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Review | doi: 10.1111/j.1365-2796.2011.02387.

Prions and protein-folding diseases


E. Norrby
From the Center for the History of Science, Royal Swedish Academy of Sciences, Stockholm, Sweden

Abstract. Norrby E (Royal Swedish Academy of Sci- the disease process. Transmission between humans
ences, Stockholm, Sweden). Prions and protein- has been documented to have occurred in particular
folding diseases (Review). J Intern Med 2011; 270: contexts, including ritual cannibalism, iatrogenic
1–14. transmission because of pituitary gland-derived
growth hormone or the use in neurosurgical proce-
Prions represent a group of proteins with a unique dures of dura mater from cadavers, and the tempo-
capacity to fold into different conformations. One iso- rary use of a prion-contaminated protein-rich feed for
form is rich in beta-pleated sheets and can aggregate cows. The latter caused a major outbreak of bovine
into amyloid that may be pathogenic. This abnormal spongiform encephalopathy, which spread to man by
form propagates itself by imposing its confirmation human consumption of contaminated meat, causing
on the homologous normal host cell protein. Patho- approximately 200 cases of variant CJD. All these
genic prions have been shown to cause lethal neuro- epidemics now appear to be over because of measures
degenerative diseases in humans and animals. These taken to curtail further spread of prions. Recent stud-
diseases are sometimes infectious and hence referred ies have shown that the mechanism of protein aggre-
to as transmissible spongiform encephalopathies. In gation may apply to a wider range of diseases in and
the present review, the remarkable evolution of the possibly also outside the brain, some of which are rel-
heterodox prion concept is summarized. The origin of atively common such as Alzheimer’s and Parkinson’s
this phenomenon is based on information transfer diseases. Furthermore, it has become apparent that
between homologous proteins, without the involve- the phenomenon of prion aggregation may have a
ment of nucleic acid-encoded mechanisms. Histori- wider physiological importance, but a full under-
cally, kuru and Creutzfeldt-Jakob disease (CJD) were standing of this remains to be defined. It may involve
the first infectious prion diseases to be identified in maintaining neuronal functions and possibly con-
man. It was their relationship to scrapie in sheep and tributing to the establishment of long-term memory.
experimental rodents that allowed an unravelling of
the particular molecular mechanism that underlie Keywords: iatrogenic disease, prions, protein folding.

polypeptide chain, depending on the environmental


Introduction
conditions, including the possible presence of
The history of the identification of the infectious nat- homologous proteins with a predetermined folding
ure of prion diseases and the discovery of the chemi- pattern, may take on dramatically altered folding. In
cal nature of this type of infectious agent is remark- certain cases, major aggregates of homologous pro-
able. The great advances in this field of research teins may be formed and such aggregates in turn
have been recognized by two Nobel Prizes in Physiol- may display cytopathogenic effects. A degenerative
ogy or Medicine: one in 1976 to D. Carleton Gajd- disease may ensue. The second relevant observation
usek (a prize shared with Baruch S. Blumberg, for is that much still remains to be learnt about pro-
the discovery of hepatitis B virus) and the other in tein-folding phenomena and the role of information
1997 to Stanley B. Prusiner. Infectious prion dis- transfer systems engaging only proteins. Many pro-
eases represent relatively rare phenomena mostly teins have sequences of amino acids that make
observed in the context of the spread of the agent by them potentially prionogenic. Such sequences that
human intervention. However, the principal molecu- under certain circumstances may be the cause of
lar mechanisms that lead to disease may have appli- disease in mammals can, in another context, play a
cations for a number of much more common non- central role in physiological functions, for example,
contagious diseases. Two fundamental observations as the source of epigenetic mechanisms of protein
are relevant to the understanding of the molecular signalling of importance for the survival of yeast
mechanisms involved. The first is that the same cells.

ª 2011 The Association for the Publication of the Journal of Internal Medicine 1
E. Norrby
| Review: Prions and protein-folding diseases

