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Dopamine-serotonin interactions

in attention-deficit/hyperactivity disorder (ADHD)

Robert D. Oades

2008 Progress in Brain Research, 172, 543-565


This is the reformatted manuscript submitted - prior to publication in its final form at
DOI: 10.1016/S0079-6123(08)00926-6

Biopsychology Group, University Clinic for Child and Adolescent Psychiatry, Virchowstr. 174,
45147 Essen, Germany. Email: robert.oades@uni-due.de

Abstract:
Poor control of attention-related and motor processes, often associated with behavioral or
cognitive impulsivity, are typical features of numbers of children and adults with attention-
deficit hyperactivity disorder (ADHD). Until recently clinicians have seen little need to
improve on or add to the catecholaminergic model for explaining the features of ADHD.
Recent genetic and neuroimaging studies however provide evidence for separate
contributions of altered dopamine (DA) and serotonin (5-HT) function in this disorder.
Genetic studies imply that for both DA and 5-HT systems variants may frequently occur in
ADHD for neurotransmitter uptake, synthesis and breakdown functions. The separate
distributions in the brain of mesolimbic DA transporter and mesocortical DA D4 binding sites,
both strongly implicated in ADHD, draws attention to potentially differential contributions
from the 5-HT system. However, the evidence here points less towards an anatomical
differentiation, as towards one in terms inhibitory/facilitatory pre/postsynaptic location of
receptors in the 5-HT1 and 5-HT2 families. While the monoamine metabolite levels excreted
in ADHD are often correlated, this may well flow from a starting point where 5-HT activity is
anomalously higher or lower than the generally lower than normal levels for DA. It appears
that perhaps both situations may arise reflecting different diagnostic subgroups of ADHD,
and where impulsive characteristics of the subjects reflect externalizing behavior or
cognitive impulsivity. For these features there is clear evidence that DA and 5-HT neuronal
systems can and do interact anomalously in ADHD at the level of the soma, the terminals
and at a distance. Interactions mediated by macroglia are also likely. However, it remains
difficult to ascribe specific mechanisms to their effects (in potentially different subgroups of
patients) from this relatively new field of study that has as yet produced rather
heterogeneous results.
Key words: Attention, ADHD, dopamine, genetics, glia, impulsivity, prefrontal cortex,
serotonin, venlafaxine
Abbreviations: ADHD, attention-deficit/hyperactivity disorder; COMT, catecholamine-ortho-
methyl transferase; CPT, continuous performance task; DA, dopamine; DAT1, dopamine
transporter; DDC, dopa decarboxylase; 5-HT, serotonin; 5-HIAA, 5-hydroxyindoleacetic acid;
HVA, homovanillic acid; IFN-γ, gamma-interferon; IL-6, interleukin-6; NA, noradrenalin; SERT,
serotonin transporter; SNP, single nucleotide polymorphisms; TGF-β, transforming growth
factor-beta; TPH, tryptophan hydroxylase; VNTR, variable number tandem repeat;
1. INTRODUCTION: oppositional and conduct disorder). Onset
1.1 The clinical problems of ADHD: is usually in mid- or early childhood and
affects boys more than girls [c. 3-5 to 1
The principle domains of dysfunction in (Buitelaar et al., 2006)]. In about a third of
this disorder are reflected in the name cases the disorder persists into adulthood
attention-deficit hyperactivity disorder and the gender ratio evens out
(ADHD) and may be found in nearly 10% of (Biederman et al., 2004).
children world-wide (Faraone et al., 2003).
It is widely agreed that the constituent 1.2 Dopamine not serotonin
characteristics represent extremes of dysfunction?
features normally distributed through the Consensus suggests that in one form or
population. Indeed, the high heritability of another dopamine (DA) activity is lower
the disorder at c. 70% (Faraone et al., than normal in children and adolescents
2005) provides a basis for the genetic with ADHD (Levy, 2004; Iversen and
strategy of investigating risk factors, Iversen, 2007). Thus, based on the
known as the quantitative trait locus knowledge that intimate interactions
approach (Asherson and Image between DA and serotonin (5-HT) occur
Consortium, 2004). This has the potential widely through the mammalian brain (see
to link the categorical disorder to previous chapters) one would intuitively
continuously distributed traits associated expect – as cause or effect – that there
closely with the underlying genetic liability would be some changes in the activity of
in the general population. 5-HT in cases with ADHD. One should first
There is a subtype of ADHD where the ask why this idea has to date had little
domains of overactivity, restlessness and resonance with the psychologists and
behavioral impulsivity predominate psychiatrists who study ADHD.
(hyperactive-impulsive or ADHDhi), and Key evidence for the view that central
another, an inattentive subtype (ADHDin), 5-HT activity is irrelevant to explanations
where poor executive attention and of ADHD derives from the success of the
cognitive impulsivity predominate. But for medication usually prescribed. Long- or
most of the cases seeking professional short-acting forms of methylphenidate
help these features are found together in improve the problems of 60-70% of both
the combined type (ADHDct). These younger and older ADHD patients (Wigal
features are not expressed all the time. et al., 2004; Biederman et al., 2007a).
The DSM IV manual (American Psychiatric Merely the domain of the problem (e.g.
Association) describes them as “often restless motor activity, poor social
present”: in laboratory studies one notes a interactions and attention-related
high intra-individual variability in the cognition) is differentially sensitive to dose
measures taken (Scheres et al., 2001; (Pelham and Murphy, 1990). The overall
Russell et al., 2006). In all clear diagnoses proportion of patients improving with
a clinical impairment is noted. treatment rises to around 80% if another
Some cases are markedly withdrawn psychostimulant such as amphetamine is
showing low self-esteem, others show considered (Committee on children and
frequent outbursts of affect, many are disabilities and committee on drugs,
characterized by both of these 1996). Methylphenidate inhibits the
‘internalizing’ and ‘externalizing’ traits, reuptake of DA and noradrenalin (NA), but
and most have problems in social and has no direct effect on 5-HT (Leonard et
academic environments. Frequently these al., 2004). The present discussion does not
problems are diagnosed as comorbid (e.g. consider further the role of NA activity
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that undoubtedly also contributes to and indirect evidence for interactions are
cerebrocortical dysfunction in ADHD discussed in section 3. Examples of key
(Oades, 2005). Successful medication is evidence focusing on DA (here) and 5-HT
apparently not acting on 5-HT systems and (section 2.2) are selected from the fields
the clinician is happy with such a good of neuroimaging and genetics.
response rate to these agents. Certainly
Volkow and colleagues (2007b)
the dogma, promulgated in older reviews
describe a comparison of D2/D3 receptor
(Oades, 1987; Zametkin and Rapoport,
availability in medication-naïve adults with
1987), has long been that one does not
ADHD with healthy subjects using positron
need to consider 5-HT to explain clinical
emission tomography (PET) and the D2
observations, or the results of laboratory
ligand [11C] raclopride. They recorded a
examinations of ADHD behavior. lower availability of binding sites in the
However, the argument for the left caudate nucleus on placebo. After
catecholamine and against the 5-HT methylphenidate treatment there was a
contribution to ADHD is somewhat blunted bilateral response in the striatum
superficial. It would seem important to that extended to the limbic region of the
seek an explanation for why around 30% amygdala and hippocampus. Similar
of patients are non-responders, and seek PET/SPECT studies report a decrease of
reasons for why a large proportion of the DA transporter in the basal ganglia
‘responders’ show far less than a 50% and thalamus (Hesse et al., 2006; Volkow
improvement. Most children with ADHD et al., 2007a)). [Volkow relates how recent
show little or no improvement of replications have resolved some of the
academic performance or social function differences with earlier conflicting
(Abikoff et al., 2004; Gualtieri and reports.] Of great interest is the extension
Johnson, 2008). Indeed the striking of the findings of ‘hypodopaminergia’
improvement seen after methylphenidate from striatal to both limbic and to
treatment in the NIMH multimodal thalamic regions (figure 1). In addition to
treatment study over the first year of the the much-studied striatum, the thalamus
study dwindled to the very modest levels is a major component of the fronto-
recorded after intensive psychotherapy striatal circuits where DA-modulated
over two to three years (Jensen and dysfunction is often invoked as a basis for
Arnold, 2004). In seeking an explanation it cognitive problems in ADHD (Swanson et
is appropriate to suggest that 5-HT or a al., 2007) and where the DA transporter
quite different component of CNS function (DAT) is normally so abundant (Telang et
may be playing a significant role? al., 1999; Garcia-Cabezas et al., 2007),
figure 2). It may be noted that the usually
2. Evidence for an altered
dopaminergic and serotonergic extrasynaptic locus of DAT is here well
suited to control the influence of DA on
contribution to ADHD:
the moderate to dense 5-HT innervation
2.1 Dopamine (DA) of the thalamus from the raphe nuclei
First, it is useful to recall briefly, good (Morrison and Foote, 1986; Vertes, 1991).
evidence that the activity of DA and 5-HT The above reports are of particular
are associated with the expression of interest as the authors related the
ADHD when considered separately. neurochemical PET changes registered,
Investigations to provide direct evidence with some of the clinical features of their
of neurotransmitter involvement in ADHD patients. For example, the blunted limbic
have usually not considered the role of (raclopride-binding) response to
more than one transmitter. These studies
Figure 1:

