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Author(s): Matt S. Whitt
Source: Political Theory , April 2013, Vol. 41, No. 2 (April 2013), pp. 257-284
Published by: Sage Publications, Inc.
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Political Theory
in Hegel's Theory
of the Ethical State
Matt S. Whitt1
Abstract
Keywords
Rabble; Inequality; Sovereignty; Colonialism; Critique
Corresponding Author:
Matthew S.Whitt, Warren Wilson College, Philosophy,WWC-CPO 6152 P. O. Box 9000,
Asheville, NC 28815,
Email: mattswhitt@gmail.com
of Hegel's phi
the persistenc
solution, of th
view is this: t
actualization
indignant und
rabble inevita
munity. Howe
makes possibl
state.Like the
ethical commu
freedom in th
the unfreedom
In defending
fies the persis
ends of ethic
particular
eth
purpose—the
of poverty fo
is aimed at co
ing the s how
ultimately sh
dom is both m
ation, and ins
Hegel's remar
This interpre
ductive for co
social and poli
onto the bord
for example,
advanced here
differentiatio
content, subst
tion among pe
benefits. In m
temporary fe
poverty, sover
The paper pro
poverty and c
ity of the eth
apace with th
multiplicatio
overwhelms
experienced
satisfaction
Consequently
society, enab
condition of
and want" pa
integrated i
unity of the
Several feat
poverty is a
explicit abou
also theorize
among perso
lead to pover
acterized by
societies wh
needs and lu
In this respec
poverty perp
ment or pro
corporations
ticular inter
state.17 Exclu
actualized fr
addition to o
society, "the
essarily give
vidual agains
generates a s
society, but
and instituti
If allowed to
crisis. Hegel
oped societie
help itself."1
tegrated and
Lacking acce
What matte
cal with the
has often be
zens. This is
subjective en
as such is th
insecure foot
By preventi
izing their s
versal, pover
the ethical s
provides an
relation of d
self-consciou
would seem
would only
Hegel argue
increase pro
exacerbating
an excess of
resources ar
tion of a rab
However, th
from form
operations o
particular—
without dial
the dialectic
the public r
work of eco
tration.43 M
society, Heg
objective, un
When they
forming to
sphere.44 Th
autonomy o
remedy for
This leaves
glance, the g
poverty. Mu
integrate in
tary "second
enable them
them.46 Rec
lem of pove
receive supp
However, t
poor from t
other instit
ble in civil s
poverty. Col
purchase all
unrestricted
argues in on
colonization
the sending
lem of pove
ties. In his le
a simple exte
When a colo
outlet for t
Instead, it u
already emb
its own pove
and indepen
duces the th
It is genera
tory remed
edged, and
illustrates t
serve the de
rabble—as t
ate, and int
across the g
it could not
reproductio
This reveals
Hegel's polit
methodolog
function pr
system.59 G
colonization
community,
colonial repr
merely quan
However, th
colonization
plagues mod
Once this is
Rather than
The failure of civil society and the state to eliminate poverty has long pre
sented an interpretive aporia for Hegel's readers, insofar as the persistence of
poverty appears to undermine Hegel's philosophy of actualized freedom. The
aporia dissolves, however, when we consider what ends are served, with
regard to the actualization of freedom, by leaving the problem of poverty
unsolved. In this section, I argue that the unsolved problem of poverty earns
its place in Hegel's social philosophy by making possible the ethical state's
achievement of internal sovereignty and, more generally, the organic unity of
the ethical community.
