Professional Documents
Culture Documents
INTRODUCTION
CHAPTER 1
INTRODUCTION
1.1 General
The present global arrangement for the protection of intellectual property was
industrialized across the development period in the West and was next industrialized
well as for Genetic Resources, Instituted Vision and Folklore and in 2009 concurred
might move from a suggestion to WIPO associates to a proper accord that should
vision that develops, sustains and transmits from creation to creation inside an area,
provides protection for a manipulated era to inventions and early works of labelled
people or companies. Their living nature additionally shows that "traditional" vision is
1
World Intellectual Property Organization (WIPO): The Protection of Traditional Knowledge and
Folklore (Proceedings of the WIPO Intergovernmental Committee on Intellectual Property and
Genetic Resources, Traditional Knowledge and Folklore, Eighth Session. Geneva, June 6-10, 2005).
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Recognition of the established forms of creativeness and change as a
permitting original and innate communities and governments to possess a say in the
use of their traditional knowledge by others. This should permit, for example, the
protection of established resources and original fine art and music opposing
exploitation.
Although the ongoing WIPO arbitrations have been commenced and grasped
out generally by growing states, discussions are not clearly going alongside the
"North-South" lines. Governments and Communities do not vitally allocate the same
sights, and a little government in industrialized states, chiefly those alongside original
creative works: verbal expressions - stories, epics, legends, folk tales, poetry, riddles,
etc., musical expressions - folk songs and instrumental music, bodily expressions -
includes beliefs, vision, habits, changes, arts, spirituality and supplementary forms of
world. When the universal proclamation of human rights was adopted in 1948, it was
frankly believed that intellectual property is human rights of all people. Recently,
though, the demand to protect, uphold and safeguard the equitable use of original
intellectual property - traditional knowledge – know how went in the nationwide and
2
inhabitants have been the unauthorized use of non-indigenous clusters, such as
enterprises, of traditional knowledge that has been present form over many decades.
important part of their cultural identity. Traditional vision knowhow performed, and
endures to performed, a vital act in the daily lifetimes of the large bulk of people.
Instituted vision is vital for the food protection and condition of millions of people in
the growing world. In countless states, established medicines are the merely
In supplement, knowhow of the curing properties of plants have been the basis
of countless present medicines. As can be perceived, the endured use and progress of
assortments, and the associated know how performed a vital act in agrarian
pursued to understand and protect established information. During 1981, WIPO and
rights in its global promise to plant genetic resources and in 1992 the Convention on
vision. Till date definitive and universally satisfactory resolutions for the protection
resources and the vision associated alongside genetic resources and the allocating of
benefits emerging from such access. We consequently ponder the connection amid the
2
Ibid.
3
http://www.who.int/medicines/organization/trm/factsheet271.doc (visited on Feb.29, 2017 at 10:30
pm).
3
intellectual property arrangement and CBD principles of admission and profit-sharing
considered here, even though this is mainly a distinct subject, whether geographical
subjects for the states in the ongoing discussions on this subject in the Council for
TRIPs.
Intellectual property refers to the right over properties which are creations of
the human brain i.e. intelligence. The owners of intellectual property rights are
granted rights to certain intangible assets like music, painting, literature, inventions,
symbols, marks, and sounds etc. which are the result of the creation of the mind.
These types of property are intangible in nature, which means the owner can use the
property absolutely and nobody else can use it without the prior permission of the
owner. And during the recent past developments have been taken place in the realm of
IPRs which can be seen in the field of biotechnology, bio diversity and traditional
knowledge. 5 Patent law has been extended to the traditional knowledge of tribal
population in the third world countries like human life, animals, plants,
microorganisms etc. There must be free access to these resources for the survival of
mankind on the globe. The traditional knowledge is always related with the biological
resources, which is to be preserved and protected from outside agencies from being
utilized at the cost of the possessor of such knowledge.6 This traditional knowledge
4
Anderson, Rebert D. and Nancy T. Gallini, Competition Policy and Intellectual Property Rights in the
Knowledge-Based Economy 255 (University of Calgary Press, 1998).
