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Iwona Kudłacik, Anna Tymińska, Grzegorz Lizurek, Jan Kapłon & Jacek
Paziewski
To cite this article: Iwona Kudłacik, Anna Tymińska, Grzegorz Lizurek, Jan Kapłon & Jacek
Paziewski (2023) High-rate GNSS data in seismic moment tensor inversion: application to
anthropogenic earthquakes, Geomatics, Natural Hazards and Risk, 14:1, 2232084, DOI:
10.1080/19475705.2023.2232084
1. Introduction
Mining tremors induce clearly visible effects of underground mining activities. In
Poland, we can distinguish three areas where felt anthropogenic earthquakes occur:
the Upper Silesian Coal District and Legnica-Głog ow Copper District (LGCD) in
Southern Poland, and the Bełchatow Lignite Mine in Central Poland. The intensities
of Polish mining tremors in underground mining areas are similar to those of small
natural earthquakes. High-energy mining tremors are felt on the Earth’s surface, espe-
cially in areas with concentrated buildings, and they are also a potential source of
damage. The problem of determining mining tremors’ impact on structures and the
Earth’s surface is very complex due to the fact that the rock mass is often diverse;
this impact also depends on the nature of the seismic event. The maximum local mag-
nitudes of mining-induced seismicity in the mining regions in Germany and the
United Kingdom rarely exceed 3.5 (Bischoff et al. 2010; Wilson et al. 2015). One of the
strongest tremors in Germany reached a local magnitude of 5.6 (Cesca et al. 2013). In
Poland, tremors with local magnitudes in the range of 3.5–4.5 are more frequent. The
intensities of mining-induced events are comparable to those of small natural earth-
quakes. In the LGCD mining area, reverse and normal faulting are observed; no strike-
slip faults are expected there. The use of the amplitude and polarity of P-wave moment
tensor (MT) inversion is universal enough to solve all types of faulting, as well as col-
lapses, pillar bursts, or any other typical mining-related focal mechanisms. The mining
tremor mechanisms depend strongly on the geology and mining conditions (Gibowicz
1990). Stress and strain changes determine each particular event and its mechanism. A
convenient and common method for focal mechanism determination is the MT inver-
sion. The most common decomposition of the MT for both natural and anthropogenic
earthquakes divides the mechanism into double-couple (DC), compensated linear vec-
tor dipole (CLVD), and isotropic parts (Jost and Herrmann 1989). This MT decompos-
ition allows the rapid determination of the event’s character and indicates if the
shearing or non-DC mechanism is overweighted. For natural events, non-DC compo-
nents are considered to be the effect of rock mass anisotropy or due to the influence of
noise. For anthropogenic events, where isotropic changes or uniaxial tension and com-
pression are present because of human activity, decomposition is used to determine the
prevailing mechanism and its complexity. Mining tremors have a bimodal distribution,
which distinguishes ‘mining’-induced events associated with mining operations and
located near or within excavation areas, and the triggered events related to discontinu-
ities and residual tectonic stress (Gibowicz 1990; Whidden and Pankow 2012;
Rudzi nski et al. 2016; Lizurek 2017; Sılenỳ and Milev 2017). The triggered events are
characterized by high DC components with nodal planes oriented similarly to existing
tectonic discontinuities. Induced events have small shearing components and nodal
planes can be associated with the mining front orientation or excavated geometry (Sen
et al. 2013; Lizurek 2017).
The LGCD area is located in the south-west part of the Fore-Sudetic Monocline,
which is strongly disturbed by numerous tectonic dislocations. The copper ore is sur-
rounded by hard rocks, which accumulate the strain energy and, in combination with
tectonic conditions, cause seismic events (Orlecka-Sikora et al. 2014) and in-ground
subsidence (Ilieva et al. 2020). Copper-ore exploitation in the LGCD is performed at
depths of 800 to over 1200 m beneath the Earth’s surface. Despite the regular seismic
events and various depths of extraction, the frequency of tremors does not increase
with the depth of mining (Bartlett et al. 2013). The mining tremors are often felt on
the surface, and the high-energy events result in damage to buildings. From January
2014 to the end of February 2021, in the LGCD area, there were over 450 earthquakes
with magnitudes (Mw) in the range 2.5–4.0 registered in the database available from
the EPISODES platform; 12 of these earthquakes had magnitudes of over 3.5
(EPISODES Platform 2017). The characteristics of the events registered in the LGCD
area indicate that most events have high non-DC components; this was observed by,
e.g. Rudzi nski et al. (2016), Lizurek (2017), and Ilieva et al. (2020).
