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Journal of Consumer Psychology 23, 4 (2013) 552 – 555

Research Dialogue
Refining the dual-system theory of choice
Justin W. Martin, Steven A. Sloman ⁎
Department of Cognitive, Linguistic and Psychological Sciences, Brown University, USA

Received 22 March 2013; accepted 1 April 2013


Available online 24 June 2013

Abstract

We are highly sympathetic to Dhar and Gorlin's goal of developing a dual system theory of choice. But we do feel that the proposal could be
changed and clarified in a few ways. Specifically, we believe that the evidence suggests that the systems operate in parallel, not sequentially. In
addition, the relation between intuitive/associative processing and affect remains unresolved, a vagueness that is especially troublesome for the
problem of choice. Relatedly, the description of System I as perceptual requires further explanation and refinement. Finally, we reconsider the
attribution of the compromise effect to deliberative processing and propose an alternative explanation, one that reveals one aspect of the interaction
between intuitive and deliberative processes. While further specification and testing of predictions are necessary, the proposal by Dhar and Gorlin
makes a substantive contribution toward understanding how choices are made.
© 2013 Society for Consumer Psychology. Published by Elsevier Inc. All rights reserved.

Keywords: Dual systems; Choice; Reasoning; Intuition; Affect

Introduction the authors make strides toward bridging the reasoning and
decision-making literatures, and thus bring us closer toward an
We applaud Dhar and Gorlin's (henceforth DG) effort to understanding of the relationship between thinking and doing.
apply a dual-systems framework to choice. Although the general There have been attempts to bring dual-systems frameworks of
idea is not new (see Slovic, Finucane, Peters, & MacGregor, reasoning developed by, for instance, Epstein (1994), Evans and
2007), DG's proposal has the virtue of generality and of seriously Over (1996), and Sloman (1996), to decision making (see Darlow
considering the cognitive processes underlying choice. DG's & Sloman, 2010). But extending the domain of dual-systems
central suggestion is that specific choice phenomena arise from theories raises additional questions, most obviously concerning
the processing of each system, with intuitive processes resulting the nature of System I. In the reasoning tradition, System I has
in the attraction effect—or asymmetric dominance—and delib- generally been considered intuitive and associative. In contrast,
erative processing leading to compromise and enhancement this system has been viewed as affective and valuation-based in
effects. By applying this simple and yet powerful concept to the decision-making literature (Slovic et al., 2007). We have some
choice behavior, DG are able to explain a handful of data and also quibbles with DG's resolution of this contrast. Third, DG suggest
to make counterintuitive, divergent predictions concerning the that System I operates at a fairly superficial level, characterizing it
effects of time pressure and cognitive load on choice. These as processing on perceptual input. They assert for instance that
predictions deserve to be tested. dominant options stand out because they seem “perceptually more
We have four comments to make on the framework proposed attractive in comparison” (p. 22). They further propose that
by DG. First, following Kahneman and Frederick (2002), DG treat intuitive reactions are predicated on the ability to perceive the
the systems as sequential, System II processing following System valence of the attribute with the senses (p. 37). In turn, this means
I. We believe that the evidence suggests that the systems operate in that visual attributes (like “the beauty of a scene”) and sensory
parallel. Second, by applying a dual-systems framework to choice, attributes (enjoyment of a particular food or drink) will generate an
intuitive reaction, while numerical attributes (price of an object)
⁎ Corresponding author at: Department of Cognitive, Linguistic and Psycholog- and non-sensory attributes (durability) will not. This is distinct
ical Sciences, Brown University Box 1821, Providence, RI 02912, USA. from other conceptualizations of System I, which have described it
E-mail address: Steven_Sloman@brown.edu (S.A. Sloman). as associative (Sloman, 1996) or affective (Slovic et al., 2007). We
1057-7408/$ -see front matter © 2013 Society for Consumer Psychology. Published by Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.jcps.2013.04.006
J.W. Martin, S.A. Sloman / Journal of Consumer Psychology 23, 4 (2013) 552–555 553