5
Dr. C.B Raju, “Intellectual Property Rights and Traditional Knowledge” 21 Journal of Intellectual
Property Rights 267 (2007).
6
Prof Basavaraju, “Intellectual Property Rights and Traditional Knowledge” 11 Journal of Intellectual
Property Rights 274 (2007).
4
cannot be separated from traditional people. Patent can also be claimed on traditional
knowledge which are new, involves an inventive step and capable of industrial
that has come into force in December 1994 to recognise the important role of
embodying traditional lifestyles important for conservation and sustainable use of bio
diversity and promote the wider application with the approval and involvement of the
holders of such knowledge, innovations and practices and encourage the equitable
sharing of benefits arising from the utilisation of such knowledge innovations and
practices.8
India is one of the country with vast agricultural and ethnic diversity. It is a
hub of traditional knowledge and indigenous culture and ethnicity. There are various
activities which are cultural or traditional based with some indigenous spirit, which
and incomplete. The reason for this that the tribal people are placed in the
disadvantaged position and they are not in a position to enjoy benefit derived out of
plants, folk dance, handicrafts, their music, ceremonies and cultures are not
companies. These companies are making money by fully utilizing their knowledge
7
The Convention on Bio logical Diversity (CBD), 1992.
8
The Convention on Bio logical Diversity (CBD), 1992 Article 8(j).
9
Ibid.
5
without sharing the profit to them. Therefore, the government should take immediate
people. If this is not done, then the big companies, at the cost of the tribal people,
new products. Protection of bio diversity and TK is the inevitable task before the
nations in the interest of mankind. There are many challenges before the third world
countries.
The fact that traditional knowledge has not been covered under this agreement
has raised a host of questions and controversies. There are staunch arguments for as
well as against extending the protection provided in the existing seven categories of
moralistic or emotive in nature. The former focuses on the moral rights theory and
that every person should reap the benefit of his labour or creativity. The developing
countries have argued that their traditional knowledge has been the basis for the
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developed nations. 10 The developing and least developed countries feel that this
knowledge is being plundered by the west and even more so because the developed
focuses on the economic realities of the developing countries, with both developed
how far the existing provisions are adequate & effective necessitates a detailed study
of the provisions of the existing laws, and to suggest sui generis system, if necessary.
A local strategy must be made for the safety of traditional knowledge connected to
biodiversity including agriculture, medicine, and ecology; and, for the safeguard of
India does not have any specific regime related to traditional knowledge, but
laws adopted to effectuate liabilities under the Agreement on Trade Related Aspects
and International Treaty on Plant Genetic Resources for Food and Agriculture
functioning on the protection of TK. India has adopted three interrelated legislations
(Amendment) Act, 2005; the Protection of Plant Varieties and Farmers’ Rights Act,
2001 (PPVFR Act), and the Biological Diversity Act, 2002. There are strong linkages
between these three pieces of legislation and some over-lapping. Whereas the Patents
Act grants patents on plant breeder’s rights (PBRs) and the Biological Diversity Act
10
Craig D. Jacoby & Charles Weiss, “Recognizing Property Rights in Traditional Bio cultural
Contribution” 16 Stan Envtl. L. J. 74, 75-81 (1997).
11
David Downes, “How Intellectual Property Could Be a Tool to Protect Traditional Knowledge”, 25
Colum J. Envtl. 253, 254-57 (2000).
7
1.3 Research Hypothesis
(IPRs) has received lot of attention since the adoption of the Convention on
Biological Diversity (CBD) in 1992, but at times it is alleged that it falls short
knowledge.
traditional knowledge.
make suggestions.
