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10.1016@s0926 6690 (02) 00010 9
10.1016@s0926 6690 (02) 00010 9
www.elsevier.com/locate/indcrop
Abstract
Single-use packaging articles made of expanded polystyrene (EPS) are currently used to serve and pack a variety
of food and non-food products. Recently, there have been efforts to develop and commercialize materials from
renewable resources such as starch to replace EPS. Starch based foams are, however, brittle and sensitive to water,
and thus require expensive coating steps when exposure to cold or hot liquids is required. In this report, various
modified starches and additives were tested in baked foam plate formulations to improve strength and water
resistance properties in lieu of coating. Foam plates made from chemically modified starches had shorter baking
times, lighter weights and higher elongations at break than unmodified starch. Plates made from genetically modified
(waxy) starches and polyvinyl alcohol (PVOH) had elongations to break at low humidities, which were much higher
than those made from normal starches and PVOH. Addition of softwood fibers increased starch foam plate strengths
at low and high humidities. Addition of monostearyl citrate to starch batter formulations gave the best improvement
in water resistance among the compounds tested. Baked foams made from potato amylopectin, PVOH, aspen fiber
and monostearyl citrate appeared to have adequate flexibility and water resistance to function as clamshell-type hot
sandwich containers. Published by Elsevier Science B.V.
1. Introduction
products such as plastic tableware and packaging elongation to break and water resistance were
are targeted since they are generally used only determined. Morphologies of the foams were as-
once and are difficult to recycle. Petroleum-based sessed by scanning electron microcopy.
plastics such as polystyrene foam may require
hundreds of years to degrade and can kill wildlife
if ingested. Biobased materials such as starch and 2. Experimental
cellulose have the advantage of being biodegrad-
able into a useful compost. Plastics and fast food 2.1. Materials
industries also are realizing that they need to
begin to identify renewable sources of raw materi- Potato amylopectin was provided by Lyckeby
als as petroleum supplies decline. To promote this Stärkelsen, Kristianstad, Sweden. Waxy corn-
approach, the Biobased Products Act of 2000 was starch was Amioca from National Starch and
enacted to encourage the tripling of the use of Chemical, Bridgewater, NJ. Normal cornstarch
biobased materials and energy by 2010. Increasing was Buffalo 3401 from CPC International, Engle-
demand for low priced agricultural commodities wood Cliffs, NJ. High (50%) amylose cornstarch
such as corn and wheat are also motivating and high (50%) amylose cornstarch acetate were
factors. Amaizo 5 and Amaizo Crisp Tex, respectively,
Previous work (Tiefenbacher, 1993) has shown from Cerestar, Hammond, IN. Hydroxyethyl nor-
that starch/water batters can be baked in a closed, mal cornstarch (M.S.0.06) was Ethylex 2095
heated mold and thereby gelatinize and foam the from A.E. Staley, Decatur, IL. Starches contained
starch into the shape of the mold. Starch alone, 10–18% moisture. PVOH was 98% hydrolyzed
however, is rather brittle and water sensitive so with average molecular weights of 85–146 000
further treatments are necessary to attain the (Airvol 325) and 124–186 000 (Airvol 350) from
strength, flexibility and water resistance needed Air Products, Inc., Allentown, PA. Aspen fiber
for applications such as foam plates or clamshells was from Super Wood Corp., Phillipps, WI. The
intended for moist food. Earthshell Corporation fibers had an average length of 3.5 mm with a
(Andersen and Hodson, 1998a; Andersen et al., range of 1–11 mm. Guar gum and magnesium
1999) has added mineral fillers and wood fibers to stearate were from Sigma Chemical, St. Louis,
improve strength and have coated the plates with MO. Monostearyl citrate was from Morflex Inc.,
wax and other materials to improve water resis- Greensboro, NC. Ethanedial oxalaldehyde resin
tance. These are beginning to be commercialized (Curez 5550), glyoxal resin (Curez 5650) and
as hinged lid food containers for fast-food restau- methylated melamine resin (Melrez 5480) were
rants. Clamshell hinges with sufficient bending from Hopton Technologies Inc., Rome, GA.
