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Psychological Review

1977, Vol. 84, No. 2, 191-215

Self-efficacy: Toward a Unifying Theory of Behavioral Change


Albert Bandura
Stanford University

The present article presents an integrative theoretical framework to explain


and to predict psychological changes achieved by different modes of treatment.
This theory states that psychological procedures, whatever their form, alter the
level and strength of self-efficacy. It is hypothesized that expectations of per-
sonal efficacy determine whether coping behavior will be initiated, how much
effort will be expended, and how long it will be sustained in the face of ob-
stacles and aversive experiences. Persistence in activities that are subjectively
threatening but in fact relatively safe produces, through experiences of mastery,
further enhancement of self-efficacy and corresponding reductions in defensive
behavior. In the proposed model, expectations of personal efficacy are derived
from four principal sources of information: performance accomplishments,
vicarious experience, verbal persuasion, and physiological states. The more de-
pendable the experiential sources, the greater are the changes in perceived self-
efficacy. A number of factors are identified as influencing the cognitive processing
of efficacy information arising from enactive, vicarious, exhortative, and emotive
sources. The differential power of diverse therapeutic procedures is analyzed in
terms of the postulated cognitive mechanism of operation. Findings are reported
from microanalyses of enactive, vicarious, and emotive modes of treatment that
support the hypothesized relationship between perceived self-efficacy and be-
havioral changes. Possible directions for further research are discussed.

Current developments in the field of be- apparent divergence of theory and practice
havioral change reflect two major divergent can be reconciled by postulating that cogni-
trends. The difference is especially evident in tive processes mediate change but that cog-
the treatment of dysfunctional inhibitions nitive events are induced and altered most
and defensive behavior. On the one hand, the readily by experience of mastery arising from
mechanisms by which human behavior is effective performance. The distinction be-
acquired and regulated are increasingly for- tween process and means is underscored, be-
mulated in terms of cognitive processes. On cause it is often assumed that a cognitive
the other hand, it is performance-based pro- mode of operation requires a symbolic means
cedures that are proving to be most powerful of induction. Psychological changes can be
for effecting psychological changes. As a con- produced through other means than per-
sequence, successful performance is replacing formance accomplishments. Therefore, the
symbolically based experiences as the prin- explanatory mechanism developed in this
ciple vehicle of change. article is designed to account for changes in
The present article presents the view that behavior resulting from diverse modes of
changes achieved by different methods derive treatment.
from a common cognitive mechanism. The
Cognitive Locus of Operation
The research by the author reported in this article Psychological treatments based on learning
was supported by Research Grant M-5162 from the principles were originally conceptualized to
National Institutes of Health, United States Public operate through peripheral mechanisms. New
Health Service.
Requests for reprints should be sent to Albert
behavior was presumably shaped automat-
Bandura, Department of Psychology, Stanford Uni- ically by its effects. Contingency learning
versity, Stanford, California 94305. through paired stimulation was construed in
191
192 ALBERT BANDURA

connectionist terms as a process in which re- structed from observing the effects of one's
sponses were linked directly to stimuli. Al- actions rather than from the examples pro-
tering the rate of preexisting behavior by re- vided by others.
inforcement was portrayed as a process Changes in behavior produced by stimuli
wherein responses were regulated by their that either signify events to come or indicate
immediate consequences without requiring probable response consequences also have
any conscious involvement of the responders. been shown to rely heavily on cognitive rep-
Growing evidence from several lines of re- resentations of contingencies. People are not
search altered theoretical perspectives on how much affected by paired stimulation unless
behavior is acquired and regulated. Theo- they recognize that the events are correlated
retical formulations emphasizing peripheral (Dawson & Furedy, 1976; Grings, 1973).
mechanisms began to give way to cognitively Stimuli influence the likelihood of a be-
oriented theories that explained behavior in havior's being performed by virtue of their
terms of central processing of direct, vicari- predictive function, not because the stimuli
ous, and symbolic sources of information. are automatically connected to responses by
Detailed analysis of the empirical and con- their having occurred together. Reinterpreta-
ceptual issues (see Bandura, 1977) falls tion of antecedent determinants as predictive
beyond the scope of the present article. To cues, rather than as controlling stimuli, has
summarize briefly, however, it has now been shifted the locus of the regulation of be-
amply documented that cognitive processes havior from the stimulus to the individual.
play a prominent role in the acquisition and The issue of the locus at which behavioral
retention of new behavior patterns. Transitory determinants operate applies to reinforce-
experiences leave lasting effects by being ment influences as well as to antecedent en-
coded and retained in symbols for memory vironmental stimuli. Contrary to the common
representation. Because acquisition of re- view that behavior is controlled by its im-
sponse information is a major aspect of learn- mediate consequences, behavior is related to
ing, much human behavior is developed its outcomes at the level of aggregate con-
through modeling. From observing others, one sequences rather than momentary effects
forms a conception of how new behavior pat- (Baum, 1973). People process and synthesize
terns are performed, and on later occasions feedback information from sequences of
the symbolic construction serves as a guide events over long intervals about the situa-
for action (Bandura, 1971). The initial ap- tional circumstances and the patterns and
proximations of response patterns learned rates of actions that are necessary to produce
observationally are further refined through given outcomes. Since consequences affect be-
self-corrective adjustments based on informa- havior through the influence of thought, be-
tive feedback from performance. liefs about schedules of reinforcement can
Learning from response consequences is exert greater influence on behavior than the
also conceived of largely as a cognitive reinforcement itself (Baron, Kaufman, &
process. Consequences serve as an unarticu- Stauber, 1969; Kaufman, Baron, & Kopp,
lated way of informing performers what they 1966). Incidence of behavior that has been
must do to gain beneficial outcomes and to positively reinforced does not increase if in-
avoid punishing ones. By observing the dif- dividuals believe, based on other information,
ferential effects of their own actions, in- that the same actions will not be rewarded
dividuals discern which responses are ap- on future occasions (Estes, 1972); and the
propriate in which settings and behave ac- same consequences can increase, reduce, or
cordingly (Dulany, 1968). Viewed from the have no effect on incidence of behavior de-
cognitive framework, learning from differ- pending on whether individuals are led to
ential outcomes becomes a special case of believe that the consequences signify correct
observational learning. In this mode of con- responses, incorrect responses, or occur non-
veying response information, the conception contingently (Dulany, 1968).
of the appropriate behavior is gradually con- The discussion thus far has examined the
SELF-EFFICACY THEORY 193

role of cognition in the acquisition and PERSON -#• BEHAVIOR -»• OUTCOME
regulation of behavior. Motivation, which is I
I
primarily concerned with activation and per-
r EFFICACY ~1 I OUTCOME I
sistence of behavior, is also partly rooted in I EXPECTATIONS I I EXPECTATIONS'
cognitive activities. The capacity to repre-
sent future consequences in thought provides Figure 1. Diagrammatic representation of the differ-
ence between efficacy expectations and outcome ex-
one cognitively based source of motivation. pectations.
Through cognitive representation of future out-
comes individuals can generate current mo-
tivators of behavior. Seen from this per- and in integrating the results accompanying
spective, reinforcement operations affect be- diverse modes of treatment. The present
havior largely by creating expectations that article outlines a theoretical framework, in
behaving in a certain way will produce antici- which the concept of self-efficacy is assigned
pated benefits or avert future difficulties a central role, for analyzing changes achieved
(Bolles, 1972b). In the enhancement of in fearful and avoidant behavior. The ex-
previously learned behavior, reinforcement is planatory value of this conceptual system
conceived of mainly as a motivational de- is then evaluated by its ability to predict
vice rather than as an automatic response behavioral changes produced through dif-
strengthener. ferent methods of treatment.
A second cognitively based source of mo-
tivation operates through the intervening in- Efficacy Expectations as a Mechanism of
fluences of goal setting and self-evaluative Operation
reactions (Bandura, 1976b, 1977). Self-
motivation involves standards against which
The present theory is based on the prin-
to evaluate performance. By making self-
cipal asssumption that psychological pro-
rewarding reactions conditional on attaining a cedures, whatever their form, serve as means
certain level of behavior, individuals create of creating and strengthening expectations
self-inducements to persist in their efforts
of personal efficacy. Within this analysis,
until their performances match self-prescribed
efficacy expectations are distinguished from
standards. Perceived negative discrepancies
response-outcome expectancies. The differ-
between performance and standards create
ence is presented schematically in Figure 1.
dissatisfactions that motivate corrective
An outcome expectancy is defined as a
changes in behavior. Both the anticipated
person's estimate that a given behavior will
satisfactions of desired accomplishments and
lead to certain outcomes. An efficacy ex-
the negative appraisals of insufficient per-
pectation is the conviction that one can
formance thus provide incentives for action.
successfully execute the behavior required to
Having accomplished a given level of per-
produce the outcomes. Outcome and efficacy
formance, individuals often are no longer
expectations are differentiated, because in-
satisfied with it and make further self-reward
dividuals can believe that a particular course
contingent on higher attainments.
of action will produce certain outcomes, but
The reconceptualization of human learn-
if they entertain serious doubts about whether
ing and motivation in terms of cognitive
they can perform the necessary activities
processes has major implications for the such information does not influence their
mechanisms through which therapeutic pro-
behavior.
cedures alter behavioral functioning. Al-
In this conceptual system, expectations of
though the advances in cognitive psychology personal mastery affect both initiation and
are a subject of increasing interest in specu- persistence of coping behavior. The strength
lations about behavioral change processes, of people's convictions in their own effective-
few new theories of psychotherapy have been ness is likely to affect whether they will even
proposed that might prove useful in stimu- try to cope with given situations. At this
lating research on explanatory mechanisms initial level, perceived self-efficacy influences
194 ALBERT BANDURA

