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Produttlon of Banger (1999), co-edited with Jutta Wel
Hugh Gusterson,
Power in Global
Governance
Edited by
Michael Barnett and
Raymond DuvallHower geval the WTOP ss
Section 3, however, shows why an assessment of pow
tion witht a syle in since Polley analy
snus uutertntng there bassin cata isang
aerate inating the HTD wa litre ie ence of The power of liberal international
power Rather, power will simply he manifested in other ways. la somal ea
tases, attempting to reduce biag in Uhe WTO may reduce opportuniti organizations
for weaker ‘use the power of the United States, EU, andl i
vt wil nn el ose the WTO hsional comes MicTel Burnet anal Marta Finmenre
in. more biased ways. In social contexts involving, high numbers argl
complexity institutional alternatives often suffer from similar binge
{Koesay, 195: 23). Yel even where there are parallel bins, they wf
nol be uniform, verticizing haw power operates in any institution,
icy analysts need to view il countei relation to nonideali2g
institutional alternatives,
fijpnternational organizations are at the hub of most theoretical and histor=
Bical ci of global governance. Politicians, publics, and theoris
ke believe that a globalizing world requires mechanisms to manage
{hie growing complexity of crossnational interactions, and international
id more international organizations (IOs)
io perform an increasingly varied array of tasks, IOs nove manage con
ets, both international and civil. They promote economic growth aul
Usey work to avert environmental disasters, and they are
actively involved in protecting human rights around the globe.
‘The reasonsstates urn tolOsand delegate critical tasks tothemare not
[mysterious or controversial in most ofthe scholarly literature. The con-
Gf ventional wisclom is that states create and delegate to IOs because they
provide public goods, collect intor-
lish credible commitments, monitor agreentents, and gen
overcome problems associated with collective action
ual and collective welfare. This perspective gener
Pales imporiant insights, but the statism and functionalism of this view
FP also obscures important features of !Os, making it difficult to see the
power they exercise in global yovernanee. First, the fanetionalist teat
ment of 10s reduces thetn to technical accomplishments, slighting, their
political character and the political work they do, It also presumes that
{he only interesting or important functions that 1Os might perform are
{those that facilitate cooperation and resolve problems of interdependent
ci ke to thank ihe participants atthe evfenoace gn "WV
eat the University of WsconsincAlolison ty April 20
te rtHe p24 oh tad stern one ations
Fost much nore. 1Os alse constraet
in which cooper
ion andl choice take place. They help define the
thal states and either actors cone ty hell and, we will m
2 Jn ways compatible with liberalisny ancl a liberal
hese are important mvercises of paver thal the fume
neglects,
Second, the statism of many contemparar
them as mere tals of states andl has difficulty seeing the
Aulmumous actors wha might exercise power. Despite all th
{lan te international iastitetions, there is @ tendency among, many
treat 10s the way pluralists treat the stale. 1s are mochanisis or ge
as theough which others (usually slates) nel. The regimes literature
Hicwlarly clear on this point, Regimes are “principles,
and dec
Horms, niles
ave thus peesive atrctures; slates are the agents that excrcne pow
in this view. Yet 10s ean, indeed, be autonom us actors wi
influence work events. 10s have autonomy because they have autos
iy When scholar using neoliberal insttaonaism and principal peg
sweets think about authority,
‘evs authority isa community over whic slates have property right
tan Ne transferred to (or withdrawn from) an 10. This ea highly
view of authority, both conceptually and substantivel
a commodity but an attribute pone
cannot havea
provtic
ated from social relations. Ain actor
‘ty ina vacuuny actors have authority because ofthe
relationsthey have
sveangue is that the rationalization processes of modernily
ing global liberalism constitute the
bothers. 1Osare bureaueracies, and Weber recognized that bureaucrne
2 wiquely authoritative tand powerful) social form in modern socielies
hecatseat ts rational-teyal te, impersonal, technocratic character Bul
Kc atealsu cunferred authority because they purste liberal social goals
that ave widely viewed as desitable and legitimate, IOs are thus pow.