Regions where PET measures of DAT levels differed between adults with/without ADHD (A)
and the relationship of inattention severity to DAT level in these subjects (B)
A/ Regions centred on the nucleus accumbens and hypothalamus where levels of DAT
were significantly higher in healthy controls than adults with ADHD
B/ Regression slopes between DAT availability (right and left putamen) and ratings of
inattention (Conners scales) in adults with ADHD. They show severer symptoms at any given
level of DAT in the patients. (modified after Volkow et al., 2007a) and reproduced with the
permission of Elsevier)

A/

B/

medication, and the DAT1 binding in the function (but see Nyman et al., 2007), but
putamen were significantly related to does imply that variants of the DA D4
ratings of inattention on the Conners scale receptor, abundant in mesocortical
(Volkow et al., 2007a, b: figure 1). regions, and the DA transporter (DAT1),
The current state of genetic studies abundant in mesolimbic/striatal regions,
are associated with features of ADHD. The
does not offer much support for unusual
former (D4) seems to be important for the
polymorphisms affecting D2/3 receptor
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“inattentive” and the latter (DAT1) for the gene. Some recent meta-analyses have
“hyperactive-impulsive” part of the clinical played down the strength of this
spectrum of ADHD (Diamond, 2007). association. However, the reason lies with
[Note: DAT1 removes most of the unused a confound usually overlooked in most
extracellular DA in subcortical regions, reports, namely that the 10-repeat allele
whereas in the cortices >60% of the DA is concerned in fact tags a nearby functional
removed by the catabolic enzyme COMT.] variant, the 6-repeat-allele of another
VNTR in intron 8. This has been replicated
Central to numerous studies of the
DAT1, has been the association with ADHD in the IMAGE cohort that now includes a
total of 1159 children with ADHD
of the 10-repeat-allele of a variable
number tandem repeat (VNTR) in the 3'- (Asherson et al., 2007).
untranslated region of the DA transporter

Figure 2:

Dense and uneven immunolabeling of DAT in the human thalamus is shown, and lies in
proximity to the innervation from the raphe nuclei (see text). DAT labeling A/B in associative
medio-dorsal (MD) and lateral posterior (LP) nuclei (calibration 400 µM), C/D in limbic
antero-ventral (AV) and motor ventro-anterior (VAmc) and posterior ventrolateral (VLp)
nuclei (calibration 40 µM): modified after Garcia-Cabezas et al., 2007 and reproduced with
the permission of Elsevier.
2.2. Serotonin (5-HT) Further, several genetic studies claim that
Few have seriously investigated the short or long forms of the transport
promoter region that show
putative involvement of 5-HT in ADHD.
Thus, there are few studies with reduced/enhanced transcriptional
efficiency (respectively) are preferentially
neuroimaging techniques to compare the
potential contribution of 5-HT activity with transmitted in ADHD (Biederman and
Faraone, 2005; Curran et al., 2005; Li et
that described for DA in the previous
al., 2007). However, some recent negative
section. Hesse and colleagues (2006)
findings (Wigg et al., 2006; Guimaraes et
report no evidence for unusual binding
al., 2007) clearly underline the need to
characteristics of the 5-HT transporter
differentiate between subgroups in future
(SERT) in their SPECT study (123I-FP-CIT) of
investigations. A recent brief review of the
the midbrain and brainstem of adult ADHD
patients. However, (Riikonen et al., 2005) heterogeneous genetics literature on
other features of the 5-HT system (Oades,
used the radioligand 123I-labelled nor-CIT,
2007) concluded that there was tentative
which specifically labels SERT with a 10-
support for association of alleles
fold higher affinity than the DA
associated with the 5-HT1B receptor in
transporter, in their study of children with
cases of the predominantly inattentive
ADHD and fetal alcohol syndrome. They
subtype, and with the 5-HT2A/C receptor(s)
reported significantly less binding (25%) in
in subjects showing more hyperactivity
the anterior cingulate cortex, but found no
and impulsivity. This review also describes
reductions in the temporal cortices or in
evidence for inefficient 5-HT synthesis in
the midbrain. More studies are required
ADHD that relates to transmission of a
to avoid the confounds of comorbidity,
variant for the enzyme tryptophan
preferably with the use of high affinity
hydroxylase (TPH2).
ligands that are necessary to provide clear
results (Elfving et al., 2007). 3. Putative dopamine and serotonin
interactions in ADHD
Other approaches indeed suggest that
some aspects of SERT activity do not 3.1 Introduction:
function well in ADHD. For example, The overlap of ascending 5-HT and DA
(Oades et al., 2002) describe an increased projections to both subcortical and
affinity (reduced Kd) for platelet SERT- cortical territories, like the putative roles
binding measured with paroxetine in of 5 types of DA receptor and perhaps 22
children with ADHD. [The platelet model types of the 5-HT receptor are discussed in
appears to mimic the situation in the CNS detail elsewhere in this volume (Di
(Cheetham et al., 1993).] This was Matteo, 2008; Mengod, 2008; Steinbusch,
associated with the characteristically poor 2008). However, as yet, the only
attention and performance shown on the functional outcome one can discuss in the
stop-signal task that was also correlated context of ADHD is that the numerous and
with ratings of distractibility and varying types of interaction appear to
impulsivity. This is illustrated in figure 3, have an effect, and that the nature of this
which also shows the opposite effect can be described merely on a rather
relationship observed for ratings of large scale with poor resolution. As a
(impulsive) outbursts of aggression. Much contribution of 5-HT to ADHD has largely
earlier reduced binding of 3H-imipramine been ignored, there is a near absence of
to NA and 5-HT uptake sites was reported studies designed to examine its potential
for prepubertal children with ADHD and specific interactions with DA. Thus this
conduct disorder (Stoff et al., 1987). review largely focuses on those studies
Figure 3:

In children with ADHD, (A) the affinity (Kd) for 5-HT uptake in platelets vs. the
probability of response inhibition on the stop-task (stop-signal 350 ms prior to the mean
response time), (B) the probability of stop-task inhibition vs. the ratings of impulsivity on the
Conners’ scale, and (C) the affinity of 5-HT uptake vs. Child behavior checklist (CBCL)
rating of aggressive behavior (Modified after Oades et al., 2002 and reproduced with the
permission of Taylor/Francis).