choice of behavioral settings. People fear and sonal mastery. Moreover, expectations are
tend to avoid threatening situations they usually assessed globally only at a single
believe exceed their coping skills, whereas point in a change process as though they
they get involved in activities and behave represent a static, unidimensional factor.
assuredly when they judge themselves cap- Participants in experiments of this type are
able of handling situations that would other- simply asked to judge how much they expect
wise be intimidating. to benefit from a given procedure. When
Not only can perceived self-efficacy have asked to make such estimates, participants
directive influence on choice of activities assume, more often than not, that the benefits
and settings, but, through expectations of will be produced by the external ministra-
eventual success, it can affect coping efforts tions rather than gained through the de-
once they are initiated. Efficacy expectations velopment of self-efficacy. Such global mea-
determine how much effort people will ex- sures reflect a mixture of, among other things,
pend and how long they will persist in the hope, wishful thinking, belief in the potency
face of obstacles and aversive experiences. of the procedures, and faith in the therapist.
The stronger the perceived self-efficacy, the It therefore comes as no surprise that out-
more active the efforts. Those who persist in come expectations of this type have little
subjectively threatening activities that are relation to magnitude of behavioral change
in fact relatively safe will gain corrective (Davison & Wilson, 1973, Lick & Bootzin,
experiences that reinforce their sense of 1975).
efficacy, thereby eventually eliminating their Efficacy expectations vary on several di-
defensive behavior. Those who cease their cop- mensions that have important performance
ing efforts prematurely will retain their self- implications. They differ in magnitude. Thus
debilitating expectations and fears for a long when tasks are ordered in level of difficulty,
time. the efficacy expectations of different individ-
The preceding analysis of how perceived uals may be limited to the simpler tasks, ex-
self-efficacy influences performance is not tend to moderately difficult ones, or include
meant to imply that expectation is the sole even the most taxing performances. Efficacy
determinant of behavior. Expectation alone expectations also differ in generality. Some
will not produce desired performance if the experiences create circumscribed mastery ex-
component capabilities are lacking. Moreover, pectations. Others instill a more generalized
there are many things that people can do sense of efficacy that extends well beyond the
with certainty of success that they do not specific treatment situation. In addition,
perform because they have no incentives expectancies vary in strength. Weak expecta-
to do so. Given appropriate skills and ade- tions are easily extinguishable by discon-
quate incentives, however, efficacy expecta- firming experiences, whereas individuals who
tions are a major determinant of people's possess strong expectations of mastery will
choice of activities, how much effort they will persevere in their coping efforts despite dis-
expend, and of how long they will sustain confirming experiences.
effort in dealing with stressful situations. An adequate expectancy analysis, there-
fore, requires detailed assessment of the
magnitude, generality, and strength of ef-
Dimensions of Efficacy Expectations ficacy expectations commensurate with the
precision with which behavioral processes are
Empirical tests of the relationship between measured. Both efficacy expectations and per-
expectancy and performance of threatening formance should be assessed at significant
activities have been hampered by inadequacy junctures in the change process to clarify
of the expectancy analysis. In most studies their reciprocal effects on each other. Mastery
the measures of expectations are mainly con- expectations influence performance and are,
cerned with people's hopes for favorable out- in turn, altered by the cumulative effects of
comes rather than with their sense of per- one's efforts.
SELF-EFFICACY THEORY 195

Sources of Efficacy Expectations because it is based on personal mastery ex-


In this social learning analysis, expecta- periences. Successes raise mastery expecta-
tions of personal efficacy are based on four tions; repeated failures lower them, par-
major sources of information: performance ticularly if the mishaps occur early in the
accomplishments, vicarious experience, verbal course of events. After strong efficacy ex-
persuasion, and physiological states. Figure 2 pectations are developed through repeated
success, the negative impact of occasional
presents the diverse influence procedures
commonly used to reduce defensive behavior failures is likely to be reduced. Indeed, oc-
and presents the principal source through casional failures that are later overcome by
which each treatment operates to create determined effort can strengthen self-moti-
expectations of mastery. Any given method, vated persistence if one finds through ex-
depending on how it is applied, may of perience that even the most difficult ob-
stacles can be mastered by sustained effort.
course draw to a lesser extent on one or more
other sources of efficacy information. For ex- The effects of failure on personal efficacy
ample, as we shall see shortly, performance- therefore partly depend on the timing and
the total pattern of experiences in which the
based treatments not only promote be-
havioral accomplishments but also extinguish failures occur.
fear arousal, thus authenticating self-efficacy Once established, enhanced self-efficacy tends
to generalize to other situations in which
through enactive and arousal sources of in-
formation. Other methods, however, provide performance was self-debilitated by pre-
fewer ways of acquiring information about occupation with personal inadequacies (Ban-
one's capability for coping with threatening dura, Adams, & Beyer, in press; Bandura,
situations. By postulating a common mecha- Jeffery, & Gajdos, 1975). As a result, im-
nism of operation, this analysis provides a provements in behavioral functioning transfer
conceptual framework within which to study not only to similar situations but to activities
behavioral changes achieved by different that are substantially different from those on
modes of treatment. which the treatment was focused. Thus, for
Performance accomplishments. This source example, increased self-efficacy gained through
of efficacy information is especially influential rapid mastery of a specific animal phobia can

EFFICACY EXPECTATIONS

SOURCE MODE OF INDUCTION

..PARTICIPANT MODELING
- - - PERFORMANCE DESENSITIZAT ION
PERFORMANCE ACCOMPLISHMENTS
--PERFORMANCE EXPOSURE
x
SELF- INSTRUCTED PERFORMANCE

,,.,-LIVE MODELING
VICARIOUS EXPERIENCE ----SYMBOLIC MODELING

..SUGGESTION
^--EXHORTATION
VERBAL PERSUASION ----SELF-INSTRUCTION
"-INTERPRETIVE TREATMENTS

.-ATTRIBUTION
— --RELAXATION, BIOFEEDBACK
EMOTIONAL AROUSAL "~ '-SYMBOLIC DESENSITIZATION
"^SYMBOLIC EXPOSURE

Figure 2. Major sources of efficacy information and the principal sources through which different
modes of treatment operate.
196 ALBERT BANDURA

increase coping efforts in social situations Sherman, 1972; Strahley, 1966). Physiolog-
as well as reduce fears of other animals. ical measures yield similar results. Symbolic
However, the generalization effects occur desensitization reduces autonomic responses
most predictably to the activities that are to imagined but not to actual threats, whereas
most similar to those in which self-efficacy performance desensitization eliminates auto-
was restored by treatment (Bandura, Blanch- nomic responses to both imagined and actual
ard, & Ritter, 1969). threats (Barlow, Leitenberg, Agras, & Wincze,
Methods of change that operate on the 1969). The substantial benefits of successful
basis of performance accomplishments convey performance are typically achieved in less
efficacy information in more ways than simply time than is required to extinguish arousal to
through the evidence of performance im- symbolic representations of threats.
provements. In the course of treatments em- More recently, avoidance behavior has
ploying modeling with guided performance, been treated by procedures involving massive
participants acquire a generalizable skill for exposure to aversive events. In this approach,
dealing successfully with stressful situations, intense anxiety is elicited by prolonged ex-
a skill that they use to overcome a variety of posure to the most threatening situations
dysfunctional fears and inhibitions in their ev- and sustained at high levels, without relief,
eryday life (Bandura et al., in press; Bandura until emotional reactions are extinguished.
et al., 1975). Having a serviceable coping Several investigators have compared the
skill at one's disposal undoubtedly contributes relative success of prolonged exposure to
to one's sense of personal efficacy. Behavioral aversive situations in imagery and actual en-
capabilities can also be enhanced through counters with them in ameliorating chronic
modeling alone (Bandura, 1971; Flanders, agoraphobias. Real encounters with threats
1968). However, participant modeling pro- produce results decidely superior to imagined
vides additional opportunities for translating exposure, which has weak, variable effects
behavioral conceptions to appropriate actions (Emmelkamp & Wessels, 1975; Stern &
and for making corrective refinements toward Marks, 1973; Watson, Mullett, & Pillay,
the perfection of skills. 1973). Prolonged encounters that ensure be-
Most of the treatment procedures de- havioral improvements are more effective
veloped in recent years to eliminate fearful than distributed brief encounters that are
and defensive behavior have been imple- likely to end before successful performance
mented either through performance or by of the activity is achieved (Rabavilas,
symbolic procedures. Regardless of the Boulougouris, & Stefanis, 1976).
methods involved, results of comparative The participant modeling approach to the
studies attest to the superiority of perform- elimination of defensive behavior utilizes
ance-based treatments. In the desensitization successful performance as the primary vehicle
approach devised by Wolpe (1974), clients of psychological change. People displaying
receive graduated exposure to aversive events intractable fears and inhibitions are not
in conjunction with anxiety reducing ac- about to do what they dread. In implement-
tivities, usually in the form of muscular ing participant modeling, therapists therefore
relaxation. A number of experiments have structure the environment so that clients can
been reported in which relaxation is paired perform successfully despite their incapaci-
with scenes in which phobics visualize ties. This is achieved by enlisting a variety of
themselves engaging in progressively more response induction aids, including preliminary
threatening activities or with enactment of modeling of threatening activities, graduated
the same hierarchy of activities with the tasks, enactment over graduated temporal
actual threats. Findings based on different intervals, joint performance with the thera-
types of phobias consistently reveal that pist, protective aids to.reduce the likelihood
performance desensitization produces sub- of feared consequences, and variation in the
stantially greater behavioral change than does severity of the threat itself (Bandura, Jeffery,
symbolic desensitization (LoPicollo, 1970; & Wright, 1974). As treatment progresses,
SELF-EFFICACY THEORY 197

