Professional Documents
Culture Documents
A Thesis Submitted
DOCTOR OF PHILOSOPHY
by
AJIT KUMAR
to the
May, 2017
iii
Dedicated to
ACKNOWLEDGMENT
C. Sati, for their invaluable guidance and encouragement throughout the course of this
research work. I consider it as a privilege and great opportunity to have association with
them. They have been a constant source of inspiration to learn various aspects of flight
dynamics and research activities. I am highly indebted to them for their active enthusiasm
I would like to express my sincere thanks to all my colleagues, lab mates and friends
who provided useful help during the course of present research work. I am thankful to all,
Finally, I take this opportunity to express my deepest and sincere thanks to my parents
and family for providing the required emotional support and making this journey so simple,
Ajit Kumar
SYNOPSIS
static and dynamic analysis of an actual experimental aerostat during its design and
development phase. During the past few decades, tethered aerostats have become a proven
aerial platform for a variety of civil and military applications. In addition to providing
long and persistent endurance, the tethered aerostats are cheaper and without noise as
compared to their counterparts such as an unmanned aerial vehicle. Tethered aerostats are
passive lighter-than-air vehicles restrained by a single tether fixed to the ground. These
contain a gas (usually helium) having lower density as compared with ambient air which is
enclosed in an envelope and the difference in their densities gives rise to buoyancy. Hence
aerostat envelope derives the lifting force mainly by the buoyancy effect in contrast to
the conventional aircraft, where relative motion generates lift. Due to unavailability of on
board propulsion and control system, the performance of tethered aerostats is primarily
driven by the effect of natural wind which sometimes causes large displacements and
attitude. The present work addresses the aspects of static and dynamic analysis for the
experimental aerostat including the method of estimation of all the required parameters
The major components of the present experimental aerostat envelope include main
helium filled hull compartment, helium filled fins for stability, air filled ballonet for tem-
perature & height compensation, patches for creating hard points on the surface, cordage
for securely holding the envelope, pressurization system for maintaining the pressure and
actual payloads for specific purposes. The aerostat envelope is anchored to the ground
through a tether. Before presenting the static and dynamic models of the experimental
aerostat, a set of input parameters have been estimated which are required for this pur-
pose. These parameters uniquely describe the aerostat and include aerostatic properties,
masses and moments of inertia (including apparent mass), aerodynamic coefficients and
derivatives and tether cable properties. The mass and aerostatic properties for the teth-
ered aerostat have been estimated using the solid modeling approach. The solid modeling
is a modern software based tool, which models any system to component level to esti-
mate mass, geometric and inertia properties. The analytical method to estimate these
x
is evaluated for a small element and then integrated to the whole body. The analytical
approach is suitable for simple geometry - hull in the present aerostat case, but provides
an efficient way to validate the approach of solid modeling. Hence before applying the
solid modeling technique to the present aerostat system, validation has been done with
analytical approach for hull. Certain other mass and inertia properties are estimated using
The aerodynamic coefficients and derivatives are required to describe the aerodynamic
forces on the aerostat envelope. To carry out the equilibrium and static analysis in lon-
gitudinal direction, only lift, drag and pitching moment coefficients are required. These
coefficients for the present aerostat has been estimated based on three different approaches
namely semi-empirical method, Computational Fluid Dynamics (CFD) and wind tunnel
testing. To quickly estimate the lift, drag and moment coefficient of the aerostat envelope
in the absence of any reliable aerodynamic data, a semi empirical method is available in
the literature and is based on hull-fin interference factors which are defined in the an-
alytical model and obtained from experimental data as functions of certain geometrical
parameters. This method applies to the low speed regime, when the flow is attached and
no flow separation has occurred over the aerostat hull. The CFD approach to estimate
using commercial software. Since the ease of availability of high performance computing
facility, this has become quite feasible. The CFD is also able to present the variation of
pressure and velocity around the aerostat envelope surface as well as to visualize the flow
pattern. The wind tunnel testing has also been carried out for the scaled down model of
the envelope where a Fiber Reinforced Plastic (FRP) model has been fabricated, properly
instrumented and tested in National Wind Tunnel Facility (NWTF), IIT Kanpur. A com-
parative study has also been done for the results using these three different methods which
suggests that the results are in good agreement for low magnitude of angle of attack.
For the dynamic analysis, additional coefficients as well as dynamic derivatives will
also be required. These derivatives have been estimated using approximations available
in the literature. The present aerostat has got three fins, one vertical fin on the upper
surface and two inclined fins in inverted-Y configuration. This is primarily done to save
weight. The aerostat envelope’s two inclined fins are approximated by their components
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Under a constant horizontal wind speed, the aerostat attains equilibrium with a trim
angle and tether tension and the tether attains equilibrium with a particular shape from
the confluence point to the anchor point. This also results in the horizontal and vertical
shift of aerostat envelope from the zero wind position. The objective of carrying out
equilibrium analysis is to estimate the tether tension, trim angle of attack and the tether
cable shape for a given horizontal wind speed. The forces under the equilibrium condition
for an aerostat include buoyancy force, gravity force, aerodynamic force and tether-cable
force where the tether-cable force can be expressed in terms of other forces. The buoyancy
force and tether force are additional terms in comparison to an aircraft. The expression
for estimating trim angle of attack has been proposed by balancing the forces and the
pitching moment and the results are plotted for the considered range of wind speed. It is
important to estimate trim angle of attack for the aerostat under the operating wind speed
to examine whether the estimated trim angle lies within the range of specified limits. It
is also important to examine this aerostat envelope for pitch static stability throughout
the equilibrium range to ensure that it has a tendency to return to its original equilibrium
state following unforeseen disturbances. Using the total moment coefficient, a generalized
criterion for the static stability of aerostat has been proposed. The sensitivity studies
are also carried out for the variation of trim angle with respect to temperature, geometric
and aerodynamic parameters. For estimation of cable shape, equilibrium cable parameters
have been expressed using the available literature followed by two proposed expressions for
polygonal approximations. These approximations have been validated with the available
literature for a small size aerostat. As is the case with medium and large size aerostats,
wind speed and density variations with height cannot be neglected. Since the tether can
be divided into finite number of elements from anchor point to confluence point, wind
speed and air density variations with height can be easily accounted for in polygonal
approximations. Once, the tether tension and angle at the confluence point are known,
the method proceeds downward with approximation of these parameters for the next lower
element. An error analysis has also been carried out for the case of uniform wind speed
To predict the dynamic stability behavior of the tethered aerostat envelope under a
uniform horizontal wind speed, a generalized six degrees of freedom dynamic modeling
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approach for the envelope and a suitable dynamic model for tether is required. Unlike an
aircraft, the model for tethered aerostat also requires to consider the forces and moments
due to buoyancy, apparent mass and tether. The buoyancy and apparent mass can be
easily taken into account in the generalized six degrees of freedom equations whereas tether
modeling requires additional assumptions and also adds further to complexity. Using the
proposed approximations for the evaluation of tether cable shape, the dynamic stability
analysis of this aerostat has been carried out using small perturbation assumptions for
indicate dynamic stability of the aerostat system. An aerostat envelope may be subjected
to initial disturbances during its operation, particularly during launch and recovery. These
of these. It is also important to predict the motion of aerostat envelope to these initial
disturbances. Once the eigenvalues and corresponding eigenvectors are evaluated, the
response of this aerostat envelope due to initial disturbances has been generated. To
account for the effect of non-linearity, detailed motions and peak tether tensions under the
influence of a time-dependent wind vector, a non linear dynamic analysis of the tethered
aerostat is then carried out where tether is modeled as lumped masses. The theoretical
model incorporates dynamic motion of the aerostat envelope and a dynamic tether. The
proposed non-linear model has been used to study the response of the present aerostat to
To demonstrate the efficacy of the proposed static and dynamic models for the aerostat
and correlation among them, a comparative study has been carried out. The equilibrium
analysis approach has been compared with nonlinear dynamic modeling approach for a
constant horizontal wind speed. The equilibrium analysis and nonlinear analysis results
have also been compared with the limited available experimental flight data. The com-
parisons demonstrate the efficacy of the proposed static and dynamic models.
Table of Contents
1 Introduction 1
1.1 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
xiii
xiv
3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63
rection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173
Bibliography 199
List of Figures
2.3 Variation of apparent mass and inertia coefficients with fineness ratio [34] . 32
2.6 Fins cross flow drag coefficient as function of aspect and taper ratio [52] . . 38
2.8 3D external domain for aerostat envelope used for CFD analysis . . . . . . 42
2.10 Mesh clustering near wall of hull and fins of aerostat envelope . . . . . . . . 44
2.14 Pressure contour at 28m from nose and an angle of attack 0 deg . . . . . . 48
2.15 Pressure contour at 10m from nose and an angle of attack 0 deg . . . . . . 48
2.19 Pressure contour at 10m from nose and an angle of attack 20 deg . . . . . . 49
xix
xx
2.20 Pressure contour at 28m from nose and an angle of attack 20 deg . . . . . . 50
2.21 Pressure contour at 10m from nose and an angle of attack -20 deg . . . . . 50
2.22 Pressure contour at 28m from nose and an angle of attack -20 deg . . . . . 50
2.27 Moment coefficient about nose vs. angle of attack for different methods . . 56
2.28 Projection of tails for aerostat envelope for estimating stability derivatives . 57
3.2 Tether tension variation with wind speed and αt for small aerostat . . . . . 66
3.3 Angle with horizontal variation with wind speed and αt for small aerostat . 67
3.4 Tether tension variation with wind speed and αt for test aerostat . . . . . . 69
3.5 Angle with horizontal variation with wind speed and αt for test aerostat . . 69
3.6 Variation of trim angle of attack with wind speed for test aerostat . . . . . 75
3.7 Variation of dCmg /dα with wind speed for test aerostat . . . . . . . . . . . 76
3.8 Total moment coefficient with αt at 5 m/s wind speed for test aerostat . . . 77
3.9 Total moment coefficient with αt at 25 m/s wind speed for test aerostat . . 77
3.10 Trim angle with wind speed for CG sensitivity for test aerostat . . . . . . . 79
3.11 dCmg /dα with wind speed for CG sensitivity for test aerostat . . . . . . . . 79
3.12 Trim angle of attack with wind speed for CP sensitivity for test aerostat . . 80
3.13 dCmg /dα with wind speed for CP sensitivity for test aerostat . . . . . . . . 81
3.14 Trim angle of attack with wind speed for CB sensitivity for test aerostat . . 82
3.15 dCmg /dα with wind speed for CB sensitivity for test aerostat . . . . . . . . 83
3.17 dCmg /dα with V∞ for aerodynamic coefficients sensitivity for test aerostat . 84
3.18 Trim angle with V∞ for approximate expression for test aerostat . . . . . . 86
3.19 dCmg /dα with V∞ for approximate expression for test aerostat . . . . . . . 86
3.20 The coordinate system and forces acting on the tether cable [42] . . . . . . 88
3.22 Non-dimensional cable profile for small aerostat using PA-1 & V∞ = 20 m/s 93
3.23 Non-dimensional cable tension for small aerostat using PA-1 & V∞ = 20 m/s 94
3.24 Non-dimensional cable angle for small aerostat using PA-1 & V∞ = 20 m/s 94
3.25 Non-dimensional cable profile for small aerostat using PA-2 & V∞ = 20 m/s 95
3.26 Non-dimensional cable tension for small aerostat using PA-2 & V∞ = 20 m/s 95
3.27 Non-dimensional cable angle for small aerostat using PA-2 & V∞ = 20 m/s 96
3.28 Percentage error with number of elements for small aerostat for V∞ = 20 m/s 96
3.33 Non-dimensional cable tensions for test aerostat with different V∞ . . . . . 100
3.34 Non-dimensional cable angles for test aerostat with different V∞ . . . . . . 100
3.35 Non-dimensional cable profiles for test aerostat with fixed operational height101
3.37 Non-dimensional cable profile for test aerostat for the measured wind speed 102
3.38 Non-dimensional cable tension for test aerostat for the measured wind speed 103
3.39 Non-dimensional cable angle for test aerostat for the measured wind speed . 103
4.1 Tethered aerostat schematic considered in dynamic stability analysis [42] . . 107
4.3 Longitudinal root locus presented for the 7.64m long reference balloon in [42]129
4.4 Longitudinal root locus generated for the 7.64m long reference balloon . . . 129
4.5 Lateral root locus presented for the 7.64m long reference balloon in [42] . . 130
4.6 Lateral root locus generated for the 7.64m long reference balloon . . . . . . 130
4.7 Variation of longitudinal damping parameter with velocity for test aerostat 133
4.8 Variation of longitudinal circular frequency with velocity for test aerostat . 133
4.10 Variation of lateral damping parameter with velocity for test aerostat . . . 138
4.11 Variation of lateral circular frequency with velocity for test aerostat . . . . 138
5.3 Body frame linear velocity components variation for simulation 1 . . . . . . 167
5.4 Body frame angular velocity components variation for simulation 1 . . . . . 167
5.9 Body frame linear velocity components variation for simulation 2 . . . . . . 171
5.10 Body frame angular velocity components variation for simulation 2 . . . . . 171
5.15 Body frame linear velocity components variation for simulation 3 . . . . . . 175
5.16 Body frame angular velocity components variation for simulation 3 . . . . . 176
5.21 Aerostat forward and vertical speed variation for simulation 4 . . . . . . . . 179
5.22 Aerostat pitch rate and pitch angle variation for simulation 4 . . . . . . . . 180
5.23 Aerostat horizontal and vertical displacement variation for simulation 4 . . 180
5.26 Aerostat forward and vertical speed variation for simulation 5 . . . . . . . . 183
5.27 Aerostat pitch rate and pitch angle variation for simulation 5 . . . . . . . . 184
5.28 Aerostat horizontal and vertical displacement variation for simulation 5 . . 184
5.31 Aerostat forward and side speed variation for simulation 6 . . . . . . . . . . 187
5.32 Aerostat pitch rate and yaw rate variation for simulation 6 . . . . . . . . . 187
5.33 Aerostat roll angle and yaw angle variation for simulation 6 . . . . . . . . . 188
5.34 Aerostat side and vertical position variation for simulation 6 . . . . . . . . . 188
2.1 Hull parameter comparison for analytical and solid modeling approach . . . 28
2.2 Aerostat envelope fin parameters and other assumptions for lift curve slope
estimation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
2.4 Lift, drag and pitching moment coefficient about envelope nose for the test
2.5 Lift, drag and pitching moment coefficient about envelope nose for the test
2.6 Lift, drag and pitching moment coefficient about envelope nose for the test
3.1 Parameters for evaluating tether tension vector for small aerostat . . . . . . 65
3.2 Parameters for evaluating tether tension vector and carrying out equilib-
3.3 Tether tension and angle with horizontal at the confluence point for small
4.1 Additional parameters required for the test aerostat envelope for dynamic
4.2 Aerodynamic derivatives of test aerostat envelope about center of mass . . 132
4.3 Longitudinal eigenvalues and eigenvectors for wind speed of 5 m/s . . . . . 134
4.4 Longitudinal eigenvalues and eigenvectors for wind speed of 20 m/s . . . . . 135
4.5 Lateral eigenvalues and eigenvectors for wind speed of 5 m/s . . . . . . . . 139
4.6 Lateral eigenvalues and eigenvectors for wind speed of 20 m/s . . . . . . . . 140
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xxvi
5.2 The operating conditions and flight configuration for flight data of test
aerostat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190
List of Symbols
apht , avt , apvt Lift curve slopes of projected horizontal tail, vertical tail and projected ver-
CD Drag coefficient
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xxviii
CL Lift coefficient
(Cn∗α )f Derivative of the isolated fins normal force coefficient with respect to αt , at αt = 0
and referenced to Sf
dc Tether-cable diameter, m
En n × n identity matrix
F T , FT Tether terminal segment tension vector and magnitude for nonlinear analysis, N
xxix
hvt , hpvt The vertical distances between CG and mean aerodynamic chord of vertical tail
Ixb , Iyb , Izb , Ixz b Mass moments of inertia about envelope center of mass in the body axes
Ixs , Iys , Izs , Ixz s Mass moments of inertia about envelope center of mass in the stability
kθθ Total tether pitching moment per unit of pitch displacement in the body-axis sys-
kθθD Portion of kθθ due to rotation of envelope relative to steady tension vector at
kφφ Tether rolling moment per unit of roll displacement in the body-axis system for
kψψ Tether yawing moment per unit of yaw displacement in the body-axis system for
(lf )1 Distance from the hull nose to the fins aerodynamic center
(lf )2 Distance from the hull nose to the fins center of cross-flow force
lpht , lvt , lpvt Horizontal distance between CG and mean aerodynamic chord of projected
mxb , myb , mzb Aerodynamic apparent masses associated with accelerations in body axes,
kg
mxo , myo , mzo Total masses of envelope for accelerations along stability axes, kg
xxxii
mxs , mys , mzs Apparent masses associated with accelerations in stability axes, kg
nd Cable drag per unit length for cable normal to the wind, N/m
p̄ wc /2n
Pb , Qb , Rb Rolling, pitching, and yawing rates about the body axes, rad/sec
Pn The normal drag force per unit length of tether cable, N/m
ps , qs , rs Perturbation rolling, pitching, and yawing rates about stability axes, rad/sec
Ps , Qs , Rs Rolling, pitching, and yawing rates about the stability axes, rad/sec
p
q̄ 1 + p̄2
cp
r cb
cg , r cg Position vector from the aerostat mass center to the center of buoyancy and
confluence point, m
rh Hull radius
t Time, sec
xxxiii
T0 , T1 Tensions of tether cable at lower and upper ends during dynamic stability analysis,
TB E
E , T B Matrix for transformation from earth-fixed axes to body axes and vice versa
(Figure 5.1)
T SI , T SI Matrix for transformation from inertial axes to stability axes and vice versa (Fig-
ure 4.1)
Ub , Vb , Wb Velocities components of envelope center of mass along the body axes, m/s
Us , Vs , Ws Velocity components of envelope center of mass along the stability axes, m/s
m/s
Vpht , Vvt , Vpvt Tail volume ratios of projected horizontal tail, vertical tail and projected
upwards, m
ure 4.1), m
ηf Fin-efficiency factor accounting for the effect of the hull on the fins
γ0 , γ1 Angles between the horizontal and tether cable at lower and upper ends, respec-
tively, rad
rad/sec
xxxvi
Ω Angular velocity vector of the envelope-fixed axis system with respect to the inertial
Θs Φs , Ψs Euler angles of pitch, roll, and yaw, respectively for stability axes, rad
Θb , Φb , Ψb Euler angles of pitch, roll, and yaw, respectively for body axes, rad
ABBREVIATIONS
CB Center of buoyancy
CP Confluence point
Introduction
1.1 Motivation
During the design and development of a medium size aerostat, the requirement was iden-
tified to develop suitable mathematical models for carrying out the static and dynamic
analysis for this aerostat. The present aerostat is helium filled and is tethered to the
ground through a single tether. The additional factors to be considered for this aerostat
as compared to an aircraft include buoyancy effect, tether effects and apparent mass ef-
fects. Also, as there is no propulsion system and active control system for this tethered
aerostat, the performance is primarily driven by the effect of natural wind which some-
times causes large displacements and attitude. The motivation for carrying out the present
research work is the requirement to develop suitable mathematical models for equilibrium
and static analysis, dynamic stability analysis, initial disturbance response as well as non-
linear model for wind response including gusts for this airborne tethered aerostat system.
It is also required to generate all the required inputs including aerostatic, geometric, mass,
inertia, aerodynamic and tether cable properties for carrying out static and dynamic anal-
ysis of this tethered aerostat. A comparative study for aerodynamic coefficients using
different methods as well as computed and measured flight data is also desirable.
The equilibrium analysis is useful in predicting the trim angle of attack of the aerostat
envelope, the static stability of the aerostat envelope and the tether cable shape under
the uniform wind speed. The trim angle of attack prediction is useful in deciding the
strength of the tether cable as the tether tension is dependent on it. Also the trim angle
is a very useful information for directional payloads as these payloads have to be designed
1
2
taking into account the possible variation in trim angle. The static stability analysis for
the tethered aerostat is useful in predicting the tendency of aerostat envelope to return
to its equilibrium position. The equilibrium and static analysis also estimates the tether
cable profile from the upper attachment point to the anchor point which will in turn
predict the operational height as well as horizontal sway of the aerostat from the launch
point. The requirement of carrying out simplified linearized dynamic stability analysis is
based on the estimation of characteristic roots as well as different modes of motion with
frequency and damping. The response to initial disturbances can also be estimated in
this model. But unlike aircraft, the simplified linearized dynamic model is not suitable if
we are interested in response studies under different types wind conditions. Hence it is
required to develop nonlinear model for the tethered aerostat which will give the response
estimate the angular rates, attitude, position and tether tension as function of time. The
angular rates are vital input parameters for designing stabilization system for the payloads
and taking higher angular rates may result in heavier and bulkier stabilization system.
Generating all the input parameters for carrying out the static and dynamic analysis is
also a very important assignment. The input parameters are in terms of the aerostat
envelope geometric, mass, inertia, aerostatic, aerodynamic properties and tether cable
A tethered aerostat attains equilibrium under a uniform horizontal wind speed with
a certain value of pitch angle, also called trim angle of attack, a horizontal shift from
launch point and a vertical shift from initial height. Previous work on equilibrium analysis
of tethered aerostat envelope include pitch angle estimation for the range of operating
uniform wind speed [42], pitch angle, static margin estimation and static stability analysis
with simplified assumption of small angle [22, 17]. The approach presented in [22] was
adapted in [39] for carrying out stability analysis of aerostat. But for the practical case of
required which covers trim angle estimation, static stability analysis and sensitivity studies
for the entire range of operating wind speed including for large angles. The tether tension
Once the tether tension and angle with horizontal are known at the confluence point, it
is required to estimate these parameters at the anchor point and also the cable shape from
3
confluence point to anchor point. The method and relevant expressions are presented for
the case of uniform wind speed and air density in vertical direction by Neumark [36] which
is applicable only for the cases where these variations are negligible e.g. for a small size
aerostat due to low height of operation. As is the case with larger aerostats, wind speed
and density variations with height cannot be neglected. To account for such variations,
Berteaux [6] suggested an approximate step-wise change of velocity with vertical position.
developed and compared with results of Neumark [36] for a small aerostat before applying
The linearized stability models of tethered aerostats have been presented by Redd et
al. [42] and DeLaurier [10, 11, 12]. These models provide insights into dynamic stability
and, in the case of the latter, mean response to turbulence; they are limited to small
al. [42] is very efficient and forms a benchmark for carrying out stability analysis using
small perturbations assumptions. But the tether model employed in this analysis is based
on Neumark [36] which is applicable only for small aerostats as described in previous
paragraph due to assumption of uniform wind speed and air density in vertical direction.
If the tether model derived from Berteaux [6] approach is used in linearized stability model
of Redd et al. [42], it becomes suitable for application to larger aerostats. But still the
The effect of aerodynamic non-linearity, detailed motions and peak tether tensions
model. To overcome this limitation, nonlinear models of the tethered aerostats have been
presented in [1, 15]. A modeling and estimation method for airships was proposed by
Li and Nahon [29]. Tether modeling is complex in [1], where beam elements are used.
Using beam elements allows modeling of bending moments but requires a finite element
nonlinear solver, and so the computational burden is much higher. Computations are
further decreased by treating each link as a body of revolution and assuming that tether
spin is negligible to the dynamics, where each link then only has two degrees of freedom
as done in [15]. The lumped-mass model for tether as proposed in [19, 28] is appealing
because they result in extremely simple, computationally efficient models, even for large
numbers of elements. Hence the aerostat model as proposed in [15] is combined with the
4
tether model as proposed in [19] to develop an efficient nonlinear model for the application
Generating the aerodynamic coefficients for static and dynamic analysis is also a chal-
lenging task. The semi empirical method for aerodynamic properties estimation is based
on hull-fin interference factors which are defined in the analytical model and obtained
Jones & DeLaurier [18] and later applied to un-symmetrically finned bodies of revolutions
by Gill et al. [14]. In absence of any data, the semi-empirical method can be applied
fluid dynamics (CFD) technique has been applied by Kale et al. [20] to generate drag
lift, drag and moment coefficient as a function of angle of attack for an aerostat envelope
using CFD. Hence as a proposed method, these coefficients for the aerostat envelope are
estimated using CFD. The experimental method of wind tunnel testing has also been car-
ried out to generate coefficients and comparative studies have been done on results using
the three different methods. The approximation method for dynamic derivatives has been
presented in [13] and the same method has been used for the present aerostat also. The
aerostatic, mass, geometric and inertia properties of the aerostat have been estimated
Tethered aerostats are passive lighter-than-air vehicles restrained by a single tether fixed
to the ground. These contain a gas (usually helium) having lower density as compared
with ambient air which is enclosed in an envelope and the difference in their densities
gives rise to buoyancy. Hence aerostat envelope derives the lifting force mainly by the
buoyancy effect in contrast to the conventional aircraft, where relative motion generates
lift. The envelope gas is generally helium because it is inert and provides adequate lifting
capability. Ground based sensors have limited line of sight range due to the limitations
posed by earth’s curvature (horizon effect). Mounting these sensors on elevated platforms
like tower, aircraft and balloon can increase the line of sight range. The limitation of
the height up to which a tower can be built, is obvious. Aircraft have limited endurance
5
(on-station time) of few hours whereas aerostats can remain operational continuously for
days. Aerostats have been proven platforms for these sensors especially in surveillance
Aerostat systems provide help in raising the electronic payloads for increasing their line
of sight range so as to overcome the terrain obstructions like trees, buildings, mountains
and similar obstructions. Aerostat system is a mission-oriented vehicle with attributes like
payload platform availability at high altitudes, increased line of sight coverage for payload
and long on-station time. Payloads along with operational conditions are the deciding
key component is a balloon filled with lighter-than-air gas that enables the system to take
flight and remain aloft. These balloons are usually referred to as envelopes. A typical
Ballonet Fin
Envelope Hull
Helium
Pressurization System Air
Confluence Lines
Payloads
Confluence Point
Tether
Mooring Structure
Apart from the envelope, the other components of a tethered aerostat system may in-
clude a winch-mooring platform, tether, pressurization system, payloads and other ground
Aerostat Envelope
The aerostat envelope is a pressurized fabric enclosure containing the lifting gas. Air or
gas filled fins are attached at the rear end of the hull and provide stability to the aerostat.
Air filled ballonet provides the space for gas expansion or contraction due to variation in
altitude or temperature. A series of ropes called confluence lines connect the hull to a
single point called confluence point, to which the main tether is attached.
Winch-mooring Structure
When the aerostat is brought down periodically for gas topping up, it is moored on the
mooring structure. The aerostat is also moored during initial launch and for maintenance
purpose. This structure arrests the aerostat envelope and allows the alignment with the
wind direction. When the aerostat is launched, this platform also acts as a winch and
Payloads
The payloads may include a variety of surveillance and tactical equipment such as high-
peaters, acoustic detectors, and radar. These payloads are attached on the surface of
envelope through attachment points or patches. The payloads receive power through
Pressurization System
The pressurization system consists of blowers and deflation valves. This is attached
through the air compartment of envelope and is important for maintaining the shape
of pressurized envelope. Depending on the temperature and height variation, air is either
sent inside the air compartment through blower or removed using the deflation valve from
the air compartment to maintain constant differential pressure inside the envelope.
7
Tether
The tether holds the aerostat envelope at the confluence point and the lower end of the
tether is connected to the mooring structure. Besides providing strength, the tether also
provides power to the airborne components through electrical cable and allows signal
Other ground systems include gas trailers, cranes, fork lifters, power supply system, ground
station, etc. These systems are ground based and provide assistance for aerostat operation,
Aerostat envelopes are typically made from light weight and durable fabrics having low
gas permeability such as polyurethane coated nylon or polyester. To provide long life and
protection from ultraviolet radiation, some envelope manufacturers offer laminated fabric.
The envelope may also contain a structural feature such as a frame or a keel. For models
without a structural feature, such as the present aerostat envelope, the envelope relies
solely on the lift gas to maintain its shape. The aerostat envelope is the aerodynamically
shaped fabric enclosure filled with lighter than air gas and provides lifting capability due
Hull
Hull is the main helium containing body. The differential pressure inside the hull is selected
slightly more than the dynamic pressure corresponding to the maximum operating wind
speed so that no dimples are formed during aerostat operation. This excess differential
pressure provides rigidity to the envelope due to membrane action and thus the envelope
can be assumed to be a rigid body for carrying out the static and dynamic analysis. For
the case of present test aerostat envelope, the hull volume is about 2023 m3 .
8
Fins
The fins may be air or helium filled depending upon the requirement. Fins provide sta-
bility to the envelope and help align the aerostat envelope opposite to the wind direction
to minimize drag and hence horizontal sway or blow by. If the fins are air filled then
they are interconnected with ballonet compartment and if fins are helium filled they are
interconnected with the hull compartment. For the case of present test aerostat envelope,
Ballonet
Ballonet is a separate air filled fabric compartment within the hull volume. This air is
this pressure, in turn, is transmitted to the inner hull to establish its rigidity. As the gas
and its air is allowed to go to outside atmosphere through deflation valve. Therefore, no
gas is lost and the hull’s internal pressure stays approximately constant. For the case of
present test aerostat envelope, the ballonet volume is about 17% of the hull volume. For
higher size aerostat for operation at higher altitudes, this percentage goes up.
Lines or cordages
Different lines or cordages on the aerostat envelope include confluence lines, mooring lines,
handling lines, fin lines and nose lines. The confluence lines are the load bearing lines
which hold the aerostat envelope firmly to the confluence point. Due to lack of rigidity
and strength, the aerostat envelope cannot be held at one or two points and multiple
symmetric lines are required for this purpose. The upper portions of these lines are spread
over the surface of the envelope and lower portions converge to a single point, known as
confluence point. The number of lines at the confluence point can be reduced by converging
lines in between, thus efficiently spreading the load and also making termination efficient.
Mooring lines are used when the aerostat is in mooring condition on the ground. Handling
lines are provided to handle the aerostat envelope during testing or repair. Fin lines are
used to provide rigidity to the fins and nose lines are provided to support latching of
Patches
Patches on the surface of the aerostat envelope are provided to hold it properly. These are
also the hard points on the surface of the aerostat envelope. But unlike the metal hard
points, specified loads can only be applied in a particular direction, generally tangent to
the surface as applying loads in other directions greatly reduces the load bearing capability.