that have at least considered both Broderick, 1995). It is perhaps useful in the
transmitters: where a change of activity following discussion to hold three
reflecting both monoamines has been categories or types of interaction in mind.
recorded, an interaction is inferred. At the level of the neuron or pathway,
changes of DA activity can affect 5-HT
Nonetheless such putative interactions
are based on solid anatomical evidence for responsivity (1), with inhibition in terminal
the frequent convergence of these two regions (Consolo et al., 1996; Di Matteo,
monoaminergic systems (Phelix and 2008) or disinhibition at the autoreceptor
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level (Mendlin et al., 1999). Stimulation or and Istre, 2007). Analogously, the motor
blockade of 5-HT neurons can influence cortices also receive a major input from 5-
DA responsivity (2), especially though HT projections whose activity facilitates
blockade or stimulation (respectively) of gross motor output (Jacobs and Fornal,
psychostimulant-induced release of 1995). Surprisingly, none of these features
mesolimbic DA (Porras et al., 2002; of CNS circuitry have received much
Esposito, 2008). Alternatively, a functional attention in the context of the
interaction may occur at a distance, restlessness, hyperactivity and clumsiness
mediated by an intermediate neuron (3). often associated clinically with ADHD or in
laboratory studies of impaired fine motor
Some specific examples of these sorts
control (Meyer and Sagvolden, 2006;
of interaction are as follows. (1) Damage
Rommelse et al., 2007). An indication that
to DA systems in neonatal rats lead to a
there is a DA/5-HT interaction affecting
large increase of 5-HT release in the basal
motor control is that the ratio of their
ganglia (Luthman et al., 1989). (2)
metabolites measured in CSF has been
Blockade of 5-HT2 binding sites leads to
reported to correlate positively with
increased DA outflow as measured by PET
ratings of motor activity (Castellanos et al.,
records of raclopride binding in baboons
1994). However, in this particular case
(Dewey et al., 1995). These examples
inferences should be qualified by noting
illustrate the traditional view of the
that the relationship reported was
mutual inhibition of the activity of these
strongly driven by the DA metabolite.
two monoamines. As models they are
both pertinent to potential explanations of The concept of influence at a distance
the situation in ADHD (see impulsive has widespread implications when one
cognition and aggression, above). This considers the 5-HT innervation extending
disguises the nature of other forms of from the midbrain raphe nuclei to a series
interaction that occur in detail, and vary of subcortical regions (e.g. habenula) or
with the pre- vs. postsynaptic location of cortical territories (e.g. cingulate) that
different types of receptor in cell-body then feed back directly to the origin of DA
(midbrain) or mesolimbic/cortical pathways in the ventral tegmental area
projection regions (review:(Millan et al., (Oades and Halliday, 1987). This principle
2007). also operates for regions innervated by
DA.
An important and significant example
of influence “at a distance” (3) is the 3.2 Studies on both dopamine and
facilitation of ascending DA transmission serotonin in investigations of ADHD
via stimulation of 5-HT1b receptors on 3.2.1 Genetics:
GABA interneurons in the midbrain (Millan
et al., 2007). But there are numerous Meta-analysis of genetic studies of
other potentially significant “influences at ADHD has shown support, from at least
a distance”, as illustrated by the striofugal three reports each (Faraone et al., 2005),
pathways to parts of the pallidum for an association between the disorder
(Levesque and Parent, 2005). Not only can and variants of several DA and 5-HT
a major 5-HT input modulate the influence receptors (D4, D5, DAT1, 5-HT1B and SERT).
of DA activity directly in the organization Arguably, more important and relevant to
of behavioral modules in the striatum, but the present consideration of DA/5-HT
it can also have a “second go” through the interactions are findings from within one
heavy innervation to the pallidum at the large cohort [IMAGE, (Brookes et al.,
start of the final common pathway (Napier 2006)]. This is because reports of
associations with DA and 5-HT variants
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within one cohort provide a good starting monoamine oxidase (MAO-B). Corrected
point for eventually demonstrating their significant results for DDC and 5-HT2A were
joint importance in individuals. The IMAGE based on 451 child and adult cases and for
team found adjusted gene wide MAO on 188 adult cases. This is intriguing
significance for variants affecting DA as DDC and MAO-B are involved in the
uptake (DAT1), 5-HT synthesis (TPH2) and synthesis and breakdown respectively of
monoamine breakdown (MAO-A) based both DA and 5-HT. Indeed there is some
on 674 families with 776 child and marginally significant support elsewhere
adolescent cases of ADHDct. Nominal for the DDC result with variants reported
significance extended to D4, 5-HT1E, and from a similar location (Hawi et al., 2001).
dopa decarboxylase (DDC) that is involved Neuroimaging studies also offer some
in both DA and 5-HT synthesis. In this support for anomalies in monoamine
study of 51 candidate genes involved in synthesis involving DDC. PET measures of
monoaminergic transmission, fatty acid fluorodopa, where interregional ratios
synthesis and circadian rhythms, nominal index DDC activity, were reported to be
significance extended to 12 other genes reduced in both adult and childhood
less relevant to this discussion, but ADHD cases, albeit in different regions.
importantly not to the remaining 33 Nonetheless these indices of DDC activity
genes. Considering that a study of the related to diagnostically relevant features,
heterogeneity in the IMAGE population namely, the behavioral and hyperactive
demonstrated the appropriateness of the symptoms (Ernst et al., 1998; Ernst et al.,
North European contribution to this 1999). Using a simple additive-model,
cohort (Neale et al., 2007), there is a Ribases et al. estimated that the combined
reasonably firm basis for claiming that effect of their 3 risk haplotypes
aspects of both 5-HT and DA activity contributed 5.2% of the adult ADHD
contribute to the variance in ADHD. phenotypic variance and the DDC and 5-
Indeed our current family based HT2A genetic variants accounted for 2.3%
association analyses of impulsivity in the of child ADHD variability.
IMAGE cohort suggest gene-wide
Few studies have looked for an
significant associations for 5-HT1E (and
association of MAO-B with ADHD, and
adrenalin synthesis) alongside nominal
these have found no association
indications of the relevance of variants for
(Domschke et al., 2005). However, this
5-HT2A, TPH2, D4 and 5-HT1B, TPH2, D1
region on the X chromosome bears further
genes in behavioral and cognitive
study as there is an extensive overlap for
impulsivity, respectively (in preparation).
sequences determining MAO-A and MAO-
However, only now are various B. A number of polymorphisms for MAO-A
laboratories tackling the nature of the
and its promoter region have been
dependence of an individual phenotype on examined and there are several reports of
interactions between 5-HT and DA.
preferential transmission of longer, active
Broadly supportive of part of the and shorter, less active forms, depending
IMAGE study is the recent report from on the putative etiology of the types of
(Ribases et al., 2007) on adult and patient studied (Oades, 2007).
childhood cases of ADHD. They claim an In the current context, the finding of
association with ADHD for certain SNPs the over-representation of a specific 5-
(single nucleotide polymorphisms) in the HT2A haplotype (G-C-C) in adult and child-
genes controlling expression of DDC hood cases of the ADHDct subtype
(chromosome 7), the 5-HT2A receptor
(Ribases et al., 2007), is of special interest
(chromosome 13) and the X-linked
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as this receptor type is frequently located speaking all 3 monoamine transporters


on DA neurons. While at least 5 other share a 50% sequence homology
studies have not been able to find (Gainetdinov and Caron, 2003). Some (but
associations with ADHD for several not all) studies of SERT transmission have
variants affecting this receptor, there are a found associations of short (Li et al., 2007)
large number of SNPs available for study. and long variants in the promoter region
An association with impulsivity on the (Kent et al., 2002) or the 12 repeat allele
Barratt rating scale in alcohol dependent in the intron 2 VNTR (Banerjee et al.,
patients has been described (Preuss et al., 2006) with ADHD expression. Oades
2001). Indeed, (Reuter et al., 2006) report (2007) suggested that the heterogeneity
that one allele (T102C) was significantly of results reported for these markers may
associated with ratings of hyperactivity reflect the need for defining more closely
and impulsivity in a group of healthy the subtype(s) and comorbidities
adults (see also (Nomura et al., 2006). This expressed in the patients examined. For
is intriguing as in the same cohort there example, there is a well established
were strong correlations for the met/met relationship for externalizing behavior and
allele of the enzyme COMT (active in conduct disorders often comorbid with
mesocortical DA breakdown) with ADHD with low 5-HT activity (Flory et al.,
hyperactive and impulsive as well as 2007; van Goozen et al., 2007), platelet 5-
inattentive subgroups. This implies HT uptake mechanisms (Stadler et al.,
potentially a separate, as well as a joint, 2004) and long/short forms of the SERT
influence of the two monoamines on the promoter region (Cadoret et al., 2003).
phenotype. These finding are of further Variations of some of these measures also
interest firstly because such ratings could seem to reflect social stratification and
apply to ADHDct and ADHDhi subtypes, geographic origin (Manuck et al., 2005; Li
secondly the association with ADHDhi et al., 2007). However, only the study
provides an interesting counterpart to from Schmidt et al., (2007) has directly
associations of the 5-HT1B receptor with concerned the interaction with DA
the ADHDin subgroup (Hawi et al., 2002; mechanisms. In their review of the
Smoller et al., 2006; Oades, 2007), and literature they found that the presence of
thirdly, the results remind one of the 1-2 copies of the short allele of the SERT
blockade by 5-HT2A antagonists of hyper- gene and the long allele (7-repeat allele)
locomotion induced by DA stimulation in version of the DA D4 gene predicted
animals (O'Neill et al., 1999; Porras et al., internalizing- and externalizing-related
2002; Bishop et al., 2005). The 5-HT1B and behaviors, respectively. In their own work
5-HT2A receptors are contrasted here as they reported that normal 7 year old
animal studies suggest that, respectively, children with this genetic combination did
they are frequently presynaptic and indeed show more externalizing and
inhibitory, and postsynaptic and excitatory internalizing behavior than children with
in location and function (Millan et al., any other combination of long and short
2007). alleles. In contrast, those children with the
long SERT form, as well as the long DA D4
A number of genetic studies have been
genotypes, had the lowest reported scores
directed to SERT, and in particular, have
on internalizing & externalizing behaviors.
concentrated on long and short forms in
Such an interaction suggests that the long
the promoter region. This is also nominally
SERT form could, in such circumstances,
of interest to this analysis of DA/5-HT
have a protective function.
interactions, as SERT is also capable of
transporting DA. Indeed, genetically Evidence from genetic studies is
11

