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PLOS ONE

Quantifying water-food nexus (water footprint) indicators for food crop production: A
case study of Addis Ababa city
--Manuscript Draft--

Manuscript Number: PONE-D-22-15136R1

Article Type: Research Article

Full Title: Quantifying water-food nexus (water footprint) indicators for food crop production: A
case study of Addis Ababa city

Short Title: Water-food nexus in food crop production

Corresponding Author: Bedassa Dessalegn Kitessa, MSc


Addis Ababa Institute of Technology
Addis, ETHIOPIA

Keywords: Water, nexus, water footprint, food, urban, production

Abstract: Analyzing the water–food nexus is the first step in examining the decision maker in
planning and evaluating urban policies that consider the nexus. The main purpose of
this research is to create a tool for decision makers to analyze and quantify the
water–food nexus of the urban agricultural food crop production. Using the proposed
strategy, indicators for water consumption and water footprint productivity were
provided. A water–food nexus was created using these indicators. Annual water
demand indicators for potato, tomato, onion, and cabbage were calculated to be
around 9070, 9330, 6240, and 8230 m3/ha, respectively. The computed water
consumption indicator of vegetable crops ranged from 6240 to 9330 m3/ha, according
to the study. When compared to other food crops, onion has the lowest water
consumption indicator. The water-food nexus in agricultural food crop production can
be used as a comprehensive instrument to assess progress in city water and
agricultural initiatives. It might also be used to analyze the performance of the water-
food nexus management on a yearly basis.

Order of Authors: Bedassa Dessalegn Kitessa, MSc

Opposed Reviewers:

Response to Reviewers: Respond to reviewers

Lines27-29 Page1, I don’t think “it is important to know the irrigation water demand
through the water-food nexus indicators”. On the contrary, irrigation water demand is a
vehicle for understanding the water-food nexus.
Incorporated accordingly
--------------irrigation water demand is a vehicle for understanding water and food nexus
through water footprint or embedded water in food crop production.

In this article, the author mistakenly equates food production with crop water demand.
In fact, food production also involves the processing of food. In addition, the author
repeatedly stressed the urban scale, but the article did not reflect the particularity of
urban scale.

The analysis is concerned to agricultural urban food crop production

In the introduction, the author mentions the interaction of water-food nexus, while the
paper merely estimates the water footprint of four major crops, not the interaction.
Therefore, I recommend that the introduction should be rewritten.

Incorporated accordingly

In the data section, perhaps the authors should show the spatial distribution of the area
of the four major crops, rather than just showing the meteorological conditions.
The food crop such as potato, tomato, onion and cabbage, which are mostly grown
along in the upper and middle parts of the Akaki River are considered for the study.
The land area of crop production in hectares (ha) for each crop (potato, tomato, onion

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and cabbage) and yield of these crops (ton) was obtained from Addis Ababa
agricultural office, which is also used to estimate quantitatively the water-food nexus.
Since food production is calculated by multiplying land area by food yield, data on the
existing yield of these four crops (production per unit area of land) as well as their land
area is required. These data is shown in Figure 4.

Figure 4. Planting area and yields of crops (Data from Addis Ababa agricultural office)

In water use indicators section, please explain why crop water requirement per unit
area in the study differs from the results of previous studies. And please verify the
reliability of the results of this study.

The annual water demand indicator which is the volume of water per area of cropland
for potato, tomato, onion and cabbage is 9070, 9330, 6240 and 8230 m3/ha,
respectively. The annual water consumption (Wc) indicator per hectare for tomato,
potato, onion and cabbage was about 5600, 5440, 3740 and 4940 m3/ha, respectively.
This is comparable to other studies. Tadesse et al., 2003 estimated annual water
consumption for tomato, potato, onion and cabbage as 5130, 5650, 5400 and 5830
m3/ha, respectively. These insignificant result variations can be due to the spatial and
temporal variation of input datasets like climate datasets, methods and or tools
adopted, and others such as planting date, etc.

In Figure 8, the unit information of the vertical axis is unclear.

Figure 9. Estimated water use for categories of crop

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Cover Letter

Dear chief editor,

The entitled title “Quantifying water-food nexus (water footprint) in food production: A case
study of Addis Ababa city” is has submitted to Plose one Journal.

The study helps to understand the water-food nexus at city scale and used for resources
management and policy making.

Regards,

Bedassa Desalegn

Date: 25/05/2022
Manuscript Click here to access/download;Manuscript;Manuscript_2.docx

Quantifying water-food nexus (water footprint) in food crop


production: A case study of Addis Ababa city
Bedassa Dessalegn Kitessa1*, Semu Moges Ayalew2, Geremew Sahilu Gebrie1, Solomon T/mariam Teferi1

1
Addis Ababa Institute of Technology, Addis Ababa University, Addis Ababa, Ethiopia, 2 School of Civil and
Environmental Engineering, University of Connecticut, Mansfield, Connecticut, United State of America
* bedassa.dessalegn@aait.edu.et

Abstract

Analyzing the water–food nexus is the first step in examining the decision maker in planning and
evaluating urban policies that consider the nexus. The main purpose of this research is to create a
tool for decision makers to analyze and quantify the water–food nexus of the agricultural
production system at the urban level. Using the proposed strategy, indicators for water
consumption and water footprint productivity were provided. A water–food nexus was created
using these indicators. Annual water demand indicators for potato, tomato, onion, and cabbage
were calculated to be around 9070, 9330, 6240, and 8230 m3/ha, respectively. The computed
water consumption indicator of vegetable crops ranged from 6240 to 9330 m3/ha, according to
the study. When compared to other food crops, onion has the lowest water consumption
indicator. The water-food nexus can be used as a comprehensive instrument to assess progress in
city water and agricultural initiatives. It might also be used to analyze the performance of the
water-food nexus management on a yearly basis.

Keywords: Water, nexus, water footprint, food, urban, production

1. Introduction
The water, energy and food are the important pillars on which human being exists and develops.
In water-energy nexus for water system studies, the intrinsic links between the two resources are
précised as energy intensity (Voinov & Cardwell, 2009). Consequently, water-food is dependent
on each other and their relationship is termed as water-food nexus. Food crop production (e.g.,
irrigation) is the main consumer of water and it is important to know the irrigation water demand
through the water-food nexus indicators or embedded water in food production. For the
integrated delivery of water-food systems, quantifying water-food connections helps to
understand synergies across the water and food sectors. Quantifying the interconnection between
water and food is regarded as a crucial step to design policies that ensure to improve
urban water-food security and sustainable food production (Mortada, Abou Najm, Yassine, El
Fadel, & Alamiddine, 2018).

The water-food nexus attracts the attention to ensure those resources, and to do so; quantitative
models should allow its evaluation. This nexus is a complex concept often used in the
comprehensive study and management of water-food resource systems (Mortada, Abou Najm,
Yassine, El Fadel, & Alamiddine, 2018). The complexity of the nexus promoted several models
to understand its scope better (Zhang, Chen, Li, Ding, & Fu, 2018). It is essential to use a tool
that promotes the water-food nexus evaluations and helps introduce new policies and resource
management.

The water-food nexus in food production can be defined as the water consumption of different
crops, and for each crop; it refers to the volume of irrigation water consumed (Hoekstra &
Chapagain, 2007). The nexus can be assessed based on the water footprints of the crop, which
were estimated according to the FAO's model (FAO, 2010). The water footprint of crop indicates
the volume of water consumption during crop growth per unit crop yield (Hoekstra A. , 2008).
Water footprint has been one of the most commonly met in the water-food nexus measurement
results of the nexus output (De Vito, Portoghese, Pagano, Fratino, & Vurro, 2017). It has been
widely used in quantifying and assessing water consumption in crop production (Mekonnen &
Hoekstra, The green, blue and grey water footprint of crops and derived crop products, 2011). A
crop water footprint is dependent on climatic and specific crop parameters collected over time
and studies have been carried out around the world (Mekonnen & Hoekstra, A global and high
resolution assessment of green, blue and grey water footprint of wheat, 2010).

Most of the published nexus studies provide qualitative analyses, and few present a quantitative
assessment (Evelyn, Alma, Elena, Fabiola, & Otilio, 2021). The quantifications of water-food
interconnections are still immature and have to be quantified to determine embedded water in
urban food production. Understanding the water-food nexus at the urban scale through
quantification is the first step toward integrated water-food systems and integrated water-energy-
food (WEF) nexus model, both of which contribute to water security management. However,
there are methodological issues with existing water-food connectivity quantification in food
production. Also, existing calculation findings are dispersed among a large number of studies in
a variety of disciplines, making data collection and interpretation more complex. To advance
robust water-food nexus quantification in food production and contribute to integrated WEF
systems nexus modeling, this study estimates water-food interconnection in food production at
the urban scale.

This study aims to quantify water requirement for food production in the urban area of Addis
Ababa under four different crop categories (potato, tomato, onion and cabbage) using the FAO-
PM method with the help of CropWat model. Finally, the study quantifies the baseline urban
water-food nexus for food production system by considering the nexus indicators (water per unit
hectare of land and water footprint).

2. Methodology

2.1. Data

A seven-year (2010 to 2016) daily meteorological data were taken from National Metrological
Service Agency (NMSA) at three stations (Observatory, Akaki and Bole). The main considered
meteorological variables include the maximum temperature (Tmax), minimum temperature (Tmin),
sunshine duration (n), wind speed (uz), maximum relative humidity (RHmax), and minimum
relative humidity (RHmin). The average monthly maximum and minimum temperatures of the
three stations are indicated in Figure 1.

30

25
Temperature (OC)

20
Tmin
15
Tmax
10

5
Jun

Oct

Dec
Apr

Jul
Aug

Nov
Jan
Feb

May

Sep
Mar

Month
Figure 1. Average annual monthly temperature for three stations (OBS, Akaki and Bole) (Data
from NMSA)
The highest value of average wind speed is in February (0.9 m/s) and March (1.0 m/s) and the
lowest wind speed is in August (0.5 m/s). The average sunshine is maximum in December (9.1
hr) and minimum in July (3.1 hr). The average annual wind speed and sunshine value for Addis
Ababa are 0.8 m/s and 6.7 hr, respectively, which are given in Figure 2.

10 1.2

1.0

Wind speed (m/s)


8
Sunshine (hr)

0.8
6
0.6 Sunshine
4 Wind speed
0.4

2 0.2
Jul

Oct

Dec
Apr

Jun

Aug

Nov
Jan
Feb

May

Sep
Mar

Month

Figure 2. Average monthly wind speed and sunshine (2010-2016) (Data from NMSA)
Another important data is precipitation and relative humidity (RH). The average relative
humidity (RH) in 2010-2016 was 58% at Addis Ababa Observatory and Bole. The highest RH
value is in August (75%) and July (73%), whereas February is the lowest RH (46%). The
average annual total rainfall (at Akaki, Bole and observatory) in general was 1012 mm in the
year 2010 to 2016. The wet season is from June to mid-September. The highest precipitation is
recorded in July and August. There is a significant monthly variation of precipitation and RH as
described in Figure 3.
300 80

Relative humidity (%)


250
Precipitation (mm)
70
200
150 60
Precipitation
100 Relative humidity
50
50
0 40

Oct

Dec
Apr
Feb

Jun
Jul
Aug
Sep

Nov
Jan

Mar

May

Month

Figure 3. Monthly average RH and precipitation (2010-2016) (Data from NMSA)


The amount of crop evaporation was calculated by CropWat model. The collected climate dataset
can be used within the penman-montheith (PM) method and it allows calculating the crop water
requirement for different crops (FAO, 2018). The data used for the PM method includes a
monthly climatic parameter, coordinates and altitude of the location. These parameters are
monthly maximum and minimum temperature (oC), wind speed (m/s), mean relative humidity
(%) and sunshine hours (h) (Clarke, Smith, & El-Askari, 2001).

