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Mecatronic Systems
Mecatronic Systems
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Mechatronic Systems
Techniques and
Applications
Volume 4
Electromechanical
Systems
Edited by
Cornelius T. Leondes
Professor Emeritus
University o f California
at Los Angeles
Published in 2000 by
CRC Press
Taylor & Francis Group
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CONTENTS
One of the most important aspects of this series will be that, despite rapid
advances in technology, respective volumes will be defined and structured
to constitute works of indefinite or ‘Tasting” reference interest.
SERIES PREFACE
The first industrial revolution, with its roots in Janies Watt’s steam engine
and its various applications to modes of transportation, manufacturing and
other areas, introduced to mankind novel ways of working and living, thus
becoming one of the chief determinants of our present way of life.
The second industrial revolution, with its roots in modem computer
technology and integrated electronics technology — particularly VLSI (Very
Large Scale Integrated) electronics technology, has also resulted in advances
of enormous significance in all areas of modern activity, with great economic
impact as well.
Some of the areas of modem activity created by this revolution are:
medical imaging, stmctural dynamic systems, mechatronics, biomechanics,
computer-aided and integrated manufacturing systems, applications of expert
and knowledge-based systems, and so on. Documentation of these areas well
exceeds the capabilities of any one or even several individuals, and it is quite
evident that single-volume treatments — whose intent would be to provide
practitioners with useful reference sources — while useful, would generally
be rather limited.
It is the intent of this series to provide comprehensive multi-volume
treatments of areas of significant importance, both the above-mentioned and
others. In all cases, contributors to these volumes will be individuals who
have made notable contributions in their respective fields. Every attempt
will be made to make each book self-contained, thus enhancing its usefulness
to practitioners in a specific area or related areas. Each multi-volume treatment
will constitute a well-integrated but distinctly titled set of volumes. In
summary, it is the goal of the respective sets of volumes in this series to
provide an essential service to the many individuals on the international
scene who are deeply involved in contributing to significant advances in the
second industrial revolution.
PREFACE
Mechatronic Systems Techniques and Applications
Electromechanical Systems
1. Industrial Manufacturing
2. Transportation and Vehicular Systems
3. Energy and Power Systems
4. Electromechanical Systems
5. Diagnostic, Reliability and Control System Techniques.
xii PREFACE
loop control of acceleration, velocity, position, and force are available with
an electro-hydraulic system. This contribution treats this broad class of
mechatronic systems which are of major significance and includes various
illustrative examples.
The fifth chapter is “Mechatronic Systems Techniques for Intelligent
Paper Roll Manipulator Systems,” by Pentti Vaha, Juha Roning, Tapio
Heikkila, Juha Kerva and Jari Rehu. Paper production systems are a major
area for the use of mechatronic systems. General techniques for control
systems for intelligent and skilled paper roll manipulators are discussed
here. The elementary operations related to both manipulations and
environment observations are described, and a plan for the integration of
these with a hierarchically organized planning-executing-monitoring (PEM)
architecture is given. The kernel of PEM architecture is a goal-oriented
module consisting of these principle parts. Motion control of the paper roll
manipulator is divided into free motion (gross motion) and force-constrained
motion (fine motion) phases. Gross motion control takes the paper roll from
the starting position to the vicinity of the goal position and the fine motion
control is used during pick up and in placing the paper roll against other
paper rolls and a support, for example, the walls of a ship. For coarse
recognition of the environment a 3D laser device is used. The accurate
position of paper rolls in the pick up phase is measured with the aid of a
laser scanner, and the final force constrained placement is carried out based
on measurements of spring forces of the flexible tool attachment mechanism
or hydraulic pressures of the manipulator system. Because of the importance
of paper production, this contribution is one of significance.
The final chapter is “Supervisory and Adaptive Fuzzy Control for a
Flexible-Link Robot,” by Kevin M. Passino and Stephen Yurkovich. Robots
are an essential element of many mechatronic systems. Various modem
techniques such as fuzzy theory or neural networks are used in robotics
systems. This chapter is a rather substantive treatment of these and other
issues and it includes various illustrative examples.
This book on mechatronic systems and techniques in electromechanical
systems reveals the effectiveness of the techniques available, and with
further development, the essential role they will play in the future. The
authors are all to be highly commended for their splendid contributions that
will provide a significant reference for students, research workers,
practitioners, computer engineers, and others for years to come.
1 INDUSTRIAL MAGNETIC BEARINGS —
BASICS AND APPLICATIONS
This chapter presents the basics of active magnetic bearings (AMBs) as a typical m echatronics
system and should help engineers to decide if magnetic bearings are suitable for a given
application.
The knowledge presented is based on over 15 years of research and num erous industrial
developments and applications in various fields ranging from vacuum to power industry. The
activity has started in at the ETHZ (Swiss Federal Institute of Technology Zurich) under professor
Schweitzer and has led to spin-off companies such as M ECOS Traxler AG (Winterthur).
A detailed overview on magnetic bearings can be found in the books ‘M agnetlagerung’
(Springer) [10] and its english translation Active M agnetic Bearings [8]. A Chinese translation
is also available [9].
In 1988 the first ‘International Sym posium on M agnetic B earings’ [7] was organized at
the ETH Z to account for the fast increasing interest on magnetic bearing technology. Four
Symposia, 1990 in Tokyo [2], 1992 in W ashington [1], 1994 again at ETHZ [11] and 1996
in Kanazawa, Japan [4] have been held since, creating an international platform for m agnetic
bearing technology and summ arizing the latest results in research and application. The 1998
Sym posium will be held in Boston, USA and the year 2000 Symposium in Paris.
Other im portant conferences on magnetic bearings are the International Symposium on
M agnetic Suspension Technology [5] organized by NASA, and the MAG conference [6],
organized by the University of Virginia, Charlottesville.