In this review, our emerging understanding of the sporadic, whereas about 10% are familial, leaving a
mechanisms of prion diseases will first be discussed, small minority of cases with an iatrogenic (environ-
in particular their unique mechanisms of spread will mentally acquired) cause.
be considered. The original belief in relatively firm
barriers preventing the spread of prions between spe- Unique samples of brain collected by Gajdusek al-
cies was questioned when it became clear that bovine lowed identification of the histopathology of kuru. It
spongiform encephalopathy (BSE), also known as showed many similarities to the changes in brains
‘mad cow disease’, could be transmitted to man. It from patients with sporadic sCJD, but there were also
was then shown, surprisingly, that the disease con- similarities to the changes in brains from sheep with
tracted from infected cattle could spread from man to scrapie as noted by Hadlow [2]. His observation
man by blood transfusion. encouraged Gajdusek to attempt to transmit these
noninflammatory diseases to chimpanzees. He and
Next, the possibility of a much wider application of his collaborators were successful in transmitting first
the pathogenic mechanism of cell destruction by pro- kuru [3] and then CJD [4] by intracerebral inocula-
tein aggregation, including degenerative processes tion of chimpanzees. The term transmissible spongi-
causing for example Alzheimer’s and Parkinson’s dis- form encephalitis (TSE) was commonly used to refer
eases, will be discussed. The rapidly growing appreci- to this kind of infection.
ation of the significance of signalling between pro-
teins outside the canonical steps of the central dogma Next, after determining that kuru was infectious, the
of molecular biology will finally be considered. route of transmission was found to be the ritual can-
nibalism practised by the Fore people [5]. The body
of the deceased relative was prepared for the funeral
Funeral rites and infectious diseases
meal, and the central nervous system containing the
Unexpectedly, it was the fatal neurological disease largest concentration of the infectious agent was
kuru, amongst the stone-age Fore people in New Gui- consumed mainly by the women and children; thus,
nea, which provided the first insight into what came they were primarily affected by the disease (Fig. 1).
to be called prion diseases. Studies of brain samples However, no child born after 1960, the year in which
collected under primitive conditions from individuals the practice of ritual cannibalism ceased, has con-
who had died of kuru provided a principal link be- tracted kuru. The incubation time of the disease can
tween the pathogenesis of two, until then considered, be long, potentially longer than the life span of the
unrelated illnesses, scrapie in sheep and CJD in man individual, and cases of kuru have occurred in the
[1, 2]. Scrapie had been known since the eighteenth present century [6]. The infectious nature of sCJD
century, but it was in the 1930s that the disease was had been demonstrated, but it was initially unclear
shown to be infectious and caused by an agent the how it might spread. In fact, under normal condi-
size of viruses or smaller. The infectious agent was tions, CJD is not infectious. To date, careful studies
found to be remarkably stable, as it survived the for- of transfusion of blood from people incubating or
malin treatment of an experimental vaccine against even displaying early signs of CJD have not revealed
louping ill disease in sheep and spread to the immu- any spread of the agent between individuals by this
nized animals. route [7]. Only under conditions of medical interven-
tions involving brain material could an iatrogenic
Creutzfeldt-Jakob disease was identified by two Ger- spread of the spontaneous form of the disease be
man neuropathologists in the 1920s. The disease is demonstrated.
characterized by a progressive destruction of the
brain, referred to as spongiform encephalopathy. It
Prions
occurs sporadically, with a frequency of about one
case per million individuals per year worldwide. In Throughout the 1970s, Gajdusek continued to refer
certain groups of people, the frequency is higher, to the infectious agents that cause kuru ⁄ CJD as slow
emphasizing the role of a genetic predisposition. One viruses, and this situation did not change until Prus-
example of such a difference has been identified in iner began to gain insights into the chemical nature of
studies of Sephardi Jews, who contract spontaneous the agents using hamster scrapie as a model to isolate
CJD (sCJD) at a frequency 30 times higher then Ash- and characterize them. He continued to purify the
kenazi Jews. In addition, there are certain familial infectious material from hamster brains until he
forms of the disease generally with unique patterns of produced a relatively pure protein preparation [8].
symptoms. Approximately 85% of all cases of CJD are Because of the lack of any evidence of participating

2 ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14
E. Norrby
| Review: Prions and protein-folding diseases

First, after infection with different doses of infectious


prion material, the knockout mice were found to be
1000
completely refractory to development of disease [12,
13]. Furthermore, they could mount an immune re-
800
sponse to the PrP protein, as this no longer repre-
sented an endogenous product. For the first time,
antibodies could be generated against different parts
Number of deaths

Total of the protein. The protein that Prusiner et al. had


600
identified was indeed critical to the pathogenic pro-
cess in prion diseases.
400
The second type of experiment was to investigate the
< 20 years effects of reintroducing into the PrP-knockout mice
200 either a modified homologous PrP gene (carrying a
substitution or deletion of a single or a stretch of ami-
Males
no acids) or a PrP gene from a different species. The
former experiment enabled attempts to dissect the
57– 62– 67– 72– 77– 82– 87– 92– 97– 02– role of different parts of the PrP protein in the patho-
61 66 71 76 81 86 91 96 01 06
5-years time periods genic process (as discussed below). The latter enabled
the evaluation of the species specificity of PrP pro-
teins. Mice are normally infected only by prions from
other mice or rodents, such as hamsters, but not from
Fig. 1 The epidemiology of kuru amongst the Fore people, more distant species. However, by generation of
which in 1960 had a total population of about 300 000 indi-
transgenic mice carrying for example a human or a
viduals. The number of cases in young individuals rapidly de-
clined after 1960, the year in which the practice of ritual can-
bovine PrP gene, this species barrier can be overcome
nibalism ceased. The majority of victims were women. Single providing important opportunities for studies of dif-
cases have appeared into the present century, implying an ferent kinds of pathogenic PrP proteins of relevance
incubation time exceeding 40 years. Figure kindly provided for human disease.
by Paul Brown.