The other data required includes soil and crop. In this study tomato, onion, cabbage and potato
are considered and their data (e.g., root depth, kc, critical depletion, yield response factor, and
length of plant growth stages) were taken from FAO (Clarke, Smith, & El-Askari, 2001).
Planting dates were taken according to the guide to agricultural operations of Addis Ababa city.
The effective rainfall considering rainfall data of seven years (2010-2016) from three stations
(Observatory, Akaki and Bole) were calculated. The United States Department of Agriculture
Soil Conservation Service (USDA SCS) method in CropWat model was used in this study for the
computation of effective rainfall (FAO, 2018). The land area of crop production in hectares (ha)
for each crop (potato, tomato, onion and cabbage) and yield of these crops (ton) was obtained
from Addis Ababa agricultural office, which is also used to estimate quantitatively the water-
food nexus.
2.2. Water-food nexus framework and parameters

Two basic indicators were proposed to be applied as a tool to quantify the water-food nexus in
the area of the crop production system. The two water-food nexus indicators in crop production
include water demand or consumption indicators, which is the annual water demand or
consumption per hectare of the crop and water footprint indicators, which is a yield of crop per
water consumption or demand. Based on the water consumption and footprint indicator the
water-food nexus was determined. The computation framework to quantify the nexus indicator is
given in Figure 4.

Climate, rainfall
Irrigation water
parameter Crop water requirement (IWR)
requirement (CWR)
Crop
parameter Water demand
Crop area
Water consumption
Water demand
Crop area indicator
Water consumption
indicator

Crop yield Water demand


Water consumption footprint
footprint

Figure 4. Computation framework of water-food nexus indicators


Through the study, basic indicators were proposed to be applied as a tool to quantify the urban
water-food nexus considering water required in food crop production, help in drawing strategies
in the area of the crop production system, and indicated in Figure 5.
Indicator 1: Water consumption or demand
Food

Water-food nexus

Indicator 2: Water footprint


indicators

Strategies to improve
the water-food nexus

Water

Figure 5. Water-food nexus assessment indicators (El-Gafy, 2017)

The first step in computing the water footprint in food crop production is estimating the
reference evapotranspiration (ETo). FAO model is a program for the calculation of water
requirement of crop production based on soil, climate and crop data. It is a decision support tool
developed by FAO land and water development division (Nhamo & Ndlela, 2018). The
advantage of using the FAO model as a tool for assessing crop water use can be due to less
intense data requirements (standard meteorological inputs) than other dynamic models (Allen R.
, Pereira, Raes, & Smith, 1998).

FAO Penman-Monteith (PM) method is practical and recommended as the sole and standard to
carry out calculations of reference evapotranspiration, provides values that are more accurate and
consistent with actual crop water use worldwide (FAO, 1992). The FAO computer program
utilizes the PM method. The rate of evapotranspiration (ET) from a hypothetical crop with a
height (0.12 m), albedo (0.23), and fixed canopy resistance (70 s/m) are termed as ETo (Shahid,
2011). The ET0 was calculated based on the FAO-PM method as given by Eq (1).

900
0.408∆(Rn −G)+ γ( )U (e −ea )
T+273 z s
ETo = (1)
∆+ γ(1+0.34u2 )
Where ∆ is the slope vapor pressure (kPa/0C); Rn is net radiation (MJ/m2d); G is the soil heat flux
(MJ/m2d). Similarly, γ is the psychrometric constant (kPa/0C); uz is the daily mean wind speed at
2 m height (m/s); es is the saturation vapor pressure (kPa) calculated using the observed Tmax and
Tmin. Besides, ea is the daily mean actual vapor pressure (kPa) expressed as a function of
observed Tmax, Tmin, RHmax, and RHmin (Er-Raki, Chehbouni, & Guemouria, 2007).

The net radiation was calculated as follows using Eq (2).

n
R n = 0.77 (a + b N) R a − R nl (2)

Where a and b are constant coefficients (a = 0.18 and b = 0.55); n is the sunshine duration (hr); N
is the maximum sunshine duration (hr); Ra is the extraterrestrial radiation (MJ/m2d); and Rnl is
the net outgoing longwave radiation (MJ/m2d) (Zotarelli, Dukes, Romero, Migliaccio, &
Morgan, 2010).

2.3. Consumption perspective water-food nexus

The crop water requirement (CWR) is the amount of water equal to what is lost from a cropped
field by the crop evapotranspiration (ETc) and is expressed as a function of ETc and effective
rainfall (Peffe). These two variables can be measured in millimeters (mm). The CWR is computed
as follows by Eq (3).

CWR = ETc − Peffe (3)

The CWR approach is based on the crop coefficient (Kc) to calculate the ETc (mm) of each crop
for the meteorological stations (Yang, et al., 2017). It is computed using Eq (4).

ETc = K C X ETo (4)

The Kc value is affected by climate, soil evaporation, crop type, and crop growth stages (Jia, et
al., 2019). Due to the ET differences during the growth stages, the Kc value of the crop is varying
over the developing period that can be categorized into four distinct stages (initial, development,
mid and late) (Allen R. , Pereira, Raes, & Smith, 1998). The Kc value for four distinct stages of
different crops considered in this study is indicated in Figure 6.
1.2
1.1
1
Kc values 0.9
Potato
0.8
0.7 Onion
0.6 Cabbage
0.5 Tomato
0.4
55

100

165
25
30
40

65
70
85
95

115
130
145
150
Stage (Days)

Figure 6.The Kc for different growing stages of different crops (Allen R. , Pereira, Raes, &
Smith, 1998)

The USDA SCS method is used to estimate the Peffe considering the precipitation (P). According
to this method, Eq (5) and Eq (6) are used to compute Peffe (mm) from P (mm).

P (125−0.2 ×3 × P) 250
Peffe = for P ≤ (5)
125 3

125 250
Peffe = + 0.1 × P for P > (6)
3 3

Water consumption (Wc) indicator: It is the water consumption per hectare of the crop (m3/ha)
and calculated considering CWR (mm) and crop area (Ac) in hectare (ha) as indicated in Eq (7).

CWR
Wc = (7)
Ac

Water consumption footprint (Wfp,c) indicator: Water footprint (m3/ton) is calculated applying Eq
(8) using a yield of the crop (Yc) (ton/ha) and Wc (m3/ha).

Yc
Wpro = (8)
Wc

Total water consumption (Wt,c): Total water of the production of crop per year (m3/year) is
calculated based on Ac (ha) and Wc (m3/ha) according to Eq (9).

Wt,c = ∑vc=1 Ac × wc (9)


2.4. Demand perspective water-food nexus

Crop water demand or irrigation water requirement can be computed using Eq (10).
S X CWR
IWR = (10)
IC

Where IWR = irrigation water requirement of certain crops (m3), S = area of the crop (ha), Ic =
irrigation efficiency or field efficiency which is taken as 60% for Akaki catchment (Fitsume,
Kidist, Michael, Richard, & Molla., 2017).

Water demand (Wd) indicators: It is the water demand per hectare of the crop (m3/ha) and
calculated applying Eq (11) by considering IWR (m3) and Ac (ha).

IWR
Wd = (11)
Ac

Water demand footprint (Wfp,d) indicators: Water footprint (m3/ton) depend on the yield of the
crop (Yc) (ton/ha) and Wd (m3/ha). It is calculated applying Eq (12).

Yc
Wpro = (12)
Wd

Total water demand (Wt,d): This is the total water of the production of the crop per year (m3/year)
and calculated using cultivated area of the crop (ha) and water demand indicator (m3/ha) by Eq
(13).

Wt,d = ∑vc=1 Ac × Wd (13)


3. Result and discussion
This study estimate water-food nexus indicators in urban food production system for a long-term
resources planning at urban scale. FAO-PM method with the help of CropWat model is used to
determine the amount of water needed in food production system. The results of unit water
required per food production and per land as a water-food nexus indictor of crop production are
obtained.

a. Water requirement

The average annual precipitation that was considered in the estimation of effective rainfall is
around 1012 mm. Effective rainfall is the part of precipitation, which is effectively used by the
crop after losses by runoff and deep percolation; it was used to compute the crop water
consumption or crop water requirement. The annual average ET0 and effective rainfall were
estimated as 1321 and 734 mm, respectively.

The losses are taking place during the transport of water to irrigation land; therefore,
determination of IWR is needed for consideration of losses or efficiency. Having efficiency,
water consumption is converted to irrigation water requirement. Based on the calculated CWR,
the IWR was estimated. The value used in computation of water-food nexus indictor for each
crop categories is given in Figure 7.

1400
Nexus parameter (mm)

1200
1000
800 CWR
IWR
600
ETc
400
200
Potato Tomato Onion Cabbage
Food crop

Figure 7. Annual value of water-food nexus indictor parameter for different crops
b. Amount of water use

The value of the water use for each crops in 2016 accounted about 362800, 93300, 62400 and
246900 m3 for potato, tomato, onion and cabbage respectively. The total water use of crops is the
sum of the water use of the individual four crops (potato, tomato, cabbage and onion), which is
767 and 460 x 103 m3 for gross and net respectively. This indicate that the total water
consumption for the production of four food crops in 2016 was about 460 x 103 m3 (47, 8, 32 and
12% were used by potato, onion, cabbage and tomato, respectively). The annual water
consumption and demand in 103 m3 for each crop is shown in Figure 8.

0.4

0.3
Water (MCM)

0.2 Consumption
Demand
0.1

0
Potato Tomato Onion Cabbage
Food crop

Figure 8. Estimated water use for categories of crop

c. Water use indicators

The annual water demand indicator in the volume of water per area of cropland for potato,
tomato, onion and cabbage were estimated to be around 9070, 9330, 6240 and 8230 m3/ha,
respectively. In addition, the annual water consumption (Wc) indicator for onion and tomato at
Addis Ababa city sub-catchment is estimated as 3472 and 5296 m3/ha, respectively (Fitsume,
Kidist, Michael, Richard, & Molla., 2017). Consequently, other studies have been estimated for
tomato, potato, onion and cabbage as 5130, 5650, 5400 and 5830 m3/ha, respectively (Tadesse,
MoA., Girma, & ILRI., 2003). In this study, water applied per hectare for tomato, potato, onion
and cabbage was about 5600, 5440, 3740 and 4940 m3/ha, respectively, which is showing
insignificant variation to these other studies.
d. Water footprint indicators

Another indicator in this study was water footprint that importance is being paid to producing
more with comparatively less water. An estimate of water footprint and information about the
affecting factors would assist in creating plans to improve water footprint in a particular area.
This index is mainly influenced by two factors such as water input and crop yield. Each kind of
crop with higher water consumption has high water footprint than other crops (Figure 9).

850
Water footprint (m3/ton)

700

550
Consumption
400
Demand
250

100
Potato Tomato Onion Cabbage
Food crop

Figure 9. Water footprint indicator for different food crop

More water footprints of the crop mean larger water consumption and smaller yield in the growth
period. The average volume of water per ton of primary crop has differed significantly among
crops. The water consumption footprint for onion production was highest, i.e., 492 m3/ton and
while the lowest amount of water footprint was being used at cabbage (191 m3/ton). These
estimated water footprints are within a range of global value, which is 200-300 m3/ton for
vegetables and 500-1000 m3/ton for fruit (Mesfin & Arjen, 2014). Generally, the average total
water consumption footprint for the production of the four crops at the study catchment is 358
m3/ton. Figure 10 shows the contribution of the crop in total yield and water footprint indicator.
a) b)

Potato 13% Potato


27% 22%
41% Tomato Tomato
Onion 35% Onion
20% 30%
12% Cabbage Cabbage

Figure 10. Contribution of crop inputs categories to (a) a total crop yield (ton/ha) and (b) a total
water footprint (m3/ton)

From a and b of Figure 10, onion has the highest percentage of water footprint (35%) but the
least contribution to yield (12%) on the contrary cabbage has the least water footprint (13%) but
maximum for yield (41%).

4. Conclusion
This study understands to analyze and quantify the baseline water-food nexus in urban food
production systems applying the water-food nexus indicators. These indicators are major
concerns that integrate water-food for resource management and planning at city scale. The
indicators are highly relevant to both water and food sectors and to sustainably manage water
and food productivity. This water footprint metric is essential for calculating the water demand.
The two aspects of the indicators were considered as water consumption or demand per a unit
area of land (m3/ha) and water footprint (m3/ton). Indicators are influenced by cropland area,
crop productivity, production and water consumption. Water consumption and demand were
estimated based on the PM-FAO approach that is widely accepted due to accuracy and input data
availability.