eri both because of theit form (as rational-logal bureaucracies) nnd
beens of their (liberal goals. This authority gives them a sphere of
autonomy and a resutuce they ean use lo shape the behavior of others
ins booth dineet and indie ways
Inv this essay we utteran
id spread
in particular kinds of relations to
alternative framework for understanting the
nal organiza ve, ne that pr
tical basis for expecting, autonomous action by IOs, 8
new ways af understandings the varias forms of 10 pave
in global govern
he social wonlg 44 highlights the connections of 10s to
+ develops the argument thal rationa
as articular kinuls of actors, ones that areable to help organize, regulate
Fe here,
lobal oncler
salments of 10s treats
Kin, prucealures.” They are not purposive actors, IO * shape behaviorat a distance (institutional power
constitution of global governance (productive power). We conclude by
ith pose
they imagine delegated! authority. ts this
Authority is not}
h others. The reason IOshaveauthorty,
)
be Alife Barnett ana Mara Eason
lobal liberal
tion ane
1 brietly
stitute Os
and guile transnational interactions in ways that promote cooperation,
and liberal values. Section 2 argues that [Os can be usefully character-
«las bureaucracies and are conferred authority for reasons owing
\ional-tegal standing, their delegated tasks, thelr moral posis
tion, and their expertise. A focus on theautharity of IOs generates three
impo his: (1) it shows how authority provides the basis of 10
} autonomy; (2) iL highlights how (often liberal) vatwes and social purpose
|p) stond behind 1s’ techneeratie appen
H shows ho
thority provides. resource that IOs use to exercise power
in ways that directly shape behavior (compulsory powen), indirectly:
y pUlsOry pK
nd contribute to the
considering several normative issues raised by our argument regarding
J0s and global governance.
Liberal international organizations
; Our contemporary architecture of IOs ean be understood as an expres-
sion of two central components of global culture ~ rationalization and
Jiberalism. Max Weber introduced the conceptof rationalization in order
to describe the process whereby moxles of action structured in terms of
meansand ends, often using impersonal rules and procedures, increas-
ingly clominate the world. Weber clearly satv rationalization as a histor-
ical process that was increasingly defining all spheres of life, including
the economy, culture, and the state, Liberal ideas have seen a similar,
Pethaps related, expansion across the globe. Liberal political ideas about
the sanetity and autonomy of the individual and about democracy as
the most desirable and “just” form of government have spread widely,
as have liberal economic notions about the virtues of markets ancl cap
italism as the best (and perhaps the only) means to “progress.” These
‘vo cultural strands have constituted 10s in particular ways. Rational-
ization has given 1s their basic form (as bureaucracies) and lilveralism
has provided the social goals which {Os all now pursue (democracy,
Jnumnan rights, sn material progress via free markels). We take up each
‘oF these in tan
hissy daw badly f Barnett and nemo 20
163ud
He psy of heal ear ationd og ations bic Bact wal Aarti Finnenere
W tsae ban eaueracies an thy rexlern bureatensey ds, in ns
empha of the rationalization peacess, His elefines! by fo
Waites (Beetlam, 1%: 9-12), Mader bur
for each official Ina a cle
Nationalist, theocratic, and authoritarian regimes of various kinds have
all made use of bureaucracy and! provisled il with purposes of different
Kinds James Scull, 1998), But, internationally, liberalism has colored
* our altitudes loward the role of international organizations in global
governance,
: Liberals has dominated th
ways, 8
‘ental
nvcracies exhibit hierarchy
dlofined sphere of competence withing
division of labor and is answerable to superiors; coutbuily, where th
office constitutes a full-time salary structure that offers the prosped
of reputar advancement; inypersonnlily, where the work is conducted
accoring to prescribed! rules and operating procedures that eliminates
atbitrary and politicized influences; and expertise, wher
selected acennling te meri
bout 10s, both theoretically ant
international organizations as policy
mie of the most fundamental the-
sical liberalism: a belief in progress and in the
Heapacity of technological change and markels lo lransform the charactor
30 global politics in positive ways by creating ever-expanding material
neliorate social conflicts. IOs, in the liberal view,
{ue both promoters and managers ofthese changes. They bring the ber
Felts of progress to those in need and at the same time manage cor
picts that may accompany these changes in a nonviolent, impartial, and
onal way (see Keohane, 1999; Zacher and Matthews, 1995; Doyle,
999). They also are valued because of the view that they help to bring
