Professional Documents
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Philosophy of History
Around Paul A. Roth’s Vision of Historical Sciences
Edited by
Krzysztof Brzechczyn
LEIDEN | BOSTON
Introduction 1
Krzysztof Brzechczyn
Jouni-Matti Kuukkanen
i Introduction
Paul Roth has called for a revival of philosophy of history.1 As he notes, this call
is bound to raise at least two questions: What should be revived? And why this
revival would be worthwhile? Roth has also answered these questions, and I
will return to them later in this essay. While I think that this call is excellent and
timely, it triggers even more complex questions than these two. First, Roth’s “phi-
losophy of history” refers to scholars like Arthur Danto and Louis Mink and more
generally to the intellectual orientation that was known as “analytic philosophy
of history” (as opposed to “speculative philosophy of history”). He could be thus
equally calling for a revival of analytic philosophy of history. But what is analytic
philosophy of history? And what is analytic philosophy itself? More generally,
should any specific style of philosophizing characterize this revived philosophy?
A related concern is whether the philosophy of history should be framed
and defined via some specific philosophical topic or area. It may be argued
that analytic philosophy of history was concerned with explanation, above all,
and that this topic should be also in the center of the philosophy of history re-
vived. Indeed, this is what Roth seems to be saying. Yet another open question
is the relationship to other closely related research fields, such as the theory of
history. It is the theory of history in its various modes that has been growing
and booming in recent years rather than the philosophy of history. But should
the theory of history be part of philosophical investigations? If not, why not?
It is necessary to emphasize that I am not claiming that the “theory of history”
is never philosophical. It often is although it is difficult to spell out in what way
exactly. This distinction is based on an observation that in recent decades an
increasing number of papers have been written on trauma, memory, experi-
ence, new forms of history-writing, use of history, etc., which have not been tra-
ditional topics in explicit philosophical studies. And it is fair to say that these
1 Main sources of inspiration for this commentary are following papers of Roth: 2002, 2008a,b,
2013a,b, 2017a,b, 2018. I regret that I have not been able to peruse more papers for this
occasion.
investigations are not either the kinds of explicit conceptual explorations that
many associate with philosophy. In brief, while much of the discussion in the
“theory of history” may be philosophically relevant, the theory of history is not
self-evidently philosophy of history.
It would also seem necessary to say something on the aims of the philoso-
phy of history. What is it that we are trying to achieve? Should this field have
some target object, such as historiography and its practice? Should the primary
goal be conceptual clarity like in analytic philosophy? Or something else? And
how about the relation to contemporary philosophy? Would the revived phi-
losophy of history be more or less an autonomous field of philosophical study
perhaps with its own field-specific problems or possibly subsumable under
mainstream philosophical discussions?
Roth makes it clear that he is primarily interested in the nature of historical
explanation and that he regards explanation as the central and most worth-
while issue in analytic philosophy of history. According to Roth, it is “narra-
tive explanation” that is characteristic to history. Roth refers to a rather spe-
cific notion of narrative explanation as understood by Danto and Mink. Quite
clearly, Roth’s idea is that the philosophy of history analyses, should analyze,
narratives as forms of explanation, which in effect means that it is narrativity
that characterises scholarly history-writing. Or as Roth himself expresses this:
“The thought is that a primary philosophical concern is to evaluate the puta-
tive ‘goodness’ of explanations offered in narrative form” (Roth, 2018, p.12). The
main reason that Roth takes an interest in “narrative explanation” is that narra-
tives as explanations have epistemic significance. That is, Roth is interested in
how narratives become “part of a justification of a claim to know” (Roth 2018,
p. 13). There is thus an implication that philosophy of history is normative and
distinguishes the kinds of claims that are justifying from the ones that are
not—but more of this later.
The first part of this essay deals with the question of what philosophy of
history and historiography are and the question, whether analytic philosophy
of history should be revived. And if it should, in what form?
After that, as a more specific commentary on Roth I will attend to the fol-
lowing points:
ideas and their relations to other thinkers in the field except when it seems
necessary for their understanding. I have learnt a lot from Roth’s philosophical
thinking and I am looking forward to finding out what he has to say about the
suggestions and analyses made in this short commentary.
ii Philosophy of What?
Now when terminological issues have been set aside I am faced with much
more difficult considerations. That is, Roth’s suggestion that analytic philoso-
phy of history would need reviving. It is clear that I am able to scratch the
surface only but I think it is important to highlight some options with regard
to this. My strategy is to proceed step by step and say something within the
limits of space on both conceptual possibilities below. This discussion con-
cludes with a specific suggestion of what philosophy of historiography should
become.
