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a b s t r a c t
The aim of this work was to obtain propolis in a powder, alcohol-free, water-dispersed and shelf-stable form. Propolis
extract was spray-dried using gum Arabic and octenyl succinic anhydride (OSA) starch as carriers in two different
weight ratios (1:4 and 1:6). Spray-dried propolis samples were evaluated for morphology, moisture, water activity,
water dispersibility, hygroscopicity, particle size, particle distribution, entrapping efficiency, stability, isotherms and
antioxidant properties. The spray-drying process produced round particles with sizes ranging from 15 to 24 m. This
process preserved the antioxidant activity of propolis and also allowed propolis to be obtained in a powder form,
which was stable during storage at room temperature, had low hygroscopicity and was highly dispersible in cold
water. The application of this technology could increase the use of propolis in various industrial applications, such
as an antimicrobial and as an antioxidant in food.
© 2012 The Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
∗
Corresponding author. Tel.: +55 19 3565 4139; fax: +55 19 3565 4284.
E-mail address: carmenft@usp.br (C.S. Favaro-Trindade).
Received 2 February 2012; Received in revised form 15 August 2012; Accepted 22 August 2012
0960-3085/$ – see front matter © 2012 The Institution of Chemical Engineers. Published by Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.fbp.2012.08.006
food and bioproducts processing 9 1 ( 2 0 1 3 ) 28–36 29
The application of propolis in food, however, is still limited 2.2. Preparation of propolis carrier formulations
because it is soluble in alcohol and has a strong taste and
aroma. Individual solutions of the carriers (GA and OSA starch) were
Spray-drying might be an alternative method that could prepared at the concentration of 30 g/100 mL. Four different
reduce these problems. Pharmaceutical and food industries formulations (dispersions) were prepared using the different
are using this technique to protect products from environmen- carrier solutions (GA or OSA starch) and two propolis extract-
tal conditions, extend product shelf life and mask unpleasant to-carrier solution ratios equal to 1:6 and 1:4 (w/w).
flavours (Ré, 1998, 2006; Favaro-Trindade et al., 2008, 2010). The samples made with propolis extract:GA in 1:6 and 1:4
In a preliminary study of our research group (Silva et al., ratios are identified in the text as T1 and T2, respectively. The
2011), propolis was spray-dried without a carrier agent, but samples made with propolis extract:OSA starch in 1:6 and 1:4
unsatisfactory results were obtained because of the low yield ratios are identified in the text as T3 and T4, respectively.
of the spray-drying process, the physical instability of the pow-
der and the reduced dispersibility of the powder in water. 2.3. Spray-drying conditions
Bruschi et al. (2003) produced propolis microparticles
through spray-drying using gelatine as a carrier agent, and The carrier agent solutions and the propolis extract were dis-
they achieved products with entrapment efficiency of 41%. The persed with a homogeniser (Ultra-Turrax T25; IKA, Germany)
spray-drying technique maintained the antimicrobial activ- for 2 min at 15,000 rpm. The formulations were then atom-
ity of propolis, thereby suggesting that it can be a promising ised with a spray dryer (model MSD 1.0, Labmaq, Brazil). The
process for developing an intermediary or eventual propolis operational conditions of the spray dryer were as follows: inlet
dosage form without ethanol or a strong, unpleasant taste. temperature of 120 ◦ C; outlet temperature of 91 ◦ C; air flow of
However, the use of gelatine originating from bovine has been 0.60 m3 /min; feed flow of 0.60 m3 /min; and nozzle diameter
reduced in recent years in some countries due the risk of of 1.3 mm. These conditions were chosen based on prelimi-
bovine spongiform encephalopathy. Thus, alternative carriers nary trials and from results of previous studies of our research
are needed. group.
Gum Arabic and OSA starch could act as alternative carrier At the end of each drying session, the powders were gath-
agents to obtain spray-dried propolis products because they ered, placed in closed vials covered with aluminium foil and
exert emulsifying properties that could improve the dispersi- kept at room temperature in a dry and dark place until analy-
bility in water. sis.
Gum Arabic is widely used in the food industry because it The encapsulation process and all analyses were con-
is nontoxic, odourless and tasteless. Gum Arabic is the most ducted in triplicate.
widely used encapsulating material in microencapsulation by
spray-drying due to its good emulsifying and film-forming 2.4. Samples characterisation
capacities (Gharsallaoui et al., 2007) as well as its low viscosity
in aqueous solution. 2.4.1. Morphology
Octenyl succinic anhydride (OSA) starch is a modified The morphological characteristics of the microparticles were
starch obtained by the addition of alkenylated dicarboxylic observed by scanning electron microscopy (JEOL JSM-T300,
acid anhydride groups. As compared to native starch, OSA Tokyo, Japan) according to the method described by Oliveira
starch contains both hydrophilic and hydrophobic groups in a et al. (2007). The methodology described by Santos et al. (2005)
stable ratio of 1:1. The special structure of OSA starch is advan- was used to break the particles.
tageous in its use in foods as a surfactant. Additionally, OSA
starch has a low viscosity in aqueous solution, which also aids 2.4.2. Moisture and water activity (aw )
the spray-drying process. The moisture content of the samples was determined using a
Thus, the aims of the present study were to produce propo- moisture analyser (Ohaus, MB35, USA). The aw was measured
lis in a powder, alcohol-free and water-dispersible form by using a dew point hygrometer (Aqualab, Decagon Devices,
spray-drying using gum Arabic and OSA starch as carriers and USA).
to study its physical and functional properties.