flexibility have been made by spraying the hinge Paraffin wax, soybean oil, polyethylene glycol
with glycerol or polyvinyl alcohol (PVOH) solu- stearate, silicon oil, rosin, gum elemi, shellac,
tion (Andersen and Hodson, 1998b). However, stearic acid, citric acid, butanetetracarboxylic acid
the effects of humidity on the containers were not and octenyl succinic anhydride were from
adequately characterized. Water resistance and Aldrich, Milwaukee, WI. Epoxidized soybean oil
foam strength were improved by coating with (Paraplex G-62) was from C.P. Hall, Bedford
polyesters (Shogren and Lawton, 1998) or adding Park, IL.
PVOH to the batter before baking (Shogren et al.,
1998a, 2000). 2.2. Methods
In this study, we have further investigated the
possibilities for improving baked foam properties 2.2.1. Foam tray preparation
by additions to the starch/water and starch/ Starch, aspen fiber and magnesium stearate
PVOH solution batters. The effects of adding were first mixed using a Kitchen Aid mixer with a
modified starches, fiber, and hydrophobic com- wire wisk attachment. Magnesium stearate acts as
pounds on baking process parameters, strength, a mold release agent, preventing sticking of starch
R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79 71
to the mold. For batters containing no PVOH, stron model 4201 Universal Testing Machine
guar gum (1% by weight of starch) was also (Canton, MA) equipped with a cylindrical probe
added to prevent settling of the starch. PVOH (35 mm diameter) and a cylindrical base (80 mm
solution (10% by weight, heated to 90 °C for 1 h) inside diameter). The probe was lowered onto the
and/or water and other liquid reagents were then tray until a load of 0.5 N was reached and then
added so as to give the desired level of PVOH lowered at 30 mm/min. Parameters calculated
and a total solid content of 33%. Other com- were the maximum force (Fm) and deformation
pounds (see Section 2.1) were added to the batter to Fm (Lm). Five trays were normally tested.
at 1 –2% levels based on starch weights. Acetic Tests of statistical significance between values of
acid was added to batters containing the Curez or tray weight, Fm, Lm and water absorbance were
Melrex resins to decrease the pH to nearly 5. done using t-tests on SIGMA-STAT (SPSS Inc.,
Mixing was continued for 20– 30 min. Starch Chicago, IL).
foam trays were prepared using a laboratory Water resistance tests were performed by first
model-baking machine (model LB TRO) supplied weighing a tray equilibrated to 50% r.h., adding
by Franz Haas Machinery of America, Rich- 100 ml of distilled water at 23 °C, waiting 25
mond, VA. This equipment consists of two heated min, pouring off the water and reweighing the
steel molds, the top of which can be hydraulically tray. Two replicate tests were normally per-
lowered to mate with the bottom half for a set formed.
amount of time. Dimensions of the mold were
217 mm long, 134 mm wide, 19 mm deep and 3 2.2.3. Scanning electron microscopy
mm (plate separation). Baking temperatures were Tray samples were mounted on aluminum
set at 200– 205 °C. Actual temperatures at the stubs with graphite filled tape and vacuum coated
mold surface were about 10 °C lower as mea- with gold/palladium. Specimens were then exam-
sured using a Temp-Sure Digital Pyrometer TS- ined with a JSM 6400V scanning electron micro-
200 (D-M-E Co., Madison Heights, MI). Baking scope (JEOL Ltd, Tokyo, Japan).
times were the minimum required to avoid a soft
or bubbled tray and varied from about 80– 140 s.
