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Keywords: The outdoor microclimate highly affects the quality of urban outdoor spaces which are essential to a city’s socio-
Outdoor thermal comfort economic vitality. Due to the complexity associated with estimating outdoor thermal comfort (OTC), its study is
Performance-informed design currently only feasible at a high computational cost and time which makes it ineffective in any iterative design
Urban microclimate
process. By coupling physics-based simulations and statistical modelling techniques, this paper presents a
Surrogate modelling
Probabilistic modelling
probabilistic, progressive, and accuracy-adaptive modelling approach for faster spatially-resolved OTC estima
tion that is scalable to large urban neighborhoods. This is achieved through three interrelated strategies: (1)
Throughout the different simulation stages, spatiotemporal OTC categories are displayed with successively rising
confidence levels to support instant design decision-making. (2) Confidence levels are based on probability
distributions of partially known environmental variables such as wind or mean radiant temperature. (3) Wind
distributions across an urban area are initially based on a spatially-informed set of rules and later replaced with
explicit simulations of wind flow fields. The approach is tested against state-of-the-art computational fluid dy
namic simulations for a 3 km2 sample area of San Francisco’s financial district. Results show that scalable and
actionable predictions are achievable at all simulation stages with the percentage of misclassified hourly OTC
ranges during occupied hours falling from 36% for instant climate-based results to 8% and 7% for spatially
clustered wind and building aerodynamics informed predictions which take minutes to calculate for the inves
tigated urban area. The building aerodynamics informed simulations accurately predicts diurnal and seasonal
OTC ranges for, on average, 97% of outdoor points.
1. Introduction exist between the urban thermal environment and the usability of those
spaces [4–6]. Urban dwellers are equally strongly affected by climate
1.1. Motivation change, extreme weather conditions and urban heat island (UHI) im
pacts. According to the Intergovernmental Panel on Climate Change
Recent global urbanization patterns suggest that future growth will (IPCC), the global mean air temperature increases by the end of the 21st
primarily take place in cities, with an estimated two-third of the world’s are projected to range from 1.4◦ to 4.4 ◦ C century across greenhouse gas
population already residing in urban areas [1]. This growth will place (GHG) emissions scenarios [7], coupled with variations in solar radia
additional pressures on cities to create and maintain liveable and tion and wind speeds. In addition to the increasing averages, more
pleasant conditions for the larger population they will need to host and intense and frequent temperature extremes and dangerous
cater for. Urban outdoor spaces play a significant role in the quality of heat-humidity conditions are projected to affect all regions [7]. With a
life, health and wellbeing of city dwellers as well as contribute greatly to warming climate, health risks for urban populations are expected to
the city’s socio-economic vitality through accommodating daily pedes intensify ranging from thermal discomfort to heat stress, hospitalization
trian mobility as well as providing a venue for leisure, social and func and even death [8,9]. These risks place uncertainties on the continued
tional activities [2,3]. The outdoor microclimate highly affects the usability of and comfort conditions in urban outdoor spaces in the
quality of those spaces as pedestrians may experience a large variation of coming decades. An understanding of the current and potential future
temperatures, solar exposures, wind speeds, and other climatic condi urban microclimate is thus both essential to the design of high-quality
tions that are determined by the urban fabric. High correlations also outdoor environments and fundamental to the long-term functioning
https://doi.org/10.1016/j.buildenv.2023.110547
Received 27 March 2023; Received in revised form 15 June 2023; Accepted 17 June 2023
Available online 23 June 2023
0360-1323/© 2023 Elsevier Ltd. All rights reserved.
S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
and vitality of cities. has attracted a lot of research attention in the past decade particularly to
The outdoor urban thermal environment is affected by the combined account for specification and scenario uncertainties [22–27]. Modelling
effect of macroclimatic factors including latitude, altitude, and season as uncertainty, which describes how a model will deviate from accurately
well as micro-climatic factors including urban geometry, vegetation, representing the system it attempts to model, however, has received less
and materials [10]. Heat-resilient urban design and planning strategies attention in the context of design decision making as it is rarely a
can directly influence those micro-climatic factors to help mitigate heat parameter within a designer’s control. To account for imperfections of
at the urban scale [10–13], with urban geometry and vegetation holding low-order model simplifications used in estimation methods, estimating
the largest cooling potential [13]. While the addition of trees can sub model uncertainties can provide an opportunity to capture the impacts
stantially improve local thermal conditions through shading and on downstream performance tasks, as shown by Nevat et al. [28] in his
evapotranspiration, building-level interventions such as changes in accounting of the impact of weather clustering on not only OTC esti
building dimensions, shape, orientation, and permeability naturally act mation but also how it affects the selection of a suitable mitigation
on a larger scale [13]. However, the extent to which urban form can be strategy.
altered in existing developments is often limited, and thus the integra
tion of microclimate insights is necessary early in the planning and 1.2.2. Progressive modelling: intermediate actionable feedback
design process. Insights from generic studies can guide design di In contrast to typical computation workflows, where a full analysis
rections, but results on the magnitude and extents of potential outdoor must be performed for any feedback, a progressive method enables the
thermal comfort improvements are not transferable across contexts and inspection of a process’s partial results as they become available i.e., as
climates [13] and thus require site-specific assessments. These assess an algorithm progresses, as more data become accessible, and/or as
ments can help inform planning and design decisions across scales: from design parameters get refined. It provides the means to extract mean
the building-level to the city scales. Enabled by such evidence-based ingful intermediate feedback and gives the flexibility to selectively fine
frameworks, the capacity to assess the feasibility and routing of active tune performance accuracies as needed by specific applications. This
mobility networks in existing cities, as well as quantifying the impact of modelling concept was adopted in various fields: data science to
architectural and urban interventions on outdoor spaces become key to dynamically handle growing datasets [29,30], industrial engineering to
maintaining comfortable, healthy, and liveable conditions in existing ensure systems’ flexibility and adaptability to change [31],
neighbourhoods. human-computer interaction to enable faster decision-making through
Design teams trying to accurately predict the urban microclimate user interaction with intermediate visual outputs [32–34] and have been
face two challenges: how to accurately describe diverse urban mor fundamental to light propagation algorithms for rendering and
phologies, materiality and programming, and how to model the complex daylighting assessments [35–37].