The findings are in 2016, and the total water demand for potato, tomato, onion and cabbage were
362.8 x 103, 93.3 x 103, 187.2 x 103 and 82.3 x 103 m3 respectively. In terms of the proportion of
agricultural irrigation water (water consumption indicator), tomato consumed the most (5600
m3/ha), followed by potato, cabbage and onion at 5440 m3/ha, 4940 m3/ha, 3740 m3/ha,
respectively. The result also showed the water demand per hectare for potato, tomato, onion and
cabbage were 9070, 9330, 6240 and 8230 m3/ha, respectively. In this study, water footprint
provides direction to manage water consumption. The result showed, water footprint decrease
when yield increase, which indicates the inverse proportionality relationship.

The present water-food nexus indicator method can effectively utilize and provide pertinent
baseline data in determining water requirements of urban food crop production such onion,
tomato, cabbage and potato. Since the method gave acceptable values, one can easily use the
method implemented in this study to predict the urban water-food nexus indicators. . It is useful
to analyze linkages between the water and food in food production city scale. Quantifying water-
food connections is an important for integrated water-energy-food nexus modeling and
management. In addition, quantifying and understanding of water-food nexus from viewpoint of
water footprint, and volume of water required per area of land as a nexus indicator are an
important concept in urban water management.

Further development can be conducted on the following issue: Sound decision-making and
solutions to water-food nexus in crop production is based on science, which is backed up by data
of adequate quality and detail. Because the water uses for food production are not metered,
water-food nexus indicators data for food production is mostly reliant on models and proxies.
Due to a significant reduction in incoming data delay, water footprint calculations can be
employed for real-time decision-making.

Acknowledgments
This study would like to thanks Addis Ababa city agricultural office for providing data.
Author Contributions
Conceptualization: Bedassa Dessalegn Kitessa, Semu Moges Ayalew, Geremew Sahilu Gebrie,
Solomon T/mariam Teferi.
Data curation: Bedassa Dessalegn Kitessa, Geremew Sahilu Gebrie.
Formal analysis: Bedassa Dessalegn Kitessa.
Methodology: Geremew Sahilu Gebrie.
Supervision: Semu Moges Ayalew.
Validation: Semu Moges Ayalew, Geremew Sahilu Gebrie.
Visualization: Semu Moges Ayalew, Geremew Sahilu Gebrie, Solomon T/mariam Teferi.
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Manuscript Click here to access/download;Manuscript;Revised
manuscript_1.docx

Quantifying water-food nexus (water footprint) indicators


for food crop production: A case study of Addis Ababa city
Bedassa Dessalegn Kitessa1*, Semu Moges Ayalew3, Geremew Sahilu Gebrie2, Solomon T/mariam Teferi2

1
Hydraulic and Water Resources Engineering Department, College of Engineering and Technology, Wolkite
University, Ethiopia, 2Addis Ababa Institute of Technology, Addis Ababa University, Addis Ababa, Ethiopia,
3
School of Civil and Environmental Engineering, University of Connecticut, Mansfield, Connecticut, United State of
America
* bedassa.dessalegn@aait.edu.et

Abstract

Analyzing the water–food nexus is the first step in examining the decision maker in planning and
evaluating urban policies that consider the nexus. The main purpose of this research is to create a
tool for decision makers to analyze and quantify the water–food nexus of the urban agricultural
food crop production. Using the proposed strategy, indicators for water consumption and water
footprint productivity were provided. A water–food nexus was created using these indicators.
Annual water demand indicators for potato, tomato, onion, and cabbage were calculated to be
around 9070, 9330, 6240, and 8230 m3/ha, respectively. The computed water consumption
indicator of vegetable crops ranged from 6240 to 9330 m3/ha, according to the study. When
compared to other food crops, onion has the lowest water consumption indicator. The water-food
nexus in agricultural food crop production can be used as a comprehensive instrument to assess
progress in city water and agricultural initiatives. It might also be used to analyze the
performance of the water-food nexus management on a yearly basis.

Keywords: Water, nexus, water footprint, food, urban, production


1. Introduction
The water and food are the important pillars on which human being exists and develops and their
nexus is basic for water and food resources management. Due to the uncertainty surrounding future
access to resources that are necessary for life, the water-food nexus has become a crucial topic for the
scientific communities (Ahmadzadeh et al., 2016). There is a growing incentive to change management
strategies as a result of the relationship between water and food resources (Kaddoura Due to
emerging challenges with hydration and food availability, the water-food nexus is essential to achieving
the Sustainable Development Goals (SDGs).

The water-food nexus is indirectly related to some SDGs, such as ending poverty, promoting
decent work and economic growth, and promoting responsible consumption and production,
because cities are resource consumers, agriculture generates jobs, unsustainable husbandry
practices and agrochemical use have an impact on life on land and underwater and agriculture-
related products have a positive impact on wellbeing. However, several SDGs (such as ending
hunger, promoting health and wellbeing, providing access to clean water and sanitation, and
addressing climate change) have a clear relationship with the water-food nexus.

The water-food nexus attracts the attention to ensure those resources, and to do so; quantitative
models should allow its evaluation. This nexus is a complex concept often used in the
comprehensive study and management of water and food resource systems (Mortada et al.,
2018). The complexity of the water-food nexus promoted several models to understand its scope
better (Zhang et al., 2018). It is essential to use a tool that promotes the water-food nexus
evaluations and helps introduce new policies and resource management.

Different studies show the importance of the water-food nexus relevance, but few studies
quantify it. For the integrated delivery of water and food systems, quantifying water and food
connections helps to understand synergies across the water and food sectors. Quantifying the
interconnection between water and food is regarded as a crucial step to design policies that
ensure to improve urban water and food security and sustainable agricultural food crop
production (Mortada et al., 2018).

Water-food nexus for food crop production is termed as water footprint. Food crop production
(e.g., irrigation) is the main consumer of water and irrigation water demand is a vehicle for
understanding water-food nexus through water footprint or embedded water in food crop
production. The water-food nexus in perspectives of agricultural food crop production can be
defined as the water consumption of different crops, and for each crop; it refers to the volume of
irrigation water consumed (Hoekstra & Chapagain, 2007).

The nexus can be assessed based on the water footprints of the crop, which were estimated
according to the FAO's model (FAO, 2010). The water footprint of crop indicates the volume of
water consumption during crop growth per unit crop yield (Hoekstra, 2008). It is one of the most
commonly used in the water-food nexus measurement results of the nexus output (De Vito et al.,
2017). Water footprint has been widely used in quantifying and assessing water consumption in
agricultural crop production (Mekonnen & Hoekstra, 2011). A crop water footprint is dependent
on climatic and specific crop parameters collected over time and studies have been carried out
around the world (Mekonnen & Hoekstra, 2010).

Most of the published water-food nexus studies provide qualitative analyses, and few present a
quantitative assessment (Evelyn et al., 2021). The quantifications of water and food
interconnections are still immature having inconsistent indicator and different system boundary
condition. Understanding the urban water-food nexus through quantification is the first step
toward the integration of water and food systems, which can contribute to water security
management. However, there are methodological issues with existing water and food
connectivity quantification in perspectives of agricultural food crop production. Also, existing
calculation findings are dispersed among a large number of studies in a variety of disciplines,
making data collection and interpretation more complex. To advance robust water-food nexus
quantification in perspective of food crop production, this study estimates water and food
interconnection in urban food production.

This study aims to quantify water requirement in view of agricultural food production in the
urban area of Addis Ababa under four different crop categories such as potato, tomato, onion and
cabbage using the FAO-PM method with the help of CropWat model. Finally, the study also
quantifies the baseline urban water-food nexus for agricultural food crop production through the
nexus indicators such as water per unit hectare of land and water footprint.
2. Methodology

2.1. Data

A seven-year (2010 to 2016) daily meteorological data were taken from National Metrological
Service Agency (NMSA) at three stations (Observatory, Akaki and Bole). The main considered
meteorological variables include the maximum temperature (Tmax), minimum temperature (Tmin),
sunshine duration (n), wind speed (uz), maximum relative humidity (RHmax), and minimum
relative humidity (RHmin). The spatial distribution of the area of the four major crops with their
yield also used in this study, which are taken from Addis Ababa Agricultural office.

a. Temperature

The average monthly maximum and minimum temperatures of the three stations are indicated in
Figure 1.

30

25
Temperature (OC)

20

15

10

5
Oct

Dec
Feb

Apr

Jun

Jul

Aug

Sep

Nov
Mar
Jan

May

Month
Tmin Tmax

Figure 1. Average annual monthly temperature for three stations (OBS, Akaki and Bole)
(Source: NMSA)

b. Wind speed and sunshine


The highest value of average wind speed is in February (0.9 m/s) and March (1.0 m/s) and the
lowest wind speed is in August (0.5 m/s). The average sunshine is maximum in December (9.1
hr) and minimum in July (3.1 hr). The average annual wind speed and sunshine value for Addis
Ababa are 0.8 m/s and 6.7 hr, respectively, which are given in Figure 2.
10 1.2

1.0

Wind speed (m/s)


8
Sunshine (hr)
0.8
6
0.6
4
0.4

2 0.2

Jun

Oct

Dec
Apr

Jul

Aug

Nov
Jan

Feb

May

Sep
Mar

Month
Sunshine Wind speed

Figure 2. Average monthly wind speed and sunshine (2010-2016) (Source: NMSA)

c. Precipitation and relative humidity


Another important data is precipitation and relative humidity (RH). The average relative
humidity (RH) in 2010-2016 was 58% at Addis Ababa Observatory and Bole. The highest RH
value is in August (75%) and July (73%), whereas February is the lowest RH (46%). The
average annual total rainfall (at Akaki, Bole and observatory) in general was 1012 mm in the
year 2010 to 2016. The wet season is from June to mid-September. The highest precipitation is
recorded in July and August. There is a significant monthly variation of precipitation and RH as
described in Figure 3.
300 80

250

Relative humidity (%)


Precipitation (mm) 70
200

150 60

100
50
50

0 40

Dec
Sep

Oct
Mar

Apr

Jun

Jul
Feb

Aug

Nov
Jan

May Month
Precipitation Relative humidity

Figure 3. Monthly average RH and precipitation (2010-2016) (Source: NMSA)


The amount of crop evaporation was calculated by CropWat model. The collected climate dataset
can be used within the penman-montheith (PM) method and it allows calculating the crop water
requirement for different crops (FAO, 2018). The data used for the PM method includes a
monthly climatic parameter, coordinates and altitude of the location. These parameters are
monthly maximum and minimum temperature (oC), wind speed (m/s), mean relative humidity
(%) and sunshine hours (h) (Clarke et al., 2001).

The other data required includes soil and crop. In this study tomato, onion, cabbage and potato
are considered and their data (e.g., root depth, kc, critical depletion, yield response factor, and
length of plant growth stages) were taken from FAO (Clarke et al., 2001). Planting dates were
taken according to the guide to agricultural operations of Addis Ababa city. The effective rainfall
considering rainfall data of seven years (2010-2016) from three stations (Observatory, Akaki and
Bole) were calculated. The United States Department of Agriculture Soil Conservation Service
(USDA SCS) method in CropWat model was used in this study for the computation of effective
rainfall (FAO, 2018).

d. Crop area and yield

The food crop such as potato, tomato, onion and cabbage, which are mostly grown along in the
upper and middle parts of the Akaki River are considered for the study. The land area of crop
production in hectares (ha) for each crop (potato, tomato, onion and cabbage) and yield of these
crops (ton) was obtained from Addis Ababa agricultural office, which is also used to estimate
quantitatively the water-food nexus. Since agricultural food production is calculated by
multiplying land area by food yield, data on the existing yield of these four crops (agricultural
food production per unit area of land) as well as their land area is required. These data is shown
in Figure 4.

30 40
25
30
Yield (ton/ha)

20
15 Area (ha) 20

10
10
5
0 0
Onion Tomato Cabbage Potato Onion Tomato Cabbage Potato
Food crop Food crop
Figure 4. Planting area and yields of crops (Source: Addis Ababa agricultural office)

2.2. Water-food nexus framework and parameters

Two basic indicators were proposed to be applied as a tool to quantify the water-food nexus in
the area of the crop production system. The two water-food nexus indicators in crop production
include water demand or consumption indicators, which is the annual water demand or
consumption per hectare of the crop and water footprint indicators, which is a yield of crop per
water consumption or demand. Based on the water consumption and footprint indicator the
water-food nexus was determined. The computation framework to quantify the nexus indicator is
given in Figure 5.