A special issue of the IEEE Transactions on Control Systems Technology was devoted to
m agnetic bearings control in September 1996 [3].
M agnetic bearing technology is still a fast growing area. A large variety of applications in
different fields have already proven the validity of the concepts. Many industries new to the field
are in the process of getting involved in this prom ising technology.
1
2 R. SffiGWART et al.
1.1. INTRODUCTION
AMB Actuator
x: displacement
u: control signal
i: current in the coil
The operation mode of an AMB can briefly be described as follows (Figure 1):
a sensor measures the displacement x of the supported rotor. A controller,
e.g. a microprocessor, uses the sensor information to derive an appropriate
control signal u. This control signal is amplified by a power amplifier to drive
the control current in the coil, causing a magnetic force to act on the rotor.
The electromagnetic force has to be calculated by the controller in such a
way, that the rotor remains in its predefined and stable hovering position.
When the rotor moves away from the bearing, the sensor produces a
displacement signal which leads to an increase in the coil current. Thus the
increasing electromagnetic force pulls the rotor back to its nominal position.
An electromagnetic bearing system is a typical mechatronic product
including a mechanical system (rotor), a sensor, an actuator and a controller
providing the AMB system with a certain degree of 'intelligence' .
A technical rotor, of course, needs several of these bearing actuators for
full suspension. They have to be interconnected by a multi-variable control.
Figure 2 shows an example of a rotor assembly completely supported by two
radial bearings and one thrust bearing. Therefore, five degrees of freedom
have to be controlled. For each degree of freedom a magnetic actuator has
to be controlled individually. The control signals, however, depend on one
4 R. SIEGWART et al.
CONTROLLER
r
pP
..
pp*
^Power Amplifier^
another, i.e. each bearing will in general depend on all sensor signals. The
axial suspension of the rotor is not shown here. Its control is decoupled from
the radial one and can designed out separately. For the radial bearing system,
all sensor signals are fed back to all actuators by a central controller, or the
bearings are only partly coupled by a decentralized control.
Sensors
For most applications eddy-current sensors or inductive sensors are used.
Other possibilities include optical sensors, flux density sensors or a direct
calculation of the position using the current and voltage values in the coils.
INDUSTRIAL MAGNETIC BEARINGS 5
Controller
The controller hardware can be built either in analog or digital technology.
Because of their great flexibility, digital controllers have become more
interesting recently. For high dynamics, multi-processor systems or digital
signal processors (DSPs) are used.
Control layout can be centralized or decentralized. The most important
advantages of decentralized feedback are the significant simplification of
controller hardware and the higher control frequency range.
For the controller layout different methods such as PD, PID, optimal output
feedback, observer based state feedback and H°° are in use.
CurrentAmplifiers
Small systems work with simple linear voltage-to-current amplifiers. For
high power applications, switched amplifiers are preferred on account of
their small losses. The amplifier is often the limiting component in an AMB
system.
Amplifiers with voltage or flux density control may improve AMB
performance in certain cases, but are not yet widely used.
Electromagnets
The electromagnets of an AMB look somewhat like the stator of a motor
(Figure 18). A radial bearing unit is normally composed of four pole pairs in
order to exert forces in any radial direction. Rotor- and stator elements are
made of laminated soft magnetic iron.
The electromagnets are usually arranged in pairs of opposed coils for each
degree of freedom. They are energized with a constant bias current io which
is symmetrically perturbed by the control current ix to produce the dynamic
control force. The fixed bias current provides a linearization of the quadratic
current-force relation. It is about half the maximum coil current or much less
when low power consumption is important.
The AMB actuator is the element within the control loop which transforms
an electrical input into a mechanical output, the bearing force. The AMB
actuator consists of both, the electromagnet and its power amplifier.
6 R. SIEGWART et a l
cos a N 2 A /io x T
’ x2 / ; x2
F = (T + X)r ~ l ~ J =F = k \ — ) <!“ K8"“ (2)1)
o rf (2,2)
MO
describes the influence of the iron on the bearing force. A fe is the flux
cross-sectional area in the iron (Figure 3), lfe the length of the magnetic loop
in the iron, and \jlt is the relative permeability of the iron. The rectification
term A is usually quite small, it tends to zero for large relative permeability
of the iron.
For a relative permeability of silicon iron of fir = 1500 to 6000 and a
realistic relation for the path length and cross-sectional areas in the air and
in the iron of lfeA /2 sA fe ~ 50 —200A-values of around A = 0.01 —0.12
are obtained. For low flux densities (e.g. below 1 Tesla) and big air gaps s
the A can often be neglected. The rectification term also depends on the flux
density.
The Maxwell equation
dB
u = N A —- (2.4)
ot
defines the relation between the flux density B and the voltage u. By inserting
equations 2.1 and 2.2 into the Maxwell equation 2.4 the following results are
8 R. SIEGWART et al.
found:
dB N 2A iu,0 9 / i \ 9 / i ,
u = N A — = -------—---- I --------) = kAk — ( -------- (2.5)
dt 2(1 + A) 3^ \ s — x J dt \ s —x ;
where K A 2(1+A )
cos a ’
The static inductance L of the electromagnet is given by
L = NA— (2.6a)
i
which, with equations 2.1 and 2.2, yields
A/u,0N 2 1 , 1
L = — !-?■ = kAk --------- (2.6b)
2(1 + A) (s —x) (s — X)
The inductance depends on the air gap (s — x). Thenominal inductance Lo
for v = 0 for an AMB coil is
L0 = — (2.6c)
4ki?{ 4kin
Ft = - r - x H j - i x = ksx + kiix (2.9)
V-3 Sz
The relations (2.1)-(2.10) do not account for the resistance of the coil, the
leakage flux, iron saturation, hysteresis and eddy current losses. These are
described in section 1.2.5.
Figure 6 shows the current-force relation of an AMB actuator pair. Special
AMB actuator design programs allow to predict the stationary current-force
relation very precisely.