the supplementary aids are withdrawn so persuade themselves that if others can do it,
that clients cope effectively unassisted. Self- they should be able to achieve at least some
directed mastery experiences are then ar- improvement in performance (Bandura &
ranged to reinforce a sense of personal ef- Barab, 1973). Vicarious experience, relying
ficacy. Through this form of treatment in- as it does on inferences from social com-
capacitated people rapidly lose their fears, parison, is a less dependable source of in-
they are able to engage in activities they formation about one's capabilities than is
formerly inhibited, and they display general- direct evidence of personal accomplishments.
ized reductions of fears toward threats Consequently, the efficacy expectations in-
beyond the specifically treated conditions duced by modeling alone are likely to be
(Bandura, 1976a). weaker and more vulnerable to change.
Participant modeling has been compared A number of modeling variables that are
with various symbolically based treatments. apt to affect expectations of personal efficacy
These studies corroborate the superiority of have been shown to enhance the disinhibiting
successful performance facilitated by model- influence of modeling procedures. Phobics
ing as compared to vicarious experience alone benefit more from seeing models overcome
(Bandura et al., 1969; Blanchard, 1970b; their difficulties by determined effort than
Lewis, 1974; Ritter, 1969; Roper, Rachman, from observing facile performances by adept
& Marks, 1975), to symbolic desensitization models (Kazdin, 1973; Meichenbaum, 1971).
(Bandura et al., 1969; Litvak, 1969), and Showing the gains achieved by effortful
to imaginal modeling in which clients visual- coping behavior not only minimizes for ob-
ize themselves or others coping successfully servers the negative impact of temporary
with threats (Thase & Moss, 1976). When distress but demonstrates that even the most
participant modeling is subsequently ad- anxious can eventually succeed through per-
ministered to those who benefit only par- severance. Similarity to the model in other
tially from the symbolic procedures, avoid- characteristics, which increases the personal
ance behavior is thoroughly eliminated within relevance of vicariously derived information,
a brief period. can likewise enhance the effectiveness of
The findings summarized above are con- symbolic modeling (Kazdin, 1974b).
sistent with self-efficacy theory, but they do Modeled behavior with clear outcomes
not shed much light on the mechanism by conveys more efficacy information than if the
which specific mastery experiences produce effects of the modeled actions remain am-
generalized and enduring changes in behavior. biguous. In investigations of vicarious pro-
Verification of the operative mechanism re- cesses, observing one perform activities that
quires experimental evidence that experienced meet with success does, indeed, produce
mastery does in fact alter the level and greater behavioral improvements than wit-
strength of self-efficacy and that self-efficacy nessing the same performances modeled with-
is, in turn, linked to behavior. We shall re- out any evident consequences (Kazdin, 1974c,
turn later to research that addresses itself 1975). Diversified modeling, in which the
specifically to the linkages between treat- activities observers regard as hazardous are
ment procedures, perceived self-efficacy, and repeatedly shown to be safe by a variety of
behavior. models, is superior to exposure to the same
Vicarious experience. People do not rely on performances by a single model (Bandura &
experienced mastery as the sole source of in- Menlove, 1968; Kazdin, 1974a, 1975, 1976).
formation concerning their level of self- If people of widely differing characteristics
efficacy. Many expectations are derived from can succeed, then observers have a reason-
vicarious experience. Seeing others perform able basis for increasing their own sense of
threatening activities without adverse con- self-efficacy.
sequences can generate expectations in ob- The pattern of results reported above of-
servers that they too will improve if they fers at least suggestive support for the view
intensify and persist in their efforts. They that exemplifications of success through sus-
198 ALBERT BANDURA

tained effort with substantiating comparative Linder, 1971). As in the "placebo" studies, it
information can enhance observers' percep- is difficult to make conclusive interpretations
tions of their own performance capabilities. because the outcome expectations induced
Research will be presented below that bears suggestively are not measured prior to the
more directly on the proposition that model- assessment of behavior changes, if at all.
ing procedures alter avoidance behavior Simply informing participants that they will
through the intervening influence of efficacy or will not benefit from treatment does not
expectations. mean that they necessarily believe what they
Verbal persuasion. In attempts to influence are told, especially when it contradicts their
human behavior, verbal persuasion is widely other personal experiences. Moreover, in the
used because of its ease and ready avail- studies just cited the verbal influence is
ability. People are led, through suggestion, aimed mainly at raising outcome expectations
into believing they can cope successfully with rather than at enhancing self-efficacy. It is
what has overwhelmed them in the past. changes on the latter dimension that are
Efficacy expectations induced in this manner most relevant to the theory under dis-
are also likely to be weaker than those arising cussion.
from one's own accomplishments because Although social persuasion alone may have
they do not provide an authentic experiential definite limitations as a means of creating an
base for them. In the face of distressing enduring sense of personal efficacy, it can
threats and a long history of failure in coping contribute to the successes achieved through
with them, whatever mastery expectations corrective performance. That is, people who
are induced by suggestion can be readily are socially persuaded that they possess the
extinguished by disconfirming experiences. capabilities to master difficult situations and
Results of several lines of research attest are provided with provisional aids for ef-
to the limitation of procedures that attempt fective action are likely to mobilize greater
to instill outcome expectations in people effort than those who receive only the per-
simply by telling them what to expect. In formance aids. However, to raise by per-
laboratory studies, "placebo" conditions de- suasion expectations of personal competence
signed suggestively to raise expectations of without arranging conditions to facilitate ef-
improvement produce little change in re- fective performance will most likely lead to
fractory behavior (Lick & Bootzin, 1975; failures that discredit the persuaders and
Moore, 1965; Paul, 1966). Whether this is further undermine the recipients' perceived
due to the low credibility of the suggestions self-efficacy. It is therefore the interactive, as
or to the weakness of the induced expecta- well as the independent, effects of social
tions cannot be determined from these stud- persuasion on self-efficacy that merit experi-
ies, because the expectations were not mental consideration.
measured. Emotional arousal. Stressful and taxing
Numerous experiments have been con- situations generally elicit emotional arousal
ducted in which phobics receive desensitiza- that, depending on the circumstances, might
tion treatment without any expectancy in- have informative value concerning personal
formation or with suggestions that it is either competency. Therefore, emotional arousal is
highly efficacious or ineffective. The differ- another constituent source of information
ential outcome expectations are verbally in- that can affect perceived self-efficacy in cop-
duced prior to, during, or immediately after ing with threatening situations. People rely
treatment in the various studies. The findings partly on their state of physiological arousal
generally show that desensitization reduces in judging their anxiety and vulnerability to
phobic behavior, but the outcome expectancy stress. Because high arousal usually debili-
manipulations have either no effect or weak, tates performance, individuals are more likely
inconsistent ones (Hewlett & Nawas, 1971; to expect success when they are not beset
McGlynn & Mapp, 1970; McGlynn, Mealiea, by aversive arousal than if they are tense
& Nawas, 1969; McGlynn, Reynolds, & and viscerally agitated. Fear reactions gen-
SELF-EFFICACY THEORY 199