Climate, rainfall
Irrigation water
parameter Crop water requirement (IWR)
requirement (CWR)
Crop
parameter Water demand
Crop area
Water consumption
Water demand
Crop area indicator
Water consumption
Figure 5. Computation framework of water-food nexus indicators
Through the study, basic indicators were proposed to be applied as a tool to quantify the urban
water-food nexus considering water required in food crop production, help in drawing strategies
in the area of the crop production system, and indicated in Figure 6.
Indicator 1: Water consumption or demand

Food

Water-food nexus
Indicator 2: Water footprint

indicators

Strategies to improve
the water-food nexus

Water

Figure 6. Water-food nexus assessment indicators of agricultural food production (El-Gafy,


2017)

The first step in computing the water footprint in food crop production is estimating the
reference evapotranspiration (ETo). FAO model is a program for the calculation of water
requirement of agricultural crop production based on soil, climate and crop data. It is a decision
support tool developed by FAO land and water development division (Nhamo & Ndlela, 2018).
The advantage of using the FAO model as a tool for assessing crop water use can be due to less
intense data requirements (standard meteorological inputs) than other dynamic models (Allen et
al., 1998).

FAO Penman-Monteith (PM) method is practical and recommended as the sole and standard to
carry out calculations of reference evapotranspiration, provides values that are more accurate and
consistent with actual crop water use worldwide (FAO, 1992). The FAO computer program
utilizes the PM method. The rate of evapotranspiration (ET) from a hypothetical crop with a
height (0.12 m), albedo (0.23), and fixed canopy resistance (70 s/m) are termed as ETo (Shahid,
2011). The ET0 was calculated based on the FAO-PM method as given by Eq (1).

900
0.408∆(Rn −G)+ γ( )U (e −ea )
T+273 z s
ETo = (1)
∆+ γ(1+0.34u2 )

Where ∆ is the slope vapor pressure (kPa/0C); Rn is net radiation (MJ/m2d); G is the soil heat flux
(MJ/m2d). Similarly, γ is the psychrometric constant (kPa/0C); uz is the daily mean wind speed at
2 m height (m/s); es is the saturation vapor pressure (kPa) calculated using the observed Tmax and
Tmin. Besides, ea is the daily mean actual vapor pressure (kPa) expressed as a function of
observed Tmax, Tmin, RHmax, and RHmin (Er-Raki et al., 2007).

The net radiation was calculated as follows using Eq (2).

n
R n = 0.77 (a + b N) R a − R nl (2)

Where a and b are constant coefficients (a = 0.18 and b = 0.55); n is the sunshine duration (hr); N
is the maximum sunshine duration (hr); Ra is the extraterrestrial radiation (MJ/m2d); and Rnl is
the net outgoing longwave radiation (MJ/m2d) (Zotarelli et al., 2010).

2.3. Consumption perspective water-food nexus

The crop water requirement (CWR) is the amount of water equal to what is lost from a cropped
field by the crop evapotranspiration (ETc) and is expressed as a function of ETc and effective
rainfall (Peffe). These two variables can be measured in millimeters (mm). The CWR is computed
as follows by Eq (3).

CWR = ETc − Peffe (3)


The CWR approach is based on the crop coefficient (Kc) to calculate the ETc (mm) of each crop
for the meteorological stations (Yang et al., 2017). It is computed using Eq (4).

ETc = K C X ETo (4)

The Kc value is affected by climate, soil evaporation, crop type, and crop growth stages (Jia et
al., 2019). Due to the ET differences during the growth stages, the Kc value of the crop is varying
over the developing period that can be categorized into four distinct stages (initial, development,
mid and late) (Allen et al., 1998). The Kc value for four distinct stages of different crops
considered in this study is indicated in Figure 7.

1.2
1.1
1
Kc values

0.9
0.8
0.7
0.6
0.5
0.4
70

95
25
30
40
55
65

85

100
115
130
145
150
165
Stage (Days)
Potato Onion Cabbage Tomato

Figure 7.The Kc for different growing stages of different crops (Allen et al., 1998)

The USDA SCS method is used to estimate the Peffe considering the precipitation (P). According
to this method, Eq (5) and Eq (6) are used to compute Peffe (mm) from P (mm).

P (125−0.2 ×3 × P) 250
Peffe = for P ≤ (5)
125 3

125 250
Peffe = + 0.1 × P for P > (6)
3 3

Water consumption (Wc) indicator: It is the water consumption per hectare of the crop (m3/ha)
and calculated considering CWR (mm) and crop area (Ac) in hectare (ha) as indicated in Eq (7).
CWR
Wc = (7)
Ac

Water consumption footprint (Wfp,c) indicator: Water footprint (m3/ton) is calculated applying Eq
(8) using a yield of the crop (Yc) (ton/ha) and Wc (m3/ha).

Yc
Wpro = (8)
Wc

Total water consumption (Wt,c): Total water of the production of crop per year (m3/year) is
calculated based on Ac (ha) and Wc (m3/ha) according to Eq (9).

Wt,c = ∑vc=1 Ac × wc (9)

2.4. Demand perspective water-food nexus

Crop water demand or irrigation water requirement can be computed using Eq (10).
S X CWR
IWR = (10)
IC

Where IWR = irrigation water requirement of certain crops (m3), S = area of the crop (ha), Ic =
irrigation efficiency or field efficiency which is taken as 60% for Akaki catchment (Fitsume et
al., 2017).

Water demand (Wd) indicators: It is the water demand per hectare of the crop (m3/ha) and
calculated applying Eq (11) by considering IWR (m3) and Ac (ha).

IWR
Wd = (11)
Ac

Water demand footprint (Wfp,d) indicators: Water footprint (m3/ton) depend on the yield of the
crop (Yc) (ton/ha) and Wd (m3/ha). It is calculated applying Eq (12).

Yc
Wpro = (12)
Wd

Total water demand (Wt,d): This is the total water of the production of the crop per year (m3/year)
and calculated using cultivated area of the crop (ha) and water demand indicator (m3/ha) by Eq
(13).
Wt,d = ∑vc=1 Ac × Wd (13)
3. Result and discussion
This study estimate water-food nexus indicators in urban food production system for a long-term
resources planning. FAO-PM method with the help of CropWat model is used to determine the
amount of water needed in food production system. The results of unit water required per food
production and per land as a water-food nexus indictor of crop production are obtained.

3.1. CWR, IWR and ETc

The average annual precipitation that was considered in the estimation of effective rainfall is
around 1012 mm. Effective rainfall is the part of precipitation, which is effectively used by the
crop after losses by runoff and deep percolation; it was used to compute the crop water
consumption or crop water requirement. The annual average ET0 and effective rainfall were
estimated as 1321 and 734 mm, respectively.

The losses are taking place during the transport of water to irrigation land; therefore,
determination of IWR is needed for consideration of losses or efficiency. Having efficiency,
water consumption is converted to irrigation water requirement. Based on the calculated CWR,
the IWR was estimated. The value used in computation of water-food nexus indictor for each
crop categories is given in Figure 8.

1400

1200
Nexus parameter (mm)

1000

800

600

400

200
Potato Tomato Onion Cabbage
Food crop
CWR IWR ETc

Figure 8. Annual value of water-food nexus indictor parameter for different crops

3.2. Amount of water use for food crop production


The value of the water use for each crops in 2016 accounted about 362800, 93300, 62400 and
246900 m3 for potato, tomato, onion and cabbage respectively. The total water use of crops is the
sum of the water use of the individual four crops (potato, tomato, cabbage and onion), which is
767 and 460 x 103 m3 for gross and net respectively. This indicate that the total water
consumption for the production of four food crops in 2016 was about 460 x 103 m3 (47, 8, 32 and
12% were used by potato, onion, cabbage and tomato, respectively). The annual water
consumption and demand in 103 m3 for each crop is shown in Figure 9.

0.4

0.3
Water (106 m3)

0.2

0.1

0
Potato Tomato Onion Cabbage
Food crop
Consumption Demand

Figure 9. Estimated water use for categories of crop

Figure 9 showed that the water consumption for all vegetables is smaller than the water demand
because the former measures the net amount of water used for each vegetable crop produced,
whereas the latter measures the overall water demanded.

3.3. Water use indicators

The annual water demand indicator, which is the volume of water per area of cropland for potato,
tomato, onion and cabbage is 9070, 9330, 6240 and 8230 m3/ha, respectively. The annual water
consumption (Wc) indicator per hectare for tomato, potato, onion and cabbage was about 5600,
5440, 3740 and 4940 m3/ha, respectively. This is comparable to other studies. Tadesse et al.,
2003 estimated annual water consumption for tomato, potato, onion and cabbage as 5130, 5650,
5400 and 5830 m3/ha, respectively. These insignificant result variations can be due to the spatial
and temporal variation of input datasets like climate datasets, methods and or tools adopted, and
others such as planting date, etc.

3.4. Water footprint indicators

Another indicator in this study is water footprint. This index is mainly influenced by two factors
such as water input and crop yield. Each kind of crop with higher water consumption has high
water footprint than other crops (Figure 10). The annual water demand footprint for potato,
tomato, onion and cabbage is 527, 718, 820 and 320 m3/ton, respectively, whereas the water
consumption footprint is 316, 430, 492 and 191 m3/ton. The water consumption footprint for all
vegetables is lesser than the water demand footprint since the prior one measures the amount of
water used per a unit crop produced, whereas the latter measures the gross water required per
unit crop produced.

850
Water footprint (m3/ton)

700

550

400

250

100
Potato Tomato Onion Cabbage
Food crop
Consumption Demand

Figure 10. Water footprint indicator for different food crop

More water footprints of the crop mean larger water consumption and smaller yield in the growth
period. The average volume of water per ton of primary crop has differed significantly among
crops. The water consumption footprint for onion production was highest, i.e., 492 m 3/ton and
while the lowest amount of water footprint was being used at cabbage (191 m3/ton). These
estimated water footprints are within a range of global value, which is 200-300 m3/ton for
vegetables and 500-1000 m3/ton for fruit (Mesfin & Arjen, 2014). Generally, the average total
water consumption footprint for the production of the four crops at the study catchment is 358
m3/ton. Figure 11 shows the contribution of the crop in total yield and water footprint indicator.

a) b)

Potato 13% Potato


27% 22%
41% Tomato Tomato
Onion 35% Onion
20% 30%
12% Cabbage Cabbage

Figure 11. Contribution of crop inputs categories to (a) a total crop yield (ton/ha) and (b) a total
water footprint (m3/ton)

From a and b of Figure 11, onion has the highest percentage of water footprint (35%) but the
least contribution to yield (12%) on the contrary cabbage has the least water footprint (13%) but
maximum for yield (41%).

4. Conclusion
This study understands to analyze and quantify the baseline water-food nexus in urban food
production systems applying the water-food nexus indicators. These indicators are major
concerns that integrate urban water-food for resource management and planning. The indicators
are highly relevant to both water and food sectors and to sustainably manage water and food
productivity. This water footprint metric is essential for calculating the water demand. The two
aspects of the indicators were considered as water consumption or demand per a unit area of land
(m3/ha) and water footprint (m3/ton). Indicators are influenced by cropland area, crop
productivity, production and water consumption. Water consumption and demand were
estimated based on the PM-FAO approach that is widely accepted due to accuracy and input data
availability.
The findings are in 2016, and the total water demand for potato, tomato, onion and cabbage were
362.8 x 103, 93.3 x 103, 187.2 x 103 and 82.3 x 103 m3 respectively. In terms of the proportion of
agricultural irrigation water (water consumption indicator), tomato consumed the most (5600
m3/ha), followed by potato, cabbage and onion at 5440 m3/ha, 4940 m3/ha, 3740 m3/ha,
respectively. The result also showed the water demand per hectare for potato, tomato, onion and
cabbage were 9070, 9330, 6240 and 8230 m3/ha, respectively. In this study, water footprint
provides direction to manage water consumption. The result showed, water footprint decrease
when yield increase, which indicates the inverse proportionality relationship.