body of knowledge consisting of issues, facts, principles, theories, etc., in the problem
area. After discussing the existing laws on Intellectual Property in India an attempt
has been made to explore theoretical and practical literature and research studies on
the subject to form the foundations upon which this research work is built and also to
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show the rationale of this study. It is pertinent to mention that no socio-legal research
work can be written without consulting latest books, articles, bare provisions, and
internet sources for related studies. The review of the existing literature not only helps
avoid repetition but also provides clarity of concept and better understanding of
the historical background of the Intellectual Property Rights as well as laws regarding
1. Books
explained that the present global system for intellectual property protection as
and authorities, mostly in developing countries, have demanded equal protection for
(ii) F.M. Abbott in his book, “The WTO TRIPs Agreement and Global
Economic Development” explained that some commentators believed that the WTO
had taken the primary role governing the protection of international intellectual
property, while the WIPO had a secondary role, administering the conventions,
providing technical assistance and a forum for secondary rule change (WIPO-
administered conventions).13
12
Achilladelis, Basil and Nicholas Antonakis “The Dynamics of Technological Innovation: The Case
of the Pharmaceutical Industry”, 30 Research Policy, 233 (2001).
13
F.M. Abbott, The WTO TRIPS Agreement and Global Economic Development 72 (Chicago-Kent
Law Review,1996).
9
(iii) Rama Sharma in his book, “Commentary on Intellectual Property
Laws” commented that various legislative enactments undoubtedly provides for the
creation of an efficient system for plant varieties protection, farmers rights and plant
(iv) Philippe Kullet and Radhika Kolluru in their book, “Plant Variety
(v) Meetali Jain in her book, “Global Trade and the New Millennium:
secrets of indigenous and local peoples are either weak or absent in most countries. It
that would enable indigenous and local peoples to apply trade secrets to protect their
14
Rama Sharma, Commentary on Intellectual Property Laws 1539 (Wadhwa and Co. Nagpur, 2007).
15
Philippe Kullet & Radhika Kolluru, “Plant Variety Protection and Farmers’ Rights: Towards a
Broader Understanding”, XXIV Delhi Law Review, 50 (2002).
16
See Meetali Jain, “Global Trade and the New Millennium: Defining the Scope of Intellectual
Property Protection of Plant Genetic Resources and Traditional Knowledge in India” 13 Hastings
International and Comparative Law Review, 215 (1999).
10
traditional knowledge and innovations in modern economic space. For example,
current economic policies of most countries are inimical to the direct use of traditional
to control all uses of their traditional cultural expressions, including works inspired by
them, even if they are not direct copies. Copyright law, on the other hand, permits
building on the work of others, provided there is sufficient originality. The text of the
legal instrument will have to define where the line is to be drawn between legitimate
emerged as an issue in the international agenda; little concrete progress has been
achieved only in the CBD frame work through the adoption of the Nagoya Protocol.
As the Nagoya Protocol requires ratification only by fifty states to come in to force, it
is more likely to come in to force in the near future since developing countries-
account majority of membership in the CBD- have more interest in the international
ABS regime. Whether it will be effective to the extent that fulfils the needs of many
developing countries is questionable, as the CBD still does not include US, the
alleged great Boucher of TK, as full member and considering resistance of other
17
Apte, T. A Simple Guide to Intellectual Property Rights, Biodiversity and Traditional Knowledge
341 (Kalpavriksh, GRAIN, and IIED, Pune/Delhi, 2006).
18
Balasubramanian, K., Herbal Remedies: Consumer Protection Concerns 241 (consumers
International, Penang, 1997).
19
Correa, C. Integrating public health concerns into patent legislation in developing countries 255
(South Centre, Geneva, 2000).
11
(ix) D. Downes in his book, “Using Intellectual Property as a Tool to
protection, meaning they either can smooth the current level of protection given to
2. Articles
the Past, Lessons for the Future” provides that the (existing) intellectual property
framework laid the ground work for the TRIPs negotiations; its weaknesses were
Development and the Public Interest” “provides that India nurtures practice of its
society for an era concerning 5,000 years. The antique scriptures of India encompass
Manusmriti, Kautilya Shastra along with smritis. Organically, India is one of the 12
most biodiverse states globally. With merely 2.4% of the world's earth external, India
reports for 7-8% of the world's recorded species. The varied agro-climatic landscape
of India is a boon. The globe possesses 26 agro-climatic regions and merely India
from the Trans-Himalayan span to the seaside spans of Kerala, Andaman and
20
Downes, D., “Using Intellectual Property as a Tool to Protect Traditional Knowledge”, 3 Madrid:
Centre for international Environmental Law (CIEL) 256 (1997).