erate further fear of impending stressful and the reinforcing function of arousal re-
situations through anticipatory self-arousal. duction. Social learning theory, on the other
By conjuring up fear-provoking thoughts hand, emphasizes the informative function
about their ineptitude, individuals can rouse of physiological arousal. Simply acknowledg-
themselves to elevated levels of anxiety that ing that arousal is both informative and mo-
far exceed the fear experienced during the tivating by no means resolves the issue in
actual threatening situation. dispute, because these are not necessarily two
As will be recalled from the earlier dis- separate effects that somehow jointly produce
cussion, desensitization and massive exposure behavior. Rather, the cognitive appraisal of
treatments aimed at extinguishing anxiety arousal to a large extent determines the level
arousal produce some reductions in avoidance and direction of motivational inducements
behavior. Anxiety arousal to threats is like- to action. Certain cognitive appraisals of
wise diminished by modeling, and is even one's physiological state might be energizing,
more thoroughly eliminated by experienced whereas other appraisals of the same state
mastery achieved through participant model- might not (Weiner, 1972). Moreover, many
ing (Bandura & Barab, 1973; Bandura et forms of physiological arousal are generated
al., 1969; Blanchard, 1970a). Modeling ap- cognitively by arousing trains of thought.
proaches have other advantages for enhancing When motivation is conceptualized in terms of
self-efficacy and thereby removing dysfunc- cognitive processes (Bandura, 1977; Weiner,
tional fears. In addition to diminishing prone- 1972), the informational and motivational ef-
ness to aversive arousal, such approaches also fects of arousal are treated as interdependent
teach effective coping skills by demonstrating rather than as separate events. We shall re-
proficient ways of handling threatening situa- turn to this issue later when we consider the
tions. The latter contribution is especially im- differential predictions made from social learn-
portant when fear arousal partly results from ing theory and from the dual-process theory of
behavioral deficits. It is often the case that avoidance behavior concerning the behavioral
fears and deficits are interdependent. Avoid- effects of extinguishing anxiety arousal.
ance of stressful activities impedes develop- Researchers working within the attribu-
ment of coping skills, and the resulting lack tional framework have attempted to modify
of competency provides a realistic basis for avoidance behavior by directly manipulating
fear. Acquiring behavioral means for con- the cognitive labeling of emotional arousal
trolling potential threats attenuates or elim- (Valins & Nisbett, 1971). The presumption
inates fear arousal (Averill, 1973; Notter- is that if phobics are led to believe that the
man, Schoenfeld, & Bersh, 1952; Szpiler & things they have previously feared no longer
Epstein, 1976). Behavioral control not only affect them internally, the cognitive reevalua-
allows one to manage the aversive aspects of tion alone will reduce avoidance behavior. In
an environment. It also affects how the en- treatment analogues of this approach, pho-
vironment is likely to be perceived. Poten- bics receive false physiological feedback sug-
tially stressful situations that can be con- gesting that they are no longer emotionally
trolled are construed as less threatening, upset by threatening events. Results of this
and such cognitive appraisals further re- procedure are essentially negative. Early
duce anticipatory emotional arousal (Averill, claims that erroneous arousal feedback re-
1973). duces avoidance behavior (Valins & Ray,
Diminishing emotional arousal can reduce 1967) are disputed by methodologically
avoidance behavior, but different theories superior studies showing that false feedback
posit different explanatory mechanisms for of physiological tranquility in the presence
the observed effects. In the theory from of threats has either no appreciable effect
which the emotive treatments are derived, on subsequent fearful behavior (Gaupp,
emotional arousal is conceived of as a drive Stern, & Galbraith, 1972; Hewlett & Nawas,
that activates avoidance behavior. This view 1971; Kent, Wilson, & Nelson, 1972; Rosen,
stresses the energizing function of arousal Rosen, & Reid, 1972; Sushinsky & Bootzin,
200 ALBERT BANDURA

1970), or produces minor changes under Moreover, mislabeling arousal or attributing


such limited conditions as to be of little it to erroneous sources is unlikely to be of
practical consequence (Borkovec, 1973). much help to the highly anxious. Severe
Misattribution of emotional arousal is acrophobics, for example, may be temporarily
another variant of the attributional ap- misled into believing that they no longer
proach to modification of fearful behavior. fear high elevations, but they will reexperi-
The strategy here is to lead fearful people ence unnerving internal feedback when con-
into believing that their emotional arousal fronted with dreaded heights. It should also
is caused by a nonemotional source. To the be noted that in attributional explanations
extent that they no longer label their of the success of behavioral treatments the
agitated state as anxiety, they will behave heavy emphasis on physiological arousal
more boldly. It may be possible to reduce derives more from speculations about the
mild fears by this means (Ross, Rodin, & nature of emotion (Schachter, 1964) than
Zimbardo, 1969), but the highly anxious are from evidence that arousal is a major deter-
not easily led into misattributing their anxiety minant of defensive behavior.
to irrelevant sources (Nisbett & Schachter,
1966). When evaluated systematically, mis- Cognitive Processing oj Efficacy Information
attribution treatments do not produce sig- The discussion thus far has centered pri-
nificant changes in chronic anxiety condi- marily on the many sources of information—
tions (Singerman, Borkovec, & Baron, 1976), enactive, vicarious, exhortative, and emotive
and some of the benefits reported with other —that people use to judge their level of
dysfunctions cannot be replicated (Bootzin, self-efficacy. At this point a distinction must
Herman, & Nicassio, 1976; Kellogg & Baron, be drawn between information contained in
197S). There is also some suggestive evidence environmental events and information as
that in laboratory studies the attenuation of processed and transformed by the individual.
fear may be due more to the veridicality of The impact of information on efficacy ex-
arousal information than to misattribution of pectations will depend on how it is cognitively
fear arousal to an innocuous source (Calvert- appraised. A number of contextual factors,
Boyanowsky & Leventhal, 1975). including the social, situational, and temporal
Any reduction in fear resulting from de- circumstances under which events occur, enter
ceptive feedback is apt to be short-lived into such appraisals. For this reason, even
because illusory assurances are not an espe- success experiences do not necessarily create
cially reliable way of creating durable self- strong generalized expectations of personal
expectations. However, more veritable ex- efficacy. Expectations that have served self-
periences that reduce the level of emotional protective functions for years are not quickly
arousal can set in motion a reciprocal process discarded. When experience contradicts firmly
of change. In the social learning view, po- established expectations of self-efficacy, they
tential threats activate fear largely through may undergo little change if the conditions
cognitive self-arousal (Bandura, 1969, 1977). of performance are such as to lead one to
Perceived self-competence can therefore af- discount the import of the experience.
fect susceptibility to self-arousal. Individuals The corrective value of information derived
who come to believe that they are less vulner- from successful performance can be at-
able than they previously assumed are less tenuated in several ways. The first involves
prone to generate frightening thoughts in discrimination processes. The consequences
threatening situations. Those whose fears individuals anticipate were they to perform
are relatively weak may reduce their self- feared activities differ in circumstances which
doubts and debilitating self-arousal to the vary in safeguards. As a result, they may
point where they perform successfully. Per- behave boldly in situations signifying safety,
formance successes, in turn, strengthen self- but retain unchanged their self-doubts under
efficacy. Such changes can, of course, be less secure conditions. Such mitigative dis-
reliably achieved without resort to ruses. criminations can extend to the treatments
SELF-EFFICACY THEORY 201

