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Geotech Geol Eng

https://doi.org/10.1007/s10706-023-02558-7

ORIGINAL PAPER

Numerical Study of Pile Raft Foundation Behavior Under


Vertical Loads and Large Moments
Rafi’ M. Sulaiman Al‑Ne’aimi · Khalid Q. Hussein

Received: 6 December 2022 / Accepted: 9 July 2023


© The Author(s), under exclusive licence to Springer Nature Switzerland AG 2023

Abstract Based on PLAXIS 3D finite element soft- In contrast, it increases as pile spacing decreases.
ware, a 34-floor multi-story building piling group Thus, s/dpile = 4 gives the highest bending moment,
foundation under vertical loads and large moments with its variation along pile lengths depending on the
is examined. It comprises seven different strata with pile head’s hinge or fixation. A 0.2-m gap between
different properties, with groundwater located 19.6 m raft and subsoil allows piles to absorb 71% of the load
below ground level. In drained situations, the soil is and rafts 29%, compared to 65% for piles, 29% for
modeled as hardening soil, while piles are modeled rafts, and 6% for subsoil without a gap.
as embedded beams. The study involved extensive
parametric analysis. It includes pile spacing-diameter Keywords Pile raft · Plaxis 3D · Hardening soil
ratios, number of piles, pile slenderness ratios, square model · Volume pile · Gap effect · Moment load
or triangular pile layout patterns with equal or vari-
able pile length, raft, pile, and subsoil load sharing,
pile modeling as an embedded or volume pile, gap 1 Introduction
effects between rafts and subsoils, and type of pile
connections to evaluate their effects on rectangular In a traditional foundation design, the load applied by
unpiled and pile raft foundations in planning under the superstructure to the soil should be safely trans-
large moments and vertical loads. Analysis results ferred without shear failure, excessive settlement, or
show volume piles yield less raft settlement and pile tilting via a shallow (e.g., isolated or coupled footings
moment than embedded piles. Further, moment load or rafts) or deep foundation (e.g., piles or caissons).
effects increased raft bending moments by 2.2, 5.4, However, due to the complicated nature of the load-
and 6.1 and absorbed loads by 1.4, 1.7, and 2.2 ratios sharing mechanism of the pile-raft-soil system to
for 24, 40, and 60 pile groups, respectively. In square transmit the loads to the ground, rafts or piles alone
and triangle pile configurations, at specified pile spac- do not meet the design criteria of settlement and bear-
ing, raft bending moments decrease with pile length. ing capacity. As a result, geotechnical engineers have
begun to incorporate the contact pressure between the
raft, piles, and subsoil into the design of pile founda-
R. M. S. Al‑Ne’aimi (*) · K. Q. Hussein tions to increase their load-carrying capacity and set-
Civil Eng. Dept., College of Eng., University of Duhok,
tlement performance. Such a foundation is known as
Duhok, KR 1006 AJ, Iraq
e-mail: rafi.mahmoud@uod.ac the “Piled Raft Foundation” Randolph (1994).
Various methods and approaches investigated the
K. Q. Hussein
e-mail: khalidqasim.eng1990@gmail.com behavior of raft pile systems. Analytical methods,

