CONG TY CO PHAN CONG HOA XA HOI CHU NGHIA VIET NAM
CHUNG KHOAN AIS Déc lap- Ty do- Hanh phic
S6: 72 /2023/CV-AIS Thanh phé Ha Néi, ngay 20 thang 10 ném 2023
CONG BO THONG TIN TREN CONG THONG TIN DIEN TU CUA UY BAN CHUNG
KHOAN NHA NU VA CAC SO GIAO DICH CHUNG KHOAN
Kinh gtri: Uy ban Cheng khoan Nha nuéc
$6 giao dich chung khodn Viét Nam
CONG TY CO PHAN CHUNG KHOAN AIS
Ma chéing khoan: Khong
Dia chi tru so chinh: Tang 10, téa nha Horison Tower, sé 40 Cat Linh, Phuong Cét Linh,
Quan Déng Da, Thanh phé Ha Néi.
Dién thoai: 024 35683555
Fax 024 32121615
Ngwai thyc hién céng bé théng tin: Ba Nguy&n Ngo Thi Thu Phuong - Chie vy: Chil tich Héi
déng quan tri
ia chi lién lac: Tang 10, toa nha Horison Tower, s6 40 Cat Linh, Phung Cat Linh, Quan
Déng Ba, Thanh phé Ha Néi.
ign thoai: 024 35683555
Loai céng bé théng tin: O Batthuong Theo yéu céu of Dinh ky
Ni dung théng tin céng bé:
- Bao cdo tai chinh Quy 3 nm 2023
- Gidi trinh chénh Iéch loi nhuén
Théng tin nay da dug céng bé trén trang théng tin dién ti ctla Céng ty vao ngay 20/10/2023
tai duéng dan: www.aisec.com.vn
Ching t6i cam két cdc théng tin céng bé trén day [a ding sy that va hoan toan chiu trach
nhiém truéc phap luat vé ndi dung cac théng tin da céng bé.
Nhw trén;
Luu VT.
Nguyén Ngé6 Thi Thu Phuong CONG TY CO PHAN
CHUNG KHOAN AIS
Béo céo tai chinh Quy 3
két thc ngay 30/09/2023 CONG TY CO PHAN CHUNG KHOAN AIS
Dia chi: Ting 10, Toa nha Horison Tower, s6 40 Cét Linh, Phudmg Cat Linh,
Quin Béng Da, Thanh phd Ha NQi
BAO CAO TINH HiNH TAI CHiN!
BOI -CTCK
Bao cio tai chinh cho Quy 3 nim 2023,
‘két hae ngay 30 thang 09 nam 2023
Tai ngay 30 thing 9 nim 2023
aie aso THUYET ‘
TAISAN Miso THUYET 6 cusinam
A. TAL SAN NGAN HAN 100 2,061,205,962,335
LTA sin ei ehiob 110 21060 522,820,770
1. Tién va cde Khodn wom duong tin 11 G1 31,884.909,687
Li Tien nt 31,884,909,557
1.2 Céc khodn trong disong tién HL? -
2. Ce TSTC ahi an tng qua iB (FVTPL) 12 A631 550.965.476.776
3. Céckhoin du ta nim git fa ngiy dio hon (HIM) 113 ‘
4. Clo khan cho vay 114 A633 229,345,788,494
5, Tai sn tai chinh sin sting dé bain (APS) 5 A632 1,242,103,379,893
6. Du phing suy gli git cle TSTC Wa TS thé chip 116 -
7. akon pth 17 AGA 5,945,089.943
7 Phat tha Bn ede TSIC unt i
7.2 Phi th ve th 8 te, én a ede TTC m2 5.945.089 945
7.2.1 Pha thu va ce the c6 te; riém Iai dén ng nin 117.3 :
122 Dae thu cé tc, tén lt chu dn ng niin ura 5948, 089,943
8 Tra nude cho nau bin is :
9. Ph thu ee dich vy CICK cung efp 9 3.916.129
10, Pha thu nib 120 .