10 R. SIEGWART et a l
Similarly, equation 2.8 can be linearized to get the following relations for
the voltage u+ and u - across the coils.
3 io dx dix
U+ =k/\k = L0
31 \s* 37 s dt ^ dt _
(2.10a)
A ( 10 io dx dix "
u_ = k^k = L0
'dt m ] s dt dt _
Furthermore, a relation between the derivative of the force and the difference
of the voltages at the coils is obtained from relations 2.9 and 2.10a.
For conventional soft magnetic material such as e.g. silicon iron (see section
1.2.5) the maximum flux density Bmax is limited to around 1.5 Tesla.
Therefore, using equation 2.2, the maximum bearing force Fmax related to
the flux cross-sectional area A is given by
Using equation 2.1 one can get a relation for the requiredmagnetomotive
force © = Ni dependent on the force density and the air gap.
e = Ni = 2(1 + A) J ^ - ( s - x) (2.12a)
cos a V A
With A ~ 0 and cos a = 0, 92 and for the nominal position (x = 0) this
becomes
® = Ni = 1.86 • 103 J - s (2.12b)
12 R. SIEGWART etal.
Figure 8. Required magnetomotive force © in function of the force density and the
air gap.
Equations 2.11 and 2.12 help for a rough layout of an AMB actuator.
For the final layout, constraints such as available space for the
windings or heat dissipation have to be considered.
The dynamics of the bearing force can be described by the time derivative of
the force. From equations 2.7 and 2.8 one obtains:
INDUSTRIAL MAGNETIC BEARINGS 13
The maximum available voltage umax, at the coils gives a maximum dynamic
bearing force at the nominal position (x = 0) of
— = L84- — (2.14a)
dt s
where = umax; u~ = —wmax; cos a = 0.92, A ~ 0.
Choosing the bias current as half of the maximum current of the power
amplifier io = 0.5/max the following relation between the maximum output
power Pmax of the power amplifier and the maximum slope of the force can
be derived:
— = 0 . 9 2 (2. 14b)
dt s
Assuming the dynamic force to be sinusoidal with frequency / and amplitude
Fo equation 2.14b can also be written as
/w = - L o .9 2 — (2.15a)
2 jtj s
limited by the
maximum power of the amplifier
zero phase lag limitation
I
behavior of signals
below the limitations
The circle integral relates the magnetizing field to the magnetomotive force
© = Ni.
Equation
B = (2.17)
describes the dependence of the flux density B on the magnetizing field
H. The relative permeability /zr depends on the material, and for nonlinear
magnetic material (e.g. ferromagnetic material) also on the flux density and
the time history of the magnetization. If \xr > 1, the material is called
diamagnetic, if /xr < 1 paramagnetic (materials with /xr 1 are called
ferromagnetic).
The behavior of nonlinear magnetic material is usually visualized in a B - H
diagram (Figure 12). Thus, when an unmagnetized ferromagnetic sample is
placed within a homogeneous magnetizing field H of increasing intensity,
flux density B changes according to the new curve in the first quadrant, and
16 R. SIEGWART et al.
Power losses in active magnetic bearings are usually less then 20% of those in
fluid film bearings. Nevertheless, they may be decisive for certain applications
such as e.g. flywheels.
The relationships presented in section 1.2.1-1.2.4 do not account for
hysteresis, flux leakage, saturation of the iron and eddy currents. Especially
for high performance AMBs (e.g. high force density, high rotational speed)
these effects, which are mainly dependent on the materials and the bearing
design, have to be considered.
Hysteresis Losses Ph
At remagnetization, the iron in the B-H diagram travels along a hysteresis
loop (Figure 12). With each loop the energy diminishes by Wh = Vfe^BH-
Here, ABH represents the surface of the hysteresis loop and V/e the volume
of the iron concerned. Consequently, the hysteresis losses are proportional to
INDUSTRIAL MAGNETIC BEARINGS 17
Figure 13. Reducing the eddy current losses by dividing the iron core into sheets.
Ph = k hf uB ^ V fe (2.18)
holds, where the material constant kh has to be derived from loss measure
ments and from the surface of the hysteresis loop respectively. The value f u
represents the hysteresis cycle frequency.
The flux density on the rotor circumference, and hysteresis loss, depend
on the structural shape of the bearing. In case of a bearing design as shown in
Figure 17a, the iron of the rotor is remagnetized twice per revolution. Eddy
current losses can be kept low here since the rotor can be laminated easily, i.e.
built as a stack of punched lamination sheets. If, on the contrary, the bearing
has a shape as shown in Figure 17b, the iron passes below poles with equal
polarity, which keeps hysteresis losses smaller, but now rotor lamination is
difficult.
Stator Losses
The stator losses are dominated by the ohmic losses in the coils. They are
dependent on the square of the current i in the coil and the specific resistance
(Pcu, the cross sectional area Acu and the length lcu of the windings.
Pr = (PcJcuAcJ2 (2.20)
Therefore the stator losses typically increase proportionally with the bearing
force (Figure 14).
The power amplifiers are usually designed as current amplifiers with a voltage
input. For some special applications it might be preferable to control the
output voltage across the coil or the flux density in the air gap.
INDUSTRIAL MAGNETIC BEARINGS 19
Figure 14. Braking couple determined from coasting tests (— ) compared with the
calculated values (---).
The LinearAmplifier
The excess power is simply lost in the transistors (Figure 15a). As an example,
for an input voltage Up of 150 V, a maximum output voltage of 6 A and a
winding resistance Rcu of 2 Q, power dissipation in the conducting transistor
will be 828 W.
