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Kaloian D. Lozanov,1, ∗ Shi Pi,2, 3, 1, † Misao Sasaki,1, 4, 5, ‡ Volodymyr Takhistov,6, 7, 1, § and Ao Wang2, 8, ¶
1
Kavli Institute for the Physics and Mathematics of the Universe (WPI),
UTIAS, The University of Tokyo, Kashiwa, Chiba 277-8583, Japan
2
CAS Key Laboratory of Theoretical Physics, Institute of Theoretical Physics,
Chinese Academy of Sciences, Beijing 100190, China
3
Center for High Energy Physics, Peking University, Beijing 100871, China
4
Center for Gravitational Physics and Quantum Information,
Yukawa Institute for Theoretical Physics, Kyoto University, Kyoto 606-8502, Japan
5
Leung Center for Cosmology and Particle Astrophysics, National Taiwan University, Taipei 10617
6
International Center for Quantum-field Measurement Systems for Studies of the Universe and Particles (QUP,
WPI), High Energy Accelerator Research Organization (KEK), Oho 1-1, Tsukuba, Ibaraki 305-0801, Japan
7
Theory Center, Institute of Particle and Nuclear Studies (IPNS),
arXiv:2310.03594v1 [astro-ph.CO] 5 Oct 2023
∗ kaloian.lozanov@ipmu.jp
†
A. Soliton formation
shi.pi@itp.ac.cn
‡ misao.sasaki@ipmu.jp
§ vtakhist@post.kek.jp In order to discuss GWs generated by solitons in the
¶ wangao@itp.ac.cn early Universe, we consider the following general cosmo-
2
logical scenario. We assume the solitons form in the where the scale of the central frequency can be obtained
epoch of radiation domination, before the onset of Big from cosmological conditions as [7]
Bang nucleosynthesis (BBN). The solitons are taken to 1/4
comprise a subdominant spectator field, whose contribu- ksol ρi
C≃ × 109 Hz , (3)
tion to the Universe’s energy budget is small during the Hi mpl
epochs of inflation and radiation domination after it. The
where mpl is the Planck mass, and ρi is the energy density
spectator field interacts negligibly with the radiation.
of the Universe at the time of soliton formation, which is
We assume that due to significant field self-
approximately energy density of thermal bath.
interactions, the spectator field forms solitonic objects
In addition to the processes outlined above, for causal
at time τi , such as through field fragmentation mecha-
soliton formation one can generically expect generation
nism, at a characteristic object wavenumber ksol . The
of lower-frequency UGWs [9, 10]. This can be understood
typical soliton separation is then given by the nonlinear
by noting that since the soliton formation events are un-
scale knl = 0.1ksol [5]. Since on scales k < knl the forma-
correlated on large scales, the soliton density field obeys
tion events are expected to be independent, the soliton
Poissonian statistics on k < knl . These variations in the
density field obeys Poisson statistics. On scales k > knl ,
density of the effective soliton fluid on large scales appear
the soliton density field peaks at ksol .
as isocurvature perturbations while the solitons are still
Once formed, the solitons are taken to behave as pres-
energetically subdominant with respect to the radiation.
sureless dust. Hence, their energy density decays with
The isocurvature perturbations can in turn source cur-
scale factor ∝ a−3 , more slowly than radiation (∝ a−4 ).
vature perturbations, which generate UGWs at second
Eventually, at time τeq ≡ 1/keq , solitons start to dom-
order in scalar perturbations on k < knl .
inate. We consider that at that moment solitons decay
We parameterize contributions from UGWs [9] sourced
into radiation.
by the large-scale perturbations in the density field of the
solitons as
f A
B. Gravitational wave spectrum 0
ΩUGW
GW,0 = 2 −3 ,
Hz 10 f0 5f0 −1.8 f
0
+ +F +1
The scenario outlined above could give rise to distinct C C C
classes of GWs, which allow us to formulate general phe- (4)
nomenological description that we will employ to fit the where
GW data. First, the process of soliton formation gener- 4
−1 keq
ates high-frequency GWs on scales k > knl , with a char- A ∼ 10 Ωr . (5)
knl
acteristic peak at ksol [113]. For simplicity, we assume
that the solitonic objects are spherically symmetric (e.g. The function F (f0 /C) is chosen such that it vanishes for
Q-balls, oscillons, etc.), so that once formed they do not frequencies sourced by perturbations on scales k < knl ,
emit significant amount of GWs anymore due to the ab- but it suppresses the ΩUGW
GW,0 on the scales k > knl rel-
sence of additional structure and quadrupole moment. evant to the GWs at higher frequencies that are associ-
We note that our analysis can be generalized to include ated with soliton formation. For concreteness, we choose
such additional GW effects. F (f0 /C) = (f0 /10 C)10 . Our analysis can be easily ex-
The nonlinear dynamics during soliton formation could tended to other choices of phenomenological formulae.