11. Pha thu v8 185i gio dich chang khosn (2t :
12, Cle Khoa ph thu ke 12 A642 273,859,078
15, Dyrphngsuy gkim gil ede Rhoda phai hu’) 129, 7
Ta san agin gn ke 130 683,541,565
1. Fam ing BI AGS 102,000,000
2. Vite vin png, cong ev dung cu 12 :
3. Chi phe rade ngin han Abs S815 565,
4. Clim c6, thé chp, ky quy, ky cue ngdn han 134 .
5. Thu OTGT dug kh rir 13s :
6. Thué va cdc khoan phai thu nha nude 136 .
1. sn ngin hg Khe 7
8. Gia dich mu bin Ii sri phi chin pha se 7
9. Du hing suy sim ad tt singin hen Ke 19 <
B. TAISAN DAIHAN 200 34,498,240,010
[This chink da ham 210 7
1. Ce Khoi phi thud hon i
2. Cac khoin diu te 212 :
21 Cie Kain du te ni git bn ng io hen 2121
22 Bante vaio cdng con 2122 :
2.3 Bai we vo eng yen doa item hdr 2123 :
24 Da te i han kde 2124 :
4. Dy phong suy gm i sin ti chin di bon 213 :
Bao edo tai chinh ndy phi deve doe clung ede thuyét mink kém theo
Bom vj tinh: VND
86 diu nam
1,827,547,908,712
1,826,917,996,588
123,499,031,270
123,499,031,270
440,226,230
128,518,365,882
1,556,522,069,479
17,565,961,498
17,565,961,498
17,565,961,498
1,549,308
370,792,921
629,909,124
1,869,119
498,040,005
38,386 117.334 CONG TY CO PHAN CHUNG KHOAN AIS
Dj chi: Ping 10, Toa nh Horison Tower, 6 40 Cét Linh, Phung Cét Linh,
Quan Déng Ba, Thanh phé Hi NOi
Bol -CTCK
‘Bio cio ti chinh cho Quy 3 nim 2023
kt thie ngay 30 thing 09 nm 2023
BAO CAO TINH HINH TAI CHINE:
Tyi ngiy 30 thing 9 nim 2023,
(Tiép theo)
4 so THUVET
TAISAN Maso NN
U1, Tai sim €6 din 20
1. Tai sin o6 dink hou inh 221 A66
= Newen gid 222
= Git tr hao min a kd 2) 2230
Dinh gid TSCDUHE theo gi tri hop 6 2236
2. Tai sin 6 dinh thué ti chi 224
= Neuve gid 25
= Gid tri hao man ts k8 (4) 226a
- Danh gid TSCBTTC theo gr hop I 2266
3. Tai sin odin v6 hinh 27 AGT
= Newer gid 228
= Cid tri haw mr as KE 2) 2294
- Dank gid TSCBVH theo gid 1 hop 2296
TH. Bat dng sin du tw 230
= Newen gid 21
= Gi tr ha mn hs ké (2) 232a
1V, Chi pht xay dung eo ban dé dang 240
V. Tai sin dai han khse 250
1. Clim e8, thé chip, ky qu, kY cue dai han 251 a6
2. Chi phi tr trade di han 252 ABS
3. Tai sin thud thu nhép hon I 253,
4. Tien np Quy hi arg thanh coan 254 A610
5. Thi sin di han kde 255
VL. Dy phong suy giim gia tt san dai han 260
TONG CONG TAI SAN 270
NGUON VON
C.NQPHAITRA 300
1.Ng pha tr ngin hn 310
1. Vay va ng thué tai chinh ngéin han 3 AGIs
1h Vay natn han 312
2. Vay ti sin ti chin ngin hen 3i4
3. Trai phiéu chuyén dBi ngén han - Céu phin ng 35
4. Trai phiés phét hank nga han 316
5. Vay Quy b8 try thanh tod 317