SwitchedAmplifier
The switched amplifier (Figure 15b) altematingly switches the positive and
the negative voltage Up across the winding of the bearing at a constant
frequency / ( / = 20 kHz to 100 kHz). With this pulse-width modulation
(PWM), the current i altematingly increases and decreases. When the positive
voltage within a cycle T is switched on longer than the negative one, a
positive mean value of um will result and current i will rise (Figure 16).
20 R. SIEGWART e ta l
Figure 15. Linear power amplifiers (a) versus switched power amplifiers (b).
Figure 16. Example of voltage and current signals generated by a switched power
amplifier with pulse-width modulation.
To reduce the current, the negative voltage must be switched on for a longer
period. Since only the low forward voltage us lies across the interruptors S\
or S2, the losses P = usi are kept considerably lower than with the linear
amplifier. With the same example as before, the losses are approximately
30 W. Since the attracting force of a magnet does not depend on the
direction of the current through the coil, the power amplifier has to supply
unidirectional current only, one of the two switches may be replaced by a
diode.
One of the drawbacks of switched amplifiers is the current ripple which
causes hysteresis losses in the bearing. However, the shorter the cycle T , the
smaller the ripple amplitude of the current.
INDUSTRIAL MAGNETIC BEARINGS 21
Figure 17. Most common bearing arrangements, (a) heteropolar radial bearing; (b)
homopolar radial bearing; (c) thrust bearing arrangement.
poles with three windings would suffice, but control becomes more difficult
since the force generation in x and y directions is coupled.
Various arrangements of the coils for a fully levitating rotor system are
shown in Figure 19.
With large bearings it is preferable to increase the number of poles in order
to keep the outer diameter low with respect to the inner parameter. All this
basically also holds for arrangements with external rotor motors, where the
stator with the windings is inside the rotor.
INDUSTRIAL MAGNETIC BEARINGS 23
1 Standard design
2 r a d ia l b e a r in g s
w ith 3 o r 4 c o ils
■ Conical bearings
• c o m b in e d th r u s t
a n d r a d ia l b e a r in g
9 3 o r 4 p o le s f o r
e a c h b e a r in g
9 lo w - c o s t c o n tr o lle r
p o s s ib le (3 p o le s )
1 Standard design
2 r a d ia l b e a r in g s
w ith 3 o r 4 c o ils
■ Conical bearings
9 c o m b in e d th r u s t
a n d r a d ia l b e a r in g
9 3 o r 4 p o le s f o r
e a c h b e a r in g
9 lo w - c o s t c o n tr o lle r
p o s s ib le (3 p o le s )
Figure 19. Various bearing arrangements for a magnetically levitated rotor system.
24 R. SIEGWART et al.
In most AMB systems the power amplifiers for the electromagnets are
configured as current amplifiers. The controllers are most often of analog
PD/PID type. For today’s and tomorrow’s demanding AMB applications,
digital control and more advanced control concepts are applied.
The following main control configurations are possible:
- current control
- voltage control
- flux measurement and flux density control
- ‘self-sensing’ control (operation without displacement sensor
State-Space Model
The complete state-space model for the AMB system includes at least two me
chanical states (velocity and displacement). In addition, each electromagnet
contributes one state variable to the model. In the case of two-sided actuators,
two state variables, for example the currents in the coils, are necessary for
each mechanical degree of freedom to completely describe the behavior of
the open-loop system.
Figures 20 and 21 show the state-space model of an AMB actuator acting
on a general mechanical system. For simplicity we assume in section 1.3 that
the mechanical system consists of a mass m with one degree of freedom v.
According to Newton’s law we obtain the following differential equation:
mx = F (3.1)
(For a rigid body rotor, m would stand for an equivalent rotor mass effective
at the actuator.)
The MIMO system (Multiple Input Multiple Output) shown in Figure
20 is observable from the current measurements z+, i- alone. Using the
voltage inputs m+, w_, it is also controllable. This means that, theoretically,
the measurement of the rotor displacement x is not needed for control. This
has been demonstrated and patented in experimental setups at the Institute
of Robotics at the ETH Zurich, although such an operation mode is still far
from practical application.
INDUSTRIAL MAGNETIC BEARINGS 25
u -
Figure 20. Linearized state-space model for one mechanical degree of freedom and
two coils according to Figure 1. The two currents (/+, i_) in each coil of the bearing,
rotor velocity and displacement x are selected as state variables.
Figure 21. Linearized state-space model for one mechanical degree of freedom and
two coils according to Figure 1. The two flux densities (B+, J5_), in each coil of the
bearing, rotor velocity x, and displacement x are selected as state variables.
u++u- ^ i ++L
Figure 22. Transformed state-space model for the system of Figure 1 with a single
mass model of the mechanical system. This choice of state variables produces two
decoupled subsystems, Figure 22a (with states x, x and F) and Figure 22b with the
single state variable (/+ + /_). Figure 22b shows that the body movement only depends
on the difference between the two input voltages u+ and w_, whereas the sum of the
currents i+ + i_ is only a function of the sum u+ + n_.
l+ ~~ 1
^-f-desired — i-j- a n d / _ desired =:: i— F = ksX -f- k( — = ksX ki i (3.4)
28 R. SIEGWART et a l
Quite similar to the current control, the flux density measurements can also
be used to directly control the flux densities and in the air gaps to
desired values by means of two inner loops, as shown in Figure 24.
The behavior of the flux density controlled bearing is then given by
equation 3.5.
N A i n cos a
-S+desired = afrd B —desired — B—^ F = —— — ($+ —B -) (3.5)
(1 - A)s
The advantages of this actuator control configuration is that it can be described
as an almost perfect 'force-source' without the negative bearing stiffness
associated with the current control. Furthermore, the relation between force
and flux density is linear, as opposed to current control and voltage control,
where the assumed equations are only valid around the operating point and
some other specific locations in the work space.
From equation 2.1 it can be seen that the displacement x can be obtained
from the flux density and the current in the coil. This type of indirect
displacement measurement is excellently suited for large air gaps.