Patches are provided for holding confluence lines, mooring lines, handling lines, fin lines,
Tethered aerostat system offers many advantages as compared to its counterparts, some
of which include long endurance, low operation and maintenance cost, ease in operation,
ease in directional tracking, silent operation and no runway requirement [48]. Tethered
aerostats can be used in a variety of military and civil applications. Military applications
agery to ground installations, and providing communications and data-relay to wide areas
over any terrain. Civil application include natural disaster relief, search and rescue, tacti-
cal communications relay, harbor and coastal monitoring, critical infrastructure security,
personnel location and tracking, traffic monitoring, crowd management and event surveil-
lance [45].
Mounting aerostat to a certain height increases its line of sight coverage and this line
of sight should be known for that height to assess the limiting capacity of the aerostat.
Unlike the conventional aircrafts, the basic source of lift on any lighter than air vehicle
estimate this lifting force. This section covers some fundamental aspects or theory of
The coverage area of the aerostat is determined by calculating the radial distance to the
horizon from the aerostat launch point. Figure 1.2 shows an aerostat at a height of ha
from the launch point and Earth is represented approximately as a sphere of radius RE .
A tangent from the aerostat to the Earth’s surface will be the line of sight for any payload
mounted on it. The radial distance between the launch point and the point of tangent ls
is known as the radial line of sight or coverage radius. It is noted that this is a simplified
model and location and terrain has not been taken into account. Using simple geometric
−1 RE
ls = RE cos (1.1)
RE + ha
The radial line of sight or coverage radius using Equation (1.1) for a range of altitudes
from 0 to 25 km is plotted in Figure 1.3. It is observed that the slope of coverage radius
curve is continuously decreasing with increasing the altitude. For the present test aerostat,
the height of operation is 1 km and the corresponding coverage radius is about 113 km.
Presently, the aerostats operate maximum up to about 5 km altitude worldwide and the
corresponding coverage radius is about 250 km. The altitude of operation of stratospheric
airship may be about 20 km from ground and may cover a radius of about 510 km.
11
600
500
coverage Radius (km)
400
300
200
100
0
0 5 10 15 20 25
Altitude (km)
The basic principle of aerostatics is Archimedes’ law which states that the upward buoyant
force that is exerted on a body immersed in a fluid, whether fully or partially submerged,
is equal to the weight of the fluid that the body displaces and acts in the upward direction
at the center of mass of the displaced fluid. The aerostat envelope comes under fully
B = Vg ρa g (1.2)
Here Vg is the volume of air displaced or helium volume, ρa is the atmospheric air density
and g is the acceleration due to gravity. If helium gas weight is taken into consideration,
Bg = Vg (ρa − ρg ) g (1.3)
12
The buoyancy force acts on the center of buoyancy which is same as the center of mass
of the displaced fluid. Figure 1.4 presents the basic mechanism of buoyant lift generation
on an aerostat envelope. If the envelope internal pressure at the bottom point is assumed
zero i.e. internal and external pressure same, the air pressure as well as helium pressure
will both decrease with height. But this decrease will be more for air as air density is more
As mentioned earlier in this section, the air and helium density along with helium volume
are required for buoyancy calculation. It was also pointed out that presently, the aerostats
operate maximum up to about 5 km height which is within the troposphere limit. The air
and helium density for the real condition have been presented in this section [21].
The International Standard Atmosphere (ISA) sea level conditions are as below:
For ISA and within the tropospheric region, the temperature, density and pressure at
13
4.3
ρh Th
= (1.5)
ρh0 Th0
5.3
ph Th
= (1.6)
ph0 Th0
Both pressure and density at any altitude in the ISA can be seen to be dependent on, and
The real atmosphere will be different from ISA most of the time and this off-standard
atmosphere is defined by a temperature difference ∆T from ISA. The pressure is same for
ISA and off-standard atmosphere and the density is defined be the following equation [21]:
Th
ρa = ρh (1.7)
Th + ∆T
Using Equations (1.4), (1.5) and (1.7) we can estimate the air density at the height for
any specified real temperature conditions. In Equation (1.3), the unknown remains the
The helium gas density is estimated in the same way as done for the air. However,
one additional factor i.e. helium gas purity is also required to be considered as the helium
purity level will continuously degrade with time right after the initial filling. The following
relation is used to calculate the density of impure helium at ISA sea level [21]:
where the density of air at ISA sea level is 1.225 kg/m3 , the density of 100% pure helium
at ISA sea level is 0.169 kg/m3 and k is the helium purity. To calculate the helium density
Apart from the parameters mentioned earlier, other factors which affects buoyancy include
internal pressure, superheat - an effect where the temperature inside the envelope is higher
than the ambient air temperature, rain, snow, icing and humidity. The effect of internal
buoyancy because helium density inside the envelope is decreased. Rain, snow and icing
will cause to increase the envelope weight and reduce the buoyancy and hence these factors
have to be accounted beforehand. Humidity decreases the air density and hence reduces
buoyancy [21].
Aerostat envelopes come in different shapes, sizes, and designs. The shape of the envelope
is designed to provide lift while keeping the wind resistance as low as possible. The
envelopes for certain aerostat should be shaped aerodynamically. These envelopes should
be shaped such as to have minimum drag and required lifting capability. The shape
such as buoyancy capability, surface area, lift, drag, stability, stresses, blow by and ease
Dynamics (CFD) and Finite Element Method (FEM) may be required for this purpose
[51]. Based on the requirements outlined, a particular shape is selected. Helium/air filled
starting point for the volume estimation is given payload capacity and height of operation.
The sequence of procedure followed for volume estimation of aerostat envelope is presented
in Figure 1.5.
For estimating buoyant lift of aerostat envelope, air density, helium density, and he-
lium volume is required. The air density and helium density may be obtained from Equa-
tions (1.7) and (1.9) respectively. The gas volume is obtained by subtracting ballonet air
volume from the total envelope volume. Now using Equation (1.3), payload capacity of
PL = Vg (ρa − ρg ) (1 − FL ) − ms − Kt mc hp (1.10)
15
START
Assume Volume, V
Estimate payload
Is payload No
same as
required
Yes
END
Here FL is the free lift expressed as percentage of gross lift. The free lift is required
to always keep some amount of tension in the tether. The value of free lift is usually
12-15% of the gross lift expressed in standard conditions. Kt is the tether length factor,
generally about 1.1, which is to cater to maintain height even after some sway of aerostat
in horizontal direction. mc is the tether cable mass per unit length. The additional factors
which may be required to be considered while applying the above equation are included
in section 1.3.2.3. The weight of aerostat envelope includes hull fabric, fin fabric, ballonet
fabric, joints, adhesive, patches, cordages and accessories. Equation (1.10) is a nonlinear
equation in terms of Vg , because for structural mass is a function of Vg , and can be solved
using Newton iteration method [8]. Thus we get the required volume of the aerostat
envelope.
16
The objective of the present research is to investigate the static and dynamic analysis of an
airborne tethered aerostat, which has been carried out during its design and development
phase. At the same time the objective is also to estimate all the input parameters required
for carrying out the static and dynamic analysis of the aerostat. During the present
research work, following are the targeted tasks to meet the research objectives:
1. To use the modern tool of solid modeling of the aerostat envelope to generate geo-
metric, mass and inertia properties required for static and dynamic analysis.
2. To examine the lift, drag and moment coefficients of the aerostat envelope using
and wind tunnel testing. A comparative study is also required to be carried out for
3. To carry out the equilibrium studies of the aerostat to estimate tether tension, trim
angle of attack and equilibrium cable shapes under uniform horizontal wind speeds.
The criterion for static stability is also required to be proposed and sensitivity studies
to be carried out for possible effect on trim angle of attack and static stability.
Approximate relations are to be proposed for estimating cable shape to account for
air density and uniform wind speed variation along the vertical direction.
4. To propose dynamic stability analysis approach for tethered aerostat which can also
be applied for the situation where the density and uniform wind speed varies along
the vertical direction using the approximations for equilibrium cable shape. The
5. To propose nonlinear dynamic analysis model for tethered aerostat using the lumped
mass approach and more practical winds are required to be applied along with wind
6. The available measured aerostat responses are required to be compared with the
computed response for same input wind conditions. The available measured angles
of attack are also required to be compared with the results of equilibrium studies.
17
All the results of static and dynamic analysis and estimation of input parameters have
been presented for a medium size experimental test aerostat referred as test aerostat from
now onwards in the present thesis. This aerostat is capable of taking a payload of 300 kg
up to a height of 1000m AMSL. The hull volume for this aerostat is about 2023 m3 with
maximum hull diameter of 11.1 m and envelope length of 33.85 m. The characteristics of
this test aerostat are listed in Tables 3.2, 4.1, 4.2 and 5.1.
However, for estimating and comparing tether tension and equilibrium cable configu-
ration in chapter 3, a small aerostat has also been considered whose characteristics are
presented in Tables 3.1 and 3.4. This small aerostat is capable of taking a payload of 50
kg to a height of 100m AMSL. The hull volume for this aerostat is about 250 m3 with
maximum hull diameter of 5.55 m and envelope length of 16.93 m. This small aerostat is
primarily considered to validate the proposed tether approximation models with standard
results because, due to small height of operation, the density as well as steady wind speed
To validate the dynamic stability model with an available literature, a 7.64 m long
reference aerostat envelope having a volume of 19 m3 [42] has also been considered in
section 4.8 of chapter 4 only. The properties of this reference aerostat is presented in [42].
Hence the following three aerostat configurations have been considered for the analysis in
• Small aerostat : For generating and comparing results of tether tension and cable
configuration only in chapter 3. Characteristics are presented in Tables 3.1 and 3.4.
• Reference aerostat : For validating the dynamic stability model with the available
literature only in section 4.8 of chapter 4. The properties of this reference aerostat
Also, ISA+15 deg temperature condition, which approximately represents Indian Refer-
ence Atmosphere, have been considered throughout the analysis unless otherwise stated.
18
Chapter 1 describes the motivation for carrying out the present research work. The basic
also briefly presented. This chapter also introduces the aerostats for which the results of
static and dynamic analysis are to be presented. The objectives of the present research
Chapter 2 presents the methods followed for generating all the required inputs for car-
rying out the static and dynamic analysis of the test aerostat. Solid modeling approach
has been described for generating geometric, mass and inertia properties. Apparent mass
coefficient terms are also estimated. Aerodynamic coefficients have been estimated us-
ing semi-empirical method, computational fluid dynamics and wind tunnel testing. The
Chapter 3 presents the equilibrium and static analysis approach for the tethered aero-
stat. The tether tension, trim angle of attack, static stability criteria and equilibrium cable
shapes are evaluated. Approximation techniques for evaluating tether cable configuration
Chapter 4 describes the dynamic stability analysis approach for the tethered aerostat.
The equations of motion for the aerostat are linearized so that the equations become
decoupled in longitudinal and lateral directions. The stability analysis has been carried
out to estimate characteristic roots or eigenvalues. The response of the test aerostat due
Chapter 5 presents the nonlinear dynamic analysis of the tethered aerostat where the
equations of motion are formulated and solved without making them linear. Six different
types of test winds including gusts are applied to the tethered aerostat to estimate its
response. The comparison of this nonlinear model with available experimental data is
also carried out. A comparison of equilibrium analysis result with experimental result is
also done. To study the correlation among the static and dynamic model, the equilibrium
analysis approach has been compared with nonlinear dynamic modeling approach for a
Chapter 6 presents the concluding remarks including the innovative research work
carried out as well as some of the potential research areas for future work.
Chapter 2
2.1 Introduction
To carry out static and dynamic analysis of a tethered aerostat, a set of input parameters
are required to be estimated which uniquely describe the aerostat. These input parameters
• Aerostatic properties
This chapter presents the analytical and experimental methods followed for the estima-
tion of these input parameters for the test aerostat. This test aerostat has been briefly
described in section 1.5 of chapter 1. This is a medium size aerostat with a payload ca-
pacity of 300 kg having operating height of 1 km. Aerostatic properties are estimated
by using analytical method combined with solid modeling approach. Mass and inertia
properties are estimated using a combination of solid modeling, analytical approach and
computational fluid dynamics, wind tunnel testing and analytical methods. A compar-
ative study has also been carried out for results obtained using these different methods.
Tether cable properties are obtained using direct measurement, experiment and literature.
19
20
The aerostatic properties for the test aerostat envelope are listed as below:
• Buoyancy force
• Envelope volume
The analytical approach to estimate the geometric, mass and inertia properties is based on
considering infinitesimal element on the aerostat envelope and by applying basic definition
of the properties, these are estimated for this infinitesimal element and then integrating
them on the whole body give the properties for the entire body. Due to complexity in
geometry, analytical method is only applied to hull. The results obtained for the hull is
compared with that of solid modeling results for validation of solid modeling approach. The
envelope hull of the test aerostat envelope is composed of thee basic shapes of revolution,
namely ellipse in the nose portion, circle in the middle section and parabola in the tail
portion as presented in [20]. This geometry of envelope hull is presented in Figure 2.1,
where Dh is the maximum diameter and c̄ is the hull or envelope length. An element on
this hull has been taken at a distance x from the origin, which is at the central axis of
maximum diameter section. The radius of the element is y and the thickness dx along the
axial direction. Depending upon the requirement to estimate surface or volume properties,
surface or volume element is considered. The equations of different portions of hull shape
x2 y2
+ =1 (2.1)
(1.25Dh )2 (0.5Dh )2
Having the hull geometry defined, analytical method can be applied to evaluate geometric,
mass and inertia properties of the aerostat envelope. Equations (2.1-2.3) may be rewritten
as below: s
x2
y1 = 0.5Dh 1− (2.4)
(1.25Dh )2
q
y2 = −3.5Dh + 16Dh 2 − x2 (2.5)
p
y3 = 0.1378Dh (1.8Dh − x) (2.6)
Here y1 , y2 and y3 are distances from the envelope center-line to the envelope surface for
Volume of the envelope hull is required to estimate the total mass of gas inside hull. If
all the three fins are air filled then volume of hull is sufficient to estimate total gas mass
as the gas density is known as a function of temperature. However in the present case of
test aerostat envelope, all the fins are helium filled and hence fins volume is also required
22
to be added to hull volume for calculating gas mass inside aerostat envelope. Volume of
dVh = πy 2 dx (2.7)
Hence the total hull volume may be obtained by integrating Equation (2.7) along the
Z 0 Z 1.625Dh Z 1.8Dh
2 2 2
Vh = π y1 dx + y2 dx + y3 dx (2.9)
−1.25Dh 0 1.625Dh
The above integral can be evaluated numerically using the method described in [8], thereby
estimating the hull volume. The hull volume thus we get is 1.4792Dh 3 .
Center of buoyancy of envelope hull is the point at which net buoyant force acts if only
hull is filled with helium gas. Alternatively this is the point of volume center of aerostat
envelope hull. The differential moment of volume element about the envelope hull origin
Using Equations (2.4-2.6), Equation (2.10) may be integrated to get total moment as:
Z 0 Z 1.625Dh Z 1.8Dh
2 2 2
Mvh = π y1 xdx + y2 xdx + y3 xdx (2.11)
−1.25Dh 0 1.625Dh
If xbh is the center of buoyancy distance from the origin, the moment expression in Equa-
Using Equations (2.9) and (2.11), xbh can be evaluated from Equation (2.12) as 0.1338Dh .
The surface area of envelope hull is used to estimate envelope hull weight. The envelope
hull weight is simply obtained by multiplying the surface area of hull by the per unit area
weight of the fabric. To find the surface area, we consider the differential area element on
the envelope hull surface (Figure 2.1). The length of small element along the hull surface
Using Equation (2.13), the surface area of differential surface element may be written as:
s
2
dy
dAh = 2πyds = 2πy 1+ dx (2.14)
dx
Equation (2.15) has been integrated numerically to estimate hull surface area as 7.4481Dh 2
The center of surface of envelope hull is important in the center of gravity estimation of the
aerostat envelope. Since the aerostat envelope hull is a thin surface geometry, the center
of surface may be assumed same as center of gravity. The center of surface of envelope
hull may be estimated following the similar procedure as for the estimation of center of
buoyancy. The differential moment of area element about the origin is written as below
(Figure 2.1):
ds
dMah = 2πyxds = 2πyx dx (2.16)
dx
Using Equations (2.4-2.6), Equation (2.16) may be integrated to get total moment as:
s
1.8Dh 2
dy
Z
Mah = 2π xy 1 + dx (2.17)
−1.25Dh dx
24
If xah is the center of surface distance from the origin, the moment expression in Equa-
Using Equations (2.15) and (2.17), xah can be evaluated from Equation (2.18) as 0.1664Dh .
Hence the distance of center of surface from envelope nose comes out to be 1.4164Dh .
The mass moment of inertia of envelope hull is required for studying the dynamics of
aerostat envelope. Due to simplicity, only rotational moment of inertia of envelope hull
about the central axis is estimated here. Other moments of inertia will be estimated
using the solid modeling approach. Using Equation (2.14), differential mass of the surface
Since the surface element is at a distance y from the center-line, the mass moment of
The total moment of inertia is obtained by integrating Equation (2.20) and using Equa-
s
1.8Dh 2
dy
Z
Ixxh = 2πmha y3 1+ dx (2.21)
−1.25Dh dx
The mass moment of inertia of hull helium gas is required for studying the dynamics
rotational moment of inertia of hull helium gas about the central axis is estimated here.
Other moments of inertia will be estimated using the solid modeling approach. Using
25
Equation (2.7), differential mass of the volume element with density ρg may be written
as:
dmg = ρg πy 2 dx (2.22)
Since the volume element is a disc having radius y, the differential mass moment of inertia
y2 πρg 4
dIxxg = dmg = y dx (2.23)
2 2
The total moment of inertia is obtained by integrating Equation (2.23) and using Equa-
It is again emphasized that the analytical method has been applied to estimate certain
required parameters for envelope hull only. The values of parameters thus obtained from
analytical method serves useful purpose for the fact that these can be compared with the
values obtained from solid modeling approach explained in section 2.2.2, thus validating
solid modeling approach. Also as the hull is the major component of aerostat envelope,
we immediately have the values of these parameters of a major component and the con-
tributions of other components can be added in it to get the values for entire aerostat
envelope.
As evident in the analytical approach for estimating aerostatic properties that only simple
geometry can be handled in the method. Aerostat envelope hull is an example of such a
simple geometry since the equations of curve of revolution are well defined. Hence enve-
lope hull modeling was carried out in section 2.2.1 using analytical approach and many
aerostatic properties were evaluated. But for the complete aerostat envelope, analytical
approach becomes quite complex and hence is not suitable. Solid modeling is a mod-
ern tool which can efficiently handle complex geometries and help provide the required
cation) is a multi-platform software suite for Computer Aided Design (CAD), Computer
in the industry. The present test aerostat envelope is modeled using CATIA R V5. It
was mentioned in section 1.2.2 that the aerostat envelope consists of hull, fins, ballonet,
cordages, patches and payloads. Although the complete modeling containing each fine
details of these components will be required for fabricating the aerostat envelope, approx-
imate modeling will be sufficient for our purpose to evaluate aerostatic properties. The
Aerostat envelope hull is a thin surface of revolution with geometry defined in Equa-
tions (2.1) to (2.3). Generative shape design feature of CATIA R software is used to
model the envelope hull. The coordinates of envelope hull may be generated in an Excel
sheet and the same is imported in CATIA R using the macros feature to create a curve.
It should be noted in this method that we have sufficient number of data points near the
nose and tail of envelope hull to facilitate uniform curvature. The hull curves may also be
directly drawn in the CATIA R where it automatically caters for number of data points.
The later method is followed for generating the hull surface curve in the present modeling
approach. The line curve is now revolved about the central axis to get the complete hull
surface. The maximum diameter Dh of the present test aerostat envelope is 11.1 m and
the length from nose to tail c̄ is 33.85 m. The hull surface we now get is shown in Fig-
ure 2.2(a). The small holes visible on the rear side of hull are provided to fill the helium in
the fins. Consistent coordinate system has been followed for modeling of different envelope
components. If we provide the mass of unit surface area in the model then we get all the
The envelope fin is also modeled as thin surface similar to hull. Fin coordinates at the tip
and center-line are generated in an Excel file and the same is imported in CATIA using
macros feature. Since the fin is symmetric about the mid plane, only the coordinates of
half curve are required. A curve is generated using these coordinates at the tip and center-
line. These two curves are joined by a surface using multi-section surface feature. Now
using symmetry feature, second half fin surface is created as mirror image of the first half.
27
Fin tip is then closed by rotating the half curve at the fin tip. There are three fins and
hence copy of this fin is rotated two times at the desired positions. Now the fins portion
which is inside the hull is removed for all three fins thereby completing the modeling as
presented in Figure 2.2(b). The lines visible in this figure indicate the partition of panels
and the opposite partitions are tightly held together to maintain the fin in desired shape.
The ballonet is the air filled compartment inside the envelope hull. This is also a surface of
revolution but part of it intersects with hull to create joints. Ballonet surface is generated
in a similar manner as hull. The part which is intersecting with the hull is removed using
the trim option. The ballonet modeling is presented in Figure 2.2(c). The solid modeling of
complete aerostat including hull, fins and ballonet is presented in Figure 2.2(d). Although
the ballonet modeling is presented here for the case where the air is completely filled in the
ballonet, it will be presented later on that for carrying out static and dynamic analysis,
fully deflated ballonet has been considered. In such a case, the total weight of the ballonet
is assumed to be distributed uniformly over the common area of hull and ballonet.
28
The cordages are modeled as lines. The patches are modeled as point masses as the sizes
of patches are small. Accessories and payloads are also modeled as point masses for the
same reason.
To validate the solid modeling approach, results obtained for hull surface using the solid
modeling approach is compared with that using analytical approach followed in section
2.2.1 of this chapter for the maximum hull diameter Dh = 11.1 m. The comparison has
Table 2.1: Hull parameter comparison for analytical and solid modeling approach
Hull parameter Analytical values Solid modeling values
Volume 2023.049 m3 2023.138 m3
center of buoyancy 15.360 m 15.357 m
Surface area 917.680 m 2 917.795 m2
center of surface 15.722 m 15.742 m
Rotational MI 6976.637 kg-m2 6976.632 kg-m2
Helium gas MI 4018.823 kg-m2 4018.857 kg-m2
The parameters for the comparison are hull volume, center of buoyancy, surface area,
center of surface, hull rotational mass moment of inertia and helium gas mass moment of
inertia. It comes out that there is an excellent agreement between the results of analytical
approach and solid modeling approach and thereby solid modeling approach is validated.
The total mass of aerostat envelope consists of the different components and these com-
ponents as well as the method followed to estimate them are summarized as below:
The fabric mass of test aerostat envelope is obtained simply by weighing the envelope in
packed condition. It is to be noted that mass of pack cover, if any has to be subtracted
from the weighed mass. The fabric mass thus obtained will consist of hull, fins, ballonet,
patches and cordages. If the accessories mass and payload mass are added in the fabric
From the solid modeling of aerostat envelope as presented in Figure 2.2(d), the total
envelope volume is estimated. This volume is the summation of hull and fins volume
since at the height of operation, the ballonet volume is small. Hence all the static and
dynamic analysis have been carried out for the case when the ballonet is empty. The
density of helium at ISA sea level is 0.169 kg/m3 [21] and the helium density at the
analysis condition, which is ISA+15 deg with a height of 1 km, has been estimated using
Equations (1.8) and (1.9) as presented in chapter 1. We now have helium volume Vg and
When the aerostat accelerates in a particular direction, a certain amount of air also moves
with it which is known as apparent mass. For the present test aerostat envelope, apparent
mass in axial and lateral directions will be different. The apparent mass will be discussed
We now have structural mass, helium mass and apparent air mass components. These
The mass moments of inertia similar to envelope mass have contributions from structure,
helium gas and apparent terms. These inertia components with the method followed to
The structural moment of inertia will consist of components from hull, ballonet, fins,
cordages, patches, accessories and payloads. The moments of inertia of hull, ballonet, fins
and cordages were directly obtained from solid modeling. Since the static and dynamic
analysis have been carried out for empty ballonet condition, the ballonet mass have been
assumed distributed at the hull ballonet intersection surface. All the mass of joints were
distributed uniformly over that surface. The mass moment of inertia we thus obtain will be
about center of mass of solid model. These mass moments of inertia have been transferred
to the combined center of mass of structure and helium gas using the relation as described
30
in reference [32]. The patches, accessories and payloads were considered as point masses
and moments of inertia were obtained accordingly and transferred to the combined center
of mass of structure and helium gas using the relation as described in reference [32]. These
moments of inertia were then added to get the total structural mass moments of inertia.
Helium gas mass moments of inertia were obtained using the solid model in which the gas
of known density was filled in hull and fins with empty ballonet. As described earlier, the
moments of inertia thus obtained will be about center of mass of helium gas i.e. center of
buoyancy and will have to be transferred to the combined center of mass of structure and
amount of air also moves with it which is known as apparent mass. This also contributes
to moment of inertia. The apparent air inertia has been estimated in section 2.3.
We now have structural moments of inertia, helium gas moments of inertia and ap-
parent air moments of inertia about combined center of mass of structure and helium
gas. These moments of inertia are added to get the total moments of inertia of aerostat
envelope.
The envelope hull center of buoyancy was estimated in section 2.2.2.5 using the solid
modeling approach which was also validated with analytical approach. The center of
buoyancy is basically the point on which the buoyancy force acts. It is also the center of
volume of the helium gas. The center of buoyancy of aerostat envelope has been estimated
using the solid modeling approach. As the ballonet is empty, the volume of hull and fins
was filled with helium gas whose density is known and the volume center was estimated
using CATIA R . The helium gas mass was obtained in a similar manner in section 2.2.3.
As the aerostat envelope is symmetric about x-z plane the center of buoyancy lies on the
plane of symmetry.
31
The structural mass of the aerostat envelope was estimated in section 2.2.3. The various
components included were hull, fins, ballonet, cordages, patches, accessories and payloads.
The center of mass of hull, fins, ballonet and cordages was obtained from the solid modeling
of envelope. The patches, accessories and payloads were treated as point mass whose mass
and location are known. Thus the structural center of mass has been estimated using the
following relation:
P P P
mx my mz
XS = P ; YS = P ; ZS = P (2.25)
m m m
Since the aerostat envelope structure is symmetric about x-z plane, the structural center
of mass lies on the plane of symmetry and hence YS = 0. Since the equations of motion
are written about the combined center of mass of structure and helium gas in chapter 4
and 5, combined center of mass of structure and helium gas XG and ZG is also obtained
using Equation (2.25). All the aerostatic, mass and inertia properties estimated for the
test aerostat envelope have been presented in Tables 3.2, 4.1 and 5.1.
When a body fully immersed in a fluid is accelerating, a certain amount of the surrounding
fluid (air in the present case) moves along with the body. That portion of the fluid set
Because the mass of the air for the present case of test aerostat is of the same order of
magnitude as the combined masses of the envelope structure and helium, the apparent
The apparent mass of air associated with an ellipsoid motion parallel to axis of revolu-
tion is different from that for motion at right angles to the axis of revolution [34, 7]. The
apparent air masses for the present test aerostat envelope hull are evaluated assuming it to
be an ellipsoid of revolution. Since the hull geometry is not an exact ellipsoid of revolution
for the test aerostat envelope, it is converted into an equivalent ellipsoid of revolution with
the same area of meridian cross section Sl as the hull and same length c̄ as described in
πc̄2
FRe = (2.26)
4Sl
32
For ellipsoid of revolution, the additional apparent masses are determined using the pro-
cedure as described in [34], which is a collection of the tables of the factor of apparent
The table for apparent mass and inertia coefficients k1 , k3 , k3 − k1 and kr as a function
of fineness ration is presented in reference [34] and is plotted in Figure 2.3. It is observed
0.8
0.6 k1
k3
k3 − k1
0.4 kr
0.2
0
2 4 6 8 10
Fineness ratio
Figure 2.3: Variation of apparent mass and inertia coefficients with fineness ratio [34]
that for high fineness ratio ellipsoids, apparent mass coefficient for motion parallel to axis
of revolution becomes negligible whereas the apparent mass coefficient for motion at right
angles to axis of revolution becomes close to unity. The additional apparent masses for y
and z direction will be the same with the coefficients k2 = k3 . Using the table presented
33
in [34] and by using the equivalent fineness ratio from Equation (2.26), we have estimated
Apparent masses and inertia properties for the test aerostat envelope have been presented
The aerodynamic coefficients and derivatives are required to describe the aerodynamic
forces on the aerostat envelope. The representation of the aerodynamic model employed
for this test aerostat envelope for carrying out dynamic analysis has been has been covered
in chapters 4 and 5. To carry out the equilibrium and static analysis in longitudinal
direction, only lift, drag and moment coefficients are required. But for the dynamic
analysis, additional coefficients as well as dynamic derivatives will also be required. The
fluid dynamics, also known as CFD is more complex in nature as it involves modeling and
computational efforts. The drag on the aerostat envelope has been estimated by using
computational fluid dynamics approach in [51], but the variation of lift, drag and moment
coefficients as well as flow pattern using CFD is not present in literature. Wind tunnel
The wind tunnel testing is most difficult as it requires the hardware fabrication as well as
extensive and precise testing in wind tunnel. This section employs these three techniques
to estimate static longitudinal aerodynamic coefficients for the test aerostat envelope.
In all the method a reference area is taken as Vh 2/3 and reference length as envelope
length c̄. Although the results of wind tunnel testing have been used for carrying out
static and dynamic analysis of aerostat envelope, the results of semi empirical method
and computational fluid dynamics have been compared with wind tunnel results. The
comparison may provide a basis for assuming the aerodynamic coefficients in the absence of
practical results. The other coefficients as well as dynamic derivatives have been estimated
The semi empirical method for aerodynamic properties estimation is based on hull-fin
interference factors which are defined in the analytical model and obtained from exper-
DeLaurier [18] and later applied to un-symmetrically finned bodies of revolutions by Gill
et al. [14]. This method applies to the low speed regime, when the flow is attached and
no flow separation has occurred over the aerostat hull. Hence the semi empirical model
attached flow. Figure 2.4 presents the schematic of this steady-state model for semi-
empirical method, where the flow is at an angle of attack αt and the forces on hull and fins
are also shown. Figure 2.5 defines the fin planform terms for the semi-empirical method.