themselves, as well as to the situational cir- the chances that behavior will be ascribed
cumstances in which behavioral attainments to external factors (Bern, 1972; Weiner,
occur. This is especially true of treatments 1972).
relying solely on symbolic and vicarious ex- Even under conditions of perceived self-
perience. Achieving reductions in fear to determination of outcomes, the impact of
threats presented symbolically is unlikely to performance attainments on self-efficacy will
enhance perceived self-efficacy to any great vary depending on whether one's accomplish-
extent in people who believe that success in ments are ascribed mainly to ability or to
imagery does not portend accomplishments effort. Success with minimal effort fosters
in reality. Information conveyed by facilely ability ascriptions that reinforce a strong
modeled performances might likewise be sense of self-efficacy. By contrast, analogous
minimized by anxious observers on the successes achieved through high expenditure
grounds that the models possess special of effort connote a lesser ability and are thus
expertise enabling them to prevent injurious likely to have a weaker effect on perceived
consequences that might otherwise befall the self-efficacy. Cognitive appraisals of the dif-
unskilled. Because such discriminations, even ficulty level of the tasks will further affect the
though objectively mistaken, impede change impact of performance accomplishments on
in self-efficacy, observers will be reluctant to perceived self-efficacy. To succeed at easy
attempt feared activities and will be easily tasks provides no new information for alter-
dissuaded by negative experience. ing one's sense of self-efficacy, whereas mas-
Cognitive appraisals of the causes of one's tery of challenging tasks conveys salient evi-
behavior, which have been examined exten- dence of enhanced competence. The rate and
sively in investigations of self-attributional pattern of attainments furnish additional in-
processes (Bern, 1972), can similarly delimit formation for judging personal efficacy. Thus,
gains in self-efficacy from behavioral attain- people who experience setbacks but detect
ments. It was previously shown that at- relative progress will raise their perceived
tributions of affect and actions to illusory efficacy more than those who succeed but see
competence have little, if any, effect on their performances leveling off compared to
refractory behavior. This does not, of course, their prior rate of improvement.
mean that causal appraisals are of limited Extrapolations from theories about attribu-
importance in the process of behavior change. tion and self-perception to the field of be-
Quite the contrary, performance attainment havioral change often imply that people must
is a prominent source of efficacy information, labor unaided or under inconspicuously ar-
but it is by no means unambiguous. As al- ranged influences if they are to convince
ready mentioned briefly, people can gain com- themselves of their personal competence
petence through authentic means but, be- (Kopel & Arkowitz, 1975). Such prescrip-
cause of faulty appraisals of the circum- tions are open to question on both con-
stances under which they improve, will credit ceptual and empirical grounds. Cognitive
their achievements to external factors rather misappraisals that attenuate the impact of
than to their own capabilities. Here the disconfirming experiences can be minimized
problem is one of inaccurate ascription of without sacrificing the substantial benefits
personal competency to situational factors. of powerful induction procedures. This is
Successes are more likely to enhance self- achieved by providing opportunities for self-
efficacy if performances are perceived as directed accomplishments after the desired
resulting from skill than from fortuitous or behavior has been established. Any lingering
special external aids. Conversely, failures doubts people might have, either about their
would be expected to produce greater reduc- capabilities or about probable response con-
tions in self-efficacy when attributed to sequences under unprotected conditions, are
ability rather than to unusual situational dispelled easily in this manner (Bandura
circumstances. The more extensive the situa- et al., 197S). The more varied the circum-
tional aids for performance, the greater are stances in which threats are mastered in-
202 ALBERT BANDURA

dependently, the more likely are success ex- elements are the models' characteristics (e.g.,
periences to authenticate personal efficacy adeptness, perseverance, age, expertness), the
and to impede formation of discriminations similarity between models and observers, the
that insulate self-perceptions from disconfirm- difficulty of the performance tasks, the situa-
ing evidence. tional arrangements under which the modeled
Results of recent studies support the achievements occur, and the diversity of
thesis that generalized, lasting changes in modeled attainments.
self-efficacy and behavior can best be Just as the value of efficacy information
achieved by participant methods using power- generated enactively and vicariously depends
ful induction procedures initially to develop on cognitive appraisal, so does the informa-
capabilities, then removing external aids to tion arising from exhortative and emotive
verify personal efficacy, then finally using sources. The impact of verbal persuasion on
self-directed mastery to strengthen and gen- self-efficacy may vary substantially depend-
eralize expectations of personal efficacy ing on the perceived credibility of the per-
(Bandura et al., 1975). Independent per- suaders, their prestige, trustworthiness, ex-
formance can enhance efficacy expectations pertise, and assuredness. The more believable
in several ways: (a) It creates additional the source of the information, the more
exposure to former threats, which provides likely are efficacy expectations to change.
participants with further evidence that they The influence of credibility on attitudinal
are no longer aversively aroused by what change has, of course, received intensive
they previously feared. Reduced emotional study. But its effects on perceived self-efficacy
arousal confirms increased coping capabilities, remain to be investigated.
(b) Self-directed mastery provides opportuni- People judge their physiological arousal
ties to perfect coping skills, which lessen largely on the basis of their appraisal of the
personal vulnerability to stress, (c) Indepen- instigating conditions. Thus, visceral arousal
dent performance, if well executed, produces occurring in situations perceived to be
success experiences, which further reinforce threatening is interpreted as fear, arousal in
expectations of self-competency. thwarting situations is experienced as anger,
Extensive self-directed performance of and that resulting from irretrievable loss of
formerly threatening activities under pro- valued objects as sorrow (Hunt, Cole, &
gressively challenging conditions at a time Reis, 1958). Even the same source of phys-
when treatments are usually terminated could iological arousal may be interpreted differently
also serve to reduce susceptibility to relearn- in ambiguous situations depending on the
ing of defensive patterns of behavior. A few emotional reactions of others in the same
negative encounters among many successful setting (Mandler, 1975; Schachter & Singer,
experiences that have instilled a strong sense 1962).
of self-efficacy will, at most, establish dis- When tasks are performed in ambiguous or
criminative avoidance of realistic threats, an complex situations in which there is a variety
effect that has adaptive value. In contrast, if of evocative stimuli, the informational value
people have limited contact with previously of the resultant arousal will depend on the
feared objects after treatment, whatever meaning imposed upon it. People who per-
expectations of self-efficacy were instated ceive their arousal as stemming from personal
would be weaker and more vulnerable to inadequacies are more likely to lower their
change. Consequently, a few unfavorable efficacy expectations than those who attribute
experiences are likely to reestablish defensive their arousal to certain situational factors.
behavior that generalizes inappropriately. Given a proneness to ascribe arousal to per-
We have already examined how cognitive sonal deficiencies, the heightened attention to
processing of information conveyed by model- internal events can result in reciprocally
ing might influence the extent to which escalating arousal. Indeed, as Sarason (1976)
vicarious experience effects changes in self- has amply documented, individuals who are
efficacy. Among the especially informative especially susceptible to anxiety arousal
SELF-EFFICACY THEORY 203

readily become self-preoccupied with their havior, whereas an omnibus motive does
perceived inadequacies in the face of dif- not. People will approach, explore, and try
ficulties rather than with the task at hand. to deal with situations within their self-
perceived capabilities, but they will avoid
transactions with stressful aspects of their
Differing Perspectives on Self-efficacy
environment they perceive as exceeding their
The phenomena encompassed by the con- ability.
struct of self-efficacy have been the subject The alternative views also differ on the
of interest in other theories of human be- origins of efficacy. Within the framework of
havior. The theoretical perspectives differ, effectance theory, the effectance drive de-
however, in how they view the nature and velops gradually through prolonged trans-
origins of personal efficacy and the interven- actions with one's surroundings. This theory
ing processes by which perceived self-efficacy thus focuses almost exclusively on the effects
affects behavior. In seeking a motivational produced by one's own actions. In the social
explanation of exploratory and manipulative learning theory, self-efficacy is conceptualized
behavior, White (1959) postulated an "effec- as arising from diverse sources of informa-
tance motive," which is conceptualized as an tion conveyed by direct and mediated ex-
intrinsic drive for transactions with the en- perience. These differences in theoretical ap-
vironment. Unlike instigators arising from proach have significant implications for how
tissue deficits, effectance motivation is be- one goes about studying the role of perceived
lieved to be aroused by novel stimulation self-efficacy in motivational and behavioral
and is sustained when the resultant inquisi- processes. Expectations of personal efficacy
tive and exploratory actions produce further do not operate as dispositional determinants
elements of novelty in the stimulus field. independently of contextual factors. Some
The effectance motive presumably develops situations require greater skill and more
through cumulative acquisition of knowledge arduous performances and carry higher risk
and skills in dealing with the environment. of negative consequences than do others.
However, the process by which an effectance Expectations will vary accordingly. Thus, for
motive emerges from effective transactions example, the level and strength of perceived
with the environment is not spelled out in self-efficacy in public speaking will differ
White's theory. Nor is the existence of the depending on the subject matter, the format
motive easy to verify, because effectance of the presentation, and the types of audi-
motivation is inferred from the exploratory ences that will be addressed. The social
behavior it supposedly causes. Without an learning approach is therefore based on a
independent measure of motive strength one microanalysis of perceived coping capabilities
cannot tell whether people explore and manip- rather than on global personality traits or
ulate things because of a competence motive motives of effectance. From this perspective,
to do so, or for any number of other reasons. it is no more informative to speak of self-
Athough the theory of effectance motivation efficacy in general terms than to speak of
has not been formulated in sufficient detail nonspecific approach behavior. To elucidate
to permit extensive theoretical comparisons, how perceived self-efficacy affects behavior
there are several issues on which the social requires a microanalysis of both factors.
learning and effectance theories clearly differ. Discrepancies between efficacy expecta-
In the social learning analysis, choice be- tions and performance are most likely to
havior and effort expenditure are governed arise under conditions in which situational
in part by percepts of self-efficacy rather and task factors are ambiguous. When per-
than by a drive condition. Because efficacy formance requirements are ill-defined, people
expectations are defined and measured in- who underestimate the situational demands
dependently of performance, they provide will display positive discrepancies between
an explicit basis for predicting the occurrence, self-efficacy and performance attainments;
generality, and persistence of coping be- those who overestimate the demands will
204 ALBERT BANDURA

