Professional Documents
Culture Documents
in Indonesia
What makes large, multi-ethnic states hang together? At a time when ethnic
and religious conflict has gained global prominence, the territorial organization
of states is a critical area of study.
Exploring how multi-ethnic and geographically dispersed states grapple
with questions of territorial administration and change, this book argues that
territorial change is a result of ongoing negotiations between states and
societies where mutual and overlapping interests can often emerge. It focuses
on the changing dynamics of central–local relations in Indonesia. Since the
fall of Suharto’s New Order government, new provinces have been sprouting
up throughout the Indonesian archipelago. After decades of stability, this
sudden change in Indonesia’s territorial structure is puzzling. The author
analyses this “provincial proliferation,” which is driven by multi-level alliances
across different territorial administrative levels, or territorial coalitions. He
demonstrates that national-level institutional changes including decentraliza-
tion and democratization explain the timing of the phenomenon. Variations
also occur based on historical, cultural, and political contexts at the regional
level. The concept of territorial coalitions challenges the dichotomy between
centre and periphery that is common in other studies of central–local relations.
This book will be of interest to scholars in the fields of comparative politics,
political geography, history, and Asian and Southeast Asian politics.
Ehito Kimura
First published 2013
by Routledge
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© 2013 Ehito Kimura
The right of Ehito Kimura to be identified as author of this work has been
asserted by him in accordance with sections 77 and 78 of the Copyright,
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All rights reserved. No part of this book may be reprinted or reproduced or
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British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging in Publication Data
Kimura, Ehito.
Political change and territoriality in indonesia / Ehito Kimura.
p. cm.
Includes bibliographical references and index.
1. Central-local government relations–Indonesia.
2. Indonesia–Administrative and political divisions. 3. Indonesian
provinces. 4. Decentralization in government–Indonesia.
5. Indonesia–Politics and government–1998- I. Title.
JQ766.S8K56 2012
320.809598–dc23
2011048395
Maps
1.1 Map of Indonesia xx
5.1 Map of the new Gorontalo Province next to North Sulawesi
Province 66
6.1 Map of the new Kepulauan Riau Province next to Riau
Province 87
7.1 Map of the new West Irian Province next to West Papua
Province 106
Tables
4.1 New provinces in Indonesia 1950–99 44
4.2 Legislation for new provinces in Indonesia 62
5.1 Ethnic groups in North Sulawesi Province in 2000 69
5.2 Kabupatens and kotas in North Sulawesi 69
5.3 Religion in North Sulawesi Province 70
5.4 Governors of North Sulawesi, 1961–2005 77
5.5 Social development indicators I in North Sulawesi 78
5.6 Social development indicators II in North Sulawesi 78
6.1 Ethnic groups in Riau Province in 2000 91
6.2 Ethnic groups in Riau Province in 2000 92
6.3 Ethnic groups in Riau and Kepri in 2000 93
6.4 Religion in Riau in 2000 93
7.1 Religion in Papua in 2000 109
A.1 Provinces by population 136
A.2 Provinces by area 137
A.3 Provinces by population density 138
A.4 Provinces by gross regional domestic product (GRDP) 139
A.5 Provinces by foreign direct investment (FDI) 140
A.6 Provinces by poverty rate 141
Acknowledgments
Like many academic books, this one began as a dissertation and so my debts
are heavy to the mentors and supporters in graduate school. Three professors
have profoundly influenced my interest in comparative politics and Southeast
Asian studies. David Wurfel lit the flame, James Scott fanned it, and Paul
Hutchcroft helped me to try to harness it. Paul Hutchcroft was a dream
advisor striking just the right balance between a hands-off approach and
interventionism during my dissertation. His many insightful comments made
this study better, though he should not be implicated in its remaining flaws.
Paul was also upbeat and encouraging throughout, even on the days when it
seemed the process would never end. I would also like to thank the other
members of my dissertation committee who provided ideas and encourage-
ment along the way including Aseema Sinha, Mark Beissinger, Joe Soss, and
Al McCoy.
The vibrant community of scholars studying Southeast Asia was invaluable
during my time as a graduate student at the University of Wisconsin-Madison.
I am convinced that the Center for Southeast Asian Studies under the Insti-
tute for International Studies at UW is among the very best of its kind.
Michael Cullinane and Mary Jo Studenberg were fixtures in the Center office
and always had time for the harried grad student. Larry Ashmun, Andy
Sutton, Peggy Choy, Ellen Rafferty, Monita Manalo, and Dustin Cowell are a
few of the faculty who were supportive and encouraging of my work. Fellow
grad-students-in-arms from many academic disciplines included Amelia Liwe,
Ruth De Llobbet, Ying Limapichart, Prajak Kongkirati, Dadit Hidayat, Sisca
Oroh, Fadjar Thufail, Cisco Bradley, Steve Laronga, Jennifer Munger, and
Jonathan London. I would especially like to thank Eunsook Jung, Erick
Danzer, Cleo Calimbahin, and Kevin McGahan for their support as fellow
political scientists studying Southeast Asia.
I could not have completed this book without the generous support of the
US Department of Education. They funded several language grants that I
was fortunate to receive during my graduate career including the COTIM
Advance Indonesian Language Program and the Foreign Language Assis-
tance Scholarship (FLAS). I am also grateful for their support in funding my
dissertation research though the Doctoral Dissertation Research Abroad
xiv Political Change and Territoriality in Indonesia
(DDRA)—Fulbright Hays program. Once in Indonesia I received invaluable
assistance from Nelly Pailima and Rizma Fadilah at the American Indone-
sian Exchange Foundation (AMINEF). The staff at the Indonesian Institute
of Sciences (LIPI), particularly Pak Reuben Silitonga, were kind and efficient
dealing with all of our preparations after arrival and before departure.
In the field, I benefited greatly from the company of many fellow research-
ers and friends, including Yosef Djakababa, Nelden Djakababa, Richard
Payne, Takeshi Ito, Tom and Julie Pepinsky, Adam and Kate Day, Dar and
Anissa Rudnyckyj, Doreen Lee, Birgit Berg, Savitri Soegijoko, and Lala
Amiroeddin. Yosef and Nelden provided our home away from home in
Jakarta and we became like family. In Manado, Ibu and Oma opened up their
home during my extended stays and took me touring around the region to
boot. In Gorontalo, I was generously hosted by Hasanuddin and his family.
There is not enough space to list all of the people who helped me in my
research while in Indonesia but several people deserve special mention. These
include Pitres Sombowadile, Hasanuddin, Basri Amin, Alex Ulaen, Riwanto
Tirtosudarmo, Syarif Hidayat, and Tri Ratnawati. I would also like to thank
my institutional sponsor, the University of Sam Ratulangie, under the able
leadership of Rector Lefrond Sondakh. At various stages of my research I
was also privileged to have some very helpful exchanges with Donald
Emmerson, Michael Malley, Bill Liddle, and Dwight King. I also had the
privilege of meeting several Japanese scholars of Indonesian politics including
Mariko Urano, Jun Honna, and Masaaki Okamoto. Honna-san and Oka-
moto-san were kind enough to invite me to a panel on local politics at the
University of Indonesia toward the end of my time in Jakarta.
I was fortunate to secure a post-doctoral fellowship at the Walter H. Shor-
enstein Asia Pacific Research Center at Stanford University after completing
my dissertation. I am very grateful to my host Don Emmerson and other
colleagues there who made my time so enjoyable and fruitful, including Gi
Wook Shin who was the director at the time. Since 2007, I have had the pri-
vilege of being on the faculty of the Department of Political Science at the
University of Hawai’i at Manoa where colleagues and staff have offered
immeasurable support. I have also benefited from the colleagues at the Center
for Southeast Asia including Barbara and Leonard Andaya, whose combina-
tion of intellect, energy, and generosity are unparalleled. In countless ways the
University of Hawai’i has been an ideal place to be a scholar of Southeast
Asian politics. I would also like to take this opportunity to thank the editorial
staff at Routledge, including Dorothea Schaefter, Leanne Hinves, and Jillian
Morrison, for patiently and expertly shepherding this project to its conclusion.
Finally, I would like to thank my family for all their support. My sisters
were always curious about their little brother’s latest antics. My parents have
always been supportive of their children’s endeavors and the journey through
graduate school and beyond proved no different. In so many ways, they have
shaped who I am, and where I am today. I’d also like to thank my wife, my
partner in crime and much, much more. I’ve never won a lottery of any kind,
Acknowledgments xv
but with Aya I really hit the jackpot. As for our two children, Isato and
Emma, they have nary a clue about this book their father has struggled to
write, but they have brought great joy into our life.
Parts of this manuscript have appeared elsewhere in print. Modified sec-
tions of Chapter 4 have appeared in “Changing the Rules: Historical Con-
junctures and Transition in Indonesia,” Asia Pacific Viewpoint 51(3),
(December 2010): 248–61. Sections of Chapters 1, 2, 4, 5, and 6 have
appeared in “Proliferating Provinces: Territorial Politics in Post-Suharto
Indonesia,” South East Asia Research 18(3), (September 2010): 415–49. A
slightly modified version of Chapter 5 has appeared in “Marginality and
Opportunity in the Periphery: The Emergence of Gorontalo Province in
North Sulawesi,” Indonesia, no. 84 (October 2007): 71–95.
Averting collapse
Amid Indonesia’s economic and political upheaval in the late 1990s also
loomed the specter of its territorial collapse. The Soviet Union and Yugosla-
via had each splintered earlier in the decade and observers at the time raised
the prospect of Indonesia’s “balkanization” (Bolton 1999; Hadar 2000).
Experts and pundits alike cautioned that transition and political reform could
weaken the state, embolden the regions, and lead to a domino effect begin-
ning with the breakaway of East Timor followed by a general fragmentation
of the archipelago into a dozen or so states.
As things turned out, Indonesia survived and has since remained largely
intact. East Timor gained independence in 1999, but along with West Papua, it
had not been part of the Indonesian nation-state at independence in 1950, and
was forcibly incorporated in 1975. Dominoes did not fall and the archipelago
did not splinter the way many had feared. In fact, the state has territorially
been quite resilient in recent years.
Indonesia’s political transition did spur on a territorial shuffle of another
less expected kind. Instead of external fragmentation and collapse, Indonesia
experienced an internal fission where provinces and districts were divided into
ever smaller units resulting in an unprecedented proliferation of new sub-
national territories. The number of provinces has grown from 27 to 33 and the
number of districts from 292 to around 450. These internal territorial changes
have attracted much less attention than the challenges of Timor, Aceh, and West
Papua but they affect many more people and suggest a need for a different
way to think about territorial politics in Indonesia and elsewhere.
People living in areas with newly-drawn local boundaries experience an
immediate change in patterns of everyday life. Their leaders suddenly change
because new districts or provinces come with new mayors, district chiefs, or
governors. Rules change for a range of issues from tax codes and local budget
allocations to public service provisions. And the fragmentation affects the
physical aspects of everyday life. Where you go to perform even the most
mundane tasks such as registering your car or filing for a marriage license
may suddenly change because of new boundaries.
2 Political Change and Territoriality in Indonesia
Politically, local territorial changes affect election outcomes. Locally, it can
form a function similar to gerrymandering where constituencies might be
divided or split off altogether leading to a changing political calculus of can-
didates running for office. Incumbents might be threatened in such new
schemes but it also offers opportunities for new players who can fill the ranks
of executive, legislative, and bureaucratic offices that accompany new regions.
Even before new provinces or districts are approved, prospective candidates
may see the virtue of campaigning for potentially new seats.
In a richly diverse and multi-ethnic country such as Indonesia, there is also
an important cultural aspect to local territorial politics. Imagine how one area
splitting off from another could shift majority–minority relations in both
regions. In a new district or province, a former Muslim minority could find
itself the new majority. Alternatively, those formerly in the majority could
find themselves suddenly the minority. From the national state perspective,
territorial change may be useful to split up groups seeking to mobilize against
the state along lines of identity. In other instances, it may serve to compart-
mentalize different groups into discrete ethnic units, such as the ethno-federal
system of the Soviet Union (Brubaker 1996).
The local territorial changes that occurred in Indonesia then raise some
compelling theoretical questions. What explains the sudden onset of territor-
ial change in states? Why do some states fragment externally while others
seem to fragment internally? And what can this phenomenon tell us more
broadly about political change and territoriality? This book addresses these
questions and argues that local territorial change is not a mild or incremental
form of secession occurring throughout the archipelago. Instead, it needs to
be seen in the context of an increasingly fragmented and competitive political
system.
This means that analyses of territorial politics needs to go beyond the older
frames of center–periphery upon which scholars have long relied. In Indone-
sia, theories of center and periphery took on particular salience between Java
and the so-called “Outer Islands.” The questions about territorial politics
then were inevitably framed around this division. Did Java over-extract from
the resource wealthy and less densely populated Outer Islands? Did a process
of Javanization impose a cultural and political model outside of Java? How
can political representation be balanced between the two regions? In short, most
discussions of Indonesia’s territorial politics began and ended with this split
which came to represent other dichotomies such as modern vs. traditional,
richer vs. poorer, import-dependent vs. export-dependent and so on.