The present water-food nexus indicator method can effectively utilize and provide pertinent
baseline data in determining water requirements of urban food crop production such onion,
tomato, cabbage and potato. Since the method gave acceptable values, one can easily use the
method implemented in this study to predict the urban water-food nexus indicators. It is useful
to analyze linkages between the water and food in urban food production. Quantifying water-
food connections is an important for integrated water-energy-food nexus modeling and
management. In addition, quantifying and understanding of water-food nexus from viewpoint of
water footprint, and volume of water required per area of land as a nexus indicator are an
important concept in urban water management.

Further development can be conducted on the following issue: Sound decision-making and
solutions to water-food nexus in crop production is based on science, which is backed up by data
of adequate quality and detail. Because the water uses for food production are not metered,
water-food nexus indicators data for food production is mostly reliant on models and proxies.
Due to a significant reduction in incoming data delay, water footprint calculations can be
employed for real-time decision-making.

Acknowledgments
This study would like to thanks Addis Ababa city agricultural office for providing data.
Author Contributions
Conceptualization: Bedassa Dessalegn Kitessa, Semu Moges Ayalew, Geremew Sahilu Gebrie,
Solomon T/mariam Teferi.
Data curation: Bedassa Dessalegn Kitessa, Geremew Sahilu Gebrie.
Formal analysis: Bedassa Dessalegn Kitessa.
Methodology: Geremew Sahilu Gebrie.
Supervision: Semu Moges Ayalew.
Validation: Semu Moges Ayalew, Geremew Sahilu Gebrie.
Visualization: Semu Moges Ayalew, Geremew Sahilu Gebrie, Solomon T/mariam Teferi.

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Figure

Click here to access/download


Supporting Information
Figure.rar
Revised Manuscript with Track Changes

Quantifying water-food nexus (water footprint) indicators


for food crop production: A case study of Addis Ababa city
Bedassa Dessalegn Kitessa1*, Semu Moges Ayalew3, Geremew Sahilu Gebrie2, Solomon T/mariam Teferi2

1
Hydraulic and Water Resources Engineering Department, College of Engineering and Technology, Wolkite
University, Ethiopia, 2Addis Ababa Institute of Technology, Addis Ababa University, Addis Ababa, Ethiopia,
3
School of Civil and Environmental Engineering, University of Connecticut, Mansfield, Connecticut, United State of
America
* bedassa.dessalegn@aait.edu.et

Abstract

Analyzing the water–food nexus is the first step in examining the decision maker in planning and
evaluating urban policies that consider the nexus. The main purpose of this research is to create a
tool for decision makers to analyze and quantify the water–food nexus of the urban agricultural
food crop production. Using the proposed strategy, indicators for water consumption and water
footprint productivity were provided. A water–food nexus was created using these indicators.
Annual water demand indicators for potato, tomato, onion, and cabbage were calculated to be
around 9070, 9330, 6240, and 8230 m3/ha, respectively. The computed water consumption
indicator of vegetable crops ranged from 6240 to 9330 m3/ha, according to the study. When
compared to other food crops, onion has the lowest water consumption indicator. The water-food
nexus in agricultural food crop production can be used as a comprehensive instrument to assess
progress in city water and agricultural initiatives. It might also be used to analyze the
performance of the water-food nexus management on a yearly basis.

Keywords: Water, nexus, water footprint, food, urban, production


1. Introduction
The water and food are the important pillars on which human being exists and develops and their
nexus is basic for water and food resources management. Due to the uncertainty surrounding future
access to resources that are necessary for life, the water-food nexus has become a crucial topic for the
scientific communities (Ahmadzadeh et al., 2016). There is a growing incentive to change management
strategies as a result of the relationship between water and food resources (Kaddoura Due to
emerging challenges with hydration and food availability, the water-food nexus is essential to achieving
the Sustainable Development Goals (SDGs).

The water-food nexus is indirectly related to some SDGs, such as ending poverty, promoting
decent work and economic growth, and promoting responsible consumption and production,
because cities are resource consumers, agriculture generates jobs, unsustainable husbandry
practices and agrochemical use have an impact on life on land and underwater and agriculture-
related products have a positive impact on wellbeing. However, several SDGs (such as ending
hunger, promoting health and wellbeing, providing access to clean water and sanitation, and
addressing climate change) have a clear relationship with the water-food nexus.

The water-food nexus attracts the attention to ensure those resources, and to do so; quantitative
models should allow its evaluation. This nexus is a complex concept often used in the
comprehensive study and management of water and food resource systems (Mortada et al.,
2018). The complexity of the water-food nexus promoted several models to understand its scope
better (Zhang et al., 2018). It is essential to use a tool that promotes the water-food nexus
evaluations and helps introduce new policies and resource management.

Different studies show the importance of the water-food nexus relevance, but few studies
quantify it. For the integrated delivery of water and food systems, quantifying water and food
connections helps to understand synergies across the water and food sectors. Quantifying the
interconnection between water and food is regarded as a crucial step to design policies that
ensure to improve urban water and food security and sustainable agricultural food crop
production (Mortada et al., 2018).

Water-food nexus for food crop production is termed as water footprint. Food crop production
(e.g., irrigation) is the main consumer of water and irrigation water demand is a vehicle for
understanding water-food nexus through water footprint or embedded water in food crop
production. The water-food nexus in perspectives of agricultural food crop production can be
defined as the water consumption of different crops, and for each crop; it refers to the volume of
irrigation water consumed (Hoekstra & Chapagain, 2007).

The nexus can be assessed based on the water footprints of the crop, which were estimated
according to the FAO's model (FAO, 2010). The water footprint of crop indicates the volume of
water consumption during crop growth per unit crop yield (Hoekstra, 2008). It is one of the most
commonly used in the water-food nexus measurement results of the nexus output (De Vito et al.,
2017). Water footprint has been widely used in quantifying and assessing water consumption in
agricultural crop production (Mekonnen & Hoekstra, 2011). A crop water footprint is dependent
on climatic and specific crop parameters collected over time and studies have been carried out
around the world (Mekonnen & Hoekstra, 2010).

Most of the published water-food nexus studies provide qualitative analyses, and few present a
quantitative assessment (Evelyn et al., 2021). The quantifications of water and food
interconnections are still immature having inconsistent indicator and different system boundary
condition. Understanding the urban water-food nexus through quantification is the first step
toward the integration of water and food systems, which can contribute to water security
management. However, there are methodological issues with existing water and food
connectivity quantification in perspectives of agricultural food crop production. Also, existing
calculation findings are dispersed among a large number of studies in a variety of disciplines,
making data collection and interpretation more complex. To advance robust water-food nexus
quantification in perspective of food crop production, this study estimates water and food
interconnection in urban food production.

This study aims to quantify water requirement in view of agricultural food production in the
urban area of Addis Ababa under four different crop categories such as potato, tomato, onion and
cabbage using the FAO-PM method with the help of CropWat model. Finally, the study also
quantifies the baseline urban water-food nexus for agricultural food crop production through the
nexus indicators such as water per unit hectare of land and water footprint.
2. Methodology

2.1. Data

A seven-year (2010 to 2016) daily meteorological data were taken from National Metrological
Service Agency (NMSA) at three stations (Observatory, Akaki and Bole). The main considered
meteorological variables include the maximum temperature (Tmax), minimum temperature (Tmin),
sunshine duration (n), wind speed (uz), maximum relative humidity (RHmax), and minimum
relative humidity (RHmin). The spatial distribution of the area of the four major crops with their
yield also used in this study, which are taken from Addis Ababa Agricultural office.

a. Temperature

The average monthly maximum and minimum temperatures of the three stations are indicated in
Figure 1.

30

25
Temperature (OC)

20

15

10

5
Oct

Dec
Feb

Apr

Jun

Jul

Aug

Sep

Nov
Mar
Jan

May

Month
Tmin Tmax

Figure 1. Average annual monthly temperature for three stations (OBS, Akaki and Bole)
(Source: NMSA)

b. Wind speed and sunshine


The highest value of average wind speed is in February (0.9 m/s) and March (1.0 m/s) and the
lowest wind speed is in August (0.5 m/s). The average sunshine is maximum in December (9.1
hr) and minimum in July (3.1 hr). The average annual wind speed and sunshine value for Addis
Ababa are 0.8 m/s and 6.7 hr, respectively, which are given in Figure 2.
10 1.2

1.0

Wind speed (m/s)


8
Sunshine (hr)
0.8
6
0.6
4
0.4

2 0.2

Jun

Oct

Dec
Apr

Jul

Aug

Nov
Jan

Feb

May

Sep
Mar

Month
Sunshine Wind speed

Figure 2. Average monthly wind speed and sunshine (2010-2016) (Source: NMSA)

c. Precipitation and relative humidity


Another important data is precipitation and relative humidity (RH). The average relative
humidity (RH) in 2010-2016 was 58% at Addis Ababa Observatory and Bole. The highest RH
value is in August (75%) and July (73%), whereas February is the lowest RH (46%). The
average annual total rainfall (at Akaki, Bole and observatory) in general was 1012 mm in the
year 2010 to 2016. The wet season is from June to mid-September. The highest precipitation is
recorded in July and August. There is a significant monthly variation of precipitation and RH as
described in Figure 3.
300 80

250

Relative humidity (%)


Precipitation (mm) 70
200

150 60

100
50
50

0 40

Dec
Sep

Oct
Mar

Apr

Jun

Jul
Feb

Aug

Nov
Jan

May Month
Precipitation Relative humidity

Figure 3. Monthly average RH and precipitation (2010-2016) (Source: NMSA)


The amount of crop evaporation was calculated by CropWat model. The collected climate dataset
can be used within the penman-montheith (PM) method and it allows calculating the crop water
requirement for different crops (FAO, 2018). The data used for the PM method includes a
monthly climatic parameter, coordinates and altitude of the location. These parameters are
monthly maximum and minimum temperature (oC), wind speed (m/s), mean relative humidity
(%) and sunshine hours (h) (Clarke et al., 2001).

The other data required includes soil and crop. In this study tomato, onion, cabbage and potato
are considered and their data (e.g., root depth, kc, critical depletion, yield response factor, and
length of plant growth stages) were taken from FAO (Clarke et al., 2001). Planting dates were
taken according to the guide to agricultural operations of Addis Ababa city. The effective rainfall
considering rainfall data of seven years (2010-2016) from three stations (Observatory, Akaki and
Bole) were calculated. The United States Department of Agriculture Soil Conservation Service
(USDA SCS) method in CropWat model was used in this study for the computation of effective
rainfall (FAO, 2018).

d. Crop area and yield

The food crop such as potato, tomato, onion and cabbage, which are mostly grown along in the
upper and middle parts of the Akaki River are considered for the study. The land area of crop
production in hectares (ha) for each crop (potato, tomato, onion and cabbage) and yield of these
crops (ton) was obtained from Addis Ababa agricultural office, which is also used to estimate
quantitatively the water-food nexus. Since agricultural food production is calculated by
multiplying land area by food yield, data on the existing yield of these four crops (agricultural
food production per unit area of land) as well as their land area is required. These data is shown
in Figure 4.

30 40
25
30
Yield (ton/ha)

20
15 Area (ha) 20

10
10
5
0 0
Onion Tomato Cabbage Potato Onion Tomato Cabbage Potato
Food crop Food crop
Figure 4. Planting area and yields of crops (Source: Addis Ababa agricultural office)

2.2. Water-food nexus framework and parameters

Two basic indicators were proposed to be applied as a tool to quantify the water-food nexus in
the area of the crop production system. The two water-food nexus indicators in crop production
include water demand or consumption indicators, which is the annual water demand or
consumption per hectare of the crop and water footprint indicators, which is a yield of crop per
water consumption or demand. Based on the water consumption and footprint indicator the
water-food nexus was determined. The computation framework to quantify the nexus indicator is
given in Figure 5.

Climate, rainfall
Irrigation water
parameter Crop water requirement (IWR)
requirement (CWR)
Crop
parameter Water demand
Crop area
Water consumption
Water demand
Crop area indicator
Water consumption
Figure 5. Computation framework of water-food nexus indicators
Through the study, basic indicators were proposed to be applied as a tool to quantify the urban
water-food nexus considering water required in food crop production, help in drawing strategies
in the area of the crop production system, and indicated in Figure 6.
Indicator 1: Water consumption or demand

Food

Water-food nexus
Indicator 2: Water footprint

indicators

Strategies to improve
the water-food nexus

Water

Figure 6. Water-food nexus assessment indicators of agricultural food production (El-Gafy,


2017)

The first step in computing the water footprint in food crop production is estimating the
reference evapotranspiration (ETo). FAO model is a program for the calculation of water
requirement of agricultural crop production based on soil, climate and crop data. It is a decision
support tool developed by FAO land and water development division (Nhamo & Ndlela, 2018).
The advantage of using the FAO model as a tool for assessing crop water use can be due to less
intense data requirements (standard meteorological inputs) than other dynamic models (Allen et
al., 1998).