3. Results and discussion
2.2.2. Testing of trays
Trays were equilibrated at 5, 20, 50, 85 and The effects of chemical modification on process
95% relative humidity (r.h.) at 23 °C for 7 days parameters and foam plate properties are shown
prior to mechanical testing. An Electro-tech Sys- in Tables 1 and 2. Plates made with unmodified
tems environmental chamber (Model 518, Glen- cornstarch have a smooth surface, but will occa-
side, PA) was used for 5% r.h. The 20 and 95% sionally have cracks. No cracks were seen in
r.h. environments were achieved by placing satu- plates made with hydroxyethyl (HE) starch. Also,
rated solutions of sodium acetate and disodium batter volume and baking times required for the
hydrogen phosphate, respectively, in large glove latter were less than unmodified cornstarch. Hy-
boxes. For 85% r.h., a Hotpack (Philadelphia, droxyethylation causes the starch to gelatinize
PA) constant humidity oven was used. Equilibra- more quickly (at a lower temperature), and thus
tion at 50% r.h. and testing was carried out in a the starch paste can then expand into a foam and
special room maintained at that humidity. Hu- dry more rapidly.
midities were checked in each environment using There were no cracks in the modified starch
a Vaisala humidity meter (HMI 31, Finland), foams probably because chemically modified
which was calibrated with saturated LiCl and starch granules will usually dissolve more com-
NaCl. Trays conditioned at humidities other than pletely in water and thus form a stronger and
50% were placed in Ziplock™ polyethylene bags more continuous film. Strength (Fm) values for
and then were removed one by one for testing. the HE starch foam plates, as shown in Table 2,
Mechanical testing was performed using an In- were lower than the unmodified starch plates due
72 R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79
to the lower weight of the former. On a unit starch foams were thinner, and hence could prob-
weight basis, however, the HE starch plates were ably flex more easily thus giving a larger Lm.
slightly stronger. The Lm or flexibility of HE Foam plates made from high (50%) amylose
starch plates was higher at 50% humidity, likely cornstarch were irregular in shape (see Fig. 1) and
due to their lower density. The trend of increasing very heavy because these starches have a high
flexibility with lower density has been observed melting temperature, and thus do not give a very
previously where the density of starch plates de- elastic paste, which can hold a steam bubble
creased with decreasing amylose content (Shogren during expansion. Plates made from acetylated
et al., 1998b) or starch batter solids level (Lawton high amylose starch had regular shapes and
et al., 1999). smooth surfaces, baked in much shorter times and
Scanning electron micrographs of cross-sections had lighter weights than plates made from un-
of foam plates made from native and hydrox- modified high amylose starch. Batter solids levels
yethyl starches are presented in Fig. 1. The needed to be at least 36% to make a well-formed
modified starch foams have a more expanded, tray. Attempts were made to make foam plates
lower density structure than the unmodified ones using hydroxypropyl high (70%) amylose starch
particularly at the top and bottom of the plate (HP Hylon VII from National Starch), but the
due to the more rapid gelatinization of the plates were not well formed. Visually, the paste
modified starches. The cell walls of the modified viscosity and elasticity of this starch were too low
Table 1
Baking parameters and tray properties for modified cornstarches
Starch Solids (%) Batter volume (ml) Baking time (s) Tray weight (g)a Appearance
a
Measured after equilibration at 50% r.h.; values within columns followed by a different letter are statistically different (95%
confidence).
b
Hydroxyethyl cornstarch.
c
High (50%) amylose cornstarch.
Table 2
Mechanical properties of modified cornstarch foam plates
20 50 80 20 50 80
a
Force at break measured at indicated relative humidities (r.h.); values within columns followed by a different lower case letter
are statistically different (95% confidence); values within rows followed by a different upper case letter are statistically different (95%
confidence).
b
Elongation at break measured at indicated relative humidities (r.h.).
c
Hydroxyethyl cornstarch.
d
High (50%) amylose cornstarch.
