the AMPS battery. model took into account the task challenge, rater
Immediately after completion of the task, the severity and item difficulty when estimating the
participant was asked seven questions about his/her participant’s final ADL motor and ADL process
performance of the two tasks and the evaluator ability.
recorded the participant’s responses. After scoring
the AMPS, the evaluator then assessed the discre-
Satisfaction with quality of care. This was measured
pancy between the observed problems in ADL
using a modification of standard questions used
performance and the participant’s own report of
elsewhere [47]. Participants rated their satisfaction
the problems experienced. This discrepancy ranged
with the treatment on a scale of 1–5, where 1 is poor
from 0 ¼ ‘the patient completely denies his/her
and 5 is excellent. In addition to this rating, two
disability’ to 4 ¼ ‘the client has a completely realistic
open-ended questions were asked: ‘What was good
opinion of his/her disabilities’, based on their
about the treatment you received?’ and ‘What could
performance of the ADL tasks. Response scores
be improved about the treatment you received?’
were summed to produce a summed score for the
The dependent variable was the participants’ rating
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seven questions, with sums ranging from 0–28.


on the 5-point Likert satisfaction scale

Self-Regulation Skills Interview (SRSI) [44]. The


Awareness Questionnaire (AQ) [48]. The AQ was
SRSI is a semi-structured interview composed of six
designed to measure impairments in general self-
questions that assess metacognition related to
awareness following TBI. The AQ score is based on
difficulty in life. Participants were asked to select
responses to two forms, one completed by the person
one main area of difficulty (e.g. memory problems,
with TBI and one by a clinician (i.e. therapist,
impaired attention and concentration, depression,
physician) familiar with the person with the TBI.
poor anger management, lack of motivation, anxiety
The self-rated form includes 17 items while the
For personal use only.

or reduced communication skills) and were then


clinician form includes 18 items. On each form, the
asked six questions related to their capacity to self-
abilities of the person with TBI to perform various
monitor or to recognize and anticipate difficulties
tasks after the injury, compared to before the injury,
relating to the chosen aspect of functioning. Each
are rated on a 5-point scale ranging from 1 ¼ ‘much
question was scored using a 10-point rating scale
worse’ to 5 ¼ ‘much better’. Questions address
where scores reflect levels of awareness, self-rating of
motor/sensory, cognitive and behavioural/affective
readiness to change (or motivation) and strategy
deficits. The clinicians’ ratings of patient functioning
(knowledge or use). Scores were summed and
were summed and subtracted from the patient’s
averaged and ranged from 0 (very high) to 10 (very
self-rating. The difference scores indicate impaired
low), based on guidelines by Ownsworth et al. [44].
self-awareness: the larger the difference scores, the
greater the likely impairment of self-awareness.
Assessment of Motor and Process Skills (AMPS)
[45]. The AMPS is an observational perfor-
Community Integration Questionnaire (CIQ)
mance-based assessment that is used to measure
[49]. The CIQ consists of 15 items assessing
motor and process aspects of a person’s performance
home integration, social integration and productive
of ADLs and IADLs. Participants were observed
activities. The CIQ is scored to provide sub-totals
performing two tasks of their choice, selected from
for each of these sub-scales, as well as a total
83 available tasks. Effort, efficiency, safety and
community integration score. Questions are based
independence of performance were rated.
primarily on the frequency of performing activities or
Performance was also rated in terms of 16 aspects
roles or on whether participants perform these with
of motor skill and 20 aspects of process skills
others or alone. In this study, the overall community
exhibited during the activity. Process skills indicate
integration score, computed by summing the scores
how the participant goes about performing an
from individual sub-scales, was employed. The
activity; that is, these skills reflect cognitive aspects
overall score ranged from 0–29, a higher score
of performance. Each aspect of motor and process
indicates greater integration.
skill was rated on a 4-point scale (1 ¼ severe deficit;
2 ¼ inefficient; 3 ¼ questionable and 4 ¼ competent
Intervention
skill). Performance was measured in terms of overall
independence as well as motor and process compo- Six individualized treatment sessions were adminis-
nents. Based on a Multifaceted Rasch Measurement tered over 3 weeks, with one session per day on 2–3
(MFR) model, a computer program converted the days of each week. Each session consisted of a
raw, ordinal data, into an equal-interval measure of maximum of 45 minutes and included the
Treatment to improve self-awareness in persons with acquired brain injury 917