FAO Penman-Monteith (PM) method is practical and recommended as the sole and standard to
carry out calculations of reference evapotranspiration, provides values that are more accurate and
consistent with actual crop water use worldwide (FAO, 1992). The FAO computer program
utilizes the PM method. The rate of evapotranspiration (ET) from a hypothetical crop with a
height (0.12 m), albedo (0.23), and fixed canopy resistance (70 s/m) are termed as ETo (Shahid,
2011). The ET0 was calculated based on the FAO-PM method as given by Eq (1).

900
0.408∆(Rn −G)+ γ( )U (e −ea )
T+273 z s
ETo = (1)
∆+ γ(1+0.34u2 )

Where ∆ is the slope vapor pressure (kPa/0C); Rn is net radiation (MJ/m2d); G is the soil heat flux
(MJ/m2d). Similarly, γ is the psychrometric constant (kPa/0C); uz is the daily mean wind speed at
2 m height (m/s); es is the saturation vapor pressure (kPa) calculated using the observed Tmax and
Tmin. Besides, ea is the daily mean actual vapor pressure (kPa) expressed as a function of
observed Tmax, Tmin, RHmax, and RHmin (Er-Raki et al., 2007).

The net radiation was calculated as follows using Eq (2).

n
R n = 0.77 (a + b N) R a − R nl (2)

Where a and b are constant coefficients (a = 0.18 and b = 0.55); n is the sunshine duration (hr); N
is the maximum sunshine duration (hr); Ra is the extraterrestrial radiation (MJ/m2d); and Rnl is
the net outgoing longwave radiation (MJ/m2d) (Zotarelli et al., 2010).

2.3. Consumption perspective water-food nexus

The crop water requirement (CWR) is the amount of water equal to what is lost from a cropped
field by the crop evapotranspiration (ETc) and is expressed as a function of ETc and effective
rainfall (Peffe). These two variables can be measured in millimeters (mm). The CWR is computed
as follows by Eq (3).

CWR = ETc − Peffe (3)


The CWR approach is based on the crop coefficient (Kc) to calculate the ETc (mm) of each crop
for the meteorological stations (Yang et al., 2017). It is computed using Eq (4).

ETc = K C X ETo (4)

The Kc value is affected by climate, soil evaporation, crop type, and crop growth stages (Jia et
al., 2019). Due to the ET differences during the growth stages, the Kc value of the crop is varying
over the developing period that can be categorized into four distinct stages (initial, development,
mid and late) (Allen et al., 1998). The Kc value for four distinct stages of different crops
considered in this study is indicated in Figure 7.

1.2
1.1
1
Kc values

0.9
0.8
0.7
0.6
0.5
0.4
70

95
25
30
40
55
65

85

100
115
130
145
150
165
Stage (Days)
Potato Onion Cabbage Tomato

Figure 7.The Kc for different growing stages of different crops (Allen et al., 1998)

The USDA SCS method is used to estimate the Peffe considering the precipitation (P). According
to this method, Eq (5) and Eq (6) are used to compute Peffe (mm) from P (mm).

P (125−0.2 ×3 × P) 250
Peffe = for P ≤ (5)
125 3

125 250
Peffe = + 0.1 × P for P > (6)
3 3

Water consumption (Wc) indicator: It is the water consumption per hectare of the crop (m3/ha)
and calculated considering CWR (mm) and crop area (Ac) in hectare (ha) as indicated in Eq (7).
CWR
Wc = (7)
Ac

Water consumption footprint (Wfp,c) indicator: Water footprint (m3/ton) is calculated applying Eq
(8) using a yield of the crop (Yc) (ton/ha) and Wc (m3/ha).

Yc
Wpro = (8)
Wc

Total water consumption (Wt,c): Total water of the production of crop per year (m3/year) is
calculated based on Ac (ha) and Wc (m3/ha) according to Eq (9).

Wt,c = ∑vc=1 Ac × wc (9)

2.4. Demand perspective water-food nexus

Crop water demand or irrigation water requirement can be computed using Eq (10).
S X CWR
IWR = (10)
IC

Where IWR = irrigation water requirement of certain crops (m3), S = area of the crop (ha), Ic =
irrigation efficiency or field efficiency which is taken as 60% for Akaki catchment (Fitsume et
al., 2017).

Water demand (Wd) indicators: It is the water demand per hectare of the crop (m3/ha) and
calculated applying Eq (11) by considering IWR (m3) and Ac (ha).

IWR
Wd = (11)
Ac

Water demand footprint (Wfp,d) indicators: Water footprint (m3/ton) depend on the yield of the
crop (Yc) (ton/ha) and Wd (m3/ha). It is calculated applying Eq (12).

Yc
Wpro = (12)
Wd

Total water demand (Wt,d): This is the total water of the production of the crop per year (m3/year)
and calculated using cultivated area of the crop (ha) and water demand indicator (m3/ha) by Eq
(13).
Wt,d = ∑vc=1 Ac × Wd (13)
3. Result and discussion
This study estimate water-food nexus indicators in urban food production system for a long-term
resources planning. FAO-PM method with the help of CropWat model is used to determine the
amount of water needed in food production system. The results of unit water required per food
production and per land as a water-food nexus indictor of crop production are obtained.

3.1. CWR, IWR and ETc

The average annual precipitation that was considered in the estimation of effective rainfall is
around 1012 mm. Effective rainfall is the part of precipitation, which is effectively used by the
crop after losses by runoff and deep percolation; it was used to compute the crop water
consumption or crop water requirement. The annual average ET0 and effective rainfall were
estimated as 1321 and 734 mm, respectively.

The losses are taking place during the transport of water to irrigation land; therefore,
determination of IWR is needed for consideration of losses or efficiency. Having efficiency,
water consumption is converted to irrigation water requirement. Based on the calculated CWR,
the IWR was estimated. The value used in computation of water-food nexus indictor for each
crop categories is given in Figure 8.

1400

1200
Nexus parameter (mm)

1000

800

600

400

200
Potato Tomato Onion Cabbage
Food crop
CWR IWR ETc

Figure 8. Annual value of water-food nexus indictor parameter for different crops

3.2. Amount of water use for food crop production


The value of the water use for each crops in 2016 accounted about 362800, 93300, 62400 and
246900 m3 for potato, tomato, onion and cabbage respectively. The total water use of crops is the
sum of the water use of the individual four crops (potato, tomato, cabbage and onion), which is
767 and 460 x 103 m3 for gross and net respectively. This indicate that the total water
consumption for the production of four food crops in 2016 was about 460 x 103 m3 (47, 8, 32 and
12% were used by potato, onion, cabbage and tomato, respectively). The annual water
consumption and demand in 103 m3 for each crop is shown in Figure 9.

0.4

0.3
Water (106 m3)

0.2

0.1

0
Potato Tomato Onion Cabbage
Food crop
Consumption Demand

Figure 9. Estimated water use for categories of crop

Figure 9 showed that the water consumption for all vegetables is smaller than the water demand
because the former measures the net amount of water used for each vegetable crop produced,
whereas the latter measures the overall water demanded.

3.3. Water use indicators

The annual water demand indicator, which is the volume of water per area of cropland for potato,
tomato, onion and cabbage is 9070, 9330, 6240 and 8230 m3/ha, respectively. The annual water
consumption (Wc) indicator per hectare for tomato, potato, onion and cabbage was about 5600,
5440, 3740 and 4940 m3/ha, respectively. This is comparable to other studies. Tadesse et al.,
2003 estimated annual water consumption for tomato, potato, onion and cabbage as 5130, 5650,
5400 and 5830 m3/ha, respectively. These insignificant result variations can be due to the spatial
and temporal variation of input datasets like climate datasets, methods and or tools adopted, and
others such as planting date, etc.

3.4. Water footprint indicators

Another indicator in this study is water footprint. This index is mainly influenced by two factors
such as water input and crop yield. Each kind of crop with higher water consumption has high
water footprint than other crops (Figure 10). The annual water demand footprint for potato,
tomato, onion and cabbage is 527, 718, 820 and 320 m3/ton, respectively, whereas the water
consumption footprint is 316, 430, 492 and 191 m3/ton. The water consumption footprint for all
vegetables is lesser than the water demand footprint since the prior one measures the amount of
water used per a unit crop produced, whereas the latter measures the gross water required per
unit crop produced.

850
Water footprint (m3/ton)

700

550

400

250

100
Potato Tomato Onion Cabbage
Food crop
Consumption Demand

Figure 10. Water footprint indicator for different food crop

More water footprints of the crop mean larger water consumption and smaller yield in the growth
period. The average volume of water per ton of primary crop has differed significantly among
crops. The water consumption footprint for onion production was highest, i.e., 492 m 3/ton and
while the lowest amount of water footprint was being used at cabbage (191 m3/ton). These
estimated water footprints are within a range of global value, which is 200-300 m3/ton for
vegetables and 500-1000 m3/ton for fruit (Mesfin & Arjen, 2014). Generally, the average total
water consumption footprint for the production of the four crops at the study catchment is 358
m3/ton. Figure 11 shows the contribution of the crop in total yield and water footprint indicator.

a) b)

Potato 13% Potato


27% 22%
41% Tomato Tomato
Onion 35% Onion
20% 30%
12% Cabbage Cabbage

Figure 11. Contribution of crop inputs categories to (a) a total crop yield (ton/ha) and (b) a total
water footprint (m3/ton)

From a and b of Figure 11, onion has the highest percentage of water footprint (35%) but the
least contribution to yield (12%) on the contrary cabbage has the least water footprint (13%) but
maximum for yield (41%).

4. Conclusion
This study understands to analyze and quantify the baseline water-food nexus in urban food
production systems applying the water-food nexus indicators. These indicators are major
concerns that integrate urban water-food for resource management and planning. The indicators
are highly relevant to both water and food sectors and to sustainably manage water and food
productivity. This water footprint metric is essential for calculating the water demand. The two
aspects of the indicators were considered as water consumption or demand per a unit area of land
(m3/ha) and water footprint (m3/ton). Indicators are influenced by cropland area, crop
productivity, production and water consumption. Water consumption and demand were
estimated based on the PM-FAO approach that is widely accepted due to accuracy and input data
availability.
The findings are in 2016, and the total water demand for potato, tomato, onion and cabbage were
362.8 x 103, 93.3 x 103, 187.2 x 103 and 82.3 x 103 m3 respectively. In terms of the proportion of
agricultural irrigation water (water consumption indicator), tomato consumed the most (5600
m3/ha), followed by potato, cabbage and onion at 5440 m3/ha, 4940 m3/ha, 3740 m3/ha,
respectively. The result also showed the water demand per hectare for potato, tomato, onion and
cabbage were 9070, 9330, 6240 and 8230 m3/ha, respectively. In this study, water footprint
provides direction to manage water consumption. The result showed, water footprint decrease
when yield increase, which indicates the inverse proportionality relationship.

The present water-food nexus indicator method can effectively utilize and provide pertinent
baseline data in determining water requirements of urban food crop production such onion,
tomato, cabbage and potato. Since the method gave acceptable values, one can easily use the
method implemented in this study to predict the urban water-food nexus indicators. It is useful
to analyze linkages between the water and food in urban food production. Quantifying water-
food connections is an important for integrated water-energy-food nexus modeling and
management. In addition, quantifying and understanding of water-food nexus from viewpoint of
water footprint, and volume of water required per area of land as a nexus indicator are an
important concept in urban water management.

Further development can be conducted on the following issue: Sound decision-making and
solutions to water-food nexus in crop production is based on science, which is backed up by data
of adequate quality and detail. Because the water uses for food production are not metered,
water-food nexus indicators data for food production is mostly reliant on models and proxies.
Due to a significant reduction in incoming data delay, water footprint calculations can be
employed for real-time decision-making.

