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Semiconductor Doping www.afm-journal.de
Adv. Funct. Mater. 2019, 29, 1807906 1807906 (1 of 8) © 2019 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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3. Results and Discussion compensating defects are not expected to prevent the modu-
lation doping, as interstitial sites are all occupied in the rutile
We demonstrate the effect of defect modulation doping by structure and Sn vacancies would be highly charged.[31]
depositing a defective and amorphous insulator material In situ X-ray photoelectron spectroscopy (XPS) measure-
(Al2O3)[25] on top of a polycrystalline wide bandgap, transparent ments, comparing the Sn3d5/2 emission line of an unintention-
oxide semiconductor (SnO2) in order to induce conduction ally doped film before and after deposition of an Al2O3 modu-
electrons in the interface-near region of the latter. The modula- lation layer, are shown in Figure 2b. A more extensive set of
tion doping effect in the SnO2 substrate (tetragonal structure, data in dependence on film thickness is included in 2 of the
bandgap 3.6 eV, and formation enthalpy −577 kJ mol−1[26]) is Supporting Information. Al2O3 deposition results in a binding
not achieved by the introduction of substitutional dopants in energy shift from 486.33 to 487.17 eV. This shift is accompanied
the Al2O3 layer, but instead by pinning of the Fermi level in the by peak broadening, i.e., an increase of emission line width
defective Al2O3, deposited at low process temperature, and at from 1.23 to 1.55 eV. Both effects are related to an increased
its interface to SnO2. It has been shown previously that defec- Fermi level position in the sampled SnO2 volume. More spe-
tive Al2O3 can be reproducibly synthesized with the Fermi level cifically, we can attribute the peak broadening in part to con-
pinned near 4.5 eV above the valence band maximum on dif- duction-electron screening of the photohole,[34,35] as well as to
ferent oxides[27–29] (see also Figure S3 in the Supporting Infor- a downward band bending near the interface.[36] According to
mation) by using our low-pressure atomic layer deposition these effects the observed binding energy shift even underesti-
(ALD). The Fermi level is established at an Al2O3 film thickness mates the actual change in Fermi level position at the interface.
of less than 1 nm, which is demonstrated by analysis of step- The increase of the Fermi level position is furthermore veri-
wise deposited Al2O3 layers (see Section 2 in the Supporting fied by ultraviolet photoelectron spectroscopy (UPS), which
Information). The same behavior has been observed for deposi- is better suited than XPS for probing valence and conduc-
tion on Sn-doped In2O3.[27] With these conditions very homo- tion band emissions due to more favorable photoionization
geneous Al2O3 films can be obtained already at very low film cross sections. UPS is also the more surface sensitive of the
thickness. This is demonstrated by an effective suppression of two methods, allowing a more precise characterization of the
oxygen incorporation into Sn-doped In2O3 by a less than 1 nm interface-near region. Specifically, this makes it possible to vis-
thick Al2O3 film[27] and by the observation of capacitive behavior ualize the filling of conduction band states upon modulation
of rough F-doped SnO2 films with 1.5 nm thick Al2O3 dielectric doping.[37] The filling of conduction band states is shown in the
and Pt electrodes of 200 µm diameter (see Section 3 in the Sup- inset of Figure 2b. The two spectra closely resemble a compar-
porting Information). ison of unintentionally and of Sb-doped SnO2,[34,38,39] indicating
As the valence band maxima of SnO2 and Al2O3 are at similar that conduction band states are indeed retroactively filled in the
energies,[30] it is expected that the Fermi energy at the surface of SnO2 layer by the deposition of an Al2O3 layer.
the SnO2 substrate is at a similar level, i.e., at 4.5 eV above the Figure 2a compares respective binding energies of the
valence band. This is higher than what can be achieved by con- Sn3d5/2 emission line measured in situ on tin dioxide surfaces
ventional doping. The modulation doping is enabled by the low before and after deposition of the 1 nm thick Al2O3 modulation
processing temperature of the ALD process, which prevents layer. Fermi level positions approximated from those binding
the formation of compensating defects,[31] as it is the case for energies are given on the right hand side of the plot. Sn3d5/2
the high temperatures required for obtaining high conductivi- binding energy values of 486.90–487.00 eV correlate with a
ties of substitutionally doped films.[32,33] In the case of SnO2, Fermi level position close to the conduction band minimum,
Figure 2. Comparison of SnO2 tin oxide photoemission data before and after deposition of an Al2O3 modulation layer. Right side: the defect modulation
doping results in an increased Fermi level position, reflected by a Sn3d5/2 emission line shift, as well as the filling of conduction band states (inset).
Left side: Comparison of Sn3d5/2 binding energy values before (gray) and after (green) modulation doping. The blue bar indicates typical values of UID
samples. The red bar indicates the highest binding energies achieved by conventional doping, which is surpassed by most modulation-doped samples.