performance of one of the following Instrumental the same IADL tasks as the treatment group.
ADL’s (IADL) per session: (1) prepare a However, participants in the control group did not
birthday gift; (2) prepare a lunch box; (3) pay a receive the specific self-awareness intervention from
telephone bill; (4) make a doctor appointment; (5) the therapist. These participants received conven-
arrange pills in a pill organizer; and (6) prepare a tional practice, including direct corrective feedback
birthday cake. from the therapist on their performance (e.g. ‘please
choose another, more appropriate gift’).
Experimental intervention. In the experimental
group, participants were asked to predict their
performance before completing each task. They Procedures
were also asked to assess their performance imme- Participants were referred to the researcher by the
diately following the completion of each task. If a participant’s treating physician or therapist and
participant identified a specific problem while selected on the basis of the exclusion and inclusion
performing the task, he/she was asked to think of a criteria stated above. The study was explained to
strategy to help make task performance better and potential participants after they contacted the
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easier. primary investigator and if they expressed their


Each intervention session involved several compo- agreement to participate they were asked to sign a
nents. Before task performance, the participants consent form, approved by an Institutional Review
were given a brief introduction to the IADL task Board (see Figure 1 for procedures flow chart). All
(e.g. preparing a lunch box, choosing and wrapping participants first completed baseline testing as
a gift). Following this introduction, the participants described above. Participants were then randomly
were asked to: (1) define their task performance assigned to either the control or experimental group
goals (e.g. ‘two types of food will be chosen out of by the second author of this paper. Importantly, the
four, and placed into the lunch box’; ‘task comple- participants remained blind to group membership.
For personal use only.

tion will take 35 minutes’); (2) predict task


Following baseline assessment, all participants
performance (e.g. ‘rate the extent to which you feel
underwent six therapeutic sessions (2–3 per week
this task will be difficult’); (3) anticipate and pre-
over 2–3 weeks). During these sessions, the experi-
plan for any types of errors or obstacles he/she
mental group performed IADL tasks with the self-
expects to encounter during task performance (e.g.
awareness treatment and participants in the control
‘will this task require physical assistance; reminders,
group performed the same IADL tasks and got
etc . . .’); (4) choose a strategy to circumvent such
corrective feedback from the therapist. One day after
difficulties (e.g. written instructions, check list); and
the last treatment session, all participants completed
(5) assess the amount of assistance he/she will need
post-treatment testing which consisted of the same
to successfully perform the task. Following these
preliminary predictions and assessments, the parti- assessments as baseline testing.
cipant performed an IADL according to the defined
task goals. Immediately following task completion,
participants self-estimated their performance on the Data analysis
task (e.g. task difficulty, time required for comple- Initially, data were examined using descriptive
tion). Participants were asked to complete a struc- statistics. The dependent variables (i.e. task-specific
tured self-evaluation of the task they have just self-awareness, self-regulation skills and actual
performed (e.g. ‘How difficult was it to choose the functional activities) were analysed using a one-way
appropriate items for the task?’). A discussion (treatment vs. control) analysis of covariance
between the researcher and the participant followed, (ANCOVA), using the baseline scores from the
during which the participant described his/her dependent variables as covariates [50].
answers to the different questions asked and the
researcher described his/her observations and
answers to the same questions. After the discussion
participants were asked to write in a journal about Results
their experience in performing the task (i.e. the
difficulties they encountered, steps they used to Baseline comparisons
ensure task completion and their strengths and Independent samples t-tests were performed to assess
weaknesses). baseline equivalency on test performance between the
two groups (Table II). Results indicated no signifi-
Control group. Participants in the control group also cant differences between the experimental group and
attended six treatment sessions and performed the control group on any of the baseline measures.
918 Y. Goverover et al.

