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JOURNAL OF THE AMERICAN COLLEGE OF CARDIOLOGY VOL. 81, NO.

15, 2023
ª 2023 BY THE AMERICAN HEART ASSOCIATION, INC., AND THE
AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION
PUBLISHED BY ELSEVIER

AHA/ACC SCIENTIFIC STATEMENT

Supervised Exercise Training for


Chronic Heart Failure With Preserved
Ejection Fraction: A Scientific
Statement From the American Heart
Association and American College of
Cardiology
This statement is endorsed by the Heart Failure Society of America, the American Association of Cardiovascular and
Pulmonary Rehabilitation, and the American Association of Heart Failure Nurses.

Vandana Sachdev, MD, Chair*y Maya Guglin, MD, PHD on behalf of the American Heart
Kavita Sharma, MD, Vice Chair Martin Halle, MD Association Heart Failure and
Eric S. Leifer, PHDy Transplantation Committee of the
Steven J. Keteyian, PHD Gurusher Panjrath, MD, FAHA Council on Clinical Cardiology,
Charina F. Alcain, DNP, ACNP-BC Emily A. Tinsley, PHDy Council on Arteriosclerosis,
Patrice Desvigne-Nickens, MDy Renee P. Wong, PHDy Thrombosis and Vascular Biology;
Jerome L. Fleg, MD, FAHAy Dalane W. Kitzman, MD, FAHA*, and American College of
Viorel G. Florea, MD, PHD Cardiology
Barry A. Franklin, PHD, FAHA

*V. Sachdev and D.W. Kitzman contributed equally.


yDisclaimer: The content of this manuscript is solely the responsibility of the authors and does not necessarily reflect the official views of the National
Heart, Lung, and Blood Institute, National Institutes of Health, or the US Department of Health and Human Services.
The American Heart Association and the American College of Cardiology make every effort to avoid any actual or potential conflicts of interest that
may arise as a result of an outside relationship or a personal, professional, or business interest of a member of the writing panel. Specifically, all
members of the writing group are required to complete and submit a Disclosure Questionnaire showing all such relationships that might be perceived as
real or potential conflicts of interest.
This document was approved by the American Heart Association Science Advisory and Coordinating Committee September 12, 2022, and the
American Heart Association Executive Committee September 26, 2022, and the American College of Cardiology Clinical Policy Approval Committee
September 26, 2022.
The American College of Cardiology requests that this document be cited as follows: Sachdev V, Sharma K, Keteyian SJ, Alcain CF, Desvigne-Nickens
P, Fleg JL, Florea VG, Franklin BA, Guglin M, Halle M, Leifer ES, Panjrath G, Tinsley EA, Wong RP, Kitzman DW; on behalf of the American Heart
Association Heart Failure and Transplantation Committee of the Council on Clinical Cardiology; Council on Arteriosclerosis, Thrombosis and Vascular
Biology; and American College of Cardiology. Supervised exercise training for chronic heart failure with preserved ejection fraction: a scientific
statement from the American Heart Association and American College of Cardiology. J Am Coll Cardiol. 2023;81:1524–1542.
This article has been copublished in Circulation.
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ISSN 0735-1097/$36.00 https://doi.org/10.1016/j.jacc.2023.02.012


JACC VOL. 81, NO. 15, 2023 Sachdev et al 1525
APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

ABSTRACT

Heart failure with preserved ejection fraction (HFpEF) is one of the most common forms of heart failure; its prevalence is increasing,
and outcomes are worsening. Affected patients often experience severe exertional dyspnea and debilitating fatigue, as well as poor
quality of life, frequent hospitalizations, and a high mortality rate. Until recently, most pharmacological intervention trials for HFpEF
yielded neutral primary outcomes. In contrast, trials of exercise-based interventions have consistently demonstrated large, signifi-
cant, clinically meaningful improvements in symptoms, objectively determined exercise capacity, and usually quality of life. This
success may be attributed, at least in part, to the pleiotropic effects of exercise, which may favorably affect the full range of ab-
normalities—peripheral vascular, skeletal muscle, and cardiovascular—that contribute to exercise intolerance in HFpEF. Accordingly,
this scientific statement critically examines the currently available literature on the effects of exercise-based therapies for chronic
stable HFpEF, potential mechanisms for improvement of exercise capacity and symptoms, and how these data compare with exercise
therapy for other cardiovascular conditions. Specifically, data reviewed herein demonstrate a comparable or larger magnitude of
improvement in exercise capacity from supervised exercise training in patients with chronic HFpEF compared with those with heart
failure with reduced ejection fraction, although Medicare reimbursement is available only for the latter group. Finally, critical gaps in
implementation of exercise-based therapies for patients with HFpEF, including exercise setting, training modalities, combinations
with other strategies such as diet and medications, long-term adherence, incorporation of innovative and more accessible delivery
methods, and management of recently hospitalized patients are highlighted to provide guidance for future research.

There have been several exercise-based therapeutic trials patient selection. In 2021, a universal definition of HF was
in patients with chronic heart failure (HF) with preserved proposed: “HF is a clinical syndrome with symptoms and/
ejection fraction (HFpEF). In contrast to the pharmaco- or signs caused by a structural and/or functional cardiac
logical trials, most of them reported positive primary abnormality and corroborated by elevated natriuretic
outcomes with relatively large, clinically meaningful ef- peptide levels and/or objective evidence of pulmonary or
fect sizes. Whereas pharmacological studies focused on systemic congestion.” 1 ; In addition, the following classi-
clinical outcomes, the smaller exercise-based trials fications were proposed and have been incorporated into
focused primarily on aerobic exercise capacity and quality the most recent HF guidelines2: HFrEF includes patients
of life, and none were adequately powered for events. with an EF #40%; HF with mildly reduced EF (HFmrEF)
However, exercise capacity (ie, cardiorespiratory fitness) includes those with an EF of 41% to 49%; and HFpEF
is an independent, clinically meaningful patient outcome, includes those with an EF $50%.1
and its measurement is valid, objective, and reproducible.
These positive data on exercise capacity for patients with Epidemiology of HFpEF
chronic HFpEF provided the impetus for the current HFpEF affects approximately half of all patients with HF
American Heart Association/American College of (ie, >3 million Americans), with women disproportion-
Cardiology scientific statement, which describes the ately affected compared with men. Its prevalence is
quantification of exercise intolerance and its underlying increasing relative to HFrEF, 3–5 largely because of the
mechanisms, critically examines currently available data aging of the population and an increasing burden of
on exercise-based therapies, and discusses the rationale comorbidities that contribute to its development. 4–7
for their promotion and wider dissemination. HFpEF has profound health consequences, including
severe exercise intolerance manifested by exertional
BACKGROUND dyspnea and early-onset fatigue with even brief bouts of
mild physical activity, impaired health-related quality
HF Definition and Classification of life, frequent hospitalizations, loss of functional inde-
Ejection fraction (EF) has traditionally been used to pendence, increased death, and high healthcare use and
classify patients with HF because of its prognostic and costs. 8
therapeutic implications. The definitions of HFpEF have
varied over time and among the studies cited, including Common Comorbidities
both exercise and pharmacological trials. Thus, interpre- Comorbid medical conditions not only are highly preva-
tation of results for any subgroup of HF could differ lent in HFpEF but also are linked to the underlying
somewhat depending on study population selection mechanisms for its development and prognosis. 4,5,9,10
criteria. Clinical trials have used an EF #35% or 40% to Hypertension is a major risk factor for HF development
define HF with reduced EF (HFrEF). HFpEF trials have and is highly prevalent in those with HFpEF. Although
used variable EF thresholds of >40%, 45%, or 50% for there is evidence that treatment of hypertension may
1526 Sachdev et al JACC VOL. 81, NO. 15, 2023

Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

prevent HFpEF development,11 there appears to be less Until recently, most HFpEF trials of pharmacological
effect from blood pressure lowering on reducing therapy were neutral on their primary outcomes of clin-
morbidity and death once HFpEF is established.11 Over- ical events (eg, HF hospitalizations and cardiovascular
weight or obesity is present in >80% of patients with death). 4,22 In February 2021, the U.S. Food and Drug
12
HFpEF , making excess adiposity and the associated Administration reviewed data on the effect of sacubitril/
metabolic derangements the most common HFpEF valsartan and spironolactone treatment for HFpEF and
phenotype. Multiple lines of evidence indicate that body granted approval for the use of sacubitril/valsartan in
habitus, particularly excess intra-abdominal fat stores 12, selected patients with HFpEF based largely on the
plays a pivotal role in the development of obese or PARAGON-HF (Prospective Comparison of ARNI with ARB
metabolic HFpEF and independently influences the Global Outcomes in HF with Preserved Ejection Fraction)
severity of outcomes, including both exercise capacity trial.22 Despite promising results from post hoc analyses
13
and subsequent clinical events. Approximately 25% to of data from the TOPCAT trial (Treatment of Preserved
50% of patients with HFpEF have diabetes, and this pro- Cardiac Function Heart Failure With an Aldosterone
portion is expected to increase. Diabetes has adverse Antagonist),23 no final determination on spironolactone
prognostic significance in patients with HFpEF, likely use was issued. Results from 2 unequivocally positive
because of overlapping pathophysiological sequelae, trials for HFpEF, EMPEROR PRESERVED (Empagliflozin
including neurohormonal activation, inflammation, and Outcome Trial in Patients With Chronic Heart Failure
24
impaired skeletal muscle function. Coronary artery dis- With Preserved Ejection Fraction) and DELIVER
ease is common in patients with HFpEF and is associated (Dapagliflozin Evaluation to Improve the Lives of Patients
with a greater deterioration in left ventricular systolic With Preserved Ejection Fraction Heart Failure),25 were
14
function and worse outcomes. Pulmonary hypertension recently published and showed a reduction in the com-
is common in HFpEF and develops as a result of elevated bined risk of HF hospitalizations or cardiovascular death
left atrial pressures and progressive pulmonary vascular with empagliflozin and dapagliflozin treatment.
disease. There is a bidirectional relationship between the In HFpEF drug trials that evaluated exercise capacity as
heart and kidney dysfunction that mediates volume a primary or secondary end point, changes in exercise
overload and congestion and is correlated with poor capacity with most drugs, 4 including spironolactone
clinical outcomes. 7 _ 2 ] compared
(mean difference in peak oxygen uptake [Vo
There is a high burden of sarcopenia and frailty in pa- with control subjects, 0.4 mL$kg 1 $min 1 ; P ¼ 0.38),26
tients with HFpEF, and these factors are associated with sacubitril/valsartan (mean difference in 6-minute walk
worse quality of life and increased clinical events. 15,16 distance [6MWD], 2.5 m; P ¼ 0.42), 27 and empagliflozin
Reduced physical activity with aging and low cardiore- (mean difference in 6MWD, 4 m; P ¼ 0.37),28 have been
spiratory fitness are important contributors to the devel- disappointing. In October 2021, the first drug trial to
opment of HFpEF, 17,18 and emerging evidence improve exercise capacity and quality of life in patients
demonstrates that among patients with HFpEF, these with HFpEF was published. The PRESERVED-HF trial 29
impairments can be improved with exercise training (Dapagliflozin in Preserved Ejection Fraction Heart Fail-
interventions.19 ure) showed that dapagliflozin significantly improved the
Kansas City Cardiomyopathy Questionnaire Clinical
Clinical Management of HFpEF Summary score by 5.8 points at 12 weeks, and an increase
Patients with HFpEF may have frequent episodes of acute (8.2%) in the 6MWD was observed. As previously noted,
decompensation with volume overload and congestion, these trials used varying EF thresholds (40%, 45%, 50%)
often leading to hospitalizations. 4,20 However, even when for inclusion of patients.
their congestion has been effectively treated and they are Several device-based solutions to relieve symptoms
well-compensated, stable, and nonedematous, patients and to improve the clinical course of patients with HFpEF
with chronic, stable HFpEF often experience severe ex- have been evaluated. Use of a wireless pulmonary artery
ercise intolerance, exertional fatigue, and dyspnea. pressure monitoring device reduced hospitalizations in all
Indeed, exercise intolerance is the primary manifestation patients with HF 30; an exploratory subgroup analysis
of chronic HFpEF and is associated with poor health- found that this effect was also seen in patients with
related quality of life 4 and other adverse outcomes. HFpEF. 31 Placement of an interatrial shunt device to
Acknowledging the importance of exercise capacity and reduce pulmonary capillary wedge pressure during exer-
quality of life in these patients, 7 a recent U.S. Food and cise did not reduce HF events in patients with HFpEF. 32
Drug Administration statement emphasized that reducing However, prespecified analyses showed that latent pul-
symptoms and enhancing physical function are valid end monary vascular disease in one-third of patients identi-
points for HF drug development. 21 fied worse outcomes, suggesting that two-thirds of
JACC VOL. 81, NO. 15, 2023 Sachdev et al 1527
APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