bout progress, nurturing development, security, justice, and indivice
ial autonomy (oli and Thomas, 1999). Given these virtues, itis hardly
prising Urat liberals have been the most ardent ancl longstanding,
nthuusiasmn f
ions Cows clirectly fro
officials are gigi) oretical tenets of el
rv trained for their function, and control gM
cess to novvledge stored in files, The modem bureaucratic form i
heal by the breaking down of problems into manageable ar
sks that are the domain of a particular office, and then
doidinated under a hierarchical command, ul
These are the very qualities and traits that led Max Weber (19760)
‘characterize modem bureaucracies as more efficient than other syste
of administration or organization and reflective of the rationalizat
processes thal were unfolding
Tunesneracy exemple “eatiosality*.., because it involved on
fo the basi of knowlege: beenune it clenely lined spheres,
svmnpetence Beane i operated acanting ty itllecualy ali
ain cau the calli fie operation
Awehnically if was enpable of the highest level of achievement. 2
(ecto, 15856
lencvor lls Nenvrksof
an unrealistic one 1
lenlepelonce 197%
enpencests to
es linking prone,
role of 10s to that en
force! in recent yenes by
rows om microeconomics (vont
Bistisisaneptinistictwok, tho
Bureaucracies, in Weber's view, are a grand achievement in that th tera succinct atone
Uepoliticize ane depersonatize decision-making, ancl subject decision
lo well-established rules. Decisinns, therefore, are made on the basig
of technical knowledge and the possession af info
making, procedures informed by these qualities di
organization, one that ew deliver prec
that enable states
ber of nssumnptions
well aeration
arly surprising tt
fontempevary loro scholars dre heavy em econ nals apps
the study af organizations. These approaclice conte out of exonumnice deporte
bs ‘ole in 2esuptions of iestrumentalsaionality ad Ue
I Nicurtical problors for this grou, I! ul fst
son, fey te have bans Heme WR
slabilily, cliscipling, a
scracy anel empower simply because t
ahureaucracy. Wedlefer becauscbuireateracies serve valued social goa
These rationalization processes are always linked a broader collective
purpose = ton Saf “progress,” development, justic recurity, and
the antonany to eevee sellin (Boi and Thomas, 1958 295
Historically, bureaucracy has heen Hinked! to a variety
Conn wens particularly adept al calling bureaucracy inte serv
nonganizationsaselcientsolaions i conteacting prolens,
markt pesestins
Wd 165Vr yuuten ef eral raveastnaal onze tens
‘Asa historical miatiey, the creation of most international organizations
hasbeen part ofa larger liberal project ensanating, from tive Wes. In
view, international oan
sme pUVEYOrS UF projres, MmoKl
and peace. The lirst publicintern
lef the ni
ly,
in themid
ih century with an eye Cospurting greater commercial
ties and interdependence. The desire to introduce standardized weights 3
and meastresand (o coordinate various commntinication ana i
nisportne
on Tines were justified on the grounds thal they would promote greater
commerce ant interdependence belwoen states (Murphy, 1994), These
functional associations would not only provide the technical and
bureaucratic means to further econainic liberalis
tions were also hypoth
rs the growing in
ed to lead to more pacifie relations between
states (Russett and O'Neal, 2001; Milrany, 1966). Bul 10s were evalu
ated not only on the grounds thal they woul promote greaterand more NA
profitable and peaceful interactions between states. There wasalsoa lib
‘eal assumption that 1s would champion basic liberal values such aa
freedom, autonomy, and liberty against the linge
day (rive, 2002: 13). In other words, these “techn werd
hardly apolitical and value-veutral andl instead were serving cultural
tends (Murphy, 1994; Boli and Thomas, 1999. :
The next big, push of 1O-building came after World War Land is most
closely associates! with the iberal internationalism of Woodrow Wilson,
Ue and other advocates of 10s saw them as able to sustain and pro“
mote basic lib
aN
al values such as national self-delermination, groupand tag
Ininorily rights, free trade, and democracy. These general ilens were f
clothed in notions of progress and order. As Martti Koskenniem (2002)
Lwilliontly chronictes, those who gathered at Versailles believed that the
LLeojue of Nations nox! other international associations not only might S488
a return to war but also could help civilize nations and bring ee
ess In their view, the ereation of more liberal states would
helppto produce a morestableinternational order.
operated at two eo
liberal inte
a liberal domestic under (hiye, 2002: hap. 2). This transnational liberal
onder would proucestaility an p
stich asthe Leagueof Nati
about pr
ned not only to more rationally 2
steer the world but al te prualuice a more liber
sell-eguating in more desirable ways.