GEOMATICS, NATURAL HAZARDS AND RISK 3
Generally, the mining areas are monitored with standard methods, such as seismic
networks used to detect and characterize earthquakes (Kijko 1977; Swanson et al.
2009; Lizurek et al. 2015; Yang et al. 2018; Johnson et al. 2021), and periodic geomet-
ric levelling is carried out to detect long-term deformations (Blachowski et al. 2009;
Furst et al. 2021). Today, remote sensing techniques, such as Interferometric
Synthetic Aperture Radar (InSAR), are also being used to describe long-term defor-
mations (Ilieva et al. 2019; 2020; Yang et al. 2020; Antonielli et al. 2021; Pawluszek-
Filipiak and Borkowski 2021). In addition, it is possible to record ground vibrations
with high-rate GNSS (HR-GNSS) data. This method is a standard technique for nat-
ural earthquakes; in particular, it is used to supplement seismic data for earthquake
characterization and early warning systems (e.g. Benedetti et al. 2014; Psimoulis et al.
2018; Li et al. 2019). This application of an HR-GNSS usually concerns vibrations
with multi-centimetre amplitudes. Nevertheless, the progress in GNSS processing
techniques (Bock et al. 2011; Paziewski et al. 2018), as well as the advances in receiver
signal acquisition algorithms (Hussain et al. 2021; Iakovidis et al. 2022), may make it
possible to record the mining tremors of smaller amplitudes with an HR-GNSS, as
well as provide complementary sensors that can be used alongside seismic instru-
ments (Saunders et al. 2016; Paziewski et al. 2019; 2020; Kudłacik et al. 2021). The
possibility of using seismogeodetic data for natural earthquakes with magnitudes of
4.0–4.2 at short epicentral distances was confirmed by Saunders et al. (2016). The
integration of seismogeodetic results, in particular by using the Kalman filter to
improve the compatibility of seismic-GNSS stations, has been demonstrated in the lit-
erature (Bock et al. 2011; Hohensinn and Geiger 2018; Shu et al. 2018); however, this
remains beyond the scope of this study because we aimed to analyze the impact of
replacing SM stations with GNSS stations to determine the mining tremor
mechanism.
Although the recording frequency and sensitivity of HR-GNSS stations are lower
than those of seismic sensors, HR-GNSS stations can capture the waveforms prop-
erly (Genrich and Bock 2006; Smalley 2009; Michel et al. 2017; Ruhl et al. 2019).
Generally, the smaller amplitudes generate seismic waves of higher frequencies, but
on the other hand, the mining tremors are characterized by lower-frequency con-
tent across the entire waveform (Swanson et al. 2009). Moreover, the HR-GNSS
can record not only short-term ground vibrations but also the long-term co-seis-
mic displacement (Li et al. 2014). The reliability with which an HR-GNSS can
retrieve the waveforms was confirmed with MT inversions for large-magnitude
natural earthquakes, including the Mw 7.2 El Mayor-Cucapah and Mw 8.3
Tokachi-oki earthquakes, which resulted in very high deformations (Melgar et al.
2012; O’Toole et al. 2013; K€aufl et al. 2014). On the other hand, mining tremors
usually result in small amplitudes, which only slightly exceed the noise level of
the HR-GNSS coordinate time series, and as a result, the HR-GNSS was never
considered for MT inversion for such small events. In this paper, taking advantage
of the HR-GNSS data recorded during mining tremors in the LGCD area, we
applied the HR-GNSS results to MT inversion to determine the effectiveness of
combining two independent datasets to resolve small anthropogenic earthquake
mechanisms.