patients may benefit.33 Despite this recent progress in MECHANISMS OF EXERCISE INTOLERANCE IN
drugs and devices, a paucity of interventions for HFpEF CHRONIC HFpEF AND BENEFITS FROM
remains, highlighting the need to evaluate potentially EXERCISE TRAINING
therapeutic lifestyle interventions.
Several pathophysiological mechanisms are responsible
Current Guidelines for HFpEF Management for the severely reduced aerobic exercise capacity in pa-
A new version of the American College of Cardiology/ tients with HFpEF. These can be broadly categorized as
American Heart Association guidelines for HF manage- cardiac, pulmonary, vascular, and skeletal muscle. Other
ment was recently released, and HFpEF treatment rec- factors that contribute to exercise intolerance in these
ommendations have been added for sodium-glucose patients involve common, coexisting risk factors and
cotransporter 2 inhibitors (Class of Recommendation 2a), comorbidities, including sedentary behavior; atrial fibril-
mineralocorticoid receptor antagonists (Class of Recom- lation, which is accompanied by a worse prognosis10,42;
mendation 2b), and angiotensin receptor neprilysin in- and obesity, which may be associated with increased
hibitors (Class of Recommendation 2b). 2 Current plasma volume, cardiac remodeling, and potentially
guidelines also include a Class 1 recommendation (Level pericardial restraint.43 Excess intra-abdominal adiposity
of Evidence A) for exercise training in patients with HF. 2 is pivotal and has been linked to systemic inflammation,
Although this recommendation does not distinguish be- mitochondrial dysfunction, capillary rarefaction, and
tween HFpEF and HFrEF, the supporting evidence for this reduced nitric oxide bioavailability. 10,13
recommendation emanates largely from studies of su-
Cardiac and Pulmonary Mechanisms
pervised exercise training (SET) in patients with chronic
HFrEF. Guidelines also include comorbidity management Impaired cardiac output reserve during exercise is
in the treatment of HFpEF, and patients with hyperten- attributable to modest blunting of stroke volume
sion, obesity, and diabetes may also benefit from SET. augmentation and to chronotropic incompetence, which
occurs in up to z50% of patients with HFpEF. 44 The
blunting of stroke volume occurs despite an exaggerated
ASSESSMENT AND QUANTITATION OF increase in filling pressures with exercise.45 Left ventric-
EXERCISE INTOLERANCE IN HFpEF ular systolic and diastolic dysfunction and left atrial
dysfunction may also impair exercise capacity.
Aerobic exercise capacity can be quantified objectively Chronically elevated left ventricular filling pressures
_ 2 by
and reproducibly in patients with HFpEF as peak Vo lead to pulmonary vascular remodeling and impaired gas
_ 2 is physiologically mean-
expired gas analysis.34 Peak Vo exchange with decreased lung diffusion capacity and
ingful because it measures the ability to transport (cardiac alveolar ventilation. 46 Pulmonary hypertension is present
output) and use (arteriovenous O2 difference) oxygen. in >50% of patients with HFpEF; right ventricular
_ 2 is severely reduced by z30% in patients with
Peak Vo dysfunction is seen in approximately one-third of pa-
HFpEF compared with age-matched healthy individuals tients; and both can contribute to exercise intolerance
and is similar to that in age-matched patients with HFrEF and a poor prognosis.36
_ 2 is
(13–14 mL$kg1$min 1).35 This reduced level of peak Vo
below established thresholds required for functional in- Vascular Mechanisms
dependence, including normal activities of daily living Exercise intolerance in patients with HFpEF is also asso-
_ 2 also has significant
such as carrying groceries.36 Peak Vo ciated with abnormalities in central artery (ie, proximal
prognostic value in patients with HFpEF, 37 potentially thoracic aorta) distensibility, peripheral (eg, femoral,
greater than in patients with HFrEF.38 However, in brachial) artery vasodilator capacity, and microvascular
contrast to SET studies in patients with HFrEF, 39 the diffusive function (O 2 movement from hemoglobin to
relationship between changes in peak Vo_ 2 and clinical mitochondria).47 Specifically, increased central artery
outcomes in HFpEF has not been examined. The most stiffness correlates with the observed reduction in peak
commonly used practical alternative for assessing exer- _ 2 .48 Among patients who are free of clinically manifest
Vo
cise performance in HFpEF is the 6MWD, demonstrating coronary atherosclerosis, flow-mediated endothelial
values that are comparable to those in patients with function is abnormal compared with younger healthy in-
HFrEF and markedly reduced relative to control subjects. dividuals; however, this may be an age-related phenom-
However, there are few or no data correlating this enon because the reduction in vasodilatory
parameter with clinical event outcomes in patients with responsiveness is apparently not different when patients
HFpEF.40,41 with HFpEF are compared with healthy age-matched
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Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

F I G U R E 1 Pleiotropic Effects of SET in Chronic HFpEF

_ 2 Diff indicates arteriovenous O2 difference; HFpEF, heart failure with preserved ejection fraction; KCCQ, Kansas City Cardiomyopathy Questionnaire;
A-Vo
LV, left ventricular; MLHF, Minnesota Living With Heart Failure Questionnaire; and SET, supervised exercise training.

control subjects.49,50 Last, microvascular function, which The presence of multiple skeletal muscle
influences the diffusion of O2 within both the myocar- abnormalities 53,54,56,58,59 suggests that, independently of
dium and skeletal muscle and is partly dependent on both any limitations in cardiac output, patients with HFpEF
local autoregulatory mechanisms and capillary density, is have a skeletal muscle myopathy similar to that described
reduced in individuals with HFpEF compared with age- in HFrEF. 53,60 Furthermore, these abnormalities are not
51
matched control subjects. merely secondary to deconditioning because (1) they
develop even when physical activity is maintained during
Skeletal Muscle Mechanisms the development of HF60 and (2) the pattern of abnor-
Although reduced exercise cardiac output is sometimes malities differs from deconditioning, particularly the
assumed to be the primary mechanism for severe exercise fiber-type shift, which is the opposite of that seen in
intolerance in HFpEF, a reduced arteriovenous O2 differ- deconditioning. The intrinsic nature of skeletal muscle
_ 2 and
ence accounts for >50% of the reduction in peak Vo dysfunction is consistent with the current HFpEF para-
_ 2 than ex-
is a stronger independent predictor of peak Vo digm that it is a systemic syndrome, likely triggered by
ercise cardiac output. 44,52 Reduced peak exercise arte- circulating factors such as inflammatory cytokines that
riovenous O 2 difference in HFpEF may be attributed to the cause dysfunction in multiple organ systems. 10
aforementioned convective and diffusive oxygen delivery
Mechanisms of Benefits From Exercise Training
abnormalities, as well as multiple skeletal muscle abnor-
malities that impair oxygen utilization, including reduced Studies indicate that peripheral adaptations, particularly
muscle mass, excess adipose infiltration, and, most in skeletal muscle, are the primary mechanism for
important, impaired mitochondrial function.53–59 _ 2 after exercise training in pa-
improvement in peak Vo
The strongest evidence that abnormal skeletal muscle tients with HFpEF.6 The reason may be that, compared
mitochondrial function contributes to aerobic exercise with cardiac muscle, skeletal muscle is more plastic and
intolerance was provided by phosphorous magnetic has potential for rapid, large improvements in function
resonance spectroscopy measurement of ATP and crea- after even a brief period of exercise.61
tine phosphate concentrations and turnover rates during Exercise has a broad range of benefits that are relevant
and after handgrip exercise using a small mass of exer- to HFpEF, including anti-inflammatory, rheological, lipid-
cising muscle, a model that excluded any limitation in lowering, antihypertensive, positive inotropic, positive
cardiac output as a contributor. 59 These studies showed lusitropic, negative chronotropic, vasodilation, diuretic,
that patients with HFpEF have rapid muscle ATP deple- weight-reducing, hypoglycemic, hypnotic, and anti-
tion, which was observed early during exercise, further depressive qualities. 62 These pleiotropic systemic effects
excluding abnormalities in cardiac output and muscle (Figure 1) are potentially well suited for the treatment of
blood flow reserve as causes. both the cardiac and, in particular, the extracardiac
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APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

abnormalities that contribute to exercise intolerance in were often underrepresented, including older adults,
HFpEF.6,63 Many studies have demonstrated improve- women, individuals of lower socioeconomic status, and
ments in physical function with exercise training in pa- underrepresented racial and ethnic groups. Similar to SET
tients with HFpEF and have shown favorable cardiac studies in HFrEF, patients were clinically stable with no
adaptations (increased maximal cardiac output), periph- recent acute hospitalization. Accordingly, these exclu-
eral vascular changes, and skeletal muscle adaptations sions limit somewhat the generalizability of the results
(increased oxidative muscle fibers, reduced muscle and preclude extrapolation to patients with more severe
wasting).6,61,64–66 Compared with most drugs that have disease, particularly those with recent hospitalization
failed to show benefits, exercise training has shown who have much more severe and broader deficits in
consistent improvements in exercise capacity in patients physical function and may be better served by in-
with HFpEF. terventions other than standard aerobic-based SET. 84,85