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numerical approaches, laboratory modeling, and cen- shear force, and volumetric strain all decrease. How-
trifuge testing are examples of these methods. Fiora- ever, if s∕dpile ≥ 6, their amounts remained constant
vante and Giretti (2010) tested piles holding a circular or decreased slightly.
raft on clay soil in a centrifuge. They determined that Several researchers have studied the effect of
the load pattern between the raft and the piles is non- pile head restraints on pile raft performance. Using
linear and that as the number of piles increases, the numerical methods such as finite elements Won
raft’s settling reduces. Nguyen et al. (2013) compared and Kulhawy (2009) evaluated this effect on the
the displacement results of centrifugal tests of piled- displacement of laterally loaded pile groups via
raft foundations with different pile arrangements with a reduction factor, R ­ D, defined as the ratio of dis-
the results of the PLAXIS 3D program. The results placements between the fixed-head and free-head
show that piles with a concentrated load exhibit lower piles. The results show that the soil properties have
estimated central and differential settlements than a major influence on the reduction factor, while the
piles with uniform pile organization. Finite element pile properties’ influence is relatively minor. On the
methods have been used as numerical tools to assess other hand, Matsumoto et al. (2010) studied this topic
the impact of many parameters on pile raft design and through an experimental model test under vertical
analysis, such as spacing (s), number (n), length (L), and horizontal loads. The results show that under ver-
and diameter (d) of piles, pile (s/d) and (L/d) ratios, tical load, the effect of the pile head connection on
pile layout, pile stiffness, raft thickness, and dimen- raft behavior is negligible, and with a less rigid con-
sions, type of subsoil layers, and type of load and its nection, the raft’s horizontal load decreases. Kumar
distribution on the piled raft foundation. Based on et al. (2015) obtained similar results using Plaxis 3D
the 2D analysis, Rabiei (2010) observed that using a software for raft settlement under vertical loads only.
limited number of piles beneath the raft can improve However, the load sharing by rafts varied from 30%
the bearing capacity and settle. Furthermore, with an for hinged connections to 54% for rigidly connected
increase in raft thickness or a decrease in piling num- CPRFs.
ber or length, the maximum bending moment in the Many studies have considered the behavior of piled
raft increases, but central and differential settlements raft foundations under different loading conditions.
decrease. In contrast, Ryltenius (2011) reported Using full-scale structures and experimental models,
that the 2D model overestimates the settlement and Sales et al. (2017) evaluated pile groups’ settlement,
moment in the raft by 30% and the pile load by 10%. load distribution, and bearing capacity under vertical
Gebregziabher and Katzenbach (2012) found that loads. Their findings show that the traditional meth-
pile spacing, length, and arrangement all play a role ods used in practice for piled raft foundation design
in decreasing settlement and load-sharing behavior are insufficient for proper design and need revision.
in pile raft foundations using 3D nonlinear finite ele- According to Ukritchon et al. (2016) Plaxis results,
ment simulations. The results revealed that when the a square-pattern pile group foundation of a wind tur-
piles are spaced further apart and the applied load is bine can handle vertical loads and large moments
substantial, the load distribution between the raft and with a 0.1-m gap between the raft and the underly-
piles increases. Furthermore, according to Jiang et al. ing soil. The soil was modeled as an undrained
(2020) analysis of pile-soil interaction in expansive Mohr–Coulomb material, the piles as embedded pile
soil, an increase in pile length can effectively reduce elements, and the pile caps as plates hinged to each
the uplift of the pile top and improve the bearing pile. A mathematical equation was proposed to rep-
capacity of the pile when part of it is under expan- resent the pile force distribution for coupled vertical
sive action. Tang et al. (2014) observed that when the load and significant moment as well as vertical load-
spacing-diameter ratio exceeds 5, each raft and pile only cases. In PLAXIS, Smulders et al. (2019) imple-
operate separately, and the pile may approach its ulti- mented the embedded beam element formulation
mate load limit. Sivrikaya and Gurkan (2019) investi- developed by Turello et al. (2016) with an interac-
gated piled-raft foundations with various pile-spacing tion surface to address mesh dependence and improve
configurations resting on clay soil using 2D and 3D behavior under lateral loading. Compared to the pre-
finite-element PLAXIS packages. Their results show vious implementation, the proposed implementation
that as the pile spacing increases, the displacement, is more accurate and less mesh-dependent, and the