The first question is whether analytic philosophy of history, literally taken,
deserves reviving. This question can be subdivided into further queries:
The answer to the first question does not come by easily because it is far from
clear what “analytic philosophy” itself is. Even more pointedly, it is very diffi-
cult to pin down what ‘analytic’ in the context of philosophical practice means.
One of the leading philosophers of the analytic tradition Timothy Williamson
(forthcoming) has tried to provide an answer from his perspective as a student
and a scholar over many years at the University of Oxford, which has been a
bastion of “analytic philosophy” for decades. Although his view is idiosyncratic,
it nevertheless comes from an authoritative figure in this tradition.
There are two observations that I found particularly interesting. The first has
to do with the attitude of so-called analytic philosophers towards metaphysics.
There is no denying that genealogically the origin of analytic philosophy lies
in logical positivism, which was fiercely anti-metaphysical. But now the situ-
ation has radically changed and much of philosophy done under the label of
“analytic philosophy” can be called speculative metaphysics, according to Wil-
liamson. As he notes, analytic epistemologists, for example, “regard the object
of their study as knowing (or justified believing) itself as opposed to the corre-
sponding words or concepts … the epistemologists’ underlying object of study
is knowing itself, not the verb ‘to know’ or the concept of knowing” (William-
son, p. 14). The other interesting remark is Williamson’s own observation how
difficult it has been for eminent scholars of older traditions even to understand
what the younger generation is doing. According to Williamson, this applies to
such scholars as Ayer, Strawson and Dummett. What comes through William-
son’s take on analytic philosophy is that the academically legitimate object of
study and the central questions of philosophizing have changed significantly
over the years. There are no smooth transitions, and not a core subject that has
stayed invariant and unchallenged.
The distinction between ‘analytic’ and ‘continental’ philosophy is equally
challenging to define. It is so riddled with peculiar and contingent issues that
it is very hard to understand what these labels are meant to stand for. It is, as
Bernard Williams noted, that the contrast between ‘analytic’ and ‘continental’
is like trying to divide cars to front-wheels and Japanese (Williams 2002). One
refers to a style and the other to a geographical region. Some of the most cel-
ebrated “analytic philosophers” were in fact continental Europeans (e.g. Frege
and Carnap). If it is true that the distinction can be traced back to the 1950s
to an attempt to distinguish the types of logical, linguistic analyses practiced
by philosophers in the English-speaking world (many of whom were refugees
from the Continent) from phenomenological and existential variants of Hus-
serl (who greatly respected ‘analytical’ clarity) and Heidegger, the point of
this distinction has evaporated a long time ago. An “analytic philosopher”
Quine questioned the very idea of specific conceptual analysis and his legacy
is long and lasting in the analytic tradition. In addition to phenomenology
and existentialism, so-called “continental philosophy” covers now so many
other traditions that don’t seem to agree on almost anything: Hegelian ideal-
ism, Marxism, poststructuralism and deconstruction. Equally “analytic phi-
losophy” has radically widened its scope of interest to cover metaphysics,
ethics, the mind-body problem, the existence of God, for example, and it
deals with the topics of many special sciences too. It is far from mere analysis
of language and concepts. Subject does thus not demarcate ‘analytic’ from
‘continental’ either, although the latter may be more inclined to attempt to
transcend our everyday experience through phenomenological studies, seen
also in the writings of David Carr and Paul Ricoeur in the philosophy of
historiography.
One option is that the distinction is kept alive because of sociological rea-
sons, as Gutting suggests by reference to Leitner’s view of the matter (Gutting
2012; Leitner.). That is, specific thinkers are revered and read in certain groups,
while other in the other. Familiarity with one set of thinkers is taken as a
distinctive mark of ‘continental’ and familiarity with an alternative set as a dis-
tinctive mark of ‘analytic’. Many graduate schools appear to reflect and main-
tain this distinction in their reading lists and education. However, it would be
peculiar to uphold any strict borders and reject input from unfamiliar sources
in philosophical studies because of social and institutional reasons.
2 The most relevant paper where Danto introduces these definitions is “Narrative Sentences”
(1962).
considering Roth’s claims that a historical event exists only under a narrative
description but that providing a narrative description is to link together two
temporally distinct events (Roth 2018, pp. 14–15, 2017b, p. 6; see: Danto 1962).