More recently, East Timor, Aceh, and West Papua attracted the bulk of
international attention when it came to thinking about territorial politics
during the New Order. The spotlight shone on issues of human rights, eco-
nomic development, and self-determination. These regions were seeking to
break away from the Indonesian nation-state and while their motivations were
many, their vision of territorial independence was uniform. Even after the fall
of Suharto, the interpretations of ethnic and religious conflict throughout the
Territorial change in post-authoritarian Indonesia 3
archipelago often came to be framed as residues of the old state fighting
emergent challengers. These kinds of analyses also seeped into questions
about Indonesia’s territorial survival in the late 1990s. The narrative of a
highly centralized, militarized, and “Javanized” core suggested that many in
the periphery wanted out.
In fact I argue just the opposite. Territorial change in post-Suharto Indo-
nesia is characterized by profound centripetal tendencies where local and
national groups are coming together to form what I call territorial coalitions.
These coalitions which consist of an array of groups at the local, regional,
and national levels can also be seen in other countries. In many places,
national politics is bound together with local demands in a way that sees ter-
ritorial change as a preferred political outcome. The Indonesian case clearly
shows how this happens, but the phenomenon is more general.
Introduction
The process of territorial change occurring in Indonesia today, dubbed
pemekaran wilayah (regional blossoming) or pembentukan daerah (new region
formation), refers to the splitting or dividing up of provinces, districts, and
sub-districts into multiple new territorial administrative units. Since 1999, the
number of provinces in Indonesia has grown from 26 to 33 and the number of
districts from 290 to 450, reconfiguring the political territorial map of Indonesia.
This process of fragmentation can be distinguished from two related phe-
nomena. First, this is not a proliferation of regions that results from conquest
or other forms of territorial acquisition. The number of states in the United
States, for example, has risen from the original 13 to the present-day 50, but
most of the increase is accounted for by westward expansion and territorial
acquisition.1 In Indonesia, the incorporation of Western Papua in 1961 and
East Timor in 1975 technically represent a territorial change, but their
annexations fall outside the realm of this study because they were added
through expansion rather than internal change.2
Second, this form of territorial change is distinct from the practice of ger-
rymandering. Gerrymandering refers to the redrawing of political boundaries
for electoral benefit. While there is an electoral component to the current
phenomenon, gerrymandering does not imply an aggregate increase in the
number of regional or local territorial administrative units. In fact, the
assumption behind gerrymandering is that the number of electoral districts
stays constant while their shape, size and composition may change, sometimes
drastically.
While focusing on creation of new provinces may seem like a relatively
narrow scope of inquiry, it is worth noting that this phenomenon is not
unique to Indonesia. In fact, administrative reorganization in many countries
has included significant territorial changes. In Southeast Asia, countries such
as Vietnam and the Philippines have also experienced a similar jump in the
number of new provinces.3 In Nigeria and India the creation of new provinces
or states has also historically been a major bone of contention.4 Canada too
recently carved out a new province called Nunavut.
Breaking boundaries, splitting regions 11
In Indonesia, the implementation of decentralization has brought renewed
attention to politics in local regions and their connections to Jakarta (see
Aspinall and Fealy 2003; Erb et al. 2005; Nordholt and van Klinken 2007).
However, less attention has been paid to understanding the creation and
production of the local and its broader implications. The following sections
attempt to build a framework to understand the broad processes of territorial
change and new province formation in Indonesia today. To do so, I put for-
ward the concept of territorial coalitions and explore linkages between groups
spanning center and periphery that helped to make possibly territorial change
and the creation of new regions.
Conclusion
Territorial change in the form of new province creation is an important but
under-theorized phenomenon. This chapter has tried to present a new
Breaking boundaries, splitting regions 21
framework on territorial change by emphasizing the importance of territorial
coalitions. It has suggested national and local factors influence the ways
actors think about provinces and how, under certain conditions, enough
actors’ interests can overlap to create coalitions in order to achieve the status
of a new district or a new province.
I have suggested that a coalitional approach dispels the idea that this phe-
nomenon is simply driven by national state interests or local agitation.
Instead, it is the marriage of the two through coalitions that have made these
changes possible. To be sure I note that triggers can come from either the
national level or the local level depending on the particular regional context
in which territorial change is being proposed. But eventually there must be
support beyond a single territorial level.
It is important to note that because of the weaknesses of existing theore-
tical foundations, this framework has been constructed inductively looking
closely at contrasting and comparing different experiences. In this sense, it does
not claim to explain all kinds of proliferation everywhere. Seeing how well
this framework works in other contexts will require further research. However,
given the examples explored in Indonesia, this framework seems to provide a
more complete explanation of the phenomenon of provincial proliferation.
3 Origins and dilemmas of territorial
administration in colonial Indonesia
Introduction
Indonesia today is organized as a unitary state with territorial administrative
units at the provincial and the district level. Territorially, this reflects the way
modern states are organized, but one of the puzzling aspects of the province
in Indonesia is its lack of historical precedent. Provinces date back only to the
early twentieth century when the Dutch colonial government introduced them
to replace the older and smaller regional territories called residencies. How
did Indonesia then come to be organized in this fashion?
While territorial structures and their subunits often appear to be natural,
stable, and fixed, scholars have long noted the social construction of territory and
territoriality, identifying particular moments where notions of boundaries,
territory, and sovereignty have shifted and political and social institutions and
practices have changed.1 The present system of territorial administration is no
different and has deep roots. Nor did the system result from some evolu-
tionary process that is the result of linear or gradual improvement. Rather,
this chapter will show territoriality in the archipelago shifted due to changes in
economic conditions, colonial practice, and the imperative of the modern state.
The colonial era in Indonesia, measured in centuries, has a long and com-
plex history. While doing injustice to this complexity, this chapter identifies a
number of key turning points including the shift from the spice trade to
commercial agriculture, from corporate rule to state rule, and from economic
logic to political and ethical imperatives. Such shifts also led to changes both
in territory, but more importantly, territoriality and they way in which the
archipelago would be run.
Throughout, colonial administrators faced a constant dilemma between the
desire for uniformity versus the recognition of diversity on the archipelago.
Cribb describes this as “bureaucratic pressures for uniformity and continuity,
and political and economic pressures for change and diversity” (Cribb 1999:
124). On the one hand, a system of indirect rule sought to preserve local
hierarchies and forms of political authority that predated colonial rule. At the
same time, the Dutch bureaucracy sought to make legible and coherent the
vastly diverse region over which they governed (Scott 1998).
The origins of territorial administration in Indonesia 23
As we shall see the Dutch colonial state also met ample resistance and
much of the way the territories emerged was a response to threats from the
local population. Territorial change occurred not as a sudden process of top-
down administration but one negotiated by the Dutch and the local popula-
tion. In this regard, it is worth noting that three and a half centuries of Dutch
colonialism remained a project of rule rather than an accomplishment. Neither
can we say that this system was one simply imposed by Europeans by a
reluctant indigenous group. In many cases, native elite groups including the
priyayi were well integrated into the Dutch colonial administrative system in
a way that served their own interests.
This chapter explores these tensions and how the production of territorial
administration emerged in an environment punctuated by economic condi-
tions, colonial policy, and changing local contexts on the ground. The next
section discusses territoriality in the pre-colonial period and the way in which
early colonial powers changed the territorial calculus on the archipelago. It
then examines the VOC’s initial ambivalence, even reluctance, for territorial
administration to their eventual embrace of territorial conquest as one of its
key goals. Finally, it examines the way in which the Dutch colonial state
sought to build the Indonesian state through its own system of territorial
administration. Ultimately, legacies of colonialism are evident in today’s ter-
ritorial administrative structure, even as Indonesians rejected the final Dutch
push for a federal Indonesian state.
Conclusion
On August 17, 1950 the government abandoned the old revolutionary con-
stitution in place of a new one establishing the Republic of Indonesia and a
unitary state. Despite the decision to reject federalism, the Republic remained
aware of regional challenges and sought to address them by establishing large
administrative areas-provinces, or “first-level regions,” and endowing them
with a broad range of autonomy.
For the first time then, the entire archipelago came to be organized under a
systematic uniform administrative code. Outlined in Law 22 of 1950, it
installed a hierarchical structure with a central administrative corps operating
from the Home Affairs Ministry in Jakarta. Below the national level rested a
The origins of territorial administration in Indonesia 37
provincial level headed by a governor. Provinces (provinsi) were in turn divi-
ded into residencies, which in turn were divided into regencies (kabupaten).
Regencies were in turn divided into districts (kewedanaan), districts into
subdistricts, and finally into villages (desas).
To be sure, there would still be significant fluctuation in Indonesia’s terri-
torial structure both in terms of where boundaries would be drawn as well as
how much authority and autonomy provinces and districts would be given.
But the institutional framework at the end of this period would hew closely to
the model adopted by the Republic of Indonesia in the latter half of the
twentieth century.
The path to this territorial administrative system was long and erratic. This
chapter has suggested that the product that emerged from centuries of colo-
nial rule depended on the vagaries of economic conditions, colonial policies,
and changing local contexts on the ground. Major turning points included the
arrival of colonial powers, the changing patterns of trade in the archipelago,
the shift from commercial rule to government rule, and war.
Throughout, colonial administrators faced the tension between the desire
of homogeneity in administrative structure and acknowledgment of the
diversity throughout the archipelago. This led to major differences in the way
various regions were administered, particularly between Java and the Outer
Islands. It also led to a persistent question about how much power to devolve
to “natives” within the territorial administrative system, something which
changed with relative frequency. It is for these reasons too that the regional
units of the administrative structure fluctuated frequently from residencies to
regencies and so on, before finally settling on provincial units.
In part, then, this chapter emphasizes the social and political construction
of provinces in Indonesia. At the same time, this does not imply that pro-
vinces are fictive or lack meaning with the political imagination in Indonesia.
In fact, they become imbued with strong meaning and eventually came
to embody many regional struggles along cultural, economic, and political
lines in subsequent years. These struggles and tensions emerge and persist in
post-independence Indonesia and it is to this that we now turn.
4 Post-colonial territorial administration
and the imperative toward
centralization
Introduction
While the Dutch colonial experience laid the territorial foundations for the
Indonesian state, the new Republic of Indonesia would take those building
blocks and fashion an independent and autonomous state on their own terms.
After fighting off the Dutch and rejecting a federal model, the state began a
gradual process of centralization first in the latter years of the Sukarno
administration and further tightened during the New Order under President
Suharto. Only after the fall of Suharto and his regime did this process come
under drastic reconsideration and reform.
The process of centralization in post-colonial Indonesia was anything but
smooth and the Republic’s territoriality shifted considerably. In particular, this
chapter highlights two puzzling features of this period. On the one hand, the
initial period after the revolution of the late 1940s saw a great deal of social turmoil,
but relatively few explicit threats to the new state’s territorial integrity. On the
other hand, it did see a burst of new provinces formed in the 1950s and 1960s.
In contrast, the relatively more stable New Order era saw less social turmoil but
more threats to its territorial integrity, and conversely almost no new provinces.
In this chapter, I argue that these changes in territoriality were critically
linked with the state’s relations vis-à-vis society. Simply put, in times of state
weakness, social forces sought to change the state itself through what I call
“rebellion without secession.” While often based in peripheral regions of the
archipelago, I argue that these were not secessionist movements seeking to
break away from the state but instead embraced an idea of Indonesia while
seeking to redefine its character. In contrast, the authoritarian New Order
under Suharto closed off many options for new province formation. Thus,
later movements seeing little possibility of transformative change at the state
level sought to pursue what Hirschman would call the “exit option” (Hirsch-
man 1970). This then also explains the inverse trend, where new provinces
emerged during the earlier period of Indonesia’s republic while new province
formation became quite rare as the state grew in strength.
By extension, I argue that the most recent territorial changes in Indonesia
loosely reflect the “weak state” era when few regions felt the dire need to
The post-colonial imperative toward centralization 39
secede from the Republic. The larger point made is that political institutions
affect the territorial organization of states and changes in those institutions
then can have drastic and often unintended consequences on territory.
The next section outlines the character of the weak state in the post-
revolutionary era. It then illustrates several serious rebellions which threa-
tened the new state. These conflicts presented alternative visions of Indonesia
rather than its outright rejection. The following section highlights the transition
to Guided Democracy and the New Order where state institutionalization
occurred at the expense of social forces. This process took on a profoundly
territorial dimension and the way in which it produced separatism and threats
to the territorial integrity of the state. The final section examines the post-
Suharto era and the way in which democratization and decentralization shifted
and aligned incentives that encouraged new provinces to be formed.
Military centralization
The highly unusual and destabilizing consequences of 1965 allowed Suharto
to centralize authority in unprecedented ways (Anderson et al. 1971: 1). For
one, the coup attempt gave him the opportunity to fill the void in military
leadership (Crouch 1978: 229). Immediately after the event, President
Sukarno bestowed Suharto with broad military powers to reestablish order in
Indonesia marking the beginning of the transition to the New Order era. By
mid-October, Suharto was formally installed as minister/commander of the
Indonesian army. The circumstances of his appointment also meant that
Suharto had exceptionally free reign in appointing members of his general
staff. In a matter of weeks, the army’s general staff consisted almost entirely
of officers hand-picked by Suharto himself, and thus formed the building
blocks of his regime (Crouch 1978: 229).