physical phenomena that determine urban heat and mass flows. For a
seamless integration in early urban and architectural design and plan 1.2.3. Accuracy-adaptive modelling: selective abstraction and refinement
ning processes, modelling workflows should adapt to common charac Adaptive refinement and abstraction of complex models is a well-
teristics of the design process in practice including uncertainties in established concept across disciplines to control the trade-off between
problem formulation as well as rapid and frequent changes [14]. Current model complexity and performance accuracy. The development of
microclimate modelling workflows can in principle simulate outdoor adaptive spatial and numerical discretization for finite element
thermal comfort (OTC) conditions accurately and at a high spatial and methods, for instance, is common for structural, thermal, aerodynamics
temporal resolution. However, setting up and running the required and other multi-physics applications [38,39]. Through selective refine
models requires expert knowledge and enormous computational re ment, the computational complexity of simulations is reduced. Despite
sources i.e., money and time, which renders them ineffective in any their merits, adaptive methods that explicitly and directly control
iterative design process [15,16]. While some progress has been made abstraction levels tend to be less prevalent, particularly ones that
towards reducing the computational expense [17], computational fluid selectively act on individual model sub-components.
dynamics (CFD) simulations remain one of the major bottlenecks and
thus dictate accuracy and error tolerances for outdoor thermal comfort 1.3. Contribution
mapping workflows. Time-accuracy trade-offs are essential for their
usability in urban planning workflows, where the simulation time has to Microclimate modelling workflows have undergone a lot of devel
match the turnaround time of specific design applications [18–20] for opment in recent years but are still far from practical integration into
actionable decision-making. While accelerated methods for urban wind design workflows. To date, most accelerated microclimate modelling
flow estimation have been extensively explored over the last few de research focus on simplifying select OTC components through reducing
cades with large variations in approaches, speed-up factors and resulting the spatial, temporal and/or geometric resolution of the respective
accuracies, the suitability and uncertainty quantification for OTC simulation [16,40–42]. However, these studies are constrained to
approximation have attracted less attention. Urban wind flow is only certain contexts and climates, or they focus on identifying errors in
one of its many components of OTC, and thus simulation resolution estimating individual variables rather than considering whether
requirements will vary across applications, scales, and climatic contexts. informed design decisions can be made without having to go through
fully resolved simulations. While a lot of research has focused on
1.2. Accelerated modelling approaches across disciplines reducing the computational expense of estimating wind flow [43,44],
faster and accessible solutions come at the cost of generalizability,
Various accelerated modelling approaches have been developed interpretability and confidence [44–46]. Having a methodology that is
across disciplines to strengthen the connection between design and accurate and fast is important but understanding performance vari
simulation, and offer relevant conceptual frameworks highly applicable ability and causality can be equally crucial, which is an aspect that is
yet largely unexplored for microclimate assessments. often overlooked in current approaches. The understanding of a design
performance possibility space can often be more valuable than only
1.2.1. Probabilistic modelling: decision-making under uncertainty enabling the estimation of a single high-accuracy performance solution
While it is widely understood that predictive models are subject to when it comes to providing actionable design feedback. A combination
uncertainty with regards to inputs, models, and parameters [21], most of speed, interpretability and complexity for estimation methods, as well
approaches employed in practice for urban and building performance as the exploration of fit-for-purpose performance feedback informed by
simulation workflows tend to be deterministic. The integration of un uncertainties, remain important avenues that have been less examined
certainty and sensitivity analyses in building performance simulation for microclimate assessments.
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
representation of wind flow. The richness of San Francisco’s urban fabric absence of material properties, all building surfaces are assumed to have
with its characteristic diversity in building densities with a variation of a 30% reflectance and 10% for the ground surface based on best-practice
low-rise, mid-rise and high-rise buildings, urban morphologies and daylight assessment recommendations [55]. A custom scripting
topography suggests it can provide sufficient variability to assess the component is used to calculate the sky view factor based on ray-mesh
merits and limitations of the proposed framework. The 3D model ge intersections between points of interest and a fine sky density of 580
ometry is based on a simplified version of the shape file provided by the equal patches based on Reinhart sky subdivision scheme [56] sampled at
City of San Francisco [50]. A flat topography replaced the original San a rate of 20 rays/patch. A sub-sample of 100 data points is extracted
Francisco terrain height variations to isolate the impacts of urban form from the continuous uniform wind factor distribution of equally likely
on pedestrian level wind, which constitutes the primary focus of the wind factors between 0 and 3 described in 2.2.1. This sample size is
method. A total of over 100,000 pedestrian analysis points of interest equivalent in volume to dividing the 0 to 3 range to a fine 0.03 wind
were defined as a subset of a 4×4m grid that is filtered to only account factor interval for a uniform distribution. To maintain computational
for locations within pedestrian-accessible zones at a height of 1.5 m feasibility while ensuring sufficient data points, the 100-sample size is
above the ground as defined by industry standards for wind pedestrian used throughout all other subsequent OTC calculation stages, and is
assessments [51,52]. equivalent to more than 87 billion data points for an annual study (8760
h x 100,000 points × 100 wind factor samples). These are coupled with
the spatially resolved mean radiant temperature values to estimate
2.2. Modelling stages
possible UTCI values for each hour and every point of interest.
Table 1
Geometric parameters for spatially informed wind distributions.