21
Balick, Michael, Traditional Knowledge: Lessons from the Past, Lessons for the Future 3, paper
presented at conference, Biodiversity, Biotechnology and the Protection of Traditional Knowledge,
(Washington University in St. Louis School of Law, Conference, April 4-6, 2003).
12
mangroves and rhizomes. The Indian Botanical Survey and the Indian Zoological
Study documented extra than 47,000 plant species and 81,000 species of faunas.”22
Development: Opportunities and Challenges” explain that during the last decade,
the international community and the questions of whether and how to protect TK have
been of increasing practical concern for national policy makers in many countries.
Some countries have ventured to enact specific laws for the protection of TK. The
and protect TK base of the country and indigenous and local community’s rights over
TK. However, the need to address the issue regarding violation of TK within the
existing IPR regime and the need to afford positive protection to TK call for further
(iv) R.S. Crespi, in his article, “Patents and Plant Variety Rights: Is
there an Interface Problem?” presume that in the case of a sui generis system, what
Biological and Cultural Diversity?” explained Article 1 of the TRIPs Accord (on
the nature and extent of obligations) gives a little elasticity in the execution of abilities
of the Agreement. It states in paragraph 1 of that article that associates could, but will
than that needed by the Agreement, endowed that such protection does not breach the
22
Walker, Simon, “The TRIPs Agreement, Sustainable Development and the Public Interest A
Discussion paper” 41 INCU Law and Policy 36 (1997).
23
Nicolas Gorjestani, “Indigenous Knowledge for Development: Opportunities and Challenges”, Paper
presented at UNCTAD Conference on Traditional Knowledge in Geneva, Nov 1, 2000).
24
R.S. Crespi, “Patents and Plant Variety Rights: Is there an Interface Problem”, see also S.K Verma,
“TRIPs and Plant Variety Protection in Developing Countries”, 51 (1995).
13
Agreement abilities. It states that lack of remark of traditional knowledge in the
Accord does not stop each Associate from ratifying legislation to guard such a group
of knowledge.25
3. Miscellaneous
(i) Websites
digital library, Intellectual Property Rights commission, etc. were visited and
consulted for latest information on various issues; a detailed list of all these websites
(ii) Newspapers
Some national dailies like The Hindu, The Financial Express, The Economic
Times, The Hindustan Times etc. were also overviewed on day to day basis for latest
news regarding IPR and Traditional Knowledge in India. A list of these dailies is also
(iii) Reports
level for example: WIPO Report on Fact- Finding Missions on IP & TK, Report of
Commission on IPR, Report of Indian Drugs & Pharmaceuticals Limited, New Delhi.
All these committees reports relates to the rules and regulation regarding Intellectual
(iv) Journals
Various journals like Indian Journal of Legal Studies, Indian Journal of Public
Parliamentary Studies, Journal of Indian Law Institute are consulted for the research
25
Dutfield, Can the TRIPs Agreement Protect Biological and Cultural Diversity? 16 (Bio policy
International ACTS Press, Nairobi, 1997).
14
and some important research papers has been taken from the journals to make the
line resources, newspaper, reports, journals, etc., it is found that there is lack of
review provided further scope of research and analysis which is covered under this
research work.
facts or information about it. Through research men have explored the unexplored for
making human life more comfortable and purposeful. Thus, the urge to re-examine
its aim the discovery of new facts, and their correct interpretations, theories or laws in
Methodology means description, explanation, and justification of methods and not the
methods themselves. It is a plan and procedure for carrying out research. It refers to
research techniques and strategies for obtaining valid information. In the social
Bogdan and Taylor stated that the term ‘methodology’ in a broad sense refers
26
Webster, “Third New International Dictionary of the English Language”, 2 G and C Merriam
Chicago 130 (1981).
15
one approaches the problems and seeks answers 27 . It is the essence of scientific
investigation. In the social sciences, the term applies as to how one conducts research.