yield a sizeable transverse traceless component of the In discussion of UGWs above, we have assumed that
energy momentum tensor of the spectator field. This the objects are uncorrelated and follow Poissonian statis-
sources GWs with a peak frequency determined by ksol , tics. However, non-Poissonian distribution can naturally
and an amplitude of [7] arise due to soliton interactions [10]. In the generic case
2 of gravitational clustering, the isocurvature power spec-
Hi
B ∼ Ωr (δ )TT 2
, (1) trum of solitons is expected to follow PS ∝ k 2 instead
ksol of PS ∝ k 3 . The resulting GW spectrum for lower fre-
where H = aH with Hi being the Hubble parameter at quency ranges flattens out [10]. This can be accounted
soliton formation time τi , and δ T T is the fraction of the for by a phenomenological parametrization in Eq. (4) by
critical energy of the Universe stored in the transverse- modifying the exponential power of the terms with f0 in
traceless part of the energy momentum tensor of the soli- the denominator.
ton fluid. Ωr ∼ 10−5 is the fraction of the critical energy Combining Eq. (2) and Eq. (4), we put forth the follow-
of the Universe today stored in relativistic degrees of free- ing phenomenological formula for GWs associated with
dom. soliton production
Hence, taking the shape of the peaked GW spectrum ΩGW,0 (A, B, C, f0 ) = Ωsol UGW
GW,0 (B, C, f0 ) + ΩGW,0 (A, C, f0 ) .
to follow approximately log-normal distribution, we can (6)
parameterize these GW contributions as This description relies on three phenomenological param-
f
0
h
2
f i
0 eters: A, B and C. The meanings of these parameters
Ωsol
GW,0 = B exp − ln , (2) are illustrated in Fig. 1.
Hz 10 C
3
log10 (A/B) log10 B log10 C fit with the maximum possible value of A within 1-σ re-
Prior Uniform[-5,0] Uniform[-9,-4] Uniform[-8,-4] gion which does not violate the CMB Neff bound. Since
log10 A log10 B log10 C our UGW fit mainly relies on the term in denominator
95%HPDI [-8.33,-4.12] [-7.36,NaN] [-7.36,4.97[ of Eq. (4) that is (5f0 /C)−1.8 for interpretation of the
lower frequency GW signal, we favor values of parameter
TABLE I. The fit priors follow uniform distribution and the C that will enable fPTA to be located within the interval
corresponding values are written as NaN if the HPDI bound that (5f0 /C)-term dominates. Further, the right panel
is equal to the prior. of Fig. 2 displays the sensitivity region of the Nancy Ro-
man telescope (Roman) [118], highlighting that future
Roman observations will be able to further restrict the
epoch, corresponding possible PBHs arising from soliton parameter space of our scenario and discriminate between
collapse are not expected to come to dominate the radi- GWs originating from soliton models by considering co-
ation in the Universe in the intervening period. incidence with PTA signatures.
From results of phenomenological fit to NANOGrav
data, we can now obtain corresponding underlying cor-
III. PULSAR TIMING ARRAY DATA FIT responding ALP oscillon model parameters. From the
Bayesian analysis best fit parameters of A = 10−7.3 , B =
A. Fit of gravitational waves from solitons 10−6 , C = 10−6.8 , using Eq. (1), Eq. (3), Eq. (5) and tak-
ing dimensionless energy-momentum tensor δ T T ∼ 1, we
1/4
For the fit of soliton GWs characterized by Eq. (6) to obtain keq /knl ∼ 0.5, ksol /Hi ∼ 3 and ρi ∼ 120 GeV.
PTA data, specifically focusing on NANOGrav, we em- From this, it follows that keq /Hi ∼ 0.5. Hence, for the
−6
ploy Bayesian fit with Bayes estimator for our parame- ALP potential pparameters we have m ∼ Hi ∼ 6×10 eV
ter space computed with PTArcade package in Ceffyl and F ∼ mpl keq /Hi ∼ 0.7mpl . This implies that ALPs
mode [117]. The parameters and their priors for the with a sub-Planck scale decay constant, fragmenting into
Monte Carlo Markov Chain (MCMC) sampling and the oscillons shortly before the QCD phase transition, can
95% highest probability density interval (HPDI) are dis- provide a possible explanation to the observed PTA sig-
played in Tab. I. Since the amplitude of the UGWs arising nal.
from Poisson distribution tail is physically limited to be
smaller than the the main peak of GWs from soliton for-
B. Model comparison
mation, we considered log(A/B) as one of our MCMC
parameters with a prior distribution restricted to be less
than 1. However, the results of the fitting procedure are In order to statistically compare goodness of fit among
still expressed by the parameters used in Eq. (6). different physics models, one should calculate the relative
Considering UGWs to be the main contribution to the Bayes factor among them. However, a simplified approx-
PTA time residual correlation signatures as we discuss imation, the Bayesian information criterion (BIC), is also
above, the frequency fnl is expected to lie approximately widely used, which provides an alternative criterion for
in the region of the PTA working frequency fPTA . In model selection among set of models,
order to avoid restrictions imposed on GW energy density
BIC = k ln(n) − 2 ln L . (10)
by CMB Neff (see Sec. II D), we consider a conservative
cut-off for log10 B. After integrating over Eq. (6), the Here, k is the model parameter number, n is the sampler
total GW contribution of our scenario is given by number, which is 14 for NANOGrav 15 year date set, and
√ ln L is the likelihood for the best-fit point. A lower BIC
ΩGW,0 ≃ 3.9A + πB , (9) value generally signifies a better fit.