exhibit negative discrepancies. Therefore, in ency to perceive events as being either per-
testing predictions from the conceptual sonally or externally determined.
scheme presented here it is important that The notion of locus of control is often
subjects understand what kind of behavior treated in the literature as analogous to self-
will be required and the circumstances in efficacy. However, Rotter's (1966) conceptual
which they will be asked to perform them. scheme is primarily concerned with causal
Moreover, performances and the correspond- beliefs about action-outcome contingencies
ing efficacy expectations should be analyzed rather than with personal efficacy. Perceived
into separate activities, and preferably self-efficacy and beliefs about the locus of
ordered by level of difficulty. In this type causality must be distinguished, because con-
of microanalysis both the efficacy expecta- victions that outcomes are determined by
tions and the corresponding behaviors are one's own actions can have any number of
measured in terms of explicit types of per- effects on self-efficacy and behavior. People
formances rather than on the basis of global who regard outcomes as personally determined
indices. but who lack the requisite skills would ex-
The social learning determinants of self- perience low self-efficacy and view activities
efficacy can be varied systematically and with a sense of futility. Thus, for example,
their effects measured. Hence, propositions a child who fails to grasp arithmetic concepts
concerning the origins of self-efficacy are and expects course grades to be dependent
verifiable with some precision. A slowly de- entirely on skill in the subject matter has
veloping motive, however, does not easily every reason to be demoralized. While causal
lend itself to being tested experimentally. beliefs and self-efficacy refer to different
Another dimension on which the alternative phenomena, as we have already noted, causal
theories might be judged is their power to ascriptions of behavior to skill or to chance
produce the phenomena they purport to can mediate the effects of performance at-
explain. As we shall see later, there are more tainments on self-efficacy.
diverse, expeditious, and powerful ways of The theoretical framework presented in the
creating self-efficacy than by relying solely present article is generalizable beyond the
on novel stimulation arising from exploratory psychotherapy domain to other psychological
actions. phenomena involving behavioral choices and
With the ascendency of cognitive views of regulation of effort in activities that can have
behavior, the concept of expectancy is as- adverse effects. For example, the theory of
suming an increasingly prominent place in learned helplessness advanced by Maier and
contemporary psychological thought (Bolles, Seligman (1976) assumes that as a result of
1972b; Heneman, & Schwab, 1972; Irwin, being subjected to uncontrollable aversive
1971). However, virtually all of the theoriz- events, organisms acquire expectancies that
ing and experimentation has focused on actions do not affect outcomes. Because
action-outcome expectations. The ideas ad- they come to expect future responding to be
vanced in some of the theories nevertheless futile, they no longer initiate behavior in
bear some likeness to the notion of self- situations where outcomes are in fact con-
efficacy. According to the theory of person- trollable by responses. Although this theory
ality proposed by Rotter (1966), behavior posits an expectancy mechanism of operation,
varies as a function of generalized expect- it focuses exclusively on response-outcome
ancies that outcomes are determined by one's expectancies.
actions or by external forces beyond one's Theorizing and experimentation on learned
control. Such expectations about the instru- helplessness might well consider the con-
mentality of behavior are considered to be ceptual distinction between efficacy and out-
largely a product of one's history of reinforce- come expectations. People can give up trying
ment. Much of the research within this tradi- because they lack a sense of efficacy in
tion is concerned with the behavioral cor- achieving the required behavior, or they may
relates of individual differences in the tend- be assured of their capabilities but give up
SELF-EFFICACY THEORY 205

trying because they expect their behavior to performance sources of information for their
have no effect on an unresponsive environ- efficacy expectations. Enactive and vicarious
ment or to be consistently punished. These procedures were selected for study to assess
two separable expectancy sources of futility the predictive value of self-efficacy created
have quite different antecedents and remedial by quite different modes of treatment.
implications. To alter efficacy-based futility The level, strength, and generality of the
requires development of competencies and subjects' efficacy expectations were measured
expectations of personal effectiveness. By at critical junctures in the change process.
contrast, to change outcome-based futility Subjects privately designated, on a list of 18
necessitates changes in prevailing environ- performance tasks ranked in order of in-
mental contingencies that restore the in- creasing threat, those tasks they considered
strumental value of the competencies that themselves capable of executing. They then
people already possess. rated the strength of their expectations for
each of these tasks on a 100-point probability
Microanalysis of Self-efficacy and Behavioral scale ranging, in 10-unit intervals, from great
Change uncertainty, through intermediate values of
certainty, to complete certainty. They rated
To test derivations from the social learn- their efficacy expectations for coping with
ing analysis of the process of change, an snakes of the same variety used in treatment
experiment was conducted wherein severe as well as dissimilar snakes to measure the
phobics received treatments designed to generality of their efficacy expectations.
create differential levels of efficacy expecta- These measures were obtained prior to treat-
tions, and then the relationship between self- ment, following treatment but before the
efficacy and behavioral change was analyzed behavioral posttest, and after completing the
in detail (Bandura et al., in press). The ex- posttest. Approach behavior was assessed in
periment proceeded as follows. Adult snake the posttest by a series of performance tasks
phobics, whose phobias affected their lives ad- requiring increasingly more threatening inter-
versely, were administered for equivalent actions with a different type of boa constrictor
periods either participant modeling, model- from the one used in treatment and with a
ing alone, or no treatment. In participant corn snake of markedly different appearance
modeling, which operates through direct but equivalent threat value. Different phobic
mastery experiences, subjects were assisted, objects were used to provide a test of the
by whatever induction aids were needed, to generalized effects of changes in efficacy
engage in progressively more threatening in- expectations along a dimension of similarity
teractions with a boa constrictor. After com- to the threat used in treatment.
pleting all the therapeutic tasks, which in- Subjects assigned to the control condition
cluded holding the snake, placing open hands participated in the assessment procedures
in front of its head as it moved about the without receiving any intervening treatment.
room, holding the snake in front of their Following completion of the posttest, the
faces, and allowing it to crawl freely in their controls and those in the modeling condition
laps, the subjects engaged in a brief period who failed to achieve terminal performances
of self-directed mastery. In the present ex- received the participant modeling treatment.
periment, the modeling aid was used only Consistent with the social learning analysis
briefly if needed to help initiate performance of the sources of self-efficacy, experiences
in order to minimize overlap of this element based on performance accomplishments pro-
in the two modes of treatment. duced higher, more generalized, and stronger
Subjects receiving the modeling treatment efficacy expectations than did vicarious ex-
merely observed the therapist perform the perience, which in turn exceeded those in
same activities for an equivalent period. the control condition. Figure 3 summarizes
These subjects did not engage in any behavior the level of efficacy expectations and per-
themselves, and consequently they had no formance as a function of treatment condi-
206 ALBERT BANDURA

PARTICIPANT MODELING
100 o—o EFFICACY EXP.
•—• BEHAVIOR
MODELING
o—o EFFICACY EXR
u90 •—• BEHAVIOR
CONTROL
o—o EFFICACY EXP
§80 •—• BEHAVIOR

j 70
£
tn
in
S60

: 50

40

30-

PRE-TEST POST-TEST PRE-TEST POST-TEST


SIMILAR THREAT DISSIMILAR THREAT

Figure 3. Level of efficacy expectations and approach behavior displayed by subjects toward threats
after receiving vicarious or enactive treatments, or no treatment (Bandura et al., in press).

tions at different phases of the experiment. will also contribute to variance in perform-
As shown in the figure, performance change ance.
corresponds closely to the magnitude of ex- Correlation coefficients based on aggregate
pectancy change. The greater the increments measures do not fully reveal the degree of
in self-perceived efficacy, the greater the correspondence between self-efficacy and per-
changes in behavior. Similar relationships be- formance on the specific behavioral tasks
tween level of self-efficacy and performance from which the aggregate scores are obtained.
are obtained when the data are considered A subject can display an equivalent number
separately for the two snakes. In accordance of efficacy expectations and successful per-
with prediction, participant modeling pro- formances, but they might not correspond
duced the more generalized increases in effi- entirely to the same tasks. The most precise
cacy expectations and the more generalized index of the relationship is provided by a
behavioral changes. microanalysis of the congruence between self-
Although the enactive and vicarious treat- efficacy and performance at the level of in-
ments differed in their power to enhance dividual tasks. This measure was obtained by
self-efficacy, the efficacy expectations were recording whether or not subjects considered
equally predictive of subsequent performance themselves capable of performing each of
irrespective of how they were instated. The the various tasks at the end of treatment
higher the level of perceived self-efficacy at and by computing the percentage of accurate
the completion of treatment the higher was correspondence between efficacy judgment
the level of approach behavior for efficacy and actual performance. Self-efficacy was a
expectations instated enactively (r = .83) and uniformly accurate predictor of performance
vicariously (r = .84). It might be noted here on tasks varying in difficulty with different
that all subjects had at their disposal the threats regardless of whether the changes in
component responses for producing the inter- self-efficacy were produced through perform-
active patterns of behavior, and they all had ance accomplishments (89% congruence) or
some incentive to overcome their phobic be- by vicarious experience alone (86% con-
havior. Under conditions in which people gruence). The degree of congruence between
differ substantially in component capabilities perceived self-efficacy and subsequent behav-
and motivation, skill and incentive factors ior is equally high for enactive (82%) and
SELF-EFFICACY THEORY 207

