Professional Documents
Culture Documents
Educational initiatives
a
Universidad de Cienfuegos, Carretera a Rodas kilometro 4, Cuatro caminos, Cienfuegos, Cuba
b
Flemish Institute for Technological Research (VITO), Mol, Belgium
c
Department of Chemical Engineering, University of Leuven, de Croylaan 46, B-3001 Heverlee, Belgium
d
Universidad de la Costa, Calle 58 # 55 e 66, Barranquilla, Atlantico, Colombia
a r t i c l e i n f o a b s t r a c t
Article history: The involvement of universities is crucial to identify how Cleaner Production strategies are formed in
Received 10 June 2014 practice so that companies integrate sustainability into their strategies. This paper discusses the expe-
Received in revised form rience of establishing and operating the Cleaner Production Center at the University of Cienfuegos. From
23 November 2014
2008 to 2011, the University of Cienfuegos, the Free University of Brussels (Belgium) and the University of
Accepted 23 November 2014
Available online 2 December 2014
Leuven (Belgium) implemented a project, financially supported by the Flemish Interuniversity Council
(Belgium) allowing establishing a Cleaner Production Center at the University of Cienfuegos. This first
project was followed by a second University of Cienfuegos e University of Leuven one. So far, the
Keywords:
Universities
collaboration allowed to establish a master program on Cleaner Production that constitutes a bridge
International collaboration between the university and the production and service sector, allowing to promote and implement
Aid for development cleaner production strategies. 34 master students graduated during two graduations and a third one is
Cleaner production ongoing. Among the most important results of the master thesis were the yearly reduction of the
emission of 60 000 t/a of carbon dioxide equivalent and of the electricity consumption by 400 MWh/a at
a cement plant. Research activities on Cleaner Production were upgraded through the collaboration
resulting in several publications in peer-reviewed journals with impact factor. This type of NortheSouth
cooperation aided establishing and developing the center, by transferring expertise and experience and
by providing part of the necessary funding which is difficult to raise by developing economies. This case
study offers an interesting practice example about developing academic (training, research) values on
Cleaner Production.
© 2014 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.jclepro.2014.11.063
0959-6526/© 2014 Elsevier Ltd. All rights reserved.
874 J.J. Cabello Eras et al. / Journal of Cleaner Production 108 (2015) 873e882
role for HEIs, and their contribution to social, cultural and envi- spin-off company. The CPC operates primarily in a promotional and
ronmental development based on regional needs. This 3rd mission research environment, while the spin-off is more typical for the
requires interaction between universities and regions, contributing business and development environment. Whether both exist de-
to sustainable development through their technical expertise, cul- pends on market conditions, the level of environmental regulation
tural mission and their leading role in the implementation of and the general environmental awareness. The approach consists of
regional sustainability plans (Arbo and Bennworth, 2007). three phases: the initiation, the basic capacity level and the sus-
Cleaner production (CP) or resource efficient and cleaner pro- tainability phase (Petek and Glavic, 2000). This approach was used
duction (RECP), contributes to sustainability (Kjaerheim, 2005; in the collaboration between Graz University of Technology
Glavic and Lukman, 2007; Bonilla et al., 2010); the concept (Austria) and the Faculty of Chemistry and Chemical Engineering in
emerged in industrialized countries during the 1990s, as a com- University of Maribor (Slovenia). In this case the cooperation
plement to end-of-pipe techniques. RECP, which builds upon CP, is resulted in the transfer of CP expertise from the Technical University
the application of preventive environmental strategies to pro- of Graz to the University of Maribor and later on to industry; the
cesses, products and services to increase efficiency and reduce risks collaboration equally resulted in establishing a spin-off company.