We first compare our UGW fit of NANOGrav data to
where the coefficient of A is numerically given and the the expected GW background from population of merg-
fmin is approximated to 0 since the PTA working frequen- ing supermassive black hole (SMBH) binary systems.
cies fPTA is much larger than fCMB . Hence, to discuss Here, we assume as benchmark the simplest SMBH bi-
model parameters most preferred by NANOGrav data nary model, with binary evolution primarily described
we remove the points violating the GW energy density by GW emission (e.g. [20]). Hence, the GW spectrum
bound due to CMB. contributed by GW emission from the SMBH binaries
Performing the fit, the posterior distributions are is [27]
shown in the left panel of Fig. 2, with the best-fit point
(yellow dot). The right panel of Fig. 2 displays the GW 2π 2 f (5−γBHB )
energy spectra assuming best fit parameters for Eq. (6). ΩSMBH 2
GW (f ) = ABHB , (11)
3H02
We compare them with the first 14 frequency “violin plot”
bins of the NANOGrav 15-year data set as in Ref. [11], to where ABHB is the amplitude and H0 = 68.3 km s−1
reduce correlations with excess noise at higher frequen- Mpc−1 . We fit ABHB but fix the spectral index to be
cies. Further, we display (“Max A”) the GW spectrum γBHB = 13/3 expected from analytic calculations [119].
5
UGW
10 6
Roman
Bestfit
10 7 Max A
−4
10 8
GWh 2
ΩGW,0 = ∆ρ0 /ρc
log10 B
−6 A=B
10 9
−8
10 10
−5
log10 C/Hz
−6 10 10
11
10 10 9 10 8 10 7 10 6
−7 f [Hz]
−8 −6 −4 −8 −6 −4 −7 −6 −5
log10 A log10 B log10 C/Hz
FIG. 2. [Left] Reconstructed posterior distribution for the parameters of soliton formation GW scenario. After removing the
samplers violating the CMB bound on Neff , we are able to find the best-fit point: [log10 A, log10 B, log10 C] =[-7.3, -6.0, -6.8]
in remained allowed parameter space, which is marked as a red star. And the yellow star marks the point with the maximal
amplitude of A in the 1-σ which doesn’t violate the CMB bound, [log10 A, log10 B, log10 C]=[-5.9, -5.5, -6.0]. [Right] The
red line shows the energy spectrum of the best-fit parameters. The yellow line is the spectra of the Poissonian tail with the
maximal amplitude of A and doesn’t violate the CMB bound. The grey lines are the violin plots for the first 14 frequency bins
of NANOGrav 15-year data.
Further, we make comparison with induced GWs from or a Gaussian (lognormal) peak in k-space
scalar perturbations at second order (see e.g. [120–123])
A δ (ln k − ln k∗ ) ,
that can arise in variety of theories. The induced GW
Delta;
contribution is given by
PR (k) = (13)
ln2 (k/k∗ )
√ A
exp − , Gauss.
0 4/3 2π ∆ 2∆2
g∗,s
g∗ (f )
Ωind
GW (f ) = Ωr (12) where A is the amplitude of the total power, k∗ is peak
g∗0 g∗,s (f )
Z ∞ Z 1+v scale and ∆ is the width. GWs induced by scalar per-
× dv du K (u, v) PR (uk) PR (vk) . turbation with a log-normal power spectrum similar to
0 |1−v| the lower line of (13) (SIGW-Gauss) have been found
to be the best-fit model, in the sense that it has the
largest Bayes factor among all the cosmological interpre-
where K is the integration kernel (e.g. [123, 124]), tations discussed in Ref. [27] by NANOGrav collabora-
Ωr /g∗0 ≃ 2.72 × 10−5 is the current radiation energy den- tion. Here, for our fit we employ model inputs provided
sity per relativistic degree of freedom in units of the crit- by NANOGrav [125], but we will use BIC to compare
0
ical density [115], g∗,s ≃ 3.93 is the number of effective models.
relativistic degrees of freedom contributing to the radi- In addition to the fit of UGWs described above, we also
ation entropy at present, and g∗ (f ), g∗,s (f ) are the ef- consider comparison with non-Poissonian distribution
fective numbers of relativistic degrees of freedom in the originating from gravitational interactions as described
early Universe when GWs with comoving wavenumber k in Sec. II B. As demonstrated in Ref. [10], the resulting
reenter the Hubble horizon. k is connected to the fre- lower frequency UGW tail would significantly flatten out
quency f we observe today by k = 2πf , with the current compared to Poissonian distribution case that describes
scale factor a0 to be 1. solitons without significant interactions and clustering.
Assuming the primary contribution to NANOGrav data
For model-independent analysis we do not discuss a originates from UGWs associated with solitons, we can
particular inflation model setup, but consider two generic compare the results of UGWs fit to a reference fit of a flat
cases of power spectra, modeled as Dirac delta function (frequency-invariant) GW spectrum that can be taken to
6
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