As presented in [18], the expressions for forces and moments may be written as below:
Figure 2.4: Schematic of steady-state analytical model for semi-empirical method [18]
Fn = q0 {(k3 − k1 ) ηk I1 sin (2αt ) cos (αt /2) + (Cdc )h sin αt sin |αt | J1
(2.27)
+ Sf [(Cnα ∗ )f ηf (sin (2αt ) /2) + (Cdc )f sin αt sin |αt |]}
Sf ] cos2 αt
Fa = q0 {[(Cdh )0 Sh + Cdf 0
(2.28)
− (k3 − k1 ) ηk I1 sin (2αt ) sin (αt /2) − (Ct )f Sf }
+ (Cdc )h J2 sin αt sin |αt | + Sf ηf (lf )1 (Cnα ∗ )f (sin (2αt ) /2) (2.29)
lh
dAc
Z
I1 = dξ = Ah (2.30)
0 dξ
lh
dAc
Z
I3 = ξ dξ (2.31)
0 dξ
Z lh
J1 = 2rh dξ (2.32)
0
Z lh
J2 = 2rh ξdξ (2.33)
0
Also, it was assumed that the αt magnitudes for attached flow are less than 30 deg. Hence
h i
Cn = (k3 − k1 ) ηk Iˆ1 + 0.5 (Cnα ∗ )f ηf Sˆf sin (2αt )
h i (2.39)
+ (Cdc )h Jˆ1 + (Cdc )f Sˆf sin αt sin |αt |
h i
Ca = (Cdh )0 Sˆh + Cdf 0 Sˆf cos2 αt
(2.40)
− (k3 − k1 ) ηk Iˆ1 sin (2αt ) sin (αt /2) − (Ct )f Sˆf
h i
Cmn = − (k3 − k1 ) ηk Iˆ3 + 0.5(ˆlf )1 (Cnα ∗ )f ηf Sˆf sin (2αt )
h i (2.41)
− (Cdc )h Jˆ2 + (Cdc )f (ˆlf )2 Sˆf sin αt sin |αt |
For the application of these equations to the given aerostat envelope configuration, the
process followed to evaluate these parameters is similar as in [18] and are explained as
below:
We observe that these integrals depend upon the geometry of aerostat envelope from the
nose to the fin starting point (Figure 2.4). Since the equations of hull are known, these
Apparent mass terms are covered in section 2.3 of this chapter. The apparent mass
coefficients for motion along and perpendicular to the axis of revolution as a function of
fineness ratio are presented in Figure 2.3 as taken from reference [34]. Equivalent fineness
ratio as evaluated from Equation (2.26) is used for the estimation of (k3 − k1 ) from the
table presented in [34]. A linear interpolation is used to estimate the values between data
points.
37
The fin lift curve slope is estimated using the formula available in [40], which is applicable
∗ 2πAt Sexp
(Cnα )f = r (2.42)
2 2
tan2 Λmax
Sf
2 + 4 + Atη2βt 1 + βt 2
t
t
The required fin parameters and other assumptions for the present test aerostat to estimate
Table 2.2: Aerostat envelope fin parameters and other assumptions for lift curve slope
estimation
Parameter Value
Fin tip chord 3.144 m
Fin root chord 8.768 m
Fin span 20.5 m
Fins reference area, Sf 111.46 m2
Fins area inside the hull, Sfh 38.70 m2
βt 1.0
ηt 0.95
Other terms in Equation (2.42) are evaluated using the same process as available in
reference [40]. The exposed fin area Sexp has been obtained by subtracting the fin area
lying inside hull Sfh from the total fin area Sf . It should be noted that in above formula
lift curve slope is for a fin which has zero dihedral angle. If the fin has a substantial
dihedral, then the lift curve slope will change on two accounts. The projected area of the
fin is reduced and the angle of attack does not remain same. However, if the projected
area is taken into account and considering small angle of attack, Equation (2.42) can be
cylinder at the hull’s maximum cross-flow Reynolds number [18]. The Reynolds number
ρa V∞ Dh
Re =
µ
38
The Reynolds number comes out to be about 152 × 105 which is very much in the turbulent
region. From Hoerner [16], (Cdc )h for this range of Reynolds number is estimated.
Fin cross flow drag coefficient is a function of the aspect ratio and the taper ratio of the
fin. It is provided in Wardlaw [52] as a plot for various taper ratios and is reproduced in
Figure 2.6.
7
Λ=0
Λ=0.5
6 Λ=1
4
(Cdc )f
0
0 0.5 1 1.5 2 2.5 3
Aspect Ratio
Figure 2.6: Fins cross flow drag coefficient as function of aspect and taper ratio [52]
From this figure, the value of (Cdc )f has been obtained. For intermediate values of
The relation to calculate (Cdh )wet has been provided in Hoerner [16] as below:
3/2 3
(Cdh )wet
Dh Dh
= 1 + 1.5 +7 (2.43)
C fh c̄ c̄
39
The coefficient Cfh is available as a function of Reynolds number in Hoerner [16]. The
wet area of the aerostat envelope is the hull surface area. Once (Cdh )wet is known (Cdh )0
Fins Zero-angle Axial Drag Coefficient, Referenced to Sf : Cdf 0
The relation to calculate Cdf wet
has been provided in Hoerner [16] as below:
4
Cdf
wet t t
=1+2 + 60 (2.44)
2Cff c̄ c̄
The coefficient Cff is available as a function of Reynolds number in Hoerner [16]. The
wet area is the fin surface area. Once Cdf wet is known Cdf 0 can simply be evaluated
The fin and hull efficiency factor as function of non-dimensional parameters have been
plotted in reference [18]. These plots were obtained by curve fitting the values of some
known airships and the efficiency factors for the present test aerostat envelope were ob-
By following the process just explained, we get all the parameters required in Equa-
tions (2.39-2.41) for the estimation of aerodynamic coefficients of the test aerostat enve-
coefficients of the test aerostat. The normal and axial force coefficients are converted to
40
lift and drag coefficients by using the relation as presented in Anderson [4].
CL = Cn cos α − Ca sin α
CD = Cn sin α + Ca cos α
The lift coefficient, drag coefficient and pitching moment coefficient about envelope nose
obtained using semi empirical method are presented in Table 2.4 for angle of attack from
-20 deg to +20 deg. It is observed that the lift and moment coefficients about envelope
nose are symmetric about the origin and the drag coefficient is symmetric about the y-axis.
This is expected as the method considers the projected horizontal fins in place of inverted-
Y fins, making the system symmetric for these coefficients. It is also observed that the lift
and moment coefficient about nose vanishes for 0 deg angle of attack as expected. The lift
coefficient is having positive slope whereas the pitching moment coefficient about envelope
nose is having negative slope. These coefficients have also been plotted in Figures 2.25
Table 2.4: Lift, drag and pitching moment coefficient about envelope nose for the test
aerostat envelope evaluated by semi-empirical method
Angle of Lift Drag Moment coefficient
attack (deg) coefficient coefficient about nose
-20 -0.5472 0.1254 0.1935
-18 -0.4866 0.1073 0.1676
-16 -0.4265 0.0919 0.1429
-14 -0.3671 0.0791 0.1195
-12 -0.3089 0.0686 0.0975
-10 -0.2522 0.0604 0.0770
-8 -0.1972 0.0543 0.0580
-6 -0.1442 0.0499 0.0408
-4 -0.0936 0.0472 0.0253
-2 -0.0454 0.0457 0.0117
0 0 0.0453 0
2 0.0454 0.0457 -0.0117
4 0.0936 0.0472 -0.0253
6 0.1442 0.0499 -0.0408
8 0.1972 0.0543 -0.0580
10 0.2522 0.0604 -0.0770
12 0.3089 0.0686 -0.0975
14 0.3671 0.0791 -0.1195
16 0.4265 0.0919 -0.1429
18 0.4866 0.1073 -0.1676
20 0.5472 0.1254 -0.1935
41
software. Since the ease of availability of high performance computing facility, this has
become quite feasible. Applying the fundamental laws of mechanics to a fluid gives the
governing equations for a fluid and the conservation of mass and momentum equations are
Here V is the flow velocity at a point, g is the acceleration due to gravity vector, p is
the pressure and τij are the stresses. These equations form a set of coupled, nonlinear
partial differential equations. It is not possible to solve these equations analytically for
based solutions to the governing equations using the CFD approach with a commercial
software such as ANSYS FLUENT R . For all flows, ANSYS FLUENT R solves conservation
equations for mass and momentum. For flows involving heat transfer or compressibility,
For the case of test aerostat envelope an external flow analysis using CFD has been
carried out. A wind speed of 20 m/s and angle of attack from -20 deg to +20 deg have
been considered with air as working medium at standard atmospheric conditions. As the
aerodynamic contribution of payload frames and structures is very small, it has not been
taken into consideration. Similar assumption has also been made in semi empirical method
and the wind tunnel testing results have also been presented for clean configuration.
Solid 3D modeling of the aerostat envelope was carried out in CATIA R software as ex-
plained in section 2.2.2 in detail. The cordages and payload are not considered for carrying
out CFD analysis because these are not going to contribute significantly as compared to
the hull and fins and also because of great simplification achieved in the analysis. Fig-
ure 2.7 shows the 3D model of test aerostat envelope without cordages and payloads. Once
42
Figure 2.7: 3D model for aerostat envelope used for CFD analysis
Figure 2.8: 3D external domain for aerostat envelope used for CFD analysis
the necessary geometrical approximations have been made, model is saved in IGES for-
mat file. This file is imported in ICEM-CFD R meshing tool as a pre-processor of ANSYS
FLUENT R . Surfaces and curves which are too small in comparison to hull or not required
for the CFD analysis have been cleaned up. After the cleaning of the geometry of aerostat,
with radius of 5 times the length of the aerostat envelope is considered. The upstream and
downstream domains are extended by a value equal to 6 and 8 times the length of aerostat
envelope respectively. Figure 2.8 shows the 3D external domain for aerostat envelope used
After the cleaning of geometry and defining computational domain, grid generation is per-
formed. During the grid generation in CFD, we are having a choice between a structured
grid for simple geometry and unstructured grid for complex geometry. While the struc-
tured grid has regular connectivity and conserves storage space, the unstructured grid has
nonuniform pattern and required large storage space. Other risks of using structured or
geometry, mesh quality issues, and a less efficient mesh distribution that results in a high
cell count. Keeping these points in view along with complexity of the geometry of aero-
stat envelope, an unstructured tetrahedral grid is generated for full scale (1:1) geometry
of aerostat envelope. The salient features of the generated grid are that it uses an Octree-
based algorithm to fill the volume with tetrahedral elements, clustering is made near the
wall of hull and fins and that the total cell count for full geometry of aerostat envelope is
8.5 million.
Figure 2.9 shows the unstructured mesh generated for aerostat envelope. Mesh is
speed of 20 m/s is taken for CFD simulations. It is a low subsonic flow. For this, all
far field boundary is considered as Pressure- far- field boundary condition to specify flow
directions. Rest of the geometries is considered as “Wall”. Standard air properties at sea
level have been used as working parameters. Air is considered as working fluid. The mesh
clustering near the wall of hull and fins is depicted in Figure 2.10.
As presented in section 2.4.1, the flow over the aerostat envelope is predominantly tur-
bulent. Hence it is also required to model the turbulence during the numerical solution
of conservation equations. The flow behavior over the aerostat envelope is considered to
be in steady state, viscous, incompressible and turbulent. The choice of turbulence model
depends on considerations such as the physics encompassed in the flow, the established
practice for a specific class of problem, the level of accuracy required, the available com-
putational resources, and the amount of time available for the simulation. For modeling
turbulence in the present analysis, the Spalart-Allmaras model [5, 46] has been used. The
Figure 2.10: Mesh clustering near wall of hull and fins of aerostat envelope
for the kinematic eddy (turbulent) viscosity. The Spalart-Allmaras model was designed
specifically for aerospace applications involving wall-bounded flows and has been shown
to give good results for boundary layers subjected to adverse pressure gradients [5].
A CFD simulation at different angles of attack for given parameters have been carried
out. For low subsonic speed, flow around aerostat separates as well as circulates. Several
maintained with second order accuracy. Truncation errors have been overcome by using
45
finer meshes. For this, the aerostat boundary mesh has been refined and adapted for grid
independence study to get an accurate solution. Round-off errors have been minimized by
using double precision solver. The lift coefficient, drag coefficient and pitching moment
coefficient about envelope nose obtained from the CFD analysis are presented in Table 2.5.
It is observed that lift and moment coefficients about envelope nose do not vanish for 0
deg angle of attack and these coefficients are not completely symmetric about the origin as
opposed to semi empirical method because the CFD approach considers the real fins and
not the projected horizontal fins. The lift coefficient is having a slightly negative value for
0 deg angle of attack which may be attributed to the effect of providing inverted-Y fins
on the lower portion of the hull. These coefficients have also been plotted in Figures 2.25
to 2.27 and these plots have been discussed in section 2.4.4. The pressure coefficient plot
for 0 deg angle of attack along the length of aerostat has been plotted in Figure 2.11 shows
the fluctuating pattern on the rear portion of aerostat hull because of presence of fins.
Table 2.5: Lift, drag and pitching moment coefficient about envelope nose for the test
aerostat envelope evaluated by CFD
Angle of Lift Drag Moment coefficient
attack (deg) coefficient coefficient about nose
-20 -0.3555 0.1153 0.1276
-18 -0.3262 0.0966 0.1164
-16 -0.3070 0.0787 0.1147
-14 -0.2801 0.0692 0.1078
-12 -0.2407 0.0612 0.0922
-10 -0.2118 0.0535 0.0853
-8 -0.1724 0.0479 0.0704
-6 -0.1321 0.0434 0.0552
-4 -0.0914 0.0400 0.0398
-2 -0.0454 0.0376 0.0204
0 -0.0071 0.0372 0.0074
2 0.0398 0.0372 -0.0123
4 0.0810 0.0391 -0.0273
6 0.1216 0.0422 -0.0417
8 0.1617 0.0465 -0.0558
10 0.1955 0.0519 -0.0651
12 0.2278 0.0583 -0.0733
14 0.2622 0.0668 -0.0840
16 0.2922 0.0778 -0.0922
18 0.2831 0.1051 -0.0777
20 0.2659 0.1443 -0.0604
The computed flow fields obtained after CFD analysis of aerostat for various angles of
attack have been plotted as contour plots. Section planes perpendicular to the central axis
46
Figure 2.11: Pressure coefficient variation over hull at 0 deg angle of attack
and at a distance of 10m and 28m from nose were created for clear visualization of flow
behavior at these places. Figures 2.12 to 2.15 present the results for 0 deg angle of attack.
Figure 2.12 represents pressure contour and the pressure distribution is symmetric except
near the fins. This is expected as fins are not symmetric about a horizontal plane passing
through the central axis. The maximum pressure is observed near the envelope nose where
the flow is retarded. Figure 2.13 presents velocity contour which again demonstrates
symmetry except near the fins. The maximum velocity is observed near the envelope
surface somewhere in the middle were the pressure is lowest. The pressure contour at a
sectional plane 28 m from nose is presented in Figure 2.14 where the highest pressure is
observed near the fin tip and the lowest pressure is observed on the both sides of the fins.
Also as observed in Figure 2.14, the pressure contour is symmetric about a vertical plane
passing through central axis of the aerostat envelope because the fins are also symmetric
about this plane. The pressure contour at a sectional plane 10m from nose is presented
in Figure 2.15 where complete symmetry is observed indicating that the effect of fins are
not present.
The velocity vector plot at an angle of attack 10 deg is presented in Figure 2.16 and
it is observed that maximum velocity is around the upper portion of the lower fins near
the leading edge where the pressure is expected to be the lowest. For this typical case,
maximum velocity is about 32 m/s. Figures 2.17 to 2.20 present the contour plot results
for 20 deg angle of attack. The sectional pressure contour for the aerostat envelope has
been presented in Figure 2.17 where it is observed that due to positive angle of attack the
stagnation point shifts downward whereas the low pressure zone is created in the space
47
between lower fins. The velocity contour is presented in Figure 2.18 and it is observed here
that velocity is having maximum magnitude in the zone where pressure is minimum, as
expected. Figure 2.18 also indicates that flow separation occurs much earlier as compared
to the case of 0 deg angle of attack. The pressure contours at a distance of 10 m and 28
m from the nose have been presented in Figure 2.19 and Figure 2.20 respectively. The
pressure contours at a distance of 10m and 28m from the nose for -20 deg angle of attack
have been presented in Figure 2.21 and Figure 2.22 respectively. It is noted that low
pressure zone for positive angle of attack is on the upper side whereas for negative angle
of attack it is on the lower side. As angle of attack increases the corresponding change in
Figure 2.14: Pressure contour at 28m from nose and an angle of attack 0 deg
Figure 2.15: Pressure contour at 10m from nose and an angle of attack 0 deg
Figure 2.19: Pressure contour at 10m from nose and an angle of attack 20 deg
50
Figure 2.20: Pressure contour at 28m from nose and an angle of attack 20 deg
Figure 2.21: Pressure contour at 10m from nose and an angle of attack -20 deg
Figure 2.22: Pressure contour at 28m from nose and an angle of attack -20 deg
51
To measure the aerodynamic forces and moments on the aerostat envelope experimentally,
wind tunnel testing has been carried out on scaled down model. The test has been carried
out at National Wind Tunnel Facility (NWTF), IIT Kanpur. NWTF is a low speed closed
circuit wind tunnel with a test section of cross section 3 m × 2.25 m. The tunnel is able
to produce flow with velocity up to 80 m/s at a turbulence level of less than 0.1%. The
wind tunnel is powered by 1000 kW variable speed DC motor through a 4.64 m diameter
12-bladed axial flow fan. The wind tunnel test was conducted for angle of attack range 0
A rigid scaled down FRP model of the test aerostat envelope was fabricated that was
machined properly to obtain the desired shape accurately. The length of model is 1.693
m. The fins were also fabricated with FRP using same length scale. For the measurement
of forces and moments, the model was instrumented with a six component strain-gauge
The force measurement system consists of a windows-based host computer installed with
LabVIEW R -based application software. The Application software links the host computer
through its PCI-8336 board to the PXI-8336 board installed in the PXI-System. The
bit data acquisition module (PXI-6289) of the PXI System through Universal Strain-Gage
Signal Conditioner (SCXI System). The application software also performs all the required
functions like balance test and calibration, data acquisition, and analysis. The accuracy
of the force measurement system is maintained within ±0.66% for axial force, ±0.06%
for normal force, ±0.16% for side force, and ±0.14% for rolling moment of the balance
calibration range.
Calibration of the balance is done for the accurate measurement of forces acting on
the model during a test. The percentage error over the range in which the balance is
calibrated is within ±0.3% of the balance full-scale range. Calibration procedure uses a
single component calibration rig. For loading, pre-calibrated dead weights are used and all
52
the loadings are performed by using gravity-loading methodology. Levelling of the balance
bridge nulling, data acquisition, monitoring of the acquired test data, computing the in-
verse matrix and the final acceptance check of the balance are performed by LabVIEW R
based application software. The calibration process consists of creating a calibration data
file by applying a series of known loads to the balance and acquiring its electrical sig-
nal output. The balance calibration matrix is calculated using this calibration data file.
The inverse of calibration matrix, also known as load matrix, is used for computing the
The six component strain gauge based forces and moments measurement system is first
calibrated and cross checked in the desired load ranges, which are pre-determined based on
expected coefficients values. The aerostat envelope model mounted on the robotic arm and
turn table is shown in Figures 2.23 and 2.24 respectively. The model was mounted on the
turn table through an internal strain gauge balance fixed to a sting support mechanism.
The sting was further attached between two turn tables having synchronized motion. For
reducing the moments on the balance due to model weight, a front-end balance adapter is
attached at the appropriate longitudinal position inside the model. This balance adapter
transfers forces and moments to the six-component internal strain gauge balance. The
balance is locked to the balance adapter using axial bolt and roll lock pin. An internal
balance with 50 kg axial force limit, 100 kg side force limit and 200 kg normal force limit
was used to measure forces and moments experienced by the model. The wind tunnel study
on the aerostat model was conducted using Robotic-Arm as well as Beta Mechanism model
mounting systems. While the robotic arm is capable of giving all the required orientations
to the model (Figure 2.23), beta mechanism consisting of electric motor is required at the
junction point between the turn tables to give sideslip orientation (Figure 2.24). The lift
coefficient, drag coefficient and pitching moment coefficient about envelope nose obtained
from wind tunnel testing are presented in Table 2.6 [31]. Here also, a slight negative value
of lift coefficient is observed for 0 deg angle of attack. It comes out from the results of
CFD and wind tunnel testing that the net effect of two inverted-Y fin on the hull is a slight
negative angle of attack of envelope with projected horizontal fins. These coefficients have
53
also been plotted in Figures 2.25 to 2.27 and these plots will be discussed in section 2.4.4.
The lift coefficient, drag coefficient and pitching moment coefficient about aerostat en-
velope nose obtained from different methods viz. semi empirical method, computational
fluid dynamics and wind tunnel testing are plotted in Figure 2.25, Figure 2.26 and Fig-
ure 2.27 respectively for angle of attack from -20 deg to +20 deg. Following observations
1. It is observed that the trend of variation of the coefficients with angle of attack
remains same in all the three methods i.e. lift coefficients increases with increase in
54
Table 2.6: Lift, drag and pitching moment coefficient about envelope nose for the test
aerostat envelope evaluated by wind tunnel testing
Angle of Lift Drag Moment coefficient
attack (deg) coefficient coefficient about nose
-19.9833 -0.6865 0.2127 0.3544
-17.9937 -0.6745 0.1548 0.3513
-15.9833 -0.5685 0.1234 0.2868
-13.9937 -0.4829 0.0996 0.2382
-11.9937 -0.3908 0.0806 0.1851
-9.9833 -0.3149 0.0662 0.1447
-7.9938 -0.2415 0.0551 0.1070
-5.9833 -0.1724 0.0474 0.0729
-3.9938 -0.1145 0.0427 0.0480
-2.0042 -0.0618 0.0395 0.0274
0.0063 -0.0157 0.0389 0.0125
2.0062 0.0312 0.0402 -0.0029
4.0167 0.0934 0.0443 -0.0301
6.0167 0.1514 0.0506 -0.0542
8.0063 0.2176 0.0589 -0.0851
10.0063 0.2917 0.0707 -0.1227
12.0063 0.3644 0.0866 -0.1594
14.0167 0.4284 0.1047 -0.1914
16.0063 0.5023 0.1281 -0.2300
17.9958 0.5693 0.1548 -0.2645
20.0063 0.5915 0.2056 -0.2697
angle of attack, the drag coefficient first decreases and then increases with increase
in angle of attack thereby forming a drag polar and the moment coefficient decreases
2. The lift and moment coefficients can be approximated by a linear curve whereas the
3. The agreement of aerodynamic coefficients is very good within angle of attack range
from -5 deg to +5 deg. Beyond this range, the difference in general increases with
4. The slope of lift coefficient curve as well as the magnitude of pitching moment
coefficient curve is highest for wind tunnel testing whereas lowest for computational
fluid dynamics.
5. The drag coefficient is lowest for the computational fluid dynamics approach and
highest for wind tunnel testing except for low magnitude of angle of attack, where
0.8
Semi Empirical Method
CFD
0.6
Wind Tunnel Testing
0.4
0.2
CL
−0.2
−0.4
−0.6
−0.8
−20 −15 −10 −5 0 5 10 15 20
Angle of attack (deg)
Figure 2.25: Lift coefficient as a function of angle of attack for different methods
6. A flow separation is observed in CFD result beyond the angle of attack range of ±16
deg which results in decrease in lift curve slope and increase in drag. Similar flow
separation behavior is observed in wind tunnel testing beyond ±18 deg whereas no
flow separation is observed in semi empirical result. The boundary layer effects have
not been taken into account in semi empirical method and hence it is not expected
The computational fluid dynamics approach is based on purely theoretical approach where
the flow equations are solved using digital computer. The wind tunnel approach on the
other hand is purely experimental in nature. The semi empirical method is a combination
of theoretical and experimental approach as explained in section 2.4.1 and the values of
aerodynamic coefficients obtained using semi-empirical method also lie mostly between
computational fluid dynamics and wind tunnel results. The possible reasons for the dif-
ference between the CFD and wind tunnel results may include the imperfection in model
geometry, limited wind tunnel cross section and the disturbance in the flow in the tunnel
due to presence of vertical column and horizontal robotic arm just downside the model.
56
0.4
Semi Empirical Method
CFD
0.35
Wind Tunnel Testing
0.3
0.25
CD
0.2
0.15
0.1
0.05
0
−20 −15 −10 −5 0 5 10 15 20
Angle of attack (deg)
Figure 2.26: Drag coefficient as a function of angle of attack for different methods
0.4
Semi Empirical Method
CFD
0.3
Wind Tunnel Testing
0.2
0.1
Cmn
−0.1
−0.2
−0.3
−0.4
−20 −15 −10 −5 0 5 10 15 20
Angle of attack (deg)
Figure 2.27: Moment coefficient about nose vs. angle of attack for different methods
57
The dynamic and other derivatives for the test aerostat envelope have been estimated based
on relations presented in chapter 5 of reference [13] and also presented in reference [26] for
aerostat envelope. The test aerostat envelope has three fins in inverted-Y configuration
i.e. one vertical fin and two inclined fins. To approximate the geometry so that the
relations present in the above references can be applied, the inclined fins are projected in
horizontal and vertical directions to get the components as illustrated in Figure 2.28. Thus
we have Projected Horizontal Tails (PHT), Vertical Tail (VT) and Projected Vertical Tails
(PVT) for the envelope. The two projected horizontal tails are treated in combination
because they have same dimensions and produce same effect on longitudinal dynamic
derivatives. The vertical tail and two projected vertical tails are treated separately because
they have different dimensions and may or may not produce similar effect on lateral
dynamic derivatives. Also, the contributions of hull to the derivatives are neglected in
present approximation which is primarily done for simplification [26] although the hull
contributions to the derivatives may be significant. The wind speed for test aerostat
operation is within low subsonic range and wind speed will not have any significant effect
on these derivatives.
Figure 2.28: Projection of tails for aerostat envelope for estimating stability derivatives
As illustrated in reference [40] and also applied in section 2.4.1 of this chapter the
lift curve slope and the distance of mean aerodynamic chord from the center of gravity
i.e. the moment arm are evaluated for projected horizontal tail, vertical tail and projected
vertical tail respectively. The slopes are denoted by apht , avt and apvt based on the aerostat
58
2/3
envelope reference area which is Vh . The horizontal distances between center of mass and
mean aerodynamic chord of tails are denoted by lpht , lvt and lpvt for projected horizontal
tail, vertical tail and projected vertical tail respectively. The corresponding tail volume
ratios as defined in [13] are denoted by Vpht , Vvt and Vpvt . The vertical distances between
center of mass and mean aerodynamic chord of vertical tail and projected vertical tail are
The relevant longitudinal dynamic derivatives are CLq and Cmq . As illustrated in reference
[13], the hull contributions are neglected and the expression for these derivatives may be
written as:
lpht
CLq = 2apht Vpht = 2apht (2.47)
c̄
2
lpht
Cmq = −2apht (2.48)
c̄
The lateral dynamic derivatives are obtained for vertical tail and projected vertical tails
separately and then properly added to give the resultant dynamic derivatives for the
hvt 2
hvt ∂σ hvt
Clp vt = −avt 2 − ≈ −2avt (2.53)
c̄ ∂ p̂ c̄ c̄
hvt ∂σ lvt lvt hvt
Cnp vt = avt 2 − ≈ 2avt 2 (2.54)
c̄ ∂ p̂ c̄ c̄
lvt ∂σ lvt
(CYr )vt = avt 2 + ≈ 2avt (2.55)
c̄ ∂ r̂ c̄
lvt ∂σ hvt lvt hvt
(Clr )vt = avt 2 + ≈ 2avt 2 (2.56)
c̄ ∂ r̂ c̄ c̄
59
2
lvt ∂σ lvt lvt
(Cnr )vt = −avt 2 + ≈ −2avt (2.57)
c̄ ∂ r̂ c̄ c̄
Similarly, the dynamic derivatives for projected vertical tail are approximated as below:
∂σ
C Yβ pvt
= −apvt 1 − ≈ −apvt (2.58)
∂β
∂σ hpvt hpvt
Clβ pvt = apvt 1 − ≈ apvt (2.59)
∂β c̄ c̄
∂σ lpvt lpvt
Cnβ pvt = apvt 1 − ≈ apvt (2.60)
∂β c̄ c̄
hpvt ∂σ hpvt
CYp pvt = apvt 2 − ≈ 2apvt (2.61)
c̄ ∂ p̂ c̄
hpvt 2
hpvt ∂σ hpvt
Clp pvt = −apvt 2 − ≈ −2apvt (2.62)
c̄ ∂ p̂ c̄ c̄
hpvt ∂σ lpvt lpvt hpvt
Cnp pvt = −apvt 2 − ≈ −2apvt (2.63)
c̄ ∂ p̂ c̄ c̄2
lpvt ∂σ lpvt
(CYr )pvt = apvt 2 + ≈ 2apvt (2.64)
c̄ ∂ r̂ c̄
lpvt ∂σ hpvt lpvt hpvt
(Clr )pvt = −apvt 2 + ≈ −2apvt (2.65)
c̄ ∂ r̂ c̄ c̄2
2
lpvt ∂σ lpvt lpvt
(Cnr )pvt = −apvt 2 + ≈ −2apvt (2.66)
c̄ ∂ r̂ c̄ c̄
Now the dynamic derivatives for the complete tail is evaluated as the algebraic sum of the
contributions from vertical tail and double the contributions of one projected vertical tail
as below:
C Yβ = C Yβ vt
+ 2 C Yβ pvt
(2.67)
Cl β = Cl β vt
+ 2 Cl β pvt
(2.68)
Cnβ = Cnβ vt
+ 2 Cnβ pvt
(2.69)
CYp = CYp vt
+ 2 C Yp pvt
(2.70)
Clp = Clp vt
+ 2 Clp pvt
(2.71)
Cnp = Cnp vt
+ 2 Cnp pvt
(2.72)
All the aerodynamic derivatives estimated for the test aerostat envelope are presented
in Table 4.2. The lift, drag and moment coefficient as well as their α derivatives are
presented from the wind tunnel testing results with linear approximation for lift and
moment coefficient and quadratic approximation for drag coefficient. All other derivatives
For carrying out linear dynamic analysis of the tethered aerostat using small perturbation
theory as explained in chapter 4, the tether has been assumed as flexible and inextensible
cable having small mass compared to aerostat. The properties required for linear dynamic
modeling are tether diameter and its weight per unit length. These two properties are very
simple to measure. Other required parameters are all dependent on aerostat configuration.