It was under Suharto, then, that the military became the foundation of the
state and able to finally exercise its Weberian monopoly on the use of force.
Suharto was committed to eliminating both communism and regional rebel-
lion and ensuring that Indonesia would not collapse. He moved gradually in
1966–7 in removing potential challengers particularly among the regional
commanders throughout Indonesia. Having gained supremacy in the army, he
also consolidated his authority in the other branches of the armed forces
including the Navy and the Air Force. In 1969, he integrated the armed forces
and transferred full operational command of all four branches to himself, as
commander of the armed forces (Crouch 1978: 228).
On the one hand, the military served as the key coercive arm of the state
under the New Order. They eliminated their key political rival, the PKI in the
50 Political Change and Territoriality in Indonesia
wake of September 30, 1965. The army also had a special forces unit such as
Kopassus which operated in trouble spots such as East Timor, Papua, and
Aceh where they conduced low-intensity anti-insurgency operations. Kopassus
became infamous for their brutal practices including torture, kidnapping, and
executions. Also, agencies like the Special Command for the Restoration of
Order, or Kotkamtib was infamous for conducting security and intelligence
operations. Reporting directly to the President, the body had wide purview in
their operational mandate essentially to eliminate threats to the regime (Hill
1994: 24). Less visibly, they were the force behind the “mysterious killings” or
Petrus in the early 1980s that sought to eliminate criminal elements in society
(Hill 1994: 24).
Bureaucratic centralization
But aside from the coercive aspects, the military became a critical part of the
state apparatus with military officers filling many posts in the bureaucracy
and political offices (Emmerson 1978: 102). By design, Indonesia already had
a highly-centralized administrative structure around the Ministry of Home
Affairs (Mackie and MacIntyre 1994: 22). The structure was inherited from
the colonial government and had broadly defined powers to coordinate
and supervise the world of other departments at all levels (Mackie and
MacIntyre 1994: 22). Suharto took the structure and strengthened its ability
to penetrate all layers of state and society. The central government had
the authority through the provincial and district levels all the way to the
village-level government to exercise social and political control throughout
the rural areas.
The system of regional administration was also further centralized under
the New Order. One of the main institutional reforms for the regime was Law
No. 5 1974 on Regional Administration. This law reorganized the structure of
regional government throughout the archipelago (Bertrand 2004: 193). It
created two parallel sets of vertical institutions that intersected three different
levels of administration. At the province (Level I) and district (Level II) levels,
legislative bodies were established with a mix of appointed and elected posi-
tions. Each legislature in turn had a bureaucratic implementing arm to them
called the “autonomous regional government.”
At the same time a parallel bureaucratic institution was established at
each level, accountable to the central government. These were known as offi-
ces for “regional administration” (Malley 1999b: 152). Known collectively as
the pamong praja, they technically fell underneath the bureaucratic structure
of the Ministry of Home Affairs. A legacy of Dutch colonial structures,
the regional offices had sweeping power to both coordinate and supervise
the work of other departments at all different levels (Mackie and MacIntyre
1994: 22).
Within the military, postings in the regional divisions were considered
prestigious because they had a great deal of local authority. Army officers
The post-colonial imperative toward centralization 51
could exercise influence over electoral outcomes at the local level. There was
often also very close coordination between a chief executive of a particular
locality and a local military commander (Jenkins 1984: 21). This also meant a
close relationship between the army and the local executive as well. In some
cases, local-level bureaucrats were also former military officers. But even when
that was not the case, a bupati would often coordinate policies with a local
military commander (Jenkins 1984: 264).
Under Suharto, a large percentage of governors and district chiefs emerged
from the armed forces, often after their retirement from service. In 1966, half
of the 24 governorships were occupied by army officers. This number rose to
16 by 1968. Between 1965 to 1968 the percentage of military district chiefs
rose significantly on Java where many of the district chiefs had been members
of the PKI party. In 1969, 147 or 271 district chiefs were from the military
and, by 1971, that had risen again to two-thirds. A survey of six provinces
also suggested that about 60 percent of all district heads including mayors
were from the armed forces. The proportion of military appointee governors
was stable at around four-fifths until 1977 when it gradually began to decline
and as late as 1983, 21 of 27 provincial governors were still from the military
as were 40 percent of district leaders (Malley 1999b: 83). By and large, these
appointments were directly controlled by Suharto though often rubber
stamped by a Golkar dominated legislature (Crouch 1978: 244).
Electoral centralization
The legislature was another part of Suharto’s strategy to centralize the state.
Suharto centralized his own power and that of the military’s by dismantling
the party system, a process Emmerson (1978) dubs “departyization.” Suharto
established a functional party called Golongan Karya (Golkar) and required
all government officials to join as members. This gave Golkar a strong
advantage in membership throughout the archipelago. At the same time
Suharto also proceeded to rationalize and thereby weaken other parties in the
system. The Communist Party (PKI) was thoroughly dismantled beginning
with the massive purge and killing spree in 1965 (Anderson et al. 1971). Four
Muslim parties were also combined to form the United Development Party
(Partai Persatuan Pembangunan or PPP), as were five non-Muslim parties
which formed the Indonesian Democratic Party (Partai Demokrasi Indonesia
or PDI).
In addition to the restrictions of party formation, the government
also restricted party mobilization in the lead-up to and during campaign
periods. While PDI and PPP were not allowed to organize below the district
level, Golkar had sub-district and village heads as well as regional military
commanders who were constantly close to the voters (Liddle 1996: 45). This
gave Golkar a large advantage during each election because of their
infrastructure and organization at the local level, an advantage that persists
even today.
52 Political Change and Territoriality in Indonesia
By dismantling the party system, Suharto was then able to dominate
national politics in the MPR and DPR and manage that support to ensure his
electoral victories. Of 500 seats in the national assembly, one hundred were
reserved for military appointees. The rest of the seats were open to electoral
contestation, but mostly dominated by Golkar (Mackie and MacIntyre 1994:
20). Fully half of the members of the legislature were appointed by the
Suharto regime directly and every candidate from every party was screened
(Liddle 1996: 46).
Economic centralization
Indonesia’s system of regional finance was also highly centralized under the
New Order. Local assemblies for example, were empowered to make laws and
budgets but were always subject to approval from above (Ranis and Stewart
1995: 43). All major sources of revenue including income and value added
taxes as well as levies on oil and gas went to the central government. Inferior
sources of revenue were left to the provinces and districts such as motor
vehicle registration, title transfers, and so on (Malley 1999b: 80). This ad hoc
regional approach to finance gave the central authorities greater flexibility to
keep the provinces beholden to them than if there was some sort of formal
structure and regulatory mechanisms in place (Malley 1999b: 80).
In part, this was because of a weak tax base on the part of local govern-
ments and the resulting dependency on the central government. That depen-
dency was particularly strong from 1974 to 1982 during Indonesia’s boom
years, where oil revenue determined the amounts allocated to localities (Ranis
and Stewart 1995: 45). This led to very little administrative efficiency incen-
tives at the local level. By 1994, 76 percent of all sub-national expenditure
came from the central government and much of the remainder was “heavily
influenced” by the center (Hill 1998: 7).
In the latter half of the New Order era, the Indonesian economy expanded
rapidly due to the global oil boom. With the quadrupling of oil prices on the
world market, the government financed the manufacturing of petrochemicals,
steel, aluminum, cement, and paper. The end of the oil boom meant another
readjustment period for the economy. From the mid-1980s, the government
reintroduced deregulation including liberal policies for domestic and foreign
investment and liberalization of the financial sector.
In addition to economic growth, Indonesia received a great deal of
international aid from the Inter-governmental Group on Indonesia (IGGI)
(Anderson 1983: 489). Cumulative aid until 1973 totaled some three billion
dollars. These inflows in some years, covered 50 percent of the cost of all
imports. The money came directly and exclusively to the center without any
significant state outlays in the form of a tax-gathering apparatus (Anderson
1983: 489).
A strong economy allowed Suharto to finance his building of a strong state.
State power was enhanced vis-à-vis society through the accumulation of
The post-colonial imperative toward centralization 53
economic resources. Much of the state revenue went directly into supporting
the military regime. For example, from 1969 to 1973, the army’s official
budget trebled (Crouch 1988: 292). Indonesia under Suharto also became one
of the most corrupt regimes in the world. Corruption on a large scale typi-
cally took the form of allotting the “surplus” of certain key sectors of the
economy to favored officials or cliques of officials. In addition to corruption it
helped to finance a whole subsection of the administrative apparatus and
where cuts and commissions were often standardized enough to be called
benefices in the tradition sense (Crouch 1988: 292).
Cultural centralization
Finally, there was arguably a cultural component to Suharto’s centralization
policies. We have already seen how Islamic groups resented the embrace of a
secular state, and how ethnic groups in the Outer Islands resented Jakarta’s
economic and political stranglehold. Critics often framed their frustrations in
terms of the “Javanization” of the Indonesian nation. At the same time, many
of the governors, district heads, and high-level bureaucrats on the Outer
Islands were not only Golkar and military, but also mostly from Java. This
created a great deal of resentment with many places demanding the appoint-
ment of “native sons” or putra daerah in key leadership positions. This feeling
was so strong that in some places, the local legislatures actually tried to reject
government appointments with their own chosen candidates, but to little avail
(Malley 1999b: 412).
In addition to this broad “Javanization” of Indonesia, there were also spe-
cific attempts to “modernize” some of the poorest and most marginal regions
of the archipelago. In this instance, “Javanization” referred to the process of
integrating “backwards” peoples into the modern Indonesian nation state.
The main vehicle to accomplish these goals was through transmigration pro-
grams where people living on Java were encouraged to move to the Outer
Islands through government-run programs. The main objective of these pro-
grams was to ease the overpopulation on Java, but an added benefit was
how it brought modern Javanese farmers into contact with “isolated” and
“primitive” indigenous peoples.
Transmigration programs sought to “modernize” the rural inhabitants in
several ways. First, their settlements were modeled after “Javanese” villages,
typically defined territorially, densely populated, divided into neighborhoods,
and hierarchical (Elmhirst 1999: 824). Settlements also usually sanctioned
“traditions” and national ceremonies such as the national anthem, parades,
and displaying of flags on independence day often tied to ceremonies of
Javanese ritual feasts slametan. Lastly, the state promoted modern agriculture
defined as sedentary high-input agricultural production over swidden and
other forms of agriculture typically practiced on the Outer Islands. This kind
of “Javanization” was particularly prominent in areas such as Irian Jaya and
Kalimantan and fed further into the resentment of Java.
54 Political Change and Territoriality in Indonesia
Separatism and territorial conflict in the New Order era
The above-mentioned developments illustrate how Suharto transformed
Indonesia’s state from a weak and fragmented apparatus to a strong and
centralized one. While only some of these reforms were explicitly territorial, I
argue that they helped to produce a politics that ironically threatened the
territorial integrity of the state.
If the internal conflicts during the Sukarno era are characterized as
“rebellion without secession” then the main conflicts of the New Order can be
described as “insurgency and separatism.” Direct challenges to transform the
state largely disappeared as Suharto strengthened his state apparatus. Instead the
option to exit and the formation of ethnic nationalism became more appealing.
The examples of Aceh, West Papua, and East Timor prove instructive.
The experience of Aceh provides a useful example because it was part of
the broader Darul Islam movement in the 1950s, before transforming into an
ethnic nationalist movement in the 1970s and 1980s. We have seen earlier in
this chapter that Darul Islam broadly as a movement challenged the founda-
tional basis of the Indonesian nation-state, namely its secular underpinnings
in the constitution. Aceh proved an important part of the movement, and
despite its long history as an autonomous sultanate, their demands did not
call for breaking away from the Indonesian state at that time. Instead it
proved a moment that conflated Islamic, Achenese, and Indonesian identities
and goals (Aspinall 2009: 33).
The shift to separatism for actors in Aceh dates back to the mid-1970s
Suharto regime. Hasan Muhammed Tiro, the grandson of a famous Acehnese
war hero, helped found the movement after spending extensive time in the
United States (Sjamsuddin 1984: 113). In December 1976, Gerakan Aceh
Merdeka (GAM) unilaterally declared independence based on ethnic Acehnese
identity, thus claiming to represent the province’s four million people (Kingsbury
2002: 151).
GAM began as a small guerilla organization numbering less than two
hundred people and only a few old guns and limited financial resources
(Sjamsuddin 1984: 114). By the late 1980s, GAM benefited from the provi-
sions of Libyan arms and training (Rabasa et al. 2001: 30). This led to a surge
of unrest between 1989 and 1990, with stern reprisals from the military.
Northern Sumatra was designated an Operational Military Zone and the
army was given virtual free reign to crush the rebels by any means necessary
(Rabasa et al. 2001: 30).