The increased Sn3d5/2 binding energy is caused by a Fermi Level shift, but the correlation is not linear.[35,38]
Adv. Funct. Mater. 2019, 29, 1807906 1807906 (3 of 8) © 2019 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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Table 1. Electrical measurement data for as deposited (subscript “dep”) and modulation doped (subscript “md”) samples. The first group of columns
identifies the sample by ID, type of sputter target, substrate temperature during deposition, and film thickness. The second group compares in vacuo
sample current of uncontaminated films at 10 V. The third group compares Hall effect measurements performed under ambient conditions.
ID Target Tsub [°C] tfilm [nm] Idep [A] Imd [A] σdep [S cm−1] ndep [cm−3] µdep [cm2 V−1 s−1] σmd [S cm−1] nmd [cm−3] µmd [cm2 V−1 s−1]
I SnO2 600 20 1.67 × 10−8 2.12 × 10−4 9.0 2.9 × 1019 1.8 262 1.0 × 1020 16
Adv. Funct. Mater. 2019, 29, 1807906 1807906 (4 of 8) © 2019 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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doping mechanism. Among the effects excluded based on these to achieve p-type modulation doping by lowering the Fermi
experiments are a chemical reduction of the SnO2 surface, an level in the substrate.
annealing effect during the Al2O3 deposition and an electron A band diagram of a 20 nm thick unintentionally doped
accumulation layer that is caused solely by sample exposure to SnO2 film sputter-deposited in the presence of excess oxygen,
water during the ALD process. The performed control experi- before and after atomic layer deposition of a 1 nm Al2O3 modu-
ments are discussed in more detail in the Supporting Infor- lation layer is shown in Figure 4.
mation. We have also studied the effect of an oxygen plasma This figure illustrates the specific result of this study on the
exposure, performed in a vacuum chamber using a tectra defect modulation doping mechanism, which has been visual-
Gen2 plasma source operated in ion mode with 0.5 kV accel- ized in a generalized form in Figure 1c. Respective bandgaps
eration voltage and an oxygen pressure of 10−4 mbar, which are 3.6 eV for SnO2[51] and 7.0 eV for ALD–Al2O3.[52] After mod-
are standard parameters for substrate surface cleaning. Hall ulation doping, the precise Fermi level at the SnO2 interface
effect measurements performed before and after the treat- is unknown. Based on photoelectron spectroscopy data, it can
ment revealed carrier concentrations and mobilities of 2.1 and conservatively be estimated to be 0.8 eV above the SnO2 con-
1.9 × 1020 cm−3 and 6.2 and 6.3 cm2 V−1 s−1, respectively. duction band minimum at the interface with the Al2O3 modu-
The defect modulation doping approach makes use of the lation layer, but might very well be higher. This doping level
Fermi level pinning on the Al2O3 side of the interface, which is above the substitutional doping limit and is in good agree-
was found to be located around 4.5 eV above the valence band ment with an Al2O3 Fermi level pinning at 4.5 eV above the
maximum (VBM) regardless of the employed substrate.[27] valence band maximum and a negligible valence band offset at
This pinning is, however, specific to the deposition process. A the SnO2/Al2O3 interface.[17,30]
comparison with nominally identical interfaces using sputter- We have also studied the effect of Al2O3 deposition by ALD
deposited Al2O3 films has revealed no comparable pinning on interfacial and electrical properties of In2O3 and Sn-doped
level.[27] In2O3 (ITO) thin films in order to observe the modulation
The pinned Fermi level in the ALD grown Al2O3 thin films doping effect also for other substrates. In general, a rise of
could either be caused by hydrogen impurities,[22] which could the Fermi energy and an increase of electrical conductivity are
be incorporated during the ALD process. Alternatively, native also observed for In2O3 and ITO. The former has already been
defects such as aluminum vacancies and interstitials can cause reported in an earlier study.[27] In this case we have studied the
Fermi level pinning in Al2O3.[50] In the latter case, a variation of dependencies of electrical properties on In2O3 and ITO film
the oxygen chemical potential during Al2O3 deposition would thickness and deposition temperature as well as on Al2O3 thick-
allow for tuning of the Fermi level pinning position. Under ness. Although this constitutes a much more complete study,
strongly oxidizing conditions it could, in principle, also be used the effect of modulation doping is less clear than in the case
Figure 4. Band diagram of a 20 nm SnO2 film before (left) and after (right) deposition of a 1 nm Al2O3 modulation layer. The SnO2 tin oxide Fermi
level is forced into the conduction band at the doped interface, but remains low near the interface to the substrate. At a position of 0.8 eV or more
above the conduction band minimum, the Fermi level is situated above the classical doping limit (0.65 eV), demonstrating the success of the defect
modulation doping approach.