6. Phi tei hoat dng giao dich chime khosn 318 ABIL
7. Phai tr v8 Ibi giao dich ede TSTC 319
8. Phai td ngudi ban ngin han 320
9. Now mua ta itn tragic nga han 321
10. Thué vi ede khodn phi ndp Nha nude 322 A612
11, Phi tt ng lao dng 323
Sé cuéi nim 86 diw nam
14,684,478,436 __19,888,791,408
1,929,580,137 4,447,723,119
34,761,099,750 —34,761,099,750
(92.831,549.613) (30,313.37663))
12,754928,299—_15,441,068,286
66,617,000,000 —$9,117,000,000
(93,862,071,701) _(43,675,931,714)
19813761574 18,497,325,929
10,000,000 10,000,000
4,082,937,461 5,276,509,330
5,674,177,126 —3,174,17,126
10,046,646,987_10,036,639.473,
2,095,704,202,345 _1,865,934,023,046
258,929,847,625 _105,149,314,353
258,929,847,625 108,149,314,353
230,000,000,000 _98,000,000,000
230,000,000,000 _98,000,000,000
1,733,904,008 1.169,507,515
12,422,227,398 549,825,650
9,355,786,063, 2,482,655,490
. 1.498,679,082
‘ido edo tai chinh nay phat dece doe cing ede thuyét mink kim theo CONG TY CO PHAN CHUNG KHOAN ats BOI-CTCK
Dia chi: Tang 10, Toa nha Horison Tower, s6 40 Cét Linh, Phuémg Cat Lin, Bo ct chinh cho Quy’ 3 nam 2023
Quin Béng Da, Thanh phé Ha Noi kétthic ngay 30 thing 09 nam 2023,
BAO CAO TINH HiNH TAI CHIN:
‘Tol ngiy 30 thing 9 nam 2023
(Tip theo)
: i er fakes A
NGUON VON MASON $6 cubi nim 86 diu nam
12, Cc Khoa tech nop phe lg nn vién 314 249,423,080 180,420,906
15, Chi phi pha tr ng han 3256.3 429,037,266 872326079
14, Ph tra 96 b9 ngin han 326 - -
15, Doanh thu chua thye hign nin hon 27 - -
16. Nhén ky quy, ky cuge ngin han 328 : =
17. Cac khodn phai ta, phai np ngiin han khée 329 AGI4 745,469,812 395,899,631
18, Dy phong ph td ngdn gn 330 - :
19. Quy khen thudng, phic loi 331 * *
20, Gio dich mua bn Ie wai phiguchish pis 332 : :
No phat tra dai han 340 = :
1. Vay va ng thu ti chinh da han 34 : -
1. Vay dit han mw E :
1.2, Nutr chtnh et an 4B - -
2. Vay ti sini ehinh di han aaa - :
3. Trl piu chuyéa dBi di han - Cu pia ng 34s - :
4. Teli phidu phat hin it hon 346 s 4
VON CHU S6 HOU 400 1,836,774,354,720 1,760,784,708,693
1. Vn eh is how 10 1,836,774.354,7201,760,784,708,693
1. Vn du ur ea eh sé hie 411 46.16 1,500,000,000,000 1,500,000,000,000
11. Vin gp cia ch sit aL 1,500,000,000,000 1,500,000,000,000
@. Cé phiéu phd thang cé quyén biéu quyét Hida 4,500,000,000,000 —1,500,000,000,000
Cé phi wu ca hth - :
1.2. king de vén 6 phn an2 - :
1.3. Quoén chon chuyén dt a phiéu - Cau thank vn 4113 q :
1.4. Vén kde cach shins and : |
1.5. phidu gus *) aus - :
2. Chénh ich dh gis gti sin theo git hyp Ip 412 : :