For Hegel, sovereignty is the highest expression of political organization,
but it is not a property or characteristic that the state can possess entirely on its
own. Rather, sovereignty is a dialectical achievement that must be constantly
realized through the state's "negative relation [Beziehung]" to its 'others'.61
On Hegel's view, the modern state achieves the independence and unity neces
sary for sovereignty by differentiating itself from those entities that, by their
very presence, call into question the autonomy and coherence of the state. In
other words, in order to affirm what it is—an independent and united political
community—the sovereign state must differentiate itself from what it is not.62
Sovereignty thus requires the presence of others that serve as the dialectical
conditions for the state's achievement of "being in and for itself."63
Hegel theorizes two moments of sovereignty, which involve two different
modes of self-differentiation. External sovereignty refers to the state's "indi
viduality [as] an exclusive unit" vis-à-vis other political entities.64 This aspect
of sovereignty is a matter of outward-looking differentiation, through which
the state realizes itself as an independent and determinate individual. In dis
tinction, internal sovereignty refers to "the organization of the state and the
process of it
components.
ferentiation,
and rational
require the p
acts of extern
First, the st
maintaining
ence, calls th
state's indepe
individuality
entity that c
another sove
as not itself
entity. With
not realize it
Second, the
ing and main
presence call
a united who
that "the par
and fixed,...
self."68 With
and public au
perform div
end of the w
civic particip
element of t
ally condition
Like externa
relation to an
ethical life—
the state's le
organization
internal sove
sovereignty,
that it has b
bilityof diss
entity capab
name the oth
continue to m
ethical life. A
ence which c
and not just m
within the bo
differentiatio
Finally, inte
too must be o
achieved by
disposition"
dutifulness,
stance."76 Fa
subjectivity i
in which ind
nity as the b
and maintain
interior alien
internal othe
In short, for
internal oth
dency that h
ethical comm
coherence to
version of th
ate itself, as
this unity in
opposed to it
gate, unorga
movement a
rous and terr
the internal
In his discus
other that th
Sittlichkeit.
unification o
haunts the p
the rational
aries of the
Three consid
state's intern
differentiati
his readers w
bers of the a
the borders
the association.
To be clear, the upshot of Hegel's thought is not simply that political ben
efits are distributed unequally throughout the interior of the ethical-political
community. Rather, Hegel shows that, within a particular form of ethical
political community, political benefits gain their content, substance, and sig
nificance partly by virtue of their unequal distribution among persons who, as
members of the same community, have an equal claim to those benefits.
According to his critical analysis, the ethical state can actualize freedom only
if it maintains internal sovereignty, and this in turn requires the persistent
presence of an impoverished and unfree underclass. At the level of individual
lives, this means that citizens who are not excluded and alienated from the
unity of ethical life realize their own freedom only on the condition that other
citizens are impoverished, alienated, and unfree. Thus, the state not only fails
to universally actualize freedom but, what is more, the freedom that it does
actualize gains its significance from its particularistic and unequal distribu
tion throughout the community.
Put bluntly, this is the further lesson of Hegel's analysis of the productive
role of poverty in the ethical state: My own freedom may be made possible
and defined, not only in contradistinction to those who are not my cocitizens,
and so have not been promised the same freedom, but also in contradistinction
to those who are my cocitizens—my neighbors who have been formally
promised, but substantively denied, the very freedom that I enjoy. This is a
lesson that social contract theory cannot easily entertain. Nevertheless, it is
crucial to understanding forms of social inequality across a variety of institu
tional contexts. For instance, Carole Pateman has demonstrated that ideals of
freedom and equality gain their particular content in liberal societies by virtue
of a male-female axis of differentiation, according to which males enjoy polit
ical freedom and equality in ways that are denied their female co-citizens.95 Or
again, Charles Mills has shown that, in purportedly liberal societies, the free
dom of whites has been deeply conditioned, in theory and practice, by its
direct comparison to the unfree condition of nonwhites.96 Behind these analy
ses stands Hegel, whose remarks on poverty, sovereignty, and freedom remind
us that the unequal distribution of political goods within a community is
essential, not only to the particular ways that those goods are enjoyed but also
to the actual constitution—and so also the potential transformation—of the
community itself.
Acknowledgments
Funding
The author received no financial support for the research, authorship, and/or publica
tion of this article.