Adv. Funct. Mater. 2019, 29, 1807906 1807906 (5 of 8) © 2019 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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of SnO2. The difference between In2O3 and SnO2 is mainly formation of compensating defects. In some cases, the limits
caused by the properties of oxygen vacancies. In In2O3 they of the Fermi energy are determined by valence changes of the
form shallow donors, which can easily be ionized, while oxygen cation or anion, however. Such a situation has recently been
vacancies are deep donors in SnO2.[53] The potential formation identified for Fe2O3, where a valence change from Fe3+ to Fe2+
of oxygen vacancies in the substrate during the ALD growth of occurs at a Fermi energy of EF − EVB ≈ 1.75 eV, which is well
Al2O3 will therefore contribute to the change of electrical prop- below the conduction band minimum.[60] Higher Fermi ener-
erties of In2O3 but not in SnO2. In ITO the situation is again gies are therefore not accessible in Fe2O3. Such a limitation
different, as oxygen interstitials, which are partially compen- cannot be overcome by defect modulation doping.
sating the Sn-donors, can be removed from the film during
Al2O3 deposition.[27] The changes in electrical properties of
In2O3 and ITO upon ALD deposition of Al2O3 are therefore 4. Summary and Conclusion
not uniquely caused by the modulation doping as in the case
of SnO2. The case of SrTiO3 is comparable to In2O3, as oxygen In summary, the concept of defect modulation doping has been
vacancies are also shallow donors in SrTiO3.[54] proposed and demonstrated in this work using photoelectron
An electron accumulation has been reported at interfaces spectroscopy and electrical measurements on SnO2 thin films
between SrTiO3 and a series of amorphous oxides.[55–57] A with ALD grown Al2O3 doping layers. In contrast to conven-
dipole model has been proposed to explain the various find- tional modulation doping, the pinned Fermi level position of
ings.[55] Our study suggests that such a dipole can be formed a defective insulator material is used to dope the interface-near
between the surface electron layer and charged defects in the region of a dissimilar semiconductor material. In principle, no
Al2O3 layer. While we can only speculate about the nature of substitutional dopant elements are required for this doping
the defects in the ALD grown Al2O3 films, our study clearly process. The presented data indicates that defect modulation
reveals that these defects must be responsible for a Fermi level doping can be used to circumvent traditional doping limits,
pinning in Al2O3 film. This allows to give a general picture of additionally to increasing the carrier mobility by the spatial
the applicability of defect modulation doping, which is based separation of dopants and transport channel, as in conven-
on the energy band alignment between materials. Although we tional modulation doping. Overcoming the doping limit is
restrict ourselves to oxides here, the approach can, in principle, particularly facilitated by the possibility to use low processing
also be transferred to other materials with known energy band temperatures, whereby formation of compensating defects can
positions.[58] In order to illustrate a number of materials suit- be avoided. The approach also completely lifts the constraint
able for defect modulation doping using ALD–Al2O3, the band regarding the crystalline structures and lattice constants of the
alignment of different oxides is shown in Figure 5. materials combination. This fact, combined with the low cost
The energy band positions have been derived from a large of the employed materials, results in considerable potential in
number of interface studies.[30,59] As these studies include Al2O3, regard to widespread application in consumer level electronic
the limit of Fermi energy which can be reached, is shown by the devices. Highly conductive thin film stacks, especially if opti-
thick solid line. According to this scheme, defect modulation cally transparent, lead to a significant decrease of Ohmic losses
doping should be a viable approach for many oxides. How- in optoelectronic devices such as displays, light emitting diodes
ever, one must keep in mind that defect modulation doping and solar cells, and may therefore increase device efficiency.
is only possible if the formation of compensating defects can Defect modulation doping might also contribute to induced
be avoided. If such defects are vacancies or interstitials, a low 2D electron gases at interfaces between SrTiO3 and a series of
processing temperature may be sufficient to overcome the amorphous oxides including Al2O3 and for enhanced electrical
properties in ZnO/Ga2O3 multilayers.[55–57,61]
The doping mechanism in aluminum doped
zinc oxide, synthesized by ALD of ZnO with
intermittent Al2O3 layers, could also be rea-
sonably explained by the discussed findings.
Defects also very likely contribute to the
variety of phenomena observed at SrTiO3/
LaAlO3 interface.[62,63]
The reported possibility to retroactively
“switch on” electronic transport in low-tem-
perature deposited films presents a com-
pletely new approach to thin film doping, and
might have major implications for the design
and fabrication of optoelectronic devices,
MOSFETs and transparent electronics. The
Figure 5. Energy band alignment of a series of oxides determined from interface experiments combination of dissimilar materials, which
using XPS. Details of the measurements and explanation of the origin of band alignment is
could be suited for this approach is by nature
given elsewhere.[30,63] The Fermi level position which can be reached by defect modulation
doping using low-pressure ALD grown Al2O3 is indicated by the green dash-dotted line. The manifold, compared to finding suited combi-
high Fermi energies can only be reached if formation of compensating defects valence changes nations of similar semiconductor materials.
of the cations can be avoided. Applicability of this approach is in principle
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only limited by the possibility to control the Fermi level posi- and by the European Union’s Horizon 2020 research and innovation
tion in the defective material while suppressing the formation programme under the Marie Sklodowska-Curie Grant No. 641640
of compensating defects in the doped layer, and producing an (European Joint Doctorate for Multifunctional Materials, EJD-funmat).
interface with a suitable band alignment to the doped mate-
rial. The lack of need for epitaxial growth is another significant
upside, compared to the classical modulation doping approach. Conflict of Interest
Not only crystalline but also amorphous layers can hence be
used as doping layer. The authors declare no conflict of interest.
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