CRITICAL ANALYSIS OF DATA FROM AEROBIC Types of Exercise Used in Clinical Trials
EXERCISE TRAINING TRIALS IN CHRONIC HFpEF Exercise studies in patients with chronic, stable HFpEF
used various approaches for training, including walking,
Because earlier randomized controlled trials (RCTs) of stationary cycle ergometry, high-intensity interval
SET in HF were not blinded for assessment of outcome training (HIIT), strength training, and dancing.67–73,75–77
measures,41 this scientific statement focuses on single- Eleven studies47,67–72,74–77 used facility-based SET
blinded HFpEF trials from 2010 onward (Table 1, (Table 1), and 4 studies 86–89 used home-based exercise
Supplemental Table 1). 67–77 Trials included in this analysis training (Supplemental Table 1). HIIT studies used 2- to
were identified from a 2019 Cochrane review of exercise- 4-minute exercise bouts with the treadmill or cycle
based cardiac rehabilitation (CR) for adults with ergometer. 74,76,77 Although the training frequency was
HF78 and related reviews and meta-analyses from generally 3 sessions per week, the duration ranged from 1
PubMed. 79–83 Studies were required to have aerobic to 8 months, and the intensity of training, when specified,
exercise capacity parameters as outcomes, and those varied considerably (40%–90% of exercise capacity), as
that enrolled both patients with HFpEF and patients did the individual session length (25–60 min).
with HFrEF were excluded if results for HFpEF were not
presented separately. Two exercise training studies were Outcome Measures in SET Trials
excluded because of a lack of randomization, and 5 Patients with HFpEF are often older and frail with severe,
studies of other exercise forms (classes, functional elec- chronic symptoms that significantly compromise quality
trical stimulation, tai chi, resistance training only) were of life. Thus, it is not surprising that they may place
excluded (Supplemental Figure 2). higher value on improving symptoms rather than pro-
Of the 11 RCTs included in this review (Table 1), 8 had longing survival compared to other groups. In the 2017
data available to calculate the effect of SET on the base- American Heart Association statement “Prioritizing
line–to–follow-up change in peak Vo_ 2 . Two of the studies Functional Capacity as a Principal End Point for Therapies
did not have a control group 76,77 and 1 study did not have Oriented to Older Adults With Cardiovascular Disease,”
_ 2 measurement. 75 With regard to the evolving
a peak Vo Forman et al90 emphasized that a large body of literature
definition of HFpEF and its classification, 6 of 8 trials demonstrates that older adults respond favorably to and
included in the meta-analysis used the current EF classi- value the benefits of exercise training programs. Patient-
fication of HFpEF. One study used an EF of 40% and 1 reported surveys indicate that improved physical func-
used 45%; both of these studies included patients with HF tion and quality of life are preferred outcomes. 91
with mildly reduced EF and patients with HFpEF based on Accordingly, primary outcome measures for most SET
current definitions. studies reviewed here included exercise capacity,
_ 2 , exercise test time or duration,
expressed as peak Vo
Demographics of the Patient Population and 6MWD, or a combination of these measures.
Potential Limitations
There was substantial variation in the baseline charac- Meta-Analysis of the Effect of SET on Exercise Capacity
teristics of patients with chronic HFpEF who underwent For this scientific statement, we conducted a random-
aerobic exercise interventions. Some studies excluded effects meta-analysis of 8 RCTs of aerobic exercise
patients with atrial fibrillation, chronic obstructive pul- training that indicated that SET significantly improved
monary disease, and coronary artery disease, despite the _ 2 , total exercise test time, and 6MWD. Among the
peak Vo
fact that these comorbidities are common in individuals patients randomized to SET (n ¼ 258), baseline peak Vo_ 2
with HFpEF. Moreover, individuals with demographic increased by 14% (2.2 mL$kg 1 $min 1 ; from 15.8 to 18.0
characteristics prevalent in population studies of HFpEF mL$kg1 $min1), whereas control subjects (n ¼ 245) had a
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Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

2% decrease (0.3 mL$kg1 $min 1 ; from 16.2 to 15.9 in quality-of-life measures, 67,70,73 others report significant
1 1
mL$kg $min ; P ¼ 0.002; absolute treatment effect, 2.5 improvements after SET.68,71,72,74,77 Effect sizes from
1 1 92
mL$kg $min ; DerSimonian-Laird meta-analysis previous meta-analyses79–81,93,94 also show varied results,
1 1
treatment effect, 2.8 mL$kg $min ; Figure 2; with improvement (decrease) in Minnesota Living With
Supplemental Table 1 provides details). Among the 6 Heart Failure Questionnaire scores ranging from 4.0 to 9.1
studies that used EF $50% for the definition of HFpEF, units from baseline to follow-up.
_ 2 in patients randomized to SET (n ¼ 228)
baseline peak Vo
increased by 12% (2.0 mL$kg 1 $min 1 ; from 15.7 to 17.7 Cardiovascular and Peripheral Effects of SET
1 1
mL$kg $min ), whereas control subjects (n ¼ 212) had a Multiple studies have examined the cardiovascular and
2% decrease (0.4 mL$kg1$min 1; from 16.0 to 15.6 peripheral effects of SET in patients with HFpEF to better
mL$kg1$min 1; P ¼ 0.001; absolute treatment effect, 2.4 understand the mechanisms underlying the pleiotropic
mL$kg1$min 1; DerSimonian-Laird meta-analysis treat- effects (Figure 1). Among studies that examined alter-
ment effect, 2.2 mL$kg 1 $min 1 ; Supplemental Figure 2). ations in selected cardiac parameters, some reported no
Previous meta-analyses 79–81,93,94 reported similar change 67,69,70,73,74,87 whereas others found improvement
training-related increases in peak Vo _ 2 ranging from 1.7 to in diastolic function measures. 68,72,75–77,88 In an observa-
2.7 mL$kg1 $min1. An increase of peak Vo _ 2 >6% to 7% tional study in which 7 of 11 patients with HFpEF under-
(z1.0 mL$kg1$min 1) is considered a clinically mean- went cardiac catheterization before and after 12 months of
ingful improvement in patients with HFrEF 95,96 suggest- SET 97 there was no discernible impact on left ventricular
ing that the training-related increases observed with SET filling pressures or pressure-volume loops, suggesting
in HFpEF are meaningful. that ventricular compliance and cardiac index remained
Although 5 of the 8 trials in this meta-analysis are largely unchanged.
single-center studies (Table 1), the recently published Peripheral measures of flow-mediated dilation and
multicenter OptimEx-Clin study 74 (Optimising Exercise arterial stiffness in patients with HFpEF have demon-
Training in Prevention and Treatment of Diastolic Heart strated abnormalities at baseline but no significant
Failure), the largest trial of exercise training for chronic, changes in large-vessel function after SET. 70,73,76 Studies
stable HFpEF to date (n ¼ 176), also found substantial evaluating peripheral adaptations have reported in-
improvements in peak Vo_ 2 after 3 months of HIIT (1.1 creases in peak arteriovenous O2 difference after SET with
mL$kg1$min 1) and moderate-intensity continuous no significant changes in peak exercise cardiac output or
training (MCT; 1.6 mL$kg 1 $min 1 ) compared with control stroke volume. 65,72 These findings suggest that improve-
subjects (0.6 mL$kg1$min 1 ). Although the trial did not ments in peak Vo _ 2 after SET are attributable predomi-
meet its overly ambitious, large a priori threshold of a 2.5 nantly to peripheral adaptations (eg, increased
mL$kg1$min 1 improvement, there were clear benefits in mitochondrial density and function, myoglobin content,
both exercise arms, particularly with MCT, which may be capillary density, blood flow redistribution) that result in
a preferable approach in the older, frail, chronic HFpEF increased diffusion capacity and oxygen extraction by the
population. This trial used an EF criterion of $50%, which exercising muscles.61,66 These improvements in the skel-
is consistent with the current definition of HFpEF. etal muscle myopathy of HFpEF are not unexpected and
In 5 studies, total exercise time was measured and represent a promising target for novel interventions
shown to be increased by 21% (1.9 minutes) in the SET because skeletal muscle has a much greater capacity for
group compared with a 1% decrease (0.1 minutes) in repair and regeneration after SET than cardiac muscle.61
control subjects (P ¼ 0.003). For comparative purposes, a
1-minute or 10% increase in exercise time is considered Effect of SET on Clinical Outcomes
meaningful and has been used by the U.S. Food and Drug Higher aerobic exercise capacity is associated with fewer
Administration for approval of drugs for angina pectoris. subsequent cardiovascular events and improved survival
In the 4 studies that measured 6MWD, distance in the SET in patients with and without cardiovascular disease 98,99;
group increased 9% (40 m) compared with a 3% (12 m) however, this relationship has not been systematically
increase in control subjects (P ¼ 0.03). examined in patients with HFpEF. To clarify this
outcome, some studies of home-based exercise training in
Impact of SET on Quality of Life HFpEF have explored its impact on clinical events.
The effects of SET on general quality-of-life metrics have Although none of the studies had adequate statistical
been assessed in RCTs using the 36-item Short Form power, a recent pilot study of 50 patients86 reported fewer
67,68,70–73
Health Survey and on disease-specific quality of hospitalizations in the exercise intervention group.
life with the Minnesota Living With Heart Failure Ques- Similarly, a rehabilitation program that included home-
tionnaire 67–70,72,73,77 and Kansas City Cardiomyopathy based exercise in 85 patients with HFpEF showed a
Questionnaire. 73 Although some studies show no change trend toward fewer cardiac events in the exercise training
JACC VOL. 81, NO. 15, 2023 Sachdev et al 1531
APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