starting to implicate 5-HT in children with and without fathers with


neuroprotective and neuro-disruptive alcohol problems (Schulz et al., 1998).
roles in ADHD. This could involve While both groups showed similar
inhibitory and excitatory profiles under increases of prolactin, only the former risk
the control of receptors of the 5-HT1 and group showed a marked increase in
5-HT2 families. But as the results as yet cortisol. The authors point out that as
remain heterogeneous, one cannot rule both 5-HT2 and 5-HT1 sites influence
out that both may be implicated through a cortisol release, but only the 5-HT2 sites
common etiological problem with affect prolactin, the conclusion must be
monoamine synthesis (cf. DDC and TPH2 that the 5-HT2A/C sites were not
results above). It is therefore natural that responding anomalously. Nonetheless
the present discussion should now considering that NA and 5-HT uptake
proceed on to what is known about the blockade through desipramine can be
activity of the neurotransmitter 5-HT clinically helpful (Gastfriend et al., 1985;
itself. Donnelly et al., 1986), and can also speed
3.2.2 Neurochemistry responses on a stop task and increase
prolactin levels in ADHD children
It would be helpful for improving an (Overtoom et al., 2003), taken together
understanding of the neurobiology of the results do suggest that the 5-HT2 site
potential DA/5-HT interactions in ADHD to may influence processes normally
have measures of monoamine metabol- approached by pharmacotherapy with
ism, or at least the results of pharmacol- methylphenidate alone.
ogical challenges on the release of
hormones known to be controlled by Together, these studies support a
these monoamines. These have naturally, potential involvement of 5-HT activity in
for ethical reasons, been carried out rarely ADHD, arguably by way of 5-HT1 if not also
with minors, and the study of adults with via the 5-HT2 receptor family, at least in a
ADHD remains in its infancy. sub-group of patients. However, it is
important to ask whether unusual levels 5-
Nonetheless, a few studies are relevant HT availability and metabolism at these
for the interest in the 5-HT1B and 5-HT2A receptors interact with DA (or vice versa)
sites implicated above from genetic work. in ADHD. On the whole levels of the DA
A group of children showing both and 5-HT metabolites (homovanillic acid,
oppositional defiance disorder as well as HVA and 5-hydroxyindoleacetic acid, 5-
ADHD were given a challenge dose of HIAA) measured in the CSF of patients are
sumatripan that is an agonist at several 5- inter-correlated. If symptoms are severe
HT1 binding sites, especially the 5-HT1B then HVA levels are often high. If levels
receptor (Snoek et al., 2002). Compared to are high they predict a good response to
control children, the patients proved to be psychostimulant treatment and
twice as sensitive to the challenge dose in subsequently fall: falling HVA levels are
terms of the growth hormone response. followed by those for 5-HIAA (Castellanos
While this result implicates the 5-HT1B site, et al., 1996). HVA levels are not always
it also suggests that the effect may have high in ADHD, but low levels predict a
been achieved through excitatory poor treatment response. Low levels of 5-
postsynaptic sites rather than the more HIAA in the CSF are associated with
usual inhibitory presynaptic sites. In the episodes of aggression in children,
second report Schulz et al. (1998) adolescents (Kruesi et al., 1990) and non-
compared the cortisol and prolactin human primates (Higley et al., 1996).
response to fenfluramine in ADHD Unexpectedly, these studies could report
12

no relationship for HVA with aggression. attention-related processes from the


By contrast, in aggressive rats anticipating treatment of salient stimuli (exogenous
an encounter, microdialysis of mesolimbic attention), over the inter-regional
regions demonstrated rising DA and falling selective processes (endogenous
5-HT release (Ferrari et al., 2003). attention) to cognitive impulsivity that
However, of course, the rodent and reflects poor executive attentional control
primate situations are not exactly (Oades, 2007). It is, therefore, reasonable
comparable. to examine first whether these processes
It is interesting that the Castellanos CSF reflect cognitive mechanisms that
studies reported that there was no methylphenidate also influences through
correlation between the monoamine promoting catecholaminergic activity?
metabolites they measured and indices of Certainly, on various versions of the
cognition and accuracy on a continuous CPT that reflect sustained attentional
performance task (CPT). However, they processes methylphenidate speeds
did find that the more controversial responses, and the effect is blocked by
peripheral levels of the metabolites antipsychotic agents (Levy, 1991; Levy and
measured in urine correlated with those in Hobbes, 1996). A contribution of DA is
the CSF. This lends support to the claim implicated. Slow latencies and more
that urinary indices of monoamine impulsive errors of commission in ADHD
metabolism are reflecting both somatic have been associated with the short allele
and brain sources. Here, in urinary of the DA D4 receptor (Manor et al.,
sources the HVA/5-HIAA ratio was 2002), a 148 bp allele of the D5 gene
reported as being significantly lower in (Manor et al., 2004), the 9 and 10-repeat
ADHD children than in healthy controls alleles of the DA transporter (Loo et al.,
(Oades and Müller, 1997). The skew 2003), and the highly active valine allele of
seemed to be driven by the higher levels COMT (Eisenberg et al., 2003). In turn
of the 5-HT metabolite. Uzbekov, (2006) these have been associated with
confirmed not only that HVA excretion improvements following methylphenidate
was relatively low in children with ADHD, treatment (Manor et al., 2002, 2004).
but that response to treatment with Indeed CPT indices of inattention and
sydnocarb was accompanied by markedly impulsivity have been linked to PET
reduced levels of 5-HIAA. measures of DA receptor sensitivity and
In summary it would seem that there is availability when challenged with
at least a subgroup of cases of ADHD methylphenidate (Rosa-Neto et al., 2005).
where 5-HT systems are more active than [However, it is instructive to note that
normal and this can be partially corrected “improvement” does not mean that task
by stimulating DA activity. The discussion performance normalized (Tucha et al.,
now proceeds to consider if these markers 2005).] These reports complement the
of the apparent involvement of 5-HT aforementioned contribution from 5-HT,
receptors and their activity in ADHD are where high activity (5-HIAA) impairs, and
associated with the activity of the brain decreases relate to improved signal
and neuropsychological function where detection measures and performance
the DA innervation plays a role (Oades, 2002; Overtoom et al., 2003).
Poor task performance can be associated
3.2.3 Neuropsychology (Neuroimaging) with a variant of the TPH2 gene
A recent review catalogued an influencing 5-HT performance (-703 G/T:
increasing degree of influence of central 5- Reuter et al., 2007). The potential for an
HT activity in ADHD across the field of interaction between these monoaminergic
13