Acknowledgments
This study would like to thanks Addis Ababa city agricultural office for providing data.
Author Contributions
Conceptualization: Bedassa Dessalegn Kitessa, Semu Moges Ayalew, Geremew Sahilu Gebrie,
Solomon T/mariam Teferi.
Data curation: Bedassa Dessalegn Kitessa, Geremew Sahilu Gebrie.
Formal analysis: Bedassa Dessalegn Kitessa.
Methodology: Geremew Sahilu Gebrie.
Supervision: Semu Moges Ayalew.
Validation: Semu Moges Ayalew, Geremew Sahilu Gebrie.
Visualization: Semu Moges Ayalew, Geremew Sahilu Gebrie, Solomon T/mariam Teferi.

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Revised Manuscript with Track Changes

Quantifying water-food nexus (water footprint) for food


crop production: A case study of Addis Ababa city
Bedassa Dessalegn Kitessa1*, Semu Moges Ayalew3, Geremew Sahilu Gebrie2, Solomon T/mariam Teferi2

1
Hydraulic and Water Resources Engineering Department, College of Engineering and Technology, Wolkite
University, Ethiopia, 2 Addis Ababa Institute of Technology, Addis Ababa University, Addis Ababa, Ethiopia, 3

School of Civil and Environmental Engineering, University of Connecticut, Mansfield, Connecticut, United State of
America
* bedassa.dessalegn@aait.edu.et

Abstract

Analyzing the water–food nexus is the first step in examining the decision maker in planning and
evaluating urban policies that consider the nexus. The main purpose of this research is to create a
tool for decision makers to analyze and quantify the water–food nexus of the urban agricultural
food crop production. Using the proposed strategy, indicators for water consumption and water
footprint productivity were provided. A water–food nexus was created using these indicators.
Annual water demand indicators for potato, tomato, onion, and cabbage were calculated to be
around 9070, 9330, 6240, and 8230 m3/ha, respectively. The computed water consumption
indicator of vegetable crops ranged from 6240 to 9330 m3/ha, according to the study. When
compared to other food crops, onion has the lowest water consumption indicator. The water-food
nexus in agricultural food crop production can be used as a comprehensive instrument to assess
progress in city water and agricultural initiatives. It might also be used to analyze the
performance of the water-food nexus management on a yearly basis.

Keywords: Water, nexus, water footprint, food, urban, production


1. Introduction
The water and food are the important pillars on which human being exists and develops and their
nexus is basic for water and food resources management. The water-food nexus has become an
essential issue for the scientific communities due to the future uncertainty regarding safe access to
resources that are essential to life (Ahmadzadeh et al., 2016). The interconnection between water and
food resources has led to a growing impulse to change management approaches (Kaddoura et al., 2017).
The water-food nexus is key to the sustainable development goals (SDG’s) fulfillment due to emerging
challenges of hydric and food availability. Some SDGs present an obvious connection with water-food
nexus (zero hunger, good health and well-being, clean water and sanitation, and climate action), but the
others have an indirect relation (no poverty, decent work and economic growth, and responsible
consumption and production) because cities are resources’ consumers, agriculture creates jobs,
unsustainable husbandry and agrochemicals affect life on land and underwater, and wellness is improved
by agriculture goods.

The water and food nexus attracts the attention to ensure those resources, and to do so;
quantitative models should allow its evaluation. This nexus is a complex concept often used in
the comprehensive study and management of water and food resource systems (Mortada et al.,
2018). The complexity of the water and food nexus promoted several models to understand its
scope better (Zhang et al., 2018). It is essential to use a tool that promotes the water and food
nexus evaluations and helps introduce new policies and resource management.

Different studies show the importance of the water-food nexus relevance, but few studies quantify it. For
the integrated delivery of water and food systems, quantifying water and food connections helps
to understand synergies across the water and food sectors. Quantifying the interconnection
between water and food is regarded as a crucial step to design policies that ensure to improve
urban water and food security and sustainable agricultural food crop production (Mortada et al.,
2018).

Water and food nexus for food crop production is termed as water footprint. Food crop
production (e.g., irrigation) is the main consumer of water and irrigation water demand is a
vehicle for understanding water and food nexus through water footprint or embedded water in
food crop production. The water and food nexus in perspectives of agricultural food crop
production can be defined as the water consumption of different crops, and for each crop; it
refers to the volume of irrigation water consumed (Hoekstra & Chapagain, 2007).
The nexus can be assessed based on the water footprints of the crop, which were estimated
according to the FAO's model (FAO, 2010). The water footprint of crop indicates the volume of
water consumption during crop growth per unit crop yield (Hoekstra, 2008). It is one of the most
commonly used in the water and food nexus measurement results of the nexus output (De Vito et
al., 2017). Water footprint has been widely used in quantifying and assessing water consumption
in agricultural crop production (Mekonnen & Hoekstra, 2011). A crop water footprint is
dependent on climatic and specific crop parameters collected over time and studies have been
carried out around the world (Mekonnen & Hoekstra, 2010).

Most of the published water and food nexus studies provide qualitative analyses, and few present
a quantitative assessment (Evelyn et al., 2021). The quantifications of water and food
interconnections are still immature having inconsistent indicator and different system boundary
condition. Understanding the urban water and food nexus through quantification is the first step
toward the integration of water and food systems, which can contribute to water security
management. However, there are methodological issues with existing water and food
connectivity quantification in perspectives of agricultural food crop production. Also, existing
calculation findings are dispersed among a large number of studies in a variety of disciplines,
making data collection and interpretation more complex. To advance robust water and food
nexus quantification in perspective of food crop production, this study estimates water and food
interconnection in urban food production.

This study aims to quantify water requirement in view of agricultural food production in the
urban area of Addis Ababa under four different crop categories such as potato, tomato, onion and
cabbage using the FAO-PM method with the help of CropWat model. Finally, the study also
quantifies the baseline urban water-food nexus for agricultural food crop production through the
nexus indicators such as water per unit hectare of land and water footprint.

2. Methodology

2.1. Data

A seven-year (2010 to 2016) daily meteorological data were taken from National Metrological
Service Agency (NMSA) at three stations (Observatory, Akaki and Bole). The main considered
meteorological variables include the maximum temperature (Tmax), minimum temperature (Tmin),
sunshine duration (n), wind speed (uz), maximum relative humidity (RHmax), and minimum
relative humidity (RHmin). The spatial distribution of the area of the four major crops with their
yield also used in this study, which are taken from Addis Ababa Agricultural office.

a. Temperature

The average monthly maximum and minimum temperatures of the three stations are indicated in
Figure 1.

30

25
Temperature (OC)

20

15

10

Oct

Dec
Feb

Apr

Jun

Jul

Aug

Sep

Nov
Jan

Mar

May

Month
Tmin Tmax

Figure 1. Average annual monthly temperature for three stations (OBS, Akaki and Bole)
(Source: NMSA)

b. Wind speed and sunshine


The highest value of average wind speed is in February (0.9 m/s) and March (1.0 m/s) and the
lowest wind speed is in August (0.5 m/s). The average sunshine is maximum in December (9.1
hr) and minimum in July (3.1 hr). The average annual wind speed and sunshine value for Addis
Ababa are 0.8 m/s and 6.7 hr, respectively, which are given in Figure 2.
10 1.2

1.0

Wind speed (m/s)


8
Sunshine (hr)
0.8
6
0.6
4
0.4

2 0.2

Jun

Oct

Dec
Apr

Jul

Aug

Nov
Jan

Feb

May

Sep
Mar

Month
Sunshine Wind speed

Figure 2. Average monthly wind speed and sunshine (2010-2016) (Source: NMSA)

c. Precipitation and relative humidity


Another important data is precipitation and relative humidity (RH). The average relative
humidity (RH) in 2010-2016 was 58% at Addis Ababa Observatory and Bole. The highest RH
value is in August (75%) and July (73%), whereas February is the lowest RH (46%). The
average annual total rainfall (at Akaki, Bole and observatory) in general was 1012 mm in the
year 2010 to 2016. The wet season is from June to mid-September. The highest precipitation is
recorded in July and August. There is a significant monthly variation of precipitation and RH as
described in Figure 3.
300 80

250

Relative humidity (%)


Precipitation (mm) 70
200

150 60

100
50
50

0 40

Dec
Sep

Oct
Mar

Apr

Jun

Jul
Feb

Aug

Nov
Jan

May Month
Precipitation Relative humidity

Figure 3. Monthly average RH and precipitation (2010-2016) (Source: NMSA office)


The amount of crop evaporation was calculated by CropWat model. The collected climate dataset
can be used within the penman-montheith (PM) method and it allows calculating the crop water
requirement for different crops (FAO, 2018). The data used for the PM method includes a
monthly climatic parameter, coordinates and altitude of the location. These parameters are
monthly maximum and minimum temperature (oC), wind speed (m/s), mean relative humidity
(%) and sunshine hours (h) (Clarke et al., 2001).

The other data required includes soil and crop. In this study tomato, onion, cabbage and potato
are considered and their data (e.g., root depth, kc, critical depletion, yield response factor, and
length of plant growth stages) were taken from FAO (Clarke et al., 2001). Planting dates were
taken according to the guide to agricultural operations of Addis Ababa city. The effective rainfall
considering rainfall data of seven years (2010-2016) from three stations (Observatory, Akaki and
Bole) were calculated. The United States Department of Agriculture Soil Conservation Service
(USDA SCS) method in CropWat model was used in this study for the computation of effective
rainfall (FAO, 2018).

d. Crop area and yield

The food crop such as potato, tomato, onion and cabbage, which are mostly grown along in the
upper and middle parts of the Akaki River are considered for the study. The land area of crop
production in hectares (ha) for each crop (potato, tomato, onion and cabbage) and yield of these
crops (ton) was obtained from Addis Ababa agricultural office, which is also used to estimate
quantitatively the water-food nexus. Since agricultural food production is calculated by
multiplying land area by food yield, data on the existing yield of these four crops (agricultural
food production per unit area of land) as well as their land area is required. These data is shown
in Figure 4.

30 40
25
30
Yield (ton/ha)

20
15 Area (ha) 20

10
10
5
0 0
Onion Tomato Cabbage Potato Onion Tomato Cabbage Potato
Food crop Food crop
Figure 4. Planting area and yields of crops (Source: Addis Ababa agricultural office)

2.2. Water-food nexus framework and parameters

Two basic indicators were proposed to be applied as a tool to quantify the water-food nexus in
the area of the crop production system. The two water-food nexus indicators in crop production
include water demand or consumption indicators, which is the annual water demand or
consumption per hectare of the crop and water footprint indicators, which is a yield of crop per
water consumption or demand. Based on the water consumption and footprint indicator the
water-food nexus was determined. The computation framework to quantify the nexus indicator is
given in Figure 5.
Climate, rainfall
Irrigation water
parameter Crop water requirement (IWR)
requirement (CWR)
Crop
parameter Water demand
Crop area
Water consumption
Water demand
Crop area indicator
Water consumption
indicator

Crop yield Water demand


Water consumption footprint
footprint

Figure 5. Computation framework of water-food nexus indicators


Through the study, basic indicators were proposed to be applied as a tool to quantify the urban
water-food nexus considering water required in food crop production, help in drawing strategies
in the area of the crop production system, and indicated in Figure 6.
Indicator 1: Water consumption or demand

Food

Water-food nexus
Indicator 2: Water footprint

indicators

Strategies to improve
the water-food nexus

Water

Figure 6. Water-food nexus assessment indicators of agricultural food production (El-Gafy,


2017)
The first step in computing the water footprint in food crop production is estimating the
reference evapotranspiration (ETo). FAO model is a program for the calculation of water
requirement of agricultural crop production based on soil, climate and crop data. It is a decision
support tool developed by FAO land and water development division (Nhamo & Ndlela, 2018).
The advantage of using the FAO model as a tool for assessing crop water use can be due to less
intense data requirements (standard meteorological inputs) than other dynamic models (Allen et
al., 1998).

FAO Penman-Monteith (PM) method is practical and recommended as the sole and standard to
carry out calculations of reference evapotranspiration, provides values that are more accurate and
consistent with actual crop water use worldwide (FAO, 1992). The FAO computer program
utilizes the PM method. The rate of evapotranspiration (ET) from a hypothetical crop with a
height (0.12 m), albedo (0.23), and fixed canopy resistance (70 s/m) are termed as ETo (Shahid,
2011). The ET0 was calculated based on the FAO-PM method as given by Eq (1).