TABLE 1 RCTs of Facility-Based SET in HFpEF

Study Size:
Exercise/ Primary End
Study Control Points (Unless Cardiac and
Author, (Blinded: Centers, Patient Otherwise Vascular End
Year Aim of Study Yes/No) n Population Type of ET SET Program Noted) Points QOL End Points

Kitzman To evaluate the 26 ET/27 control 1 EF $50%, Walking 3 times per wk Improved peak No change in No change in
et al,67 effect of ET on (yes) NYHA II–III, for 4 mo _ 2 , ex test
Vo cardiac MLHF or
2010 _
peak Vo2 and age 70  6 y, time, 6MWD parameters SF36 score
QOL 17% male

Edelmann To evaluate the 44 ET/20 control 3 EF $50%, Bike þ resistance 3 times per wk, Improved peak Decreased E/e’ Improved MLHF,
et al,68 effect of ET on (yes) NYHA II–III, 35 min each, _ 2 , ex test
Vo and LAVI SF36 score
2011 functional age 64  8 y, for 6 mo time, 6MWD
capacity, 45% male
cardiac
function, and
QOL

Smart To evaluate the 14 ET/16 control 2 EF $45%, Bike _ 2 No change in


3 times per wk, Improved peak Vo No change in
et al,69 effect of ET on (echo NYHA II–III, 30 min each, cardiac MLHF score
2012 functional blinded, not age 67  6 y, for 4 mo parameters
capacity, mentioned 58% male
cardiac for exercise
function, and testing)
QOL

Kitzman To evaluate the 24 ET/30 control 1 EF $50%, Walking þ arm aerobics 3 times per wk Improved peak No change in Improved SF36
et al,70 effect of ET on (yes) NYHA II–III, for 4 mo _ 2 , ex test
Vo FMD score, no
2013 FMD, arterial age 70  7 y, time, 6MWD (primary), change in
stiffness, and 28% male (secondary) arterial MLHF score
_ 2
peak Vo stiffness, or
cardiac
parameters

Kaltsatou To compare 18 dancing, 1 EF $40%, Greek dance vs bike/ 3 times per wk, Both dancing and None Both dancing
et al,71 dancing vs ET 17 ET/16 NYHA II–III, treadmill þ 30 min each, ET improved and ET
2014 vs control on control (yes) age 67  7 y, resistance vs control for 1 mo _ 2,
peak Vo improved
functional 100% male ex test time SF36 score
capacity

Fu et al,72 To explore how 30 ET/29 control 1 HFpEF, HFrEF, Bike (3-min intervals) _ 2 Decreased E/e’
3 times per wk, Improved peak Vo Improved MLHF,
2016 aerobic (echo 2 control 30 min each, ratio SF36 scores
interval blinded, not groups; for 3 mo
training affects mentioned EF $50%,
central and for exercise NYHA II–III,
peripheral testing) age 61  3 y,
hemodynamics 67% male

Kitzman To determine 46 ET/46 control 1 EF $50%, 2  2 factorial: diet, 3 times per wk, Improved peak No change in No change in
et al,73 whether (yes) NYHA II–III, walking, both, 60 min each, _ 2 , ex test
Vo cardiac MLHF, KCCQ,
2016 caloric age 67  6 y, control for 5 mo time, 6MWD function, or SF36 score
restriction or 20% male, arterial
SET improves BMI stiffness
exercise $30 kg/m2 unchanged
capacity and
QOL

Mueller To compare HIIT, 58 HIIT/58 MCT/ 5 EF $50%, HF/ HIIT cycle (4-min 3 times per wk Improved peak Vo_ 2 No change in No change in
et al,74 MCT, and 60 control high filling intervals) vs MCT all, 3 mo SET, at 3 mo in HIIT diastolic KCCQ score
2021 guideline- (no) pressures vs control follow-up to and MCT function or at 3 mo;
based physical and BNP, 12 mo groups NT-proBNP improvement
activity on mean age in MCT group
peak Vo_ 2 70 y, 33% at 12 mo
change male, mean
BMI 30 kg/m2
Alves et al,75 To investigate the 31 HFpEF, 33 1 HFpEF (EF Treadmill or bike 3 times per wk Improved METs in EF, E/A None
2012 effect of ET on HFmrEF/34 >55%), for 4 mo HFpEF and increased; DT
exercise HFrEF (yes) HFmrEF (EF HFmrEF groups decreased in
tolerance and 45%–54%), HFpEF and
cardiac HFrEF HFmrEF
function (EF <45%), groups
control; age
63  10 y,
71% male

Continued on the next page


1532 Sachdev et al JACC VOL. 81, NO. 15, 2023

Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

TABLE 1 Continued

Study Size:
Exercise/ Primary End
Study Control Points (Unless Cardiac and
Author, (Blinded: Centers, Patient Otherwise Vascular End
Year Aim of Study Yes/No) n Population Type of ET SET Program Noted) Points QOL End Points

Angadi To determine 9 HIIT/6 MCT 2 NYHA II–III, age HIIT treadmill 3 times per wk, HIIT improved HIIT did not None
et al,76 whether HIIT (yes) 69  6 y, (2-min intervals) 60 min each, _ 2
peak Vo change FMD
2015 improves peak 89% male vs MCT for 8 mo (secondary) (primary),
_ 2,
Vo HIIT
endothelial improved
dysfunction, diastolic
and diastolic function
dysfunction vs
aerobic
continuous
training

Donelli da To compare the 10 HIIT/9 MCT 1 EF $50%, NYHA HIIT treadmill (4-min 3 times per wk _ 2 improved E/e’ ratio
Peak Vo MLHF score
Silveira effectiveness (yes) II–III, intervals) vs for 3 mo 22% with HIIT, improved in improved
et al,77 of HIIT vs MCT age 60  9 y, continuous 11% with MCT both groups
2020 in HFpEF 37% male

BMI indicates body mass index; BNP, brain natriuretic peptide; DT, deceleration time; EF, ejection fraction; ET, exercise training; ex test time, exercise test time or duration; FMD, flow-mediated
dilation; HFmrEF, heart failure with mildly reduced ejection fraction; HFpEF, heart failure with preserved ejection fraction; HFrEF, heart failure with reduced ejection fraction; HIIT, high-intensity
interval training; KCCQ, Kansas City Cardiomyopathy Questionnaire; LAVI, left atrial volume index; MCT, moderate continuous training; MET, metabolic equivalent; MLHF, Minnesota Living With
Heart Failure Questionnaire; NT-proBNP, N-terminal pro-B-type natriuretic peptide; NYHA, New York Heart Association class; QOL, quality of life; RCT, randomized controlled trial; SET, supervised
exercise training; SF36, 36-item Short Form Health Survey; 6MWD, 6-minute walk distance; and Vo2, oxygen consumption.