R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79 73
Fig. 1. Scanning electron micrographs of cross-sections of baked starch foam plates containing normal cornstarch (A), hydroxyethyl
normal cornstarch (B), high (50%) amylose cornstarch (C), and acetylated high (50%) amylose cornstarch (D).
to form an expanded foam using the baking with increasing fiber content probably because this
process. loose fibrous network increased viscosity and resis-
The effects of addition of fiber, PVOH and tance to expansion. Addition of PVOH to corn-
different hydrophobic agents on the properties of starch foams gave some improvement in strength.
cornstarch foam plates are shown in Tables 3 and Further addition of fiber to starch/PVOH foams
4. Addition of 5–10% aspen fiber clearly gives yielded a plate with high and fairly constant
higher strength foams, particularly at low and high strength versus humidity without an increase in tray
humidities (Table 4). As shown in Fig. 2, the fibers weight. Flexibility of cornstarch foam plates was
adhere well to the starch matrix, and thus act as a increased slightly by adding PVOH and changed
reinforcement. This is critical at low humidities little by fiber addition. Improvement in the mechan-
when starch becomes very brittle and fibers can ical properties of gelatinized starch on fiber addi-
‘bridge’ between cracks in the starch. At high tion has been noted by others in extruded films as
humidities, the amorphous starch foam started to well as baked foams (Andersen and Hodson, 1998a;
become soft, and hence a fibrous network provides Bergthaller et al., 1999; Dufresne and Cavaille,
additional strength. Baking times increased slightly 1999; Curvelo et al., 2001; Averous et al., 2001).
74 R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79
In the effort to improve water resistance, many For example, water absorption decreased from 11
different hydrophobic materials and cross-linking to 4.7 g after addition of 2% MSC to a corn-
agents were added to the batter formulations starch/20% PVOH/10% fiber foam plate formula-
shown in Table 3 at levels of approximately 1– tion (Table 3). Foam plates containing MSC
2%. Addition of paraffin waxes, vegetable oils, tended to have a shiny surface, suggesting that it
epoxidized oils, PEG stearates, silicon oils, rosin, migrated to the surface and formed a water repel-
gum elemi, shellac, stearic acid, citric acid, bu- lent layer there. Some reaction with starch may
tanetetracarboxylic acid, octenyl succinic anhy- also be possible via dehydration of adjacent car-
dride, ethandial resin, glyoxal resin and melamine boxyl groups to the anhydride followed by ester-
resin gave no improvement in water resistance. ification by starch hydroxyls. MSC also acted as a
Only monostearyl citrate (MSC) gave significant very effective mold release agent, leaving mold
improvement in water resistance over the control. surfaces as clean or cleaner than magnesium
Table 3
Effects of additives on baking parameters, weights and water absorption of normal cornstarch foam plates
PVOH (%) Fiber (%) Additive (%) Solids (%) Batter volume Baking time (s) Tray weight Weight gain
(ml) (g)a after water
addition (g)a
a
Measured at 50% r.h.; values within columns followed by a different lower case letter are statistically different (95% confidence).
b
Magnesium stearate.
c
Single measurement.
d
Airvol 350.
e
Monostearyl citrate.
Table 4
Effects of additives on mechanical properties of normal cornstarch foam plates
PVOH (%) Fiber (%) Additive (%) Fm (N)a at r.h. (%) Lm (mm)b at r.h. (%)
20 50 80 20 50 80
a
Force at break measured at indicated relative humidities (r.h.); values within columns followed by a different lower case letter
are statistically different (95% confidence); values within rows followed by a different upper case letter are statistically different (95%
confidence).
b
Elongation at break measured at indicated relative humidities (r.h.).
c
Magnesium stearate.
d
Airvol 350.
e
Monostearyl citrate.
R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79 75
Fig. 2. Scanning electron micrograph of a cross-section of baked starch foam plate containing normal cornstarch with 10% wood
fiber and 2% monostearyl citrate.
stearate. Addition of the aldehyde based resins, 6). Additions of fiber and MSC help to increase
commonly used as water-resistance additives in the strengths at higher humidities and water resis-
paper industry, caused severe browning and loss of tance, respectively. Fibers are apparently well dis-
strength. The oils and waxes caused an ‘overlubri- persed in the starch/PVOH matrix, as shown in the
cation’ to produce an irregular, malformed tray. scanning electron micrograph in Fig. 3A. Adher-
Addition of Ca and Zr salts was previously found ence of fibers to the starch/PVOH matrix appears
to improve starch foam water resistance (via starch strong (Fig. 3B).