Inappropriate folding and aggregation of proteins can cause disease


nucleic acid in this preparation, he named it prion Diseases caused by protein aggregation have been
(proteinaceous and infectious particle) [9]. The pro- known for a long time. They are collectively referred to
tein preparation – referred to as PrP 27–30 (prion pro- as amyloid diseases, a term reflecting the original
tein with a molecular weight 27–30 kD) – was pure misconception that the observed stainable deposits
enough to determine a short section of its amino ter- contained starch (amylum in Latin). Later, it was
minal amino acid sequence. This information made it demonstrated that they were in fact composed of vari-
possible to determine that the gene responsible for ous kinds of proteins. The amyloid deposits have
the synthesis of the prion protein was not foreign, but characteristic staining properties and show birefrin-
a normal host cell gene [10]. Thus, it became possible gence under polarized light. Protein aggregates show-
to explain the absence of any inflammatory response ing these characteristics were demonstrated in the
in the tissues in the presence of this infectious dis- brains of patients with CJD. However, amyloid forma-
ease; under healthy conditions, we do not develop tion is not always a feature of prion disease [14]. It
immunological reactions to our own tissues. is in fact found in only about 10% of the brains of
patients with sCJD, but at a much higher rate in
Following the identification of the PrP gene, it was patients with other forms of the disease.
possible to produce mice deficient in PrP using
‘knockout’ technology [11]. At this time, it was known It then became possible to determine the structure of
that the PrP protein appears in the brain early during purified PrP using nuclear magnetic resonance anal-
embryonic development. It was found, unexpectedly, ysis [15, 16]. It was shown that PrP can appear in two
that development and life span appeared to be normal completely different forms, albeit with an identical
in animals without PrP protein. The PrP-knockout amino acid sequence. The ‘healthy’ protein, referred
mice could be used for two types of critical follow-up to as PrP-C (control), has a structure involving
experiments. predominantly two large alpha-helix structures,

ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14 3
E. Norrby
| Review: Prions and protein-folding diseases

whereas there is a predominance of beta-pleated possible to find evidence for transmission of disease
sheets in the pathological PrP-TSE protein (Fig. 2). It from individuals with sCJD by blood transmission
is the PrP-TSE protein that may form amyloid protein [7], but relatively recent data provide evidence for a
aggregates. The reason for the two completely differ- possible transmission of scrapie in sheep by experi-
ent configurations of the same protein is not known, mental blood transfusion [18].
but a critical observation is that if a small amount of
PrP-TSE is added to a larger amount of PrP-C, the Gajdusek and collaborators at an early stage began
‘healthy’ protein is converted to the TSE form by an as to search for evidence of the spread of CJD through
yet undefined contagious ‘snowball’ effect. Two theo- medical intervention. They found that in CJD, as in
retical models, nucleation-polymerization and tem- scrapie, the majority of infectious prions were located
plate assistance, have been proposed to explain this in the brain; indeed, brain tissue is about 100 000
([17], Fig. 3). However, as discussed in the next sec- times more infectious than peripheral tissues, such
tion, only certain kinds of proteins are capable of as blood [19]. The first case of iatrogenic spread of
forming amyloid and are truly infectious, and the CJD between two individuals was found in connec-
term prion is reserved for them; the term prionogenic tion with a corneal transplant [20], and later the simi-
has been introduced to include noninfectious amy- lar spread to two relatively young individuals was
loid-generating proteins. demonstrated as a result of using electrodes for intra-
cerebral recording [21].
Iatrogenic CJD
Three epidemics of strikingly different origins have
The awareness that CJD was a disease that could be been documented, and all comprise slightly in excess
transmitted to experimental animals immediately of two hundred cases with the maximum number of
raised the question of to what extent it might be trans- cases at the end of the 1990s (Fig. 4). The first of the
missible between humans. There was no epidemio- three epidemics was caused by the use of human
logical evidence of connections between cases of growth hormone prepared from pools of many hun-
CJD, except for an increased frequency of occurrence dreds of pituitary glands from cadavers [see 19 for ref-
in certain families and ethnic groups. In the light of erences]. Because these preparations were used in
understanding the seminal importance of PrP in the growing individuals, many of the victims of the dis-
disease, it could be deduced that familial cases must ease were relatively young. When this iatrogenic
be because of inherited mutations in different sites of spread of CJD prions was discovered, the product
the PrP gene, whereas sporadic cases were likely to was rapidly withdrawn, and it was progressively re-
be caused by mutation(s) accumulated in somatic placed by growth hormone prepared by recombinant
(possibly brain) cells or alternatively a spontaneous DNA technology. The average incubation time of this
emergence of a misfolded PrP protein (the nucleation– parenterally injected material was estimated to be
polymerization model) during the lifetime of the indi- 15 years (range 4–36 years). The total number of
vidual. As already mentioned, to date it has not been cases to date is 206, and the epidemic seems to have

Fig. 2 Fundamentally different


structures of normal and inap-
propriately folded PrP protein.
The latter has a predominance
of beta-pleated sheets, which
gives it a propensity to aggregate
with other homologous proteins
potentially causing destruction
of tissues. Figure kindly pro-
vided by Paul Brown.