4 I. KUDŁACIK ET AL.
Figure 1. Map of earthquake epicentres and measurement sensor locations, including GNSS sta-
tions and selected stations of the seismic network that were active during the events.
GEOMATICS, NATURAL HAZARDS AND RISK 5
Table 2. Epicentral distance, positioning accuracy (for filtered HR-GNSS displacements), and peak
ground displacement (PGD) value of co-located sensors.
Accuracy of displacements (mm)
Epicentral distance PGD vertical
Date Sensor Name (km) E N U PGD (mm) (mm)
2019-01-29 GNSS LES1 2.5 0.4 1.1 1.6 9.0 6.6
SM KOMR 0.014 0.003 0.004 9.0 5.0
GNSS TRZB 1.0 1.0 2.2 2.7 14.9 10.6
SM TRBC 0.013 0.009 0.007 14.5 6.6
GNSS TARN 3.3 1.2 1.9 2.3 8.6 8.6
SM TRN2 0.003 0.004 0.001 2.2 1.6
2020-07-08 GNSS LES1 1.4 0.5 0.9 1.7 17.3 10.6
SM KOMR – – – – –
Positioning accuracy was calculated as a standard deviation of displacements in the 10-s moving window within
2 min before an event.
Table 3. Pearson’s correlation coefficients between filtered GPS displacements obtained with two
pieces of software, RTKlib and CSRS-PPP, calculated for each event and station.
Earthquake GNSS station name E N U
2019-01-29 LES1 1.00 0.99 0.98
2019-01-29 TRZB 1.00 0.98 0.99
2019-01-29 TARN 0.99 0.99 0.98
2020-07-08 LES1 0.99 0.98 0.98
Median correlation: 1.00 0.99 0.98
Figure 2. Filtered GPS-displacement (left) and GPS-velocity (right) time series for station LES1 on
2020-07-08. The sampling frequency is 10 Hz. Note that in the right panel (velocity), the vertical
scales for the east and up components are identical, whereas, for the North component, the scale
is different due to higher velocity values. The vertical dashed line denotes the earthquake time
according to the seismic catalogue.
located in basements. Additionally, note that TRZB and TARN have non-zero separa-
tions of 45 and 316 m, respectively.
@Gij ðx, t; x0 , t0 Þ
ui ðx, t Þ ¼ Mjk ðx0 , t0 Þ,
@ ðx0 Þk
where u denotes the measured first peak displacement, Mjk is the moment tensor
matrix with six independent components, and Gij is the Green’s function describing
the rock mass response to waves propagating from the source.
The MT is calculated by resolving a set of linear equations. The minimum number
of stations that can be used to invert the MT is six since there are six independent
MT components. The software that we used, focimt (Kwiatek et al. 2016), has a min-
imum number of eight stations, set by the authors of this software. The optimal MT
8 I. KUDŁACIK ET AL.
Figure 3. Single-sided amplitude spectra of vertical components are included in the MT calcula-
tions. The left panel shows the amplitude spectra of vertical GPS and SM displacements for the
2019 event, and the right panel shows these spectra for the 2020 event. For the 2020 event, the
co-located SM data were unavailable.
solution gives the minimum root-mean-square (RMS) error, which is defined as the
absolute difference between the synthetic and measured displacement amplitudes. The
most common method of MT calculation, especially for small earthquakes, is to use
the amplitudes of seismic body waves in a time-domain inversion. For example, the
first P-wave ground-displacement pulse inversion can also be used with a spectral
amplitude (Kwiatek et al. 2016). The most popular decomposition of the MT matrix
provides a DC component for pure shear, the CLVD for uniaxial compression or ten-
sion, and an isotropic (ISO) component for volume changes (Jost and Herrmann
1989). The share of individual components is given as a percentage, with the ‘’ sign
indicating uniaxial compression or isotropic implosion and the ‘þ’ sign indicating
uniaxial tension or isotropic explosion. A comparison of nodal planes and tension/-
compression axis directions for the ISO, CLVD, and DC solutions makes it possible
to determine the stability of the entire solution. Using this kind of decomposition
will enable us to assess an event’s character. High DC values indicate shearing on a
fault, while high CLVD and ISO values are characteristic of, in essence, induced or
volcanic events (Gibowicz 1990). Based on the seismic moment tensor, conclusions
about the directions and strength of the forces in the foci and about the character of
the event are drawn.