3. Chénh Igch gia hi doa 4B : zl
4, Quy dy ut aidu ig 4 4 ‘
5. Qu dy phong ti chinh va ri ro hip wt 4is i :
6. Quy khdcthuge vin chi sirhtu 416 : :
7. Loi nhugia sau thué chwa phiin phéi 417° AGIT 336,774,354,720 260,784,708,693
7.1 Lg ud dt dae hin 471 336843,688,168 260,978,217,726
7.2. Lo nud che th hién 4172 (69,333,448) (193,509,033)
1 Nguén kiah phi va quy Khe 20
TONG CONG NOVA VON Cui SO HOW 2,095,704 202,348 1865 954023,086
TONG CONG NOVA VON CHi sO HOU 40 2095,704,202,348 1,865,934,023,046
LOINHUAN DA PHAN PHOI CHO NHA DAU TU
1. Loi nhugin d& phan phéi cho nha du wr
‘do ed tax chink nay phat dege doe cing ede thuyét minh k2m theo CONG TY CO PHAN CHUNG KHOAN Als
Da chi: Tang 10, Toa nha Horison Tower, 6 40 Cét Linh, Phudng Cét Linh,
Quan Déng Da, Thanh phé Ha Noi
Bol -cTCK
Bio co tdi chinh cho Quy’ 3 nim 2023,
kt hie ngay 30 thing 09 nim 2023
CAC Cui TIEU NGOAI BAO CAO TINH HINH TAI CHINE
‘Tai mgiy 30 thing 9 nam 2023
cui neu
A. TAISAN CUA CTCK VA TAI SAN QUAN LY
‘THEO CAM KET
1. Tai sin e6 dinh thué ngoat
2. Ching chi 6 gid nan gitt ho
3. Tai sin nhgn thé chdp_
4. No kh dai da xt ly
5. Neogi tf ede logi (USD)
6. C6 phidu dang la hn
7.6 phiéu quy
8, TSTC nim yév dang ké giao
TSTC giao dich we do CN
TSTC han ché giao dich
TSTC gino dich eim ed
ISIC phong 16a, tam git
TSTC che thank roan
9. TSTC dA LK igi VSD vi chu giao dich tai CTCK
TSTC da LK tai VSD va chuta GD, te do CN
TSTC da LK tai VSD va.chuea GD, han ché CN
TSTC da LK ial VSD va cha GD, ctim eb
TSTC a LK igi VSD va elwea GD, pong t6a tam git
10. TSTC chirvé cia CTCK
M1. TSTC stra bi giao dich cia CTCK
12. TSTC chua LK tai VSD ela CTCK
13. TSTC duge hung quyen cba CTCK
B. TAI SAN VA CAC KHOAN PHAI TRA VE TAL
SAN QUAN LY CAM KET VOI KHACH HANG
'Sé Iwong ching khoin
1. TSTC niém yév ding ky GD tai VSD cla NDT
4a. TSTC giao dich ue do CN
b. TSTC hanché ehuyén nhurgng
©. TSTC giao dich céim 06
TTC phong toa, tam git
TSTC chi than tosn
f TSTC ché cho vay
2. TSTC d& LK i VSD va chia GD ela NBT
4. TSTC da LK ial VSD va chuea GD, te do CN
b. TSTC da LK tal VSD va cha GD, han ché CN
©. ISTC da LK (ai VSD vi clea GD, edm o6
4. TSTCda LK tai VSD va chua GD, phong toa tam git
3. TSTC cha vé eta Nha dtu ux
4. TSTC sita 164 GD cia Nha dia we
lich tai VSD eta CTCK
01
002
003
006
07
08
008.1
008.2
008.3
008.4
008.5
009
009.1
009.2
009.3
009.4
010
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on
013
ar
oid
0212
013
ois
ons
0216
2
022.1
022.2
022.3
24
23
4a
Bon vj tink: VND
rauyeT.