Geometric point-obstruction parameters for spatially aware Geometric building-obstruction parameters for building
wind distribution-based OTC aerodynamics-informed
wind distribution-based OTC
dw distance to the closest windward obstruction (m) W building width, defined as the length of side facing the wind
direction (m)
hw height of the closest windward obstruction (m) D building depth, defined as the length of side aligned with
the wind direction (m)
dl distance to the closest leeward obstruction (m) Hm building maximum height (m)
hl height of the closest leeward obstruction (m) Hc building height at corner (m)
dc distance of closest building corner (m) θc angle perpendicular to corner with respect to wind direction
(degrees)
hc height of closest building corner (m) θ angle perpendicular to windward building side (degrees)
sw sky view factor windward defined as the fractions of the sky hemisphere lying within 45◦ from the wind pc closest building separation distance to corner (m)
direction of interest
sl sky view factor leeward defined as the fractions of the sky hemisphere lying within 45◦ from the direction g separation distance to closest building upstream (m)
opposite to the wind direction of interest
h height of closest building upstream (m)
z0 terrain roughness
Lgeo geometric influence scale
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estimated for the corresponding wind factor values. The latter is then that is both in the wake of a high-rise as well as in the frontal vortex of
used to represent the likelihood of wind factor ranges for any point in an another building, the products of these individual effects were calibrated
urban context given its geometrical parameters by identifying the type against CFD simulations and weighing parameters were determined that
of urban context it belongs to and the corresponding estimated proba best fit those conditions. The proposed strategy is based on general
bility distributions. These replace the uniform distribution assumption dominance and interaction patterns, where the expectation is that
for UTCI likelihood calculations. higher impact zone magnitudes which typically occur closest to interest
areas, are most dominant, with a descending impact as distance and
2.2.4. Building aerodynamics-informed wind distribution-based OTC magnitude decrease. A decay exponential function y = f i with varying
The fourth stage further informs the wind distribution by integrating parameter f ∈ [0.01, 0.99], where i is the sorted index of impact zone
knowledge from building aerodynamics research that is targeted at split by acceleration a or deceleration d, is used to model this aggregate
developing simple quantitative relationships between building form and impact. The resulting wind factor for each point is calculated using the
pedestrian wind flow, particularly drawing on the work of Bottema [57] following equation (1):
and Reiter [58]. The exact prediction of average wind speeds in complex ∏n ( ( ) ) ∏n ( ( ))
urban environments cannot be achieved without expensive simulation WFact = i=0
fa i ai + 1 − fa i × i=0 fd i di + 1 − fd i (1)
workflows, but quantitative orders of magnitude predictions are and
The parameters a, d and f are respectively the sorted list of accel
may, in many cases, be sufficient for identifying how design decisions
erations in descending order, decelerations in ascending order and the
affect wind flow impact zones [58]. Through developing a novel
decay exponential function parameter.
methodology to spatially implement form-wind relationships identified
in the literature, the wind distributions described in 2.2.3 are narrowed
2.2.4.3. Spatial implementation framework. To apply the form-flow re
down to a primary range within the predicted wind factor quantified by
lationships form 2.2.4.1 and 2.2.4.2 to wind factor predictions for any
this method and its estimated mean error range. The proposed method
urban configuration, a custom script was developed to extract individual
involves four steps that are described in the following subsections.
building properties and building-to-nearest-building parameters and
Firstly, key quantitative relationships are identified between building
determine aggregate impact zones and factors for each analysis point of
form parameters including the height, width, length, orientation, etc.
interest. These are defined and listed in the right column of Table 1. As
and the zone and magnitude of key flow impact regions. Secondly, an
these parameters are functions of not just the building characteristics
aggregation strategy is developed to identify dominance and interaction
but its relationship with respect to the wind direction, they are repeat
of overlapping flow impact zones. Thirdly, a script is developed to apply
edly calculated for the eight cardinal directions. Based on those pa
these relationships to any outdoor point in any given urban configura
rameters and the mathematical expressions defined in Appendix B, the
tion. Fourthly, the method is calibrated against a subset of fully resolved
shape and extents of wind impact zones are defined for each building
CFD simulation results and mean error ranges are considered for the
along with an associated magnitude based on rules defined in 2.2.4.1.
wind distribution integration and used to constrain the distribution
Each analysis point is then checked for containment within all impact
closer to its expected range.
zones resulting in a list of impact zones split by acceleration and
deceleration and sorted by magnitude for each point. Aggregation rules
2.2.4.1. Form and flow. The influence area and flow zones around a
defined in 2.2.4.2 are then used to calculate wind factor predictions for
building consist of mainly: a frontal vortex with recirculating flow in
each point and each wind direction for varying parameters fa and fd
front of a building, corner streams developing at the building corners
where f ∈ [0.01, 0.99].
and often considered to be the most important flow feature, a recircu
lation zone developing behind the building with substantial wind speed
2.2.4.4. Decay rate calibration. To identify the calibrated decay pa
reductions and finally the far wake defining the regions far away from
rameters for acceleration and deceleration, for each set of fa and fd , the
the building that are still affected and which can extend to up to 45 times
deviation of the aggregated wind factors for each as defined in 2.2.4.3
the building height. Other key interaction effects that are observed in
are compared against the corresponding outputs from CFD simulations
urban contexts are accelerations resulting from the double-corner effect
to identify the parameters most consistent with ground truth simulation
which occurs when two or more building corners are in proximity as
results. This is performed for an 80% subset of the 100,000 analysis
well as the downdraft effect which occurs when a small separation exist
points. The highest percentage of points associated with low errors is
between a high-rise building downstream of a lower building. A func
used to identify the optimum parameters for the aggregation of flow
tional representation of the quantitative impacts (dimensions and
impact zones per point. The average error range is used to split the wind
magnitudes) of these wind effects is derived from building aerodynamics
distribution identified in 2.2.3 into a more likely range defined as the
research [57–59] for every zone type through piece-wise low-order
predicted wind factor WFactpred using the calibrated aggregation ±μerror
polynomial approximations fitted on data points, unless mathematical
and a less likely range representing the rest of the distribution. The
expressions are provided (see Appendix B for details). The approach
resulting distribution is derived from a weighing of the two parts by a
adopted for extrapolation beyond data points is to fit linearly edge
0.7 : 0.3 ratio, such that oversampling is achieved for the more likely
points instead of assuming particular trends. These relationships are
range. This defines the estimated factor as an indicator of a range of
used as indications of general wind flow patterns rather than absolute
potential acceleration/deceleration as opposed to an exact value.
values.