On the one hand, the strong armed rule of Suharto and its policies in Aceh
are arguably at the root of why and how the movement transformed from a
pan-Indonesian religious movement to an ethnic nationalist one. As Indone-
sia’s economy developed, it came to be a significant contributor to state cof-
fers through its oil revenues, but relatively poor compared to surrounding
areas during the New Order era. Infrastructure development outside the main
towns was low relative to other regions and only about 5 percent of total
The post-colonial imperative toward centralization 55
revenues from oil and natural returned back to the province (Kingsbury 2002:
151). The expansion of economic interests of Java often led to the dislocation
of local people who were forced to move from their homes and give up
landholdings. Environmental damage was also extensive. All of this created
an intolerable situation for many Achenese.
At the same time, New Order governance structures meant that govern-
ment elites undermined and marginalized local religious leaders in Aceh
(Webster 2007: 94). The restructuring of administration away from traditional
lines and along more Javanese lines also led to great antagonism toward
the central government (Kingsbury 2002: 152). Brown argues that Jakarta’s
promotion and favoritism of Javanese abangan in resource allocation and
elite recruitment left the Outer Island santris and the Acehnese, in particular,
highly disaffected (Brown 1994: 156). By the 1970s and 1980s, little opportu-
nity existed for negotiations with the New Order state. The frame of
mobilization thus took on an ethnic nationalist character with a strong
Islamic flavor.
Papuans, like Acehnese, were resentful of being governed by “racist and
corrupt” bureaucrats (Mote and Rutherford 2001: 120). In Papua during the
1960s, in the process of officially transferring the territory from Dutch to
Indonesian rule, the United Nations supervised a series of “consultations”
before setting up the “Act of Free Choice,” a referendum on whether or not
to join Indonesia. This act was voted on by 1,025 leaders and a majority
accepted integration (Mote and Rutherford 2001: 121). But the process has
always been considered highly suspect. Only selected village leaders were
gathered and the “Act” and it was held in and Indonesian controlled area in
order to confirm a pre-established outcome (Kingsbury 2002: 156).
The anger against the central government came through in other ways.
During the New Order, the Suharto regime prohibited the use of the term
“Papua” replacing it with “Irian.” A person from Irian was called “orang Irian”
and the territory was renamed “Irian Jaya” or “Glorious Irian.” Papuans
were taught in their schools how they were “liberated” from Dutch rule and
about their progress under the Indonesian state’s paternal guidance (Mote
and Rutherford 2001: 120). Their attempts to wipe out the collective memory
of Papuans and assimilate them into Indonesians were heavily resented.
The Organisasi Papua Merdeka (OPM) emerged out of the Manokwari
region during the Suharto period. This loosely organized guerilla and political
resistance movement sprang up to demand independence and challenge what
they saw as occupation by a colonial force. OPM operated two main wings,
and fielded between seven and nine armed units, totaling several hundred
guerillas (Kingsbury 2002: 156). The ability of these units to attack the army
was extremely limited and the few that were successful prompted fierce army
reprisals against the local civilian population (Kingsbury 2002: 156). Low
intensity warfare between OPM and the military ensued, resulting in OPM
disarray with many leaders fleeing to Holland. Nonetheless, OPM attacks
on government troops peaked around 1977–8 when about 40 government
56 Political Change and Territoriality in Indonesia
soldiers and perhaps several hundred OPM guerillas were killed (Kingsbury
2002: 158).
Much more about Papua is discussed in Chapter 7, but the point here is
that like in Aceh, little opportunity of redefining the state was available for
malcontented Papuans. The New Order state closed off opportunities for
negotiation and the only alternative strategy appears to have been separatism.
While this movement was substantially weaker and less organized that the
Acehnese resistance, it garnered considerable attention from Jakarta and the
military.
The final example of Indonesia’s separatist conflict is East Timor. The
Suharto regime “annexed” the former Portuguese colony of East Timor after
the fall of the Salazaar regime in Portugal in 1974, which led to the collapse
of the Portuguese Empire. In 1975–6, frustrated with their inability to make
headway in resistance held areas, Indonesians began a mass campaign of
terror. They destroyed villages, committed atrocities, and used chemical
weapons to wipe out much of the civilian population (Pinto and Jardine 1997).
Army tactics were brutal. Large swaths of the population were shot,
beaten, stabbed, raped, tortured, relocated, starved, intimidated, and other-
wise abused. International human rights and relief organizations contend that
the invasion of East Timor directly or indirectly (through famine and disease)
claimed as many as 200,000 lives, nearly one-third of the pre-invasion population
(Taylor 1991: xi).
There was widespread organized resistance for independence. The three-
pronged strategy of the movement involved a political wing, Conselho Nacio-
nal da Resistência Maubere (CNRM—National Council of Mauber Resis-
tance); an armed resistance, Forças Armadas da Libertação Nacional de
Timor-Leste (FALINTIL—Armed Forces for the National Liberation of East
Timor); and an underground student movement. Individuals such as Jose
Ramos Horta represented the political wing of the movement seeking inter-
national support for CNRM. Domestically, FALINTIL was led by various
leaders who were captured or killed, but ultimately by Xanana Gusmao (Dunn
1996: 281). The student resistance was dispersed in villages and towns and
helped to organize spontaneous demonstrations, carry secret messages,
and help hide fugitives of the Indonesian army. As a result of this armed
opposition and political resistance, East Timor continued to be a nuisance for
Indonesia, souring its international diplomatic relations and human rights
standings.
Like Aceh and Papua, East Timor was an ethnic nationalist movement that
framed their identities as different from Indonesia’s. East Timor’s case is
somewhat exceptional because it shared none of the Dutch or post-colonial
history in the way other regions did. However, because it was incorporated
into Indonesia during the height of the New Order, it is instructive in terms of
how the strong state sought to incorporate it into the larger Indonesian nation
state on its own terms. Little possibility of negotiation or reframing existed in
that context and the only option was seen as secession.
The post-colonial imperative toward centralization 57
In all three cases, there was no way to think about transforming the Indo-
nesian state given that they were fighting for their very survival. This was a
significant change from the internal conflicts of the Sukarno era where rebels
claimed they held the true meaning of “Indonesia.” The state strength under
Suharto and the relative weakness of society meant that there was little pos-
sibility of “rebellion without secession.” Since transforming the state was
perceived as risky, ethnic nationalism and secession became the preferred
mode of resistance
The structure of the New Order was designed to counter the problems of
societal conflicts in the immediate post-war era. It squelched open displays
of ideological conflict, tried to quell regional tensions, and depoliticized the
legislatures. In so doing, ironically, it produced stronger ethno-nationalist
movements that sought to exit from the Indonesian nation-state.
It is instructive to note here also that there was very little demand for new
provinces or districts and little opportunity to achieve such aims. In fact the
only instance of new province formation during the New Order would be by
fiat. In 33 years of the New Order, only three new provinces were created, and
one of those was East Timor’s annexation.
Local demand was unlikely because the local government had very little
power vis-à-vis the central government. Thus, there was little incentive to
create a new regional government under those circumstances. Economically,
there was also little incentive since the finances of the government were also
highly centralized. Culturally, some groups might have had an interest in
more autonomy but the costs of pushing for autonomy were high. In short,
there was very limited incentive to push for a new province and such movements
would have easily been quelled by the military.
The timing of these new provinces and districts must be understood in the
context above. First, we can attribute exogenous shock or what Bertrand calls
“critical junctures” to the timing of territorial change (Bertrand 2004).
“Critical junctures” are defined as moments when particular actors have a
wider than normal range of possible options, and the choices they make
create a significant impact on subsequent outcomes (Capoccia 2007). On the
one hand, the period of reformasi beginning in 1998 embodied a moment of
uncertainty leading in turn to instability and violence (Sidel 2006). But more
broadly, we can see this as a period when political mobilization and new
negotiations about political membership occurred both at the national level as
well as at regional and local levels (Schulte and van Klinken 2007).
The critical juncture helped to shape the particular institutional reforms in
the late 1990s. Democratization and decentralization both provided ways in
which actors could hold simultaneously different interests in territory and for
this reason, work together to effectively carve out new provinces. Said differently,
these institutional reforms shaped both capacity and interests.
On the one hand, democratization created a more liberal political system
where individuals and groups could protest and mobilize without excessive fear
of state retribution. Such mobilization would have been unlikely if not
impossible during the period of New Order authoritarian rule. In these instances,
latent demands for new regions was mobilized on the grounds of regional mar-
ginality. Proponents often argue on ethnic or religious grounds that they have
been marginalized in a particular region and thus would be better served if
they could have “their own” region with “their own” government officials.
But beyond what we might call “political opportunity” democratization
also spurred territorial change because of the clear institutional incentives of
The post-colonial imperative toward centralization 63
territory for key groups. Depending on the organization of electoral districts
and the rules for forming political parties, the creation of new territories
could be an enormous boon to some political parties at the national, regional,
and local level. Democratization and party competition meant that there were
clear electoral implications for creating new provinces. In this sense, while
distinct from gerrymandering, proliferation might share some of the same
motivations. Democratization thus adds a new dimension of competition
particularly through the party system.
For example, the political party reforms of 1999 gave newly empowered
parties the ability to boost their seats in the legislature through territorial
proliferation. A cursory look at the 2004 election results suggests that several
parties were able to add to their total number of seats with the creation of
new provinces. Golkar in particular was the largest beneficiary of new seats
because of their strong support base in the Outer Islands, and the tendency of
territorial proliferation to occur outside of Java. Golkar and PDI-P together
had half the gains while seven other parties share the remaining half. The
largest parties then may have seen this as an opportunity to consolidate their
dominant position in the national legislature and keep open the possibility of
a cross-party alliance. At the same time, the requirement that parties have
offices in at least a third of all provinces also given larger parties an advantage
making it harder for smaller parties to compete (KPU 2003). To be sure, it is
difficult to ascribe electoral motives based on results alone. Party interests
likely depended on the particular matrix of conditions on the ground and in
any case, efforts to contest and win seats may not have translated to victories.
At the same time, new provinces meant the creation of new seats in the
newly created Dewan Perwakilan Daerah (DPD—Regional Representative
Council). While the DPD is a less powerful institution than the Dewan Per-
wakilan Rakyat (DPR—People’s Representative Council), prominent poli-
tical, social, and cultural elites in these provinces often contest these seats as
well. Finally, it is important to note that the advantage for political parties
did not come simply in terms of legislative seats, but also in terms of party
patronage and recruitment. Creating a new province meant a new party office
needs to be built and a new set of officers needs to be chosen.
National interests did not only benefit political parties. The state as well as
its institutions such as the military also had autonomous interests in actually
creating new provinces as well. The experiences illustrated in later chapters in
Riau and West Papua provinces show the involvement of military and state
institutions who were interested in dividing local movements for independence
or autonomy. In this light, the national level actors’ incentives to ally with
local groups makes a great deal of sense.
Similarly, the devolution of fiscal authority and responsibilities created
powerful incentives for local executives, legislatures, and bureaucracy and
other public officials to maximize rent seeking possibilities. In fact, critics of
decentralization have long feared the potential negative problems of devolving
power, such as low capacity, local corruption, and clientelism (Brueckner
64 Political Change and Territoriality in Indonesia
2000; Persson and Tabellini 2000; Ahmad and Tanzi 2002). Malley suggests
that decentralization of power has already also decentralized corruption in
some places (Malley 2003: 115). New regional positions gave added incentives
for rent-seeking starting from the governor on down, as well as a new legis-
lative assembly. A new province in particular requires certain start up infra-
structure including a new governor’s house, a new legislative house, new
bureaucratic offices, and the like. Thus it also promoted a short construction
boom in the area and fill the pockets of those who control contract bids
(Fitrani et al. 2005: 63).
Finally, the incentive to create a new region also came from “legitimate”
economic interests such as gaining a larger share of development funds. The
creation of a new province or regency thus meant an attempt to divert more
funds than is typically received by an area that is part of the older territory.
This type of pork-barrel politics may also have driven incentives for a new
district of province. In this instance, political elites interested in the offices and
benefits that come along with new province creation also attracted potential
supporters by arguing about the economic benefits of a new region.
Conclusion
In sum, Indonesia’s territoriality changed significantly over the course of the
post-colonial era. This chapter has identified broad shifts in the way state–
society relations influenced territorial politics during this period. It has argued
that in the first decade or so after independence, a feeble and vulnerable state
faced tremendous pressures from societal groups and actors. These included
groups wanting a more Islamic state, a more decentralized state, and a more
ideologically leftist state.
But while the specter of state collapse was a real possibility, it was not
necessarily manifested in demands for territorial separatism. Instead, societal
actors took as given the territorial boundaries of the state and sought to
transform the state itself in line with their particular vision. This does not
mean that social conflict lacked territorial dimensions; indeed, territoriality
was important, in several instances. However, even where conflict took on a
starkly territorial dimension, the vision of social actors assumed a territorially
united Indonesian state.
In contrast, this pattern shifted as the state gained more strength toward
the end of Sukarno’s rule and under his successor, Suharto. On the one hand,
both Sukarno and Suharto implemented institutional reforms that sought to
clamp down on social uprising by strengthening the military and centralizing
power. By the 1980s and 1990s, this had proved quite effective, to the extent
that few threats to the state itself existed. In contrast, several societal groups
sought to break away from the archipelago thereby posing a threat to the
territorial integrity of the archipelago.