4 ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14
E. Norrby
| Review: Prions and protein-folding diseases

Fig. 3 Schematic model of conversion of PrP-C to PrP-TSE. In the nucleation-polymerization model, there is a rapid conversion of
PrP protein between the PrP-C (circles) and PrP-TSE forms (squares), but the former is more stable. In the presence of an aggregate
large enough to act as a stable nucleus, illustrated by the collection of PrP-TSE squares, a change from PrP-C to PrP-TSE is
favoured. In the template-assistance model, the conversion of PrP-C or a modified conformation, PrP-INT (intermediate), to Prp-TSE
is extremely slow in the absence of PrP-TSE, but the process of conversion is essentially irreversible. PrP-TSE is able to propagate
itself by catalysing the conversion of other PrP-INT molecules to the PrP-TSE confirmation. The final product of the two models is
amyloid, which is potentially responsible for the disease process. Modified from ref. 17.

just reached an end. Most cases occurred in France, threat of iatrogenic spread of CJD is now minimal
109 of 1700 treated individuals. The corresponding [19]. With the present awareness of the situation, any
figures are 56 of 1848 treated individuals in the UK potential occupational risk of disease, for example,
and 28 of 7700, in the USA. In the USA, an additional for surgeons and nurses involved in brain surgical
step of purification was introduced in 1977, which procedures, can in practical terms be eliminated.
may have reduced the risk of transmission of infec-
tious prions. The main focus of interest during the last 15 years
has been the third epidemic, the unexpected spread
The second epidemic has a distinctly different iatro- of prions from cattle to man.
genic background. It relates to the previous use of
heterologous cadaveric dura mater material to im-
The spread of BSE to man
prove the healing process after neurosurgical inter-
ventions [see 19 for references]. The total number of The BSE epizootic began in the mid 1980s (Fig. 5). It
cases registered to date is 196 (only 142 shown in developed rapidly and reached its peak in 1992, but
Fig. 4), the majority (63%) of which have been in Ja- still to the present time, spurious cases of infected
pan. The estimated average incubation time was animals are being identified. Extensive culling of
11 years (range 16 months – 23 years). The use of cows took place on farms in which BSE-infected ani-
this type of graft was banned in the UK in 1989 and in mals were identified. In spite of this, about 180 000
Japan in 1997. In 1987 a disinfection step with NaOH cases of BSE (cows displaying symptoms of disease or
was introduced, but eventually this was not consid- with demonstrable PrP in their tissues) have so far
ered safe. been identified. The mean incubation time is approxi-
mately 5 years. The source of the epizootic was a no-
The alternatives used today are synthetic dura mater vel type of feed introduced to provide protein, in par-
material, connective tissue (fascia lata orfascia tem- ticular for diary cows. The natural cow feed of plant
poralis) from the patient or material of animal origin proteins was supplemented with meat and bone
(bovine pericardium)’. Overall, it seems that the meal prepared from offal of cattle, sheep, pigs and

ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14 5
E. Norrby
| Review: Prions and protein-folding diseases

BSE [0–40 000] vCJD undefined route [0–40]


Injection of growth hormone from pituitary glands vCJD blood transmission [0–40]
28 40 000 40

24 35 000 35

30 000 30
20
25 000 25
16
20 000 20
12
15 000 15
8
10 000 10
4
5000 5
0
0 0
<19881989 1991 1993 1995 1997 1999 2001 2003 2005 2007
Transplant of dura mater grafts
28

24
Fig. 5 The epizootic of bovine spongiform encephalopathy
20 (blue bars), the epidemic of variant Creutzfeldt-Jakob disease
16
(vCJD) in humans (red bars) and three cases of transmission
of vCJD between humans by blood transfusion (yellow bars).
12

4 sues of animals was successfully developed, but


0 unfortunately was not applicable to blood. In farms in
which an infected animal was detected, the entire
vCJD – prion contaminated meat
herd was culled.
28

24
In 1989 mandatory changes in slaughtering tech-
20 niques were introduced. These changes ensured that
16 the brain and spinal cord, the main sources of prions,
12
were excluded from products used for human con-
sumption. The precaution was taken even though at
8
the time it was not anticipated that prions could
4
spread from cattle directly to man, as there had never
0 been any evidence that the scrapie agent could
1953 1963 1967 1989 1991 1993 1995 19971999 2001 20032005 20072009
spread from sheep to man. In principle, the same spe-
cies barrier that had prevented such a spread for
hundreds of years was expected to exist also between
Fig. 4 Comparison of three Creutzfeldt-Jakob disease (CJD) cows and man. However, in 1994 the first case of CJD
epidemics. Each of the epidemics involved about 200 patients of bovine origin was identified in man [22]. For several
and was caused by different human interventions: iatrogenic reasons, it was concluded that this case was caused
CJD by intra-muscular injection of pituitary gland-derived by transmission of prions from cows. First, the histo-
growth hormone; iatrogenic CJD as a result of dura mater pathological changes in the brain showed unique
transplantation; and variant CJD because of ingestion of con- characteristics. Second, the patients were younger,
taminated meat. The average incubation time in the three epi-
as it later was shown, by about 40 years compared to
demics was 15, 11 and about 11–12 years, respectively.
those with sCJD. Finally, the molecular characteris-
tics of the agent were unique, demonstrating a differ-
chickens. Such a mixed food had already been in use ent, most probably non-human, origin. The new form
for some time, but in the late 1970s, a previously used of CJD was referred to as variant CJD (vCJD). In con-
hydrocarbon solvent-extraction method was aban- trast to the above-mentioned forms of iatrogenic
doned resulting in a markedly increased fat content CJD, which were caused by a parenterally injected
of the product. It was this modified feed that was the drug originating from a brain extract or by direct con-
source of spread of prions of either bovine or ovine ori- tact between brain materials in neurosurgical proce-
gin. As soon as this was recognized in 1988, its use dures, the spread in the case of vCJD was oral. It was
was forbidden. Soon after, a test to detect PrP in tis- known from previous studies of prions from cases of