INDUSTRIAL MAGNETIC BEARINGS 29
Current control has the advantage that the two states associated with the two
magnetic coils can be neglected under certain conditions (see section 1.3.3).
It makes the design of the main controller a little easier (e.g. PD control is
feasible).
When voltage control is applied, only one of the two states is taken care
of by an inner actuator loop, whereas the second state has to be considered
in the layout of the main controller.
Voltage controlled AMBs, however, have the advantage that the open-loop
system has no negative stiffness ks (highly unstable open-loop system). It is
known from control theory, that a highly unstable open-loop system is very
sensitive to time lag and noise in the measurement. A small comparison is
shown in Figure 25. It indicates that flux control has not yet been used to its
full potential and that the straight-forward current control is too often taken
as obvious.
Definitions
output signal can be used, often corresponds with that area having an
approximately linear correlation between measurand and output signal. This
linear measuring range can be considerably smaller than the physical one.
Linearity: The linearity is usually represented as a percentage of the
maximum measuring range. It shows to what extent the measurand deviates
from a linear relation between measurand and output signal.
Sensitivity: The sensitivity indicates the value of the output signal in
relation with the quantity to be measured; for a displacement sensor for
instance it is indicated in V/ /xm. The sensitivity can be increased by electric
amplification of the output signal.
Resolution: In addition to the useful signal, each sensor system produces
noise interferences in the output signal. The value of the useful signal which
can be distinguished from noise is called resolution. The resolution is mostly
indicated in absolute values — for instance in fxm for a displacement sensor.
It cannot be improved by simple amplification. It can be improved e.g. with
low-pass filters, at the expense of frequency range. External noise input will
considerably reduce the resolution.
Frequency range: In magnetic bearing applications, especially with
displacement sensors, flat frequency response, (i.e. sensitivity independent
of frequency) is important and minimal phase lag is of prime importance.
Besides range, linearity, resolution and frequency behavior, immunity
to interference from actuators, amplifiers, dirt or aggressive media or
temperature has also to be considered.
Figure 27. (a) Single inductive displacement sensor; (b) Differentially measuring
inductive sensors.
the magnetic bearings are driven via switched power amplifiers and the
switching frequency of the amplifiers is near the bridge frequency.
High-frequency alternating current runs through the air coil. The electro
magnetic coil section (Figure 28a) induces eddy currents in the conducting
object to be measured, thus absorbing energy from the oscillating circuit.
Dependent on the clearance, the amplitude of the oscillation varies. This
amplitude variation will provide a voltage proportional to the clearance, once
it is demodulated, linearized and amplified. The usual carrier frequencies lie
in a range of 0.5-2 MHz and have bandwidth up to 20 kHz approximately.
Inhomogenities in the material of the revolving rotor cause noise-like
disturbances and reduce the resolution accordingly. Manufacturers mostly
indicate the susceptibility in measuring carried out with aluminum. When
measuring with steel, however, the measuring range is smaller. Therefore,
shielded sensors must be used for applications in the vicinity of bearing
magnets where quickly changing magnetic fields exist.
Sensors may also cause mutual interference. For this reason, the minimum
clearance between sensors is mostly defined in the mounting prescriptions.
A minimum clearance to conducting material must also be. These clearances
are smaller for shielded sensors. When operating several sensors within the
same system, synchronization of the carrying frequencies is recommended.
However, synchronization is not possible with all sensor systems.
The capacity of a plate capacitor varies with its clearance. During the
capacity measuring procedure, the sensor and the opposing object to be
INDUSTRIAL MAGNETIC BEARINGS 33
Figure 28. (a) Eddy current displacement sensor; (b) Capacity displacement sensor.
measured form one electrode of a plate capacitor each (Figure 28b). Within
the measuring system, an alternating current with a constant frequency runs
through the sensor. The voltage amplitude at the sensor is proportional with
the clearance between the sensor electrode and the object to be measured,
and it is demodulated and amplified by a special switch. Commercialized
capacity displacement measuring systems are expensive, but they mostly
have extraordinary resolution (for instance 0.02 fim at a measuring range of
0.5 mm). Carrier frequencies for the output signal range between 5 kHz and
100 kHz approximately.
The electrostatic charge of the contactless rotor may cause additional
interference. The sensors are sensitive to dirt which modifies the dielectric
constant in the air gap.
When current i is kept constant in a magnetic loop with an air gap, flux density
B serves as measurement for the size of the air gap. From an arrangement
according to Figure 29, a well linearized displacement signal results from
the difference between both measurements of the flux density Ubp — Ubu-
The differential voltage Up — Un is proportional to the velocity of the object
between the coils. The flux density B may also be measured with Hall-effect
sensors or with field plates. Magnetic displacement sensors are sensitive to
disturbances caused by external magnetic fields.
34 R. SIEGWART etal.
a) b)
Figure 30. (a) Optical displacement sensor measuring the light intensity; (b) Optical
displacement sensor by triangulation; (c) Optical displacement sensor using a CCD-
array.
1.4.6. Filtering
The rotor design has a major impact on the closed-loop behavior of the system.
It is therefore crucial that the rotor design be included in the AMB system
design.
36 R. SIEGWART e ta l
During the design stage of a rotor for an AMB system, the material strength
has to be evaluated, the rotor has to be modeled and the controllability and
observability of the rotor have to be identified. Depending on the application,
various other considerations are needed.
The rotor is obviously the central part of the suspension system, and it has to
be modeled mathematically as the plant within the control loop. Depending
on the application and the rotor design, the rotor can be modeled as a rigid
body, or it has to be modeled as a flexible structure. The experienced AMB
engineer has to decide whether the rotor can be regarded as a rigid body
INDUSTRIAL MAGNETIC BEARINGS 37
mm
-8a- 32
26
rotational speed [rpm]
04- —I ,----- 1----- 1_— |------1-----|_X-
0 lO'OOO 20V00 30V00 40V00
Figure 31. Radial stress or at the contact between rotor core and lamination sheets
and maximum reference stress ctq at the inner edge of the lamination sheets for the
front radial bearing.
or not. As a rule, rotors with high bearing stiffness or rotors running close to
or above the first bending mode have to regarded as flexible structures. The
engineer must then decide on the number of flexible modes relevant for the
design.