systems is supported by improvements association to be acquired both in the


after methylphenidate treatment in those animal model and for children with ADHD.
ADHD cases carrying risk variants of TPH2 There is wide agreement on the basis of
for 5-HT synthesis, and who showed poor animal studies, that the choice of, and
CPT performance in terms of speed of switching to, an alternative stimulus for
processing, reaction time variability and response depends on its salience, the
errors of omission (Manor et al., 2008). perceived adaptiveness of a new situation
A recent report from Rubia et al. (Rubia or, very often, the anticipated reward: this
et al., 2007) concentrated on a set of tasks involves bursts of DA activity (Oades,
in which ADHD subjects have often been 1985; Goto et al., 2007; Roesch et al.,
reported to make errors of commission. 2007). It is less widely appreciated that to
They found that cognitive impulsivity and elicit such shifts requires region specific 5-
an increased variability of response was HT participation (Winstanley et al., 2006;
the dominant overall result from van der Plasse and Feenstra, 2007). The
administering a battery of 6 tasks where role here is likely that of modulating the
each tested a different aspect of inhibitory gain of the signal (Oades, 2006). While
control in young people with ADHD. Not these authors emphasize mechanisms
only do such tasks habitually engage taking place in mesocortical projection
frontal regions in the right hemisphere, regions (medial and orbito-frontal
but Rubia and colleagues (Rubia et al., cortices: (Floden et al., 2008) it may be
2004) showed that decreased activity in noted that treatments that also influence
these regions in healthy subjects who had subcortical regions will be involved in
taken a tryptophan depleting drink, was these DA/5-HT interactions. Thus, if the
associated with trials on which they had DA transporter is knocked out in rodents,
difficulty to withhold a response as reinforcement as measured by cocaine
required. Several laboratories have found administration (Mateo et al., 2004) or by
that after taking such a drink that restricts conditioned place preference to
5-HT synthesis, normal people do amphetamine (Budygin et al., 2004)
experience a range of difficulties in making remains, until a 5-HT1A antagonist is
stimulus-response associations, acquiring administered. Indeed, stimulation of 5-
a reversal learning task and indeed show HT2C receptors actually attenuates the
an impulsive style (Park et al., 1994; cocaine-induced release of DA from the
Walderhaug et al., 2002). rat’s nucleus accumbens (Navailles et al.,
2008) while 5-HT1B stimulation, as an
Delay avoidance or the preference for example of gain modulation, enhances
immediate, over delayed reward, even if it place preference responses for cocaine
is larger, is a typical feature of childhood (Barot et al., 2007). Clearly both DA and 5-
behavior and is exaggerated in many of HT systems were involved from the outset
those with ADHD: it has been described as in mechanisms largely mediated by the
the consequence of the failure of an mesolimbic system. Further, illustrating
impulsive child to engage effectively with that the interaction can work both ways,
delay-rich environments (Sonuga-Barke, Banks et al. (Banks et al., 2008) reported
2005). Arguably, the phenomenon is that SERT availability is markedly
related to the steeper reinforcement increased in monkeys experienced in
gradients attributed to ADHD children cocaine self-administration. These results
(Sagvolden et al., 2005). That is, a stimulus could pertain to the vulnerability of ADHD
and the appropriate response, have to patients for succumbing to substance
occur closer together in time for an misuse, where a bidirectional risk for
14