to humans and the environment (UNEP, 2014). RECP addresses the The technical cooperation project “Competitiveness and envi-
three sustainability dimensions (production efficiency, environ- ronment” between MERCOSUR (Southern Common Market) and
mental management and human development) individually and Germany, allowed a comparative assessment between CPCs in 6
synergistically (UNEP, 2014). This concept is closely related to the countries (Zandueta, 2014). All the evaluated centers operate as
Circular Economy (CE), which is a sustainable development strat- independent entities obtaining their funding from international
egy aiming to improve the efficiency of materials and energy use cooperation organizations, governmental programs, independent
(Su et al., 2013). CE can be implemented at the macro provincial donors and mainly from the income from the commercialization of
level while applying CP at the micro company level (Geng et al., capacity building, consultancy, research and development activ-
2010). In general, improving resource use contributes to competi- ities. The study, in agreement with other assessments, concluded
tiveness, profit, and to the environmental performance of a com- that in Latin American countries HEIs playan important role in
pany (Strazza et al., 2011; Taylor, 2006). the introduction and implementation of CP (Zandueta, 2014;
In the United States HEIs pioneered the development of a na- Guhl et al., 1999; Van Hoof and Herrera, 2007).
tional network of state pollution prevention programs and tech- Realizing CP strategies in developing countries is facing several
nical assistance centers, similarly in European countries HEIs barriers. On the one hand, educational problems including illiteracy
facilitate the implementation of CP in industry, particularly in small and lack of basic economic knowledge, preclude an environmental
and medium sized enterprises in the manufacturing and service culture among important sections of the population. Also, the lack
sectors (Van Berkel, 1999; Nilsson et al., 2007). The research on HEIs of trained personnel and of laboratory equipment to face the
in Master and PhD programs supports the implementation of CP environmental problems is a challenge towards sustainability. To
strategies in different sectors (Hesselbarth and Schaltegger, 2014). overcome these barriers, trained personnel is required to provide
Consequently, the introduction of CP strategies in the production the necessary expertise; the international cooperation between
and service sector (PSS) can be aided by HEIs (Ashton et al., 2002; developing and industrialized economies contributes to this end.
Nilsson et al., 2007). Addressing the problems that threaten the environment nowadays
To achieve sufficient CP concepts and principles in industry and requires national efforts and international collaboration (Dodds
in society, countries established cleaner production centers (CPCs). et al., 2012; Ashton et al., 2002).
UNIDOeUNEP (2004) points out that because countries face To introduce CP in developing and transition economies, the
different stages of socio-economic development, with different in- United Nations Environmental Program (UNEP) in association with
dustry structures, socio-economic profiles, cultures and challenges the United Nations Industrial Development Organization (UNIDO)
there is no universal approach to establish a CPC. What may work in established a program on National Centers for Cleaner Production
one country will not necessarily work in another one. The different (NCPC). The program aims at adopting and developing CP at a na-
approaches to establish, operate and maintain a CP program were tional level (UNIDOeUNEP, 2004). Until 2007 the program included
described e.g. by Petek and Glavic (2000). They presented an over 100 Centers for Cleaner Production in 37 countries established
approach which suits transition economies in which the basic ca- through bilateral, governmental or other forms of assistance. In this
pacity level for further popularization and dissemination of CP way the program reached and international dissemination of CP
strategies is achieved by establishing and operating a CPC and/or a (UNIDOeUNEP, 2004).
J.J. Cabello Eras et al. / Journal of Cleaner Production 108 (2015) 873e882 875
In 2007, an external evaluation of the UNIDOeUNEP Cleaner in all the municipalities of the province. The university houses the
Production program assessed NCPC in 18 countries (Ashton et al., faculties of engineering, agrarian sciences, economic and enterprise
2002). Six evaluation criteria were used: relevance, effectiveness, sciences, and social sciences and humanities. Research at the UCf
efficiency, sustainability, capacity development and ownership. The targets solutions for local problems, mainly focusing on engineer-
best results were obtained for sustainability, effectiveness, effi- ing and management. The university runs the Center for Energy and
ciency and relevance criteria: for each of these criteria excellent or Environmental Studies (CEEMA, http://ceema.ucf.edu.cu/), which
good scores were obtained for 39e56% of the NCPC assessed. For specializes in the development and implementation of energy ef-
capacity development only 16% of the assessed NCPC showed ficiency and environmental strategies. CEEMA is experienced in
excellent or good results, for ownership only 28%. Furthermore, the developing international projects, with strong contributions from
experience of the NCPC points to the need for more local actions to universities abroad.
expand the geographic influence (Ashton et al., 2002).