Assessed for eligibility based on


inclusion/exclusion (n = 22) Excluded due to
failure to meet
inclusion criteria
(n = 2)
Base-line assessment (n= 20)

Randomized (n = 20)

Allocated to experimental Allocated to control group


group (n = 10) (n = 10)
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6 treatment sessions including self- 6 ‘treatment’ sessions with corrective


awareness feedback
1. Birthday gift preparation 1. Birthday gift preparation
2. Prepare a lunch box: 2. Prepare a lunch box
3. Pay a telephone bill 3. Pay a telephone bill
4. Doctor appointment 4. Doctor appointment
5. Arranging pills in a pill organizer 5. Arranging pills in a pill organizer
6. Prepare a birthday cake 6. Prepare a birthday cake
For personal use only.

Post-treatment
assessment (n = 20)

Figure 1. Flow diagram of the study procedures.

Table II. Test scores at baseline for all participants by group (experimental vs. control).

M (SD)

Experimental group Control group t

General self-awareness 11.6 (8.6) 13.3 (14.5) 0.54


Task-specific self-awareness 14.6 (6.9) 16.5 (7.6) 0.58
AMPS: motor score 1.1 (1.0) 1.5 (.81) 1.07
AMPS: process score 0.56 (.41) 0.77 (.55) 0.95
Self-Regulation Skills Interview 44.2 (8.8) 44.1 (10.8) 0.02
Community Integration Questionnaire 13.9 (2.5) 14.7 (4.4) 0.45

Table III. Effects of treatment on proximal outcome measures.

Post-test M (SD) ANOVA significance ANOVA significance

Factor E v. C F(1,19) p Pre–post r F(1,19) p Partial "2

Task-specific self-awareness 16.7 (7.0) 14.7 (7.8) 0.365 0.55 0.74 2.5 0.12 0.13
(AAD scores)
Self-Regulation Skill Inventory 6.2 (1.7) 7.7 (1.7) 4.28 0.05 0.67 9.3 0.001 0.35
(SRSI)
AMPS process score 0.87 (0.20) 0.64 (0.35) 3.33 0.08 0.50 9.5 0.01 0.36
Satisfaction with treatment 4.7 (0.5) 4.4 (0.8) 0.95 0.34 0.05 NA NA

*check df. Overlap with earlier table.


Treatment to improve self-awareness in persons with acquired brain injury 919

11
10
9
8
7

SRSI scores
6 Experimental
5 Control
4
3
2
1
0
Baseline Post-test
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Figure 2. Changes in average SRSI self-regulation and metacognitive problems. Boxes indicate standard deviations; whisker lines indicate
range (highest and lowest scores). Higher scores indicate poorer metacognitive self-regulation skills.

Changes in proximal outcome measures the IADLs. These results are graphically portrayed
in Figure 3.
Table III presents statistical tests of the main
The fourth hypothesis was that satisfaction with
hypotheses, which deal with the effects of treatment
the treatment would be greater in the treatment
For personal use only.

on proximal outcome measures.