group.88 The inadequacy of current data highlights the reported that 80% of the HIIT group and 76% of the MCT
need for larger-scale, longer-term studies to examine the group completed >70% of the exercise sessions. 74 In-
effects of SET on clinical events in HFpEF. terventions to promote uptake and adherence to exercise-
based therapy may require targeting of patient-specific
Safety of SET in Chronic, Stable HFpEF barriers to enrollment and participation.101
Although regular physical activity reduces the risk of Most SET trials have been relatively short term (3–6
cardiovascular disease, vigorous physical activity, months) and were unable to address long-term adher-
particularly when episodic and performed by unfit, inac- ence. Indeed, an important limitation of these studies is
tive individuals with known or occult coronary artery the relatively poor long-term maintenance of benefit,
disease, can trigger acute cardiovascular events.100 partly the result of challenges associated with continued
Nonetheless, the safety of SET has been consistently patient adherence.41 In the SET trial with the longest
demonstrated in selected middle-aged and older patients _ 2,
duration 76 an 8-month HIIT regimen improved peak Vo
with chronic, stable HFpEF. A meta-analysis of 276 pa- whereas MCT showed no improvement.76 In the recent
tients from 6 RCTs reported no exercise-related major OptimEx-Clin trial, which had a home-based exercise
adverse events.79 Two of the trials noted occasional mi- phase for months 4 to 12, adherence decreased to 56% of
nor, although expected, adverse exercise responses (eg, the HIIT group and 60% of the MCT group completing
palpitations, musculoskeletal discomfort, transient hy- >70% of sessions by 12 months. Long-term adherence to
poglycemia).68,70 Studies of home-based exercise training exercise training remains a critical challenge regardless of
reported no serious events. The safety of exercise in these the regimen used and should be addressed in future
studies may be attributed partly to the careful selection of studies.
clinically stable patients with compensated chronic HF,
no recent hospitalization, and monitoring and medical Effect of Combining SET and Caloric Restriction
supervision during exercise. Given the high prevalence of the obese HFpEF phenotype
and well-documented adverse effects of excess adiposity
Adherence to SET and Long-Term Maintenance on aerobic exercise capacity, interventions combining
Data on patient adherence to the exercise program were SET and caloric restriction may have independent and
provided in 7 of the 11 SET trials summarized here. additive benefits in this population. In a single-center
Completion rates ranged from 84% to 90% in 5 2  2 factorial trial of obese patients with HFpEF (body
studies.67,70,71,73,76 One study reported that one-third of mass index $30 kg/m 2) who were $60 years of age and
patients completed >90% of sessions and half completed randomized to caloric restriction, SET, both, or neither,
70% to 90% 68 and the largest study (OptimEx-Clin) Kitzman et al73 found that caloric restriction (ie, z400
JACC VOL. 81, NO. 15, 2023 Sachdev et al 1533
APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

_ 2 Increase in Randomized Exercise Training trials in Chronic HFpEF


F I G U R E 2 Forest Plot of Peak Vo

HFpEF indicates heart failure with preserved ejection fraction.

fewer kcal/d for 20 weeks) resulted in significantly greater participate initially in medically supervised followed by
weight loss compared with no restriction (7 kg [95% home-based activities, may reduce cost and enhance
CI, 9 to 5]; P<0.001). Exercise also resulted in signifi- accessibility for eligible patients. 102 The widespread
cantly greater weight loss than no exercise (3 kg [95% availability of activity trackers, smartphones, telehealth,
CI, 5 to 1]; P<0.001) and significantly improved indices and internet-based programs markedly enhances the
of inflammation and cardiac remodeling. Peak Vo _ 2 ability to monitor patient adherence to, responses to, and
improved similarly with caloric restriction (1.3 progress in home-based CR programs. Future research is
mL$kg1 $min 1 [95% CI, 0.8–1.8]; P < 0.001) and SET (1.2 needed to evaluate integration of other technology ap-
mL$kg1 $min 1 [95% CI, 0.7–1.7]; P < 0.001). Both diet and plications and novel strategies and to assess their impact
SET resulted in significant improvement in HF-specific on patient adherence and outcomes.
quality-of-life measures by the Kansas City Cardiomyop-
athy Questionnaire, and the combination of caloric re- CURRENT APPLICATIONS OF EXERCISE-BASED
_ 2
striction and SET doubled the improvement in peak Vo THERAPIES FOR HFpEF AND COMPARISON WITH
1 1
(2.5 mL$kg $min ); exercise time and 6MWD also OTHER CONDITIONS
showed large improvements.
There are several types of exercise-based therapies. Self-
directed exercise training is performed without supervi-
Alternative Exercise Training Models: Home-Based and sion and with no formal exercise prescription. Contem-
Hybrid Exercise Training porary guidelines for all Americans recommend $150
To the best of our knowledge, only 4 trials of home-based min/wk of moderate-intensity physical activity (eg, 30
exercise training for patients with chronic HFpEF have minutes on 5 d/wk) and $2 d/wk of muscle-strengthening
been published (Supplemental Table 1).86–89 All reported activities.103 However, there are no data on the safety and
improved exercise capacity and quality-of-life metrics. efficacy of self-directed exercise in patients with HFpEF,
However, because of the short duration (3–6 months) and who have far greater functional impairments, symptom-
small number of exercising subjects (n ¼ 67) included, the atology, and cardiovascular risk.
safety and efficacy of these training regimens remain In clinical practice, SET is prescribed by health care
unproven. Home-based CR is a relatively new strategy professionals to improve both aerobic exercise capacity
that incorporates remote coaching and supervision of and quality of life. It is most often conducted in a clinical
exercise interventions that may be used alone or in setting with monitoring and typically includes at least 3
combination with facility-based training (hybrid CR). To sessions per week of aerobic-type exercises such as
date, no studies have compared these 2 approaches in walking on a treadmill or stationary cycling. Other types
patients with HFpEF. Hybrid models, in which patients of activities such as muscle strengthening may also be
1534 Sachdev et al JACC VOL. 81, NO. 15, 2023

Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

included, and 36 visits are generally prescribed/allowed for the treatment of patients with HF (regardless of EF
by third-party payers within a 12-week period. Structured criteria), and HFrEF was added by the CMS as an indica-
disease management interventions are not included in tion for CR that is covered for Medicare beneficiaries.104
this model. However, subsequent meta-analyses in chronic HFrEF
Exercise-based CR combines SET with education that have shown conflicting results, with 1 analysis of 18 trials
targets risk factor modification, tailored behavioral in- showing no significant difference in death or hospitali-
terventions and counseling, psychosocial assessments, zations106 and another showing some reduction in hos-
and outcome (eg, clinical, behavioral, physiological) pitalizations, 78 thus shifting the focus of SET benefits
assessment. For covered conditions, the Centers for back to improvement of exercise capacity and quality of
Medicare & Medicaid Services (CMS) typically allows 36 life.
CR visits over a 36-week period, thus providing patients HF-ACTION showed a modest, statistically significant
with more flexibility over time. _ 2 with
improvement (0.6 mL$kg1$min 1 [4%]) in peak Vo
To illustrate the different SET therapies possible for exercise training. This effect size, which is at the lower
patients with HFpEF, we describe the exercise models end of a clinically meaningful change, was likely attenu-
that are currently part of guideline-based therapy and are ated by suboptimal adherence; moreover, improvement
covered by Medicare for 2 other patient populations who in quality of life was also observed. 107 Although inter-
present with similar clinical challenges (eg, multiple study comparisons should be interpreted with caution,
comorbidities, exercise intolerance). Specifically, patients SET studies in HFpEF have generally shown larger in-
with chronic, stable HFrEF have been eligible for exercise- _ 2 (z14%), above the clinically mean-
creases in peak Vo
based CR coverage since 2014.104 However, patients with ingful threshold of a 6% to 7% increase. 95 In the only trial
HFpEF were specifically excluded from Medicare directly comparing the effects of SET in older patients
coverage because of insufficient evidence at that time. with chronic HFpEF and those with chronic HFrEF, at the
Patients with symptomatic peripheral artery disease _ 2
4-month follow-up, there was a large, significant peak Vo
(PAD) have been eligible specifically for SET coverage as improvement in HFpEF but not in HFrEF (18.7  17.6%
defined by CMS since 2017.105 It is notable that CMS versus 0.315.4%; P < 0.001).108 Overall, available data
reimbursement approvals of exercise therapy, including suggest that the magnitude of improvement in exercise
exercise-based CR programs for most conditions (ie, cor- capacity from SET in patients with chronic HFpEF is at
onary artery disease, PAD, and HFrEF), were based pri- least as great as and potentially greater than that seen in
marily on SET trials alone. As described, there is now patients with chronic HFrEF.
considerable evidence for the safety and efficacy of SET
for patients with chronic, stable HFpEF, including exer- Comparison of SET Trials in Chronic HFpEF With Trials in PAD
cise capacity improvements that appear similar to or The current status of SET for patients with HFpEF is
greater than those observed in patients with HFrEF. chronologically similar to that for patients with PAD 4 to 5
years ago. Numerous studies had consistently demon-
How HFpEF and HFrEF Trials Compare strated a benefit in walking distance after SET in patients
After many single-site studies demonstrated the benefits with PAD and intermittent claudication (Supplemental
of SET on exercise capacity in patients with HFrEF, the Table 2). In 2017, the CMS evaluated evidence on the ef-
multicenter HF-ACTION trial (Heart Failure and a fects of SET compared with usual care in patients with
Controlled Trial to Investigate Outcomes of Exercise PAD and found that “absolute change in maximum
Training) was implemented to determine the effect of walking distance and quality of life were considered the
aerobic exercise training on clinical outcomes. This trial most important outcomes in measuring the success of
randomized 2331 patients with chronic HFrEF to usual exercise therapy.” 105; On the basis of these outcomes, the
care compared with usual care plus 36 supervised exercise CMS approved SET coverage for patients with PAD and
sessions followed by home exercise training.41 All-cause intermittent claudication. 105 The American Heart Associ-
death or hospitalization was nonsignificantly reduced in ation/American College of Cardiology clinical practice
the exercise group compared with the usual care group guidelines also recommend SET as first-line therapy for
(hazard ratio, 0.93 [95% CI, 0.84–1.02]; P ¼ 0.13). After this patient subset to improve functional status and
adjustment for highly prognostic baseline characteristics quality of life and to reduce symptomatology. 109 Medi-
chosen by a prespecified, treatment-blinded selection al- cally supervised PAD exercise programs are typically
gorithm, exercise training was associated with a signifi- conducted in hospitals or associated outpatient facilities,
cant reduction in this combined end point (0.89 [95% CI, most often within the constructs of a comprehensive CR
0.81–0.99]; P ¼ 0.03). Largely on the basis of these find- service.109 The current evidence supporting improve-
ings, the American Heart Association/American College of ments in exercise capacity and quality of life after SET in
Cardiology established SET as a Class 1 recommendation patients with HFpEF closely parallels that for PAD and
JACC VOL. 81, NO. 15, 2023 Sachdev et al 1535
APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

TABLE 2 Critical Gaps in Exercise-Based Therapy in HFpEF

Recommended focus areas for future trials

Setting: supervised, community based, home based, or hybrid

Modalities: HIIT, continuous aerobic training, strength training, or combination

Combination with other lifestyle interventions or medications: dietary weight loss, comprehensive CR, or ET alone

Strategies for long-term adherence: most trials are short-term and long-term maintenance is modest

Strategies to increase accessibility: particularly for underresourced populations

Minimize costs: can specific settings/modalities improve access and minimize costs

Role in management of recently hospitalized, older adults: frailty, impaired balance, and cognition may require innovative interventions

Effect on clinical events (hospitalization, death): larger studies and long-term follow-up are necessary

Preventing the development of HFpEF: supervised or home-based training in patients with multiple risk factors

CR indicates cardiac rehabilitation; ET, exercise training; HFpEF, heart failure with preserved ejection fraction; and HIIT, high-intensity interval training.

supports the rationale for extending exercise-based alternative rehabilitation delivery models that are effec-
therapy to patients with HFpEF. tive for patients with chronic HF. These are key areas of
focus for future research efforts. Additional important
IMPLEMENTATION OF CURRENT KNOWLEDGE, evidence gaps include the following (Table 2): clarifying
EXISTING GAPS, AND FUTURE the optimal exercise modalities; delineating the inde-
RESEARCH DIRECTIONS pendent and additive benefits of combining exercise in-
terventions with other lifestyle interventions and
The strength of currently available data on SET for medications; identifying strategies to increase long-term
chronic, stable HFpEF and the paucity of effective phar- adherence; improving accessibility of these in-
macological therapies provide substantial rationale for terventions to underresourced populations; using inno-
increasing efforts to promote and implement exercise- vative technology to facilitate cost-effectiveness; and
based therapies for this large, inadequately treated, implementing larger, longer-term trials to determine the
growing patient population. Many RCTs have demon- potential effect of exercise-based therapies on hospitali-
strated that SET is safe and effective for the entire spec- zation, death, cardiovascular events, and health care ex-
trum of chronic HF, including HFpEF. Implementation penditures. Our meta-analysis included only 2 studies
efforts are warranted and include frameworks for that enrolled both patients with HFpEF and patients with
improving referral rates, strategies to increase access to HF with mildly reduced EF according to current defini-
exercise-based programs, and methods to facilitate tions. Therefore, more studies on the HF with mildly
adherence. Exercise training is significantly underused in reduced EF subgroup may help clarify their response to
patients with HF, with much lower participation among SET. Although there is sufficient evidence to support
women and Black patients highlighting existing dispar- improvement in exercise capacity with exercise-based
ities.110 Several strategies have been proposed to address treatments in patients with HFpEF, there may also be a
this implementation gap, including educating patients role for these interventions in the prevention of HFpEF.
and physicians about the benefits of SET, addressing Further studies of SET and home-based exercise to pre-
logistical and social determinants of health challenges for vent the development of HFpEF in patients with multiple
patients and communities, and broadening criteria for risk factors are warranted.
referrals and reimbursement.110 An additional key evidence gap concerns the use of
Simultaneously, additional research is needed to exercise therapy in patients recently hospitalized with
extend access to exercise-based therapy for patients with acute, decompensated HF, a high-risk population distinct
HFpEF. Although implementation of SET for chronic, from those with chronic, stable HF. Such patients have
stable HFpEF appears reasonable on the basis of the high rates of frailty (>90%) and marked impairments in
considerable volume of data, available evidence on the balance, mobility, and strength, in addition to poor
safety and efficacy of exercise therapy in other settings endurance,20 which is the primary domain impairment in
such as community and home-based programs is more chronic, stable HF. Exposing such patients to standard
limited and is especially important for underrepresented SET can potentially limit efficacy and increase injuries
groups. The coronavirus disease 2019 (COVID-19) and falls.111 In the recent REHAB-HF trial (Rehabilitation
pandemic has increased the urgency of defining Therapy in Older Acute Heart Failure Patients), which
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Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