Namely, if a narrative description is linking events together, then the events
must precede narrativization, and the constitution of historical events cannot
thus ultimately depend on their narrativization. It is thus the case that
(1) Narrativization is indeed linking events but it does not constitute events
ultimately. Instead there is a set of events that precede all narrativization
attempts, which are
(i) foundational, or non-historical, in some sense or;
(ii) constituted by some other process than narrativization
OR
(2) Narrativization is not linking events but it ultimately constitutes events;
OR
(3) Narrativization simultaneously creates events and links them together.
we consider this meeting here today (in Poznan, 13 October 2015), it is not trivi-
ally clear that this is an ‘event’. What does make it an event? What must be
included? Location (how precisely?), temporality (when does it begin and end
exactly?), speakers (how many?), theme and topic (?), what kind of event it is,
etc. Without these kinds of specifications this ‘event’ is just a series of practices
without a unity and boundaries.
The example that I have used in my book Postnarrativist Philosophy of Histo-
riography is the colligatory concept ‘Thaw’. It gives a sense to a certain period
in the history of the Soviet Union by colligating historiographical data (release
of prisoners from the Gulag, relaxation of censorship, new styles in literature,
“peaceful co-existence” with foreign nations manifested as mutual visits for
example) but it is certainly not given by the past itself prior to the constitu-
tive act of a historian. It is true that often events, or colligations, like the Thaw
extend temporally. But even if this is so, this kind of case is not linking nar-
ratively two events together but rather creating an event or a phenomenon
with a historiographical temporal extension. I say ‘historiographical’ because
what is constructed is not an event in the past itself, but in the writing of
history.
3 But see Roth 2017a. I comment on the idea of narratives as explanations below.
4 It is surprisingly difficult to find an explicit definition of ‘narrative’. Although often it is
equated with ‘story’, Ankersmit, for example, thinks that narrative is something like a logical
structure (e.g. Ankersmit 1983, p. 16). According to White, while narrativity itself does not re-
quire chronological ordering, a chronological sequence appears to be a condition for the nar-
rativization of a set of events in historiography. That is, because in “history proper” “events
must … be registered with the chronological framework of their original occurrence” (White
1980, p. 9). More importantly, both Ankersmit and White assume that narrative possesses and
imposes a structure and is not a mere sequence. The early narrativists, such as Danto (e.g.
1962) and Mandelbaum (1967, reprinted 2001), linked chronological-ordering directly with
narrativity. Some have also suggested that a narrative (or “plot”) must include causal links
between events, (e.g. Morton White 1965, p. 223; Foster 1927, p. 60; Carroll 2001, p. 126).
showing the “unfolding of events”. If we then assume that the point of a book
(Kuhn’s or someone else’s) is that a revolution took place, could it be expressed
in any other way as a narrative? I think there is more freedom to choose the
mode of presentation. The expression of this point could take the form of
reasoning from premises towards a conclusion. For example, (a) a set of ba-
sic assumptions was accepted unanimously in science S at time T; (b) many
anomalies appeared and eroded the confidence in these fundamental assump-
tions; (c) a new theory/set of assumptions were produced; and (d) eventually a
new theory was accepted and it replaced the old governing paradigm.
Naturally, there is a time dimension behind this development. However,
the first thing to notice is that these premises do not form ‘events’ in any con-
ventional sense and neither can there be seen any proper causal relationship
between these. For example, the fact that a set of basic assumptions was ac-
cepted at a time T does in no way cause the emergence of anomalies, and nei-
ther of these two (premises) is an ‘event’. And yet both being an event and the
causal relationship between events are the two central features of narratives
for Roth, if I understand him correctly.
Further, I claim that my example above is presented in the spirit of Kuhnian
philosophy. All the premises represent a historian’s assessment of the situa-
tion in the history of this particular science, i.e. that there was a stable period,
a period of uncertainty, of creation and of revolution. They themselves could
be understood as colligations. If they are seen as “events under description” in
Dantonian-Rothian language, they are events in a very liberal sense that any
meaningful historiographical description produces an event. What is left im-
plicit and unarticulated reveals the patterns of reasoning nevertheless opera-
tive in the argument for the occurrence of revolution. For example, there is
an assumption that (normal) science forms a more or less uniform body of
knowledge, that anomalies and contradictions (low coherence) weaken the
epistemic authority of that body of knowledge, that an incoherent and poorly
explaining scientific theory may prompt scientists to look for alternatives, that
scientific revolution means a rejection of old theories, etc.
There is thus MUCH more going on than just recounting an unfolding of
events; there is an entire discursive field behind within which the historian
places her argument. Some of the assumptions may naturally be explicated in
text but not necessarily all. This only emphasises the key difference between
Roth’s and my approach. I think that historiography is fundamentally a critical-
discursive practice while Roth seems to assume that it is narrative-descriptive
(even if it is accepted that narratives are explanatory at the same time). For
Roth, historiography has to take the form of narrative while for me it is a pos-
sible mode in historiography. Naturally, if reasoning with a time dimension is
enough to call the historian’s presentation a ‘narrative’, then that’s fine with
me, although I wonder whether this term captures what truly is characteris-
tic for historiography. In this sense, it could be said that historiography needs
narratives but even then it would be only as part of more general reasoning
practices.