Kothari observed that methodology in practice lays down the procedures or steps that
scientific observations28. Goode and Hatt stated that scientific method is the gateway
objectivity.29
This study has been designed keeping in view the objectives, scope as well as
research questions of the study. The methodology of research differs according to the
employed by those undertaking research in law. This is so because, legal rules take
the quality of being doctrinal since they are meant to be the rules that apply
consistently and which evolve organically and slowly. It follows that doctrinal
research is a research into the law and legal concepts. This method has dominant
influence in the 19th and 20th century on the views of legal scholars and jurists and it
The term ‘doctrine’ includes legal concepts and principles of all types- cases,
27
Robert Bogdan & Stephen J Taylor, Introduction to qualitative research methods: A
phenomenological approach to the social sciences, 1(John Wiley, New York, 1975).
28
C.R Kothari, Research Methodology: Method and techniques 1(Wiley Eastern, New Delhi, 1985).
29
William J Goode & Paul K Hatt, Methods in Social Research 35, (Mc Graw Hill, New York, 1952).
30
http://www.eprints.qut.edu.au. (Visited on March 12, 2016 at 6:30 P.M).
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coherence, a segment of law as part of a larger system of law. Doctrines can be
research ‘about’ the prevailing state of legal doctrine, legal rule, or legal principle. A
scholar undertaking doctrinal legal research, therefore, takes one or more legal
propositions, principles, rules or doctrines as a starting point to focus his study on the
theme. It provides for systematic exposition of the rules governing a particular legal
category, analyze the relationship between rules, explain areas of difficulty and,
systematic, logical and reliable study and helps in theory building. Since, it involves
deep study of law and legal principles; it helps in development and improvement of
law also. In this context, evolution and development of law of torts and administrative
law stand as classic testimony of doctrinal legal research.33 Apart from this, it is a
cheap and time saving and provides sound basis for non-doctrinal legal research also.
The present research study is doctrinal and non-empirical research which does
not need any field data or sample collection. The data collection is limited to only
(i) Primary Sources: It includes the study and analysis of legal regime related to
various landmark judgments, etc. All primary sources are studied from analytical
view point.
31
Tricia Mann, Australian Law Dictionary 197 (Oxford University Press, 2010).
32
http://lawteacher.ac.uk/docs/hitchinson_and_duncan.ppt. (Visited on March 20, 2016 at 3:00 P.M).
33
http://chilot.files.wordpress.com/2011/06/legal-research-methods.pdf (visited on April 14, 2017 at
10:00 A.M).
17
(ii) Secondary Sources: The present research work includes the detailed analysis of
texts from legal and non-legal sources, relevant articles, reports, research papers
The main body of the thesis will be organized in the fashion that would give
clear and coherent understanding of the general message of the study, dividing it into
make cross reference to other relevant sections. The present research work is divided
Chapter 1 Introduction
This chapter is designed to draw on the reader, the general picture of the study.
And it gives an insight about the general background, statement of the problem,
Knowledge
This chapter explains the meaning, definitions, nature, scope, importance and
This section includes discussion about why there is a need to legally protect
TK, and what can be achieved. Thus at the forefront of this chapter the main
modalities of protection proposed and adopted will be discussed. The topic entitled IP
and TK, after brief examination of the major objections will raise to IP protection of
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TK, explore and test the potential and legal difficulties in applying different IPRs in
utilization of TK will also be made, along with the discussion on progresses made in
(WIPO - World Intellectual Property Organization). The other strategy that will be
proposed has been debated in different international forum and even adopted in some
countries is sui generis system of Protecting TK, which will be discussed in the same
Indian Perspective
perspectives in India. The chapter shall begin with description of TK system of India
and its role. In the next subsection expectations of TK holders and the objectives India
essential to examine the current policy, legal and institutional mechanisms and other
practical efforts made relevant to the protection of TK, to see what has been done and
provided and what is missing and what shall be done. Therefore, the thesis in this
chapter will systematically try to unpack the problems inherent in the current legal
system and test the feasibility of other possible modalities of TK protection and also
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their efficacy in achieving the stated objectives. After all, it shows alternative
Finally, the main findings of the study will be stipulated and by way of
conclusion and suggestions indication of the potential solutions for the major
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