In Cuba, the UNIDOeUNEP program allowed implementing a 3.1. Cienfuegos city
National Network of Cleaner Production (UNIDOeUNEP, 2004). As a
result, several ministries included CP strategies in their policies UCf is located in Cienfuegos city, in the southern central part of
(Gonza lez, 2005). However, although it is widely acknowledged Cuba. The city totalizes over 150 000 inhabitants. Cienfuegos is a
that the first step in the implementation of CP is capacity building, a seaport city and the bay constitutes one of its major ecosystems and
training program on CP was not foreseen in Cuba (Cabello et al., assets. Pollutant emissions are mainly from households and in-
2011). dustry (petrochemistry and chemistry, food production including a
The Cleaner Production Center (CPC) at the University of Cien- fish processing company, a thermoelectric power plant, etc.). The
fuegos, was established (following the methodology outlined by port turnover increases fast (today Cienfuegos is the second seaport
the UNIDOeUNEP program for CPC) in the framework of a VLIR of Cuba). Moreover, the city has an intense agriculture and an
(Vlaamse Interuniversitaire Raad, Belgium) own initiative project important tourism sector.
(now TEAM project), in collaboration with the Free University of The bay of Cienfuegos is one of the most polluted marine areas
Brussels (VUB) and the University of Leuven (KU/Leuven). The in Cuba (Maal-Bared, 2006). Heavy metal contamination is docu-
program framed at the Belgian scale in training and research on mented near the thermoelectric power plant, the oil refinery, the
human ecology (at the VUB) and programs for civil engineers (at outlet of the urban sewage system and in the river mouths
the KU/Leuven). The initial project was further supported by a (Alonso-Hern andez et al., 2004; Tolosa et al., 2009). Other pol-
South Initiative project from VLIR in collaboration with KU/Leuven. lutants including hydrocarbons have been also documented
This construction is an example of how to promote and implement (Tolosa et al., 2010). In general, organic and inorganic pollution is
CP strategies at a local scale in a developing economy, supported by widely spread (Helguera et al., 2011) and the bay has a relatively
international cooperation and using a HEI as a bridge towards local high pollution level resulting from petrogenic, pyrogenic, and
companies. biogenic sources. Closer to the city of Cienfuegos the concentra-
tions increase (Tolosa et al., 2009).The main uses of the bay's
2. Flemish Interuniversity Council e University Development coastline include: conservation (70%), shipping and port activities
Cooperation (VLIR-UOS) (7%), fishing (6%), industries (4%), urban settlements (4%), agri-
culture (2%) (Moreira et al., 2007).
VLIR-UOS (University Development Cooperation e Flemish
Interuniversity Council) is a Flemish organization supporting 4. Cleaner production in Cuba
development cooperation partnerships between universities in
Flanders and in developing countries. VLIR-UOS, has a yearly Article 27 of the Cuban constitution entails the fundamental
budget of about 35 MEUR and is the main funder of development principle of the protection of the environment and the natural re-
cooperation projects in collaboration with Flemish HEIs. The main sources towards sustainability, ensuring human survival and the
activities developed in these projects are capacity building and well-being and safety of current and future generations (Cuba.
scientific research. In general, VLIR-UOS launches three types of Leyes, 1997).
projects: The “environmental law” of 1997, acknowledges the re-
sponsibility of both the Cuban government and the citizens
e Institutional University Cooperation (IUC) which facilitates a 12- regarding the use of natural resources in a rational way, preventing
year partnership between a HEI in a developing country and negative impacts on the environment. This law provides the legal
Flemish universities. basis for the implementation of CP in Cuba.
e TEAM projects which last 4e5 years, and focus on education, During the early 1990s, the Ministry of Environment, Science
research and social service between departments at a Flemish and Technology (CITMA) initiated CP in the environmental man-
HEI and a department or HEI at one of the VLIR-UOS partner agement (Terry, 2005). A National Cleaner Production Network
countries. (NCPN) was established in May 2001, funded by the UNIDOeUNEP
e South Initiatives (SI) which are small scale 2 year projects with a program, aiming at the introduction of CP strategies in the pro-
limited budget. They are developed by Flemish academics and duction and service sector. The NCPN operated until 2007, when
researchers in collaboration with colleagues from HEI or the UNIDOeUNEP project was concluded (ONUDI and RNPML,
research institutions in one of the VLIR-UOS partner countries. 2007).