Two other central features in Roth’s revived philosophy of history are expla-
nation and justification. It is worth saying a few words on each. It is not an
easy task to spell out what explanation is. Ever since Hempel’s covering law
model there has been much debate in contemporary philosophy on explana-
tion. But how exactly does a narrative sentence become explanatory? For Roth
narratives both constitute events and explain them. Narratives are sequences
of events and explanatory because a historian creates an event under descrip-
tion. But this is quite a weak sense of explanation if the aim is to merely trace
the “path of development”.5 Here we might go back to the time of analytic phi-
losophy of history and to another analytic philosopher Maurice Mandelbaum,
who wondered whether a sequential story amounts to a proper explanation,
because a sequence lacks an analysis of contextual factors that resulted in the
outcome.
Mandelbaum’s example is a case in which an election campaign was to be
told as linear sequential steps leading, in the end, to an oversimplification. Ac-
cording to Mandelbaum, the strategy in any election campaign depends on
an analysis of stable voting habits of some segments of population, and as he
says, on “a recognition of the manner in which long-standing interests, disaf-
fections, and needs in various geographic, economic or ethnic groups will be
relevant to eventual success or failure” (Mandelbaum [1967] 2001, p. 55). In oth-
er words, one must “grasp their relationship to longer enduring factors which
are not themselves links in the sequential chain of events which constitute the
‘story’ of the campaign” (Mandelbaum [1967] 2001, p. 55). Mandelbaum con-
cludes as follows:
5 But see Roth 2017a for an attempt to specify what narrative explanation consists of.
I agree. This is exactly the idea of colligation and the idea of constitution
mentioned above. One should however note that even if arranging historio-
graphical data into larger wholes is an essential process of history-writing, it
does not follow that a text is such an undecomposable whole and that one
needs to commit to full-blooded holism.6 In any case, it is necessary to analyse
what else narrativization as explanation implies other than linking temporally
6 Roth claims that my understanding of holism is “confused” because Quine used his holist
argument against the analytic-synthetic distinction, while I make analyticity a feature of ho-
lism (Roth 2016, p. 276, n 17). I am, of course, well familiar with Quine’s argument in “Two
Dogmas of Empiricism” (1951). Roth thinks that the confusion is a consequence of following
Ankersmit in this matter. What Roth misses is the distinction between confirmation holism
and semantic holism. The former in the words of Kyle Stanford is the claim “that theories
or hypotheses can only be subjected to empirical testing in groups or collections, never in
isolation” (2016). And semantic holism can be understood as the position that the meaning
of an expression is determined by an entire web of other beliefs and meanings. A mean-
ing unit is thus not meaningful without all other meanings it is connected with (see: Block
1998; Fodor and Lepore 1992). If then a semantic unit is defined by the whole set of meaning
constituents, those constituents would be true by definition or by their meanings alone in
some way, thus analytically true. Of course, if one is committed in the spirit of Quine to the
view that the only meaning there is is (ultimately) empirical meaning, it seems that semantic
holism and confirmation holism fall together. But without this commitment it is consistent
(and this may offend Quineans) to think that empirical claims about the world are not tested
in isolation and maintain that our meanings can be meaningful without taking into account
all other meanings. In other words, the unit of meaningfulness is something less than the
entire language, theory or web of beliefs, which amount to a rejection of full-blooded holism
and an endorsement of something like molecularism in semantics (Kuukkanen 2015, p. 80;
Fodor and Lepore 1992, p. 31). Now it may be worth pointing that it is not only Ankersmit
and me, who concern themselves with semantic holism in the philosophy of historiography
and the philosophy of science. For example, Suppe accused Kuhn and Feyerabend (rightly
or wrongly) as advocating irrationality, which “stems from the fact that his doctrines on the
theory-ladeness of meaning entail that theories are analytically true” (Suppe 1977, p. 640).
Theory-ladeness is another name for semantic holism. Or one might wish to take a look at
the debate between Lovejoy and Spitzer even earlier, in which the former was concerned
about “the impossibility of using common nouns when referring to components of different
wholes … If every part of any such whole is a kind of thing capable of existing only in that
whole.” According to Lovejoy, this implies the incommunicability of that holistically defined
notion. (On this, see my “Making Sense of Conceptual Change”).
distinct events. It would not seem sufficient to show how events unfolded even
if that increased understanding on some level. Is narrativization necessarily
creating causal links between ‘events’? Could counterfactuality inform us of
what specifically a narrative explains? What is the “narrative logic” on a more
detailed level?