For the following rigid and flexible rotor models the following assumptions
are made:
The rotor with a vertical axis (Figure 32) shall be kept in its reference
position by two radial bearings A and B and, of course, by a thrust bearing.
The thrustsuspension with one degree of freedom is not included in this
model, sincefor small radial displacements, it is not coupled withthe radial
motion.
The rotor displayed in Figure 32 has 4 degrees of freedom and can be
mathematically described by a linear second order differential equation.
M • 2 + [D + GQ] • z + [K + N\ • z = Bf • uf + Vf • wf (5.1)
With the state position vector z
z = W x - a y ^ ( 5 .2)
and the vector uf containing the bearing forces and w/ containing all external
disturbance forces (e.g. unbalance forces Wi = mej r Q 2 sin(Qt + (pi))
Uf := [fa x fb x fa y fb y l ? U)f = \W\ U)2 W 3 W 4 J ( 5 . 3)
INDUSTRIAL MAGNETIC BEARINGS 39
x =Ax + B uf + Vwf\ x =
zs = C x ; Zb — Cbx
"0 I 0
o
A
=Q
II
II
_0 - M ~ l GQ_
... i
0 I "0
; bp = C„
_M~l Bf KsTb ~ M ~ l GQ_ _ M ' l Bf K{
Ks —diag\ksa ks ^ ks,a ks,b\
K[ —diag[U,<:/ k[ b ki^a kib\
Bf 0 0 vf o o Tm 0
Bf = Ts = Tso 0 ; Tb =
0 Bfo _ ; Vf = 0 Vfo J 0 Tso 0 Tbo
596
Figure 33. Finite Element (FE) representation of a milling spindle rotor (8 nodes).
Each node has four degrees of freedom, displacements along and rotations around the
two radial axes. Therefore, the FE model has 24 degrees of freedom, which would
lead to an order of 48 in state space description. Thanks to the reduction technique, the
state-space model, representing the relevant two first bending modes, can be reduced
to an order of 16.
for all other external forces. Mo, Ko, Do and Go are the generalized mass,
stiffness, damping and gyroscopic matrices of the two perpendicular rotor
planes. The matrices Bo, Vo, Tso and Tbo are filled with zeroes except for the
node locations q\/ 2 i where the forces act or the sensors measure.
A general way of reducing the large set of finite element equations is to
truncate the modal representation of equation 5.10. If inner damping (matrix
D) is small, the representation of the free flexible rotor can be found.
M0q + K 0 q = 0 (5.11)
The eigenvectors </>; resulting for equation 5.11 are real and can be included
in ascending order in the eigenvector matrix d>:
M \ + Kq = 0
q = <$>q
M = &M<$> = I
K = <&'K<b = diag(a^) i = 1L„ (5.13)
42 R. SIEGWART e ta l
The reduction is now done by restricting the eigenvector matrix <J> to the
number r (r < ri) of relevant mode shapes, e.g. by cutting off all modes
above the AMB actuator bandwidth.
This leads to the reduced modal plant model with z representing the relevant
modes:
M rz + K rz + { D r + G r Q } z — BRUf + VRwf ;
0
S’ = (5.15)
0 ®R
zs = Tsr s ; Zb = TbRs
<&fRMo<&R 0
M = = I
0 & r M o$>r
& r K o* r 0 diag(fi>? + 8 ?) 0
K =
0 & r K 0* r 0 diag(a>? + 8f)
Q r Do^ r 0 diag(25/) 0
D =
0 Q r Do^R __ 0 diag(2<5;)
0 ^ r Gq^R
G = (assuming structural damping)
-& r G qQ r 0
x = A px + Bp u + V w f \ x = (5.16)
zs =C px; Zb — CbX
0 0
Ad= Bp =
—K + Bf K s Tb - ( D + GQ) Bf Ki
Cp =[f s 0]; Cb = \fb 0]
K s =di3.g[ks a kSfb ks a ks b\
Ki =diag[ki a ki^b a ki b\
INDUSTRIAL MAGNETIC BEARINGS 43
Figure 34. Mode shapes of the first two bending modes (planar, no gyroscopic
coupling) of a milling spindle rotor (maximum speed = 40’000 rpm) modeled with
finite elements and corrected by a modal analysis.
fi = cOi/2n A i = Si/cot
First bending mode: f\ = 905Hz Ai = 0.0055
A rotor system can only be controlled efficiently if the sensors and actuators
act are at the right locations along the rotor. A measure of the ‘quality’
of the sensor and actuator location can be found through controllability
and observability. These concepts describe the energy transfer among the
actuators and the modes of motion.
Assuming a flexible rotor as described by equation 5.16 suspended with
very low bearing stiffness (&>i,2 0 3 ... con) and low damping <5;, the
44 R. SIEGWART et al
denotes the minimum control energy required to reach state xo. Expressions
5.18a and 5.18bare quantitative measures for observability and controllabil
ity of the statevector x. Eigenvectors ui and in description 5.17 denote
observable and controllable directions with associated energy <rf. for the
observability gramian and cr^ for the controllability gramian.
The so-called condition numbers kq and kc given by
2 2
Ko = ^ raax. ^ = ^ cm ax (5 > 1 9 )
a o mm
• o c mm
■
Observability
10*
4
bearing A
bearing B
10z bearing A +B
11
b 10
II
iou
10-
I
mode 1
r
i
mode 2 mode 3 mode 4
Figure 35. Observability of the AMB milling spindle rotor (Figure 34)
mode 1 and mode 2: rigid body modes
mode 3: first bending mode
mode 4: second bending mode
Controllability
bearing A
bearing B
bearing A +B
For the example in Figures 34-36 with a cut-off frequency of the AMB
actuator around 1 kHz this design rule holds quite well.