2.4.3. Water dispersibility
2. Materials and methods The method of Singh and Singh (2003) was adapted to
determine the cold water (20 ◦ C) dispersibility of the spray-
2.1. Materials dried propolis. A suspension of 1% spray-dried propolis (w/w;
100 mL) was thoroughly shaken for 30 min on a rotary shaker
Type-12 propolis, a green type according to Park’s classifica- (TE-420 Tecnal, Brazil). The suspension was transferred to
tion (Park et al., 2000), was used as the bioactive compound. a 250 mL centrifuge bottle and centrifuged at 1200 × g for
The propolis samples were collected in Mogi Guaçu-SP, Brazil. 10 min. A 25 mL aliquot of the supernatant was placed in a
The propolis ethanol extract was prepared as described by pre-weighed aluminium moisture dish and dried in an oven
Alencar et al. (2007) with some modifications. Approximately (Tecnal, Brazil) at 110 ◦ C for 4 h. The cold water dispersibility
30 g of propolis crushed in a blender was mixed with 100 mL (CWD) was calculated as a percentage according to the follow-
of ethanol (80◦ GL) and then placed in a water bath (Marconi, ing equation:
model MA 085, Brazil) at 50 ◦ C under mechanical stirring for
30 min. The propolis ethanolic extract was used as the active weight (g) of solid in the supernatant × 4
CWD (%) =
compound. Gum Arabic (GA) (CNI, Brazil) and OSA starch (Corn weight (g) of sample
Products, Brazil) were used as carrier agents. × 100.
30 food and bioproducts processing 9 1 ( 2 0 1 3 ) 28–36
Fig. 1 – Micrographs of microparticles produced with: (A) GA (T1), (B) OSA-starch (T4), and (C) fragmented microparticles
produced with GA (T2) (magnification 5000×).
particle size) in repetition j of treatment I; is the constant program version 9.1.3 (SAS, 1995) using the PROC GLM pro-
inherent to all observations (average); Ti is the effect of the cedure.
ith treatment; i is equal to 1 (1 propolis:6 GA), 2 (1 propolis:4
GA), 3 (1 propolis:6 OSA starch) or 4 (1 propolis:4 OSA starch);
and eij is the experimental error associated with j repetitions
3. Results and discussion
of treatment i, assuming NID (0, and 2). Due to the sig-
nificant effects of the treatments, Student’s t-test was used
3.1. Characterisation of samples
for multiple comparisons in conjunction with the previously
mentioned program.
3.1.1. Morphology
Spray-drying of the propolis extract with both carriers resulted
2.8. Stability in a fine, pale yellow-coloured powder.
Fig. 1 shows the SEM microphotographs of the produced
To evaluate the variable content of phenolics during the
powders. For both carriers (GA and OSA starch), the micro-
stability test according to the treatments used, storage tem-
particles had a round shape, which facilitates the flow
peratures (10 and 25 ◦ C) and days of storage, a completely
of powder. Some microparticles showed small concavities
randomised design (CRD) in a 4 × 2 × 6 factorial was adopted
(dents) with an appearance that could be attributed to the
according to the following model:
rapid evaporation of liquid droplets during the spray-drying
Yijkl = + Ti + Rj + Dk + TRij + TDik + RDjk + TRDijk + eijkl process (Rosenberg et al., 1985).
Independent from the type and ratio of the carrier, the
where Yijkl is the value observed for variable phenolics in rep- microparticles had similar appearances. The external surfaces
etition l at day k of storage, refrigeration temperature j and showed continuous walls with no fissures, cracks or interrup-
treatment i; is the constant inherent in all observations tions, which is an attribute that is essential to ensure lower
(average); Ti is the effect of the ith treatment with i = 1 (1 propo- gas permeability, better protection and propolis retention.
lis:6 GA), 2 (1 propolis:4 GA), 3 (1 propolis:6 OSA starch) or 4 (1 Fig. 1C shows a fragmented particle that is hollow, indicat-
propolis:4 OSA starch); Rj is the effect of the jth temperature ing that the microparticles or microspheres were of a matrix
with j = 1 (10 ◦ C) or 2 (25 ◦ C); Dk is the effect of the kth day of type in which the core material was distributed throughout
storage with k = 1 (30 days), 2 (60 days) or 6 (180 days); TRije is the carrier. This formation of microspheres was also observed
the effect of the double interaction of treatment i with temper- in other studies as follows: when lycopene was spray-dried
ature j; TDik is the effect of the double interaction of treatment using starch (Capsul® ) (Rocha et al., 2012); when hydrolysed
i with k days of storage; RDjk is the effect of the double inter- casein was atomised in the presence of maltodextrin DE 10
action of day j of storage with day k of storage; TRDijk is the and 20 as carriers (Rocha et al., 2009); and when hydrolysed
effect of the triple interaction of treatment I with temperature casein was atomised using soy protein isolate was used as
j and day k of storage; and eijk is the experimental error asso- carrier (Ortiz et al., 2009).
ciated with the variable total phenolic contents in repetition l The results for moisture content, water activity, dispersi-
at day k of storage, refrigeration temperature j and treatment bility, hygroscopicity, cold water dispersibility and particle size
I, assuming NID (0, and 2). are shown in Table 1.