As will be explained in chapter 5 that for nonlinear dynamic modeling of the tethered
aerostat the tether will be modeled as a spring-mass-damper system and hence required
tether properties are its mass, stiffness and damping properties of a finite segment of
tether. The mass of a tether sample is immediately known as weight per unit length of
tether is known. The stiffness of the tether segment can be extracted from load-strain
curve. The load-strain curve for the test aerostat tether sample has been generated using
Universal Testing Machine (UTM) and the results have been presented in Figure 2.29.
This figure shows the results for two tether samples. The test for first tether sample has
been stopped as the load reached a preset value whereas the test for second tether sample
has been continued till breakage. It is observed that the slope of load-strain curve is low
on low loads but increases with increase in load and becomes almost constant at higher
loads. As will be seen in chapter 5, during normal operation, the tension on the tether may
be around 10000 N. Hence the slope of load-strain curve around this value is of interest.
If the slope of load-strain curve is dT /dε expressed as N/%, then the stiffness of a tether
61
dT /dε
Ks = × 100 (2.76)
l0
reference [53]. But for the present test aerostat, the damping property has been assumed
same as presented in reference [15] and extrapolated to length l0 using ‘dashpot in se-
ries’ relation. The spring-mass-damper properties of the tether cable estimated for the
3.1 Introduction
This chapter presents the equilibrium and static analysis for the tethered aerostats. As
presented in Figure 1.1, the aerostats are tethered to the anchor point or mooring structure
unlike the normal aircraft. Under a constant horizontal wind speed, the aerostat attains
equilibrium with a trim angle and tether tension and the tether attains equilibrium with
a particular shape from the confluence point to the anchor point. This also results in
the horizontal and vertical shift of aerostat envelope from the zero wind position. The
objective of carrying out equilibrium analysis is to estimate the tether tension, trim angle
of attack and the tether cable shape for a given horizontal wind speed. The wind speed is
assumed constant in magnitude for a particular analysis case and parallel to the horizontal
direction. It is also assumed that the aerostat envelope is aligned along the wind direction
with the wind flowing from envelope nose to tail, thus equilibrium only in longitudinal
direction is considered. The more practical wind conditions are considered in Chapter 5
which have been applied to a nonlinear tethered aerostat model. All the techniques for
generating required inputs for carrying out the static and equilibrium analysis have already
63
64
As mentioned earlier, the aerostat configuration establishes its equilibrium under given
constant horizontal wind speed V∞ with a certain value of pitch angle and a corresponding
horizontal and vertical shift from zero wind condition. The aerostat in this condition is
acted upon by its weight, buoyancy force, aerodynamic force and tether tension [22] as
The weight includes the weight of structure of aerostat envelope WS and helium gas weight
WG acting downward at the combined center of mass of envelope structure and helium
gas. The buoyancy force B acts at the center of buoyancy in the upward direction. The
aerodynamic lift and drag force are represented by L and D respectively. The aerodynamic
forces are also associated with a pitching moment which can be referred to any arbitrary
point. In the present case, the pitching moment has been referred about the envelope nose.
These forces and moments are discussed in detail in section 3.3 of this chapter. Balancing
the forces in horizontal and vertical directions, tether tension T1 and angle with horizontal
q
T1 = D2 + (Bg + L − WS )2 (3.1)
−1 Bg + L − WS
γ1 = tan (3.2)
D
where, Bg = B − WG = Vg (ρa − ρg ) g is the upward buoyancy less the gas weight. Using
Equations 3.1 and 3.2, the tether tension and the angle of tether tension vector with
horizontal at the aerostat envelope confluence point are evaluated. The results for these
parameters are presented here for both the small aerostat and the test aerostat. The
operating height for small aerostat is 100 m whereas the operating height for the test
aerostat is 1000 m. The other characteristics of the small and test aerostat are presented
The required parameters for the small aerostat is presented in Table 3.1. It is evident
from this table that hull and helium volume are same and hence the fins are air filled.
The air density ρa and gross lift Bg corresponds to a height of 100 m above the mean
sea level for ISA+15 deg temperature condition. The lift and drag coefficients are taken
from wind tunnel testing. The lift coefficient is modeled as linear curve whereas the drag
coefficient is modeled as complete quadratic curve. The aerodynamic coefficients for the
small aerostat is same as the test aerostat as the shape of both the aerostats are same.
Table 3.1: Parameters for evaluating tether tension vector for small aerostat
Parameter Value
Helium volume, Vg 250 m3
Hull volume, Vh 250 m3
Reference area, S Vh 2/3
Air density, ρa 1.1531 kg/m3
Envelope structure weight, WS 1510.74 N
Gross lift, Bg 2386.5 N
Lift coefficient, CL 1.8313αt -0.0245
Drag coefficient, CD 1.4090αt 2 +0.0074αt +0.0294
Figures 3.2 and 3.3 present the variation of tether tension and angle with horizontal
with wind speed and angle of attack for the small aerostat. It is observed in Figure 3.2
that tether tension increases with increase in wind speed except for the case of zero angle
of attack in which case the tether tension decreases slightly with increase in wind speed.
This is due to the fact that for zero angle of attack the lift coefficient is having a slightly
negative value which results in vertically downward force thereby reducing the tether
66
tension slightly with an increase in wind speed. For all other angles, the lift coefficient is
positive and hence the lift force increases in vertically upward direction thereby increasing
the lift. For the case of zero wind speed, the tether tension comes out to be 876 N and
this tether tension does not vary with angle of attack as expected. This tether tension
may also be obtained by subtracting the structural weight of envelope from the gross lift
in Table 3.1. For the case of 25 m/s wind speed, the tether tension for 0 deg angle of
attack is about 673 N which becomes 7605 N for 15 deg angle of attack. Hence flying the
aerostat at high angle of attack and also high wind speed at the same time is undesirable.
8000
αt = 0°
7000 αt = 5°
αt = 10°
6000 αt = 15°
5000
T1 (N)
4000
3000
2000
1000
0
0 5 10 15 20 25
V∞ (m/s)
Figure 3.2: Tether tension variation with wind speed and αt for small aerostat
It is observed in Figure 3.3 that at zero wind speed, the angle with horizontal remains
at 90 deg as expected since there is no horizontal force. It is also observed that with
increase in wind speed, the angle with horizontal decreases for all the angles of attack.
For the 0 deg angle of attack this decrease is extremely high, primarily due to the fact that
the lift force is decreasing with increase in wind speed and the drag force is increasing.
For higher angles of attack, the trend becomes regular. For the case of angle of attack 5
67
90
88
86
84
82
γ1 (deg)
80
78
76
αt = 0°
74 αt = 5°
αt = 10°
72
αt = 15°
70
0 5 10 15 20 25
V∞ (m/s)
Figure 3.3: Angle with horizontal variation with wind speed and αt for small aerostat
deg, the angle with horizontal falls from 90 deg for zero wind speed to 78.3 deg for 25 m/s
wind speed. This goes down further to 76 deg for 15 deg angle of attack.
Table 3.2 presents the parameters required for the calculation of tether tension and
carrying out equilibrium and static analysis of the test aerostat. This is an aerostat which
has got all three fins helium filled as the difference between helium volume Vg and hull
volume Vh is the total volume of three fins. The air density ρa and gross lift Bg corresponds
to a height of 1000 m above the mean sea level for ISA+15 deg temperature condition.
The lift, drag and moment coefficients are taken from wind tunnel testing. The lift and
moment coefficient about envelope nose are modeled as linear curves whereas the drag
(XB , ZB ) were obtained from the solid modeling approach explained in chapter 2. The
center of mass coordinates (XG , ZG ) are the combined center of mass of aerostat envelope
The results for the tether tension and angle with horizontal for the test aerostat are
presented in Figures 3.4 and 3.5 respectively. Here also we observe similar pattern of tether
68
Table 3.2: Parameters for evaluating tether tension vector and carrying out equilibrium
and static analysis for test aerostat (ISA+15 deg)
Parameter Value
Atmospheric air density, ρa 1.0554 kg/m3
Helium volume, Vg 2107 m3
Hull volume, Vh 2023 m3
Reference area, S Vh 2/3
Envelope length or reference length, c̄ 33.85m
Envelope structure weight, WS 11248 N
Gross lift, Bg 18406.3 N
Axial distance of CP from nose, XC 11.2m
Vertical distance of CP from nose, ZC 10.9m
Axial distance of CM from nose, XG 18.24 m
Vertical distance of CM from nose, ZG 1.85 m
Axial distance of CB from nose, XB 15.93 m
Vertical distance of CB from nose, ZB 0.0325m
Lift coefficient, CL 1.8313αt -0.0245
Drag coefficient, CD 1.4090αt 2 +0.0074αt +0.0294
Pitching moment coefficient about nose, Cmn -0.8782αt +0.0214
tension variation as for small aerostat. It is observed in these figures that for higher angles
of attack the tether tension increase sharply with increase in wind speed. This is due to the
fact that for higher angles of attack, the aerodynamic forces become dominant and varies
as square of the wind speed. For the case of zero wind speed, the tether tension comes out
to be 7158 N and this tether tension does not vary with angle of attack as expected. As
also stated earlier, this tether tension may also be obtained by subtracting the structural
weight of envelope from the gross lift in Table 3.2. For the case of 25 m/s wind speed, the
tether tension for 0 deg angle of attack is about 6067 N which becomes 31880 N for 15 deg
angle of attack, which indicates that operating aerostat in these conditions will require
It is observed in Figure 3.5 that for test aerostat, the angle with horizontal range for
25 m/s wind speed is between 75.2 deg to 81.4 deg. It is also observed in both the cases
that angle with horizontal drops drastically with wind speed for higher wind speed. This
indicates that the aerostat is likely to shift more in horizontal direction. The results for
tether tension and angle with horizontal in tabular form for an angle of attack of 5 deg
are presented in Table 3.3 for both small aerostat and test aerostat. The results for tether
tension and angle with horizontal in this table will be used for studying the equilibrium
4
x 10
3.5
αt = 0°
αt = 5°
3
αt = 10°
αt = 15°
2.5
T1 (N)
1.5
0.5
0 5 10 15 20 25
V∞ (m/s)
Figure 3.4: Tether tension variation with wind speed and αt for test aerostat
90
88
86
84
82
γ1 (deg)
80
78
76
αt = 0°
74 αt = 5°
αt = 10°
72
αt = 15°
70
0 5 10 15 20 25
V∞ (m/s)
Figure 3.5: Angle with horizontal variation with wind speed and αt for test aerostat
70
Table 3.3: Tether tension and angle with horizontal at the confluence point for small and
test aerostat for αt = 5 deg
V∞ (m/s) Small aerostat Test aerostat
T1 (N ) γ1 (deg) T1 (N ) γ1 (deg)
5 953.44 88.60 7444.33 89.34
10 1189.02 85.50 8307.57 87.63
15 1586.30 82.40 9758.88 85.45
20 2146.83 79.99 11807.38 83.30
25 2870.59 78.28 14457.58 81.44
As explained in section 3.1 that under a constant horizontal wind speed the aerostat attains
equilibrium with a trim angle and tether tension and the tether attains equilibrium with a
particular shape. It is important to estimate trim angle of attack for the aerostat under the
operating wind speed to examine whether the estimated trim angle lies within the range of
specified limit. The static stability analysis is also required to be carried out to ascertain
are required to estimate the effect of variation of relevant parameters on the aerostat trim
angle and static stability. These aspects of the aerostat envelope have been covered in
this section. The results are presented only for the test aerostat envelope. The forces
and moment acting on an aerostat envelope under equilibrium condition are shown in
Figure 3.1. These forces and moment are briefly described as below:
The buoyancy force acts vertically upward at the center of buoyancy of aerostat envelope.
It is equal to the weight of air displaced and is estimated as B = Vg ρa g. If the helium gas
weight is also taken into account, then the gross lift Bg = Vg (ρa − ρg )g can be written as
The gravity force on the aerostat envelope acts vertically downward at the center of mass.
This force is obtained by summation of the structural weight of the aerostat envelope (WS )
and the helium gas weight (WG ). This force is also called the total weight of the aerostat
envelope (WB ) acting at the combined center of gravity of aerostat structure and helium.
71
Aerodynamic force
The aerodynamic force on the aerostat envelope is represented by lift, drag and moment
at a reference point. There are various techniques available for estimating aerodynamic
force on the aerostat envelope which has already been explained in detail in chapter 2.
The coefficients for estimating aerodynamic force here has been directly taken from wind
tunnel testing results of scaled down model. The moment reference point here is envelope
leading edge or nose and the reference length is envelope length. The reference area for
2/3
the coefficients is S = Vh . The aerodynamic lift, drag and moment coefficients about
envelope nose are denoted as CL , CD and Cmn then the aerodynamic forces and moments
The forces expressed in Equations 3.3 and 3.4 are perpendicular to the wind direction and
along the wind direction respectively. The forces along axial and normal directions are
The tether tension acts along the tether at the confluence point with an angle as shown
in Figure 3.1. It has been shown in section 3.2 that the tether tension and the angle with
in equilibrium condition.
In Figure 3.1, GA and GN represent the axial and normal directions where G is the
combined structural and helium gas center of mass of aerostat envelope. The buoyancy
force is B acting at center of buoyancy. The gas weight WG also acts at the center of
buoyancy. Thus the gross lift is Bg = B − WG . The structural center of mass and
center of buoyancy are located at distances XS & ZS and XB & ZB respectively from
72
envelope nose; αt is the equilibrium trim angle of attack, the angle GA-axis makes with
the horizontal wind V∞ . The confluence point distances from the envelope nose are XC
and ZC respectively. The combined structural and gas center of mass or center of mass
or center of gravity distances from the envelope nose are XG and ZG respectively. For the
present purpose, the envelope structure weight WS acting at the structure center of mass
and helium gas weight acting at the center of buoyancy is equivalent to the total weight
Summing the forces along and perpendicular direction of the wind we have,
X
Fh = 0 =⇒ D − T1 cos γ1 = 0 (3.8)
X
Fv = 0 =⇒ Bg + L − WS − T1 sin γ1 = 0 (3.9)
T1 cos γ1 = D (3.10)
T1 sin γ1 = Bg + L − WS (3.11)
Putting expressions from Equations (3.10) and (3.11) in Equation (3.12), we get the ex-
For the equilibrium condition of the aerostat envelope, Mg = 0. Putting the values from
Equations (3.6) and (3.7) in Equation (3.13), the moment balance results in the following
73
equation:
Equation (3.14) is non-linear in αt and can be solved using Newton Iteration Method [8].
Thus a plot of αt vs V∞ for equilibrium can be generated for a given aerostat envelope
configuration.
Equation (3.13) gives the total moment on aerostat envelope about the center of gravity.
1
Mg = ρa V∞ 2 Sc̄Cmg (3.15)
2
Using Equations (3.13), (3.14) and (3.15) and using q0 = ρa V∞ 2 /2, the moment coefficient
ZG XG
Cmg = Cmn + (CD cos αt − CL sin αt ) + (CD sin αt + CL cos αt )
c̄ c̄
B
+ [(XG − XB ) cos αt − (ZG − ZB ) sin αt ]
q0 Sc̄
(3.16)
Bg + L − WS
− [(XG − XC ) cos αt + (ZC − ZG ) sin αt ]
q0 Sc̄
CD
+ [(ZC − ZG ) cos αt − (XG − XC ) sin αt ]
c̄
The moment coefficient about center of gravity in Equation (3.16) is plotted with angle of
attack in Figures 3.8 and 3.9 to examine the aerostat envelope equilibrium behaviour.
The moment coefficient about center of gravity was obtained in Equation (3.16) and the
moment about center of gravity was obtained in dimensional form in Equation (3.13). Any
of these two equations may be used to estimate trim angle of attack of aerostat envelope
under a given horizontal wind speed. It is also important to examine this aerostat envelope
74
for pitch static stability throughout the equilibrium range to ensure that it has a tendency
to return to its original equilibrium state following unforeseen disturbances. The criteria
dCmg
Cmg = 0 & <0 (3.17)
dα
dCmg dCmn ZG
= − (CL cos αt + CD sin αt + CLα sin αt − CDα cos αt )
dα dα c̄
XG
− (CL sin αt − CD cos αt − CLα cos αt − CDα sin αt )
c̄
B
− [(XG − XB ) sin αt + (ZG − ZB ) cos αt ]
q0 Sc̄
1 Bg − WS
+ CL + [(XG − XC ) sin αt − (ZC − ZG ) cos αt ] (3.18)
c̄ q0 S
1
− [(XG − XC ) cos αt + (ZC − ZG ) sin αt ] CLα
c̄
CD
− [(ZC − ZG ) sin αt + (XG − XC ) cos αt ]
c̄
1
+ [(ZC − ZG ) cos αt − (XG − XC ) sin αt ] CDα
c̄
Equation (3.17) is satisfied if trim angle is finite and the right side of Equation (3.18) turns
out to be less than zero thereby indicating pitch static stability. A plot of dCmg /dα vs.
V∞ is also generated in Figure 3.7 to examine the static stability in the entire operating
The method presented in this section has been applied to the test aerostat, which is a
medium size aerostat having hull volume of 2023 m3 with a operating height of 1000 m.
All the three fins of this aerostat are helium filled. This aerostat has been described in
section 1.5 of chapter 1. All the parameters required for carrying out the equilibrium and
static stability analysis for the test aerostat envelope including aerodynamic coefficients are
presented in Table 3.2, which have already been described in section 3.2. The air density
ρa and gross lift Bg correspond to ISA+15 deg temperature condition. The operating
Figures 3.6 and 3.7 present the results for trim angle of attack αt and dCmg /dα varia-
tion with wind speed for the test aerostat. The trim angle of attack was obtained by solving
Equation (3.14) using Newton Iteration Method [8]. The slope of moment coefficient curve
was obtained from Equation (3.18). Three different atmospheric temperature conditions
are considered for this aerostat as ISA, ISA+15 deg. and ISA+30 deg. It is observed
from Figure 3.6 that as operating temperature increases, angle of attack also increases.
The reason may be attributed to decreased buoyancy force and decreased resulting tether
tension and the combined effect produces less pitch down moment in Equation (3.13). It
is also observed in Figure 3.6 that as wind speed increases, the trim angle of attack also
increases however for higher temperatures the rate of increase is slower. For the considered
operating temperature range, the trim angle of attack for zero wind speed is from -2.3 deg
to 2.5 deg whereas for 25 m/s wind speed the trim angle of attack range is from 3.6 deg to
4.5 deg. Figure 3.7 indicates that dCmg /dα is negative over the entire range of wind speed
indicating static stability of this aerostat. Also it is observed that temperature variation
2
αt (deg)
−1
ISA
−2
ISA+15° C
ISA+30° C
−3
0 5 10 15 20 25
V∞ (m/s)
Figure 3.6: Variation of trim angle of attack with wind speed for test aerostat
76
−1
−2
−3
dCmg/dα (per radian)
−4
−5
−6
−7
−8
ISA
−9 ISA+15° C
ISA+30° C
−10
0 5 10 15 20 25
V∞ (m/s)
Figure 3.7: Variation of dCmg /dα with wind speed for test aerostat
The total moment coefficient about center of gravity is plotted with respect to angle of
attack in Figure 3.8 and Figure 3.9 for a wind speed of 5 m/s and 25 m/s respectively. It is
observed in these figures that as the angle of attack increases, the total moment coefficient
about center of gravity decreases and also crosses zero moment line. This indicates that
the aerostat envelope can be trimmed at a particular angle of attack and the system is
statically stable. The trim angles in Figure 3.8 and Figure 3.9 for the wind speed are
in agreement with the results in Figure 3.6. It is also observed that with increase in
temperature the moment curve shifts upward for the same angle of attack and the effect
V∞ = 5 m/s
0.4
ISA
ISA+15° C
0.3
ISA+30° C
0.2
0.1
Cmg
−0.1
−0.2
−0.3
−0.4
−10 −5 0 5 10
αt (deg)
Figure 3.8: Total moment coefficient with αt at 5 m/s wind speed for test aerostat
V∞ = 25 m/s
0.08
ISA
ISA+15° C
0.06 ISA+30° C
0.04
Cmg
0.02
−0.02
−0.04
−10 −5 0 5 10
αt (deg)
Figure 3.9: Total moment coefficient with αt at 25 m/s wind speed for test aerostat
78
to be affected. The performance parameters considered in this section are trim angle
of attack and slope of total moment coefficient about center of mass or CG. Hence a
parametric sensitivity study has been carried out to estimate the effect of variation in
aerostat operating parameters on trim angle of attack and slope of total moment coefficient
about CG. A variation of nominal estimated values ±10% is considered and a uniform
The center of gravity of the aerostat is denoted by two distance components XG and ZG .
Keeping other parameters same as in Table 3.2, only XG and ZG were varied by ±10%
thereby considering a total of 04 cases. The results for trim angle of attack variation with
wind speed are presented in Figure 3.10 and slope of total pitching moment coefficient
CG forward towards nose results in large negative trim angle of attack and moving CG
backwards away from nose results in large positive trim angle of attack for low wind speed.
The trend for trim angle variation with wind speed reverses i.e. trim angle decreases with
increasing wind speed for +10% XG values as opposed to normal operating trend observed
in Figure 3.6. The effect of ZG variation on trim angle is observed only for low wind speed.
For the considered center of gravity range, the trim angle of attack for zero wind speed is
from -14.7 deg to 14.7 deg whereas for 25 m/s wind speed the trim angle of attack range
is from 1.4 deg to 6.6 deg. Also as observed in Figure 3.11, slope of total pitching moment
coefficient about CG does not vary much for the above variation in CG and static stability
15
10
5
αt (deg)
−5
0.9XG & 0.9ZG
0.9XG & 1.1ZG
−10
1.1XG & 0.9ZG
1.1XG & 1.1ZG
−15
0 5 10 15 20 25
V∞ (m/s)
Figure 3.10: Trim angle with wind speed for CG sensitivity for test aerostat
−1
−2
−3
dCmg/dα (per radian)
−4
−5
−6
−7
0.9XG & 0.9ZG
−8 0.9XG & 1.1ZG
1.1XG & 0.9ZG
−9
1.1XG & 1.1ZG
−10
0 5 10 15 20 25
V∞ (m/s)
Figure 3.11: dCmg /dα with wind speed for CG sensitivity for test aerostat
80
The confluence point coordinates with respect to envelope nose are denoted by distance
components XC and ZC . Keeping other parameters same as in Table 3.2, only XC and
ZC were varied by ±10% thereby considering a total of 04 cases here also. The results
for trim angle of attack variation with wind speed are presented in Figure 3.12 and slope
observed in Figure 3.12, increasing both XC and ZC translates the trim angle vs. wind
speed curve upwards but the effect of XC is dominant as compared to ZC . For all the
cases, trim angle increases with increase in wind speed. For the considered confluence
point variation range, the trim angle of attack for zero wind speed is from -4.7 deg to
4.7 deg whereas for 25 m/s wind speed the trim angle of attack range is from 2.8 deg to
5.9 deg. Also as observed in Figure 3.13, slope of total pitching moment coefficient about
CG does not vary much for the above variation in confluence point and static stability is
2
αt (deg)
−2
0.9XC & 0.9ZC
0.9XC & 1.1ZC
−4
1.1XC & 0.9ZC
1.1XC & 1.1ZC
−6
0 5 10 15 20 25
V∞ (m/s)
Figure 3.12: Trim angle of attack with wind speed for CP sensitivity for test aerostat
81
−1
−2
−3
dCmg/dα (per radian)
−4
−5
−6
−7
0.9XC & 0.9ZC
−8 0.9XC & 1.1ZC
1.1XC & 0.9ZC
−9
1.1XC & 1.1ZC
−10
0 5 10 15 20 25
V∞ (m/s)
Figure 3.13: dCmg /dα with wind speed for CP sensitivity for test aerostat
In fact the sensitivity analysis for confluence point variation may be applied as a
method for determination of confluence point. As a thumb rule, the starting point of
confluence point XC and ZC is selected as the maximum diameter of the aerostat envelope
hull. After estimating other parameters, a sensitivity analysis is performed for confluence
point and for the desired variation of trim angle with wind speed; the relevant confluence
Similar parametric variation studies were conducted for center of buoyancy. The results
for trim angle of attack variation with wind speed are presented in Figure 3.14 and slope
observed that moving CB towards nose results in large positive trim angle of attack and
moving CB away from nose results in large negative trim angle of attack for low wind
speed. This trend is opposite to that of CG variation. For 0.9XB , the trend for trim
angle variation with wind speed reverses i.e. trim angle decreases with increasing wind
82
speed. It is also observed that the effect of ZB is negligible on trim angle because center
of buoyancy is very close to center line of aerostat envelope. For the considered center of
buoyancy variation range, the trim angle of attack for zero wind speed is from -15.7 deg
to 15.7 deg whereas for 25 m/s wind speed the trim angle of attack range is from 1.1 deg
to 6.9 deg.As in the previous cases, envelope is statically stable in longitudinal direction
for the entire variation range and this variation has minimal effect on the slope of total
20
15
10
5
αt (deg)
−5
Figure 3.14: Trim angle of attack with wind speed for CB sensitivity for test aerostat
83
−1
−2
−3
dCmg/dα (per radian)
−4
−5
−6
−7
0.9XB & 0.9ZB
−8 0.9XB & 1.1ZB
1.1XB & 0.9ZB
−9
1.1XB & 1.1ZB
−10
0 5 10 15 20 25
V∞ (m/s)
Figure 3.15: dCmg /dα with wind speed for CB sensitivity for test aerostat
±10% of these coefficients is considered for sensitivity analysis. This analysis may also be
required to be carried out to account for possible uncertainty in measurement of data using
wind tunnel. To account for variation, a total of 08 cases are required to be considered.
Figures 3.16 and 3.17 present the result for this analysis. As expected, aerodynamic
coefficients variation has no effect for zero wind speed. For a wind speed of 25m/s, the
trim angle ranges from 3.0 deg. to 6.35 deg. This possible variation in trim angle needs
It is noted during the sensitivity studies that varying the aerostat parameters, including
aerodynamic coefficients, only affects trim angle and has negligible effect on static stability
unlike that for aircraft. In fact putting extreme possible values for the parameters also
does not affect nature of static stability. The static stability appears to be shape dependent
14
1.1CL, 1.1CD & 1.1Cmn
12 1.1CL, 1.1CD & 0.9Cmn
1.1CL, 0.9CD & 1.1Cmn
10 1.1CL, 0.9CD & 0.9Cmn
0.9CL, 1.1CD & 1.1Cmn
8 0.9CL, 1.1CD & 0.9Cmn
0.9CL, 0.9CD & 1.1Cmn
αt (deg)
−2
0 5 10 15 20 25
V∞ (m/s)
Figure 3.16: αt with V∞ for aerodynamic coefficients sensitivity for test aerostat
−1
−2
−3
dCmg/dα (per radian)
−4
1.1CL, 1.1CD & 1.1Cmn
−5
1.1CL, 1.1CD & 0.9Cmn
−6 1.1CL, 0.9CD & 1.1Cmn
1.1CL, 0.9CD & 0.9Cmn
−7
0.9CL, 1.1CD & 1.1Cmn
−8 0.9CL, 1.1CD & 0.9Cmn
0.9CL, 0.9CD & 1.1Cmn
−9
0.9CL, 0.9CD & 0.9Cmn
−10
0 5 10 15 20 25
V∞ (m/s)
Figure 3.17: dCmg /dα with V∞ for aerodynamic coefficients sensitivity for test aerostat
85
The expressions for equilibrium analysis have been derived earlier in this section consid-
ering all the terms. However, simpler expressions are possible if we make certain assump-
tions. We observe that ZB and ZG are small as compared to XB and XG and hence can
be neglected. If we neglect ZB and ZG in Equation 3.13, the resulting total moment about
Mg = Mn + Fn XG + (XG − XB ) B cos αt
If we further assume that αt is small and hence cos αt ≈ 1 and sin αt ≈ αt and Equa-
XC (XB − XC ) B (XG − XC ) (WS + WG ) ZC
Cmg = Cmn + CL − + + CD
c̄ q0 Sc̄ q0 Sc̄ c̄
(3.21)
XC ZC B ZC (WS + WG ) ZC
+ CD − + − CL αt
c̄ q0 Sc̄ q0 Sc̄ c̄
Differentiating Equation (3.21) with respect to α and rearranging the terms, we have
dCmg dCmn ZC XC
= − (CL + CLα αt − CDα ) + (CD + CLα + CDα αt )
dα dα c̄ c̄
(3.22)
(B − WS − WG ) ZC
−
q0 Sc̄
Equations (3.21) and (3.22) provide the approximate expressions for the total moment
coefficient and the slope of total moment coefficient about center of gravity. It is evident
in Equation (3.22) that only the location of confluence point XC and ZC is present in the
expression for the slope of total moment coefficient about the center of gravity.
To verify the accuracy of the approximate expressions, the results for trim angle of
attack αt and dCmg /dα variation with wind speed for the test aerostat as presented in
86
section 3.3.3 and Figures 3.6 and 3.7 are regenerated for ISA+15 deg temperature condi-
tion. Figures 3.18 and 3.19 present the comparison between the complete expression and
approximate expression. It is evident from these figures that approximate expressions can
be applied to carry out the equilibrium analysis of a tethered aerostat with reasonable
accuracy.