Despite Colel War tensions, the period after Worlel War I saw an
explosion of international ¢
Joe
: Mictawt Barnet! aad Martha Eienenore
character anal missions Many of those who wereinvelyed inthe creation,
of these 10s were sell-identified liberals, bat realists, tow, valued these
international organizations as valuable tools for projecting US pawer
and constructing, a liberal international order (Murphy, 1994; Burley,
1998). The half-century of international organization activity between
1945 and 1989 reflects this conscious effort and was largely successful at
achieving ils yoals, ‘The economic instilutions set up at Bretton Woods
were heavily involved in promoting and sustaining, an “embedded lib
cralisin,” atlenpting to guide the international economy away from the
mercantilistic practices of the interwar period and toward a regulated
bul increasingly open international trade regime (Ruggie, 1982). The UN,
vas pivotal to the epochal change from the era of empires to the era of
sovercign states, helping to engineer a relatively peaceful decoloniza-
tion process. The UN also assisted the birth of the human rights reginye
period, laying the groundwork for its extraordinary expansion
since the end of the Cold War. 1Os thus regulated the postwar world and
‘helped to constitute a largely liberal world order.
activities, 10s revealed a liberal self-understanding and a liberal
jon of the role they could and should play in the world. As they have
WF for a century, advocates and staff of 10s hold that the world is being,
transformed by modernization processes, and that IOs are essential to
& manage the worst aud guise the best of these processes. They also for-
ward human rights ane democracy as important principles for shaping,
® and defining not only international but also domestic politics. While the
{, slate remains thecornerstone of international politics, many 1Os attempt
{o promote the sanctity of the individual and give greater voice to vari
ilentity-based associations and collectivities. The liberal template is
particularly noticeable when IOs attempt to “save failed states.” Draw
ing from liberal moclels of the state, the architects and administrators
of these rebuilding tasks nurture liberal practices. Good states have the
rule of law and elections that result in changing governments and mar-
et economies, and international organizations of all kinds work hard
* to promote this model (Barnett, 1997). Through their activities and pro-
grams, many 1s articulate a notion of progress thal
by liberal prin
Yel liberalism is nol of a piece and, as 1Os have attempted to spreacl
and stabilize liberal values, they have confronted contradictions i lib-
167He poueve oles wnteveatenna organ ations :
ittacks tram apponents, Contradictions
Foms in the fiberal vi well known, Markel
Proxhuce equal distibutions of wealth, thereby
nu! possibly hum
and prob.
tL econoniies tol not
Uunclermvising e
lie buweaueracies, atten calle
tral polities to ameliorate the worst effects of marie
‘YF accountability (Finnemore, 1996; 1a
tnderstood as majority rule atid campetitive elections
lash with tiberal tenets of the rule wf law and indivi
they fail (o elect uphollers of either libernlisnn or dk
ine liberal demwrcracies” (Zakovia, 2003), Passible contra ions such
Tenet Within liberalism produce much of the polities we an
Western states, and as it spreads aro ine! the globe, exported in siguif
cant part by 10s, they have created sinilar tension
Among non-Western slates as well
One of the most consequential ten
bers
quality
«lin by lib
both withiny and
sions i the Western (now gl
twvdel thot is currenly fueling conflict around inerneig
ations is the tension between free-markel capita ibe;
the er ale uloromy tibeal seldeernaion orn
(toga “ee eral compromise as deserbd by ong
(1982), states were understood to have a legitimate role in protectiigiy
Frere (rom the harshest features of free-whecling eapilaion, anid
‘were accorded substantia! autenon
tect their people from un
tional insttations
even celebrated, th
ny in devising social policies to pre
‘leone features of global markels, Interns
2 they operated in the postwar peri respected
f role of slates as part of the rightful role
rartcularly since the 1980, hnwever, this buffering role for slots hee
conte ander altack by pro-inarket forces of global
ae organizations have often been on the frontlines of this dee
Hing of the embeded liberal compromise. The national Monetary:
Fn, World Hank, and the Workd Trace Organization have atone Fe:
tently pushed forgreater integration i
b world markt evenat the ast
oof domestic social compacts a the only wad lo eon growth and
mrespesity (Stiglitz, 20020). Although imternaional wrganten
et lone in pushing the pena from regutation to dlerepulation (oor
{hex wen the must consequential actors), they are cently among.