For both statistical models mentioned above, we proceeded Low moisture values are necessary to ensure the stability of
with the developments by using regression analysis within atomised powders because they prevent caking, which begins
each treatment/temperature combination because significant with the agglomeration of wet particles and reduces the reten-
effects for the triple interaction were observed. All tests were tion of the active principle, thereby hindering the powder flow
performed with the aid of the Statistical Analysis System© and dispersion.
32 food and bioproducts processing 9 1 ( 2 0 1 3 ) 28–36
T1 T2 T3 T4
Mean ± standard deviation values in the same line followed by the same superscripts (a–c) are not significantly different (P > 0.05).
T1 and T2: propolis extract:GA ratio of 1:6 and 1:4, respectively; T3 and T4: propolis extract:OSA-starch ratio of 1:6 and 1:4, respectively.
The moisture and aw values were within the expected range when an additive or functional ingredient has to be used in
for atomised products and also within the recommended val- foods. In the case of propolis, the dispersibility increases the
ues to ensure microbiological stability (<0.6). The moisture potential applications in which propolis can be used as a nat-
values were similar to those obtained by Bruschi et al. (2003), ural additive, including applications in which the presence of
who reported values ranging from 4.12 to 9.4 g/100 g when alcohol is undesirable.
propolis was spray-dried with gelatine as a carrier. Among the samples under study, the powders obtained
The aw and moisture values of the powders had significant with OSA starch in the ratio of 1:4 (T3) showed the highest and
differences (P < 0.05). The carrier agent type affected the mois- most significant dispersibility value (94%), and no significant
ture and aw . The GA powders had significantly higher moisture differences were observed among the other samples. These
content and aw than those obtained with OSA starch. Samples results can be attributed to the emulsifying property of the
prepared with GA retained more water in the atomisation pro- carriers related to their amphiphilic molecular structures with
cess. This result can be attributed to the chemical structure of both non-polar and polar groups. This type of molecular struc-
GA, which has a high number of ramifications with hydrophilic ture allowed them to interact simultaneously with non-polar
groups, resulting in a higher water binding capacity. Similar molecules of propolis and water, favouring the dispersion of
results were also observed by Tonon et al. (2009) when they the propolis molecules in water. According to Gharsallaoui
spray-dried açai pulp using GA and maltodextrin as carriers. et al. (2007), the technological properties of spray-dried micro-
With respect to water dispersibility, the microparticles particles depend mainly on particle/particle interactions for
obtained with the four formulations provided high values flowability and particle/liquid interactions for wettability and
ranging from 84 to 94%. Fig. 2A shows that the pure or free re-dispersibility.
propolis was poorly dispersible in aqueous media and that Highly water-dispersible propolis particles have also been
macroscopic flakes were visible in the bottle. In contrast, obtained by Kim et al. (2008) using encapsulating agents
the equivalent quantity of spray-dried propolis was fully dis- consisting of copolymers, including N-isopropylacrylamide
persible in aqueous media (Fig. 2B), which was an important (PNIPAAm) with N-vinyl-2-pyrrolidone (VP) and polyethylene
result because dispersibility is one of the main constraints glycol monoacrylate (PEG-A), obtained by a polymerisation
technique. Nevertheless, in respect to the study by Kim et al.
(2008), the advantage of the present work was related to the
use of a relatively simple and low cost technique and GRAS
food biopolymers.
According to the methodology used, the samples were
slightly hygroscopic (Table 1), which indicated that the pow-
ders are easy to store and handle. The samples atomised with
GA (T1 and T2) were significantly more hygroscopic than those
atomised with OSA starch (T3 and T4). This difference can be
attributed to the different polarities of the carriers and to the
highly branched structure of GA, making the polar interactions
with water easy by hydrogen bonds.
The spray-dried propolis microparticles had a particle size
distribution with clear bimodal behaviour, i.e., with two dis-
tinct peaks and with each one featuring a predominant size
(Fig. 3). This characteristic is beneficial in regard to powder
because small particles can penetrate in the interstices of
larger ones, making the material take up less space. The sta-
tistical analysis of the results showed significant differences
(P < 0.05) among the mean sizes of the powders with differ-
Fig. 2 – Dispersibility in aqueous media of free propolis (A) ent formulations. In general, the particles produced with GA
and spray-dried with OSA-starch as carrier (B). had a higher average diameter than those produced with OSA
food and bioproducts processing 9 1 ( 2 0 1 3 ) 28–36 33
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