2
αt (deg)
−1
−2
Full expression
Approximation
−3
0 5 10 15 20 25
V∞ (m/s)
Figure 3.18: Trim angle with V∞ for approximate expression for test aerostat
−1
−2
−3
dCmg/dα (per radian)
−4
−5
−6
−7
−8
−9 Full expression
Approximation
−10
0 5 10 15 20 25
V∞ (m/s)
Figure 3.19: dCmg /dα with V∞ for approximate expression for test aerostat
87
During its operation, an aerostat encounters wind which causes its tether to take a par-
ticular shape. It is of vital importance to estimate the tether cable shape and tension
variation along its length under the operating wind conditions. Commendable cable mod-
eling for uniform wind speed and air density along the vertical direction to estimate cable
shape and tension has been done in reference [36, 38]. The method presented in [36] has
been applied to a small aerostat to estimate cable parameters in [42]. For the case where
velocity magnitude varies with vertical position, Berteaux [6] suggested an approximate
step-wise change of velocity with vertical position. An optimization technique has also
been proposed [30] for accounting velocity variation. In this section, Neumark’s method
[36] has been used to express equilibrium cable parameters for aerostat assuming uniform
wind speed and density followed by derivation of two types of expressions for polygonal
approximations. As is the case with medium and large size aerostats, wind speed and den-
sity variations with height cannot be neglected. Since the tether can be divided into finite
number of elements from anchor point to confluence point, wind speed and air density
variations with height can be easily accounted for in polygonal approximations. Once, the
tether tension and angle at the confluence point are known, the method proceeds down-
ward with approximation of these parameters for the next lower element. An error analysis
has also been carried out for the case of uniform wind speed and density for the small
aerostat. The polygonal approximations are then applied for the test aerostat considering
Once the tether tension and angle with horizontal are known at the confluence point, it is
required to estimate these parameters at the anchor point and also the cable shape from
confluence point to anchor point. The relevant expressions are presented here for the case
of uniform wind speed and air density as adapted from [36, 42]. The coordinate system
and the forces acting on the cable are shown in Figure 3.20. The small tether cable element
as shown in Figure 3.20 is acted upon by the tether tensions (T and T + dT ), gravity force
(wc dl) and drag force which is significant only in the direction perpendicular to the cable
Figure 3.20: The coordinate system and forces acting on the tether cable [42]
The wind speed perpendicular to the cable is Vn = V∞ sin γ and hence the cable drag
per unit length Pn may be written as CDc dc q0 sin2 γ where CDc is the cable drag coefficient,
dc is the cable diameter and q0 is the dynamic pressure. For the small element dl, the
1
Pn dl = nd dl sin2 γ where 2
nd = CDc dc ρa V∞
2
Here nd is the tether cable drag per unit length for a cable normal to the wind. Balancing
the forces in horizontal and vertical direction and neglecting higher order terms gives the
dT = wc dl sin γ (3.23)
T dγ = nd sin2 γ + wc cos γ dl
(3.24)
Using Equations (3.23) and (3.24), the tether tension at the element location may be
89
written as [42]:
T1 τ
T = (3.25)
τ1
where,
p/ q
q + p − cos γ
τ (γ) = (3.26)
q − p + cos γ
p
where, p = wc /2nd and q = 1 + (p)2 . Substituting Equations (3.25) and (3.26) in
Equation (3.24) and integrating from the lower end to upper end gives [42]:
T1 τ
dl = dγ (3.27)
nd τ1 sin2 γ + 2p cos γ
T1
l= λ1 − λ0 (3.28)
nd τ1
where,
γ τ (γ)
λ (γ) = ∫ 2 dγ (3.29)
0 sin γ + 2p cos γ
Angle γ0 is obtained by solving Equation (3.28) for λ0 = λ1 − nd τ1 l/T1 and using this
γ0 τ (γ)
λ0 = ∫ 2 dγ (3.30)
0 sin γ + 2p cos γ
The above equation is solved for the unknown limit of integration γ0 by Newton iteration
method [8]. With γ0 known, Equations (3.25) and (3.26) are used to find
τ0
T0 = T1 (3.31)
τ1
where, τ0 = τ (γ0 ). From Figure 3.20, we have dx̃ = dl cos γ. Using Equation (3.27) in this
expression yields
T1
dx̃ = dσ (3.32)
nd τ1
where, dσ = τ cos γdγ/(sin2 γ + 2p cos γ). Equation (3.32) may be integrated numerically
to give [42]:
T1 γ1
x̃1 = ∫ dσ (3.33)
nd τ1 γ0
90
dT
dz̃ = dl sin γ = (3.34)
wc
The expressions presented in the previous section for tether cable tension, angle with
horizontal and profile are valid only for constant wind speed and density with height
and hence are applicable only for the cases where these variations are negligible e.g. for
a small size aerostat due to low height of operation. Hence it is required to develop
relations which are applicable to variable wind speed and density with height. To account
for such variations, Berteaux [6] suggested an approximate step-wise change of velocity
with vertical position. Following this assumption, expressions for two types of polygonal
approximation have been developed in this section. The basic idea is to represent the
cable through finite number of elements and assume constant wind speed and density over
a particular element. Using the equilibrium of a particular cable element, cable tension
and angle with horizontal for the next cable element is estimated in terms of current
element parameters. If we start from the confluence point of the cable at the top, the
tether tension and angle are known using Equations (3.1) and (3.2) and hence the cable
tension and angle for the second element can be estimated and so on.
Figure 3.21 shows the straight finite tether cable length ∆l, equilibrium of this cable
element and the forces acting on it. This cable element makes the angle δn with the
horizontal direction. As discussed earlier, the forces on this cable element are tension on
the upper and lower ends, its own weight and drag force. Balancing the forces in horizontal
and vertical directions on this tether cable element in Figure 3.21 which represents nth
element, we get
In this case, it is assumed that δn is the mean of angle γn and γn+1 i.e. δn = (γn +γn+1 )/2.
2 sin2 γn +γn+1 ∆l cos γn +γn+1
Tn sin γn − wc ∆l − 0.5CDc dc ρa V∞ 2 2
tan γn+1 = (3.38)
2 sin2 γn +γn+1 ∆l sin γn +γn+1
Tn cos γn + 0.5CDc dc ρa V∞ 2 2
Since γn+1 is the only unknown parameter here, Equation (3.38) can be solved for γn+1
using Newton iteration method [8]. Then using Equation (3.36), tension in the lower
Using Equations (3.38) and (3.39), tension and angle for the next lower element can be
approximated, thereby evaluating these values for all the lower elements. Summation of
Further simplification can be achieved and tension and angle for the next element can di-
2 sin2 γ
Tn sin γn − wc ∆l − 0.5CDc dc ρa V∞ n ∆l cos γn
tan γn+1 = 2 sin2 γ
(3.40)
Tn cos γn + 0.5CDc dc ρa V∞ n ∆l sin γn
Hence, γn+1 is directly obtained as all the parameters in the right side of Equation (3.40)
are known for current element. Further, using Equation (3.36), we get
2 sin2 γ ∆l sin γ
Tn cos γn + 0.5CDc dc ρa V∞ n n
Tn+1 = (3.41)
cos γn+1
Using Equations (3.40) and (3.41), tension and angle for the next lower element can be
directly written in terms of previous values. As for the previous case, summation of x- and
z- components of element length provides x- and z- distance. It is clear that the expressions
for Polygonal Approximation 2 are simpler. As will be presented in the results, for large
It is noted that the wind speed V∞ and air density ρa for the elements are required in
steps and hence if the variation of these parameters with height are known beforehand
then that can be accommodated in the expressions for polygonal approximations easily.
The results for equilibrium cable configuration are presented for the two aerostats namely
small aerostat and test aerostat as described in section 1.5 of chapter 1. For small aero-
stat, since operating height is small (100 m), a constant air density has been assumed
from ground to operational height. But for the test aerostat, air density variation with
height, as presented in Equations (1.4-1.5) and (1.7), has been taken into account while
the small and test aerostat parameters, the tether tension and angle with horizontal are
evaluated using Equation (3.1) and Equation (3.2) and are presented in Table 3.3. The
drag coefficient of tether cable element is assumed as 1.17 [16] for the flow considered.
The required tether parameters of the two aerostats are presented in Table 3.4.
Table 3.4: Tether parameters for the small and test aerostat
Parameters Small aerostat Test aerostat
Tether unit mass (kg/m) 0.1 0.3
Tether diameter (mm) 10 17
93
First of all, comparison of Neumark’s method [36] is done with Polygonal Approxi-
mations for varying number of elements. Since a constant density is assumed in Neu-
mark’s method, this comparison is done only for small aerostat with 20 m/s uniform wind
speed. The results are presented in Figure 3.22 to Figure 3.28. Figures 3.22 to 3.24
for non-dimensional position, tether tension and angle with horizontal. Similar results
for Polygonal Approximation 2 (PA-2) have been presented in Figure 3.25 to Figure 3.27.
The percentage errors for these two approximations with increasing number of elements
have been plotted in Figure 3.28. These plots suggest that for large number of elements
both approximations give similar results. But for small number of elements, angle with
better estimated using Polygonal Approximation 2. Also the percentage error for position
estimation becomes less than 1% if 50 or more elements are used and hence for these many
numbers of elements, both the approximations can be used to generate practical results.
0.8
0.6
z/l
0.4
N=2
0.2 N=5
N=10
N=50
Neumark
Figure 3.22: Non-dimensional cable profile for small aerostat using PA-1 & V∞ = 20 m/s
94
0.99
0.98
T /T1
0.97
N=2
0.96 N=5
N=10
N=50
Neumark
0.95
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.23: Non-dimensional cable tension for small aerostat using PA-1 & V∞ = 20 m/s
0.95
γ/γ1
0.9
N=2
N=5
N=10
N=50
Neumark
0.85
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.24: Non-dimensional cable angle for small aerostat using PA-1 & V∞ = 20 m/s
95
0.8
0.6
z/l
0.4
N=2
0.2 N=5
N=10
N=50
Neumark
Figure 3.25: Non-dimensional cable profile for small aerostat using PA-2 & V∞ = 20 m/s
0.99
0.98
T /T1
0.97
N=2
0.96 N=5
N=10
N=50
Neumark
0.95
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.26: Non-dimensional cable tension for small aerostat using PA-2 & V∞ = 20 m/s
96
0.95
γ/γ1
0.9
N=2
N=5
N=10
N=50
Neumark
0.85
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.27: Non-dimensional cable angle for small aerostat using PA-2 & V∞ = 20 m/s
Polygonal approximation 1
15
x
z
10 T
% error
γ
5
0
10 20 30 40 50
Polygonal approximation 2
15
x
z
10 T
% error
γ
5
0
10 20 30 40 50
No. of elements
Figure 3.28: Percentage error with number of elements for small aerostat for V∞ = 20 m/s
97
Figures 3.29 to 3.31 show the equilibrium tether cable non-dimensional position, ten-
sion and angle of small aerostat for uniform wind speed varying from 5 m/s to 25 m/s.
Since the air density variation with height has been neglected in this case, Neumark’s
method [36] has been used. As can be seen from the figures, the operating height de-
creases and blow by increases with the increasing wind speed as expected. For a wind
speed of 25 m/s, the operating height decreases to 96.3 m and blow by increases to 26.8
m. Also with increase in wind speed, tether tension increases and angle with horizontal
decreases as expected.
0.8
0.6
z/l
0.4
5 m/s
0.2 10 m/s
15 m/s
20 m/s
25 m/s
Figure 3.29: Non-dimensional cable profiles for small aerostat with different V∞
98
0.95
T /T1
0.9
5 m/s
10 m/s
15 m/s
20 m/s
25 m/s
0.85
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.30: Non-dimensional cable tensions for small aerostat with different V∞
0.95
γ/γ1
0.9
5 m/s
10 m/s
15 m/s
20 m/s
25 m/s
0.85
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.31: Non-dimensional cable angles for small aerostat with different V∞
99
Figures 3.32 to 3.34 show the equilibrium tether cable non-dimensional position, ten-
sion and angle of test aerostat for uniform wind speed varying from 5 m/s to 25 m/s.
Since the air density variation with height has been taken into account, Polygonal Ap-
proximation 2 has been used for calculations with 100 elements. Here also, the operating
height decreases and blow by increases with the increasing wind speed as expected. For
a wind speed of 25 m/s, the operating height decreases to 908.8 m and blow by increases
to 388.5 m. If it is required to maintain height of 1000 m, as is generally the case for full
coverage, the tether non-dimensional position is shown in Figure 3.35. The blow by has
increased here to 466 m for 25 m/s wind speed. In this case it is required to release extra
tether of about 120 m to maintain height and hence extra tether weight has to be taken
0.8
0.6
z/l
0.4
5 m/s
0.2 10 m/s
15 m/s
20 m/s
25 m/s
Figure 3.32: Non-dimensional cable profiles for test aerostat with different V∞
100
0.9
0.8
T /T1
0.7
5 m/s
0.6 10 m/s
15 m/s
20 m/s
25 m/s
0.5
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.33: Non-dimensional cable tensions for test aerostat with different V∞
0.9
0.8
γ/γ1
0.7
5 m/s
0.6 10 m/s
15 m/s
20 m/s
25 m/s
0.5
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.34: Non-dimensional cable angles for test aerostat with different V∞
101
0.8
0.6
z/l
0.4
5 m/s
0.2 10 m/s
15 m/s
20 m/s
25 m/s
Figure 3.35: Non-dimensional cable profiles for test aerostat with fixed operational height
Finally the case of both wind speed and air density variation with height is considered
where the numerical method is most suited. Figure 3.36 shows a typical measured wind
speed with height in a coastal region. The wind speed varies from about 1 m/s near surface
has been used with 500 elements to estimate the tether cable position, tension and angle
and the result is presented in Figures 3.37 to 3.39. Here the operating height is reduced
20
16
Wind speed (m/s)
12
0.8
0.6
z/l
0.4
0.2
Figure 3.37: Non-dimensional cable profile for test aerostat for the measured wind speed
103
0.9
T /T1
0.8
0.7
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.38: Non-dimensional cable tension for test aerostat for the measured wind speed
0.95
0.9
γ/γ1
0.85
0.8
0.75
0.2 0.4 0.6 0.8 1
lc /l
Figure 3.39: Non-dimensional cable angle for test aerostat for the measured wind speed
104
The equilibrium and static analysis has been carried out in this chapter. The tether
tension and angle with horizontal expression has been derived from the free body diagram
of the aerostat. The results for tether tension have been presented for two aerostat namely
small aerostat and test aerostat. After examining the equilibrium of the aerostat under
various forces, expressions have been developed for estimation of trim angle. From the
total moment coefficient expression, the slope of moment curve with respect to angle of
attack has been developed for analyzing static stability. The total moment coefficient
has also been plotted as function of angle of attack. Equilibrium cable configuration
is then estimated first using the theoretical method and then two approximations have
been proposed. The approximations are validated with the theoretical approach for small
aerostat. For test aerostat the theoretical method is not suitable and hence approximation
developed has been applied. The results indicate that the aerostat envelope is statically
stable in the operating range and that the numerical approximations presented are suitable
4.1 Introduction
and static performance of the tethered aerostat envelope and that too only in longitudinal
direction. However, to predict the dynamic stability behavior of the tethered aerostat
balloon, a generalized six degrees of freedom dynamic modeling approach for the envelope
and a suitable dynamic model for tether will be required. Unlike an aircraft, the model
for tethered aerostat also requires to consider the forces and moments due to buoyancy,
apparent mass and tether. The buoyancy and apparent mass can be easily taken into ac-
count in the generalized six degrees of freedom equations whereas tether modeling requires
Fortunately, like an aircraft, the equations of motion for the aerostat can be decoupled
into two independent sets of equations which can be dealt independently if small perturba-
tions assumptions are invoked about equilibrium position. This type of dynamic stability
analysis has been carried out by Redd et al. [42] which forms a benchmark for carrying
out dynamic stability analysis using small perturbations assumptions. But the analysis
presented in [42] is applicable only for small aerostats flying at low altitude, primarily due
to limiting assumption of a uniform wind speed and density from the ground to the the fly-
ing altitude. The flying altitude for the present test aerostat is 1 km from the ground and
hence the assumption of uniform wind speed and density from the ground to the altitude
105
106
is far from reality. To account for steady wind speed variation along the vertical direction,
Berteaux [6] proposed stepwise approximation of wind speed which has been applied in
chapter 3 to derive expressions for polygonal approximations for aerostat. If the results
al. [42], the method becomes suitable to be applied for wind speed as well as air density
variation with altitude. The present chapter follows this approach for dynamic stability
analysis of tethered aerostat for small perturbations. The linear equations of motion are
derived by taking suitable assumptions into account. The equations are then solved to
carry out dynamic stability analysis of tethered aerostat. As the characteristic roots are
available, the response studies are then carried out for initial disturbances. Although the
results have been presented for uniform horizontal wind speed from the ground to the
altitude, the method can also be used for steady wind which varies with altitude.
The schematic of aerostat system for dynamic stability analysis is presented in Figure 4.1.
The inertial axes system is fixed at the center of mass of aerostat envelope for the steady
wind conditions and defined by three right-hand orthogonal unit vectors ii , j i and ki .
Two body fixed coordinate systems are defined, namely the body axes system with unit
vectors ib , j b and kb and the stability axes system with unit vectors is , j s and ks . The
ib unit vector of body axes system is parallel to the central axis of the aerostat envelope
and points towards nose whereas the is unit vector of stability axes system is parallel to
the horizontal for steady wind conditions and points forward. It comes out that for steady
wind conditions the inertial and stability axes systems are coincident.
The forces acting on the aerostat envelope include buoyancy force, gravity force, aero-
dynamic force and tether cable force. The buoyancy force combined with the helium gas
weight Bg acts upwards at the center of buoyancy. The aerostat envelope structure weight
WS acts downward at the structure center of mass. The center of mass of aerostat enve-
lope is the combined center of mass of envelope structure and helium gas. The equations
of motion for the present aerostat envelope have been written about the envelope center
of mass. To have a definite and predictable tether force, it is assumed that the aerostat
envelope and confluence lines form a rigid system and hence rigid body equations can
107
CB
CM
SCM
Figure 4.1: Tethered aerostat schematic considered in dynamic stability analysis [42]
be applied to it. Although the aerostat envelope materials are mostly fabric and hence
flexible but under the pressurized conditions, rigidity is ensured. A constant horizontal
wind speed V∞ has been assumed during the analysis with the small perturbations about
As mentioned in section 4.2 that the aerostat envelope and confluence lines form a rigid
system and thus rigid body equations of motion are applicable for it. Thus the equations
developed for an aircraft and modified for an aerostat envelope may be used for the
purpose. The rigid body equations of motion are obtained from Newton’s second law,
which states that the summation of all external forces acting on a body is equal to the time
108
rate of change of the momentum of the body, and the summation of the external moments
acting on the body is equal to the time rate of change of the angular momentum. The time
rates of change of linear and angular momentum are referred to an absolute or inertial
reference frame. The basic linear momentum and angular momentum equations from
Newton’s second law, after applying to a small mass element of an aerostat envelope and
then integrating over the whole body, can be expressed in the following vector equations
[13, 35]:
X d
F = (mV E ) (4.1)
dt
X d
M= (H) (4.2)
dt
P P
where F is the vector summation of the external applied forces, M the vector sum-
mation of the external applied moments about the center of gravity, V E the velocity
vector and H the angular momentum vector about the center of gravity. Non-rotating
coordinates are unwarranted because the inertia tensor is a rapidly changing function of
time in the non-rotating axis system and the measurements are made primarily in the
The Equations (4.1) and (4.2) are transferred to the rotating aerostat envelope balloon-
fixed axis system. If Ω be the angular velocity vector of the envelope-fixed axis system
with respect to the inertial reference frame, the rules for transforming vector derivatives
X δ
F = (mV E ) + Ω × (mV E ) (4.3)
δt
X δ
M= (H) + Ω × H (4.4)
δt
where all quantities are in the rotating body-axis system. The δ/δt operator denotes the
vector of derivatives of the vector components; in a rotating axis system this is not the
same as the derivative of the vector, because the components in the rotating axis system
change due to this rotation even if the vector is constant in inertial space [37].
109
The matrix in Equation (4.5) is the inertia tensor [13] expressed in the balloon or envelope-
The aerostat envelope equations of motion in the stability axes system are presented in
the present section. The components of Ω in the stability axes system are Ps , Qs , Rs
definition. The position of the center of mass in the inertial axes system is represented by
xi , yi and zi . For dynamic modeling of aerostat envelope, we can neglect time derivatives
of mass and the inertia tensor. With these substitutions, the force Equations (4.3) can be
FX = m U̇s + Qs Ws − Rs Vs (4.6a)
FY = m V̇s + Rs Us − Ps Ws (4.6b)
FZ = m Ẇs + Ps Vs − Qs Us (4.6c)
and the moment Equations (4.4) can be written in scalar form in the stability axes system
as:
The components of the force and moment acting on the aerostat envelope are composed
Figure 4.2 presents the orientation of the stability axes system with respect to inertial axes
system. The stability axes system is obtained by three consecutive body fixed rotations
about k, j and i axis by angle Ψs , Θs and Φs respectively, starting from inertial axes.
The relationship between the components of angular velocity in the stability axes
h iT
system [Ps Qs Rs ]T and the Euler rates Ψ̇s Θ̇s Φ̇s can also be written as below
[35]:
P
s 1 0 − sin Θs Φ̇ s
Q = 0 cos Φ cos Θs sin Φs (4.8)
Θ̇s
s s
Rs 0 − sin Φs cos Θs cos Φs Ψ̇s
The expression for the velocity of aerostat envelope center of mass in terms of the Euler
angles and velocity components in the stability axes system has also been presented in
ẋi CΘs CΨs SΦs SΘs CΨs − CΦs SΨs CΦs SΘs CΨs + SΦs SΨs Us
ẏ = C S SΦs SΘs SΨs + CΦs CΨs CΦs SΘs SΨs − SΦs CΨs (4.9)
Vs
i Θs Ψs
żi −SΘs SΦs CΘs CΦs CΘs Ws
111
In Equation (4.9), CΘs = cos Θs , SΘs = sin Θs and so on. The transformation matrix
in Equation (4.9) is represented by TSI which is for transformation from stability axes
system to inertial axes system. The transformation matrix from the inertial axes system
to stability axes system TIS can be obtained by inverting the matrix TSI and is written as
below:
CΘs CΨs CΘs SΨs −SΘs
TIS =
SΦs SΘs CΨs − CΦs SΨs SΦs SΘs SΨs + CΦs CΨs SΦs CΘs
(4.10)
CΦs SΘs CΨs + SΦs SΨs CΦs SΘs SΨs − SΦs CΨs CΦs CΘs
The notations for stability axes linear velocity components, angular velocity components
and Euler angles are denoted by uppercase letters for the complete motion of aerostat
envelope. The corresponding values for small perturbations will be denoted by lowercase
letters. Equations (4.6) and (4.7) represent the six degrees of freedom dynamic equations
of motion and Equations (4.8) and (4.9) represent kinematic relations for an aerostat
envelope in stability axes system. It is mentioned in section 4.2 that the inertial axes
system is chosen such that the envelope center of mass is the origin under the steady
horizontal wind condition and hence having no initial linear or angular velocity. This is in
contrast with the conventional airplane which moves with a constant initial velocity. Also
the stability axes system is coincident with the inertial axes system initially under steady
wind condition. Hence the total motion of center of mass can simply be written in terms
Us = us ; V s = vs ; W s = ws (4.11a)
Θs = θs ; Ψs = ψs ; Φs = φs (4.11b)
Ps = ps ; Qs = qs ; Rs = rs (4.11c)
Putting the simplified expressions obtained in Equation (4.11) in the kinematic relations
for the aerostat envelope presented in Equations (4.8) and (4.9) and retaining only first-
It is now required to simplify the force and moment equations. Substituting Equa-
tions (4.11-4.12) and (4.13) into Equations (4.6) and (4.7), and neglecting higher order
perturbation terms after retaining only first-order terms, results in the following linear
FX = mẍi (4.14a)
FY = mÿi (4.14b)
FZ = mz̈i (4.14c)
As mentioned earlier, the force and moment terms in Equations (4.14) and (4.15) are
When the aerostat envelope accelerates, a certain amount of surrounding air also accel-
erates with it which has also to be taken into account into the equations of motion. The
method to calculate apparent mass and inertia for the body axes system has been pre-
sented in section 2.3 of chapter 2. The apparent masses for the body axes system are
represented by mxb , myb and mzb . The apparent masses for the stability axes system are
The total mass of the aerostat envelope consists of the envelope mass including helium gas
mass inside the envelope mb and the apparent masses defined in Equations (4.16). Thus
113
we have total masses mxo , myo and mzo for motions along stability axes as defined below:
The mass m in Equations (4.14) has to be replaced by the mass terms defined in Equa-
tions (4.17) for motion along the stability axes. The mass moments of inertia were obtained
in section 2.2.4 of chapter 2 included the contributions from structural mass, helium gas
and apparent mass terms and are expressed in the body axes system as Ixb , Iyb , Izb and
Ixz b . These moments of inertia have to be transformed to stability axes system represented
by Ixs , Iys , Izs and Ixz s for use in Equations (4.15) using the transformation relation pre-
I xs 0 −Ixz s
0 Iys 0
−Ixz s 0 Izs
(4.18)
cos α t 0 sin α t Ixb 0 −Ixz b cos αt 0 − sin αt
= 0 1 0 0
Iyb 0 0
1 0
− sin αt 0 cos αt −Ixz b 0 I zb sin αt 0 cos αt
Thus the force Equations (4.14) after substituting the total masses defined in Equa-
tions (4.17) and considering the terms from aerodynamic, tether cable, buoyancy and
gravity become:
The above force and moment Equations (4.19) and (4.20) have been written in the stability
The aerodynamic forces and moments consist of contributions from steady state trim con-
dition and small perturbations about trim condition. These forces and moments about
the aerostat envelope center of mass are derived in [42] with certain assumptions. Some
important assumptions include the independence of longitudinal and lateral forces and
moments and zero lateral forces and moments for equilibrium trim condition. The pertur-
bation velocity of aerostat envelope with respect to airstream can be written as below:
u ∗ u
s s −V∞ us + V∞ V∞
v ∗ = v − TIS 0
= v −ψ V ≈ ẏ − ψ V (4.21)
s s s s ∞ i s ∞
ws∗ ws 0 ws + θ s V ∞ żi + θs V∞
The perturbation angle of attack α and sideslip angle β can be approximated as [13]:
w∗ żi v∗ ẏi
α= = + θs and β = = − ψs
V∞ V∞ V∞ V∞
Following the similar procedure as explained in [13, 42], the aerodynamic forces and mo-
ρa V∞ S ρa V∞ S
FXA =− (2CD + CDu ) ẋi − (CDα − CL ) żi
2 2
ρa V∞ 2 S ρa V∞ 2 S
− (CDα − CL ) θs − CD (4.22a)
2 2
ρa Sc̄ ρa V∞ S ρa V∞ Sc̄
FYA = CYβ̇ ÿi + CYβ ẏi + CYp φ̇s
4 2 4
ρa V∞ 2 S
ρa V∞ Sc̄
− CYβ̇ − CYr ψ̇s − CYβ ψs (4.22b)
4 2
ρa V∞ S ρa Sc̄
FZA =− (2CL + CLu ) ẋi − CLα̇ z̈i
2 4
115
ρa V∞ S ρa V∞ Sc̄
− (CLα + CD ) żi − CLα̇ + CLq θ̇s
2 4
ρa V∞ 2 S ρa V∞ 2 S
− (CLα + CD ) θs − CL (4.22c)
2 2
" # " #
ρa S (c̄)2 ρa V∞ S (c̄)2
ρa V∞ Sc̄
MXA = Clβ̇ ÿi + Clβ ẏi + Clp φ̇s
4 4 4
" #
ρa V∞ S (c̄)2 ρa V∞ 2 Sc̄
− Clβ̇ − Clr ψ̇s − Clβ ψs (4.22d)
4 2
" #
ρa S (c̄)2
ρa V∞ Sc̄
M YA = (2Cm + Cmu ) ẋi + Cmα̇ z̈i
2 4
" #
ρa V∞ S (c̄)2
ρa V∞ Sc̄
+ Cmα żi + Cmα̇ + Cmq θ̇s
2 4
ρa V∞ 2 Sc̄ ρa V∞ 2 Sc̄
+ Cm α θs + Cm (4.22e)
2 2
" # " #
ρa S (c̄)2 ρa V∞ S (c̄)2
ρa V∞ Sc̄
MZA = Cnβ̇ ÿi + Cnβ ẏi + Cnp φ̇s
4 2 4
" #
ρa V∞ S (c̄)2 ρa V∞ 2 Sc̄
− Cnβ̇ − Cnr ψ̇s − Cnβ ψs (4.22f)
4 2
The tether in the present analysis has been modeled as flexible and inextensible cable.
Under a steady horizontal wind velocity V∞ , the tether assumes a particular shape and
there is a variation of tether tension and angle with horizontal along the tether length
(Figure 3.20) from confluence point to anchor point. Hence before developing relations for
tether forces and moments, equilibrium cable configuration along with tether tension and
The expressions for estimating equilibrium cable shape along with tether tension and
angle with horizontal variation for the case of uniform air density and wind velocity from
the ground to the flying altitude have been presented in [36, 42]. Such type of analysis
is suitable only for small aerostats where flying altitude is less and the variation of air
density and wind velocity from anchor point to the flying altitude is neglected. For the
case of present test aerostat, the flying altitude is 1 km and hence these variations can not
be ignored and thus the method presented in [36, 42] is not suitable for the present test
aerostat.
116
To account for air density and steady wind velocity variation along the vertical direction
from the anchor point to the flying altitude, approximation methods have been proposed
in section 3.4 of chapter 3, where the tether is divided into small elements and the air
density and steady wind velocity is assumed constant on the element. Balancing the forces
on the element gives the tension and angle with horizontal for the next element. For the
Equations (3.40) and (3.41) have been used with 100 elements. The tether tension and
angle with horizontal at the confluence point T1 and γ1 are known using Equations (3.1)
and (3.2) and the corresponding parameters at the anchor point T0 and γ0 are evaluated.