comorbidity is in fact apparent endogenous mechanisms involved in


(Biederman et al., 2007b). selecting information for further
However, underlying the reward processing, the best defined of these incur
aspects of risky decision making, there is executive attentional control, where poor
an important component of information function results in cognitive impulsivity
processing contributing to an “impulsive and variability.
response style”. Errors of commission 3.3 Studies of Medication show signs
made during a CPT task are regarded of interactions in ADHD
conventionally as a classic indicator of
Given that that the efficacy of
cognitive impulsivity. If children with
catecholamine reuptake blockade in ADHD
ADHD persist in making such errors then
is well established (section 2), it is
one should consider whether there is
appropriate to consider evidence about
anything amiss with their processing of
medication that affects the 5-HT system.
their responses, and the feedback
There is considerable anecdotal experi-
designating the response as an error.
ence suggesting that venlafaxine, an
Some authors report that the increase in
inhibitor at SERT and to a lesser degree
response latency normally seen in the first
the NA transporter (Gould et al., 2006),
correct response after an error is often
can present an effective treatment,
missing in those with ADHD (Schachar et
especially with adult patients with ADHD
al., 2004), until treated with methyl-
(Hedges et al., 1995; Findling et al., 1996;
phenidate (Krusch et al., 1996). It is then
Popper, 2000). Open trials report a
natural to ask about the Neurophysiol-
response rate of 50-78% that is
gical response in this situation. As yet, it is
comparable with psychostimulants
still too early to resolve the conflicting
(Findling et al., 2007; Maidment, 2003).
reports on the nature of the
The primary reason for its use is reflected
neurophysiological ERP responses record-
in its antidepressant profile. But as noted
ed after the errors made by ADHD children
above, while lability of mood and affect is
(i.e. error-related negativity and
often a feature of ADHD, so also is the
positivity). Studied on different types of
variability of behavior in a wider context.
task, the negative response has been
Indeed, the control by 5-HT activity of
reported to be larger (Burgio-Murphy et
impulsive responses, whether of a
al., 2007), normal (Wiersema et al., 2005)
cognitive or aggressive nature, represents
or reduced (Van Meel et al., 2007).
a potential target for pharmacotherapy,
However, a participation of both DA and
albeit reflecting a need for alterations in
5-HT projections in the neurophysiological
different directions. Past experience with
response to an error of commission is
desipramine (inhibitor of NA and 5-HT
evident in apparently healthy subjects.
uptake: Maidment 2003) and tranyl-
Here, the presence of one or two copies of
cypromine (two enantiomers involved in
the low-activity, short SERT promoter
inhibition of MAO and inter-ference with
allele is associated with larger negative
monoamine uptake (Baker et al., 1991) is
and positive ERPs following an error
also relevant even though their
(Fallgatter et al., 2005). The early negative
prescription is now restricted due to the
ERP response also becomes larger in
adverse side effects.
subjects treated with amphetamine (De
Bruijn et al., 2004). Evidence pointing to the relevance of 5-
HT/DA interactions comes from
This section has indicated that while DA
pharmacological and neurobiological
and 5-HT interact in some of the
studies. Weikop and colleagues
Figure 4:
(a) Frontal 5-HT levels after venlafaxine alone (10 mg/kg, ip at 0 min) or with GBR12909 (10
mg/kg, sc at -20 min), or WAY-100635 (0.1 mg/kg, sc at -20 min) or all 3 substances. The
inset shows the effects of 3 doses of venlafaxine co-administered with GBR12909 with
respect to the area under the curve (0-160 min) for controls. (b) Frontal DA levels after the
same 4 treatment as (a). The inset shows the effects of 3 doses of GBR12909 co-administered
with venlafaxine (Modified after Weikop et al., 2007a and reproduced with the permission of
Sage Publishers)
(Weikop et al., 2007a, b) reported initially still required. Whichever way the studies
surprising results from microdialysis are viewed, there is the strong implication
experiments using the frontal cortex of that venlafaxine can influence DA/5-HT
rats following combinations of treatments interactions in a way that can result in
with agents that block reuptake. improvements in ADHD. There remain
Adjunctive treatment of the specific 5-HT many questions of how this happens in
reuptake inhibitor citalopram with detail.
methylphenidate resulted in a large It is noteworthy that a PET study of the
increase of DA over that recorded effect of venlafaxine on brain glucose
following methylphenidate treatment metabolism, which naturally focused on
alone, but a marked reduction of 5-HT depressed patients, described marked
release compared to treatment with decreases of metabolic activity in the
citalopram alone. These effects were not orbito-frontal and medial frontal regions
evident in the nigrostriatal system. The (Kennedy et al., 2007). This is of interest,
authors suggested that the effect on DA firstly because these regions overlap with
could reflect a local elevation of 5-HT tone those found in animal studies of DA and 5-
resulting in disinhibition in the ventral HT activity changes in impulsive behavior
tegmental area. Normally, such an on delayed reinforcement tasks
autoreceptor (or presynaptic) effect might (Winstanley et al., 2006; section 3.2.3).
be expected to stimulate 5-HT1A receptors Secondly, also on the topic of impulsive
that would increase DA release, and responses, the effect of tryptophan
increase burst firing in the mesolimbic and depletion in young healthy adults (Rubia
mesocortical projections (Millan et al., et al., 2004, see above) not only reduced
2007). With systemic administration of activity in these frontal regions, but like
other 5-HT uptake inhibitors, post- the subjects of Kennedy and colleagues,
synaptic effects of 5-HT1 stimulation can increased right occipito-temporal activity.
be expected that would result in
decreased DA neuronal activity (Di Mascio Lastly, also on the subject of energy
et al., 1998). Weikop et al. (2007a) also metabolism, it seems appropriate to
reported on the effect of blocking DA mention one hypothetical locus for DA/5-
reuptake (with GBR 12909) at the same HT interactions in ADHD that has received
time as treating their animals with hardly any attention. Russell et al. (2006)
systemic venlafaxine. GBR 12909 alone proposed a re-direction of research effort
had no effect on mesocortical monoamine to achieve a better understanding of the
levels. However, venlafaxine alone can energy supply via the lactate shuttle from
increase DA, NA and 5-HT levels by 136- glia to neurons. They suggested that the
256%, reminiscent of the effect of variability of behavioral responsiveness in
tranylcypromine, while inhibiting firing in ADHD, previously mentioned in associ-
the dorsal raphe and locus ceruleus ation with impulsivity, could be explained
(Haddjeri et al., 2004). The combination by a lack of energy from astrocyte sources
(as above) raised DA levels and reduced 5- to sustain rapid or burst firing in neurons
HT levels further (figure 4). As noted when required. They also extended the
above, the underlying mechanism could hypothesis to account for delayed
reflect postsynaptic activation of receptors maturation and myelination in the CNS of
in the 5-HT1/3/7 families, blockade of the 5- those with ADHD (Shaw et al., 2007) and
HT2A site and/or long-loop feedback to attributed this to a lack of energy and
GABA neurons in the brain stem nuclei precursor supply from the oligodendro-
(Weikop et al. 2007a). Direct evidence is cytes. To understand the relevance here it
17