In this study, the spectral amplitudes of 17 seismic stations were provided for the
2019 event. For the 2020 event, spectral amplitudes were supplied from 15 seismic
stations. The polarity of the first P-wave peak was applied with spectral amplitudes
for the MT inversion. The one-dimensional velocity model used in the calculations is
available on the EPISODES Platform (2017). We performed the Jacknife single station
rejection test for both events to find the stations that were crucial for a stable and
reliable MT inversion. During each test, bootstrap data from one of the considered
Figure 4. Amplitude spectra of vertical time series used for the MT calculation. The left panel shows the 2019 event and the right panel shows the 2020
event.
GEOMATICS, NATURAL HAZARDS AND RISK
9
10 I. KUDŁACIK ET AL.
stations were excluded from the calculations. Then, stable results (where nodal planes
for full, isotropic, and DC solutions have the same direction) with physically correct
MT solutions were further considered to determine which stations should be taken
into account for the final calculation. Stations with seismometric data that were fre-
quently excluded from accurate solutions in the Jacknife test were also excluded in
the final MT calculation. To decrease the RMS error, stations located near each other
on the focal sphere were also removed because of amplitude differences in close loca-
tions. We calculated the rotation angles between the SM and mixed solutions to
evaluate the influence of the HR-GNSS data. The rotation angle is the smallest angle
between two DC mechanisms. We performed the MT inversion for just SM-displace-
ment spectral amplitudes and different seismic and HR-GNSS data combinations, as
described in subsection 3.1.
The ability to apply HR-GNSS data stabilizes the solution in the case of 11 SM
stations þ TRZB (combination C3, Figure 5). With HR-GNSS data from the TRZB
station, the MT decomposition is close to the solutions calculated using seismic data;
additionally, the RMS error is low, and the rotation angle is negligible, which indi-
cates the good quality of the solution. For this event, the LES1/KOMR station was
Figure 5. Full MT solutions with different sets of seismic and GNSS data for the 2019 event: (A)
the solution with 12 SM stations; (B1–B3) the impact of removing particular SM stations; (C1–C3)
the solutions for which particular SM stations were replaced with GPS-PPP results; (D) the solution
calculated with data from nine SM stations and three GPS stations.
12 I. KUDŁACIK ET AL.
Figure 6. Detailed MT solutions for the 2019 event with different sets of seismic and HR-GNSS
data.
not essential for the solution because of event characteristics and station deployment
(combination B1 vs. combination C1, Figure 5). However, it is worth noting that
applying the HR-GNSS data from TRN2 in place of seismic data makes the solutions
highly DC (combination B2 vs. combination C2, Figures 5 and 7(A)), which is
improper for roof collapse. The non-DC component is unstable in the solutions; this
is shown in the source-type plot (Figure 7(A)). This instability is not strictly related
to using three HR-GNSS stations in the solution; instead, it is related to the general
features of the MT inversion for such a shallow event recorded by the LUMINEOS
GEOMATICS, NATURAL HAZARDS AND RISK 13
Figure 7. Source-type plots with solutions for various datasets of events: (A) 2019 and (B) 2020.
The horizontal axis presents CLVD participation in the solution, and the vertical axis presents the
isotropic component.
Figure 8. Detailed MT solutions for the 2020 event with two different sets of seismic and HR-GNSS
data.
surface network, as shown by Tymi nska and Lizurek (2022). The non-DC compo-
nents from such an inversion are very sensitive to both noise and the focal coverage,
which is also the case in our work. On the other hand, the general geometry of the
focal mechanism is well resolved in all cases compared to the MT inversion solution
obtained with regional broadband stations published by Ilieva et al. (2020). The full,
deviatoric, and DC solutions are similar, which shows that GNSS data may be added
to the MT inversion in place of data from seismometers if necessary, without a sig-
nificant loss of the solution quality. However, this is valid only for events with magni-
tudes over 3.5 for which GNSS stations are close enough to the seismic source in the
mining areas. In general, this suggests that if we would like to monitor the dynamic
surface effects and focal mechanisms of high-energy mining seismic events, GNSS sta-
tions located near the source area may provide significant additional information that
can improve the quality of the MT inversion.