6 ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14
E. Norrby
| Review: Prions and protein-folding diseases

sCJD that feeding of experimental animals by the oral


route was a very inefficient way of initiating an infec- 3 1/3 years
6 1/2 years
tion with this kind of agent. Yet still the disease Case # 1
spread, which initiated speculation about the possi- 1 1/2 years
ble number of case that might be expected. Fortu- 5 years
Case # 2
nately, the epidemic peaked in the year 2000 and now
1 2/3 years
appears to have come to an end (Figs 4 and 5). To date, 7 1/2 years
the total number of individuals infected by vCJD is Case # 3
214, of which 167 cases have occurred in the UK, 25 1 1/3 years
8 1/2 years
in France and most of the rest in other European Case # 4
countries [23]. The time interval between the peaks of
the BSE epizootic and the vCJD epidemic is 9 years. 96 97 98 99 00 01 02 03 04 05 06
However, it should be noted that slaughtering tech-
niques to exclude the most contaminated parts of cat-
tle were introduced by 1989, suggesting that true Fig. 6 Four cases of variant Creutzfeldt-Jakob disease
incubation times exceed an average of 11–12 years. (vCJD) prion infection caused by blood transfusion. Cases 3
No one born after 1989 has contracted the disease. and 4 were infected by transfusion of blood from the same do-
nor. In each case, the upper bar shows the time until the donor
developed disease and the lower bar the time until disease
As already mentioned, mutational changes in the PrP appeared in the recipient or, as in case 2, vCJD prions were
protein can influence its propensity to fold incor- demonstrated in the tissues. Figure kindly provided by Paul
rectly. In the case of vCJD, it has been found that the Brown.
amino acid in position 129 in the protein has a critical
role for the development of the disease. Depending on detail in Fig. 6. Case one was a 69-year-old man who
the nucleotides in this position, it can specify either became ill 7 years after receiving blood from a 24-
valine or methionine, but all cases of clinical vCJD year-old donor who himself started to show symp-
identified to date have had methionine in both allelic toms of vCJD 3 years after he had donated the blood.
positions. The recent vCJD epidemic peaked in This first identified case prompted a review of individ-
2000 ⁄ 2001 and apparently ended in 2008, but there uals who had received blood from donors who had la-
have been speculations of a possible additional wave ter developed vCJD. The second case of proven trans-
of the disease in individuals with methionine ⁄ valine mission was a 77-year-old patient, who died because
or valine ⁄ valine in position 129 [24]. However, it is of a ruptured aortic aneurysm 5 years after he had re-
doubtful whether infected individuals with this ge- ceived blood from a younger donor who 18 months la-
netic background can develop clinical disease and in ter developed vCJD. The recipient of the blood had no
the unlikely event that they do, the number of cases neurological symptoms; however, PrP-TSE could be
will probably be fewer than in the recent epidemic. demonstrated in the spleen and in one lymph node
(but not in the brain). It is possible that this individ-
ual, with time, might have developed a degenerative
High-tech ‘cannibalism’
disease. It should be noted in this context that this
Essentially cannibalism is not practised in modern patient was heterozygous for methionine ⁄ valine at
society; however, there are an increasing number of position 129 in the PrP protein. The third and fourth
situations in which body fluids, tissues or organs are cases received transfusions from the same donor,
transferred between individuals. Blood transfusions who developed vCJD about 1.5 years after donating.
have been performed since a long time, but the proce- It took 7.5 and 8.5 years, respectively, until the recip-
dure did not become safe until the discovery of the hu- ients of the transfusions developed the disease. Be-
man blood groups in the beginning of the 1900s. fore these cases of iatrogenic transmittance of prions
Since the beginning of the 1960s, transplantation of causing vCJD had been documented, measures had
solid organs and bone marrow has become a common already been taken to reduce the risk of their possible
practice in human healthcare. Because, as men- spread by blood. Attempts were made to develop a
tioned earlier, blood transfusion has not been known blood test that could demonstrate, as in the case of
to cause the spread of sCJD, the report in 2004 that hepatitis B and human immunodeficiency virus
vCJD could be spread by blood transfusion came as a infections, whether a potential donor was infected.
great surprise [25]. Within a short period, four cases However, attempts to find a reliable test have failed to
of transmission of vCJD prions were observed ([26] date. Nevertheless, other precautions have been
and see ref [19]). These four cases are described in taken. Primarily the selection of donors became

ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14 7
E. Norrby
| Review: Prions and protein-folding diseases