By summing the horizontal and vertical components of cable element, the coordinates of
the confluence point (x̃1 , z̃1 ) as referred in Figure 3.20 are also evaluated. The coordinates
of the center of mass of aerostat envelope with respect to anchor point (x1 , z1 ) are then
The contributions of the cable forces come from two sources; first due to static tether
tension T1 acting at the confluence point as shown in Figure 4.1 and second due to change
in position of confluence point with respect to inertial frame. The second source can be
expressed in the form of cable derivatives whose expressions have been presented in [42]
as below:
1
T1 cos γ1 (sin γ1 − sin γ0 ) + nd (z1 − l sin γ0 ) sin3 γ1
kxx = (4.23a)
δ
1
T1 cos γ1 (cos γ0 − cos γ1 ) + nd (l cos γ0 − x̃1 ) sin3 γ1
kxz = (4.23b)
δ
1
T1 sin γ1 (sin γ1 − sin γ0 ) − wc + nd sin2 γ1 cos γ1 (z̃1 − l sin γ0 )
kzx = (4.23c)
δ
1
T1 sin γ1 (cos γ0 − cos γ1 ) − wc + nd sin2 γ1 cos γ1 (l cos γ0 − x̃1 )
kzz = (4.23d)
δ q
nd τ1 sin2 γ1 + 2p̄ cos γ1
kyy = R γ1 q (4.23e)
τ (γ)
γ0 sin2 γ+2p̄ cos γ
dγ
where
Here nd is the cable drag per unit length for cable normal to the wind and defined in
section 3.4, τ is evaluated from Equation (3.26), p̄ = wc /2nd and wc is the tether-cable
weight per unit length. All the parameters on the right hand side in Equations (4.23)
117
and (4.24) required for the calculations of cable derivatives are thus known. The lateral
derivative kyy in Equation (4.23e) is obtained by numerical integration [8]. These deriva-
tives in addition to tether tension at the confluence point T1 and angle with horizontal γ1
Using the tether tension T1 , angle with horizontal γ1 and cable derivatives, the expressions
for the tether cable forces can be written in the inertial axes system. The components of
force in the inertial axes can be transformed into components in the stability axes using
the transfer relation of Equation (4.10) and also invoking small perturbations assumptions
where higher order perturbation terms are neglected. These forces act at the confluence
point and hence for the calculation of moments, the coordinates of confluence point with
respect to the center of mass of aerostat envelope in the stability axes system are required.
Referring to Figure 3.1, the coordinates in the body axes system are written as
X
G − XC
0
ZC − ZG
Since the stability axes are obtained by rotating the body axes by an angle −αt about the
j b axes, using the transformation relation presented in [13], the coordinates of confluence
point with respect to the center of mass of aerostat envelope in the stability axes system
The components of Equation (4.26) are used to write the moment expressions in the sta-
bility axes system as the forces in the stability axes system are known. The position of the
confluence point can also be written in terms of position of center of mass and the rota-
tions using similar expression as in Equation (5.19) with small perturbation assumption.
Finally the expressions for forces and moments may be written as below [42]:
where,
kθθD = zc2s kxx − zcs xcs (kxz + kzx ) + x2cs kzz (4.28f)
The buoyancy force acting on the aerostat envelope B has been treated in combination
with the weight of helium gas inside the envelope WG , which acts downward at the center
of buoyancy itself, in the present analysis. This net force is denoted by Bg and is same
as B − WG . The expressions for the buoyancy forces and moments about the center of
mass in the stability axes system are found by multiplying the transformation matrix TIS
with the components in inertial frame and invoking small perturbation assumptions by
Also the coordinates of center of buoyancy with respect to center of mass in the stability
axes system are found in a similar manner as in Equation (4.25). The forces and moments
about the center of mass in the stability axes are found as below (Figures 4.1 and 3.1):
FXB = Bg θs (4.29a)
The expressions for the gravity forces and moments about the center of mass in the stability
axis system are found by multiplying the transformation matrix TIS with the components
in inertial frame assuming small perturbations. The gravity force in inertial frame can
respect to center of mass in the stability axes system are found in a similar manner as
in Equation (4.25). As the weight of the helium gas has already been taken into account
in the buoyancy terms, only the aerostat envelope structural weight has been considered.
The forces and moments due to gravity are determined as below (Figures 4.1 and 3.1):
FYG = WS φs (4.30b)
FZG = WS (4.30c)
The expressions for aerodynamic, tether cable, buoyancy and gravity forces and moments
were derived in Equations (4.22), (4.27), (4.29 and (4.30) respectively. The simplified
assumption of small perturbations has been used in deriving these forces and moments,
where higher order terms are neglected. Putting these expressions into force and moment
Equations (4.19) and (4.20) results in the equations of motion about the aerostat envelope
x-force:
ρa V∞ S ρa V∞ S
(mx ) ẍi + (2CD + CDu ) ẋi + (kxx ) xi + (CDα − CL ) żi
2 2
2
ρa V∞ S
+ (kxz ) zi + kxθ + (CDα − CL ) − (Bg − WS ) + T1 sin γ1 θs
2
ρa V∞ 2 S
+ CD − T1 cos γ1 = 0 (4.31a)
2
y-force:
ρa V∞ S ρa V∞ Sc̄
(my ) ÿi − CYβ
ẏi + (kyy ) yi − CYp φ̇s
2 4
ρa V∞ Sc̄
+ [kyφ − T1 sin γ1 + (Bg − WS )] φs + CYβ̇ − CYr ψ̇s
4
ρa V∞ 2 S
+ kyψ + T1 cos γ1 + CYβ ψs = 0 (4.31b)
2
z-force:
ρa V∞ S ρa V∞ S
(2CL + CLu ) ẋi + (kzx ) xi + (mz ) z̈i + (CLα + CD ) żi
2 2
ρa V∞ 2 S
ρa V∞ Sc̄
+ (kzz ) zi + CLα̇ + CLq θ̇s + (CLα + CD ) − T1 cos γ1 + kzθ θs
4 2
2
ρa V∞ S
+ CL + Bg − WS − T1 sin γ1 = 0 (4.31c)
2
121
Rolling moment:
" # " #
ρa S (c̄)2 ρa V∞ S (c̄)2
ρa V∞ Sc̄
− Clβ̇ ÿi − Clβ ẏi + (kφy ) yi + Ixs φ̈s − Clp φ̇s
4 2 4
" #
ρa V∞ S (c̄)2
+ [zcs T1 sin γ1 + kφφ + MS1 ] φs − Ixz s ψ̈s + Clβ̇ − Clr ψ̇s
4
ρa V∞ 2 Sc̄
+ Clβ − zcs T1 cos γ1 + kφψ ψs = 0 (4.31d)
2
Pitching moment:
" #
ρa S (c̄)2
ρa V∞ Sc̄ ρa V∞ Sc̄
− (2Cm + Cmu ) ẋi + (kθx ) xi − Cmα̇ z̈i − Cmα żi
2 4 2
" #
ρa V∞ S (c̄)2 ρa V∞ 2 Sc̄
+ (kθz ) zi + (Iys ) θ̈s − Cmα̇ + Cmq θ̇s + kθθ + MS1 − Cmα θs
4 2
ρa V∞ 2 Sc̄
− Cm + xcs T1 sin γ1 − zcs T1 cos γ1 − MS2 = 0 (4.31e)
2
Yawing moment:
" # " #
ρa S (c̄)2 ρa V∞ S (c̄)2
ρa V∞ Sc̄
− Cnβ̇ ÿi − Cnβ ẏi + (kψy ) yi − (Ixz s ) φ̈s − Cnp φ̇s
4 2 4
" #
ρa V∞ S (c̄)2
+ (MS2 + kψφ − xcs T1 sin γ1 ) φs + (Izs ) ψ̈s + Cnβ̇ − Cnr ψ̇s
4
ρa V∞ 2 Sc̄
+ Cnβ + xcs T1 cos γ1 + kψψ ψs = 0 (4.31f)
2
where
and
mx = mxo (4.33a)
ρa Sc̄
my = myo − CYβ̇ (4.33b)
4
ρa Sc̄
mz = mzo + CLα̇ (4.33c)
4
122
Equations (4.31) contain the steady-state equilibrium terms as well as perturbation terms.
The steady-state trimmed conditions are obtained from longitudinal equations by setting
the perturbation quantities equal to zero. It is observed that solving these steady-state
equations gives the same trim angles as in section 3.3 of chapter 3, which were obtained
by simple balancing of forces and moments, thus validating. The stability equations are
obtained by setting the equilibrium trim portions of the Equations (4.31) equal to zero.
Longitudinal equations:
x-force:
ρa V∞ S kxx ρa V∞ S kxz
ẍi + (2CD + CDu ) ẋi + xi + (CDα − CL ) żi + zi
2mx mx 2mx mx
ρa V∞ 2 SCDα
kxθ
+ + θs = 0 (4.34a)
mx 2mx
z-force:
ρa V∞ S kzx ρa V∞ S kzz
(2CL + CLu ) ẋi + xi + z̈i + (CLα + CD ) żi + zi
2mz mz 2mz mz
ρa V∞ 2 SCLα
ρa V∞ Sc̄ kzθ
+ CLα̇ + CLq θ̇s + + θs = 0 (4.34b)
4mz mz 2mz
Pitching moment:
ρa V∞ Sc̄ kθx ρa Sc̄2 ρa V∞ Sc̄ kθz
− (2Cm + Cmu ) ẋi + xi − Cmα̇ z̈i − Cmα żi + zi + θ̈s
2Iys Iys 4Iys 2Iys Iys
ρa V∞ S (c̄)2 ρa V∞ 2 Sc̄
MS1 kθθ
− Cmα̇ + Cmq θ̇s + − Cmα + θs = 0 (4.34c)
4Iys Iys 2Iys Iys
Lateral equations:
y-force:
kyφ ρa V∞ 2 SCL
ρa V∞ S kyy ρa V∞ Sc̄
ÿi − CYβ ẏi + yi − CYp φ̇s + − φs
2my my 4my my 2my
" #
ρa V∞ 2 S CYβ + CD
ρa V∞ Sc̄ kyψ
+ CYβ̇ − CYr ψ̇s + + ψs = 0 (4.35a)
4my 2my my
Rolling moment:
ρa S (c̄)2 ρa V∞ Sc̄ kφy ρa V∞ S (c̄)2
− Clβ̇ ÿi − Clβ ẏi + yi + φ̈s − Clp φ̇s
4Ixs 2Ixs I xs 4Ixs
123
Yawing moment:
ρa S (c̄)2 ρa V∞ Sc̄ kψy Ixz s ρa V∞ S (c̄)2
− Cnβ̇ ÿi − Cnβ ẏi + yi − φ̈s − Cnp φ̇s
4Izs 2Izs Izs Izs 4Izs
kψφ + MS2 − xcs T1 sin γ1 ρa V∞ S (c̄)2
+ φs + ψ̈s + Cnβ̇ − Cnr ψ̇s
Izs 4Izs
" #
2
kψψ ρa V∞ S c̄Cnβ + xcs CD
+ + ψs = 0 (4.35c)
I zs 2Izs
Thus we obtain three longitudinal and three lateral stability equations. It is also observed
here that longitudinal and lateral equations of motion are decoupled and hence the equa-
tions can be treated separately for solution and interpretation. Although the stability
equations are written about the aerostat envelope center of mass, the aerodynamic forces
and moments may be referenced to an arbitrary point which is different from center of
mass. In such cases it is necessary to transfer the aerodynamic terms to the envelope
The longitudinal and lateral stability characteristics of the envelope are determined in-
dependently from Equations (4.34) and (4.35), respectively, in a manner similar to that
used in conventional airplane stability analysis [13]. Since the stability equations are ordi-
nary linear differential equations with constants coefficients, they have transient solutions
which are always exponential in form. For example, a typical variable such as θ is of the
form θ = θ̄eλt , where θ̄ is a constant. If these exponential forms are substituted into the
longitudinal and lateral stability equations and the determinants of the coefficients are set
equal to zero, solutions for the characteristic roots λ can be obtained [43]. An alternate
and more efficient way to get the characteristic roots is to write the stability equations in
Ẋ = AX + Bµ (4.36)
124
where X is the state vector, µ is the control vector and the matrices A and B contain the
aerostat’s dimensional stability derivatives. For carrying out the stability analysis, input
control vector is not considered; hence matrix A gives the characteristics of the aerostat
system. The longitudinal equations of motion are written in matrix form as below:
A
11 A 12 A ẍ
13 s B11 B12 B13 ẋs
21 A22 A23 z̈s + B21
A B22 B23 żs
A31 A32 A33 θ̈s B31 B32 B33 θ̇s
(4.37)
C11 C12 C13 xs 0
+C21 C22 C23
zs = 0
C31 C32 C33 θs 0
Using the definition of Equation (4.36), Equation (4.37) can always be written in the
following form:
ẍ
s ẋs
z̈ żs
s
θ̈s θ̇s
= AG (4.38)
ẋs xs
ż zs
s
θ̇s θs
The first three equations of Equations (4.38) are taken from Equations (4.34) expressed
in such a manner that each second derivative of the variable is expressed as a function of
all the variables and their first derivative. The last three equations are identity. Using the
u̇s us
ẇs
ws
q̇s qs
= AG (4.39)
ẋs
xs
żs
zs
θ̇s θs
125
The eigenvalues of the matrices AG and AT give the characteristic roots or poles for
longitudinal and lateral equations of motion. Since matrices AG and AT are both of size
6×6, they give six characteristic roots for each of the longitudinal and lateral cases. These
roots appear as complex conjugate pairs (i.e., λ = η ± iω) for oscillatory modes of motion
or as real numbers (i.e., λ = η) for aperiodic modes. Thus, in each of the longitudinal and
lateral cases, it is possible for the envelope to exhibit from three to six modes of motion,
depending on whether the roots are complex conjugate pairs or real. There are three
categories under which all linear control systems fall in terms of stability [27, 44]:
1. When all the roots of the characteristic equation are having negative real part, the
system response due to the initial conditions will decrease to zero as t → ∞. Such
2. If one or more pairs of simple roots are having zero real part, but there are no roots
having positive real part, the response due to initial conditions will be undamped
3. If one or more roots are found to have positive real part, the response will increase in
Computer programs based on Equations (4.39) and Equations (4.40) were developed for
calculating the stability characteristics and plotting the results. The various inputs for the
test aerostat including mass, geometric, inertia and aerodynamic parameters are presented
in Tables 3.2, 4.1 and 4.2. The majority of these parameters were evaluated in Chapter 2
earlier. Since the longitudinal and lateral equations of motion are uncoupled, the results
An aerostat envelope may be subjected to initial disturbances during its operation, par-
ticularly during launch and recovery. These disturbances may be in terms of distance,
the motion of aerostat envelope to these initial disturbances. Once the eigenvalues and
section 4.6, the response of this aerostat envelope due to initial disturbances can be cal-
culated following the procedure as described in [25, 43]. As discussed in section 4.6, the
characteristic roots may be real or complex conjugate pair or a combination of these two.
Hence the process to evaluate initial disturbance response is explained here for these two
For real eigenvalues, the imaginary component equals zero and indicate non oscillatory
sented as
a
1
a
2
a3
V1=
(4.41)
a4
a
5
a6
The solution corresponding to this eigenvalue and eigenvector is written as below [43]:
a
1
a
2
a
λ1 t 3
X(t) = c1 e (4.42)
a4
a
5
a6
127
Similarly, the contributions of other eigenvalues and corresponding eigenvectors are eval-
uated. Adding the contributions of all the eigenvalues and corresponding eigenvectors, we
get the complete solution. The constants c1 to c6 are evaluated for a given set of initial
For complex eigenvalues, the imaginary component is not equal to zero and indicate oscil-
latory modes of motion. Since the complex eigenvalues always appear as conjugate pairs,
a1 ± b1 i
a2 ± b2 i
a3 ± b3 i
V1=
(4.43)
a4 ± b4 i
a5 ± b5 i
a6 ± b6 i
The solution corresponding to this pair of eigenvalues and eigenvectors is written as below
[43]:
a1 ± b1 i
a2 ± b2 i
a3 ± b3 i
(λ1 ±µ1 i)t
X(t) = e
(4.44)
a4 ± b4 i
a5 ± b5 i
a6 ± b6 i
Expanding the above expression and separating real and imaginary parts, the solution
a
1 cos µ 1 t − b1 sin µ t
1 a1 sin µ1 t + b1 cos µ1 t
a cos µ t − b sin µ t a2 sin µ1 t + b2 cos µ1 t
2 1 2 1
a cos µ t − b sin µ t a3 sin µ1 t + b3 cos µ1 t
λ1 t 3 1 3 1 λ1 t
X(t) = c1 e
+ c2 e
(4.45)
a4 cos µ1 t − b4 sin µ1 t a4 sin µ1 t + b4 cos µ1 t
a cos µ t − b sin µ t a5 sin µ1 t + b5 cos µ1 t
5 1 5 1
a6 cos µ1 t − b6 sin µ1 t a6 sin µ1 t + b6 cos µ1 t
Similarly, the contributions of other eigenvalues and corresponding eigenvectors are eval-
uated. Adding the contributions of all the eigenvalues and corresponding eigenvectors, we
get the complete solution. The constants c1 to c6 are evaluated for a given set of initial
conditions as done for the previous case and thus we get complete solution.
Before carrying out the dynamic stability analysis of the test aerostat, the model was
validated with the results presented in reference [42] which is for a 7.64m long balloon
and inertia properties of this balloon are presented in Table I in reference [42]. Since the
flying altitude for this balloon is low, no variation in the air density and wind velocity
along the vertical direction is assumed and the tether tension and angle with horizontal
at the anchor point have been estimated using direct integration approach as presented
in reference [42] and also in section 3.4 of chapter 3 of this report. A typical result
parameter, as presented in reference [42] is shown in Figure 4.3 for all the three modes
of motion. The same result for the same aerostat balloon has been generated using the
approach described earlier in this chapter and is presented in Figure 4.4. Similar results for
lateral modes are presented in Figures 4.5 and Figure 4.6. A comparison of the Figures 4.3
and 4.4, and Figures 4.5 and 4.6 indicate that both the results are same and hence the
approach for dynamic stability analysis is validated. The polygonal approximations used
in place of direct integration for tether modeling have already been validated in section 3.4
Figure 4.3: Longitudinal root locus presented for the 7.64m long reference balloon in [42]
10
6
ω (rad/s)
0
−6 −4 −2 0 2 4
η (per sec)
Figure 4.4: Longitudinal root locus generated for the 7.64m long reference balloon
130
Figure 4.5: Lateral root locus presented for the 7.64m long reference balloon in [42]
10
6
ω (rad/s)
0
−6 −4 −2 0 2 4
η (per sec)
Figure 4.6: Lateral root locus generated for the 7.64m long reference balloon
131
Since the longitudinal and lateral equations of motion are uncoupled, the results are pre-
sented separately. In each case the results for the test aerostat envelope, whose parameters
are listed in Tables 3.2, 4.1 and 4.2, are presented. Table 3.2 lists the parameters for the
test aerostat which were required for tether tension estimation as well as for carrying
out equilibrium and static analysis in chapter 3. These parameters included aerostatic
properties, geometric properties, mass properties and longitudinal static aerodynamic co-
efficients. But for carrying out dynamic stability analysis additional properties such as
structural center of mass, mass moments of inertia, apparent mass terms, tether cable
static properties as well as dynamic and other aerodynamic derivatives are required, which
are listed in Tables 4.1 and 4.2. The lift and moment coefficient about envelope nose are
modeled as linear curves whereas the drag coefficient is modeled as complete quadratic
curve. The pitching moment coefficient in Table 4.2 has been presented about envelope
nose and this has to be transferred to the center of mass using appropriate transfer relation
[4]. All the input parameters correspond to a height of 1000 m above the mean sea level
for ISA+15 deg temperature condition. The wind speed range considered for the analysis
was from 0 to 25 m/s which is the operating wind speed range for the test aerostat. The
methods which were followed to estimate all the input parameters have been described in
chapter 2.
Table 4.1: Additional parameters required for the test aerostat envelope for dynamic
stability analysis
Aerostat parameter Value
Axial distance of SCM from nose, XS , m 18.94
Vertical distance of SCM from nose, ZS , m 2.4
Apparent air mass along ib , mxb , kg 234.86
Apparent air mass along j b , myb , kg 1750.74
Apparent air mass along kb , mzb , kg 1750.74
Mass of envelope structure and inflation gas, mb , kg 1494
Rolling moment of inertia, Ixb , kg-m 2 31200.23
Pitching moment of inertia, Iyb , kg-m2 186369.73
Yawing moment of inertia, Izb , kg-m2 187165.72
Product of inertia, Ixz b , kg-m 2 2083.86
Tether-cable diameter, dc , m 0.017
Tether-cable length, l, m 1000
Tether-cable weight per unit length, wc , N/m 2.943
Tether-cable normal drag coefficient, CDc 1.17
132
Table 4.2: Aerodynamic derivatives of test aerostat envelope about center of mass
Parameter Value Parameter Value
CL 1.8313αt − 0.0245 C Yβ -1.4729
CLα 1.8313 CYβ̇ 0
CLα̇ 0 C Yp -0.2063
CLq 0.4478 C Yr 0.8386
CLu 0 Cl β -0.1031
CD 2
1.4090αt + 0.0074αt + 0.0294 Clβ̇ 0
CDα 2.818αt + 0.0074 Clp -0.0800
CDu 0 Cl r 0.0587
Cmn −0.8782αt + 0.0214 (about nose) Cnβ 0.4193
Cmnα -0.8782 (about nose) Cnβ̇ 0
Cmα̇ 0 Cnp 0.0587
Cm q -0.1275 Cnr -0.2387
Cm u 0
The calculated values of the longitudinal damping parameter η and circular frequency
ω for the test aerostat envelope in the reference configuration are plotted as a function
of wind velocity in Figures 4.7 and 4.8 respectively. These same values of η and ω are
plotted in root-locus form with velocity as the varying parameter in Figure 4.9. These
figures indicate that the reference configuration has three oscillatory modes of motion for
wind speed less than 14.4 m/sec. For wind speed greater than this value, mode 1 splits
into two real non-oscillatory modes. Since there are no positive real parts, the figures
also indicate that the calculated modes are stable for the operating range of wind speed.
The eigenvalues and corresponding eigenvectors with relative magnitude and direction of
longitudinal parameters for the characteristic modes for two cases namely for a typical low
wind speed (5 m/s) and for a typical high wind speed (20 m/s) are presented in Tables 4.3
3
0
2
1a
−0.5 1
η (per sec)
−1
1b
−1.5
−2
0 5 10 15 20 25
Wind speed (m/s)
Figure 4.7: Variation of longitudinal damping parameter with velocity for test aerostat
3
ω (rad/sec)
1
1
0 5 10 15 20 25
Wind speed (m/s)
Figure 4.8: Variation of longitudinal circular frequency with velocity for test aerostat
134
3
ω (rad/s)
2 2
1
1
3
−2 −1.5 −1 −0.5 0
η (per sec)
Table 4.3: Longitudinal eigenvalues and eigenvectors for wind speed of 5 m/s
Eigenvalue Parameters Eigenvector Magnitude Angle (deg)
-0.1160 + 0.5860i us (m/s) 0.0067 + 0.0369i 0.0375 79.6680
(Mode 1) ws (m/s) -0.0983 + 0.4969i 0.5065 101.1955
qs (rad/s) -0.0153 + 0.0693i 0.0710 102.4679
xs (m) 0.0584 - 0.0230i 0.0628 -21.5274
zs (m) 0.8479 0.8479 0
θs (rad) 0.1188 + 0.0026i 0.1188 1.2725
-0.0876 + 2.7361i us (m/s) -0.0704 - 0.0012i 0.0704 -179.0630
(Mode 2) ws (m/s) -0.9289 0.9289 180.0000
qs (rad/s) 0.1201 + 0.0058i 0.1202 2.7761
xs (m) 0.0004 + 0.0257i 0.0257 89.1028
zs (m) 0.0109 + 0.3392i 0.3393 88.1658
θs (rad) 0.0007 - 0.0439i 0.0439 -89.0582
-0.0074 + 0.0551i us (m/s) 0.0074 - 0.0549i 0.0554 -82.3393
(Mode 3) ws (m/s) -0.0002 + 0.0024i 0.0025 95.5845
qs (rad/s) 0.0000 + 0.0000i 0.0000 70.6046
xs (m) -0.9975 0.9975 180.0000
zs (m) 0.0441 - 0.0016i 0.0442 -2.0763
θs (rad) 0.0004 - 0.0002i 0.0005 -27.0562
135
Table 4.4: Longitudinal eigenvalues and eigenvectors for wind speed of 20 m/s
Eigenvalue Parameters Eigenvector Magnitude Angle (deg)
-0.1990 us (m/s) -0.1478 0.1478 180.0000
(Mode 1a) ws (m/s) 0.1275 0.1275 0
qs (rad/s) 0.0005 0.0005 0
xs (m) 0.7426 0.7426 0
zs (m) -0.6406 0.6406 180.0000
θs (rad) -0.0026 0.0026 180.0000
-1.3709 us (m/s) -0.0959 0.0959 180.0000
(Mode 1b) ws (m/s) -0.8013 0.8013 180.0000
qs (rad/s) 0.0387 0.0387 0
xs (m) 0.0699 0.0699 0
zs (m) 0.5845 0.5845 0
θs (rad) -0.0282 0.0282 180.0000
-0.0251 + 0.7442i us (m/s) 0.0678 + 0.1527i 0.1671 66.0661
(Mode 2) ws (m/s) -0.0193 + 0.5725i 0.5728 91.9288
qs (rad/s) 0.0229 + 0.0111i 0.0255 25.8431
xs (m) 0.2019 - 0.0979i 0.2244 -25.8627
zs (m) 0.7693 0.7693 0
θs (rad) 0.0139 - 0.0313i 0.0342 -66.0857
-0.0424 + 0.0887i us (m/s) -0.0401 + 0.0839i 0.0930 115.5638
(Mode 3) ws (m/s) 0.0119 - 0.0279i 0.0303 -66.8839
qs (rad/s) -0.0000 - 0.0001i 0.0001 -110.2384
xs (m) 0.9463 0.9463 0
zs (m) -0.3079 + 0.0132i 0.3081 177.5523
θs (rad) -0.0008 + 0.0008i 0.0012 134.1978
The different longitudinal modes of motion which are observed for this aerostat and
Mode 1
This mode has low damping at low wind speed but as the wind speed increases, damping
also increases. For wind speed of less than 14.4 m/s, this mode is oscillatory in nature
whereas for wind speed greater than 14.4 m/s, this oscillatory mode splits into two non
oscillatory modes 1a and 1b as observed in Figure 4.7. Further increase in wind speed
beyond 14.4 m/s decreases damping for mode 1a and at the same time increases damping
for mode 1b. This mode is seen to be a motion in which forward speed us and forward
position xs are very small for low wind speed (Table 4.4). For high wind speed, this mode
splits into two non oscillatory modes. It is to be noted in Tables 4.3 and 4.4 that the
parameters are dimensional and that pitch rate and pitch angle are expressed in radian/s
and radian respectively but are converted to degree/s and degree for comparison.
136
Mode 2
This mode has low damping but high circular frequency for low wind speed as observed
in Figures 4.7 and 4.8. As the wind speed increases, the damping first increases slightly
up to 7 m/s but the damping again decreases with further increase in wind speed. The
circular frequency decreases with increase in wind speed up to 10 m/s and assumes a
nearly constant value after that. Similar to mode 1, the forward speed us and forward
position xs are very small for low wind speed. For high wind speed, all the parameters
Mode 3
This mode has very low damping and very low circular frequency resulting in high time
period irrespective of wind speed as observed from Figures 4.7 and 4.8. It is also observed
in Figure 4.9 that all the characteristic roots lie near the origin for all the wind speeds. For
this mode forward speed us , forward position xs and vertical position zs have significant
magnitude for the entire range of wind speed as observed in Tables 4.3 and 4.4. Unlike
mode 1 and mode 2, the behaviour of this mode is almost independent of wind speed.
The vertical speed ws , pitch rate qs and pitch angle θs have negligible magnitude for this
mode.
In conventional aircraft, there are two complex conjugate pairs of eigenvalues for lon-
gitudinal motion indicating two modes of motion, one of long period and lightly damped
named as phugoid mode and the other of short period and heavily damped named as short-
period mode. The phugoid is seen to be a motion in which the pitch rate and the angle of
attack change are very small, but forward speed change and pitch angle change are present
with significant magnitude. The short-period mode, by contrast, is one in which there is
negligible speed variation, while the angle of attack oscillates with an amplitude and phase
not much different from that of change in pitch angle [13]. In contrast, three oscillatory
modes of motion are observed for the test aerostat up to wind speed of 14.4 m/s with the
characteristics indicated above. Beyond this wind speed, mode 1 splits into two non oscil-
latory modes. Mode 3 indicates translation along the horizontal direction whereas modes
1 and 2 indicate a combination of pitching and vertical motion, which is obvious due to the
fact that any change in vertical position will also correspond to a change in tether tension
and hence the pitch angle. In conventional aircraft, the eigenvalues are evaluated at a
137
constant horizontal speed, whereas for a tethered aerostat, entire wind speed range has to
for a tethered aerostat is to examine the dynamic stability and since there are no positive
real part observed in the longitudinal eigenvalues, the test aerostat is dynamically stable
in longitudinal directions.
The calculated values of the lateral damping parameter η and circular frequency ω for
the test aerostat envelope in the reference configuration are plotted as a function of wind
velocity in Figures 4.10 and 4.11 respectively. These same values of η and ω are plotted
in root-locus form with velocity as the varying parameter in Figure 4.12. These figures
indicate that the reference configuration has three oscillatory modes of motion for the
considered wind speed range. Since there are no positive real parts, the figures also
indicate that the calculated modes are stable for the operating range of wind speed. The
eigenvalues and corresponding eigenvectors with relative magnitude and direction of lateral
parameters for the characteristic modes for two cases namely for a typical low wind speed
(5 m/s) and for a typical high wind speed (20 m/s) are presented in Tables 4.5 and 4.6
respectively.