is important to realize that most DA In this section the idea has been put
receptors have been localized on these forward that combining pharmacological
glial cells [D1, D3, D4, D5: (Miyazaki et al., treatments that influence both the DA and
2004)]. Increased levels of catechol- 5-HT systems may have differential even
amines, facilitated by methylphenidate opposite effects on the release and
treatment, stimulate glycolysis (Todd and availability of these two monoamines, and
Botteron, 2001). So what is the function of that this can be associated with beneficial
the 5-HT receptors also identified on consequence for ADHD pathology.
astrocytes, namely 5-HT1A, B, D, F; 5-HT2A, B, C; However, there is still a need for
5-HT6 and 5-HT7 (Hirst et al., 1998; controlled studies of this claim. A further
Doherty and Pickel, 2001)? challenge requiring detailed study is to
find out whether the purported
The question of the nature of the
consequences of DA and 5-HT uptake
function of monoaminergic binding sites
blockade result primarily from neuronal
on glia has hardly been tackled. However,
neurophysiology and/or glial energetics.
it is not surprising that initial results
suggest that the activation of 5-HT1A sites 4. Discussion and Conclusions
in the amygdala and prefrontal regions For a consideration of 5-HT/DA
can tone down the release of lactate interactions and their putative dysfunction
stimulated by an environmental stressor in ADHD there are 3 major CNS territories
(Uehara et al., 2006). This was of interest, the mesostriatal, the
demonstrated by blockade of the effects mesolimbic and the mesocortical. In the
of tandospirone with a specific 5-HT1A mesostriatal (and meso-thalamic) domain
antagonist. However, as the antagonist did there are two features of special
not interfere with the similar effects of neurobiological interest relating to the
perospirone, it is possible that the affinity nature of DA/5-HT interactions. Compared
of this drug for 5-HT2A and D2 sites may to the other DA projection systems, this is
have come into play and also modulated where the distribution of the DA
the supply of energy. Also relevant in the transporter predominates. This is also
context of this section, are the effects where the 5-HT innervation primarily
reported to follow treatment of an derives from the dorsal raphe. The
astroglia-microglia culture with anatomical nature of this input differs
venlafaxine (Vollmar et al., 2007). They from that deriving from the median raphe
found that after provoking an in that it is construed to be better at
inflammatory situation, venlafaxine volume control than at advancing specific
promoted an augmentation of anti- synaptic control of the target regions
inflammatory cytokines (TGF-β) and (Vertes, 1991; Michelsen et al., 2007).
reduced levels of the pro-inflammatory
cytokines (IL-6 and IFN-γ). Thus, it would The mesostriatal/thalamic mode of
seem likely that venlafaxine exerted anti- action contrasts with the situation in
inflammatory effects that could have been mesocortical projection regions. Here,
due to the increased levels of extracellular DA availability is more under
monoamines that the treatment induced. the control of synaptic COMT, and the
The potential significance for ADHD is that release of 5-HT, mostly of median raphe
a predominance of the pro-inflammatory origin, is more localized with the aid of
cytokines would otherwise bias the clusters of boutons around the target
metabolism of tryptophan towards neurons (Michelsen et al., 2007). The
neurotoxic metabolites such as quinolinic characteristics of mesolimbic structures lie
acid (Myint et al., 2007). between these two extremes, with the
18

innervation of specific parts of the interaction between the 5-HT and DA


hippocampus or amygdala arising projection systems, and in some of the
predominantly from one or the other dysfunctions evident in ADHD.
raphe complex (Steinbusch, 2008). The Descriptions of clearly too much or too
generalizations proposed here must be little activity are often difficult to elucidate
tempered by an awareness of a where it remains uncertain whether post-
considerable overlap of these two modes or pre-synaptic activity predominates, or
of innervation. For example, far more 5-HT an inhibitory interneuron permits
of dorsal raphe origin is released in the disinhibition in the control of specific
frontal than in posterior cortices: there is functions. Each is possible in the context
an inverse trend for 5-HT with origin in the of the expression of ADHD in an individual
median raphe. on the one hand, as comorbid with
One of the more salient difficulties in conduct disorder or, in another individual
focusing on the contribution of 5HT/DA as being of the inattentive type. This has
interactions in ADHD is the evident been illustrated by the contrast of
contribution of components of 5-HT behavioral versus cognitive impulsivity.
controlled processes to the expression of More detailed neurobiological studies are
frequently comorbid conditions such as necessary. Nonetheless, an understanding
conduct disorder (and its associated of the basic anatomical features (above)
externalizing, aggressive characteristics). does provide a basis for prediction and
Short variants of the SERT promoter are further detailed investigation. For
associated with lower levels of SERT example, immunocytochemical work
expression and high levels of extrasynaptic shows that more 5-HT1A labeled dendrites
5-HT. These features have been reported in the ventral tegmental area are found in
to have some association with signs of the nucleus parabrachialis than the
aggression and conduct disorder in young nucleus paranigralis (Doherty and Pickel,
males (Beitchman et al., 2006; Cadoret et 2001). This suggests that 5-HT1A
al., 2003) but also, infrequently, with stimulation is more likely to influence
ADHD (Cadoret et al., 2003, Li et al. 2007). mesocortical than subcortical DA function.
In view of the unequivocal association of Indeed, stimulation of these sites can have
ADHD and features of the DA system, one anomalous influences on DA function and
might speculate that a search for genetic executive attentional processes, such as
associations between aspects of both those impaired in ADHD.
monoamines and young people diagnosed Until recently clinicians have seen little
with ADHD versus conduct disorder would need to improve on the catecholaminergic
help disentangle the relative contributions model for explaining the features of
of these two monoamines. Perhaps the ADHD. Recent genetic and neuroimaging
tagging of function to the COMT gene is an studies, however, provide evidence for
example. For example, COMT deficient separate contributions of altered DA and
mice, if male, are aggressive, rather as in 5-HT function in this disorder. Genetic
humans (Gogos et al., 1998): this forms a studies imply that for both DA and 5-HT
parallel to the association of the met allele systems variants may frequently occur in
in Chinese ADHD patients, if male (Qian et ADHD for neurotransmitter uptake (DAT1,
al., 2003). SERT), synthesis (TPH2, DDC) and
This review describes evidence for a breakdown functions (MAO and perhaps
role for receptors belonging to the 5-HT1 COMT). The mesolimbic (striatal)
and 5-HT2 families of receptors in the distribution of DAT1 and the mesocortical
abundance of D4 binding sites, both
19

strongly implicated in ADHD, draw correlated, this may well flow from a
attention to the possibility of differential starting point where 5-HT activity is
contributions from the 5-HT system. Here anomalously higher or lower than the
the evidence points not so much to region generally lower than normal levels for DA.
specific anomalies as a differentiation in It appears that perhaps both situations
terms of inhibitory/facilitatory pre/ may arise reflecting different subgroups of
postsynaptic location of receptors in the 5- ADHD, and where impulsive
HT1 and 5-HT2 families. Whether these characteristics reflect externalizing
receptor-based changes are secondary to behavior or cognitive impulsivity. This
the processes controlling transmitter differentiation on a dimensional level
availability is a question that remains to be however has yet to be studied
answered. While levels of activity and systematically on the nosological level.
metabolism (HVA and 5-HIAA) are often

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