vicarious (79%) treatments when the micro- predicts accurately the magnitude and gen-
analysis is conducted only on the subset of erality of behavioral change for efficacy ex-
tasks that subjects had never performed in the pectations induced enactively and vicariously.
pretest assessment. Moreover, it orders variations in level of
In the preceding analysis efficacy expecta- behavioral change occurring within the same
tions were considered without regard to treatment condition. Subjects who received
strength. A weak sense of self-efficacy thus participant modeling, either as the primary
received the same weight as one reflecting or as the supplementary treatment, success-
complete certitude. However, the intensity fully performed all of the behaviors in treat-
and persistence of effort, and hence level of ment that were later assessed in the posttest
performance, should be higher with strong toward different threats. Although all had
than with weak self-efficacy. The likelihood previously achieved maximal performances,
that a task will be performed as a function not all expressed maximal efficacy expecta-
of the strength of the corresponding efficacy tions. One can therefore compare the error
expectation therefore provides a further re- rates of predictions made from maximal past
finement in the analysis of the relationship performance and from maximal efficacy ex-
between self-efficacy and performance. The pectations. It would be predicted from the
probability of successful performance of any proposed theory that among these successful
given task as a function of strength of efficacy performers, those who acquire maximal effi-
expectations is plotted in Figure 4. Because cacy expectations should attain terminal per-
the control subjects performed few responses formances, whereas those holding lower ex-
and had correspondingly restricted efficacy pectations should not. If one predicts that
expectations, their data were plotted after those who performed maximally in treatment
they had received the participant modeling will likewise achieve terminal performances
treatment. In all conditions, the stronger the when assessed with similar tasks, the error
efficacy expectations, the higher was the rate is relatively low for the similar threat
likelihood that a particular task would be (28%) but high for the dissimilar threat
successfully completed. The positive relation- (52%). If, on the other hand, one predicts
ship between strength of self-efficacy and that those who express maximal expectations
probability of successful performance is vir- will perform maximally, the error rate is
tually identical for the similar and the dis- comparably low for both the similar (21%)
similar threats. and the dissimilar (24%) threats. The pre-
In brief, the theory systematizes a variety dictive superiority of efficacy expectations
of findings. As the preceding results show, it over past performance is significant for total

PARTICIPANT MODELING i SIMILAR THREAT


I i.oo- •--« MODELING
o—o TREATED
' DISSIMILAR THREAT

CONTROLS
£0,80
cr
UJ
°- 0.60 •

£0.40

0.20r

"• 10-20 30-40 50-60 70-80 90-100 10-20 30-40 50-60 70-80 90-100
STRENGTH OF EFFICACY EXPECTATIONS
Figure 4. Probability of successful performance of any given task as a function of strength of
self-efficacy. The figure on the left shows the relationship for vicarious and enactive treatments;
the figure on the right shows the relationship between strength of self-efficacy and successful ap-
proach responses toward similar and dissimilar threats combined across treatments (Bandura et al.,
in press).
208 ALBERT BANDURA

approach behavior and for approach behavior based on the assumption that anxiety ac-
toward the dissimilar threat. These differ- tivates defensive behavior (Wolpe, 1974).
ential findings indicate that experienced According to this view, association of neutral
mastery altered subjects' sense of personal events with aversive stimulation creates an
efficacy rather than merely providing be- anxiety drive that motivates defensive be-
havioral cues for judgments of self-efficacy. havior; the defensive behavior, in turn, is
The theory also accounts for variations in reinforced by reducing the anxiety aroused
behavioral change produced by modeling by conditioned aversive stimuli. Hence, to
alone. To equate for duration of treatment, eliminate defensive responding, it is con-
subjects in the modeling condition were sidered necessary to eradicate its underlying
yoked to matched counterparts in participant anxiety. Treatment strategies are therefore
modeling, who received treatment until they keyed to reduction of emotional arousal.
performed all the therapeutic tasks. The Aversive stimuli are presented at graduated
subjects in the participant modeling condi- levels in conjunction with relaxation until
tion varied in the time they required to com- anxiety reactions to the threats are elimi-
plete treatment, so some of the subjects in nated.
the modeling conditions had only brief ex- Although desensitization produces be-
posure to successful performances, whereas havioral changes, there is little evidence to
others had the benefit of observing feared support the original rationale that defensive
activities modeled repeatedly without any behavior is diminished because anxiety is
untoward consequences. The findings are eliminated either by reciprocal physiological
consistent with hypothesized increases in self- inhibition or by associative recoupling of
efficacy as a function of repeated observa- threatening stimuli to relaxation. Desensitiza-
tion of successful modeling. Brief exposure tion does not require graduated exposure, and
produced limited increases in the level (9%) anxiety-reducing activities are at most facili-
and strength (5%) of efficacy expectations tory, not necessary, conditions for eliminating
and correspondingly little behavior change defensive behavior (Bandura, 1969; Wilson
(10%). In contrast, repeated observation of & Davison, 1971).
successful performances increased by a sub- The principal assumption that defensive
stantial amount the level (44%) and strength behavior is controlled by anxiety arousal is
(38%) of self-efficacy which, in turn, was also disputed by several lines of evidence.
accompanied by similarly large increments Autonomic arousal, which constitutes the
in performance (35%). principal index of anxiety,-is not necessary
for defensive learning. Because autonomic re-
actions take much longer to activate than do
Comparison of Self-efficacy and Dual-Process avoidance responses, the latter cannot be
Theory caused by the former. Studies in which auto-
nomic and avoidance responses are measured
As a further test of the generality of the concurrently indicate that these two modes
theory under discussion, a microanalysis was of activity may be partially correlated in the
conducted of efficacy expectations instated acquisition phase but are not causally re-
by desensitization procedures, which are lated (Black, 1965). Avoidance behavior, for
aimed at reducing emotional arousal. Social example, can persist long after autonomic
learning theory and the dual-process theory reactions to threats have been extinguished.
of anxiety, on which the desensitization ap- Surgical removal of autonomic feedback ca-
proach is based, posit different explanatory pability in animals has little effect on the
mechanisms for the changes accompanying acquisition of avoidance responses (Rescorla
this mode of treatment. The alternative views & Solomon, 1967). Maintenance of avoidance
therefore give rise to differential predictions behavior is even less dependent on autonomic
that can be readily tested. feedback. Once defensive behavior has been
The standard desensitization approach is learned, depriving animals of autonomic feed-
SELF-EFFICACY THEORY 209

back does not hasten the rate at which such environment, not the stimuli, that are
activities are extinguished. changed by correlated experience. Stimuli
Research casts doubt on the postulated having predictive significance signal the
reinforcement sources, as well as the activat- likelihood of painful consequences unless
ing sources, of defensive behavior. In the protective measures are taken. Defensive be-
dual-process theory, the anxiety reduction havior, in turn, is maintained by its success
occasioned by escape from the feared stim- in forestalling or reducing the occurrence of
ulus presumably reinforces the defensive be- aversive events. Once established, self-pro-
havior. The evidence, however, reveals that tective behavior is difficult to eliminate even
whether or not defensive behavior removes though the hazards no longer exist. This is
the feared stimulus has variable effects on because consistent avoidance prevents a per-
the maintenance of the behavior (Bolles, son from learning that the real-life conditions
1972a). Moreover, defensive behavior can be have changed. Hence, the nonoccurrence of
acquired and maintained by its success in anticipated hazards reinforces the expectation
diminishing the frequency of aversive stim- that the defensive maneuvers forestalled
ulation, even though there are no feared them.
stimuli to arouse anxiety and to provide the From the perspective of dual-process
source of decremental reinforcement (Herrn- theory, thorough extinction of anxiety should
stein, 1969). The substantial negative evi- eliminate avoidance behavior. In the desensi-
dence concerning an anxiety mediational tization treatment, however, anxiety reactions
mechanism in avoidance behavior suggests are typically extinguished to visualized rep-
that the effects of desensitization treatment resentations of feared situations. One would
must result from some other mechanism of expect some transfer loss of extinction effects
operation. from symbolic to real-life threats, as is in-
Social learning theory regards anxiety and deed the case (Agras, 1967; Barlow et al.,
defensive behavior as coeffects rather than as 1969). It is not uncommon for people to
causally linked (Bandura, 1977). Aversive fear and avoid real-life situations to which
experiences, either of a personal or vicarious they have been desensitized in imagery.
sort, create expectations of injurious effects Therefore, according to this view, thorough
that can activate both fear and defensive be- extinction of anxiety to visualized threats
havior. Being coeffects, there is no fixed should produce substantial, though less than
relationship between autonomic arousal and complete, reductions in defensive behavior.
actions. Until effective coping behaviors are However, dual-process theory provides no
achieved, perceived threats produce high basis for predicting either the level of be-
emotional arousal and various defensive havior change or the variability in behavior
maneuvers. But after people become adept at displayed by subjects who have all been
self-protective behaviors, they perform them equally desensitized.
in potentially threatening situations without In the social learning analysis presented
having to be frightened (Notterman et al., earlier, reducing physiological arousal im-
1952). Should their habitual coping devices proves performance by raising efficacy ex-
fail, they experience heightened arousal until pectations rather than by eliminating a drive
new defensive learning reduces their vulner- that instigates the defensive behavior. This
ability.
information-based view of the mediating
Perceived threats activate defensive be-
mechanism predicts that the higher and
havior because of their predictive value rather
than their aversive quality. That is, when stronger the efficacy expectations instated by
formerly neutral stimuli are associated with desensitization procedures, the greater are
painful experiences, it is not that the stimuli the reductions in defensive behavior. Because
have become aversive but that individuals arousal is only one of several sources of
have learned to anticipate aversive con- efficacy information, and not necessarily the
sequences. It is people's knowledge of their most dependable one, extinguishing anxiety
210 ALBERT BANDURA