group. However, no significant differences were
The first hypothesis addressed improvement in
found between groups on satisfaction with the
task-specific self-awareness (AAD scores) in the
treatment experience.
awareness treatment group compared to the control
treatment group following treatment. Differences
between the experimental and control groups in Changes in distal outcomes
AAD scores did not reach statistical significance Table IV presents the effects of treatment on more
(p ¼ 0.12; "2 ¼ 0.13), although scores of the AAD distal outcome measures. On these measures one
improved for the experimental group (change: þ 2.1) expected to find a lower treatment effect than on the
and worsened for the control group (change: 1.8). proximal outcome measures effect, because the
The second hypothesis was that self-regulation distal outcome are affected by many confounding
would be better for the experimental group in factors.
comparison to the control group following treat- Theoretically, one might expect that improvement
ment. Results of the ANCOVA indicated a signifi- in awareness in a specific task would translate to
cant improvement in SRSI scores for the general self-awareness. As shown in Table IV,
experimental group, as compared to the control however, there were no significant differences
group, after controlling for pre-test scores between the control and experimental groups in
(Table III). Participants in the experimental group terms of changes in performance on the Awareness
improved in self-regulation and metacognitive skills, Questionnaire. In both groups there was no sig-
whereas participants in the control group had lower nificant difference between the baseline and post-
SRSI scores post-treatment. These results are treatment evaluations.
graphically portrayed in Figure 2. One also expected to find a change in the motor
The third hypothesis was that functional perfor- aspect of functional performance, associated with
mance, especially the process/cognitive aspects of the experimental treatment. No significant differ-
performance, as reflected by the AMPS process ences were found for the AMPS motor scores
scores, would improve more with the experimental between control and experimental groups in the
treatment than with the control treatment. The ANCOVA. Both groups improved their performance
hypothesis was confirmed (p < 0.01). Participants in on the motor aspect of IADL performance (0.39 in
the experimental group improved the process aspect the experimental group and 0.19 in control group),
of their IADL performances, while participants in however the improvement was only significant in the
the control group did not; participants in the control experimental group (paired t(9) ¼ 3.32, p  0.01, vs.
group had worse process skills while they performed 1.83, p  0.10).
920 Y. Goverover et al.

1.6

1.2

SRSI scores
Experimental
0.8
Control

0.4

−0.4
Baseline Post-test
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Figure 3. Changes in the functional performance: AMPS Process Measure. Boxes indicate standard deviations; whisker lines indicate range
(highest and lowest scores). Higher scores indicate better process skills related to IADL performance.

Table. IV Effects of treatment on distal outcome measures.

Post-test M (SD) ANOVA significance ANOVA significance


For personal use only.

Factor E v. C F(1,19) p Pre–post r F(1,19) p Partial "2

General awareness–Awareness 10.4 (10.4) 13.5 (13.2) 0.31 0.59 0.88 0.11 0.74 0.01
Questionnaire
AMPS Motor Measure 1.51 (1.0) 1.76 (0.65) 0.41 0.53 0.92 0.78 0.39 0.04
Community Integration 13.3 (3.3) 13.6 (3.8) 0.03 0.87 0.71 0.04 0.85 0.003
(CIQ total score)

The same was hypothesized for Community functional performance (the cognitive aspect of
Integration, that community integration score performance). A major part of this awareness
would be better following treatment. No significant training was helping individuals gain control over
differences were observed between the control and their cognitive symptoms so that they could antici-
experimental groups on reports of their community pate or recognize the symptoms when they occur [8,
integration following intervention or associated with 51, 52]. It is thought that understanding cognitive
the awareness treatment. weaknesses could lead to more effective use of
compensatory strategies and, in turn, to better
functional outcomes [25]. If a person does not
Discussion recognize a problem, he/she is not likely to self-
correct errors.
The present study provides preliminary support for Another area of emphasis in the treatment studied
self-awareness training in the context of functional in this RCT was in restructuring knowledge and
everyday activities for enhancing self-regulation beliefs about deficits through the integration of
and functional gains for individuals with TBI and direct and personal experiences. Personal experience
acquired brain injury. It was hypothesized that was achieved by practicing tasks of daily living,
participants in the treatment group would demon- specifically from the IADL domains. Thus, during
strate significantly greater improvements in task- IADL performance, individuals were able to experi-
specific self-awareness, self-regulation skills and ence and recognize errors themselves, while achiev-
actual functional activities, especially the cognitive ing a sense of control and mastery over their
aspects of performance. As expected, in this rando- performance [19, 53]. Furthermore, structured
mized clinical trial (RCT), a significant effect of journaling was used at the end of each treatment
treatment was evident for self-regulation and session, where participants were required to reflect
Treatment to improve self-awareness in persons with acquired brain injury 921