This shift symbolizes a larger pattern of territoriality in the New Order that
was largely defined and controlled by the state. State interests dictated
The post-colonial imperative toward centralization 65
whether new provinces or districts could be formed and, for the most part,
they were not because the state had little interest or need to cooperate with
local demands for new regions. Local groups for their part had few actors
with whom to form coalitions in a state so tightly controlled by the New
Order elite. Thus whereas domestic territorial changes in the form of new
province creation was commonplace in the early post-colonial era, it proved
much less common during the New Order. This pattern shifted once again
amidst the collapse of the New Order state.
5 Marginality and opportunity in
the periphery
Map 5.1 Map of the new Gorontalo Province next to North Sulawesi Province
Marginality and opportunity in the periphery 67
struggle. The annual event is performed complete with the raising of the
merah putih (Indonesia’s “red–white” national flag), singing of the Indonesia
Raya, and speeches by government dignitaries.
But the ceremony in 2000 had a slightly different tone. The crowd was
larger than in other years, a buzz filled the air, and many of the attendees wore
traditional Gorontalo dress. When the official ceremony ended, a new group
of speakers took the stage. These were leaders of P4GTR2 and PRESNAS,3
two leading organizations advocating the creation of a new Gorontalo province.
Addressing the large crowd at the stadium, H. Natzir Mooduto, a key
organizer of the new-province movement, recalled Wartabone’s famous words
and continued, “Fifty-eight years later to the day, on this Sunday 23 January
2000, we, all the people of Gorontalo, whether inside or outside the region,
declare the formation of Gorontalo Province!” (Nurdin 2000: 77). A few
moments later, Nelson Pomalingo, another leading figure, underscored
Mooduto’s words: “With the blessing of Allah all powerful, on this day, the
23rd of January 2000 that is honored by the January 23 Patriotic Move-
ment, we officially declare the separation of Gorontalo Tomini Raya!”
(Nurdin 2000: 80).
If one resisted the excitement and emotion, this might have appeared a
slightly awkward moment. New provinces cannot simply be declared into
existence. They require extensive bureaucratic scrutiny at multiple levels of
government, capped by legislation passed in Jakarta. Though a lobbying
process was already underway to establish Gorontalo Province, such a bold
pronouncement entailed considerable risk. But like Wartabone’s declaration
in 1942, the statement of provincial independence proved prescient, if pre-
mature. Less than a year later, Gorontalo did succeed in its aspirations.4 A
new province called Gorontalo, mostly Muslim and ethnically Gorontalo,
split away from North Sulawesi Province, which had a Christian majority and
was multi-ethnic.
Why were the Gorontalo so anxious to form their own province? And how
did they achieve their objective so quickly? I argue that, historically, state
formation and centralization divided—rather than unified—different groups
in North Sulawesi, creating a situation I call “marginality in the periphery.”
By this I mean that, while the North Sulawesi region as a whole has histori-
cally been a peripheral area in the national context, stark differences in power
relations evolved within the province such that some groups dominated and
others felt marginalized.
With the foundations for this argument in place, I will also argue that the
timing and success of the new-province movement can be attributed to Indo-
nesia’s political transition. A weakened state and institutional changes affec-
ted the situation at a key juncture, when a variety of actors at the local,
regional, and national level developed an interest in seeing through the crea-
tion of a Gorontalo province. Together, the historical and more contemporary
narratives explain why a new-province movement in Gorontalo emerged and
why its advocates were successful.
68 Political Change and Territoriality in Indonesia
More importantly, the experience of Gorontalo shows us how territorial
change was triggered by concrete material kinds of exclusions. A new pro-
vince was seen as a mechanism for redress after years of economic and poli-
tical marginality. While the movement articulated itself through differences
highlighted in ethnicity and religion, I argue that the main source of grievance
emerged in the context of Minahasan dominance in the province.
At the same time, movement actors worked hard to make connections and
build coalitions at the national and regional levels. This was possible, I argue
because national actors had their own incentives for creating a new province
including political institutional incentives. Groups worked together both in
Jakarta and in the regions to make a new Gorontalo province a reality.
The case of Gorontalo also reinforces two broader arguments in the book.
First, the process is not simply being undertaken in the interests of adminis-
trative efficiency, as many policymakers and public officials at both the
national and local levels claim.5 This phenomenon of territorial change needs
to be seen as a profoundly political process, undertaken by actors with clear
political and economic interests at the local, regional, and national levels.
Nor should this trend toward new-province formation be understood as a
general movement seeking regional autonomy in the conventional sense.
This chapter argues that examining territorial change tells us important things
about regional politics, particularly about the alliances and cooperation
that take place within and between regions and centers. The experience in
North Sulawesi illustrates that regionalist aspirations in the so-called
“periphery” can actually be “positive-sum.” I show in depth the actors at
multiple levels who had interests and worked together to form the territorial
coalitions.
The following section highlights North Sulawesi’s diversity, noting how the
province has been compartmentalized according to religion, ethnicity, and
territory. The chapter then shows how attempts to incorporate North Sula-
wesi into the state formed the basis for an imbalance of power among differ-
ent groups, and it examines Indonesia’s political crisis of 1998 and the way
democratization and decentralization reforms triggered the movement to
create new provinces. Finally, it addresses how the interests of political elites
converged with those of various societal groups, facilitating the establishment
of Gorontalo province.
These demographic patterns not only highlight the diversity in the region.
They also illustrate the way in which ethnic identity and territory correspond
closely with one another. This correspondence—or compartmentalization—
provided an important precondition that facilitated the breakup of North
Sulawesi province. Compartmentalization should be understood as more than
just the clustering or concentration of different groups in close proximity to
one another. It refers to the particular way in which different groups are
brought together under the same overarching territorial institutions (in this
case, the province) by the state.
Most ethnic groups in the region formed a majority population in their
own districts; only in urban areas, such as the provincial capital of Manado,
was this not true. Thus, each of the sizable ethnic groups arguably had its own
“homeland.” Circa 2000, the Gorontalo could be characterized as an ethnic
group with most of its members living in the district of the same name, where
most people adhered to Islam. This kind of correspondence between ethnicity,
religion, and territory made it easy, when the time came, for advocates to
highlight the differences among groups in the region and claim the right to
“upgrade” the territory, from, say, a district to a province.7
To be sure, compartmentalization alone cannot fully explain why certain
provinces split apart. Many provinces throughout Indonesia have multiple
ethnic or religious groups occupying a single administrative region, and most
have remained intact. The process by which territorial administration in
North Sulawesi has historically been carried out is also critical to under-
standing group relations in the region and explaining the impetus toward the
formation of a separate Gorontalo province.
Divergent nationalisms
If colonialism sowed the seeds of emerging differences and inequality in
North Sulawesi, nationalism might have been expected to ease them. A
common enemy often forces groups to set aside their differences. However, the
nationalist experiences of the Minahasa and Gorontalo diverged during this
period, in part due to their respective colonial relationships with the Dutch.
The Minahasa viewed nationalism through the lens of their special colonial
status, making their support of the budding Indonesian independence movement
more complex and conditional than it was in Gorontalo.
In the early twentieth century, at least three different models of Minahasa’s
political future stood side by side. One model advocated for Minahasan inte-
gration into the Dutch Republic as its twelfth province (Twaalfde Provincie)
(Henley 1996: 154). Others, such as supporters of the Perserikatan Minahasa,
pushed for more autonomy and, ultimately, national independence (Henley
1996: 154). But by the 1920s, considerable communication between the Min-
ahasa and other groups in the Dutch East Indies led to a growing sentiment
for the third model: pan-archipelagic, Indonesian nationalism. Leaders such
as Sam Ratulangie thus attempted to straddle Indonesian and Minahasan
nationalist interests (Leirissa 1991: 101). Intent on preserving Minahasan volk
identity, with the long-term goal of establishing an independent nation-state,
Ratulangie ultimately compromised by agreeing to a federal model for the
Indonesian state that would give states a great deal of autonomy (Henley
74 Political Change and Territoriality in Indonesia
1996: 132). All of these experiences served to make Minahasans conscious
and self-aware of their own identity during the nationalist period. Notably,
each model sought to highlight and institutionally preserve Minahasan identity
and privilege in one form or another.
In contrast, the ethnic Gorontalo faced fewer internal dilemmas when
responding to the archipelago’s nationalist experience. Leaders, including
Nani Wartabone, had studied on Java, attending schools such as MULO
(Meer Uitgebreide Lagere Onderwijs, or Extended Elementary Education) in
Surabaya, and mixing with other future nationalist leaders from Java. In
1923, Wartabone pushed to establish Jong Gorontalo, a branch of a national
youth organization, and in 1928, he also established the local office for the
Partai Nasional Indonesia (PNI, or Indonesian Nationalist Party) (Hasa-
nuddin 2004: 158). When PNI disbanded in 1931, it was replaced by Partai
Indonesia (Partindo), and a new branch was established in the region with
many of the same PNI leaders and organizers in place (Hasanuddin 2004: 159).
PNI and Partindo were secular nationalist organizations, but Islam also played
a key role in the nationalist movement in Gorontalo. By this time, Sarekat
Islam, an Islamic political party, had reached Gorontalo, having been introduced
into the region by the 1923 visit from H. Umar Said Cokroaminoto, leader of
the organization. Cokroaminoto and others saw Islam as a way of opposing
Dutch colonialism and forming the basis for national pride. In 1928, Sarekat
Islam officially opened a branch office in Gorontalo (Hasanuddin 2004: 154).
For these reasons, the Gorontalo did not harbor pro-Dutch sentiments nor
have clear aspirations for independent statehood in the way the Minahasa
did. Their experiences embedded them firmly in the nationalist struggle and
strengthened their desire to throw out the Dutch occupiers. Note the explicitly
nationalist message in this statement made by Nani Wartabone on Patriot
Day in 1942: “Pada hari ini tanggal 23 Januari 1942, kita, bangsa Indonesia
yang berada di sini, sudah merdeka, bebas lepas dari penjajahan bangsa
mana pun juga. Bendera kita Merah Putih. Lagu kebangsaan adalah Indonesia
Raya” (Niode and Mohi 2003: 38).10
Only World War II and the experience of Japan’s brutal occupation began
to bring the Minahasa and Gorontalo into the same Indonesian nationalist
fold. The Dutch had made some effort to suppress notions of Indonesian
nationalism, but when Japanese troops invaded, they forced their way into
houses with bayonets and demanded to know whether occupants were “Dutch
or Indonesian?”, to which the only safe response was, “Indonesian” (Henley
2002: 150). This meant that, for the first time, a pan-archipelagic nationalism
would be embedded in North Sulawesi, with the Minahasans and the Gorontalo
expressing similar aspirations and nationalist goals.
A lonely rebellion
The Japanese occupation ended in 1945, after which the Dutch attempted to
retain power over Indonesia. Those attempts ultimately failed, and in 1949
Marginality and opportunity in the periphery 75
the Dutch granted Indonesia sovereignty. The different groups in North
Sulawesi jointly opposed Dutch attempts to regain a foothold in the former
colony. In order to fight the returning Dutch forces in Northern Sulawesi,
reinforcements were sent from other regions, including Makassar (Niode
2002: 68). But by the end of the 1950s, the rise of regional rebellions put
the Minahasa on a different trajectory from its local neighbors yet again.
Whatever affinity the Minahasa and Gorontalo felt in their shared opposition
to the Japanese and the Dutch in the 1940s was largely shattered in the
post-independence era.
From 1958 to 1961, North Sulawesi waged war against the central govern-
ment in what became known as Permesta (Perjuangan Semesta, or “General
Struggle”). The rebellion began as a reaction against the perceived over-
centralization of the Indonesian state, and particularly its “Java-centric”
focus, imposed at the expense of the archipelago’s “Outer Islands.” Leaders
cited the economic imbalance and, in particular, Jakarta’s restrictions on the
export of natural resources. The military officers in the region had a sub-
stantial stake in commodities such as coconut (copra, the dried kernel of the
coconut) and wanted to export it abroad at the international market price.
But Jakarta maintained a monopoly on the commodity and required Indo-
nesia’s “Outer Islands” to sell their commodities to Java at slightly above half
the international price, thereby infuriating regional producers (Harvey 1977: 3).
Initially, Permesta was based out of Makassar in southern Sulawesi and
consisted of a relatively broad coalition of dissatisfied Outer Island officers.11
But in independent consultations, officers in the south decided to negotiate
with the central government and quickly reached a settlement.12 The officers
from North Sulawesi, largely Minahasan, were not satisfied with the terms of
negotiation and opted to fight.
The Minahasa in North Sulawesi proved to be the most determined com-
batants in the Permesta rebellion, in large part because they had the most at
stake. Since they were Christian, and economically better off, they also made
up a disproportionate percentage of the military. But those very character-
istics also made them the object of resentment regionally, and thus the Min-
ahasa received little support from their neighbors after government retaliation
began. Permesta thus became a Minahasan problem.13 Though initially suc-
cessful in confronting the central government’s military force, Permesta
quickly collapsed once the central government captured Manado through
aerial bombardment and the dispatch of army troops.