Figure 37. Feedback: The sensor signal y (in our case zs according to equation
(5.16)) is fed back through the controller (compensator) generating the control signal
u (in our case the bearing force) to change the dynamics of the system.
- The actuator input vector u, consisting of those inputs to the plant that
can be manipulated by the controller.
- The exogenous input vector w, consisting of all other input quantities
such as noise, excitation forces, etc.
48 R. SIEGWART et a l
W =i
= Z
u : controller signal
/ . noise
li . U
hold
0'" 'S’—EH ^ ■y 1 xb : bearing displacement
x i : displacements of interest
/ex : excitation force
x* : non-measured state variables
/„ : unbalance force
y : measurement signal
(displacement, flux, current..)
T : sampling time
Figure 38. Block diagram of a typical AMB system with digital control.
- HI = y/fex
compliance
frequency
- HI = u/ij
noise rejection
frequency
- m = u/fu
vibration isolation V
fo frequency
- HI = u/fex
amplifier
saturation avoidance frequency
fb=-cy - d y
p :
b)
Figure 40. Single degree of freedom magnetic bearing (a) equivalent to a mass
suspended by a spring and a damper (b) (for the most basic control only.
The state space representation 5.8, 5.9 of the single mass system can be
written as
xi xi u -f- / xi = y; x2 = y
*2 *2
X\
y = [10] (6.1)
*2
with x\ equal to the mass displacement y and X2 equal to the velocity of the
mass. By choosing the control law
X\ 1 XI
kjkp ^ kj kL +
m J *2
0 0 1 x\ " 0 "
1 f = _k_ ___d_ + 1_ f
L m m m _ _ m _
XI
y = [10] (6.3)
*2
with the spring constant k — kikp — ks and the damping constant d — kikj.
The two eigenvalues\ \ and X2 of the system described in equation 6.3 are:
As long as kp > ks/ki and kd > 0 the magnetic bearing system (Figure 40a)
behaves exactly as the system of Figure 40b. By changing the proportional
feedback constant kp (kd = 0) from zero to positive values, the eigenvalues
change as shown in Figure 41a, meeting the origin for kp = ks/ki. If the
derivative feedback constant kd is increased from zero starting with a kp
greater than ks/ki (e.g., kp = 2ks/ki), the eigenvalues are moving into
the negative half plane (Figure 41b), indicating increased stability of the
closed-loop system.
The PD control law can also be used to control an entire rotor system. To
do this, each degree of freedom is controlled independently (decentralized),
emulating a spring-damper characteristic for each bearing as described above.
INDUSTRIAL MAGNETIC BEARINGS 51
Im Im
kd=0
kp=ks/ ki
-> double pole = 0
/ _Re
kp=0 r*;
-> poles = +
a) (negative stiffness)
Figure 41. Root Locus for a single mass suspended with a PD-controlled magnetic
bearing.
Im / Hz
2000
Re /Hz
-2000
Figure 43. Root Locus of the milling rotor displayed in Figure 34 for different
damping values kd of the decentralized PD-controller. The + mark zeros damping,
the o an intermediate value and the x the optimal damping for the first bending mode.
In this example it is assumed that the AMB actuator and the sensor system have no
bandwidth limitation.
part of their eigenvalues is limited to a certain value (see x-mark for first
bending mode). The maximum damping (negative real part) is dependent
on the controllability and observability of the rotor system (section 1.5.3).
For the results shown in Figure 43 no constraints e.g., bandwidth limitations,
have been made. For a real application, there will always be some constraints,
reducing the system performance considerably.
Figure 44. Transfer function (Bode plot) of a real AMB actuator with a cut-off
frequency around 1.2 kHz. The remaining amplitude and the large phase lag above
the cut-off frequency can lead to instability of high frequency bending modes (Figure
45).
Im / Hz
2000
1500
1000
500
0
-500
-1000
-1500
-2000
-300 -250 -200 -150 -100 -50 0 50 100
Figure 45. Root Locus of the milling rotor displayed in Figure 34 for different
damping values kci of the decentralized PD-controller. The + marks zero damping,
the o an intermediate value and the x the optimal damping for the first bending mode.
In this example a realistic bandwidth of the AMB actuator is used. As we can see, the
initial damping of the second mode (inner damping of the rotor structure) is reduced
if the damping of the PD controller is increased from zero. For damping values that
would be ideal for the rigid body modes and the first bending mode, the second
bending mode turns unstable.
Their effect on the closed loop eigenvalues is quite similar to that of the
bandwidth limitation of the AMB amplifier.
1. Controller bandwidth: Large controller gain to cope with the closed loop
requirements.
2. Transition bandwidth (cut-off range): Large slope to reduce the gain.
3. High frequency band: Low controller gain, neglectable influence on the
plant.
For slow integration (£/ small) the integral feedback has a very limited
interference with the proportional feedback and the eigenvalues of the
PD controlled system do not change much, however one additional slow
eigenvalue for each integrator is added to the system. The transfer function
of a PID controller (Figure 47) differs only for low frequencies from the PD
controller (Figure 48).
INDUSTRIAL MAGNETIC BEARINGS 57
Due to the lower bearing stiffness ofAMBs, the behavior of the rotor system
is different. Unlike systems with conventional bearings, AMB rotor systems
have two pronounced rigid body modes. They are excellently damped by the
magnetic bearings and are usually well below operating speeds (Figure 49).
In Figure 50 the measured closed loop compliance of a AMB milling
spindle is compared with a ball bearing spindle featuring the same cutting
force kv. In the low frequency range (50-300 Hz), the AMB spindle shows
a higher compliance, i.e. a lower stiffness than the ball bearing spindle.