will argue that DG's characterization of System I does not do 2010). Resolving the role of affect in the dual-systems framework
it justice. Finally, we will turn to deliberative biases in choice is critical to the characterization of choice. For DG, intuition
behavior. DG suggest that, just as the intuitive system is prone to serves the function of making one option “stand out” relative to
biases when choosing between options, the deliberative process- others, with this standing out critically based on a feeling that the
ing leads to its own biases. We first suggest an alternative chosen option is better. Thus, the intuition determining preference
understanding of the compromise effect, which relies on intuitive is the result of an affective evaluation of each option. This
rather than deliberative processing. We then consider the dovetails nicely with the work of Slovic et al. (2007), who
interaction between the intuitive and deliberative system and proposed the affect heuristic: When making a decision, people
the implications this has for choice behavior. consult the affective tags associated with the object or event under
consideration, which provide an efficient and simple source of
Sequential or parallel? information for generating an answer. For instance, it has been
demonstrated that when hoping to get a red jellybean and deciding
DG refer to two phases of processing (p. 10), evidence that between an option of picking from a bowl containing 9 red
they subscribe to the view that System II processing only occurs jellybeans out of 100 (9% chance to win) or a bowl with 1 red
under certain circumstances and that it is subsequent to System I jellybean out of 10 (10% chance), most participants choose the
processing. This view has been called the “default-interventionist bowl with the lower probability but higher number of opportu-
view” (De Neys & Glumicic, 2008; Evans, 2007; Kahneman & nities to succeed (Denes-Ray & Epstein, 1994). Slovic and
Frederick, 2005). In contrast, Sloman (1996) described systems colleagues attribute this to the fact that 9 feels better than 1, an
that compute in parallel, sometimes serving up simultaneous affective response. However, this choice preference can be
contradictory beliefs (the “parallel-competitive” position). In explained without reference to affect; people may apply the
truth, the systems necessarily interact in complicated ways, often generally correct heuristic that choosing the option that has more
co-operating to produce complex interactions (cf. Sloman, in possibilities of winning is best (Darlow & Sloman, 2010).
press). Nevertheless, the question remains whether the systems Similarly, when participants are choosing between a $625
should be seen as operating sequentially or in parallel. high-quality TV, $400 low-quality TV and $600 high-quality
De Neys (e.g., De Neys & Glumicic, 2008) has run a number TV, one possibility is that the $600 high-quality TV dominates
of experiments addressing this question. The parallel-competitive because it is perceptually more attractive, as DG suggest.
position is the clear winner. In brief, the evidence shows that However, another possibility is that participants first compare
people who generate an incorrect response on conjunction fallacy the two high-quality TVs in an effort to reduce options. Simply
and base-rate neglect tasks are slower and less confident than because of the numeric value of each ($625 vs. $600), the first
when they generate correct responses. This suggests that a option is worse. Note that this does not require an affective
deliberative process is inhibiting them even when the final evaluation of $625 compared with $600, only a numeric
answer comes from intuition. So the deliberative process must be evaluation. Once this comparison is complete, the participant
active prior to completion of the intuitive response. Corroborating has a piece of supportive evidence for the $600 TV: it is at least
evidence from an entirely different paradigm comes from Doll, better than one other option. Now, comparing the final two
Hutchison, and Frank (2011). options, the $600 high-quality TV and the $400 low-quality TV,
This fact suggests a different interpretation of the role the participant incorporates the new supportive evidence and is
of fluency in deferral of choice. Following Novemsky, Dhar, thus biased to choose the high-quality TV. DG report compelling
Schwarz, and Simonson (2007), DG suggest that disfluency evidence that this kind of effect is intuitive, not deliberative, but
causes people to assume they are engaged in a difficult choice they do not show that the appropriate intuition arises due to an
and therefore defer it. The parallel-competitive view stays closer affective response.
to the original view of Alter, Oppenheimer, Epley, and Eyre
(2007): Disfluency causes people to rely more on deliberative Perceptual intuition
processing, and, in the absence of a clear rule to choose by, are
then more likely to defer choice. DG describe System I as perceptual, a new characterization
The general lesson here is that it may not be possible to as far as we know. System I is usually considered to involve
assign every choice phenomenon to deliberation or intuition. some combination of associative (Sloman, 1996) and affective
Some of them arise due to how the systems interact. (Slovic et al., 2007) processing. The characterization of System
I as perceptual is consistent with the frequent claim that System
Affect, intuition and deliberation I is relatively fast in that perceptual judgments are also capable
of being made quickly and without much deliberation (although
The relations among affect, intuition, and deliberation require this does not mean that they cannot be made slowly and
further specification. While there is general agreement that System deliberately). And System I does seem to focus at times on
II can be characterized as deliberative, the nature of System I is surface features or properties of objects, those attributes that are
more uncertain. Some previous accounts have described affect as apparent without much consideration. For instance, System I
integral to intuitive processing (Epstein, 1994; Slovic et al., 2007), cares that there are 9 ways of getting the red jellybean rather
while others have proposed that the results attributed to affect can than 1, and does not consider the total number of jellybeans
be explained by appeal to intuition alone (Darlow & Sloman, within each bowl. In the same vein, the perceptual system will
554 J.W. Martin, S.A. Sloman / Journal of Consumer Psychology 23, 4 (2013) 552–555