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reaching the smallest cell size of 1 m and further refinement in the 3. Results
ground layer. A roughness length z0 of 1 m was used which corresponds
to a sub-urban environment to represent flow beyond the modelled 3.1. Wind distribution estimation
buildings. The convergence threshold was set as wind flow field re
siduals falling below the recommended 10− 5 and computation was 3.1.1. Spatially aware wind distribution
enabled by MIT SuperCloud [63], a research cluster computing resource, Wind factor results were extracted from CFD simulations for all
running for 5 days in parallel on 512 cores of a Linux distribution. points and related to geometric features through capturing the varying
Simulated wind speeds across directions are then normalized to estimate distributions across equally spaced splits as shown in Fig. 2. Besides the
wind reduction factors that are then coupled with resolved MRT to es higher frequency of lower wind speeds visible in the plots, it is hard to
timate UTCI values per point and per hour. capture clear relationships between individual geometrical parameters
and wind factors, which acts as an additional motivation to clustering
Fig. 2. Wind factor spatial distribution for wind coming from the south and relationship to geometric parameters.
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Fig. 3. Spatial distribution of urban clusters and corresponding wind factor distribution.
properties and capturing their interactions. windward sky view factor, moderate leeward factor and low obstruction
An 80% training split of the pedestrian points of interest were used to height. Cluster 2 ‘close to buildings’ represents points that are located
identify distinct urban clusters based on their geometrical relationships majorly close to buildings, are characteristic of low sky view factor and
with the surrounding buildings and the sky, and the remaining 20% obstruction height. The wind factor distribution across clusters reflects a
were held-out for validation. By spatially assigning the clusters, plotting disproportionate split of points represented by each cluster, with most
their geometric parameter distributions and observing their properties, points belonging to cluster 2. Decreasing probabilities of being associ
three main clusters of points are visually distinct as shown in Fig. 3. ated with larger wind factors can be observed moving from cluster 0 to
Cluster 0 ‘between high rises’ includes points that have a high obstruction 2, with the highest probabilities occurring in the presence of high-rise
and corner height particularly windward, as well as low sky view fac buildings and the lowest in dense low to mid-rise building settings.
tors, generally occurring close to high-rise buildings. Cluster 1 ‘open to Best-fit probability distribution functions were estimated based on
sky’ includes points that have a larger exposure to the sky, a high the normalized wind factor distributions for each cluster, resulting in
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
exponentiated Weibull and generalized inverse gaussian distributions and higher are more dominant in 1B and 1C. These observations are
(see Appendix C for details). consistent and proportionally spatially represented across the simulated
and predicted views. Inconsistencies between simulated and predicted
3.1.2. Building aerodynamics-informed wind distribution wind factor values are highest in areas surrounding buildings with
To identify the calibrated decay parameters for acceleration and distinct forms. The impact zones of corner streams and frontal vortex in
deceleration, for each set of fa and fd , the deviation of the aggregated high-rise building locations in 1B and 1C are identified but are associ
wind factors was compared against the corresponding outputs from CFD ated with a general over-estimation of magnitude. Wind factor estimates
simulations. The highest percentage of points associated with low errors for the same region across different orientations (1C and 2C) highlight
is used to identify the optimum parameters for the aggregation of flow the ability of the model to clearly differentiate the wind angles of inci
impact zones per point. The results indicate that an acceleration factor fa dence and their influence on both the impact zones and magnitudes.
of 0.01 and a deceleration factor fd of 0.77 result in the largest consis The wind factor estimates, which are used to constrain the likelihood
tency with CFD simulation results, for which the decay functions are of wind to accelerate or decelerate, are computed within 20min for the
shown in Fig. 4. These indicate that the highest acceleration zone full site, less than a minute for 500 m2 parts, compared to a month worth
generally dominates the flow, while for deceleration zones in contrast, of CFD simulations. The targeted insight from this work is in capturing
the impacts are rather cumulative and associated with a decaying general wind trends and quantifying their potential contribution to OTC
influence. assessments and do not aspire to provide the necessary accuracy for
The absolute error in wind factor among all points is 0.38, and the wind safety and danger assessments. Visual inspection of results indicate
absolute error percentage quartiles are Q1, Q2, Q3 : 28%, 67%, 88% that general trends are captured across urban densities and typologies,
across orientations. While the errors do not indicate that this simplified and thus can be used to narrow down possibilities within the wind factor
method can in any capacity replace CFD simulations, it provides a faster distribution used for OTC calculations.
insight into the expected wind flow behaviour and potential results’
variation from ground truth which is used to further constrain the wind 3.2. Progressive outdoor thermal comfort estimation
distribution. Based on this error range, for each point wind factor pre
diction, the wind distribution is split into two zones: the first one ranging The conceptual formulation of the method is built on the hypothesis
±0.3 from the predicted factor which contributes 70% to the final dis that in lieu of performing complex simulations, assigning probability
tribution and the other one represents the remaining wind factor range distribution functions to describe uncertainties associated with the
accounting for 30% of the final distribution. This defines the estimated estimation of certain parameters, makes informed decision possible at
factor as an indicator of a range of potential acceleration/deceleration as substantially lower computational costs. While the UTCI metric is a
opposed to an exact value. continuous parameter that represents the felt-like temperature by ac
To get an understanding of the method’s ability to capture wind flow counting for the combined radiative and wind effects, from the
patterns, an analysis of the errors associated with the predictions are perspective of a designer or decision maker, temperature-degree varia
spatially captured before the distribution split and sampling needed for tions do not necessarily imply impact significance. It then becomes more
integration into UTCI calculations, in the upper portion of Fig. 5. Major actionable to express UTCI in terms of its comfort bands, ignoring
areas of acceleration and deceleration are generally identified by the within-bands variations, as well as capping these at the thresholds of
simplified model, particularly noticeable with the lowest wind factors on strong stress beyond which the associated health risks become sub
the northern and north-western areas of the site. While higher wind stantial enough to equally necessitate immediate attention for adapta
factors on the north-east facing the bay and closer to high-rise buildings tion and mitigation action. For these reasons, further methods’
are captured, there is an underestimation of speed-ups in the south-west evaluations represent UTCI in 7 bands: strong, moderate and slight heat
zone that hosts at multiple locations one or a few high-rise buildings and cold stress as well as comfort. To evaluate the suitability of the
surrounded by lower densities. Fig. 5 additionally shows enlarged views progressive method for outdoor thermal comfort estimation on down
highlighting the variations between predicted and simulated wind fac stream design decisions, an evaluation of hourly and seasonal pre
tors across various urban typologies (rows 1A to 1C – low-density and dictions is carried out for all pedestrian analysis points of interest.