MINH 86 cudi nam 86 diu nam
A618 16,958,809,906 _16,958,809,906
150,000,000 150,000,000
A619 216,610,000 208,420,000
216,610,000 208,420,000
A620 101,970,867 96,723,032
97,509,640 94,542,145
24624 26,689
4,136,603 2,154,198
A621 46,762 210,724
16,762 210,724
‘Brio cdo tai ehinh nay phat deve doe cig ede thuydt minh kim theo CONG TY CO PHAN CHUNG KHOAN AIS BOI -CTCK
Dia chi: Ting 10, Ta nh Horson Tower, 86 40 Cét Linh, Phung Ct Lin, Bo cto teh eho Quy 3 nam 2023
Quin Bing Ba, Tinh phé HANG Advi ny 30 thing 09 nim 2023,
CAC CHi TIEU NGOAI BAO CAO TINH HiNH TAI CHiNH GIU'A NIEN DO
‘Tai ngay 30 thang 9 nim 2023,
(riép theo)
sie oe a amr pa
5. TSTC cha LK tgi VSD eta Nha di cab 7 7
6.TSTC duge huéme quyéa eda NDT ons f 7
7, Tién gui eda Nha du we 026 A622 ——217,769,051.420 _126,315,997,995
7.1 Tikn gti v8 hogt dng moi gsi chig khosin 027 217,755,120.612 126,312,400,149
4. Tién git cia NDI'vé GDCK theo PT CICK QL 07.1 217,785,120612126,312400,149
. Tién gtictia NDT vé GDCK theo PT NHTM QL 07.2 : :
72 Tién gui tong hop GDCK cho Khéch hing ons : :
73, Tin git iv ti, than todn GDCK 029 : :
4. Tién gi bi trie than todn GDCK NBT trong muse 029.1 E z
b Tién gi bu trie, thank ton GDCK NBT mide ngodi 029.2 iE
74. Tidn gui eva chit phat nh ching kos 030 13,930,808 3,597,846
8. Phiri NDT v8 dn gui GDCK theo PT.CTCK QL 031-623. —_217,760,984.420—_126,315,997,995
8.1, Phd wii NOTIN v8 én ied GDCK theo PTCTCK 031.1 217,760,984,120 126,315,997,995
8.2, Phdi tr NDT NW v tién git GDCK theo PTCTCK 031.2 : ‘
9, Phai tsi NDT v8 én i GDCK theo PTNHTMQL 032 2 z
9.1. Phai tri NDT trong nude v8 itn gui GDCK theo 032.1 2 i
9.2. Phai tra NDT nue ngodi v8 tid gi GDCK theo 032.2 : Z
10. Phai tri Té chie phat inh ehimg khosn 033 : 4
11. Pha thu/phai teeta khéch hing ve 034 ; ql
12, Pha tr 6 te, 6 va I ei phiéw 05 A623 8,067,000 :
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Nguoi tp bigw Ké toin trong Ting Gism ade of
Baio edo ti chink nay phat dege doc cing ede thuyét mink kim theo (CONG 1Y CO PHAN EHONG KHOAN ats
a i Tg 10, To ob Horizon Tower, 40 Cit Linh, Ping Ci Li,
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17. Domh a NV ik CK 7 : : :
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18 Doh wey hing in 6254 moto unistans ——tasiRT sta
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pala sane nenaaae aera eats » CONG TY CO PHAN CHUNG KHOAN AIS B09 CTCK
Dia chi: Tang 10, Téa nha Horison Tower, sé 40 Cét Link
Phuimg Cat Linh, Quin Déng Da, Thanh phé Ha NOi
‘Bao cao tai chinh Quy 3 nam 2023
ét thie nghy 30 thing 9 nim 2023
THUYET MINH BAO CAO TAI CHINH
12,
13.