The different lateral modes of motion which are observed for this aerostat and their
Mode 1
This mode has low damping at low wind speed but as the wind speed increases, damping
also increases as observed in Figure 4.10. Also the circular frequency decreases with
increase in wind speed as depicted in Figure 4.11. This mode is seen to be a motion in
which yaw rate rs and yaw angle ψs are very small for low wind speed. For high wind
0
3
−0.5 2
−1
η (per sec)
−1.5 1
−2
−2.5
0 5 10 15 20 25
Wind speed (m/s)
Figure 4.10: Variation of lateral damping parameter with velocity for test aerostat
1
1.5
ω (rad/sec)
2
0.5
3
0
0 5 10 15 20 25
Wind speed (m/s)
Figure 4.11: Variation of lateral circular frequency with velocity for test aerostat
139
1.5
1
ω (rad/s)
1 2
0.5
3
0
−2.5 −2 −1.5 −1 −0.5 0
η (per sec)
Table 4.5: Lateral eigenvalues and eigenvectors for wind speed of 5 m/s
Eigenvalue Parameters Eigenvector Magnitude Angle (deg)
-0.3311 + 1.7958i vs (m/s) -0.0220 + 0.2671i 0.2680 94.7054
(Mode 1) ps (rad/s) 0.8331 0.8331 0
rs (rad/s) -0.0418 - 0.0407i 0.0583 -135.7384
ys (m) 0.1460 - 0.0147i 0.1468 -5.7412
φs (rad) -0.0827 - 0.4487i 0.4562 -100.4466
ψs (rad) -0.0178 + 0.0265i 0.0319 123.8150
-0.2444 + 0.3152i vs (m/s) 0.2240 - 0.2889i 0.3655 -52.2129
(Mode 2) ps (rad/s) -0.0050 - 0.0016i 0.0053 -162.5545
rs (rad/s) -0.0347 + 0.0492i 0.0602 125.2052
ys (m) -0.9164 0.9164 180.0000
φs (rad) 0.0046 + 0.0124i 0.0132 69.6584
ψs (rad) 0.1508 - 0.0068i 0.1509 -2.5818
-0.0042 + 0.0541i vs (m/s) 0.0042 - 0.0540i 0.0542 -85.5519
(Mode 3) ps (rad/s) 0.0000 - 0.0000i 0.0000 -70.6594
rs (rad/s) 0.0006 + 0.0001i 0.0006 9.8517
ys (m) -0.9985 0.9985 180.0000
φs (rad) -0.0004 - 0.0001i 0.0004 -165.1076
ψs (rad) 0.0010 - 0.0109i 0.0110 -84.5965
140
Table 4.6: Lateral eigenvalues and eigenvectors for wind speed of 20 m/s
Eigenvalue Parameters Eigenvector Magnitude Angle (deg)
-1.6845 + 1.2139i vs (m/s) 0.8143 0.8143 0
(Mode 1) ps (rad/s) 0.2872 - 0.2208i 0.3623 -37.5555
rs (rad/s) -0.1299 + 0.0234i 0.1320 169.8006
ys (m) -0.3182 - 0.2293i 0.3922 -144.2237
φs (rad) -0.1744 + 0.0054i 0.1745 178.2208
ψs (rad) 0.0573 + 0.0274i 0.0636 25.5769
-0.6221 + 1.3672i vs (m/s) 0.7732 0.7732 0
(Mode 2) ps (rad/s) -0.2879 - 0.0520i 0.2926 -169.7683
rs (rad/s) -0.0963 - 0.0146i 0.0975 -171.3675
ys (m) -0.2132 - 0.4685i 0.5147 -114.4655
φs (rad) 0.0479 + 0.1888i 0.1948 75.7661
ψs (rad) 0.0177 + 0.0624i 0.0649 74.1670
-0.0134 + 0.0609i vs (m/s) -0.0134 + 0.0608i 0.0623 102.3917
(Mode 3) ps (rad/s) -0.0000 + 0.0000i 0.0000 126.8014
rs (rad/s) -0.0002 - 0.0001i 0.0002 -154.9125
ys (m) 0.9981 0.9981 0
φs (rad) 0.0004 + 0.0002i 0.0005 24.4097
ψs (rad) -0.0007 + 0.0030i 0.0031 102.6958
Mode 2
This mode has low damping and low circular frequency for low wind speed as observed in
Figures 4.10 and 4.11. As the wind speed increases, the damping also increases till about
14 m/s and remains almost constant after that. The circular frequency for this mode
increases continuously with increasing wind speed. This mode is seen to be a motion in
which roll rate ps and roll angle φs are very small for low wind speed.
Mode 3
This mode has very low damping and very low circular frequency resulting in high time
period irrespective of wind speed as observed from Figures 4.10 and 4.11. It is also observed
in Figure 4.11 that all the characteristic roots lie near the origin for all wind speeds. For
this mode side velocity vs and side position ys have significant magnitude for the entire
range of wind speed as observed in Tables 4.5 and 4.6. Unlike mode 1 and mode 2, the
behavior of this mode is almost independent of wind speed. The roll rate ps , yaw rate rs ,
roll angle φs and yaw angle ψs have negligible magnitude for this mode.
In conventional aircraft, there are two real eigenvalues and one complex conjugate
pair of eigenvalues for lateral motion indicating three modes of motion, one of very rapid
convergence (roll mode), one very slow convergence (spiral mode) and one is a lightly
141
damped oscillation with a period similar to that of the longitudinal short-period (Dutch
roll mode) [13]. In contrast, three oscillatory modes of motion are observed for the test
aerostat with the characteristics indicated above. Mode 3 indicates translation along the
side direction whereas modes 1 and 2 indicate a combination of all lateral motions. Since
there are no positive real part observed in the longitudinal eigenvalues, the test aerostat
The solution method explained in section 4.7 has been applied to longitudinal as well as
lateral equations of motion for the test aerostat envelope. The response studies are done
for initial conditions listed in Table 4.7 for longitudinal motion and in Table 4.8 for lateral
motion. The unit initial conditions are applied first in isolation and then in combination.
Thus there are seven initial conditions for longitudinal motion and seven initial conditions
for lateral motion. A wind speed of 5 m/s is considered for the analysis. As mentioned
in section 4.7, an aerostat may be subjected to initial disturbances during launch and
recovery. The test aerostat is generally launched and recovered at low wind speed. Hence
the wind speed of 5 m/s is considered for carrying out initial disturbance response studies
in this section.
The results for initial disturbances are presented in the form of graphs as shown in
Figures 4.13 through 4.26. For longitudinal motion case the plots are forward velocity,
vertical velocity, pitch rate, forward position, vertical position and pitch angle vs. time in
seconds. For lateral case the plots are side velocity, roll rate, yaw rate, side position, roll
angle and yaw angle vs. time in seconds. The time interval considered is 100 seconds for
Figure 4.13 presents the response with time for unit initial forward velocity for the
test aerostat envelope. It is observed that initial forward velocity has little effect on
vertical velocity and vertical position and has low damping for forward velocity, forward
position and pitch angle. The pitch rate stabilizes in about 50 seconds. It is observed in
Figures 4.14 and 4.17 that pitch angle and pitch rate are strong function of initial vertical
velocity and vertical position. This is a typical characteristic of aerostats due to presence
of tether where any change in vertical position is coupled with change in tether tension
and hence change in pitch angle. The forward velocity and forward position variation
is negligible for initial pitch rate and pitch angle variation as observed in Figures 4.15
and 4.18. This indicates that these motions are decoupled as also observed in Table 4.3 in
terms of eigenvectors. It is also observed in Figures 4.15 and 4.18 that the vertical velocity
and vertical position variation is small for for initial pitch rate and pitch angle variation and
that the disturbances die out fast indicating moderate damping. Figure 4.16 indicates that
the forward velocity, vertical velocity and vertical position variation is negligible for initial
forward position variation and that the damping for forward position is small whereas the
damping for pitch rate and pitch angle is moderate. Figure 4.19 presents the response for
unit initial disturbances applied to all the longitudinal parameters, which indicates low
damping for forward velocity, position and vertical position and moderate damping for
vertical velocity, pitch rate and angle and the latter parameters stabilize in less than 50 s.
143
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0.5 0.5 5
0 0 0
−0.5 −0.5 −5
−1 −1 −10
0 50 100 0 50 100 0 50 100
0.5 0.5
5
0 0
0
−0.5 −0.5
−5
−1 −1
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
10 1 10
0 0 0
−10 −1 −10
−20 −2 −20
0 50 100 0 50 100 0 50 100
Figure 4.20 presents the response with time for unit initial side velocity for the test
aerostat envelope. All the lateral parameters are significant for this initial condition but
the side position and yaw angle are strongly dependent as expected whereas the roll rate
dies out quickly in less than 20 seconds indicating strong damping. The side velocity, side
position, yaw rate and yaw angle variation are negligible for initial roll rate and roll angle
as observed in Figures 4.21 and 4.24 indicating decoupling of motion. For unit initial yaw
rate, only the yaw angle and the side position are significant whereas the damping for roll
rate and roll angle is strong as observed in Figure 4.22. It is noted in Figure 4.23 that for
unit side position, only the yaw angle variation is significant and the variation of other
lateral parameters are negligible. Figure 4.25 represents the response with time for unit
initial yaw angle, where it is noted that side velocity, roll rate and roll angle variation is
negligible, yaw rate is strongly damped and side position is lightly damped. Figure 4.26
presents the response for unit initial disturbances applied to all the lateral parameters,
which indicates strong damping for roll rate and light damping for side velocity, yaw rate,
side position, roll angle and yaw angle. It is also observed that lateral motion variables
die out relatively faster as compared to longitudinal motion variables indicating relatively
stronger damping in lateral directions. Since there are no control surfaces on the aerostat
balloon, the analysis results for initial disturbances may also be very useful in selecting
the proper aerostat envelope parameters during design for generating required response
characteristics.
148
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
1 0.5 1
0 0 0
−1 −0.5 −1
−2 −1 −2
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0.5 1 0.5
0 0 0
−0.5 −1 −0.5
−1 −2 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
0 0 0
−1 −1 −1
0 50 100 0 50 100 0 50 100
10 1 10
0 0 0
−10 −1 −10
−20 −2 −20
0 50 100 0 50 100 0 50 100
The dynamic stability analysis of the tethered aerostat has been carried out in this chapter.
The equations of motion were developed and then linearized with suitable assumptions as
applicable to a tethered aerostat. The tether was modeled as a flexible and inextensible
cable using finite number of elements and polygonal approximation technique, in which
the air density variation along vertical direction has been taken into account. The assump-
tions in this chapter led to decoupling of the longitudinal and lateral equations of motion
and are thus handled separately. Before applying the equations to the test aerostat, the
method has been validated with literature. The equations are written in the state space
form and eigenvalues are evaluated for different operating wind speed and thus dynamic
stability analysis was carried out. The calculated eigenvalues indicated dynamic stability
of this test aerostat. Eigenvectors were also evaluated for extreme operating wind con-
ditions and thereby different modes of motion for this tethered aerostat was described.
Finally response studies were carried out to initial disturbances in longitudinal and lateral
5.1 Introduction
During the dynamic stability analysis of the tethered aerostat as carried out in chapter 4,
several simplifying assumptions were made including small perturbations about equilib-
rium trim condition. The purpose of these assumptions was to make the longitudinal
and lateral equations of motion linear as well as decoupled from each other. Although
this type of analysis is suitable for small perturbations, it is useful for carrying out the
dynamic stability analysis of tethered aerostat system. But the fact remains that the
dynamic stability model is limited to small perturbations and 3-degrees of freedom. The
effect of non-linearity, detailed motions and peak tether tensions under the influence of
6-degrees-of-freedom, nonlinear dynamic analysis and its application to the test aerostat.
Although the aerodynamics is assumed linear, the equations of motion are not linearized.
The theoretical model incorporates dynamic motion of the aerostat envelope [15] and a
dynamic tether [19]. The ballonet motion inside the envelope has not been considered for
the present analysis. The analysis has been used to study the response of the test aerostat
to time dependent wind vector and also to simulated wind gusts. A comparative study
has also been carried out for equilibrium analysis and nonlinear analysis. The results of
nonlinear analysis have also been compared with available experimental flight data.
153
154
The aerostat system schematic for carrying out nonlinear dynamic analysis is presented
in Figure 5.1. The aerostat envelope is modeled as a rigid body and the tether is mod-
eled as spring-mass-damper system. The tether is divided into N elastic segments with
concentrated on the lower portion of the segment thereby creating N lumped masses. The
lowest point of the tether is attached to the anchor point and hence the lumped mass of
the bottom-most segment is also attached to the ground. The earth-fixed axes system
is fixed to the ground and defined by three orthogonal unit vectors ie , j e and ke . This
earth-fixed axes system is different from that used in dynamic stability analysis because
during the dynamic stability analysis, the motions of the aerostat envelope was assumed to
be small perturbations about the equilibrium trim condition and hence the center of mass
in equilibrium trim condition was selected as the origin of the inertial axes system. The
time dependent response will be better interpreted in the present earth-fixed axes system.
The equations of motion of lumped or point masses are written in earth-fixed reference
frame. An aerostat body axes with unit vectors ib , j b and kb is located at the aerostat
envelope center of mass, with ib aligned with the aerostat’s longitudinal axis and kb in the
vertical plane of symmetry, same as for dynamic stability model. It is to be noted that the
equations of motion of the aerostat envelope in chapter 4 was written in stability axes sys-
tem, whereas the equations of motion in the present chapter will be written in body axes
system. The aerostat envelope is connected to the tether at the confluence point through
the upper portion of the top most tether segment. The body axes system is defined by
a sequence of three body-fixed rotations. Starting from the earth-fixed axes system, the
body axes system is obtained by rotations about the k, j, and i axes by angles Ψb , Θb , and
Φb , respectively similar to Figure (4.2). The expression for the absolute velocity in terms
of the Euler angles and velocity components in the body axes as presented in reference
e CΘb CΨb
ẋ SΦb SΘb CΨb − CΦb SΨb CΦb SΘb CΨb + SΦb SΨb Ub
ẏ = C S SΦb SΘb SΨb + CΦb CΨb CΦb SΘb SΨb − SΦb CΨb (5.1)
Vb
e Θb Ψb
że −SΘb SΦb CΘb CΦb CΘb Wb
155
where CΘb = cos Θb and SΘb = sin Θb and so on. The transformation matrix in Equa-
earth-fixed system. The transformation relation as in Equation (5.1) for the lumped or
point masses is not required because of the absence of rigid body rotation and the equa-
tions of motion are directly written in earth-fixed axes system for them assuming point
The transformation matrix from earth-fixed axes system to the body axes system may
Equation (4.10):
CΘb CΨb CΘb SΨb −SΘb
TB
E =
SΦb SΘb CΨb − CΦb SΨb SΦb SΘb SΨb + CΦb CΨb SΦb CΘb
(5.2)
CΦb SΘb CΨb + SΦb SΨb CΦb SΘb SΨb − SΦb CΨb CΦb CΘb
The relationship between the Euler rates (Φ̇b , Θ̇b and Ψ̇b ) and the angular velocities in
the body axes system (Pb , Qb and Rb ) can also be determined from Equation (4.8) by
The notations for body axes linear velocity components, angular velocity components and
Euler angles are denoted by uppercase letters with subscript b indicating the components in
body axes. These components with subscript s as well as equations of motion in chapter 4
were in the stability axes system whereas the equations of motion are in the body axes
system in the present chapter. It is also noted that earth-fixed axes system in the present
chapter for nonlinear dynamic analysis is different from the inertial axes used in chapter 4
For modeling the aerostat envelope, rigid body assumption with six degrees-of-freedom
is again followed similar to the model for dynamic stability analysis. However, small
perturbations are not assumed in the present model. The earth-fixed positions of the
aerostat envelope center of mass are [xe ye ze ]T and the Euler angles are [Ψb Θb Φb ]T .
The earth-fixed angular velocity of the aerostat envelope Ω has components in the body
axes system as [Pb Qb Rb ]T and the earth-fixed linear velocity of the aerostat envelope
center of mass has components in body axes system as [Ub Vb Wb ]T . As discussed earlier
in chapter 4, the forces and moments on the aerostat envelope have contributions from
The buoyancy force acting on the aerostat envelope is denoted by B = Vg ρa g, the weight of
atmospheric air displaced. The buoyancy force in earth-fixed axes system can be expressed
as [0 0 − B]T . The expressions for the buoyancy force in the body axes system is found
by multiplying the transformation matrix TEB with the components in earth-fixed axes
system as below:
0
= TB
FB E 0
(5.4)
−B
Similar to buoyancy force, the gravity force vector in the body axes system is written as
below:
0
TB
FW = E
0
(5.5)
WB
where WB is the summation of structural weight of the aerostat envelope and inflation gas
The model for aerodynamic forces and moments has been adapted from reference [15] and
is represented as below:
CX
FA = q0 S
CY
(5.6)
CZ
C
l
MA = q0 Sc̄
Cm
(5.7)
Cn
C Y = C Yβ β (5.9a)
where q0 is the dynamic pressure, the characteristic length c̄ is the aerostat envelope
[uA vA wA ]T is the difference of the aerostat envelope body axes velocity and the wind
The angle of attack and sideslip angle are then defined in the following manner:
−1 wA
α = tan (5.11)
uA
and
vA
β = sin−1 (5.12)
VA
The definition of apparent mass terms has been presented in section 2.3 of chapter 2.
fluid moves with the body. That portion of the fluid set in motion is referred to as the
aerodynamic apparent mass, or simply apparent mass. For formulating the apparent mass
terms for equations of motion similar results from [15] have been used. The forces and
moments from apparent mass are found by relating the fluid’s kinetic energy to resultant
159
and
Ṗb Pb
B
M AM = −I AI
b −
Q̇ S (Ω) I AI Q
b
(5.14)
Ṙb Rb
where the common convention is used that a cross-product of any vector r with components
0 −rz ry
C
r× = S (r) =
rx 0 −rx
(5.15)
−ry rx 0
Here the apparent mass and inertia matrices are written as below:
mxb 0 0 0 0 0
I AM =
0 myb 0 and I AI =
0 Iat 0
0 0 m zb 0 0 Iat
where mxb , myb , mzb are the aerodynamic apparent masses associated with accelerations
in body axes and Iat is the apparent mass moment of inertia in transverse direction which
are dependent on the aerostat envelope geometry and are already evaluated in chapter 2.
The uppermost or terminal tether segment connects the aerostat and tether through a
spring with static stiffness Ks in parallel with a damper with damping coefficient Cv . The
line force or tether tension force is written in terms of components ∆x, ∆y and ∆z of the
160
difference vector formed by subtracting the earth-fixed position of the confluence point
and the uppermost lumped mass. The stretched length of the segment becomes lts =
∆x2 + ∆y 2 + ∆z 2 and the stretch rate is l˙ts . Using the difference vector components,
p
where FT0 is the initial tether tension in the terminal segment. The tether tension in the
terminal segment may be written using the equations of spring damper system [47] as
below:
The expression for l˙ts may be obtained by differentiating the expression for lts presented
above as
1
l˙ts = (∆x∆ẋ + ∆y∆ẏ + ∆z∆ż) (5.18)
lts
point and uppermost lumped mass. The earth-fixed position and velocity of confluence
point may be written in terms of earth-fixed position of aerostat envelope center of mass
ẋ
c U
b
ẏ = T B V + T E
E B cp
c b B S (Ω) r cg (5.20)
żc Wb
where r cp
cg is the position vector from the aerostat center of mass to the confluence point.
161
The rigid body equations of motion are obtained from Newton’s second law, which states
that the summation of all external forces acting on a body is equal to the time rate
of change of the momentum of the body, and the summation of the external moments
acting on the body is equal to the time rate of change of the angular momentum. Using
Equations (5.4-5.6), (5.13), and (5.16) with the linear momentum derivative results in the
U̇b
B
((ms + mg ) E 3 + I AM )
V̇b = F A + F W + F B − T E F T
Ẇb
U
b ẇ
x
B B
− S (Ω) ((ms + mg ) E 3 + I AM ) Vb + I AM T E ẇy
(5.21)
Wb ẇz
wx
+ B S (Ω) I AM − I AM B S (Ω) T B
E wy
wz
Ṗ
b
B
r cb B cp
B
(I B + I AI )
Q̇b
= M A + S cg F B − S r cg T E F T
Ṙb
(5.22)
Pb
− B S (Ω) (I B + I AI )
Q
b
Rb
Where and I B is the aerostat envelope inertia matrix in the body axes represented by
mass to the center of buoyancy. In terms of distances with respect to nose as presented in
162
cp
chapter 3 and Figure 3.1, the vectors r cb
cg and r cg may be written as below:
XG − XB
r cb
cg =
0
(5.23)
ZB − ZG
XG − XC
r cp
cg =
0
(5.24)
ZC − ZG
The tether configuration, depicted in Figure 5.1, consists of N straight elastic segments
Since the tether mass is assumed lumped at nodes, the tether tension is constant along the
length of a segment. The location and velocity of j th node in the earth-fixed axes system
xj uj
lj =
y j
;
vj =
v j
(5.25)
zj wj
The vector l1 is the fixed location of the ground anchor point i.e. [0 0 0]T and the
vector lN is the location of uppermost lumped mass along the tether with coordinates
[xN yN zN ]T . The N th lumped mass is connected to the confluence point of the aerostat
through the N th segment. The tether tension vector in the j th segment is represented by
F Tj so that F TN = F T , the tether tension at the confluence point. Also the lumped mass
of each segment is constant as equal length segment has been considered and this mass is
obtained by dividing the total tether mass by N and represented by mt . The drag force
mass [19]. Since we have considered the lumped masses, only translational equations are
required. Balancing the forces on the j th node (Figure 5.1), the equations of motion are
163
written as:
ẍ
j u̇
j 0
ÿj = mt v̇j = −F Tj−1 + F Tj + 0
mt + Dj
(5.26)
z̈j ẇj mt g
The method to calculate F Tj has already been presented in Equation (5.16) where the
method has been applied to calculate F TN = F T . This method has to be applied for
the relevant segments for evaluation of F Tj for use in Equations (5.26) to get the tension
vectors in earth-fixed frame. For the computation of aerodynamic drag, D j , the segment
square of the normal components of relative velocity [16], which is taken to be that of
to the segment vector is computed and is taken for drag computation which is assumed to
act on j th lumped mass. The kinematic relations for the j th lumped mass are written as:
ẋj uj
ẏ = v (5.27)
j j
żj wj
Equations (5.1), (5.3), (5.21) and (5.22) are the 12 governing kinematic and dynamic
differential equations of motion for the aerostat envelope. The 12 unknown parameters
[Ub Vb Wb Pb Qb Rb Ψb Θb Φb xe ye ze ]T
The equations are dealt in matrix form itself as the same is allowed by the solver. Equa-
tions (5.26) and (5.27) are the 6 governing dynamic and kinematic equations of motion
for the j th lumped mass. Thus we have 6N differential equations of motion for the entire
tether. Also for the entire tether, we have 6N unknowns. The 6 unknown parameters for
[uj vj wj xj yj zj ]T
thereby making the system complete. The aerostat envelope is coupled with tether through
N th tether segment. These differential equations are of the form Ẋ p = f (t, X p ), where
X p is the unknown vector of dimension 6N + 12. These equations are solved using ode45
code of MATLAB R . The initial conditions are required for the solution of these equations
To demonstrate application of the proposed nonlinear dynamic model and its utility in
analyzing the aerostat and tether dynamics along with tether loads, simulations of the test
aerostat were carried out with a 1000 m length of tether. The test aerostat is having a hull
volume of 2023 m3 and a flying altitude of 1000 m. The required characteristics of the test
aerostat and the aerodynamic properties are presented in Tables 3.2, 4.1 and 4.2. Table 3.2
presents the parameters for the test aerostat which were required for static analysis in
chapter 3 whereas additional parameters required for carrying dynamic stability analysis
in chapter 4 are presented in Tables 4.1 and 4.2. As outlined earlier in the present chapter,
additional parameters required for the test aerostat for carrying out nonlinear dynamic
analysis include the tether spring-mass-damper parameter, total buoyancy force and a
required for the nonlinear analysis are presented in Table 5.1. Here the tether is divided
into 10 segments or lumped masses. The temperature condition for the analysis is taken as
ISA+15 deg, similar to all other analysis. The method to estimate all the input parameters
The analysis has been carried out for three different types of simulated wind which varies
wind gusts have also been superimposed to a steady wind to get the gust response of the
test aerostat. The maximum wind speed considered in all these six simulations is 20 m/s,
which is generally the upper limit of operation of such class of aerostat. Simulations 1
and 2 are intended to predict aerostat envelope response to the winds which are varying
in magnitude from zero to 10 m/s and 20 m/s in a single step and two steps respectively
and also for comparison with with equilibrium analysis. In simulation 3, the wind speed
as well as direction changes to simulate the more practical wind. Simulations 4, 5 and 6
are intended to simulate the wind gust along the horizontal, vertical and side direction
along with the constant horizontal wind. In all the simulations, the aerostat is initially
directly above the anchor point with no wind and hence the tether vertical. Orientation
of the aerostat is initially facing in the opposite direction of ie , with Ψb being π. The
initial position of confluence point is at 1000 m height from the ground anchor point. The
initial earth-fixed position of center of mass of aerostat envelope can be estimated using
Equation (5.19) which comes out to be (7 m, 0 m, -1009.1 m). The simulation has been
carried out for 350 s time interval for all the cases since the outputs are stabilized during
Wind condition for this simulation are such that the wind is increased from 0 to 10 m/s
over a 10 s interval, with a direction of 0 deg. The wind speed remains at the constant value
of 10 m/s after that with same direction. This wind condition is depicted in Figure 5.2.
The variation of body frame linear velocity components, body frame angular velocity
components, Euler angles, earth-fixed position of aerostat envelope center of mass and
tether tension at the confluence point for this simulation are presented in Figures 5.3
to 5.7 respectively.
The forward velocity component decreases from 0 to – 4.1 m/s in the initial time
interval of 26 s, again reaches to 0 at 64 s and then with small overshoot, stabilizes at 130
s to its initial value as observed in Figure 5.3. The vertical velocity varies in the initial
166
time interval of 100s and the maximum vertical velocity is about 0.32 m/s. It is seen in
Figures 5.3, 5.4, 5.5 and 5.6 that the lateral components of linear velocity, angular velocity,
Euler angle as well as earth-fixed position of aerostat envelope mass center remain zero in
the time interval as expected because wind has been applied only in longitudinal direction.
The pitch rate varies in the initial time interval of 76 s and stabilizes after that as depicted
in Figure 5.4. The maximum pitch rate was also observed to be 0.36 deg/s at a time of
16 s. The pitch angle varies in the initial time interval of 125 s and stabilizes after that
at a value of 2.1 deg as seen in Figure 5.5. The mass center of aerostat envelope moves to
a maximum distance of 150.7 m at 63.3 s in the horizontal direction and around the same
time the mass center of aerostat envelope comes down to a height of 996.6 m as observed
in Figure 5.6. It is also observed in Figure 5.6 that the mass center stabilizes at 133m
The tether tension force variation in the terminal tether segment i.e. at the confluence
point is shown in Figure 5.7. Initially, the tension force oscillates in the first 150 s, with
a peak value of approximately 7716 N. As the magnitude of wind remains constant, the
25
20
15
Horizontal Wind (m/s)
10
−5
−10
0 50 100 150 200 250 300 350
time(s)
5
Ub(m/s)
−5
0 50 100 150 200 250 300 350
t(s)
5
Vb(m/s)
−5
0 50 100 150 200 250 300 350
t(s)
0.5
Wb(m/s)
−0.5
0 50 100 150 200 250 300 350
t(s)
Figure 5.3: Body frame linear velocity components variation for simulation 1
5
Pb(deg/s)
−5
0 50 100 150 200 250 300 350
t(s)
0.5
Qb(deg/s)
−0.5
0 50 100 150 200 250 300 350
t(s)
5
Rb(deg/s)
−5
0 50 100 150 200 250 300 350
t(s)
Figure 5.4: Body frame angular velocity components variation for simulation 1
168
Φb(deg)
0
−5
0 50 100 150 200 250 300 350
t(s)
5
Θb(deg)
−5
0 50 100 150 200 250 300 350
t(s)
185
Ψb(deg)
180
175
0 50 100 150 200 250 300 350
t(s)
200
xe(m)
100
0
0 50 100 150 200 250 300 350
t(s)
200
ye(m)
−200
0 50 100 150 200 250 300 350
t(s)
−990
ze(m)
−1000
−1010
0 50 100 150 200 250 300 350
t(s)
7800
7700
7600
7500
FT(N)
7400
7300
7200
7100
7000
0 50 100 150 200 250 300 350
t(s)
Wind condition for this simulation are such that the wind is increased from 0 to 10 m/s
over a 10 s interval, with a direction of 0 deg. The wind speed remains at the constant
value of 10 m/s till 170 s in the same direction. During the period between 170 s and
180 s, the wind speed increases from 10 m/s to 20 m/s in the same direction. This wind
condition is depicted in Figure 5.8. The variation of wind speed from 10 m/s to 20 m/s in
the time interval 170 s to 180 s is considered because by this time all the parameters of the
test aerostat gets stabilized and the effect of variation of stepped wind can be captured
effectively. The variation of body frame linear velocity components, body frame angular
velocity components, Euler angles, earth-fixed position of aerostat envelope center of mass
and tether tension at the confluence point for this simulation are presented in Figures 5.9
to 5.13 respectively. It is observed that till 170 s time the variation in parameters of test
aerostat with time is exactly same as simulation 1 since the wind is taken same till that
time interval hence the variation after 170 s time has been discussed.