14 I. KUDŁACIK ET AL.
One GNSS station, LES1, registered the second event, which occurred in 2020 and
had a local magnitude of 4.0. Unfortunately, the nearby seismic station KOMR was
disabled, and all the utilized data are from stations located west and south-west of
the station, resulting in inadequate focal coverage. Therefore, MT solutions were cal-
culated with 13 seismic stations and with the additional LES1 station based on spec-
tral amplitudes. Both solutions have the same RMS error value of 0.28, which is
higher than that of the previous event. This may have been caused by unfavourable
focal coverage. The mechanisms are stable, and the nodal plane orientations are simi-
lar in both the seismic and combined (SM þ GNSS) moment tensor calculations, as
the calculated rotation angle value is low. The mechanism according to the HR-GNSS
data involves more shearing than the solution from the seismic network only.
Considering the location of the LES1 station on the focal sphere, we can assume that
additional information from the GNSS station improves and stabilizes the MT solu-
tion. In this case, including the LES1 station amplitude and polarity in the MT inver-
sion improves the focal coverage and adds significant high-amplitude data from a
close distance, which reduces the RMS error in comparison to solutions without this
station and provides a more realistic magnitude estimation compared with the cata-
logue value. The full, deviatoric, and DC MT solutions of this earthquake for the two
variants are presented in Figures 7(B) and 8. The calculated local magnitudes are
overestimated, which might be misleading. However, this kind of magnitude overesti-
mation can happen during MT calculations, especially for shallow, weak events for
which the velocity model is complex. Therefore, the magnitudes calculated with dif-
ferent sets of stations and velocity models might differ, e.g. the magnitude registered
for this event by EMSC was mb ¼ 4.9, while in the local seismic catalogue presented
in the EPISODES Platform (2017), the magnitude is Mw ¼ 4.0.
As shown by Lizurek (2017), better focal coverage from the sensors is essential to
the MT inversion quality. Although the number of seismometers is significantly larger
than the number of HR-GNSS stations, the HR-GNSS data might be crucial when
there is a lack of seismic data; this occurs for the presented mining tremors, especially
for the 2019 event and the TRBC/TRZB station, which stabilizes the solution.
Jacknife tests and the solution presented in Figure 5(B3) show that the TRBC/TRZB
station is crucial to the MT inversion solution. A lack of data from this station makes
the solution incorrect. After applying the HR-GNSS data from this station in place of
seismometric data, the solution is in accordance with the pure seismometric MT
inversion (the values of components in the second and last rows in Figure 6 and the
very low value of the rotation angle in the same figure). This shows that it is possible
to apply HR-GNSS data to improve the MT solution when there is a lack of seismic
data for stations that are significant for the calculations.
Figure 9. Approximated maximum P-wave amplitude for different magnitudes and event depths according to the applied velocity model: (A) real velocity
model for the LGCD area (real rock medium), (B) velocity model for an isotropic medium, and (C) velocity model for a gradually-increasing-velocity medium.
15
16 I. KUDŁACIK ET AL.
The mechanism applied for synthetic event generation was a reverse fault (strike/di-
p/rake: 165/50/90 ). The range of selected depths covers the localization of tremors in
the LGCD. As expected, the highest amplitudes are obtained for shallow events with
high magnitudes (Figure 9). In an isotropic or gradually-increasing-velocity medium,
the magnitude of vibrations on the Earth’s surface decreases with increasing source
depth, as shown in Figures 9(B,C). The seismic wave propagation in the high-velocity
layer (for depths of 800–1000 m) of the rock medium in the LGCD differs from the
propagation in the isotropic or gradually increasing-velocity medium. The elongation
of the seismic wave path caused by the layer below the high-velocity layer causes
stronger damping and lower amplitudes to be registered on the surface. Figure 9(A)
shows that in the case of the LGCD area, for the source located at depths of around
800–1000 m, the P-wave amplitude on the Earth’s surface will be smaller than it
would be for a source depth of ca. 1200 m. The influence of the geological model on
the LGCD area was described in more detail by Tymi nska and Lizurek (2022). The
HR-GNSS noise level was determined at 1.5 mm, so only the shallowest tremors’ first
P-wave onset could be determined at the station directly above the hypocentre.