AC DIEM HOAT BONG CUA CONG TY
Gidy phép thanh Igp va hogt dng Cong ty
Cong ty e6 phin ching khodn AIS (“Cong ty"), tiéa thén la Céng ty Cd phin Ching khodn Dong Duong,
la Céng ty c6 phan thank lap theo Luét Doanh nghip cia Vigt Nam, Gidy phép dang ky kinh doanh ching
xkhoin 36 60/UBCK-GP do Uy ban Ching khodn Nha nude edp lén dau vio ngay 18 thing 9 nm 2007
Gidy phép hoat dng kinh doanh ching khoan méi nhét cia Cong ty Ia Gidy phép diéu chinh Giy phép
thanh lip vA hoat déng c6ng ty ching khodn s6 25/GPBC-UBCK do Uy ban Chimg khodn Nha nuée efp
ngay 04 thang 03 nim 2022 chudin y cho vige ting vén diéu Ié.
Dja chi lign h@ cia Cong ty
Cong ty ¢6 try s6 ta: Tang 10, Toa nha Horison Tower, s6 40 Cét Link, Phudmg Cat Linh, Quén Béng Ba,
Thanh phé Ha NOi.
Nhdng dic diém chinh vé hoat dong Cong ty
Quy mo vin Cong ty
Vén phdp dinh —: 250.000.000.000 dng (Ha tram ncim mui 63 dng).
Von diéu 1g 1,$00,000.000,000 ding (Mét mgcin nim tram t9 déng).
‘Téng sé vén ditu 18 ciia Cong ty dupe chia thanh 150.000.000.000 (Mt tram nam muevi triéu) 6 phin voi
rménh gia 10.000 (mudi nghin) déng/01 6 phan,
Linh vie kink doanh
Linh we kin doanh eta CBng ty Ih tham gia cée host déng kinh doanh chimg khodn theo quy dinh ct
phap luat va Diéu I céng ty, cdc hoat déng bao gim: Méi gidi chimg khodn, ty doanh ching khoan, tu
vii du tu ehimg khoda, bo linh phat hanb ching khodn, kh doanh ching khoin phi sinh eu thé Id m6i
i chimg khosn phi sinh, tr doanh chimg khodn pha sinh, ba tr thanh ton gio dich ching khosn pha
sink,
Han ché diu te cia Cong
Céng ty tudn thi quy dinh tai Dieu 28, Thong tw 121/2020/TT-BTC duge ban hanh boi BO Tai Chinh ngay
31/12/2020 huéng di vé thinh lép va hoet déng cdng ty ehimg khosn, theo 46:
© Céng ty khong duge mua, g6p vén mua bat déng sin trir trong hop dé sir dung lam try sé chinh,
chi nhanh, phéng giao dich phyc vu tryc tiép cho céc hoat déng nghigp vy ciia cng ty chimg
khodin
+ Cong ty mua, du tu vao bét dBng sin theo quy diah ti khodn di trén va ti sin e6 dinh theo
nguyén tic gid tri cOn Iai cia ti sin e6 djnh va bit dng sin khéng duge vet qué nim muci
phan trim (50%) gia tri tong tai sin cia céng ty chimg khodn.
‘+ Tong gid tr du wr vio efe tri phigu doanh nghigp cia Céng ty khong duge vugt qué biy muci
phan trim (70%) vén chi si-hdu. Céng ty duge edip phép thye hign nghigp vu te doanh chimg
kkhodn duge mua ban lai tri phigu nigm yet theo quy dinh o6 lién quan v8 giao djeh mua bit la
wei pl
# Cong ty khOng duge tru tgp hode ty th cho t6 cht, e& nhidn khée thre hign:
— lu tw vdo e6 phiéu hode pin vén g6p cia ¢6ng ty e6 s6 hit trén nm mui phan tam (508%)
vn dituI@ cia Cong ty, re trrong hop mua c6 phiéu 1618 theo yéu clu cua khéch hang;
n quan ddu ctr nim phn tim ($96) tr Tén vn dibu Ig cia cdg ty chime
= Cig véi ngudi e6
khoan hic;
— hu ew qua hai mui pin tim (20%) ting 6 o8 phigu, chimg ehi qug
chirc niém yét;
— Du tw qué mui lam phan tram (15%) tng 6 o8 phigu, ching chi quy dang lau hanh esa me t8
chic chura nim yét, uy dinh nay khdag 4p dung di vi chimg chi qug thanh vién, qu hoan di
danh mue va qu m6;
fang hw hanh ciia moe t6
WW CONG TY CO PHAN CHUNG KHOAN AIS B09 -CTCK
Dia chi: Tang 10, Téa nha Horison Tower, s6 40 Cat Linh Baio edo ti chinh Quy 3 nim 2023
Phudng Cat Linh, Quin Déng Da, Thanh phé Ha Noi
sé thie ngay 30 thing 09 nam 2023
THUYET MINH BAO CAO TAI CHINH (Tiép theo)
24
22
34
32
Nv.