However, this does not affect the cutting process since cutting forces mainly
contain higher frequency components. On the other hand, we can see that the
AMB spindle reaches much higher cutting power (power density) for similar
cutting forces.
600 lk 1.6k
P„ = cutting pow er
d, = tool holder
Figure 50. Measured spindle compliance at the tool for a ball bearing and a AMB
milling spindle. Unlike rotor systems with ball bearings, there will always be a
frequency range with relatively high bearing compliance, which in this case is between
50 and 300 Hz.
The pros and cons of the commonly used linear control design can be
summarized as follows:
• PD/PID controller
- simple, ‘robust’, straight forward physical understanding,
- stability not inherent, relatively 'poor performance ’
• fixed order controller
- good when processor power is limited, certain additional require
ments possible
- mainly time domain design, absolute ‘optimum ’not guaranteed
• observer based controller (LQR/LQG
- simple, good tools available
- design mainly in the time domain, weak physical interpretation of
weighting matrices
m H°°
- Design in the frequency domain, loop shaping possible
60 R. SIEGWART et a l
Most control layout methods can be used for analog and digital control. Their
representation and implementation are different.
An analog controller is built with operational amplifiers. The gains are
adjusted by potentiometers. A different control algorithm requires a redesign
of the circuit board.
Today, digital implementations are clearly favored (Figure 51). They have
many advantages:
Sensor signals are AD converted and the controller computes the control
signal at each sampling time. For linear amplifiers, a D/A converter is
needed. The sampling frequency 1/T has to be about ten times higher than
the controller bandwidth. For high-speed rotors requiring high controller
bandwidth, digital signal processor boards are used. They now allow sampling
rates up to 20 kHz.
A digital AMB controller is not only a nice tool to adjust the bearing
characteristics, but it can also be an excellent monitoring system. The bearing
force driver enables excitation of the system. The displacement sensors allow
to measure and identify system response. The following monitoring and
diagnostic tools are thus conceivable:
ky(t)
ACTUATOR \ A ■SENSOR
\y W P \ ' y(t)
Figure 51. Digital controller with associated analog-to-digital (AD) and digital-to-
analog (DA) converters. The sample-hold element before the AD-converter and anti
aliasing filters are not shown on this figure.
In the case of digital controllers, all this can be realized without additional
hardware, just by <<Cintelligent » software.
1.7. APPLICATIONS
AMBs and their advantages lead to excellent technical solutions. They are
economically justifiable in many high performance systems. In cases where
the limitations of conventional bearings are reached, AMBs often function
very well. AMB performance is determined by the following factors:
- bearing load is dependent on the bearing geometry, the coil layout, the
cooling and maximum current o f the p o w e r amplifier.
- dynamic forces given by the power of the amplifier, the air-gap, the
bearing size, both the controller layout and bandwidth and the dynamics
o f the supported body.
- the stiffness and dam ping o f the AM B rotor system is affected by the
maximum dynamic force, the rotor conditioning and the controller
layout.
A great number of AMB test stands and industry applications already exist
in various fields. For some AMB applications very high reductions in initial
and operating costs have been demonstrated.
62 R. SIEGWART et a l
- For many applications some or even all the seals may be omitted
- High speed rotors with large diameters at the bearings, high structural
eigenfrequencies
- Fully compatible with liquid or gas medium in pumps with strict
cleanness requirements
- On line monitoring of the system is inherent
INDUSTRIAL MAGNETIC BEARINGS 63
Turbo-Molecular Pumps (Figure 52) are used in various processes where high
vacuum in the range of 10""10 torr is required. AMBs are an optimal choice
for this application. Most TMP manufacturers offer pumps with magnetic
bearings. In some designs only 1 or 3 active bearings are combined with
permanent magnet bearings.
64 R. SIEGWART et a l
Typical specifications:
High speed cutting requires direct drive spindles with high speed and high
power. Various spindles based on active magnetic bearing are available on
the market (Figure 53). High speed cutting spindles are one of the most
demanding applications for magnetic bearings requiring low compliance
(Figure 54).
Typical specifications:
Compressors and expanders (Figure 55) for gas have been an early application
for active magnetic bearings. Around 100 systems are already in operation
showing an excellent reliability.
Typical specifications:
Low cost AMB concepts are available now. This makes AMBs attractive for
textile spindles or other cost critical large series applications.
INDUSTRIAL MAGNETIC BEARINGS 65
Figure 53. HF200-MA milling and grinding spindle for high speed cutting, IBAG
Zurich AG.
Figure 54. Compliance of a milling spindle with 40.000 rpm and 40 kW.
66 R. SIEGWART et a l
water-cooled rectifier
terminal box
turbine
gas outlet
Figure 55. Turbo expander for natural gas expansion, Piller GmbH, Germany.
INDUSTRIAL MAGNETIC BEARINGS 67
■
vacuum
sealing
axial sensor
thrus bearing
(laminated)
radial
sensor
radial
bearing
vacuum
tank
(Canne)
motor
8000 rpm
radial
bearing
backup
bearing
Figure 57a. Canned epitaxy centrifuge for the Max Planck Institute for Solid State
Physics, Stuttgart, Germany.
INDUSTRIAL MAGNETIC BEARINGS 69
Figure 57b. Canned epitaxy centrifuge for the Max Planck Institute for Solid State
Physics, Stuttgart, Germany.
This type of canned epitaxy centrifuges (Figure 57) are used to fabricate
semiconductor layers of excellent quality and purity. The use of active
magnetic bearings allows to rotate canned rotors in extremely clean vacuum
or hydrogen environment of a crystal growth apparatus. The process, and
therefore the front end of the rotor, is at temperatures as high as 950° C.
Specifications:
REFERENCES
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