{he awe vite proponents. They have beet ental in egiimeine ne
dae atlas 2 commence have beccme lighting ros fr politcal
oMponents of tas events in Seattle, Prague, and Wachinglan show.
iat
lemocraey, produce AE
* should! playin the globat order. Overtime, and
Mr tet Bars nad Martha Pinncmen
ie re responsible for establishing them and delegating to them,
St ng jst ees
10s os particular kinds of subjects. [Os take the modern bureaucratic
fe Mesuncef medery4y CULT Mal ete See
rsp ais oy vem te
ra TOsare value bene ofthe ral ktonet peer meses
[ Becotioinie cera oot tte
BS suing valued goals, 1O become authorities in modern life and are abl :
i Ip create a liberal world that they are then particularly well suited
fio regulate.
BE inogect ie ackng agency and stony eve though they sree
i jon through different theoretical channels. Utilitarian,
scams andrgineappreais deny agency orutonony by
ing 10s only as arenas for etion by other, wile more structural
i utionalists in sociology treat 10s as
ene accretions of lola culture been constituted! in very particular ways such that they are ena
wih utority, ergo autonomy, precisely becnuse they are rationalize
Fibra co
y authority we mean the ability of one actor to deploy discursive ancl
stan tas erro thr rn le ag
ft (nn, 199, Autry ns seer porate
Sie eer eeeneeceeinieties
tne soil elton that sonstitte al eitimate
Seco ame of suthriys ane print Ketan ste cheater
168The poorer of Hibevat tate ation onsen
tive sovial relations it entaits; authority requires samme
fom other actors. An actor may be powerful 1
think, but she is only authoritative if others re
lovers of porver may be
ferred. Third, when
mdyement, they
conferred cred
level of eo
‘garless uf what others
reognize heros stich. Other
ed oF token, but authority must be
Actors confer authority and defer to the
grant a right to speak and to have
ly. There
cone
authority's
those statements
always a range of opinions about
Contentious political problem, but not all views receive equal weipheee, SEAL
, all views receive equal weight or Ne
{ual hearing, Authority helpsan actor's voicebeheattl,weeonniney, el
ae iyhely beheatd,recognized,and
with, this right to speak credibly is central to the
Produces effects, Because individ uals def
conferred authority, they are likely to
are consistent with the directions li
involves more than the abil
would nol; autho
way authori
judgement io those who are
alter their behavior in ways that dl
out by that authority. Authority &
ity t Bel people todo what they otherwise
often consists of telling people what is the right
{hing to do There sn persuasive aid normative clement in ace
that i Lightly linked to is legitimacy. The exercise of authority in ree
fonable and wormatively acceplable ways bolsters its oy
versely, iis because we believe in the legitimacy of aulle
‘olten follow their directives and think those directiver a
cesar, ever when we do ot ike the.
pliance is automatic, however: Actors might recognize an suthosion
Hulgement a inate bt ail alow anaernateeconeieat
for some other set of reasons. Indeed, sometimes there are alternates
‘wices, each viewed asan authority, that are giving different judgements
ava instctions actors NEB w hferentjulgement
1Osareconferred authority because they embouy tational-legal prine
nls thal exert alu ove Menied wit ibe ae
are sieweul as legitimate and progressive. Bureaucracies, international
aft othersise, contain authority that derives from thei rtional-legal
character This argument is mest closely associated with Weber's ccm