80 DESENSITIZATION
o—c EFFICACY EXP.
• • BEHAVIOR
i TO

| 60

I 40

20

r
PRE-TEST POST-TEST PRE-TEST POST-TEST
SIMILAR THREAT DISSIMILAR THREAT

Figure 5. Level of efficacy expectations and approach behavior displayed by subjects toward
different threats after their emotional reactions to symbolic representations of feared activities
were eliminated through systematic desensitization. (Bandura & Adams, in press.)

arousal is rarely a sufficient condition for efficacy at the end of treatment, the more
eliminating defensive behavior. approach behavior they subsequently per-
To test the theory that desensitization formed in the posttest assessment (r — .74).
changes behavior through its intervening Results of the microanalysis of congruence
effects on efficacy expectations, severe snake between self-efficacy at the end of treatment
phobics were administered the standard and performance on each of the tasks ad-
desensitization treatment until their emo- ministered in the posttest are consistent with
tional reactions were completely extinguished the findings obtained from enactive and vi-
to imaginal representations of the most carious treatment. Self-efficacy was an ac-
aversive scenes (Bandura & Adams, in press). curate predictor of subsequent performance
The assessment procedures were identical to on 85% for all the tasks, and 83% for the
those used in the preceding experiment. Sub- subset of tasks that subjects were unable to
jects' approach behavior was tested on the perform in the pretest assessment. Subjects
series of performance tasks before and after successfully executed tasks within the range
the desensitization treatment. The level, of their perceived self-efficacy produced by
strength, and generality of their efficacy the desensitization treatment, whereas they
expectations were similarly measured before failed at tasks they perceived to be beyond
treatment, upon completion of treatment but their capabilities.
prior to the posttest, and following the post-
test. Microanalysis oj Self-efficacy and
The findings show that phobics whose Performance During the Process of Change
anxiety reactions to visualized threats have
been thoroughly extinguished emerge from The preceding series of experiments ex-
the desensitization treatment with widely amined the predictive value of self-efficacy at
differing efficacy expectations. As depicted the completion of different modes of treat-
graphically in Figure 5, performance cor- ment. A further study investigated the process
responds closely to level of self-efficacy. The of efficacy and behavioral change during the
higher the subjects' level of perceived self- course of treatment itself. Participant model-
SELF-EFFICACY THEORY 211

ing was selected for this purpose because the subjects could not perform in pretest because
amount of treatment can be well-regulated they found them too threatening, and did not
and it promotes rapid change. perform in treatment because the activities
As in the previous studies, adults whose extended beyond the failed block. Expecta-
lives were adversely affected by severe snake tions of personal effectiveness formed through
phobias were tested for their efficacy expecta- partial mastery experiences during the course
tions and approach behavior using the micro- of treatment predicted, at a 84% level of
analytic methodology described earlier. The accuracy, performance on highly threatening
various treatment activities were segmented tasks that subjects had never done before.
into natural blocks of tasks of increasing
difficulty and threat value. Items in the initial Concluding Remarks
block included looking at a snake from
progressively closer distances; intermediate The present theoretical formulation orders
blocks required subjects to touch and to hold variations in the level of behavioral changes
the snake with gloved and bare hands for produced by different modes of treatment; it
increasing intervals; the terminal block re- accounts for behavioral variations displayed
quired them to tolerate the snake crawling by individuals receiving the same type of
about freely in their laps for an extended treatment; and it predicts performance suc-
period. Subjects received the participant cesses at the level of individual tasks during
modeling treatment only for the block of and after treatment. It is possible to generate
items they failed in the hierarchy of assess- alternative explanations for particular sub-
ment tasks. Treatment was continued until sets of data, but the mechanism proposed in
they could perform the activities in the the present theory appears to account equally
failed block, whereupon they were tested for well for the different sets of findings. It might
their efficacy expectations and approach re- be argued, for example, that self-efficacy
sponses on the succeeding tasks. Subjects proved to be an accurate predictor of per-
who attained terminal performances received formance in the enactive mode of treatment
no further treatment. For those who achieved because subjects were simply judging their
only partial improvement, the sequence of future performance from their past behavior.
treatment on the failed block followed by However, an interpretation of this type has
assessments of self-efficacy and approach be- no explanatory value for the vicarious and
havior on succeeding blocks was repeated until emotive treatments, in which perceived self-
they achieved terminal performances. efficacy was an equally accurate predictor of
Findings of the microanalysis lend further performance although subjects engaged in no
support to the postulated cognitive mecha- overt behavior. Even in the enactive treat-
nism of change. Subjects who mastered the ment, perceived self-efficacy proved to be a
same intermediate performances during the better predictor of behavior toward unfamiliar
course of treatment varied considerably in threats than did past performance. More-
their behavioral attainments when tested on over, self-efficacy derived from partial en-
succeeding blocks of tasks. Past performance active mastery during the course of treatment
was therefore of limited value in predicting predicted performance on stressful tasks that
what subjects would be able to do when con- the individuals had never done before.
fronted with more threatening tasks. However, As an alternative explanation, one could
efficacy judgments proved to be good predic- invoke a superordinate mediator that con-
tors of degree of behavioral change resulting trols both efficacy expectations and behavior.
from partial mastery experiences. Self-efficacy Although such a possibility is not inconceiv-
predicted subsequent performance as mea- able, the mediator would have to be an ex-
sured at different points in treatment in 92% ceedingly complex one to account adequately
of the total assessment tasks. This relationship for the diverse sets of relationships. To cite
holds even when the measure of congruence is but a few examples, it would have to affect
based only on the subset of activities that differentially efficacy expectations and be-
212 ALBERT BANDURA

havior resulting from maximal enactive mas- of different perspectives demonstrating that
tery; somehow, it would have to produce some of these factors affect attitudinal and
different levels of self-efficacy from equiva- behavioral changes has suggestive value. But
lent reductions in emotional arousal; and it it is investigations that include assessment of
would have to generate some variation in the intervening self-efficacy link that can best
efficacy expectations from similar partial provide validity for the present theory.
mastery experiences. The theory presented The operative process involved in the rela-
here posits a central processor of efficacy tionship between efficacy expectations and
information. That is, people process, weigh, action also requires further investigation. It
and integrate diverse sources of information will be recalled that efficacy expectations are
concerning their capability, and they regulate presumed to influence level of performance
their choice behavior and effort expenditure by enhancing intensity and persistence of
accordingly. effort. In the preceding experiments, the
Evidence that people develop somewhat behavioral tasks were ordered in level of
different efficacy expectations from similar difficulty and subjects either persisted in
enactive mastery and fear extinction warrants their efforts until they completed all of the
comment. One possible explanation for the tasks or they quit at varying points along
variance is in terms of differential cognitive the way. The number of tasks successfully
processing of efficacy information. To the ex- completed reflects degree of perseverance. As
tent that individuals differ in how they cog- a further step toward elucidating the inter-
nitively appraise their arousal decrements and vening process, it would be of interest to
behavioral attainments, their percepts of measure the intensity and duration of effort
self-efficacy will vary to some degree. A sec- subjects exert in attempts to master arduous
ond possibility concerns the multiple deter- or insoluble tasks as a function of the level
mination of self-efficacy. Because people have and strength of their efficacy expectations.
met with different types and amounts of Further research on the processes postulated
efficacy-altering experiences, providing one in the present theoretical formulation should
new source of efficacy information would not increase our understanding of the relation-
be expected to affect everyone uniformly. ship between cognitive and behavioral change.
Thus, for example, extinguishing arousal to
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