The forward velocity component dips to a minimum value of - 6.7 m/s at the time 192
170
s and then stabilizes to its initial value i.e. 0 after 276 s as observed in Figure 5.9. The
vertical velocity varies till about 250 s and the maximum vertical velocity is about 1.4 m/s
at about 183 s. It is again observed in Figures 5.9, 5.10, 5.11 and 5.12 that the lateral
components of linear velocity, angular velocity, Euler angle as well as earth-fixed position
of aerostat envelope center of mass remain zero in the time interval as expected because
wind has been applied only in longitudinal direction. The pitch rate varies in the time
interval between 170 and 230 s and stabilizes after that as depicted in Figure 5.10. The
magnitude of maximum pitch rate was observed to be 0.62 deg/s at a time of 175 s. The
pitch angle dips to -1.5 deg at 183 s and stabilizes after 283 s at a value of 3.7 deg as seen
in Figure 5.11. The center of mass of aerostat envelope moves gradually to a maximum
distance of 316 m in the horizontal direction and the center of mass of aerostat envelope
25
20
15
Horizontal Wind (m/s)
10
−5
−10
0 50 100 150 200 250 300 350
time(s)
Ub(m/s) 10
−10
0 50 100 150 200 250 300 350
t(s)
5
Vb(m/s)
−5
0 50 100 150 200 250 300 350
t(s)
2
Wb(m/s)
−2
0 50 100 150 200 250 300 350
t(s)
Figure 5.9: Body frame linear velocity components variation for simulation 2
5
Pb(deg/s)
−5
0 50 100 150 200 250 300 350
t(s)
1
Qb(deg/s)
−1
0 50 100 150 200 250 300 350
t(s)
5
Rb(deg/s)
−5
0 50 100 150 200 250 300 350
t(s)
Figure 5.10: Body frame angular velocity components variation for simulation 2
172
Φb(deg)
0
−5
0 50 100 150 200 250 300 350
t(s)
5
Θb(deg)
−5
0 50 100 150 200 250 300 350
t(s)
180
Ψb(deg)
180
180
0 50 100 150 200 250 300 350
t(s)
400
xe(m)
200
0
0 50 100 150 200 250 300 350
t(s)
500
ye(m)
−500
0 50 100 150 200 250 300 350
t(s)
−900
ze(m)
−1000
−1100
0 50 100 150 200 250 300 350
t(s)
11000
10500
10000
9500
FT(N)
9000
8500
8000
7500
7000
0 50 100 150 200 250 300 350
t(s)
The tether tension force variation at the confluence point is shown in Figure 5.13. The
tether tension force oscillates between 170 s and 264 s with a peak value of approximately
10830 N. As the magnitude of wind remains constant, the tension approaches a steady-
The wind variation for this simulation is similar to as presented in reference [15]. Wind
conditions are such that the wind is increased from 0 to 10 m/s over a 10 s interval, with
a direction of 15 deg. The wind speed remains at the constant value of 10 m/s till 170 s
in the same direction. During the period between 170 s and 180 s, the wind rotates to -15
deg while also increasing to 20 m/s. The wind after 180 s remains same in magnitude and
direction. This wind condition is depicted in Figure 5.14. The variation of body frame
linear velocity components, body frame angular velocity components, Euler angles, earth-
fixed position of aerostat envelope center of mass and tether tension at the confluence
174
point for this simulation are presented in Figures 5.15 to 5.19 respectively.
The forward, side and vertical velocity are shown in Figure 5.15. The forward velocity
component dips to a minimum value of - 7 m/s at the time 192 s and then stabilizes to its
initial value i.e. 0. The maximum side velocity observed in is 4 m/s at 200s. As opposed
because of presence of inclined wind in horizontal plane. The maximum vertical velocity
is about 1.5 m/s at about 183 s. All the velocity components approaches zero as the
wind conditions remain at constant values. The roll, pitch and yaw rates are presented in
Figure 5.16. The magnitude of maximum roll rate, pitch rate and yaw rate are 1.7 deg/s,
0.84 deg/s and 3.7 deg/s at time 181 s, 175 s and 175 s respectively.
Aerostat roll, pitch and yaw angles are shown in Figure 5.17. The roll angle changes
only in the interval where the wind direction changes. The magnitude of maximum roll
angle is about 2.6 deg at 183 s. Similarly, pitching dynamics of the aerostat are most
significant after wind changes. In response to increasing winds and increasing tether
drag, the steady-state pitch angle increases to maintain equilibrium. As earlier noted, the
aerostat has an initial yaw angle of 180 deg. It varies during the first 100 s and appears
to be reaching a steady-state value of 195 deg until the change in the wind conditions at
170 s. A variation in yaw angle response is noted again before a steady-state value of 165
The displacement response of the aerostat due to the specified wind parameters is
shown in Figure 5.18. The altitude of the aerostat decreases from an initial height of
1009.1 m to approximately 999 m over the first 170 s of the simulation, while the aerostat
944 m, and the horizontal displacement reaches a final value of 325 m as the wind increases.
The tether tension force variation at the confluence point is shown in Figure 5.19.
Initially, the tension force oscillates in the first 100 s with a peak value of approximately
7719 N. As the magnitude of wind remains constant, the tension approaches a steady-state
value of 7522 N. Once the wind changes direction, an oscillatory response is seen between
170 and 250 s, and the tension force peaks at a value of 10930 N. As the simulation
progresses and the wind conditions again remain constant, a steady-state value of 10400
10
−10
0 50 100 150 200 250 300 350
time(s)
20
Wind Direction (deg)
10
−10
−20
0 50 100 150 200 250 300 350
time(s)
10
Ub(m/s)
−10
0 50 100 150 200 250 300 350
t(s)
5
Vb(m/s)
−5
0 50 100 150 200 250 300 350
t(s)
2
Wb(m/s)
−2
0 50 100 150 200 250 300 350
t(s)
Figure 5.15: Body frame linear velocity components variation for simulation 3
176
Pb(deg/s)
0
−5
0 50 100 150 200 250 300 350
t(s)
1
Qb(deg/s)
−1
0 50 100 150 200 250 300 350
t(s)
5
Rb(deg/s)
−5
0 50 100 150 200 250 300 350
t(s)
Figure 5.16: Body frame angular velocity components variation for simulation 3
5
Φb(deg)
−5
0 50 100 150 200 250 300 350
t(s)
5
Θb(deg)
−5
0 50 100 150 200 250 300 350
t(s)
200
Ψb(deg)
180
160
0 50 100 150 200 250 300 350
t(s)
xe(m) 400
200
0
0 50 100 150 200 250 300 350
t(s)
500
ye(m)
−500
0 50 100 150 200 250 300 350
t(s)
−900
ze(m)
−1000
−1100
0 50 100 150 200 250 300 350
t(s)
11000
10500
10000
9500
FT(N)
9000
8500
8000
7500
7000
0 50 100 150 200 250 300 350
t(s)
An investigation of the effects from wind gusts on the aerostat is shown using multiple
simulations of the nonlinear model under different conditions. Wind condition for this
simulation are such that the wind is increased from 0 to 10 m/s over a 10 s interval, with a
direction of 0 deg. The wind speed remains at the constant value of 10 m/s after that with
same direction till 170 s. During 170 s to 220 s, horizontal wind gusts were superimposed
to the horizontal wind. Wind gusts were simulated by a Tg = 50 s ‘1-cosine’ gust in addition
Um 2π
Ug = 1 − cos t (5.28)
2 Tg
Four cases were simulated with gusts of maximum magnitude Um = 2.5, 5.0, 7.5, and 10
m/s, respectively, after which the wind speed remained constant at its previous value of
The forward and vertical velocities of aerostat are shown in Figure 5.21. It is observed
that with increasing gust magnitude, the magnitude of both forward and vertical speed
increases. Figure 5.22 shows the pitch rate and pitch angle. The steady state pitch angle
before the gust was 2.1 deg with a maximum pitch achieved for each just after the gust
ends. The maximum value of 5.7 deg is noted in the 10 m/s case at t=220 s. The 2.5,
5.0, and 7.5 m/s gust simulations produce maximum pitch angles of 2.9, 3.8, and 4.8 deg
at around 220 s. The maximum pitch rate was 0.4 deg/s and was also observed for the 10
m/s gust.
The altitude and horizontal displacement of the aerostat are shown in Figure 5.23. For
each simulation, the horizontal displacement reaches a maximum value at t=216 s, with
gust. The altitude decreases as the wind gusts increase, and the minimum value recorded
for the 10 m/s gust is about 970 m. Both the horizontal displacement and altitude converge
on a steady-state value as the wind speed drops back to a constant value of 10 m/s.
179
25
20
15
Horizontal Wind (m/s)
10
0
Um=2.5 m/s
Um=5.0 m/s
−5 Um=7.5 m/s
Um=10.0 m/s
−10
0 50 100 150 200 250 300 350
time(s)
0
Ub(m/s)
Um=2.5 m/s
−5 Um=5.0 m/s
Um=7.5 m/s
Um=10.0 m/s
−10
0 50 100 150 200 250 300 350
t(s)
1.5
1
Wb(m/s)
0.5
−0.5
0 50 100 150 200 250 300 350
t(s)
Figure 5.21: Aerostat forward and vertical speed variation for simulation 4
180
0.6
Um=2.5 m/s
Um=5.0 m/s
0.4 Um=7.5 m/s
Qb(deg/s)
Um=10.0 m/s
0.2
−0.2
−0.4
0 50 100 150 200 250 300 350
t(s)
4
Θb(deg)
−2
0 50 100 150 200 250 300 350
t(s)
Figure 5.22: Aerostat pitch rate and pitch angle variation for simulation 4
300
Um=2.5 m/s
Um=5.0 m/s
Um=7.5 m/s
100
0
0 50 100 150 200 250 300 350
t(s)
−960
−970
−980
ze(m)
−990
−1000
−1010
0 50 100 150 200 250 300 350
t(s)
Figure 5.23: Aerostat horizontal and vertical displacement variation for simulation 4
181
9500
Um=2.5 m/s
Um=5.0 m/s
Um=7.5 m/s
9000 Um=10.0 m/s
8500
FT(N)
8000
7500
7000
0 50 100 150 200 250 300 350
t(s)
The tension at the confluence point for each gust is shown in Figure 5.24. In all cases
the maximum tension occurs as the gust reaches around its largest value, after which the
tension decrease dramatically as the aerostat surges forward after the gust is over. Tether
tension at the aerostat is highly dependent on the gust magnitude, with the maximum
tension of 9103 N appearing in the case of the 10 m/s gust at a time of 197 s, which is
around the peak of the wind gust. All four cases eventually converge on a tension of 7523
Wind condition for this simulation are such that the wind is increased from 0 to 10 m/s
over a 10 s interval, with a direction of 0 deg. The wind speed remains at the constant
value of 10 m/s after that with same direction till 170 s. During 170 s to 220 s, vertically
upward wind gusts were superimposed to the horizontal wind with Tg =50 s and Um =2.5,
5.0, 7.5, and 10 m/s, respectively in Equation (5.28), after which the wind speed remained
The forward and vertical velocities of aerostat are shown in Figure 5.26. It is observed
that with increasing gust magnitude, the magnitude of both forward and vertical speed
increases but the forward velocity is strongly dependent. For the 10 m/s gust the maximum
forward speed is observed to be 14.2 m/s at 198 s. Figure 5.27 shows the pitch rate and
pitch angle. The minimum pitch angle is observed to be around -16.7 deg at 203 s. The
aerostat pitches down so much because vertically upward gust increases the tether tension
very much and the aerostat is held at the confluence point resulting in pitching down
action. The 2.5, 5.0, and 7.5 m/s gust simulations produce minimum pitch angles of -11.8,
-7.2 and -2.6 deg at around 200 s. The maximum pitch rate was 1.7 deg/s at 213 s and
The altitude and horizontal displacement of the aerostat are shown in Figure 5.28. It
is observed that due to vertical gust of 7.5 m/s and 10 m/s, the aerostat comes ahead
of the launch point. The maximum distance it comes ahead of launch point is for 10
m/s gust is about 147 m at 214 s. The altitude variation due to the gust also becomes
typical as for all other gust except 2.5 m/s, the aerostat envelope crosses its initial height.
The maximum height of the aerostat is obtained as 1020 m for 10 m/s gust. Both the
horizontal displacement and altitude converge on a steady-state value as the wind speed
The tension at the confluence point for each gust is shown in Figure 5.29. In all cases
the maximum tension occurs as the gust reaches around its largest value, after which the
tension decrease dramatically. Tether tension at the aerostat is strongly dependent on the
gust magnitude, with the maximum tension of 21790 N appearing in the case of the 10
m/s gust at a time of 195 s, which is around the peak of the wind gust. All four cases
eventually converge on a tension of 7523 N as the winds once again become constant after
their gusts.
183
15
Horizontal Wind(m/s)
10
−5
−10
0 50 100 150 200 250 300 350
time(s)
15
Um=2.5 m/s
Vertical Wind(m/s)
10 Um=5.0 m/s
Um=7.5 m/s
5 Um=10.0 m/s
−5
−10
0 50 100 150 200 250 300 350
time(s)
15
Um=2.5 m/s
10 Um=5.0 m/s
Um=7.5 m/s
Ub(m/s)
Um=10.0 m/s
5
−5
−10
0 50 100 150 200 250 300 350
t(s)
0
Wb(m/s)
−1
−2
−3
−4
0 50 100 150 200 250 300 350
t(s)
Figure 5.26: Aerostat forward and vertical speed variation for simulation 5
184
Qb(deg/s) 1
−1
−2
0 50 100 150 200 250 300 350
t(s)
0
Θb(deg)
−5
−20
0 50 100 150 200 250 300 350
t(s)
Figure 5.27: Aerostat pitch rate and pitch angle variation for simulation 5
200
100
xe(m)
0
Um=2.5 m/s
Um=5.0 m/s
−100 Um=7.5 m/s
Um=10.0 m/s
−200
0 50 100 150 200 250 300 350
t(s)
−980
−990
ze(m)
−1000
−1010
−1020
0 50 100 150 200 250 300 350
t(s)
Figure 5.28: Aerostat horizontal and vertical displacement variation for simulation 5
185
4
x 10
2.2
Um=2.5 m/s
Um=5.0 m/s
2
Um=7.5 m/s
Um=10.0 m/s
1.8
1.6
FT(N)
1.4
1.2
0.8
0.6
0 50 100 150 200 250 300 350
t(s)
Wind conditions for this simulation are such that the wind is increased from 0 to 10 m/s
over a 10 s interval, with a direction of 0 deg. The wind speed remains at the constant
value of 10 m/s after that with same direction till 170 s. During 170 s to 220 s, side wind
gusts were superimposed to the horizontal wind with Tg =50 s and Um =2.5, 5.0, 7.5, and
10 m/s, respectively in Equation (5.28), after which the wind speed remained constant at
The forward and side velocities of aerostat are shown in Figure 5.31. It is observed
that with increasing gust magnitude, the magnitude of both forward and vertical speed
increases. For the 10 m/s gust the minimum side speed is observed to be -5.3 m/s at 195
s. Figure 5.32 shows the pitch rate and yaw rate. Both these rates increase with increase
in wind gust. The variation of roll angle and yaw angle is plotted in Figure 5.33. The
minimum roll angle is observed to be -1.9 deg at 216 s and the maximum yaw angle is
The altitude and side displacement of the aerostat are shown in Figure 5.34. It is
186
observed that side position increases due to increase in gust magnitude. The maximum
side position for all the cases occur at around t=211 s. The maximum magnitude of side
position for 2.5, 5.0, 7.5 and 10 m/s gusts are 32 m, 64 m, 96 m and 129 m respectively.
The altitude decreases as the wind gusts increase, and the minimum value recorded for
the 10 m/s gust is about 990 m. Both the side displacement and altitude converge on a
steady-state value as the wind speed drops back to a constant value of 10 m/s.
The tension at the confluence point for each gust is shown in Figure 5.35. In all cases
the maximum tension occurs as the gust reaches around its largest value, after which the
tension decreases dramatically. Tether tension at the aerostat is highly dependent on the
gust magnitude, with the maximum tension of 8079 N appearing in the case of the 10
m/s gust at a time of 199 s, which is around the peak of the wind gust. All four cases
eventually converge on a tension of 7523 N as the winds once again become constant after
their gusts.
15
Horizontal Wind(m/s)
10
−5
−10
0 50 100 150 200 250 300 350
time(s)
15
Um=2.5 m/s
10
Side Wind(m/s)
Um=5.0 m/s
Um=7.5 m/s
5 Um=10.0 m/s
−5
−10
0 50 100 150 200 250 300 350
time(s)
2
Ub(m/s)
−2
−4
−6
0 50 100 150 200 250 300 350
t(s)
0
Vb(m/s)
Um=2.5 m/s
−5 Um=5.0 m/s
Um=7.5 m/s
Um=10.0 m/s
−10
0 50 100 150 200 250 300 350
t(s)
Figure 5.31: Aerostat forward and side speed variation for simulation 6
0.6
0.4
Qb(deg/s)
0.2
−0.2
−0.4
0 50 100 150 200 250 300 350
t(s)
1
Rb(deg/s)
0
Um=2.5 m/s
Um=5.0 m/s
−1 Um=7.5 m/s
Um=10.0 m/s
−2
0 50 100 150 200 250 300 350
t(s)
Figure 5.32: Aerostat pitch rate and yaw rate variation for simulation 6
188
Φb(deg) 1
−1
−2
0 50 100 150 200 250 300 350
t(s)
210
Um=2.5 m/s
Um=10.0 m/s
190
180
170
160
0 50 100 150 200 250 300 350
t(s)
Figure 5.33: Aerostat roll angle and yaw angle variation for simulation 6
150
Um=2.5 m/s
Um=5.0 m/s
100 Um=7.5 m/s
Um=10.0 m/s
ye(m)
50
−50
0 50 100 150 200 250 300 350
t(s)
−990
−995
ze(m)
−1000
−1005
−1010
0 50 100 150 200 250 300 350
t(s)
Figure 5.34: Aerostat side and vertical position variation for simulation 6
189
8200
Um=2.5 m/s
Um=5.0 m/s
Um=7.5 m/s
8000
Um=10.0 m/s
7800
FT(N)
7600
7400
7200
7000
0 50 100 150 200 250 300 350
t(s)
perimental Data
The nonlinear model of tethered aerostat developed in this chapter has been compared
with the available limited flight trial data. The experimental flight data was available for
the test aerostat with a different operating and flight configuration than that mentioned in
Tables 3.2 and 5.1. The flight data was available for the temperature condition ISA+12 deg
and hence air density and total buoyancy force will be affected because the values presented
in these tables correspond to ISA+15 deg. The total mass as well as center of mass location
and confluence point location for the test aerostat envelope for the experimental flight are
The flight data is available in terms of wind speed, pitch angle and tether tension.
The wind speed was recorded using wind speed sensor mounted above the top fin to get
undisturbed wind. The pitch angle was recorded using an attitude sensor mounted on the
belly of the aerostat. Zero error correction is required for pitch angle due to its initial
inclination with respect to the body X-axis of the aerostat envelope. The tether tension
190
Table 5.2: The operating conditions and flight configuration for flight data of test aerostat
Parameter Value
Air density, ρa 1.0662 kg/m3
Total buoyancy, B 22038 N
Combined envelope mass, mb 1372.6 kg
Axial distance of CP from nose, XC 10.2 m
Axial distance of CM from nose, XG 18.39 m
Vertical distance of CM from nose, ZG 1.79 m
was recorded using a load cell properly mounted at the confluence point. The accuracy
of load cell measurement also depends upon the accuracy of mounting load cell at the
confluence point. The flight data was collected and recorded continuously in real time at
The available data for wind speed variation in x-direction for the time 150 s has been
plotted in Figure 5.36. The wind speed recorded at time t=0 is 3.4 m/s. The wind speed
varies with time as shown, sometimes going up and at other times coming down. The
highest increase in wind speed is observed between t=120 s and t=121 s where the wind
speed changes from 3.4 m/s to 4.6 m/s during 1 s interval. Similarly the highest decrease
in wind speed is observed between t=129 s and t=130 s where the wind speed changes
from 4.6 m/s to 3.4 m/s during 1 s interval. The wind speed at the time t=150 s is 4.6
m/s.
The initial conditions for body fixed linear and angular velocity components are taken
to be zero. Initial yaw angle is taken to be π as previously and initial pitch angle is taken
same as the recorded pitch angle at t=0. The initial roll angle is taken to be zero. The
wind speed in horizontal direction as shown in Figure 5.36 is applied to the nonlinear
dynamic model of the tethered aerostat and the simulation was carried out for 150 s. The
wind speed is available only at 150 data points and the intermediate values are derived
The variation of computed and measured pitch angle with time has been presented in
Figure 5.37. It is observed that the computed and measured pitch angles are in agreement
to some extent, at least regarding the overall range and for many small time intervals
along the 150 s duration. The RMS pitch angle error during this 150 s interval comes out
to be 3.60%. It is also observed that increasing the wind speed increases the pitch angle
of the aerostat envelope for both the computed and measured values. This is particularly
observed at t=67 s, t=120 s and t=138 s. The same trend was also predicted during
191
observed at t=120 s where the wind speed change was highest as discussed previously. Due
to sudden change in wind speed, a substantial peak is observed in the available data, which
is also captured by the nonlinear dynamic model as indicated in Figure 5.37, indicating
The variation of computed and measured tether tension with time has been presented
in Figure 5.38. It is observed that the computed and measured tether tensions are in
agreement only for some small time intervals along the 150 s duration. The RMS tether
tension error during this 150 s interval comes out to be 3.56%. The trend of some tether
tension peaks such as that at t=128 s are also observed to be similar. But it is also
observed that despite some agreements, the large variation in measured tether tension is
not accurately predicted by the computed model. Few possible reasons for this may be
limitation of lumped mass model for tether tension prediction, presence of noise in the
recorded tether tension data and improper positioning of load cell at the confluence point.
5
Wind speed(m/s)
0
0 50 100 150
t(s)
−4
Computed
Measured
−5
−6
Pitch angle(deg)
−7
−8
−9
−10
0 50 100 150
t(s)
10000
Computed
Measured
9500
Tether Tension at CP(N)
9000
8500
8000
7500
7000
0 50 100 150
t(s)
perimental Data
The equilibrium analysis gives a quick estimation of trim angle for a given wind speed
and other aerostat parameters as discussed in detail in chapter 3. To compare the pitch
angle estimated by equilibrium analysis with the actual flight pitch angle, it is required
to generate flight data for long duration at constant wind speed so that any transient
behavior can be ruled out. The available wind data for 150 s duration does not correspond
to constant wind speed for long duration as the wind speed changes every now and then
as seen in Figure 5.36. So this data is not very suitable for comparison with equilibrium
analysis. However to get a first hand picture, this wind is taken for comparison with
equilibrium analysis results. To just see the closeness of equilibrium pitch angle, the
theoretical pitch angle is evaluated corresponding to the minimum and maximum wind
speed in the 150 s duration. The minimum wind speed is 2.5 m/s whereas the maximum
wind speed is 4.6 m/s. Corresponding to these range of wind speed, the theoretical
equilibrium pitch angle range is -8.5 deg to -7.3 deg whereas the measured pitch angle
range in the same duration is -8.0 deg to -6.1 deg. This demonstrates that equilibrium
analysis also predicts close values for pitch angle even for variable wind conditions if wind
Analysis
The equilibrium analysis carried out in chapter 3 considered a uniform horizontal wind
acting on the aerostat envelope continuously. Under this condition, trim angle of attack
was estimated for the range of wind speed. In the present chapter a nonlinear aerostat
model has been developed which can generate response corresponding to a time dependent
wind. Hence a comparison between these two methods can only be done for the response of
angle of attack corresponding to a horizontal wind, which after initial variation becomes
constant with time for long duration. Such winds have been presented in Figures 5.2
and 5.8 for simulation 1 and 2 respectively as described in section 5.7 for the test aerostat.
After initial variation, the horizontal wind stabilizes at 10 m/s for simulation 1 and at 20
194
m/s for simulation 2. The pitch angle response for simulations 1 and 2 have been presented
in Figures 5.5 and 5.11 respectively where the pitch angle of the test aerostat is about 0
deg for zero wind speed. It can be observed in these figures that the stabilized pitch angles
corresponding to stabilized 10 m/s and 20 m/s horizontal wind are 2.094 deg and 3.705
deg whereas the trim angle corresponding 10 m/s and 20 m/s uniform horizontal wind
speed comes out to be 2.095 deg and 3.708 deg in Figure 3.6 using equilibrium analysis
approach. The exact matching of pitch angles estimated using nonlinear analysis and
equilibrium analysis for stabilized winds demonstrate that these two approaches are in
agreement.
A nonlinear dynamic analysis model has been developed for tethered aerostat in this
chapter. The equations of motion for tethered aerostat contain the buoyancy, tether
tension and apparent mass and inertia terms in addition to gravity and aerodynamic terms
as for conventional aircraft. The force and moment equations are kept in matrix form itself
for direct application for solving these equations. The equations of motion for the aerostat
envelope are written in body components similar to a conventional aircraft. The tether
has been modeled using lumped mass approach where the tether is divided into segments
and the mass of the segment is assumed lumped at the lower node. The aerostat envelope
is coupled with the tether through the terminal segment. The analysis model has been
applied to the test aerostat for six cases of simulated winds including gusts. The results
are presented for body frame linear velocity components, angular velocity components
and Euler angles, earth-fixed position of aerostat envelope, and tether tension at the
confluence point. Finally the nonlinear analysis results and equilibrium analysis results are
compared with the available experimental flight data. A comparison of nonlinear analysis
and equilibrium analysis has also been done for stabilized wind speed. The comparison
results demonstrate that the nonlinear model and equilibrium model are in agreement and
that the nonlinear model can be applied to an aerostat to generate practical results.
Chapter 6
Concluding Remarks
The objective of the present research was to investigate the static and dynamic analysis
of an airborne tethered aerostat, which was carried out during its design and development
phase. At the same time the objective was also to estimate all the input parameters
required for carrying out the static and dynamic analysis of the aerostat. During the
1. The modern tool of solid modeling of the aerostat envelope has been used to gener-
ate geometric, mass and inertia properties required for static and dynamic analysis.
Since the majority of ‘hull only’ properties can be estimated analytically, a compar-
ative study has also been carried out between analytical method and solid modeling
method for ‘hull only’ properties to gain confidence before applying the solid model-
ing tool for the entire aerostat envelope. The comparison indicates that the results
2. The lift, drag and moment coefficients of the aerostat envelope have been extensively
tational fluid dynamics and wind tunnel testing. The agreement of aerodynamic
coefficients for these three methods is very good within angle of attack range from -5
deg to +5 deg. Beyond this range, the difference, in general, increases with increase
fluid dynamics and wind tunnel testing approach beyond a certain angle of attack
whereas no flow separation is observed in semi empirical method. The semi empirical
195
196
method is based on the relations where boundary layer effects have not been taken
into account and hence it is not expected also to predict flow separation. It is also
observed that the trend of variation of the coefficients with angle of attack remains
same in all the three methods i.e. lift coefficients increases with increase in angle of
attack, the drag coefficient first decreases and then increases with increase in angle of
attack thereby forming a drag polar and the pitching moment coefficient about nose
decreases with increase in angle of attack. Also the lift and moment coefficients can
by a quadratic curve.
3. Equilibrium studies of the aerostat have been proposed to estimate tether tension,
trim angle of attack and equilibrium cable shapes under uniform horizontal wind
speeds. The criterion for static stability is also proposed and sensitivity studies
have been carried out for possible effect on trim angle of attack and static stability.
Approximations have been proposed for estimating cable shape to account for air
density and uniform wind speed variation along the vertical direction. It is observed
that in general the tether tension increases with increase in wind speed. The trim
angle of attack increases with both horizontal wind speed and temperature. By
applying the static stability criteria, it is observed that the test aerostat is statically
stable in the entire operating wind speed and the slope of the total pitching moment
coefficient about center of gravity increases with increase in wind speed and assumes
asymptotic value close to zero at higher wind speeds. The sensitivity analysis results
suggest that the trim angle of attack is sensitive to the changes in aerostat parameters
but the the slope of total moment coefficient about center of gravity does not appear
sensitive. The approximations developed for equilibrium cable shape analysis suggest
4. Dynamic stability analysis approach for tethered aerostat has been proposed which
can also be applied for the situation where the density and uniform wind speed varies
along the vertical direction using the approximations for equilibrium cable shape.
The results for the test aerostat indicate that test aerostat is dynamically stable for
the range of wind speed. The initial disturbance response has also been examined for
the test aerostat where it is observed that lateral motion variables die out relatively
197
damping in lateral directions. The analysis results for initial disturbances may also
be very useful in selecting the proper aerostat envelope parameters during design for
5. Nonlinear dynamic analysis model for tethered aerostat has been proposed using the
lumped mass approach. The linear model is useful for carrying out the dynamic
stability analysis of tethered aerostat system but the fact remains that the dynamic
stability model is limited to small perturbations and 3-degrees of freedom. The effect
of aerodynamic non-linearity, detailed motions and peak tether tensions under the
are changing in magnitude as well as direction including gusts, have been applied to
6. The available experimentally measured aerostat responses have been compared with
the computed response for same input wind conditions and the comparison shows
agreement to some extent between the results. However the available tether tension
peaks from the experiment are not predicted by the current nonlinear model. The
available measured angles of attack are also compared with the results of equilibrium
The present work provides an efficient tool for investigating the static and dynamic analysis
of an airborne tethered aerostat along with generating all the required inputs for carrying
out the analysis. The present work has a lot of scope for future research in different
1. The dynamic derivatives for the present analysis have been estimated using simpli-
fied assumptions neglecting the hull contributions. The estimation of these dynamic
imental method using a test rig in a wind tunnel may be taken up as a potential
future task.
2. The full ballonet volume for the test aerostat envelope is about 17% of hull volume
198
which may even be higher for a larger size aerostat. When the aerostat operates at
the designed height, the height component of the ballonet is empty and the ballonet
remains partially filled which may have oscillatory motion. The effects of these
oscillatory motions have been assumed negligible in the present dynamic analysis
and the same model. The effect of these oscillatory motions may be examined as a
3. The tether has been modeled as flexible and inextensible cable in linear dynamic
model for stability analysis and as lumped masses in non linear analysis. However, a
more realistic model may be beam elements with large deformation. The same may
4. The aerostat envelope has been assumed rigid in the present analysis and hence rigid
body equations of motion have been applied for modeling the same. The aerostat
and particularly fins have got tendency to become flexible with large deformations
as observed during high winds. The present analyses have got limitations here as
aero-elastic effects have not been taken into account. Hence considering aero-elastic
6. The present research work may be extended to include the effect of releasing and
retrieving of the tether coupled with the wind. This becomes particularly impor-
tant for predicting the performance during the launch and recovery of the tethered
aerostats.
7. The aerostat envelope maintains its rigidity completely due to internal pressure and
the value of minimum internal differential pressure at which the aerostat shape tends
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PUBLICATIONS
Journal Publication
3. Kumar, R., Srivastava, S., Gupta, B., Kumar, A., and Ghosh, A.K., “Paramet-
ric Trend Study during the Stability Analysis of a Tethered Aerostat,”Journal of
Aerospace Sciences and Technologies, AeSI, India, Vol. 63, No. 2, May, 2011.
Conference/Symposium
5. A Kumar, P Gupta, A Sharma and S Gupta, “Design and Testing of a Medium Size
Aerostat Balloon,”Symposium on Applied aerodynamics and Design of Aerospace
Vehicle (SAROD 2011), Nov 16-18, 2011, Bangalore, India.