building heights in 1A to high density and high-rise buildings in 1C) and
orientations with respect to wind direction (rows 1C–2C – south-east in 3.2.1. Hourly UTCI
1C and east in 2C), as well as the relative percentage errors. The average As predictions from the UTCI estimation stages are the outcome of
of wind factor distribution across the distinct areas 1A, 1B and 1C sampling one or two distributions rather than unique values, they are
associated with different urban densities and typologies are generally visually represented as pie charts indicating the potential comfort bands
consistent. For instance, wind factor values less than 0.75 dominate the and their likelihood of occurrence. Fig. 6 shows the zoom-in assessment
low-rise building zone 1A, while higher accelerations of 1.5 wind factor area used to spatially assess the implications of estimation methods. This
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Fig. 5. Wind factor estimates against CFD simulation results - Enlargements across the site.
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Fig. 6. UTCI predictions across methods for July 15th noon. Zoom-in assessment area.
visualization strategy provides the means to observe varying degrees of and its impact on outdoor thermal comfort is shown in Fig. 6 for a
assessment granularity. If the target is capturing a global understanding sample summer daylight hour: July 15th at noon. Confidence is defined
of comfort patterns, on a zoom-out visual, only conditions that are most as the likelihood of occurrence based on assigned probability distribu
likely to occur are visible. As the assessment area becomes more defined, tions. In the top row results are shown for all sensor points independent
likelihood pie charts become more visible uncovering comfort condition of confidence rate, leading to a colour gradient across the site. In the
uncertainties. bottom row, an alternative visualization scheme is shown in which only
As the method progresses from stage 1–5, the reduced uncertainty in point with a confidence of at least 80% are displayed. The latter display
the possible value ranges of mean radiant temperature and wind speeds mode provides insight into the areas where higher resolution models
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Fig. 7. Variations between UTCI estimates across stages and corresponding CFD-based for all data points and hours.
would be advantageous. points exposed to different levels of solar and sky exposure for different
The difference in majority vote UTCI predictions across stages hours of day and seasons for three points A, B and C under different
compared to CFD-based UTCI estimates were calculated for all data exposure conditions. The pie charts represent the proportion of hours
points and hours as shown in Fig. 7. The predictions were categorized that are associated with the seven comfort bands for each subset hours of
into UTCI comfort bands with box plots indicating the percentage dif day aggregated for all days in the indicated season. The closer the
ference in hours that fall within each category for all data points be comfort band proportions across UTCI method stages are to the ground
tween each stage and their corresponding values in CFD-based truth CFD simulated results (shown in the last column), the higher the
simulation outputs. Consistent decline in the difference in hours per consistency in OTC insights and feedback. A strong agreement can be
centage is clear across comfort and cold comfort categories with a sub observed between wind-informed distribution methods (columns 3 and
stantial improvement achieved by integrating some level of wind 4) and the CFD-based results, with matching comfort band proportion
knowledge in the prediction. For hot stress categories, the average hours predictions for more than 96% of the hours on average. Integrating
percentage difference is generally consistent, but the distribution across building aerodynamics knowledge in the wind distribution (column 4)
points narrows down as methods become more granular. In stronger as well seems to noticeably improve the comfort proportions splits for
heat stress conditions, where mean radiant temperatures play a more most data points across different times of the year from 87 to 96%. The
substantial role in the comfort prediction than wind condition, the value latter holds more consistently true for points located in areas that have a
of more informed wind distributions declines substantially when high exposure to the sun and the sky (points A and C), and in times of the
compared to conditions on the other side of the cold comfort spectrum. year and day associated with higher degrees of solar radiation (spring
and summer morning and afternoons).
3.2.2. Diurnal and seasonal UTCI
Design decisions and policies are rarely based on point-in-time pre 3.2.3. Climatic variations and OTC sensitivities
dictions but rather an understanding of possibilities and likelihoods of To explore the sensitivity and validity of observations beyond San
occurrence resolved spatially across areas of interest within certain Francisco’s warm and temperate climate, a similar study was performed
timeframes. An understanding of the implications associated with applying the same methodology for two other contrasting climates: New
certain method simplifications can thus have a stronger correlation with York, a humid subtropical climate with cold winters and hot moist
such aggregations. Fig. 8 shows the proportion of points within each summers, and Singapore, a consistently hot and humid climate. A global
comfort band across times of day and seasons for the different UTCI variance-based Sobol sensitivity study was carried out to identify the
stage estimations. The charts reflect the most likely comfort condition varying dependence of UTCI on its four climatic parameters, and how
associated with select times of day and seasons rather than one specific that varies across the three climates. Fig. 10 shows the first and second
day. order sensitivity indices (S1 and S2) which represent the contribution to
The distribution of points across each comfort band starts with one the output variance due to changes in each parameter in isolation and
prediction for all points for the climate-based estimation approach, and accounting for two-way interactions. There are general trends across the
as more refined spatially and temporally resolved distributions are three with a clear dominance of air temperature followed by either MRT
introduced, a larger consistency is observed with CFD-based simulation or wind speed interchangeably and finally relative humidity. Variations,
results. The integration of spatially informed wind distributions clearly however, are significant across and they include a higher contribution of
outperforms the reliance on mean radiant temperatures without wind relative humidity (3.4% in contrast to <0.4% for New York and San
knowledge. The largest variations between predictions of wind distri Francisco) and lower contribution of wind speed (14.3% in contrast to
bution methods are observed in early mornings, evenings and night as 17.9% for San Francisco) to UTCI in Singapore as well as a lower
well as during colder seasons of the year, where the impact of solar dependence of UTCI on urban-dependent parameters (MRT/WSp) in
radiation is smaller on outdoor thermal comfort. New York (67.4% air temperature contribution in contrast to <50% for
Fig. 9 shows an enlarged view of the predictions across methods for Singapore and San Francisco) due to the larger dominance of air
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
Fig. 8. Proportion of points within each comfort band for across times of day and seasons for UTCI stages.