Notes
Press, 2001),
Haven: Yale U
5. Alexander K
to the Poor,"
"The Problem
George's Theo
ogy 56 (1997)
6. For Marx's
State," in Earl
1992), 57-198.
erty," 60-64;
"Leaving the
of Poverty in
Rabble: An In
2011) is an esp
able contribut
Because Ruda'
I do not incor
"Indigence, In
& Event (forth
7. Throughout
of the individu
8. Hegel, PR,
9. Ibid., 21.
10. Ibid., §195, §238,
11. Ibid., §199; cf. §197-98.
12. Ibid., §187-99, §204, §238.
13. Ibid., §195.
14. Ibid., §195. See also §187, §192, §192Z, §196, §243-45.
15. "The emergence of poverty is in general a consequence of civil society, and on
the whole it arises necessarily out of it." Hegel, Philosophie des Rechts: Die
Vorlseung von 1819/20 in einer Nachschrift, ed. D. Heinrich (Frankfurt am Main:
Suhrkamp, 1983), 194-6. Cited translation by A. Wood in PR, 453-54 at 453.
Hereafter VPR19b. See also Hegel, Lectures on Natural Right and Political Sci
ence: Heidelberg 1817-1818 with Additions from the Lectures of 1818-1819,
trans. J. Stewart and P. Hodgson (Berkeley: University of California Press, 1995),
§118. Hereafter VPR17. See also Avineri, Hegel's Theory, 96-97. For Hegel's
link between natural difference, social inequality, and poverty in PR, see §200,
§241, §243-44.
16. Hegel, PR, §195, 244-45.
not identical t
not be conflat
by their simil
violently oppo
links between
negative under
33. Axel Honne
and criminalit
MA: Polity Pr
between indiv
disposition and
34. Hegel, VP
du marché: Le
Louvain 103 (
political threat
cally organize
35. Hegel, PR,
36. Hegel, PR
37. Hegel, PR
38. Hegel, VP
39. Hegel, PR,
40. Hegel, PR,
in "Feature B
losophy of Ri
41. Hegel, PR
42. Avineri ex
nomic activity,
it; but if he b
tion between
of mediation a
would collapse
43. Hegel, PR
44. Ibid., §237
remains subjec
bers have been
state. Ibid., §2
45. Ibid., § 25
46. Ibid., PR,
47. See Franco
Axel Honneth
90. See Honneth, Pathologies of Individual Freedom. Pace Honneth, I read Hegel
as intensifying, rather than abandoning, his critical diagnosis in Part III of the
Philosophy of Right.
91. Moreover, it is the rationality of the existing social order that makes it susceptible
to philosophical criticism in the first place. In the Philosophy of Right's famous
Doppelsatz, Hegel identifies "what is actual"—that is, existing phenomena in
general, and political phenomena in particular—with "what is rational," effec
tively giving himself permission to use philosophy's interrogation of reason as
a means of social criticism. Hegel, PR, 20. Because the actual is rational, Hegel
can use roughly the same critical method in the Philosophy of Right as he does in
the Phenomenology—namely the method of revealing internal limitations within
successive forms of reason's existence. For a compelling defense of this reading
of the Doppelsatz, see Robert Stem, "Hegel's Doppelsatz: A Neutral Reading,"
Journal of the History of Philosophy 44 (2006): 235-66. See also Steven Smith,
"Hegel's Idea of a Critical Theory," Political Theory 15 (1987): 99-126.
92. Cf. Wood, Hegel's Ethical Thought, 255. Diverging from Wood's interpretation,
I emphasize that the limit in question is an internal and necessary limit, because
it is a condition of possibility of that which it limits, namely actualized freedom
within the social order.
95. Carole Pateman, The Sexual Contract (Stanford: Stanford University Press,
1988).
96. Charles Mills, The Racial Contract (Ithaca: Cornell University Press, 1999).
Author Biography
Matt S. Whitt is an Instructor of Philosophy at Warren Wilson College. He earned
his PhD in Philosophy from Vanderbilt University in 2010. In addition to his interests
in Hegel and Marx, his research focuses on theories of sovereignty, problems of
political exclusion, and democracy's boundaries.