stricter to try to exclude individuals who might poten- excluding such infectious agents from blood and
tially have an increased risk of carrying vCJD prions. blood products. First and foremost, it is important to
Furthermore, it had been reported that mice and decide from the history of the donors that the risk that
hamsters infected with scrapie prions had low titres they carry vCJD prions is minimized. In the absence
outside the nervous system and that these prions of any effective technique to detect PrP-TSE in blood,
preferentially occurred in white blood cells [27]. It a number of experimental studies using materials
was therefore decided, first in the UK in the late ‘spiked’ with prions from rodents have been used to
1990s and then in other European countries, that develop general methods to reduce the content of pos-
white blood cells should be removed from blood to be sibly contaminating prion proteins. The safety of the
used for transfusion. From animal experiments, it products used has been markedly improved [31–35],
was deduced that this would reduce, but not elimi- but it is impossible to be absolutely certain that there
nate, the amount of possibly contaminating prions is no risk of transmission. Still it should be kept in
[28]. Since the introduction of this precautionary mind that the recent use of different coagulation fac-
measure, no further cases of vCJD caused by blood tors in man has an impressive track record. A com-
transfusion have been seen. Additionally, because prehensive review of approximately 20 000 patients
the number of cases of vCJD has progressively de- with haemophilia treated with concentrates of differ-
creased since 2000, the risks for the spread of the dis- ent factors has not revealed a single case of vCJD [36].
ease between humans by blood should by now have The only exception is a British man with haemophilia
been eliminated. in whom a transfer of vCJD prions might have oc-
curred (personal information by Tor-Einar Svae, Oc-
The risk of spread of vCJD prions by blood also ap- tapharma, Vienna). This patient was treated during
plies to products that are prepared using blood as a the 1990s with a concentrate of Factor VIII produced
source. The history of the spread of virus infections in the UK. It was found that material from a donor
by products containing components of blood is long. who later developed vCJD was included in two
Hepatitis B virus was transmitted to 300 000 soldiers batches, and it was subsequently shown that the
during World War II by a yellow fever vaccine contain- technique of purification did not exclude vCJD pri-
ing live virus stabilized by human albumin. Much la- ons. This purification method has not been in use for
ter, it was demonstrated that the albumin used had many years.
been contaminated by hepatitis B virus. During the
mid 1980s, a large number of haemophilia patients
The physiological role of the prion protein
became infected with human immunodeficiency
virus (HIV) when treated with Factor VIII or Factor IX Once it became clear that the presence of the PrP gene
preparations. Not until techniques to screen for the was absolutely essential to the development of PrP-
presence of a virus, or antibodies against it, in blood TSE-derived diseases and that animals without PrP,
had been developed, could safe preparations be unexpectedly, seemed to develop normally, it was
developed. Increased awareness of the importance of important to determine the physiological role of the
excluding contamination by viruses from blood prod- PrP protein. However, despite many studies, its fun-
ucts led to the development of general methods of damental function(s) still remains to be definitively
elimination. Treatment with organic solvents was identified. Different studies have highlighted a wide
introduced to eliminate enveloped viruses and other range of different functions [37–42].
procedures, including the more recently introduced
nanofiltration, have led to a high degree of efficacy in The chromosomal gene denoted Prnp encodes PrP. It
preventing the spread of conventional viruses by is a member of the Prn gene family, which also genes
blood-derived products for human use. However, pri- encoding two other proteins. The PrP open reading
ons represented a different challenge because of their frame is encoded within a single exon directing the
unique stability against physical ⁄ chemical treat- synthesis of a protein with 254 amino acids. This pro-
ments. The particular resistance of this kind of tein is post-translationally modified by removal of a
infectious agent was observed at an early stage and 22-amino acid, amino terminal signal peptide and a
stimulated speculation on the possible means of 23-amino acid carboxy terminal. The latter directs
replication without nucleic acid [29, 30]. the addition of a glycosylphosphatidyl inositol mem-
brane anchor. Under normal conditions, PrP is a
The unexpected threat, and later demonstration, of membrane-bound protein, but it can also show bio-
transmission of vCJD prions by blood transfusions logical activity and cause infectious amyloid disease
caused a major review of the possible means of in a nonmembrane-bound form [43]. In addition, the

8 ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14
E. Norrby
| Review: Prions and protein-folding diseases