4a.
42,
421.
— Diu wy hoge gp vén qué mudi phin tim (1026) sng s6 vén gép cba mot cong ty wich nhigm
hou han hoge dy an kinh dosnh;
— Bu tw hoge g6p vén qué mudi kim phn tram (1524) vén chi shu vito moe 18 ehtie hose dy én
kinh doanh;
= Bau tur qua bay muci phan tram (70%) vén cha sé hu vao eé phiéu, phn vén gép va dyr an kinh
doanh, trong dé khéng duge div tu qué hai muoi phin trim (2024) vén chii s& hw vio eb phiéu
cha niém yét, hin von gop va dy an kinh doanh
KY KE TOAN, DON VJ TIEN TE SU DUNG TRONG KY KE TOAN
Kj ké toan
‘Nam tai chinh cia Céng ty duoc bit dau tir ngay 01/01 va két thic vao ngay 31/12 nim duong lich.
‘Don vj tidn «sir dung trong Ké ton
Cong ty sir dung dng Vige Nam (VND) 48 phi sb ké ton vit lip Bo cf ti hin,
CHUAN MYC VA CHE BO KE TOAN
Ché ag Ké toa 4p dyng
Cong ty ap dung Ché 46 ké toan CICK ban hanh theo Thong ur s6 210/2014/TT-BTC ngaty 30/12/2014
cia BO Tai chinh va Thong tu s6 334/2016/TT-BTC ngay 27/12/2016 cba B6 Tai chinh ve sia d6i, bd sung
vvathay thé Phy luc 02 va Phu lue 04 cia Thong tw 210/2014/TT-BTC.
‘Tuyén bé vé vige tun thi Chun mur ké ton va Ché 49 ké ton:
‘Tye hign ké tod CTCK trén co situa thi ce Chun muc ké todn Vigt Nam, Ché a9 Ké ton dp dune
cho eéng ty chimg khodn hin hanh quy dinh tai Thong tu s6 210/2014/TT-BTC ngay 30/12/2014 do BO
“Tai chin ban hanh vé Hudng dln ké ton ap dung véi Cong ty chimg khodn, Thang ta 88 334/2016/TT-
BIC ngay 27/12/2016 do BG Tai chinh ban hinh vé sta d6i,bé sung va thay thé Phu hue 02 va Phy lve 04
cia Thang tw 210 va ee quy dinh php Iy 6 lin quan dén vige lap va trinh bay bao cio tai chinh
540 c4o ti chinh duge ip theo nguy ti gi géc va phi hap véi Chudin mye ké tos Vigt Nam. Bao cio
tii chinh kém theo khéng nhm phan énh tinh hinh tai chinh, két qua hoat dng kinh doanb, tinh hinh lu
chuyén ti8a1@ va tinh hinh bién dng cia vin chi sé hit theo cde nguyén tie va thong If ké ton drge
chap nhgn chung tai cée nude khde ngoai Vigt Nam.