included patients with HFrEF and HFpEF, a novel, trials although they had been proven effective in patients
tailored, progressive, transitional, multidomain physical with HFrEF. HFpEF is a complex and heterogeneous
rehabilitation intervention initiated during hospitaliza- clinical syndrome with pathophysiological mechanisms
tion improved frailty, physical function, and quality of linked to chronic systemic inflammation and metabolic
life but had no significant effect on rehospitalization or stress from comorbid conditions. Although outcomes
death. 112 A secondary analysis of the trial found that at remain poor for all patients with HF, population and
baseline, among the 53% of patients with HFpEF, frailty, clinical trials of chronic, stable HFpEF show lower death
physical function, and quality of life were significantly and cardiovascular hospitalization rates compared with
worse than in those with HFrEF, and benefits appeared HFrEF, making a large clinical trial for these events in
greater in patients with HFpEF. 19 There also appeared to HFpEF more challenging.
be a trend for reduced rehospitalization and death in pa- Our review demonstrates that in multiple RCTs of SET
tients with HFpEF but not in those with HFrEF. 19 How- in selected patients with chronic, stable HFpEF, exercise
ever, this was an exploratory analysis of an is safe and provides substantial, clinically relevant im-
underpowered, phase 2 trial; a larger trial is needed to provements in aerobic exercise capacity and quality of
definitively test this novel rehabilitation strategy for pa- life. Surveys in older patients have shown that they value
tients recently hospitalized with acute HFpEF.19 A these as important outcomes, and these outcomes are
recently instituted National Institutes of Health– considered to be appropriate end points for drug devel-
sponsored multicenter, RCT (NCT05525663) is specif- opment by the U.S. Food and Drug Administration. The
ically designed to address this key gap. magnitude of benefits on exercise capacity and quality of
life appears comparable to or potentially greater than that
CONCLUSIONS for other cardiovascular conditions (eg, HFrEF, PAD) for
which exercise-based therapies (eg, CR) are now typically
Improved management of the large, inadequately treated covered by third-party payers such as Medicare. These
population of patients with HFpEF represents an urgent findings highlight the importance of exercise-based
unmet need. HFpEF prevalence continues to increase as a therapies for chronic, stable HFpEF and for pursuing
result of aging of the population and the growing preva- referral, adherence, and coverage efforts during imple-
lence of risk factors such as obesity and diabetes. It is now mentation. Future research should focus on maximizing
well accepted that despite similar clinical presentations the benefits and accessibility of SET for chronic HFpEF;
for all patients with HF, HFrEF and HFpEF are mecha- extending its availability to medically supervised group,
nistically distinct diseases. In support of this concept is home-based, and hybrid CR settings; and addressing
the lack of efficacy of multiple drug classes in HFpEF common barriers to long-term adherence.

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Blumenthal JA, Ellis SJ, Fine LJ, Howlett JG, DeVore AD, Yancy C, Kitzman DW, Fonarow GC. Tem- A PP END IX For supplemental figures, tables, and
Keteyian SJ, Kitzman DW, et al, HF-ACTION In- poral trends and factors associated with cardiac reha- references, please see the online version of this
vestigators. Effects of exercise training on health bilitation participation among Medicare beneficiaries paper.
JACC VOL. 81, NO. 15, 2023 Sachdev et al 1541
APRIL 18, 2023:1524–1542 Supervised Exercise Training for Chronic HFpEF

DISCLOSURE

Writing Group Disclosures

Other Speakers Consultant/


Writing Group Research Bureau/ Expert Ownership Advisory
Member Employment Research Grant Support Honoraria Witness Interest Board Other

Vandana National Heart, Lung, None None None None None None None
Sachdev and Blood Institute

Kavita Sharma Johns Hopkins University Amgen (research grant None Amgen*; None None Alleviant None
School of Medicine funding)†; AHA† Bayer*; (unpaid)*;
Janssen* AstraZeneca*;
Bayer*;
Boehringer-
Ingelheim*;
Novartis*;
NovoNordisk*;
RIVUS*

Charina F. University of Chicago None None None None None None None
Alcain

Patrice National Heart, Lung, None None None None None None None
Desvigne- and Blood Institute
Nickens

Jerome L. Fleg National Heart, Lung, None None None None None None None
and Blood Institute

Viorel G. Florea Minneapolis VA None None None None None None None
Health Care System

Barry A. Beaumont Health None None None None None None None
Franklin Preventive Cardiology
and Cardiac Rehabilitation

Maya Guglin Indiana University None None None None None None None

Martin Halle Technische Universitaet NIH (clinical trial)† None None None None None Medical Park
Muenchen (Germany) Rehabilitation
Group
(medical
supervisor)†

Steven J. Henry Ford Health NIH (clinical trial)† None None None None Abt, Inc† None
Keteyian

Dalane W. Wake Forest Novo Nordisk (clinical trial)†; None None None NIH*; Novo None
Kitzman University School NIH (funded clinical studies)†; Nordisk†;
of Medicine Rivus (clinical trial)†; Rivus†
Pfizer (clinical study)†; Boehringer-
Astra Zeneca (clinical study)†; Ingelheim†;
Bayer (clinical study)† Astra Zeneca†

Eric S. Leifer National Heart, Lung, None None None None None None None
and Blood Institute

Gurusher George Washington None None None Defendant† None None None
Panjrath University

Emily A. Tinsley National Heart, Lung, None None None None None None None
and Blood Institute

Renee P. Wong National Heart, Lung, None None None None None None None
and Blood Institute

This table represents the relationships of writing group members that may be perceived as actual or reasonably perceived conflicts of interest as reported on the Disclosure Ques-
tionnaire, which all members of the writing group are required to complete and submit. A relationship is considered to be “significant” if (a) the person receives $5000 or more during
any 12-month period, or 5% or more of the person’s gross income; or (b) the person owns 5% or more of the voting stock or share of the entity, or owns $5000 or more of the fair
market value of the entity. A relationship is considered to be “modest” if it is less than “significant” under the preceding definition.
*Modest.
†Significant.
1542 Sachdev et al JACC VOL. 81, NO. 15, 2023

Supervised Exercise Training for Chronic HFpEF APRIL 18, 2023:1524–1542

DISCLOSURE CONTINUED

Reviewer Disclosures

Consultant/
Research Other Research Speakers Bureau/ Expert Ownership Advisory
Reviewer Employment Grant Support Honoraria Witness Interest Board Other

Susan D’Anna Dartmouth Hitchcock None None None None None None None
Medical Center

Nasrien Ibrahim Massachusetts None None None None None None None
General Hospital

Richard University Hospitals None None None None None None None
Josephson

Ran Lee Cleveland Clinic None None None None None None None
Foundation

Ambarish University of Texas None None None None None None None
Pandey Southwestern Medical
Center

David Whellan Thomas Jefferson None None None None None None None
University

This table represents the relationships of reviewers that may be perceived as actual or reasonably perceived conflicts of interest as reported on the Disclosure Questionnaire, which all
reviewers are required to complete and submit. A relationship is considered to be “significant” if (a) the person receives $5000 or more during any 12-month period, or 5% or more of
the person’s gross income; or (b) the person owns 5% or more of the voting stock or share of the entity, or owns $5000 or more of the fair market value of the entity. A relationship is
considered to be “modest” if it is less than “significant” under the preceding definition.

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