protein has two glycosylation sites and an internal di- under different conditions of stress. The results
sulphide bond. All these properties are shared be- obtained emphasize that biological information can
tween molecules exerting their normal physiological be conveyed not only by nucleic acids but also, sepa-
function(s) and proteins causing prion diseases. The rately, by certain proteins that can initiate a self-
majority, but not all, PrP proteins are relatively resis- perpetuating spread of modified folding of homolo-
tant to protease digestion. This property was used in gous proteins. A broadening of our understanding of
the early attempts to purify the protein. Proteinase the significance of prion-based epigenetic phenom-
digestion cleaves about 67 amino acids from the ami- ena clearly will have an influence on our interpreta-
no terminal of the 209-amino acid final protein prod- tion of diseases in man and animals. The origin of
uct. This produces PrP 27–30, a truncated protein, prion strains and, in relation to this, how prions repli-
which can still form amyloid. This was the protein cate and whether this replication can be mimicked
used by Prusiner et al. to identify the nature of PrP. in vitro are important issues that remain to be
Alignment of PrP sequences of different mammalian addressed.
origin shows a striking degree of conservation, high-
lighting a crucial biological function preserved
Prion strains: their diversity and origin
through evolution [42]. However, there are also differ-
ences, which explain the species barrier to disease The early studies of transmissible prion brain disease
transmission mentioned earlier. in mice and hamsters revealed that agents of different
origin and ⁄ or passage history could cause disease
A number of different functions have been proposed after different incubation times and with different
for the normal protein: modulation of signal path- histopathologies [51]. Originally, this was interpreted
ways of importance for the survival of cells, protection to mean that nucleic acids must play a role in prion
against oxidative stress and binding of copper. It was inheritance because it was believed at the time that
recently reported that membrane-bound PrP repre- only this type of molecule could be the source of stably
sents the major cellular receptor for the oligomeric inherited properties. However, the more the system
beta-amyloid involved in Alzheimer’s disease [44]. was analysed, the more it became clear that proteins
Whether there is any significance to this possible con- alone could be a source of diversity, the expression of
nection between mechanisms of development of which to a considerable extent was dependent on the
these two neurodegenerative diseases that both de- environmental conditions. To date, studies of here-
pend on transmission of inappropriately folded pro- ditable human prion diseases have demonstrated
teins remains to be seen. A number of recent studies correlations with more than 40 different mutations in
points towards the particular importance of the PrP the PrP gene [see ref 42]. These genetic variants in-
protein for long-term maintenance of neuronal func- clude single-nucleotide base changes, deletions and
tions. One study involving four independently tar- occurrence of a varying number of segmental repeats.
geted mouse strains depleted of PrP-C demonstrated The effects of many of these types of genetic changes
a role of the gene product for peripheral myelin main- have now been mimicked by the use of transgenic
tenance [45]. Ablation of the protein triggered chronic mice. It has been shown that prions exist as conform-
demyelinating neuropathy. Other recent results sug- ationally diverse populations and that amongst these
gest that the seminal role of normal PrP is to maintain there are different strains that can replicate with
brain cells in good condition and protect them from independent reproducibility. Prion transformation
overexcitement. may occur by competition and selection [52]. Other
studies have focused on the effect of deletion of the
The role of prion proteins in fungi differs markedly part of the PrP-TSE protein that is responsible for
from their potential significance for disease develop- anchoring to the cytoplasmic membrane [43]. The
ment in animals, whereas in mammals, they may give soluble form of PrP-TSE can still cause disease, but
rise to transmissible neurodegenerative disease, there is a major change in the incubation time and
their function in fungi appears to be to produce heri- in histopathological changes in the infected brain
table and sometimes beneficial phenotypes [46, 47]. [53, 54].
Lindquist and colleagues conducted pioneering
studies of the potential benefit of prion proteins in
Further studies of the nature of prions
yeast and have provided solid evidence that they are
crucial for non-Mendelian inheritance in this spe- The propensity of certain proteins to form potentially
cies [48–50]. Comprehensive studies of yeast have pathogenic aggregates can be examined currently by
clarified the central role of prion proteins for survival four different approaches.

ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14 9
E. Norrby
| Review: Prions and protein-folding diseases

1. Synthetic peptides exploring amino acid-depen- proteins. Prusiner and collaborators referred to pro-
dent conformational differences that determine the tein X as a cofactor. Many putative X proteins have
emergence of polymorphic amyloid fibrils structur- been identified, but transgenic knockouts for the
ally mimicking prion strains. responsible genes have given equivocal results [58].

2. Performance of bioinformatic proteome-wide sur- Experimentally induced increase in the infectious-


veys for prionogenic proteins in certain species. ness of a prion-containing material can be achieved
in vivo or in vitro. Many different experiments have
3. Examination of the product(s) of replication of pri- demonstrated that it is the characteristics of the
ons of different molecular characteristics in trans- seeding nucleus or template that decides the nature
genic mice with a PrP gene construct of a preselected, of the final product. The roles of the seeding nuclei
potentially different species origin (possibly a chi- and templates have been examined in studies with
mera), with different molecular characteristics and transgenic mice [42]. Certain kinds of seeding nuclei
displaying varying levels of expression. or templates result in an increase in the titre of infec-
tious prions in the inoculum [59]. Dissociation an-
4. Treatment of prion inocula prior to inoculation by d ⁄ or denaturation treatments by sonication have
different procedures to attempt to increase the infec- been used to increase the titre of infectious PrP in vi-
tiousness of the preparation. This is referred to as in tro [60–64]. The infectiousness of the preparations,
vitro generation of prions, but it should be kept in which include both native and recombinant forms of
mind that the read-out of prion ‘replication’ is always PrP-TSE, has been facilitated by addition of polya-
an in vivo system. nions.