temperature. 4. Discussion
This variation in rank and significance of parameter dominance for
UTCI across the three climate infers that the relative importance and 4.1. Acceleration and scalability
necessity of the OTC stages will vary. Fig. 11 is an enlarged view of the
predictions across methods for the Spring afternoon across the three The prohibitive computational expense of numerically modelling
climates. In a hot and humid climate as Singapore, the climate-based microclimate phenomena has limited the adoption of such frameworks
OTC is already about 85% consistent on average across points with in design and policy workflows as well as their scalability to neigh
the expected comfort conditions, and while accuracy can be improved bourhood and city-scale assessments. Addressing the acceleration and
with an overlay of solar and wind exposure information, there is a clear scalability of such workflows has therefore been a key research direction
and steep decay in the incremental benefit. In New York, the solar and in this field, extending beyond traditional methods often through
wind contributions show similar contributions to an accurate under numeric methods that can take advantage of parallel, cloud and/or
standing of comfort conditions likelihoods, but a spatially aware wind cluster computing, or statistical methods that bypass the need for
distribution, in this case, seems sufficient (about 95% consistent on resolving physics rules and that can range in complexity and trans
average across points) with no additional benefit to capturing and parency from regression to deep learning models. The numeric ap
integrating more detailed wind flow patterns. While those observations proaches remain time-demanding, resource-intensive, highly technical
are specific to this selected analysis period, they show that increased and complex. The deep learning approaches applied to urban modelling
modelling fidelity, which is almost always associated with a time and remain constrained to fixed-size domains, lack rigorous validation, and
computational expense, is not always justifiable. This further highlights largely limited in interpretability. The simpler statistical approaches
the need for more flexible and fit-for-purpose OTC modelling ap remain limited in scale to individual buildings up to blocks, as well as
proaches across design conditions, and justifies the progressive limited in representation potential that hinder their usability for more
approach adopted by the presented method. diverse frameworks than the ones they were derived from. The method
proposed in this paper bridges some of the remaining gaps in such ap
proaches through enabling acceleration by scaling up interpretable
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
Fig. 9. Variations in UTCI predictions throughout the day and across seasons across assessment stages.
statistical models to larger domains as well as quantifying their associ comfort patterns 93% of points were classified correctly across seasons
ated uncertainties for downstream applications. The presented with results for summer conditions reaching an impressive 97%. In other
approach, additionally, provides control over the time-accuracy trade- words, the proposed method offers a fast and reliable means to predict
off based on desired confidence rates. Stage 1 climate-based instant seasonal and diurnal UTC conditions across urban environments. As the
feedback up to 30% of hourly UTCI comfort band predictions are dis computational approach to integrating wind information is based on
placed on average. That number drops to 7% for stage 4 wind capturing geometrical relationships connecting points to obstructing
distribution-informed predictions which take minutes as opposed to buildings, the computational and time expense of the workflow are
months to generate. For predictions of diurnal and seasonal UTCI controllable variables, in contrast to traditional approaches that resolve
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
Fig. 10. Sensitivity analysis of climate parameters to UTCI for San Francisco, New York and Singapore.
entire flow domains regardless of the size of the interest area. By pro outperformed other statistical approaches in terms of accuracy-time
gressively sampling from distributions, it is additionally possible to trade-offs due to their ability to represent highly dimensional non-
visualize intermediate performance feedback, cutting down the time linear and complex phenomena [44]. Their limited interpretability
needed for capturing potentially incomplete but insightful OTC results. has, however, constrained their wider applicability particularly in
physics modelling applications due to concerns over transparency and
4.2. Interpretability and actionability generalizability [44–46]. Gaining an understanding of the underlying
rules defining a predictive system and its decision process, the causal
Across disciplines in the last decade, deep learning approaches have relationships connecting parameters and performance and the
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
actionability of such insights are two aspects that are essential to 3.5% of misclassified points for public outdoor space usage that typically
establishing confidence and expanding impact. The first provides the occurs midday in shoulder and summer seasons to 7.5% for active
means to question, calibrate and synthesize the model while the second mobility that typically occurs early morning and early evenings all year
uncovers performance sensitivities to variations in parameters defining long. The different types of decisions are also associated with varying
design and policy decisions. The presented method for faster and scal degrees of confidence requirements, which advocates again for fit-for-
able outdoor thermal comfort predictions, thus, favours interpretability purpose workflows, such as the one presented, that utilize complexity
and actionability over absolute accuracy. By backtracking all parame only when and where it is necessary. This ability to quickly and confi
ters used to define building aerodynamics-informed wind distributions, dently assess OTC impacts associated with constantly evolving and
it is possible, using this method, to recover, for each analysis point, the changing urban and architectural conditions is crucial for informed
relevant impact zones, their type, their associated buildings and corre decision making. In contrast to typical workflows that can take hours
sponding geometric parameters, as exemplified in Fig. 12. Not only does and days for any feedback, design applications such as building massing
this allow for the identification of the relative contributions of built design, active mobility infrastructure design, public green space allo
environment elements towards the magnitude of acceleration or decel cation, etc. require an agile approach, such as the presented method,
eration, but it also brings to light the mechanics behind the prediction that enables quicker and reliable feedback while maintaining control
and can be evaluated for suitability in a particular context. over associated uncertainty levels and their suitability.