900
0.408∆(Rn −G)+ γ( )U (e −ea )
T+273 z s
ETo = (1)
∆+ γ(1+0.34u2 )

Where ∆ is the slope vapor pressure (kPa/0C); Rn is net radiation (MJ/m2d); G is the soil heat flux
(MJ/m2d). Similarly, γ is the psychrometric constant (kPa/0C); uz is the daily mean wind speed at
2 m height (m/s); es is the saturation vapor pressure (kPa) calculated using the observed Tmax and
Tmin. Besides, ea is the daily mean actual vapor pressure (kPa) expressed as a function of
observed Tmax, Tmin, RHmax, and RHmin (Er-Raki et al., 2007).

The net radiation was calculated as follows using Eq (2).

n
R n = 0.77 (a + b N) R a − R nl (2)

Where a and b are constant coefficients (a = 0.18 and b = 0.55); n is the sunshine duration (hr); N
is the maximum sunshine duration (hr); Ra is the extraterrestrial radiation (MJ/m2d); and Rnl is
the net outgoing longwave radiation (MJ/m2d) (Zotarelli et al., 2010).

2.3. Consumption perspective water-food nexus


The crop water requirement (CWR) is the amount of water equal to what is lost from a cropped
field by the crop evapotranspiration (ETc) and is expressed as a function of ETc and effective
rainfall (Peffe). These two variables can be measured in millimeters (mm). The CWR is computed
as follows by Eq (3).

CWR = ETc − Peffe (3)

The CWR approach is based on the crop coefficient (Kc) to calculate the ETc (mm) of each crop
for the meteorological stations (Yang et al., 2017). It is computed using Eq (4).

ETc = K C X ETo (4)

The Kc value is affected by climate, soil evaporation, crop type, and crop growth stages (Jia et
al., 2019). Due to the ET differences during the growth stages, the Kc value of the crop is varying
over the developing period that can be categorized into four distinct stages (initial, development,
mid and late) (Allen et al., 1998). The Kc value for four distinct stages of different crops
considered in this study is indicated in Figure 7.

1.2
1.1
1
Kc values

0.9
0.8
0.7
0.6
0.5
0.4
70

95
25
30
40
55
65

85

100
115
130
145
150
165

Stage (Days)
Potato Onion Cabbage Tomato

Figure 7.The Kc for different growing stages of different crops (Allen et al., 1998)

The USDA SCS method is used to estimate the Peffe considering the precipitation (P). According
to this method, Eq (5) and Eq (6) are used to compute Peffe (mm) from P (mm).
P (125−0.2 ×3 × P) 250
Peffe = for P ≤ (5)
125 3

125 250
Peffe = + 0.1 × P for P > (6)
3 3

Water consumption (Wc) indicator: It is the water consumption per hectare of the crop (m3/ha)
and calculated considering CWR (mm) and crop area (Ac) in hectare (ha) as indicated in Eq (7).

CWR
Wc = (7)
Ac

Water consumption footprint (Wfp,c) indicator: Water footprint (m3/ton) is calculated applying Eq
(8) using a yield of the crop (Yc) (ton/ha) and Wc (m3/ha).

Yc
Wpro = (8)
Wc

Total water consumption (Wt,c): Total water of the production of crop per year (m3/year) is
calculated based on Ac (ha) and Wc (m3/ha) according to Eq (9).

Wt,c = ∑vc=1 Ac × wc (9)

2.4. Demand perspective water-food nexus

Crop water demand or irrigation water requirement can be computed using Eq (10).
S X CWR
IWR = (10)
IC

Where IWR = irrigation water requirement of certain crops (m3), S = area of the crop (ha), Ic =
irrigation efficiency or field efficiency which is taken as 60% for Akaki catchment (Fitsume et
al., 2017).

Water demand (Wd) indicators: It is the water demand per hectare of the crop (m3/ha) and
calculated applying Eq (11) by considering IWR (m3) and Ac (ha).

IWR
Wd = (11)
Ac

Water demand footprint (Wfp,d) indicators: Water footprint (m3/ton) depend on the yield of the
crop (Yc) (ton/ha) and Wd (m3/ha). It is calculated applying Eq (12).
Yc
Wpro = (12)
Wd

Total water demand (Wt,d): This is the total water of the production of the crop per year (m3/year)
and calculated using cultivated area of the crop (ha) and water demand indicator (m3/ha) by Eq
(13).

Wt,d = ∑vc=1 Ac × Wd (13)


3. Result and discussion
This study estimate water-food nexus indicators in urban food production system for a long-term
resources planning. FAO-PM method with the help of CropWat model is used to determine the
amount of water needed in food production system. The results of unit water required per food
production and per land as a water-food nexus indictor of crop production are obtained.

3.1. CWR, IWR and ETc

The average annual precipitation that was considered in the estimation of effective rainfall is
around 1012 mm. Effective rainfall is the part of precipitation, which is effectively used by the
crop after losses by runoff and deep percolation; it was used to compute the crop water
consumption or crop water requirement. The annual average ET0 and effective rainfall were
estimated as 1321 and 734 mm, respectively.

The losses are taking place during the transport of water to irrigation land; therefore,
determination of IWR is needed for consideration of losses or efficiency. Having efficiency,
water consumption is converted to irrigation water requirement. Based on the calculated CWR,
the IWR was estimated. The value used in computation of water-food nexus indictor for each
crop categories is given in Figure 8.

1400

1200
Nexus parameter (mm)

1000

800

600

400

200
Potato Tomato Onion Cabbage
Food crop
CWR IWR ETc

Figure 8. Annual value of water-food nexus indictor parameter for different crops

3.2. Amount of water use for food crop production


The value of the water use for each crops in 2016 accounted about 362800, 93300, 62400 and
246900 m3 for potato, tomato, onion and cabbage respectively. The total water use of crops is the
sum of the water use of the individual four crops (potato, tomato, cabbage and onion), which is
767 and 460 x 103 m3 for gross and net respectively. This indicate that the total water
consumption for the production of four food crops in 2016 was about 460 x 103 m3 (47, 8, 32 and
12% were used by potato, onion, cabbage and tomato, respectively). The annual water
consumption and demand in 103 m3 for each crop is shown in Figure 9.

0.4

0.3
Water (106 m3)

0.2

0.1

0
Potato Tomato Onion Cabbage
Food crop
Consumption Demand

Figure 9. Estimated water use for categories of crop

Figure 9 showed that the water consumption for all vegetables is smaller than the water demand
because the former measures the net amount of water used for each vegetable crop produced,
whereas the latter measures the overall water demanded.

3.3. Water use indicators

The annual water demand indicator, which is the volume of water per area of cropland for potato,
tomato, onion and cabbage is 9070, 9330, 6240 and 8230 m3/ha, respectively. The annual water
consumption (Wc) indicator per hectare for tomato, potato, onion and cabbage was about 5600,
5440, 3740 and 4940 m3/ha, respectively. This is comparable to other studies. Tadesse et al.,
2003 estimated annual water consumption for tomato, potato, onion and cabbage as 5130, 5650,
5400 and 5830 m3/ha, respectively. These insignificant result variations can be due to the spatial
and temporal variation of input datasets like climate datasets, methods and or tools adopted, and
others such as planting date, etc.

3.4. Water footprint indicators

Another indicator in this study is water footprint. This index is mainly influenced by two factors
such as water input and crop yield. Each kind of crop with higher water consumption has high
water footprint than other crops (Figure 10). The annual water demand footprint for potato,
tomato, onion and cabbage is 527, 718, 820 and 320 m3/ton, respectively, whereas the water
consumption footprint is 316, 430, 492 and 191 m3/ton. The water consumption footprint for all
vegetables is lesser than the water demand footprint since the prior one measures the amount of
water used per a unit crop produced, whereas the latter measures the gross water required per
unit crop produced.

850
Water footprint (m3/ton)

700

550

400

250

100
Potato Tomato Onion Cabbage
Food crop
Consumption Demand

Figure 10. Water footprint indicator for different food crop

More water footprints of the crop mean larger water consumption and smaller yield in the growth
period. The average volume of water per ton of primary crop has differed significantly among
crops. The water consumption footprint for onion production was highest, i.e., 492 m 3/ton and
while the lowest amount of water footprint was being used at cabbage (191 m3/ton). These
estimated water footprints are within a range of global value, which is 200-300 m3/ton for
vegetables and 500-1000 m3/ton for fruit (Mesfin & Arjen, 2014). Generally, the average total
water consumption footprint for the production of the four crops at the study catchment is 358
m3/ton. Figure 11 shows the contribution of the crop in total yield and water footprint indicator.

a) b)

Potato 13% Potato


27% 22%
41% Tomato Tomato
Onion 35% Onion
20% 30%
12% Cabbage Cabbage

Figure 11. Contribution of crop inputs categories to (a) a total crop yield (ton/ha) and (b) a total
water footprint (m3/ton)

From a and b of Figure 11, onion has the highest percentage of water footprint (35%) but the
least contribution to yield (12%) on the contrary cabbage has the least water footprint (13%) but
maximum for yield (41%).

4. Conclusion
This study understands to analyze and quantify the baseline water-food nexus in urban food
production systems applying the water-food nexus indicators. These indicators are major
concerns that integrate urban water-food for resource management and planning. The indicators
are highly relevant to both water and food sectors and to sustainably manage water and food
productivity. This water footprint metric is essential for calculating the water demand. The two
aspects of the indicators were considered as water consumption or demand per a unit area of land
(m3/ha) and water footprint (m3/ton). Indicators are influenced by cropland area, crop
productivity, production and water consumption. Water consumption and demand were
estimated based on the PM-FAO approach that is widely accepted due to accuracy and input data
availability.
The findings are in 2016, and the total water demand for potato, tomato, onion and cabbage were
362.8 x 103, 93.3 x 103, 187.2 x 103 and 82.3 x 103 m3 respectively. In terms of the proportion of
agricultural irrigation water (water consumption indicator), tomato consumed the most (5600
m3/ha), followed by potato, cabbage and onion at 5440 m3/ha, 4940 m3/ha, 3740 m3/ha,
respectively. The result also showed the water demand per hectare for potato, tomato, onion and
cabbage were 9070, 9330, 6240 and 8230 m3/ha, respectively. In this study, water footprint
provides direction to manage water consumption. The result showed, water footprint decrease
when yield increase, which indicates the inverse proportionality relationship.

The present water-food nexus indicator method can effectively utilize and provide pertinent
baseline data in determining water requirements of urban food crop production such onion,
tomato, cabbage and potato. Since the method gave acceptable values, one can easily use the
method implemented in this study to predict the urban water-food nexus indicators. It is useful
to analyze linkages between the water and food in urban food production. Quantifying water-
food connections is an important for integrated water-energy-food nexus modeling and
management. In addition, quantifying and understanding of water-food nexus from viewpoint of
water footprint, and volume of water required per area of land as a nexus indicator are an
important concept in urban water management.

Further development can be conducted on the following issue: Sound decision-making and
solutions to water-food nexus in crop production is based on science, which is backed up by data
of adequate quality and detail. Because the water uses for food production are not metered,
water-food nexus indicators data for food production is mostly reliant on models and proxies.
Due to a significant reduction in incoming data delay, water footprint calculations can be
employed for real-time decision-making.

Acknowledgments
This study would like to thanks Addis Ababa city agricultural office for providing data.

Data Availability Statement: All relevant data are within the manuscript.

Funding: The author(s) received no specific funding for this work. Therefore, no funder has role
in study design, data collection and analysis, decision to publish, or preparation of the
manuscript.
Competing interests: The authors have declared that no competing interests exist.

Author Contributions
Conceptualization: Bedassa Dessalegn Kitessa, Semu Moges Ayalew, Geremew Sahilu Gebrie,
Solomon T/mariam Teferi.
Data curation: Bedassa Dessalegn Kitessa, Geremew Sahilu Gebrie.
Formal analysis: Bedassa Dessalegn Kitessa.
Methodology: Geremew Sahilu Gebrie.
Supervision: Semu Moges Ayalew.
Validation: Semu Moges Ayalew, Geremew Sahilu Gebrie.
Visualization: Semu Moges Ayalew, Geremew Sahilu Gebrie, Solomon T/mariam Teferi.

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