on their activity experiences, identify challenges and change general self-awareness. The second explana-
anticipate what they might do differently next time. tion relates to the intensity of the treatment
For these reasons, awareness training significantly participants received in the present study. The
improved self-regulation, as well as better perfor- treatment offered in this study consisted of only six
mance of IADLs practiced during the treatment. treatment sessions. Perhaps more intensive, com-
The authors also expected to observe a significant prehensive treatment programmes are needed to
change in task-specific self-awareness (AAD scores) affect these distal outcomes, such as community
following treatment. That is, following treatment participation and general self-awareness. Future
participants in the experimental group would have studies should investigate the effect of a more
better task-specific self-awareness. Thus, partici- intensive programme on these distal outcomes.
pants would understand and acknowledge their The third explanation relates to the use of self-
difficulties and their strengths of specific task report measures to examine self-awareness and
performance. There was a trend toward a significant community integration. Although the CIQ and AQ
effect, with AAD scores improving in the experi- are psychometrically investigated measures of self-
mental group and decreasing in the control group; awareness [48] and community integration [56],
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however, results did not show a statistically sig- there are some limitations in using these measure-
nificant change in the experimental group. Possibly ments. These include the potential bias in partici-
the effect would reach significance with a larger pants rating themselves (CIQ) and therapist rating
sample size (also supported by effect size ¼ 0.13). their clients’ abilities (AQ) [22, 57].
The unique focus of this RCT treatment was the
use of meaningful tasks to provide the participants Study limitations
with experiential feedback that guide participants to
A major limitation of this study was the small sample
discover their own errors [54]. Therefore, satisfac-
size, with only 20 participants. With a larger sample,
tion with treatment was also hypothesized to be
perhaps some of the expected outcomes that were
higher in the experimental group compared to the
For personal use only.

not statistically significant could be significant (e.g.


control group because participants in the experi-
specific self-awareness: AAD; effect size reported
mental group would get a better sense of control
0.12). The sample size was small because the
from the treatment than the control group and then
participants were recruited from a single centre
will be more satisfied. Results indicated that both
within a 12-month period. Another potential limita-
groups were highly and equally satisfied with the
tion is related to the number of treatment sessions
treatment. This finding can be explained by the
individuals received in this study. Participants
personal communication that the participants in
received only six treatment sessions. It is desired to
both groups received from the researcher, and that
have more treatment sessions together with follow-
participants in both groups had to perform mean-
up sessions to get more prominent and long-term
ingful tasks of IADLs. It is believed that performance
results [58]. Despite these limitations, statistically
of IADLs is meaningful because there is an identified
significant improvements in self-awareness were
goal and purpose [46, 55]; all the participants in this
observed. Given the small sample size, increased
study felt and reported that performance of IADLs
confidence regarding the findings of the present
may resemble things that may be important for their
study awaits replication.
daily life functioning (some tasks less and some
more).
Practical/clinical implications
The improvements noted above (i.e. task specific
self-awareness, self-regulation and functional perfor- The process of recovery and rehabilitation following
mance) could potentially lead to better levels of brain injury involves adjusting to and becoming
community participation and better general self- aware of changes in cognitive function that have
awareness (i.e. the distal effects) [2, 5, 38]. As occurred as a result of the injury [5]. The results of
expected, some improvements were found in the the present study indicate that a behavioural inter-
distal effects; however, none of them were statisti- vention designed to improve self-awareness and
cally significant. There are three potential reasons functional performance in persons with brain injury
why the changes in general self-awareness and with deficits in self-awareness resulted in a signifi-
community integration were not statistically signifi- cant increase in both functional performance and
cant. O‘Keeffe et al. [39] found that metacognitive self-regulation. Furthermore, results indicated that
knowledge did not correlate with online emergent or RCTs are possible to perform in people with
online anticipatory awareness. Thus, general aware- acquired brain injury living in the community and
ness and task-specific awareness are not correlated that even small RCTs can provide important and
and can be disassociated from each other. Based on significant information. This study has provided
this, changes is specific self-awareness would not preliminary data into the effectiveness of a new
922 Y. Goverover et al.