The downstream applications for outdoor thermal comfort modelling
vary considerably in scale and can range from project impact assess 4.3. Limitations
ments, performance-informed design, performance-based zoning, risk
and opportunity mapping to active mobility network assessments. The By coupling physics-based simulations and statistical modelling
scale of influence, type and horizon of decisions, intensity, duration and techniques, the paper presents a novel, fast and scalable modelling
significance of exposures vary considerably as they are dependent on approach to outdoor thermal comfort estimation. There are, however,
space usage activity patterns and times, as well as the populations several limitations with respect to the general applicability of the
affected and their sensitivities. To capture the impacts variations, approach. Firstly, the geometric representation fidelity of urban envi
isolating public outdoor spaces such as parks and gardens, and pedes ronments does not entirely encompass the formal complexities that exist
trian walkways from the overall assessment of OTC predictions as an in highly dense cities around the world. This is reflected in the adopted
example, provides an understanding of the key differences in assessment building aerodynamics statistical relationships which do not directly
methods’ requirements. For respective peak hours of use of each space account for building shape, lift-up conditions and topography, as well as
typology, uncertainties in OTC predictions range from an average of do not account for all possible flow interaction effects. The clustering of
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
spatially-aware wind distributions is based on the 3 km2 model of San computation as opposed to months for the equivalent fully-resolved
Francisco’s financial district, which – while substantially diverse in simulated results. This, in contrast to other accelerated microclimate
terms of urban morphology – cannot account for the urban diversity modelling approaches, is achieved through transparent, analytical and
across all cities. While this is a simplification of urban microclimate statistical strategies that enable enhanced interpretability through
complexities, the proposed method exemplified a workflow that can exposing the prediction mechanics, confidence levels and possibility
continuously be augmented with more representative statistical re space. This was primarily achieved through: (1) adopting a replacement
lationships and urban contexts that are higher in fidelity to both flow strategy for unknown parameters with their corresponding probability
and geometry complexities. Secondly, the method used to compute the distributions, (2) developing a spatially-informed workflow for
universal thermal climate index adopted some simplifications as a trade- capturing wind distributions, (3) capturing and visualizing confidence
off for computational expense. The estimation is based on a hybrid levels, uncertainties, comfort category possibility space across stages as
modelling approach that combined independently simulated variables a tool for design and decision-making, and (4) focusing the method
and thus does not account for thermal and wind flow interactions. evaluation on its interpretability and actionability rather than accuracy
Buoyancy-driven wind flow was neglected for computational efficiency, alone. While the approach focused primarily on OTC estimation, the
and is expected to only dominates wind flow patterns when speeds are concepts and methods are extendable to a larger range of applications
below 2 m/s [64]. In the absence of urban materials information, surface that are dependent on urban microclimate interactions and can
temperatures were assumed to be a factor of the ambient temperature accommodate larger error tolerances. There is still a place for high-
and direct incident radiation, rather than estimates from detailed fidelity computationally intensive physics simulations for microcli
modelling of building thermal flows. The macro-level implications of the mate assessments in a wide range of applications that address issues of
heat island effect are also not captured, so air temperatures utilized in safety and danger. These do not constitute the focus of this work which
the assessments do not account for the impacts of urban geometry, adopts and promotes a fit-for-purpose approach that defines confidence
materiality and anthropogenic gains on urban air temperature. The levels as a guiding factor for the selection of appropriate degrees of
proposed workflow could easily be extended to account for such im problem abstraction. Finding, representing and accommodating for the
pacts. Thirdly, widely adopted thermal comfort metrics, including UTCI right level of abstraction at a minimal information loss for a given per
which is used in this study, describe outdoor thermal comfort as a factor formance simulation problem remains a challenging and open problem.
of only environmental parameters. This limits the metric’s ability to Further research should address investigations into associations be
directly account for the other factors known to affect thermal perception tween representation and performance and finding an application-
including individual factors such as thermal history, heat acclimatisa specific balance of fidelity and efficiency for accessible and impactful
tion, activity type, thermal preferences as well as demographic vulner assessments at scale.
ability parameters including age and underlying physical conditions.
While not explicitly considered in this work, the presented approach is CRediT authorship contribution statement
not metric-centric, can extend to other comfort metrics, as well as adopt
adjusted comfort bands determined by variabilities in thermal percep Sarah Mokhtar: Visualization, Validation, Software, Methodology,
tion across the globe. Investigation, Formal analysis, Conceptualization, Data curation,
Writing - original draft, Writing - review & editing. Christoph Rein
5. Conclusion hart: Supervision, Conceptualization, Writing - review & editing.
Appendices.
The metric is computed based on the original UTCI 6th order polynomial approximation from the four parameters: Tamb (◦ C), RH (%), MRT (◦ C)
and WSp (m/s) at 10 m above ground [47]. MRT calculations are based on Kessling et al. [48] and can be expressed as an aggregation of long-wave,
short-wave direct and diffuse contributions to total MRT.
[ ]1
MRT = MRTdir 4 + MRTdiff 4 + MRTlw 4 4 (A.1)
MRTlw is calculated from the long-wave radiation of surrounding surfaces: in this case the sky and the context buildings at respective temperature T
and emission coefficient ε weighted by view factor f. Emission coefficients of both sky and building surfaces εsky,ctxt are assumed to be 0.95. Tsky is
calculated as a function of the ambient temperature Tamb and the dew point temperature Tdew at ground level, and Tctxt is assumed to be equal to the
ambient temperature Tamb with a deviation proportional to changes in direct incident radiation up to +20 ◦ C for 1000 Wh/m2 .
( [ ( ) ] )1
MRTlw = εsky,ctxt fsky ⋅Tsky 4 + 1 − fsky Tctxt 4 4 (A.2)
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
MRTdir is calculated based on the direct normal radiation I, the projected area factor fp dependent on the sun elevation [65], the short-wave
absorption coefficient as assumed as 0.7, the effective radiation area factor ea assumed as 0.725, the emission coefficient of clothing εp assumed as
0.95 and the Stefan-Boltzmann-constant σ.