The national Cuban environmental strategy mentions the
Since 2003 Cuba is a partner country of VLIR-UOS. limited environmental knowledge of decision makers and technical
staff (CITMA, 2011). Also the potential benefits of CP practices and
3. University of Cienfuegos (UCf) the need of capacity building are acknowledged (Díaz, 2005).
However, in spite of all these efforts to implement CP, the national
The University of Cienfuegos, founded in 1979, is located in environmental strategy had limited results. This is mainly because
Cienfuegos city, in the province of Cienfuegos (Cuba). It has the lack of stimulation mechanisms to implement CP. The strategy
approximately 4100 students and 457 professors with 8 campuses focusses on energy efficiency and more recently on the rational use
876 J.J. Cabello Eras et al. / Journal of Cleaner Production 108 (2015) 873e882
of water rather than using a CP holistic approach (Terry, 2005). The 5. Cleaner Production Center at UCf
main barriers for CP in Cuba are the lack of information and
expertise on the economic and environmental benefits of CP; the Since 1992, the Cuban government appointed the University
failure of existing regulatory approaches promoting end-of-pipe of Cienfuegos as a promoter of sustainability and environmen-
techniques; financial obstacles; difficulties in accessing cleaner tally sound strategies for the production and service sector. In
technologies and middle management inertia (Calzado and Mora, this context the university established in 2007 a Cleaner Pro-
2014). duction Center (CPC). This decision was supported by a VLIR-UOS
own initiative project in collaboration with the Free University of
4.1. Cleaner production in Cienfuegos Brussels (VUB) and the University of Leuven (KU/Leuven). The
project “A Center for Cleaner Production to contribute to the
In 2007 the University of Cienfuegos studied the implementation socio-environmental development of the province of Cienfuegos,
of CP in the city. The survey addressed managers and technical staff Cuba” aimed at establishing a CPC at the UCf, strengthening the
of the twenty-six companies that contribute over 70% of the capacity building and developing research and awareness raising
pollutant emissions of the city. The survey characterized four as- activities.
pects of the environmental performance of the companies to define The project had two pillar aims:
the CP implementation: the presence of an environmental man-
agement system (EMS), energy efficiency (EE), rational use of water Academic: strengthening the ability for building capacity on CP
(WU) and waste and effluent management (WEM). The aspects were in the province of Cienfuegos, and implementing a Master de-
assessed by the invited participants, who provided each aspect a gree in CP to train technical people responsible for EM in the
four level rating: high (3e4), medium (2e3), low (1e2) and very low companies. In addition, infrastructure and laboratory equip-
(0e1). Table 1 shows the criteria used assessing each aspect. ment were provided, and CP was introduced in the engineering
The results of the study are shown in Fig. 1. curricula of the UCf. Research and development activities were
Fig. 1 shows 2.6 as an average medium score for the imple- initiated.
mentation of an EMS. This is mainly the result of the imple- Development: improving the environmental performance and
mentation of business strategies in the larger companies (several the efficiency of the companies through the introduction of CP
big companies have a certified EMS), driven by economic incentives and the dissemination of information on CP, and raising envi-
during the last decade. However, the state-owned small and me- ronmental awareness among the stakeholders and the popula-
dium companies are lagging behind and as a rule don't even tion at large.
consider to implement an EMS. The EE shows with a 2.9 value the
highest score, as a result of the energy efficiency policies imple-
mented by the government through the National Program for the 5.1. Methodology to establish a CPC
Rational Use of Energy (PAEC). This program implemented EE
strategies in most companies all over the country. As a key aspect The UNIDOeUNEP joint cleaner production program, which
the policy imposed consumption limits to all companies, forcing resulted in establishing National Centers for Cleaner Production,
them towards more efficiency (Sua rez et al., 2012). Water use was used also in the case CPC at the UCf. The program uses a
shows a low score. Water savings are not a priority for most com- strategy based on four milestones (UNIDOeUNEP, 2004):
panies as they pay a fix rate for their water consumption. Finally,
the WEM shows with a 0.5 average value the lowest score. Most e Formulating the conceptual plan: the institution formulates the
companies use indeed only end of pipe techniques, and for small concept that will govern the genesis and operation of the center.