CAC CHINH SACH KE TOAN AP DUNG
Nguyén tie ghi nhgn ede khoan titn va ede khoan tuong duvng titn
Tidn va ede khodn tuong duong tién bao gdm tién gi ngdn hing, ede khodn diw tu ngén han 6 thai han
thu hdi khong qua 3 thing ké tir ngay mua, e6 tin thanh Khodn cao, c6 kha nang chuyén déi dB dang thanh
ce lugng tién xée dinh va khéng e6 ri ro trong chuyén 48i than tién,
Tién giti cia khach hang (Tién giti cia Nha dau tu vé giao dich ching khodn theo phong thie céng ty
chimg khodn quan I, tién gti cia t chée phat hank,..), duge phin anh tai ede chi tigu ngoai bing trén
Bao cdo tai chinh,
Nguyen tée va phuong phap ké todn tai sin Wi chinh ghi nh§n thong qua Idi 15 (FVTPL), efe khodn
iu tw nim git’ dén ngiy do hgn (HTM), cée khosin cho vay vA phat thu, #81 sin i chinh sin
sing dé bin (AFS).
Tai sin tai chink ghi nhgn thong qua laiAé (FVTPL)
‘Tai sin tai chinh duge ghi nhan théng qua ai 18 (FVTPL) thuge danh mye ti sin ti chinh ea Céng ty la
cc tai sin ti chin duge nd git cho mue dich mua vio, ban ra tén ti raémg
ng nahin cia va phn tich véi ky vong sinh le.
12 CONG TY CO PHAN CHUNG KHOAN AIS B09 -CTCK
Dia chi: Tang 10, Toa nha Horison Tower, 36 40 Cét Linh Bio cho thi chinh Quy 3 nim 2023
Phuong Cat Linh, Quin Bing Da, Thanh phé Ha Noi két thie nghy 30 thang 09 nim 2023
THUYET MINH BAO CAO TAI CHINH (Tiép theo)
‘Tai san tai chinh FVTPL duge xéc dinh trén co 86 tha man m6t trong cde diéu kign sau:
4. Tai sin tai chinh, duge xép vao nhém nm git dé kinh doanh. MQ¢ ti sin tai chink duige phan Togi vito
nhom nim git dé kink doanh néu
(rege mua hot tao ra chi yéu cho mue dich bin loi/mua lai trong tho gian nin;
(ii) Toi thi cliém ghi nin ban dw nd la mgt phan cia mét Danh muc cic céng cy tii chinh cu thé
age quin b§ va 6 bing ehiing vé vige kink doanh Danh muc dé dé nhim mue dich thw loi ngdn
hans hie
(itl) N6 la mot eng ey phi sink (Ngoat trie cde céng eu phéi sinh due xée dinh la mst hop ding bio
anh tat chink hogic mot eéng ex phéng ngira ri ro higu qua).
b.Tai thai diém ghi nhan ban dau, Cong ty da xe dinh Ta phan Jogi tai sn tai chin nay vao nhém phan
anh thong qua li/16. Céng ty chi c6 thé thyc hign xéc dinh Khi tha man céc dieu kign tai doan a, hod
ki vige phan loai nay s@ lam ede théng tin v8 ti sin ti chinh duge trinh bay mot eéch hgp IY hon vi
mot trong cae ly do sau day:
(DNé toat wit howe lam glam ding ké se khong théing nh trong ghi nbn hoge xéc dinh gid ri ma se
khang théng nh nay c6 thé bat nguén tie vige xdc dinh gid tri cia cdc ti san hodc ghi nhén Iai
hoc 16 theo cdc co sé’ hie nhau; bode
(ii) Mot nhém ec tai sin tai chinh chege quein I va két qua quan If cia né dheve dink gid dea trén co
3d gid tri va phs hap v6i chink séich quan If rid ro hoe chiéa huge déu te da chege quy dink, thong
tin vé nhém tai sin nay dag cung edp ndi b6 cho nbieng ngud quan b} quan trong cia Céng 0.
Khi Cong ty ban ede tai sin thi chinh Khéng thude loai tai sin tae
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