Even a cursory study of Permesta brings the experiences of the Gorontalo
and the Minahasans into sharp relief. Narratives in Gorontalo emphasize
how the people of Gorontalo opposed Permesta. The nationalist Nani War-
tabone took part in resisting this rebel movement, declaring that “we did not
recognize PRRI/Permesta as a part of the Unitary State of the Indonesian
Republic.” Wartabone joined with battalion 512 and a detachment of batta-
lion 715 Hasanuddin and led a sweep of Gorontalo to clear the region from
the threat of Permesta, a feat accomplished by 1958 (Niode 2002: 68).
76 Political Change and Territoriality in Indonesia
Permesta proved a defining moment in the history of the region. It not only
affected relations between the Minahasa and the central government, but also
served to further distance the Minahasa from the other groups in North
Sulawesi. Looking back, we find that many of the Minahasan interpretations
insist that the rebellion was primarily about reforming a system of governance
skewed toward Java. But the narratives of other groups, like the Gorontalo,
tend to identify the Minahasa and their rebellion—rather than Jakarta—as
the most notable threats during this period.
Introduction
In Gorontalo, territorial change emerged in the context of national institu-
tional change and local difference which became territorially politicized and
made a new province easy to imagine. However, it is important to note that
not all experiences in Indonesia mirrored Gorontalo’s. Despite all the mobi-
lization that took place in the push for a new province, the overall process in
Gorontalo proved remarkably smooth. Furthermore, the idea of a new pro-
vince as a form of political, cultural, and economic redress is not the only
way in which new province movements have been triggered.
This chapter explores the experience of Riau province, which split into
two in 2004. Located on the eastern coast of Sumatra, the district of Archi-
pelagic Riau, or Kepulauan Riau (Kepri), split away from its mainland
counterpart of Mainland Riau, or Riau Daratan, after several years of
wrangling. Here, actors in both regions shared the same religion (Islam), the
Map 6.1 Map of the new Kepulauan Riau Province next to Riau Province
88 Political Change and Territoriality in Indonesia
same relative ethnic diversity, and approximately the same level of economic
development. Furthermore, as one of the wealthier provinces in Indonesia, some
groups in the region pushed for a pan-Riau autonomy and independence move-
ment after the fall of the New Order. Contrasted with Gorontalo, Riau’s split
can tell us then about the variety of ways in which territorial change has
occurred in Indonesia and what that says about territoriality more broadly.
The debate about territoriality in Riau reflects a debate about different
kinds of membership. By membership, I refer to the way individuals see
themselves and others as part of (or not part of) a given community. At least
three different kinds of memberships were at stake. On the one hand, there
was a fundamental question about membership within the larger Riau pro-
vince and Kepri’s relationship with the Riau daratan. At the same time, there
was also a question about who could truly claim to be an orang Kepri. And
finally, interwoven between these two tensions was the question of Kepri’s
place in the larger Indonesian nation-state. These local, regional, and national
memberships are not mutually exclusive from one another, nor are they
necessarily nested within one another. Instead, the experience in the Riau
region shows the dynamics between different kinds of memberships and the
conflict and struggle that can emerge in times of change.
I begin with a narrative of the movement for a new province of Kepri. I then
take stock of the ethnic, religious, and economic background of both daratan
and kepulauan, arguing that stark differences such as those that appear in
Gorontalo do not exist in the same way in Riau. Instead, contestation over
membership within Kepri, in the larger Riau province and ultimately within
the Indonesian nation-state, help to explain the provincial split.
National membership
Also driving the debate for a new province of Kepri was a discussion of its place
in the Indonesian nation-state. In part, Kepri’s rejection of Riau was based on
what they deemed their already direct connections to Jakarta. At the same
time, national-level initiatives to allow Kepri to go forward also show how
actors in Jakarta were also concerned about mainland Riau’s membership in
the Indonesian nation. In that regard, support for Kepri was in many ways a
game of divide and rule for national groups, particularly the military.
On the one hand, economic development discussed earlier meant that the
archipelago had unusual and direct links to Jakarta. This is particularly evi-
dent in the New Order’s involvement in the Batam Islands, one of the engines
of the economy in Kepri. Under Habibie, BIDA and Batam became very
much a family business. He assigned his younger sister Rejeki Sudarsono as
head of the Batam Family Foundation, an organization that was accused of
holding an indirect monopoly over the island’s schools and hospitals. He also
placed his brother-in-law, Sudarsono Darmosuwito as head of BIDA’s daily
operations allowing him to build a small business empire. Habibie’s son
Thareq Kemal and his brother Suyatim Abdulrachman were also awarded
rights to build ship facilities on the island. The two, along with another son
Ilham Akbar, held interests in BatamIndo Industrial Park facility. Suyatim
also had separate stakes in sea-transport companies in Batam (Tesoro 1998).
President Suharto’s friends and family were also clearly a part of the BIDA
patronage structure. One of his closest business partners, Liem Sioe Liong,
formed a partnership with two other Singaporean companies to build an
industrial park for electronics companies (Malley 1999b: 424). Suharto’s sons,
“Bambang” and “Tommy,” were also said to have substantial stakes in busi-
ness related to BIDA. That the very top leadership of the Indonesian gov-
ernment was invested in large stakes of development in the Riau Islands also
suggests the possibility that a major reason for central government support to
create a new province was to guard over that wealth.19
Politically, this suggests that part of the fight for a new province was about
Batam and its economic resources. Some in Kepri expressed concern that
Batam would be extricated from the region altogether and made its own
administrative region called Barelang (which includes Batam and some sur-
rounding islands of Rempang and Galang). And so from the local perspective, a
swift resolution of a new province and Batam’s place in that province was
critical in order to retain the considerable economic resources of Batam.20
At the same time, actors in Riau sought to build national-level support for
a new Kepri province by exposing the alleged activities of the sovereignty
movement on mainland Riau. In particular, local activists fanned the flames
of Jakarta’s apprehension with Riau Merdeka. Supporters of Kepri province
Territoriality and membership 103
went so far as to present “evidence” showing how well prepared the groups in
mainland Riau were in declaring independence. This raised concern with the
President (Megawati at the time) who allegedly called together military advisors
from various military branches and departments.21
This resulted in the involvement of two intelligence agencies who aided
local groups in the process of Kepri’s split. The first of these was the National
Intelligence Agency or BIN. Reports in local media suggested that leaders
such as Hood worked to pay off legislators by employing agents of BIN who
then carried out the actual payoffs. Allegedly the acting agent was a two-star
Army officer (Tanjung 2002). The money used for payoffs was from the gov-
ernment office of Kepri Regent Huzrin Hood (Tanjung 2002). At the same
time, in an unusually public move, Major General Muchdi PR a high-level
official in BIN, noted that he strongly supported the creation of a Kepri province
and called for patience as the administrative details were finalized.
The Badan Inteligens Abri or BIA also took a strong interest in new pro-
vince formation. The commandant of Satuan Tugas at the time lent their
support to local activists. Abri’s intelligence unit had closer connections to
local leaders of the movement and offered a quid pro quo. Specifically they
exchanged support for Kepri as long as they were willing to oppose initiatives
from Riau Merdeka.22 Thus in their official declaration of a new province,
they explicitly state their rejection of Riau Merdeka in the very beginning of
the document.23 Also, activists from Kepri staged a walk-out at a general
meeting on Riau Merdeka organized in Pekanbaru.24
The involvement of BIN and BIA suggests that the creation of Kepri was
also considered a matter of national security and more precisely a way to
undermine the Riau separatist movement. This logic of divide-and-rule makes
particular sense because of the potentially complementary economic resources
between Riau and Kepri. Riau mainland is rich in natural resources while
Kepri has focused on foreign investment, manufacturing, and export growth.
Furthermore, the military may have had an interest in new provinces and
kabupatens because the process increases the number of postings and thus
more places where officers can be posted.25 Thus, one of the most receptive
political parties to the efforts of the movement was the ABRI party. Activists
noted that key ABRI party members actually introduced the efforts in the
parliament and pushed it through.26 But other national parties also had inter-
ests in creating a new province. Golkar, for example, was one of the major
beneficiaries. They ended up having a plurality of the seats in the provincial
legislature. PDI-P, which also supported the bill, emerged with the second
largest number of seats in the legislature. In the end, Golkar candidate Ismeth
Abdullah also won the election for governorship. Abdullah had also been
Habibie’s successor at BIDA after Habibie became vice-president to Suharto.
Thus he had close connections not only with Golkar but with the New Order
figures invested heavily in Batam.27
Activists for Kepri also lobbied other political parties including organizing
a Musyawarah Partai Partai Politik Kepulauan Riau in Jakarta in September
104 Political Change and Territoriality in Indonesia
2003. Representatives of the major parties were all invited, including Golkar,
PBR, PNBK, PBB, PKB, PAN, PKS, PDIP, and PPP. This meeting was
designed to address and alleviate any perceived problems to new province
formation for the national level legislators who would ultimately be voting on
the bill to allow the Riau Islands to become its own province. In general,
local offices of national parties benefited also because of new infrastructure
and new patronage. Each province has a party headquarters which would
otherwise have remained in Pekanbaru.28
In fact, in the case of Riau, the national legislature actually passed the law
to approve the creation of Kepri province before there was any approval from
the governor and the provincial legislature, as stipulated by law. This became
so contentious that opponents brought a suit before the Supreme Court of
Indonesia. The Court ruled in favor of the legislation arguing that the gov-
ernment did indeed have the right to create a new province, even without the
approval of the provincial-level government.
National membership then, became a critical way in which the debate
about a new province came to be mediated. National political elites in the
legislature as well as the military saw national unity as a principle reason to
support Kepri’s provincial aspirations especially because it undermined any
potential threats of a mainland Riau province that sought independence or
even unreasonable levels of autonomy.
Conclusion
By 2004, the Riau Islands had finally achieved provincehood after nearly five
years of wrangling in Jakarta and at the regional level. On the one hand,
Kepri’s case illustrates similarities with other cases of new province formation
and territorial coalitions or the linkage politics between center and periphery as
well as between social movements and political elites. Political, social, and
economic linkages between different administrative levels play important parts
in other regional splits. In this sense, the experience of Kepri is consistent with
the larger argument made in this book that coalitional politics are critical in
understanding the territorial changes undertaken during Indonesia’s transition.
Kepri did face major stumbling blocks, most notably from its “mother
province.” Because of the autonomy movement on Riau that sought pan-
provincial integrity, many individuals and groups organized and mobilized
against Kepri’s move. But ultimately, they were not able to build as strong a
coalition as the proponents. The best they were able to do was to slow the
process down. The provincial-level actors were more isolated from allies at the
national level because of their support for either independence or federalism.
And there was scant collaboration between provincial elites and local-level
opponents of proliferation in Kepri proper.
In this way, Kepri’s experience also has to be understood as occurring in a
particular historical context of the region where post-Suharto reformasi move-
ments led to regional tensions between Riau and Jakarta. These dynamics
Territoriality and membership 105
then affected other intra-provincial relations in a way that drew Jakarta and
Kepri together with a common objective of marginalizing Pekanbaru. Said
differently, national institutional changes can filter down to the locality in
different ways and thus create different kinds of experiences in the regions.
In particular, much of how we can understand Kepri’s push for a new pro-
vince can be thought about in terms of membership and the redefinition and
interaction of multiple kinds of identity at the local, regional, and national
level. Said differently, the movement for a new Kepri province needs to be
understood as a triangular politics between Kepri, Riau daratan, and Jakarta
where the former sought to restore lost political and cultural status by linking
directly with Jakarta rather than joining an independent Riau.
Part of this story of membership included a rejection of inclusion in mainland
Riau. When Riau mainland wanted to secede from the Indonesian state, Kepri
had little need or interest in going along. Whereas the mainland was fed up with
its “exploitation” and felt it had the resources to go its own way as an inde-
pendent state, the Islands were much more cautious. They had benefited greatly
from New Order era projects, particularly the Batam Industrial District. But
actors in the mainland were reluctant to let such an important source of income
go. Riau Archipelago’s international trade ties and industrial development zones
could nicely complement the natural-resource-driven wealth on the mainland.
Membership is often articulated through particular discourses that have
been employed as a way to highlight difference. This was certainly the case
between Kepri and Riau daratan. Actors on Kepri highlighted their distinct
Malay lineage as well as their different economic development patterns. Some
of these narratives, we have seen produced internal tensions between groups
including the religious elites and the secular groups. In this sense, there were
debates about membership within Kepri itself despite the consensus rejecting
membership with Riau daratan.
Territory and the drawing of a new provincial boundary between daratan
and kepulauan can thus be understood as a way of validating that difference
in a legal and physical way. In this way, I argue that while material incentives
play an important role in thinking about the new province movement, they
underlie a broader notion of cultural and political status that came to man-
ifest itself after the fall of the New Order regime in the context of decen-
tralization and democratization. To be an “orang Kepri” meant not so much
a rejection but a refinement of being an “orang Riau” and it did embrace the
idea of being a “orang Indonesia.”