treatment procedure to improve self-awareness and 7. Fleming JM, Strong J, Ashton R. Cluster analysis of self-
awareness levels in adults with traumatic brain injury and
functional performance. An advantage of this study
relationship to outcome. Journal of Head Trauma
is the use of randomized assignment. Rehabilitation 1998;13:39–51.
The clinical implications of this study, although 8. Toglia JP. A dynamic interactional model to cognitive
preliminary, are that training in self-awareness rehabilitation. In: Katz N, editor. Cognition and occupation
should be incorporated into ordinary on-going across the life span. 2nd ed. Bethesda, MD: American
Occupational Therapy Association; 2005. pp 29–72.
therapies used in rehabilitation in order to facilitate
9. Prigatano GP. Impaired awareness, finger tapping, and
awareness of and adjustment to acquired cognitive rehabilitation outcome after brain injury. Rehabilitation
limitations. Such training could be accomplished Psychology 1999;44:145–159.
through the practice of functional activities that are 10. Blundon G, Smits E. Cognitive rehabilitation: A pilot
neither too challenging nor too easy. Performance of survey of therapeutic modalities used by Canadian occupa-
tional therapists with survivors of traumatic brain injury.
meaningful real world activities would provide the
Canadian Journal of Occupational Therapy 2000;67:
patient with the opportunity to explore his/her 184–196.
current level of ability, identify problems areas, set 11. McGlynn SM, Schacter DL. Unawareness of deficits in
realistic goals and select appropriate compensatory neuropsychological syndromes. Journal of Clinical and
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strategies. It is the authors’ belief that a more robust Experimental Neuropsychology 1989;11:143–205.
12. Hoofien D, Gilboa A, Vakil E, Barak O. Unawareness of
treatment, with a follow-up in the person’s home,
cognitive deficits and daily functioning among persons with
that is directed towards priorities in the person’s life, traumatic brain injuries. Journal of Clinical and Experimental
may be necessary to produce enduring improve- Neuropsychology 2004;26:278–290.
ments in activity limitation and participation restric- 13. Noe E, Ferri J, Catallero MC, Villodre R, Sanchez A,
tion. Awareness training is only one step in a more Chirivella J. Self awareness after acquired brain injury:
predictors and rehabilitation. Journal of Neurology
comprehensive treatment outcome model. 2005;252:168–175.
14. Anderson SW, Tranel D. Awareness of disease states
following cerebral infarction, dementia and head trauma:
Standardized assessment. Clinical Neuropsychology
For personal use only.

Acknowledgements 1989;3:327–339.
15. Clare L, Wilson BA, Carter G, Roth I, Hodges JR. Awareness
The authors would like to thank staff members and
in early-stage Alzheimer’s disease: Relationship to outcome of
patients at the Cognitive Remediation Program at cognitive rehabilitation. Journal of Clinical and Experimental
Kessler Institute for Rehabilitation in New Jersey. Neuropsychology 2004;26:215–226.
Special thanks to Ms Michele Spinazzola, MS, 16. Fischer S, Gauggel S, Trexler LE. Awareness of activity
OTR/L for her support and assistance. This study limitations, goal setting and rehabilitation outcome in
patients with brain injuries. Brain Injury 2004;18:547–562.
was supported by National Institute on Disability 17. Prigatano GP. Disturbances of self-awareness of deficits after
and Rehabilitation Research; Mary E. Switzer traumatic brain injury. In: Prigatano GP, Schacter DL,
Research Fellowship Program (Grant Award editors. Awareness of deficit after traumatic brain injury.
Number: H133F0400180). Clinical and theoretical issues. New York: Oxford University
Press; 1991. pp 111–126.
18. Ezrachi OI, Ben Yishay Y, Kay T, Diller L, Rattock J.
Predicting employment in traumatic brain injury following
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