companies it is not uncommon discharging waste (often liquid ef- e Developing the basic design: the stakeholders of the center need
fluents) untreated in the environment. Few companies implement to formulate its mission, objectives and strategy, along with its
recycling strategies. organizational set-up; they also identify the basic resource re-
The survey allows concluding that, despite the inclusion of CP in quirements making the center operational.
the national environmental policy, most companies in Cienfuegos e Meeting the financial needs of the center: once the basic
did not include CP strategies. The positive results in energy effi- resource requirements of the center have been defined, securing
ciency demonstrate that it is possible to implement CP strategies the funds to meet those requirements is mandatory.
when companies are properly motivated. Furthermore, the pre- e Establishing the center: formally registering the center, estab-
dominance of end-of-pipe techniques identified in the survey, lishing its oversight bodies, recruiting the staff, and preparing its
constitutes an opportunity to implement CP strategies. physical facilities.
Table 1
Evaluation criteria for the implementation of CP at Cienfuegos city.
Level Aspects
EMS EE WU WEM
High An EMS is implemented and An energy management system A water management system CP strategies to reduce waste
certified according to ISO 14001 is implemented is implemented and effluents at the source are
implemented
Medium An EMS is implemented An energy management system A water management system CP strategies to recycle waste
but not certified is partially implemented is partially implemented and effluents (internally or externally)
are implemented
Low An EMS is under preparation EE strategies are implemented Strategies to reduce water Waste and effluents are treated
consumption are implemented using end of pipe techniques
before final disposal.
Very low No EMS is foreseen No EE actions are considered No actions to reduce water Waste and effluents are directly disposed
consumption are considered or discharged in the environment
J.J. Cabello Eras et al. / Journal of Cleaner Production 108 (2015) 873e882 877
The courses were organized starting from basic CP related e Calculating environmental impacts and eco-efficiency of pro-
knowledge (SD, CP processes, etc.) and gradually moved to more cesses, production sites and regions. A practical guide: this
detailed tools for CP assessments (LCA, eco-design, eco-labeling) course discussed the most important methods to assess the
and finally to specific topics including wastewater treatment (of environmental impact using Life Cycle Assessment and how to
special interest considering that the bay is the main ecosystem define Eco-efficiency indicators from the impact assessment.
of Cienfuegos and it is mainly polluted by liquid effluents). As e Human Ecology and Cleaner Production: this course addressed
part of the capacity building a Cuban member of the CP team the relation between Human Ecology and Cleaner Production,
stayed both at the KU/Leuven and at the VUB as part of his discussing different approaches to sustainability such as Eco-
training in CP. During years two and three, four other courses design and Ecolabeling in developing countries.
were lectured:
During year two of the project the CPC was established. The
e Cleaner production and health effects: this course discussed not permanent staff of the center entails a director and six researchers/
only the health benefits of CP but also its relation with traffic professors. The master program on CP was established. It could
mobility and industrial pollution. benefit from the lectures by the Belgian experts. As recommended
e Environmental economics: this course addressed the relation by the UNIDOeUNEP program, a demonstration project was initi-
between economic development and environmental perfor- ated in the provincial hospital “Dr. Gustavo Aldereguía Lima” as a
mance, discussing alternatives to realigning this relation. basic service of the center. Two members, directly involved in the
J.J. Cabello Eras et al. / Journal of Cleaner Production 108 (2015) 873e882 879
Table 2
Scheduled progression of the CPC.
Establishment of a CPC A Center for Cleaner Production to contribute to the Training of trainers (capacity building
(2008e2012) socio-environmental development of the province of the Cuban staff). Acquisition of the
of Cienfuegos, Cuba necessary infrastructure. Establishment
of a CPC. Establishment of a master
program in CP. Initiate the research
and development activities.
Strengthening of the CPC Cleaner production in the city of Cienfuegos, Cuba Strengthening the capacities of the CPC
(2013e2015) and sustainability of the city to perform CP assessment. Achieving
recognition, at the local and regional level,
as an actor in the study of the environmental
problems in the PSS. Certification of the
master program according to Cuban quality
requirements. Completion of the laboratory
equipment. More systematic research activities
going on.