[ ]1
I 4
MRTdir = fp ⋅as ⋅ea ⋅ (A.3)
εp ⋅σ
MRTdiff is calculated based on the short-wave diffuse radiation D from the sky and the reflected radiation from the ground. The ground to sky factors
fd and fi assumed as 0.5 and the ground reflectance rg assumed as 0.2.
[ ]1
[ ] as 4
MRTdiff = fd ⋅D + fi ⋅rg ⋅(D + I) ⋅ (A.4)
εp ⋅σ
The wind speed input to the UTCI is calculated based on the hourly wind speed in weather file WSpepw at height zepw typically 10 m, the terrain
roughness δurb , the pedestrian height zped set as 1.5 m, the required reference roughness δUTCI = 0.01 and height zUTCI = 1.1m for the UTCI input. The
last parameter is the wind factor WFact representing the ratio between the wind speed at the pedestrian height and the wind speed at the same height
without the presence of buildings. It is representative of the acceleration/deceleration effect of the wind around buildings.
z +δ z +δ
ln pedδ urb ln epwδ0.010.01
WSp10m,0.01 = WSpepw ⋅ zepw urb
+δurb
⋅WFact⋅ zped +δ (A.5)
ln δurb ln δ0.010.01
Functional representation of the quantitative impacts (dimensions and magnitudes) of wind flow effects is derived from building aerodynamics
research [57–59] for every zone type (corner stream, recirculation zone, frontal vortex, far wake) as well as the embedded accounting of the
double-corner and downdraft effect. The fitted functions are detailed below and are a function of the following geometrical parameters:
W building width, defined as the length of side facing the wind direction (m).
D building depth, defined as the length of side aligned with the wind direction (m).
Hm building maximum height (m).
Hc building height at corner (m).
θc angle perpendicular to corner with respect to wind direction (degrees).
θ angle perpendicular to windward building side (degrees).
pc closest building separation distance to corner (m).
g separation distance to closest building upstream (m).
h height of closest building upstream (m).
z0 terrain roughness
Lgeo geometric influence scale
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S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
⎧ ( )2 ( )
⎪
⎪ p p p
⎪
⎪ 10.739 − 0.7732 + 0.9107, ≤ 0.16
⎪
⎪ Hc H c H c
⎨
( )
Fc = p p (B.1.5)
⎪ 0.0966
⎪ + 1.0464, 0.16 < ≤ 0.5
⎪
⎪ Hc Hc
⎪
⎪
⎩
1, else
⎧ ( )
⎨ 0.3 log Hc + 1.6,
⎪
g < 2.4h and
h
≤ 0.8
Fd = W Hc (B.1.6)
⎪
⎩
1, else
Lwake and Fwake are derived by constructing relationships based on Figs. 4.13 and 4.14 of [57].
The dimensions and corresponding impact factors of the wake as it gradually develops behind the building are defined through three parameters:
LwL its length as well as the length and width of a reference intermediate guiding location LwrL and LwrW , used to capture the wake’s lateral extension.
The parameters are defined for four corresponding far wake impact reduction factors Fwake .
Fwake 0.70 0.80 0.90 0.95
LwL 14H 18H 32H 46H
(B.2.5)
LwrL 10H 13H 25H 35H
LwrW 1.8H 2.4H 3.4H 4.5H
W
Lgeo = W
(B.3.2)
1 + 2H
⎧
⎪
⎪ W W
⎪
⎪ 0.75 , < 0.8
⎪
⎨ H H
Lf = W W (B.3.3)
⎪
⎪ 0.2727 + 0.3818, 0.8 < <3
⎪
⎪ H H
⎪
⎩
1.2, else
Lgeo is based on equation 4.8 [57]. LfrontalV is derived by constructing relationships based on Fig. 4.9 [57].
18
S. Mokhtar and C. Reinhart Building and Environment 242 (2023) 110547
⃒ ⃒
Fcorner = ⃒Ufr ⋅Fd ⃒ (B.3.4)
⎧
⎨ − 2.1701⋅10− 6 H 3 + 4.642⋅10− 4 H 2 − 5.50595⋅10− 3 H + 1.47619⋅10− 3 , H ≤ 72
Ufr = 6.7⋅10− 3 H + 0.72, 72 < H ≤ 96 (B.3.5)
⎩
4.8⋅10− 3 H + 1.584, else
⎧ ( )
⎨ 0.3 log Hc + 1.6,
⎪
g < 2.4h and
h
≤ 0.8
Fd = W Hc (B.3.6)
⎪
⎩
1, else
Ufr and Fd are derived from fitting low-order polynomial functions on data points recorded in respectively Fig. 7 of [58], and Ref. [59].
(θ%45)
Fa = 1 − (B.4.4)
90
The k-means clustering was based on the following geometrical parameters linking points to their surrounding obstructions relative to wind
directions.
dw distance to closest obstruction windward (m).
hw height of closest obstruction windward (m).
dl distance to closest obstruction leeward (m).
hl height of closest obstruction leeward (m).
fw sky view factor windward
fl sky view factor leeward
dc distance to closest corner (m).
hc height of closest corner (m).
The three geometrically distinct clusters identified cluster 0 ‘between high rises’, cluster 1 ‘open to sky’ and cluster 2 ‘close to buildings’ have the
following statistical parameters across geometric features in Table C.1.
Table C.1
Statistical parameters of geometric features across clusters
In order to assign new observations to the developed clusters, the deviation of the feature parameters from their respective mean in each cluster can
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be calculated, and the cluster associated with the lowest combined difference can be assigned. It is important to note, however, that the data points
used for this clustering are specific to the financial district in San Francisco model, and, while diverse in morphology, may not be sufficiently
representative for any urban area worldwide. The same clustering procedure can be replicated for additional or context-specific data points for more
diverse conditions.
Best-fit probability distribution functions were estimated based on normalized distributions for wind factor values across all points within each
cluster. This results in the following exponentiated Weibull and generalized inverse gaussian distributions.
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