Ultimately, Kepri’s experience reinforces the notion that the creation of new
provinces and new districts does not pose a particular threat to its territorial
integrity in the way that the “old” regionalist movements had. The internal
fragmentation has a centripetal element that maintains and even strengthens
the territoriality of the state. While the long-term impacts are difficult to
assess, it suggests that Indonesia’s cohesion, so commonly questioned in the
early days of reformasi, shall persist and even thrive despite deep changes in
political and territorial structure.
7 Elite conflict and pressure from above
Dividing West Papua
Introduction
On January 27, 2003, President Megawati Sukarnoputeri issued Instruksi
President No. 1 calling for the division of West Papua into three separate pro-
vinces (Kompas 2003b). The presidential fiat determined the boundaries among
the three provinces, gave guidance on the creation of provincial legislatures,
and activated the positions of governor and other parts of the bureaucracy for
the new provinces (ICG 2003: 7).
Megawati’s Inpres actually revived Law No. 45 passed in October of 1999,
calling for a similar division of Papua. That law had been cast aside in 2001
when the government led by then-President Abdurrahman Wahid proffered
special autonomy status to Papua Province.1 Thus Megawati’s decision to
resurrect Law 45 came as a surprise to many. It had been made without broad
consultation among Papuans despite the significant implications of such a
move (Chauvel and Bhakti 2004: 39).
Map 7.1 Map of the new West Irian Province next to West Papua Province
Elite conflict and pressure from above 107
As such, the 2003 Inpres provoked strong opposition. All the Papuans in
the national legislature opposed the split. In addition, major leaders of the
provincial assembly, the local Golkar party, senior political figures, aca-
demics, major NGOs, and representatives from religious groups all voiced
their opposition. The local Papuan Presidium Council, an executive council
composed of Papuan leaders, also opposed the split as did most student
groups in the area (Chauvel and Bhakti 2004: 38). Opponents were strong
enough to stop the creation of a Central Irian province, while West Irian
province was ultimately approved after a significant delay.
As in other places, Jakarta’s call for new provinces centered around argu-
ments of efficiency. Since 1999, the number of districts in West Papua had
increased from 14 to 28 (Kompas 2003e). No other province in Indonesia had
so many districts and thus new provinces would enable better, more effective
management of the province (D. King 2003: 91). A local official who sup-
ported Megawati’s decision noted, “Every time we go from Manokwari or
from other districts to go to Jayapura (the capital of West Papua), it’s hard to
meet the governor. He’s either in Jakarta or abroad” (Kompas 2003e). But
once again, arguments of efficiency belie a deeper politics.
Papua’s reasons for the split seem to have little in common with the pre-
vious two examples in Gorontalo and Kepri. On the one hand, there is little
evidence that the people in West Irian felt marginalized or frustrated with the
rest of the brethren in West Papua province. Similarly there appears to be
little debate regarding different types of membership or assertion of local
“West Irian” identity.
What this case shows is that Papua’s fate was tied up in intra-elite conflicts
in Jakarta about its future in the Indonesian nation-state. While few in
Jakarta supported full-on independence, there were splits among policy-
makers and elites about how much and what kind of autonomy Papua should
have. In particular, the Wahid administration promoted a vision of “Special
Autonomy” for Papua, while his successor, Megawati, envisioned Papua as a
much more integral part of the Indonesian nation. Different alliances between
these actors and political parties, the military and other elites helped to trigger
the push for a new province in Papua.
In this sense, this third case of territorial change illustrates an example of a
new province created by the central state, largely for national interests
including military/security reasons as well as national-level parties. While the
security imperative also influenced the case of Riau, it dominated West
Papua’s split because of the region’s ongoing separatist movement and its
natural-resource wealth.
More importantly however, the chapter highlights that even in such a case,
actors at the local level, particularly local elites who also had clear interests in
seeing new provinces created, worked together with national-level actors to
make the new provinces a reality. In this sense, the chapter highlights the
continued importance of territorial coalitions as Jakarta could not accomplish
its goals alone.
108 Political Change and Territoriality in Indonesia
In the following I give some background to the setting of the region, high-
lighting the area’s diversity and contrasting it with both the North Sulawesi
and Riau cases. I then explore the process of state formation and how
Papua’s experience of Indonesian rule influenced regionalist movements.
Ultimately these then explain why and how the province of West Papua
becomes divided.
In the region of West Irian, it shall for the time being, be prohibited to
undertake political activity in the form of rallies, meetings, demonstra-
tions or the printing, publication, announcement, issuance, dissemination,
trading or public display of articles, pictures or photographs without
permission of the Governor or an official appointed by him.
(Tebay 2003)
There was also a wave of migration from Java to fill the new posts of the
bureaucracy under the new provincial government based in Jayapura. Sukarno
114 Political Change and Territoriality in Indonesia
appointed Papuan Elierzer Bonay as governor, but he was dismissed after
openly expressing nationalist sentiments (Saltford 2003: 79). Bonay fled
abroad and later criticized Indonesian repression, noting that the prisons in
Papua were full and that his role as governor had been nothing more than to
be a puppet for the Indonesian government (Osborne 1985: 33).
As Indonesia’s military presence in the region strengthened, it fostered
more and more resentment. Under the New Order government of 1965,
repression became stronger with many Papuans jailed for petitioning inde-
pendence (Saltford 2003: 79). The Organisasi Papua Merdeka (OPM) was
formed in 1965 after emerging as a loose resistance force. But OPM lacked
strong organization and resources, often fighting with only the most basic of
weapons. The Indonesians in contrast tended to be very well armed and used
disproportionate force.
By 1969, the New Order regime under President Suharto was firmly in
place and had already begun to capitalize on the new territory and its rich
natural resources. Copper and gold deposits were discovered in the region as
early as the 1930s and mining became the single largest industry in the region.
The region was also heavily forested providing a boom in the timber sector.3
And it contained several oil and natural gas fields.
Papua’s resource wealth fit nicely into the developmentalist ideology of the
New Order regime. The exploitation and export of natural resources was one
of the cornerstones of the development model and in turn also helped to
boost the regime’s legitimacy. To that end, Papua’s role in Indonesia shifted
from a predominantly symbolic one to an economic one as well.
For the regime, the natural resources provided a large portion of economic
growth for the country. In 1967, the Suharto government signed an agreement
with New Orleans-based Freeport McMoran Copper and Gold Inc. to
establish an Indonesian subsidiary to extract minerals in the south central
portion of the province. By 1991, Freeport was mining the Grasberg Ore, the
world’s largest gold deposit and the third richest copper deposit. Because of
low costs, Grasberg also became the most profitable copper-mining operation
in the world (D. King 2003: 23). In the 1990s, Freeport became the largest
taxpayer in Indonesia, paying about $180 million per year in taxes, dividends,
and royalties. It was also West Papua’s largest employer and the source of
over half of the region’s gross regional domestic product (Blair and Phillips
2003: 51).
Along with Kalimantan and Sumatra, Papua has been a key center for
forestry and logging activities and several international and domestic compa-
nies have established a presence throughout the area. In Papua, the logging
industry increased more than tenfold over the decade leading up to 1996. The
forestry sector in Indonesia at large includes production of tropical hardwood
logs, plywood, and pulp for papermaking. The value of the industry in Indo-
nesia is difficult to determine but estimates in 1997 suggested that forestry and
wood processing sectors were valued at 3.9 percent of GDP, and exports of
plywood, pulp, and paper were valued at $5.5 billion. This amount was nearly
Elite conflict and pressure from above 115
half the value of oil and gas exports, and equal to nearly 10 percent of total
export earnings (Matthews 2002: 4).
Also, the petroleum industry has been a significant part of the Indonesian
economy particularly in the 1970s. Pertamina has operated in the region, but
its oil reserves have thus far been modest relative to the income generated
from mining and forestry. In 1997, Pertamina partnered with Arco (later
purchased by BP) to build a 24 trillion cubic foot Tangguh natural gas field in
the Western Region of Papua. The field is operated by BP and the natural gas
from the region is exported to China (Blair and Phillips 2003: 54).
The natural resources industry in Papua was closely linked to the cronyism
of the Suharto family. This operated in a number of creative ways throughout
different industries. To cite one example, in February of 1998, Freeport
formed a joint venture with a Suharto-controlled company called PT Nusan-
tara Ampera Bakti, giving the company a 4.7 percent stake in the Grasberg
Ore. In return for its stake, Suharto allegedly paid $315 million of which $254
million was borrowed from commercial banks. Under the agreement, if
Nusantara could not repay the interest on the loans from the dividends
accrued in Freeport, Freeport would make up the difference. In 1999,
Nusantara apparently had $7.6 million in arrears, 3 percent of Freeport’s
$245 million net income earned by the subsidiary (Celarier 1998).
In the timber sector, the Suharto regime was also well known for facilitat-
ing business for its close family associates. In Papua, the Suharto regime dis-
tributed logging concessions to military officials, business cronies, and family
members. For example, one of the largest operations in Papua is the Djajanti
group, which has shareholders who include senior military officers as well as
Sudwikatmono, Suharto’s cousin. Barito Pacific, another timber company is
run by former Suharto ally Prayogo Pangestu. And a smaller company called
Hanurata is controlled by the Suharto family (ICG 2002: 15). Since the end
of the New Order new local and international actors have also entered the
fray. Despite this, the New Order players have managed to maintain a sizable
stake in the market.
An alternative vision
The law to divide Papua was passed in the national legislature and formalized
by Presidential Decree on October 4, 1999.4 But the law also came at the
heels of a leadership change in Indonesia. In October 1999, Abdurrahman
Wahid, the leader of the National Awakening Party, or Partai Kebangkitan
Umat (PKB), and the head of Indonesia’s largest Islamic organization, Nahdlatul
Ulama (NU), ascended to the presidency. Wahid emerged after fractious nego-
tiations in the national legislature where he outmaneuvered PDI-P’s Megawati
Sukarnoputeri, despite the fact that her party won the most votes in the general
elections. President Wahid was widely perceived to be both moderate in his
religious views and liberal in his political leanings. For Papua, this indicated a
new opening for negotiation with the government. Wahid reopened dialogue
with the Papuans and effectively canceled the proposal to split the region
(Kompas 1999b).
In light of the new liberalization, Papuans began to organize once again.
On December 1, 1999, marking their commemoration of Papuan “indepen-
dence” as marked by the Manifest Politik, Papuans organized flag raisings
throughout the region. Similar ceremonies took place in 11 of the largest
towns in the province involved tens of thousands, possibly hundreds of thou-
sands of participants, and proceeded remarkably without violent retaliation
from the military (Bertrand 2004: 155). In late December 1999, President
Wahid decided to spend New Year’s Eve in the capital of Papua, Jayapura,
and took the opportunity to meet with representatives of Papuan organiza-
tions. In these discussions, he agreed that Papua could raise their national
Morningstar flag as long as it was hung 30 cm below an Indonesian flag. He
also allowed the region to be referred as Papua, rather than Irian Jaya. And
significantly, he granted approval for Papuans to organize a Papuan Congress
(Mote and Rutherford 2001: 131).
In February 2000, Papuans from throughout the province convened a
Musyawarah Besar (or MUBES) to discuss the future of West Papua. At the
end of their meeting they reaffirmed their goal to separate from the Republic
of Indonesia. In turn they elected a Presidium of 18 members including
representatives of churches, women’s groups, customary landowners, former
political prisoners, students, youth and business professions. The MUBES
concluded with a decision to organize a broader and more inclusive Papuan
Congress. The Congress, held in June of 2000, brought together 501 envoys
from different regions of the Papua and over 21,000 local and international
observers. Resolutions adopted at the Congress rejected the outcome of the
Act of Free Choice as well as the New York Agreement forged in 1969
Elite conflict and pressure from above 119
because Papuans were not part of the negotiations (Timmer 2005a: 4). They
also stated that Papua had already declared independence as a state on
December 1, 1961 (P. King 2004: 49).
Despite Wahid’s willingness to dialogue, an independent Papua was
unacceptable to the government and they instead set about designing a set of
arrangements that would give Papua “special autonomy.” This autonomy
would go far beyond the autonomy designed in the 1999 decentralization
laws. In addition to devolving a vast array of powers to the provincial gov-
ernment, it also committed to protect and reinforce Papuan values and ensure
that 80 percent of Papua’s earnings from forestry, fishery and mining revenues
would go to the local government as well as 70 percent of oil and natural gas
revenues (Blair and Phillips 2003: 42). Significantly, it also provided for the
creation of the Papuan People’s Council or the Majelis Rakyat Papua (MRP).
The MRP was designed to be a representative body of Papuan indigenous
leaders who would protect and promote Papua’s cultural values. Special
autonomy was broadly interpreted as a significant concession on the part of
the government and supported among much of the Papuan elite. The law was
passed by the national legislature in October of 2001 (Chauvel and Bhakti
2004: 33).
Conclusion
There are two broad conclusions to draw from the case of Papua vis-à-vis the
phenomenon of provincial proliferation. The first is that the split was very
much driven by the military and security rationale and specifically designed as
a divide-and-rule strategy by national-level players. In particular it seems
clear that the National Intelligence Agency (BIN) working with the Ministry
of Home Affairs were key implementers of this policy. BIN’s role was also
peripherally evident in the previous case of Riau.