cross-linking) but plate weight and baking time The reason why Lm increases so much more on
also increased significantly (Shogren et al., 1998a). addition of PVOH for waxy starch than normal
The effects of addition of PVOH and fiber to cornstarch is unknown, but may reflect differing
formulations containing waxy (amylopectin) compatibilities of the polymers involved. Previous
starches are listed in Tables 5 and 6. As docu- work has shown that amylopectin is less compat-
mented previously (Shogren et al., 1998b), trays ible with poly(ethylene-co-vinyl alcohol) than
made with waxy starches bake quickly and are amylose (Simmons and Thomas, 1995, 1998). Re-
lighter in weight due to their very rapid gelatiniza- moval of starch from starch/PVOH 80/20 foam
tion. They are, however, not very strong or flexible plates by microbial enzymes leaves a continuous,
(relatively low values for Fm and Lm). After hollow framework of PVOH (Shogren et al.,
addition of PVOH, however, plates made from 1998a). Thus, the higher flexibility of waxy starch/
waxy starches (especially potato) become very PVOH foams may result from a morphology in
flexible and have acceptable strength even at low which the stronger PVOH occupies the continuous
humidities. For example, Lm for waxy potato/ phase and swollen starch granules serve as a filler.
PVOH trays is 7.3 mm at 20% humidity versus The thin cell walls in these foams are probably also
only 3.3 mm for waxy potato starch alone (Table an important factor.
76
Table 5
Effects of additives and starch type on baking parameters, weights and water absorption of starch foam plates
Starch PVOH (%) Fiber (%) Additive (%) Solids (%) Batter volume Baking time (s) Tray weight (g)a Weight gain after water
(ml) addition (g)a
a
Measured at 50% r.h.; values within columns followed by a different lower case letter are statistically different (95% confidence).
b
Waxy maize starch.
c
Magnesium stearate.
d
Airvol 350.
e
Waxy potato starch.
f
Monostearyl citrate.
R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79
Table 6
Effects of additives and starch type on mechanical properties of starch foam plates
Starch PVOH (%) Fiber (%) Additive (%) Fm (N)a at relative humidity (%) Lm (mm)b at relative humidity (%)
5 20 50 80 95 5 20 50 80 95
a
Force at break measured at indicated relative humidities; values within columns followed by a different lower case letter are statistically different (95% confidence);
values within rows followed by a different upper case letter are statistically different (95% confidence).
b
Elongation at break measured at indicated relative humidities.
c
Waxy maize starch.
d
Magnesium stearate.
e
Airvol 350.
f
Waxy potato starch.
g
Monostearyl citrate.
R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79
77
78 R.L. Shogren et al. / Industrial Crops and Products 16 (2002) 69–79
This flexibility is critical for applications such In conclusion, the flexibility of starch foam
as a flexible hinge region of a clamshell container plates can be improved and baking times de-
that must flex without breaking. As a test of the creased by incorporating chemically or genetically
suitability of the above formulations for use as modified starches into the foam formulations.
sandwich containers, a hamburger and bun was Strength, especially at low and high humidities
placed between two foam plates consisting of can be improved by addition of fibers and water
waxy potato starch/PVOH/fiber/MSC 70/20/10/2 resistance is improved by adding monostearyl cit-
and microwaved for 30 s. The internal tempera- rate. Although the plates we prepared are not
ture of the hamburger reached 75 °C. After 10 adequate for applications such as hot drink con-
tainers, the range of uses are extended to applica-
min, the bottom plate was slightly soft under the
tions where moist food contact occurs for short
hamburger, but as a whole, the container was still
periods. The eventual goal is to have as short
rigid and did not deform significantly. The
baking times as possible and no secondary coating
weights of the plates increased from 19.4 to 22.2 g
steps to reduce process costs.
after the hamburger was removed.
Acknowledgements
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