report that two lines are different lengths if they appear to be to intuitively pick the middle option because it minimizes losses
different, as in the Müller-Lyer illusion, despite the fact that on all dimensions (Kahneman & Tversky, 1972). In the vein of
deliberative reasoning and analysis reveal that they are the the Social Intuitionist model of morality (Haidt, 2001) this choice
same. DG go further by suggesting that only perceptible is then rationalized post-hoc, with the critical initial choice being
attributes of an object or event are capable of generating an made intuitively rather than deliberatively. One possible method
intuitive reaction; non-sensory, abstract, or numerical attributes of dissociating these interpretations would be to investigate the
do not. Thus, the intuitive appeal of a new sleek laptop over a compromise effect under a cognitive load manipulation. While
clunky desktop computer when viewed together will not be suggestive evidence for the role of deliberation has been provided
overcome by a description of the two computers that points out using a resource depletion paradigm (Pocheptsova, Amir, Dhar,
that the desktop computer has twice the processing capacity. & Baumeister, 2009), a more direct test would manipulate the
However, DG's analysis is inconsistent with their own availability of cognitive resources while assessing options and
characterization of what occurs in the attraction effect. In their making a choice.
example, a $600 high-quality TV is more perceptually attractive
than the $625 high-quality TV, thus increasing the choice of the Conclusion
$600 high-quality TV versus the $400 low-quality TV. However,
it is unclear how any of these options are perceptually attractive if The framework proposed by DG is a significant and important
intuitive responses cannot be based on numerical ($600) or contribution, building upon and extending the work already done
abstract (high-quality) attributes. How such a result could be in both the dual-systems and choice literatures. This framework
explained by non-perceptual intuitive processing has been could serve as a bridge between reasoning and decision-making.
offered above. The result seems challenging for a perceptual It also raises issues that are ripe for further investigation,
characterization of System I. including the role of affect in dual-systems theory in general
Compounding the problem is evidence that, at least in some and in choice specifically. Additionally, DG extend the
cases, dominance is not perceived intuitively. Kahneman and concept of System I to encompass perceptual processing.
Tversky (1972) report cases of non-transparent dominance in Nevertheless, much of the evidence in support of the current
which the dominance relation can only be discerned by combining theory is indirect at best, a fact the authors acknowledge. In
options. This undermines DG's claim that the relation is, in addition, there are inconsistencies between the perceptual
general, intuitively accessible. conceptualization of System I and the biases that DG attribute
to it, namely the attraction effect, that require resolution.
Deliberative biases Finally, the interaction between deliberation and intuition in
the dual-systems conceptualization of choice is not yet clear
What about the deliberative biases that DG ascribe to and further theoretical and experimental work is needed.
System II? DG propose that the source of System II bias is the These limitations notwithstanding, the work done by DG is a
justification requirement, or the need to have a reason for why a substantive step toward a greater understanding of how the
particular decision was reached, whether externalized or not. mind chooses among alternatives.
When a choice between options is difficult and not intuitively
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