Synthetic peptides of limited length (<10 amino acids) In further experiments, including denaturation by
have been used to mimic aggregation phenomena giv- guanidine hydrochloride at varying concentrations,
ing rise to different forms of amyloid and prion strain it was demonstrated that the conformational stability
structures [55–57]. These short structures fibrillize of the prions (either native or synthetic) correlated
to form different kinds of tightly packed, highly com- with the incubation period of disease [65–68]. Even
plementary beta-sheets. The term ‘steric zippers’ was protease-sensitive forms of PrP have been found to be
introduced to denote the critical parts of the model capable of inducing disease [69].
molecules. The packing polymorphism observed can
provide an insight into the basis for prion strains and In vitro replication of infectious PrP using a mixture in
for transfer of protein-encoded information. which all reagents are defined and employing a cell
culture read out system as not yet been demon-
To identify the diversity of prionogenic proteins in strated. Nevertheless, there is general agreement that
yeast, a bioinformatic survey of the whole genome of the successful generation of new infectious material
this organism was performed [48]. Some 100 candi- that has been achieved both in vivo and in vitro rules
date proteins were examined and 19 of these were out the possibility that prion replication is dependent
found to be capable of forming prions. The potential on information stored in nucleic acids.
physiological role of these different proteins remains
to be determined, but some have already been recog- A further complication to understanding the nature
nized to have interesting functions. The self-perpetu- of prions has been provided by the recent demon-
ating characteristics of these proteins suggest that stration that infectious prions can arise spontane-
they represent a vast source of heritable phenotypic ously from normal brain [70]. The catalyst in this
variation in yeast cells. This may facilitate survival of study by Edgeworth et al. was steel wires, which had
yeast populations in different environments. been previously shown to effectively bind infectious
prions. Surprisingly, even noninfected mouse brain
Prion replication in mammalian systems requires the homogenate attaching to the wires could induce a
presence of both PrP-C and PrP-TSE. The latter serves prion infection in cell cultures, which was transmis-
as a seeding nucleus or a template onto which the sible to mice. This finding may emphasize that
physiological form of the protein is refolded into the the emergence of a single or a few misfolded PrP pro-
infectious conformation (see Fig. 3). To undergo con- teins – not necessarily originating from mutational
version, it is likely that PrP-C must develop an inter- changes in the PrP gene – might be enough to initiate
mediate state. In vivo, this is assumed to be achieved a cascade of misfolding events involving homologous
by the assistance of additional as yet unidentified proteins.

10 ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14
E. Norrby
| Review: Prions and protein-folding diseases

Reviewing the extensive and growing literature on pri- DNA; histone proteins control the availability of genes
ons and prionogenic proteins, one is struck by the for expression – there is even talk of a ‘histone code’ –
important and longstanding relative contributions of and this in turn is controlled via methylation or other
Prusiner and his collaborators. It is often said that a chemical modifications brought about by other sepa-
Nobel Prize may hamper later creative contributions rate proteins. This arrangement allows for several
in science, but this does not appear to apply to intertwined feed-back loops.
Prusiner.
However as mentioned earlier, it has become increas-
ingly realized that there is an extensive flow of
Flow of information between proteins
information, or cross-talk, between proteins. Many
The establishment around 1960 of the existence of proteins do not have a firm three-dimensional form in
the ‘central dogma of genetics’ was an overwhelming their native state, but represent a random coil; on
advance in our understanding of the process of infor- coming into contact with a specific part of another
mation storage and transfer in biology. Information protein or another chemical structure that they take
could be safely preserved in digital form and accu- on a fixed three-dimensional structure. Others can,
rately reproduced in the form of DNA. This informa- under certain conditions, spontaneously move from
tion was found to be transcribed with a high degree of secondary to tertiary and even quaternary struc-
fidelity to RNA, which by interaction with the ribo- tures. Still, protein folding as a general phenomenon
somal machinery could transfer the linear message has only been incompletely explained, and it is
into three-dimensional operative molecules, the pro- known that in many cases assisting proteins, like the
teins. In other words, the hardware could build its chaperones, need to be present. It has been clearly
own software. Still, the more we learn the more we demonstrated that the same polypeptide chain may
understand that this system cannot answer all our take on very different conformations and that this
questions. The more refined sequencing of genomes, occurs under various environmental conditions, in
not least our own, has revealed that there are more particular in the presence of homologous proteins
nonprotein-coding units, possibly genes, than pro- already folded into one form or another. Epigenetics,
tein-coding genes. What is the functional diversity of i.e. the transfer of resilient genetic information not
catalytic RNA and how has this evolved using a com- stored in nucleic acid sequences, is a rapidly expand-
bination of processes? And what about the plethora ing field and there is room for still more surprises from
of forms of regulatory RNA, do they use a different pat- the study of prions.
tern of signals in their use of potentially loop-forming
single-stranded RNA? Can there be a secondary
Inappropriate protein folding in human disease
information-carrying system with its own code based
on different qualities of RNA loop formation? Infectious prion diseases are rare, but the mecha-
nism of tissue destruction by aggregation of proteins
In the next step of translation of RNA to protein, it is via their beta-pleated sheets seems to also apply to
readily accepted that this is a one-way process, but many other diseases, some of which are common [71,
what about the possibilities of flow of information be- 72]. Several examples are given in Table 1. One inter-
tween homologous or heterologous proteins? First, it esting case is the beta-amyloid protein, which plays a
should be noted that many protein products have a central role in Alzheimer’s disease. It has been shown
decisive influence on access to information stored in in experiments with transgenic mice that injection of

Table 1 Prions and potential prio-


noids Molecular Infectious
Disease Protein transmissibility life cycle
Prion diseases PrP-TSE Yes Yes
Alzheimer’s disease Amyloid-beta Yes Not shown
Tauopathies Tau Yes Not shown
Parkinson’s disease Alpha-synuclein Host-to-graft Not shown
AA amyloidosis Amyloid A Yes Possible
Huntington’s disease Polyglutamine Yes Not shown
Modified from ref [71]

ª 2011 The Association for the Publication of the Journal of Internal Medicine Journal of Internal Medicine 270; 1–14 11
E. Norrby
| Review: Prions and protein-folding diseases

this type of amyloid material can cause a brain degen- Conflict of interest statement
erative disease with characteristics dependent on
No conflict of interest was declared.
both the inoculum and the host [73, 74]. Brain ex-
tracts from transgenic mice expressing mutant forms
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