Consolidation of the CPC Cleaner production network in Cuban HEIs and doctoral Expand the activities of the center at the national
(2016e2019) program in CP at UCf level. Develop a project to establish CPCs in other
HEIs in Cuba (University of Holguín, Superior
Mining and Metallurgic Institute of Moa and
University of Matanzas) based upon the experience
of the CPC at the University of Cienfuegos. Initiate the
CP networking among Cuban HEIs. Start a master
program in CP at other Cuban HEIs. Initiate a doctoral
program on CP at UCf.
demonstration project, stayed at the KU/Leuven and the VUB as 5.3. Master program
part of their training in CP.
The curriculum of the master program and the demonstration The “Master Program on Cleaner Production” targets pro-
project were concluded during the third project year. The master fessionals of the PSS who define and implement CP strategies in
students presented their thesis work results to the Belgian partners. a company. The program is structured in four modules totalizing
Overall the project succeeded in establishing the CPC and 12 courses (10 of which are compulsory and two optional). The
training its staff. The center was provided with basic references and compulsory courses provide the general background on CP. The
laboratory equipment, which is essential in developing CP assess- optional courses are elected according to the personal interest of
ments at the PSS. The research activity of the center resulted in the student. Modules one to three entail the curricular part of
three publications in international peer reviewed journals with an the program and module four allows concluding the master
impact factor (Ochoa et al., 2010a,b; Sagastume and Vandecasteele, thesis.
2011), a book contribution (Cabello et al., 2011) and several con- In agreement with the requirements of moving beyond disci-
ference participations. plinary boundaries to deal with sustainability problems (Muhar
In 2012, after the VLIR support came to an intermediate end, the et al., 2013), the master program is interdisciplinary including so-
university supported the center without direct external funding. The cial, economic and technical aspects of CP. The master degree
collaboration with the Belgian partners continued and the second consists of 70 credits and requires the completion of a thesis. It
project was drafted during this period. A member of the center was entails a curricular program, accounting for 35 credits which are
granted with a one year scholarship (from VEWA, Belgium) to realize completed over the course of three continuous modules. The
part of his PhD research at the KU/Leuven. In this way, the capacity master program also entails a research program, accounting for the
building of the Cuban staff continued. The first graduation of the remaining 35 credits. The research program aims at defining,
master program took place. The center continued its operations designing and initiating the research (in modules I to III), and
using the material acquired during the first project. All of this shows performing and concluding the research with the master thesis (in
the viability and the self-sustainability of the center. Moreover, in module IV). This allows the student to graduate within a period of 2
this period several international papers were published (Cabello years. The aim of the thesis is establishing a CP assessment at the
et al., 2012a,b; Sagastume et al., 2012, 2013; Cabello et al., 2013). company where the student works, proposing and implementing
Project two aims mainly at strengthening the CPC by supporting CP strategies to improve the economic and environmental perfor-
scientific research and consulting in the field of ‘cleaner production mance of the company. The thesis is promoted by an expert of the
(CP)’ for the industry. Whereas in the previous project research and CPC who assesses its progress.
consulting was put in place mainly to contribute to capacity After graduation, the master will be capable of being part of a
building (throughout the master program), in this project research, multidisciplinary CP team facing CP assessments; proposing and
consulting, and its benefits for industry and environment is the leading CP projects and defining and evaluating the potential to
main focus. Research subjects will be selected in a more systematic implement CP strategies in a company.
way, and will address preferably the industries, production pro- During the first two graduations of the program, 45 students
cesses with the highest environmental impact. Moreover, research attended, 34 masters graduated, several of whom work in the most
with higher complexity will be possible. Evidently this project will environmentally impacting companies in Cienfuegos. The imple-
also strengthen the Cleaner Production Center and the university mentation of the strategies described in their thesis directly ben-
by further building capacity, promoting CP, and supporting the efits the performance of their companies. Table 3 shows the most
master program on CP. relevant results.
880 J.J. Cabello Eras et al. / Journal of Cleaner Production 108 (2015) 873e882
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