4. Conclusions
Polish mining regions are some of the most seismically active mining regions in the
world. The mining industry in this area causes ground subsidence and seismic events.
Therefore, the observation of the ground motion with a combination of different
techniques is essential. The accurate determination of the seismological parameters of
mining-related seismic events is particularly important not only for scientific research
but also to prevent people and buildings from being harmed, as well as for future
insurance proceedings. It is also an opportunity to test novel sensors that could be
applied to seismic monitoring and also to other applications in which vibrations exist,
such as structural health monitoring. Therefore, the densification and diversification
of existing ground motion sensors are suggested.
In this paper, with a network of HR-GNSS stations located close to strong-motion
stations, we found that the HR-GNSS-derived position changes, together with seismic
data, can be included in the seismic MT calculation for low-magnitude anthropogenic
earthquakes.
Many factors, such as good focal coverage and the signal-to-noise ratio, which are
crucial for reliable solutions, can influence the MT calculations. In the first event,
which occurred in 2019, the TRBC station is essential for a stable solution, so high-
rate GNSS data fully compensated for the insufficient seismic data. For the second
event, which occurred in 2020, the focal coverage was unfavourable and additional
HR-GNSS data improved the MT solutions. The stations were mainly located south
and west of the epicentre; this is visible in Figure 4 and the focal spheres in Figure 5.
Considering both events, we conclude that high-rate GNSS position changes can be
successfully combined with seismic data to obtain reliable MT calculations, especially
when there is a lack of seismic observations. Therefore, it is possible to use HR-GNSS
data to calculate the MT solution as a supplement to displacement or spectral ampli-
tude data in first P-wave amplitude inversions for anthropogenic events with
GEOMATICS, NATURAL HAZARDS AND RISK 17
magnitudes of about 3.5. We also demonstrated that for such seismic mechanisms
(with a large vertical component), the HR-GNSS data described the short-term verti-
cal deformations well. In terms of the prospects of this method, we suppose that the
low-cost GNSS technology could be used to densify the HR-GNSS and SM networks,
complementing the existing monitoring networks.
Funding
This research was conducted within the European Plate Observing System (EPOS), which is co-
financed by the European Union from the funds of the European Regional Development Fund
(POIR.04.02.00-14-A0003/16 and POIR.04.02.00-00-C005/19-00). This research was partially
financed by Polish National Science Centre grant No 2021/41/B/ST10/02618 and National
Statutory Activity of the Ministry of Education and Science of Poland grant No 3841/E-
41/S/2023. Seismological data for this study were provided by the Institute of Geophysics, Polish
Academy of Sciences, and are available at https://episodesplatform.eu/?lang=en#episode:LGCD.
The GNSS data from the TRZB and TARN stations were provided courtesy of KGHM Cuprum
Sp. Z. o. o. and the University of Warmia and Mazury in Olsztyn, which are co-financed by the
National Centre for Research and Development (POIR.04.01.04-00-0056/17). This work was sup-
ported by the Wroclaw Centre of Networking and Supercomputing (http://www.wcss.wroc.pl)
computational grant using MATLAB software license No 101979.
ORCID
Iwona Kudłacik http://orcid.org/0000-0003-2548-7575
Anna Tymi nska http://orcid.org/0000-0001-7802-2566
Grzegorz Lizurek http://orcid.org/0000-0002-4801-4888
Jan Kapłon http://orcid.org/0000-0002-0068-0865
Jacek Paziewski http://orcid.org/0000-0002-6033-2547
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