The divide-and-rule tactic emerged in the context of a highly-vocal Papuan
independence movement that rejected efforts to integrate into the Indonesian
state, starting from the early 1960s to the present day. Much of the repression
and coercion during the New Order to keep Papua in the Indonesian circle
ironically also helped to solidify Papuan nationalism amidst an exceptionally
diverse population. When authoritarianism in Indonesia was lifted, these
activists demanded that Papua be allowed to go their own way.
The Indonesian state’s reluctance to allow Papuan independence can be
understood on multiple grounds. At a general level, states by their nature tend
to be conservative institutions averse to ceding territory within their sovereign
realm except under the most extreme of circumstances. In the Indonesian
context, East Timor had already gained independence and the state was
highly concerned about the prospect of state collapse and fragmentation.
Violence in Aceh and other regions was on the rise and regions such as Aceh
and Riau were also demanding independence or at least substantial levels of
autonomy.
But beyond the logic of state coherence, it is also critical to point out the
material incentives the state and its various components had in Papua. The
natural-resource wealth in the region generates substantial wealth for the
Indonesian economy, largely through mining and forestry. The military has a
particularly high stakes given the legitimate and illegitimate business gener-
ated in the region. Habibie may also have had personal interests in protecting
many of the New Order’s crony interests in the region. The overwhelming
interests of so many institutions at the national level, including the executive,
key political parties, the military, and the Ministry of Home Affairs/BIN,
help explain why this top-down process was able to succeed despite the con-
siderable opposition among local actors including civil-society and student
organizations.
126 Political Change and Territoriality in Indonesia
This leads to the second general point of this chapter. Even given the
security centric and top-down nature of the splits, the links with local elite
actors were vital for the division to take place. In particular, marginalized
elites who were seeking positions in the government saw the creation of new
provinces as an opportunity to build new patronage networks. In this sense,
there are some parallels of this case to Riau, where national and local elites
forged a coalition and squeezed reluctant provincial actors in the process.
Some may argue that Papua’s case is exceptional because of its historic
exclusion from the Republic in the early years of the Indonesian state. It is
true that in many ways the position of the Papuans is unique or at least out of
the ordinary experience of most other Indonesian regions. Nonetheless, there
are important lessons that can be drawn from this case that furthers our
understanding both of the motivations for provincial proliferation as well as
the nature of its success.
Furthermore, the creation of new provinces in Papua actually subsequently
led several district chiefs, including those from Maruke, Yapen, Waropen, and
Fak Fak, to express a desire for their own districts to become new provinces
(Chauvel and Bhakti 2004: 40). Leaders in smaller cities and towns also
began to argue that their municipalities and not Manokwari should be the
capital of a new province. Though none of these have come to fruition, it
shows that strategy of divide and rule seems to have had some of the effect
that the central actors had hoped it would.
8 Politics of territorial change
Comparisons and conclusions
Territory still matters. Amidst all the strong assertions regarding the impact
about globalization, the end of the nation-state, and its increasingly porous
boundaries, we tend to forget that institutions still depend on territory, and
people still have strong feelings about the places where they live. The nature
of territory may be changing, as it always has, and the Indonesian experience
shows us how complex these shifting forces can be. In Indonesia, the national
state faced pressures of territorial fragmentation after economic and political
turmoil, but emerged mostly unscathed. It has been territorial change at the
subnational level that has come fast and furious.
India
India shares many characteristics with Indonesia and its experience of terri-
torial management. Both countries have enormous populations; India has the
second largest in the world while Indonesia ranks fourth. Both countries are
extremely diverse with hundreds of ethnic and sub-ethnic and language
groups. And both have legacies of colonial rule by Western powers, the British
Politics of territorial change 129
in India, the Dutch in the East Indies, for hundreds of years. Furthermore, in
both countries, the post-colonial demarcation of sub-national units, their size,
shape, and composition of administrative units was the result of a combina-
tion of historical accident as well as strategic and political calculations rather
than any sort of rational or bureaucratic basis (Khan 1992: 39).
One key difference between India and Indonesia was that India chose a
distinctly federal structure and Indonesia chose to become a unitary state.
The diversity of India’s post-colonial state meant that leaders felt there was
little alternative but one that accommodated that diversity through a federal
structure. In contrast, we have seen that Indonesians discarded the idea of
federalism because of its association with Dutch colonial attempts to divide
and rule the archipelago.
Territorially, Indonesia was organized with relatively few sub-national units
that tended to subsume many ethnic groups. For example, Sumatra was initi-
ally designated a single province and then it was split up into three provinces,
and future years would see a reorganization that divided Sumatra further into
more provincial units and thus more aligned along ethnicity.
In India, the reverse was true. The post-colonial organization of states were
considered too small and did not hew closely to ethnic or linguistic lines and
in fact divided many ethnic and linguistic groups. Early proposals to reorga-
nize sub-national boundaries were rejected by national leaders who feared
that it would undermine the basis for Indian nationalism. Key leaders like
Nehru and Gandhi rejected proposals for reorganizing boundaries along lines
of identity.
However, by the 1950s, it became clear that state politicians, regional elites,
and in some instances, ordinary people wanted their states to be organized
along ethnic and linguistic lines. National leaders finally capitulated and, in
1956, India reorganized its internal boundaries and also reduced the number of
states from 27 to 14 including six centrally administered territories. Mirroring
Indonesia, many of these states were quite large and still heterogeneous despite
the realignment. And over the years, India has also occasionally seen the
creation of new states but largely in the context of a reluctant government.
This experience has shifted in recent years when India experienced a new
phenomenon with the creation of three new states: Chhattisgarh, Uttar-
anchal, and Jharkhand (Mawdsley 2002: 34). As in Indonesia, the new states
were justified by the government on the grounds of efficiency. Furthermore, in
all three “mother states,” there were ethno-culturally marginalized groups
often with different languages and distinct ethnic identities. New provinces
were thus usually initiated by civil society movements at the local level
(Mawdsley 2002).
What was different about this most recent wave of territorial reorganization
had to do with the political support from the center. Two institutional changes
drove national parties to support the creation of new states (Stuligross 2001).
First, state-level parties were increasingly successful in national elections
undermining their electoral base. Second, institutional reforms gave state
130 Political Change and Territoriality in Indonesia
governments more budgetary authority over a greater proportion of national
development issues. As a result, national parties relied more heavily on
neglected sub-regions for electoral support but at the same time were not able
to provide substantive developmental benefits for their votes. Thus they pro-
mised institutional change, in this case statehood, instead of development
policies or resources (Stuligross 2001: 18).
This cursory sketch resembles some of the key arguments made for the case
of Indonesia. First, it seems clear there was a popular local process of new
state creation in India driven by local civil society organizations. At the same
time, national-level actors were willing to work in coalitions with local actors
as a way for them to secure legislative seats in national level elections. This
then supports the notion that territorial coalitions play an important part in
new state creation. Furthermore, the entire process takes place in the context
of institutional change, in particular decentralization of fiscal authority.
Here, in contrast to the Indonesian cases, decentralization leads national-
level actors to promote new states. In Indonesia, decentralization tended to
motivate local-level elites. The main difference between India and Indonesia
seems to be the relatively minor role of the state security rationales versus
political parties. In Indonesia we recall that in the Riau and Papua cases, the
state had a concrete interest in preventing secession. In India, the main poli-
tical actors at the national level that benefit from territorial change are
political parties.
Nigeria
The second case study with strong parallels to the Indonesian experience is
Nigeria. The country itself is an amalgam of different colonial territories
consolidated by the British in 1914 (Dent 1995: 129). At independence,
Nigeria formed three regions: a large Northern Region, a smaller Western
Region, and the Eastern Region. In 1967, regions were renamed states and
eight new states were created. In 1976, seven new regions were created. Since
then, there have been sporadic bursts in the number of new states. In many
ways, territorial change was a tool for national territorial unity as well as a
tool for patronage. In terms of state-level changes, Nigeria presents probably
the most spectacular example in the world, having expanded from three states
in 1960 to 37 as of 2004 (Kraxberger 2003: 11).
The territorial change in Nigeria forms a counterpoint to India’s experience
in that early on it was very much an elite led process initiated by the national
state as a form of constitutional engineering. At independence, Nigeria was
organized territorially so that the three largest ethnic groups, the Hausa-
Fulani, the Ibo, and the Yoruba each formed a majority in the Northern
state, the Western State, and the Eastern State respectively (Dent 1995: 131).
Even before independence, politics took on a tri-polar dimension and in 1953,
the constitutional agreement outlined that each region would be granted self-
government under a federal system (Young 1976: 291). This institutionalization
Politics of territorial change 131
created an intense struggle between the three groups culminating in a split in
1964 between the Hausa-Fulani of the north and the Yoruba and Ibo to the
East and West.
By the latter half of the 1960s, the conflict had escalated into a series of
coups and counter-coups. Initially an Ibo general from the East took power,
dismantled the federal structure and claimed a unitary government (Dent
1995: 131). This prompted a counter-coup by groups from the North who
then re-instituted federalism (Dent 1995: 132). The Ibo, having failed to
secure power, then rejected the federal model and pushed for their own
secession. The Eastern region where the Ibo reside was also of strategic
importance for the state as it contains a majority of its oil reserves.
Foreseeing the consequences of such a collapse, Yakubi Gowon, the mili-
tary head of state at the time, divided Nigeria into 12 states: six in the North,
three in the East, and three additional states in the West (Dent 1995: 32). The
creation of new states liberated the minorities from regionally dominant
groups and paved the way for new political alignments (Horowitz 1985: 604).
Said differently, the territorial reorganization shifted power to smaller, pre-
viously marginalized ethnic groups, shattering the political monopoly held by
the three dominant ethnic groups. Declaring the creation of the first set of
new states, Gowon noted that:
The main obstacle to future stability in this country is the present struc-
tural imbalance … while the present circumstances regrettably do not
allow for consultations through plebiscites, I am satisfied that the creation
of new states as the only basis for stability and equality is the over-
whelming desire of the vast majority of Nigerians. To ensure justice, these
states are being created simultaneously
(Hale 2004: 188)
An example of how this affected regional unity can be seen through the
experience of the Northern region. After the splits, only three of the six states
in the northern region fell under direct Hausa-Fulani influence (Young 1976:
306). Thus although the identity of the Hausa-Fulani as a distinct group may
have remained, the structural conditions for them to achieve national dom-
ination was eliminated, and thus the cooperation among the three Hausa-
Fulani states was not guaranteed (Young 1976: 305). Other states fell under
the control of smaller minority ethnic groups as well. Before the institutional
shift, minority parties had little incentive to support candidates because they
were destined to lose. However, new states meant new legislative seats, new
governorships, and perhaps most critically, new seats to the central legislature
in Lagos. A previous minority party from the Northern state subsequently
could control a few (smaller) states and gain one or more federal seats at the
center (Horowitz 1985: 406).
After this initial burst of new states, it became difficult to put the genie back
in the bottle. What then began largely at the national level and eventually
132 Political Change and Territoriality in Indonesia
shifted to a situation where new regions began to demand statehood from the
local and regional levels. The change emerged because the creation of new
states created a localized political environment. Campaigns for new states
were thus increasingly initiated by local politicians, civil servants, and tradi-
tional rulers who stood to benefit most from the establishment of a new state
(Kraxberger 2003). Local elites mobilized support for new states by appealing
to pre-colonial and colonial events, institutions, and precedents, thereby
emphasizing more local identities (Kraxberger 2003). Dent calls this process
“vigorous localism” which he argued enhanced the sense of local ethnic or
clan identity and tied it to a territorial identity leading local communities to
behave with more self-confidence (Dent 1995: 140).
At this point, fears of separatism and state collapse had subsided giving less
impetus of the national unity rationale. But national elites now had a different
reason to promote new state creation, namely to extend patronage to regional
allies. In Nigeria, the practice of prebendalism is common, where individuals gain
office through the support of patrons. Often the relationship between patron
and client in this context occurs along ethnic lines. The creation of a new state
along such lines would be an example of a prebendal arrangement. Furthermore,
state creation was seen as the equivalent of promoting development because it
meant distributing more development funds (from natural resource revenues)
to the new states (Kraxberger 2003: 276). Office holders could skim from the
new development funds in order to repay their patrons for their support.
Nigeria’s experience thus also suggests several parallels to the Indonesian
case. In particular, the notion of constitutional engineering resonates with
national state-led approaches to understand provincial proliferation in Indo-
nesia. Worried about the prospect of fragmentation and state collapse, both
central governments sought to employ a strategy of “divide-and-rule.” There
was also a great deal of local incentives to become a new region. It seems
clear that later movements for new states were more “bottom-up” than they
were “top-down.” At the same time there seems to be cooperation between
national-level actors and local elites in many cases thus lending credence to
the idea that territorial coalitions are an important factor in determining the
success of new regions.
More work needs to be done to compare the dynamics of provincial pro-
liferation in Indonesia with the dynamics of new state creation in both India
and Nigeria. In particular, the territorial coalitions framework needs to assess
local historical and political factors that may require better regional knowl-
edge and first hand investigation. Nonetheless, a cursory look at these coun-
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Index