All in all, isn’t it better to regard an historian’s explanation as a sum of all
contextual factors and reasoning in a book, which in the end amounts to a
view of, say, why the English working class was born and was its own making
(Thompson 1991)? In this example, it is not that two or more ‘facts’ in time are
united; it is a much more complex process of syntheticising historiographical
data together. To explain why the English working class was born is not cit-
ing a sequence, but giving reasons why certain historical phenomena must be
considered as part of this process and how and why, and in what role, they are
linked together. It is reasoning, showing reasons for conclusions, that Thomp-
son does in his book.
I agree with Roth that justification is a theme of central importance. I take
it that no one wishes to accept that just any interpretation or view is equally
good. Some are, or should be, more acceptable than others. The difficult task is
to spell out how and why some are better and more recommendable. This need
to separate the wheat from the chaff emphasises the importance of justifica-
tion in philosophy. Roth correctly notes that peoples and cultures constantly
develop novel interpretations and ways of understanding the past. Or in Roth’s
vocabulary, they come up with new ways to constitute a historical event, and
he mentions critical race theory and feminist descriptions that have become
available quite late in the day (Roth 2018, p. 16). But one does not find any men-
tion of how to limit these descriptions that may become available in the course
of time. I take it that a description through a racist theory, for example, would
not do (either morally or epistemologically). There must be something that
limits acceptability but at the moment we are left in the dark as to what this
may be.
This lack of justification conditions may be an indication of a deeper prob-
lem in Roth’s position. For a naturalist, such as Roth, there is no a priori domain
of normativity or a priori method to decide what normativity and justification
are. It is practice that provides the norms, and the description of this prac-
tice that reveals those norms to us. But how could a description provide us
normativity and the principles of justification? Even if practice grounds nor-
mativity and may inspire normative theorizing, it is another matter to specify
the relevant features with regard to normativity within this practice. Pointing
out that there is this or that practice does nothing to reveal whether the prac-
tice is justified or should be seen as justified. Many naturalists refer to various
7 It is perhaps worth emphasising that here I am talking literally about the meaning of truth,
i.e. how should ‘truth’ be understood in sentences like “It is true that snow is white.” Theories
of truth are in this sense understood as semantic. It is my claim that, if one adopts a differ-
ent theory of truth from the set of obvious ones (correspondence, coherence, pragmatic,
deflationary), one owes an explanation of what he is talking about. Finally, the meaning of
truth is a different issue from epistemic problems of knowing, what is true (except perhaps in
epistemic theories of truth, in which the two are co-extensive). For more on the theories of
truth, Kirkham (1992) is a great and comprehensive book.
2016, p. 273; original emphasis). Is truth then relative to time? Relative to the
historian that provides a narrative sentence? If so, I wonder how useful this
notion of truth is.
Now in the end of this paper I move back to larger issues and consider the
type of philosophy that needs creating or re-creating.
rest. And it is worth noting that this is a very practical problem and shows that
in the practice of historiography historians commit to the bounded units of
meaning.
My suggestion is that situations like these provide the rationale for the phi-
losophy of historiography. I am in favor of a pragmatic attitude to the needs
and problems of historiography. Mainstream philosophy and philosophi-
cal doctrines should help us to understand the situation and problems more
deeply. To explain why meaning-constitution is required, what it could be and
how it can be so. Maybe it’s hermeneutics that helps, maybe a theory of some
other tradition. Perhaps naturalism can make sense of this kind of meaning
constitution. Or if it is argued that the historian’s meaning-constitution does
not make sense, it must be shown why and why it doesn’t have such serious
consequences with regard to practice, as initially may seem. The crux of the
matter is that historiography-specific problems must set the agenda.
There are many issues and concepts in the practice of historiography that
require attention from the philosophers of historiography. To mention just one
final example from my scholarly past of participating in the research project
Philosophical Foundations of the Historiography of Science. A large number
of historians of science have assumed implicitly or explicitly that science is
local, but philosophers had not analyzed this widespread supposition (see:
Kuukkanen 2011b, 2012). In my view, to analyze and discuss concepts like these
is a prime target for the philosophy of historiography.
In sum, the philosophy of historiography should learn from other b ranches
of philosophy but not shy away from field-specificity when required. The
working order is from the problems of historiography to the ideas of other
philosophical traditions and branches. What we want from the philosophy of
historiography, I suggest, is conceptual clarity of historiography-specific no-
tions and problems—with awareness but not emulation of analytic philosophy.
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