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load–displacement performance is more similar to the and load magnitude. Moreover, based on centrifuge
actual pile response. Ahmed and Al-Zaidee (2020) model testing, Alnuaim et al. (2017) found that the
proposed a model for simulating a pile raft founda- load carried by piles is higher for rigid rafts due to
tion under a point load with varying eccentricities the minimal interaction between the raft and subsoil
utilizing a 3D explicit finite element integration tech- compared to relatively flexible rafts. Sharafkhah
nique through a parametric study. The results show and Shooshpasha (2018) proposed that pile rafts in
that the carrying capacity of pile rafts is reduced by free-standing pile groups are constructed such that
39%, 33%, and 30%, respectively, when compared to the piles support the entire load of the structure,
the unpiled raft for eccentricities of B/12, B/6, and with no load shared with the underlying soil. How-
B/5 (where B is the least raft dimension). Al-Ne’aimi ever, various studies have shown that this strategy is
and Hussain (2021) used the PLAXIS 3D founda- too conservative and should only be used if the pile
tion to study the nonlinear behavior of unpiled and cap is lifted above ground level. According to Hal-
piled square rafts loaded vertically with a uniform der and Manna (2022), piles carry about 40–60%
load, changing raft thickness, spacing, number, and of the total applied load, regardless of their spac-
diameter of piles. Their findings show that the load ing and length. A significant reduction in pile load
absorbed by the pile increases with the diameter of proportion is observed within the initial settlement
the pile compared to the pile cap. Furthermore, in range of the raft, i.e., up to 0.4% of the raft width.
9-pile rafts with pile diameters of 0.5 or 0.6 m, the Based on full-scale load test results on piled footing
central piles absorb the greatest proportion of the foundations supported in weakly cemented residual
applied load, with edge piles and corner piles rank- soil, Sasso et al. (2023) showed that the contribu-
ing second and third, respectively, whereas in 25-pile tion of the footing contact reduced settlements and
rafts, the opposite pattern is observed.” increased load capacity (reaching 148% of failure
In piled-raft systems, the load-sharing between load improvement).
the raft, piles, and subsoil is the more important The state-of-the-art literature review on pile-
issue. Davids et al. (2008) stated that loads on the raft foundation systems shows that many research
superstructures are split between the raft and the works were performed under vertical loading, and
piles, with the piles supporting around 50–80% of few studies investigated the shared load and behav-
the overall weight. Whereas Leung et al. (2010) ior of such a system under combined vertical load
reported that the fraction of the applied load car- and moment. However, knowledge about this sys-
ried by the raft in a piled raft system ranges from tem’s behavior is still unclear and depends on many
25 to 51%. Viggiani et al. (2012), in their study of variables and circumstances. Therefore, this study
pile load distribution, discovered that the corner investigated the behavior of unpiled and pile rafts of
and side piles of the block absorb higher loads at a 34-floor multistory building of rectangular shape
small spacings, whereas in piled rafts, the pattern in a plan under a vertical load plus large moments
is reversed: as pile spacing increases, the raft soil through an extensive parametric study using the
contact absorbs more load, reaching values of 70% PLAXIS 3D v20 code. The studied parameters are
for a pile spacing-diameter-ratio of 12. According pile spacing-diameter ratio s/dpile, number of piles,
to Abdel-Fattah and Hemada (2014), the portion of pile slenderness ratio l/dpile, square and triangu-
the superstructure load transferred to the soil by raft lar pile configurations with equal or variable pile
contact pressure ranges from 30 to 60% of the entire lengths, load sharing between raft, piles, and sub-
load, depending on the state of the soil beneath the soil, pile modeling as an embedded pile or volume
ground. With decreasing pile length and increasing pile, the gap effect between the raft and subsoil, and
pile spacing, this percentage rises. Comodromos the pile head type connections.
et al. (2015) studied the pile layout patterns in a
raft through optimization techniques supported by
a combination of experimental and numerical data.
They reported that the load absorbed by the piles
within the system depends on their configuration

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2 Method of Analysis one of the investigated pile raft foundation situa-


tions with 7354 components and 60,015 nodes.
2.1 Soil Profile and Geometry Model

In this study, the soil profile of Yongdingmen Station 2.3 Constitutive Modeling


on the Beijing Metro, as published by Li et al. (2020),
is employed. The scaled dimension of the soil model The hardening soil model is employed in this study
is shown in Fig. 1. It is made up of seven different to simulate all soil layers within the PLAXIS 3D
types of soil layers with an overall depth of 44 m, as v20 program. Because soil stiffness is estimated
described by a single borehole in the model’s center, using three different values, this advanced model
and the groundwater level is 19.6 m below the ground has a cap yield surface and can more precisely
surface. replicate soil deformations than the simple elastic-
perfect plastic, the "Mohr–Coulomb" model, (Obr-
2.2 Model Boundaries and Mesh Generation zud (2010). The 10-noded tetrahedral element with
three translational degrees of freedom per node is
The constructed numerical model consists of three used to discretize the soils. The pile cap plates cre-
material components: (1) soil elements; (2) embed- ate a 6-noded triangle element, with each node hav-
ded pile elements; and (3) pile cap plates. The bot- ing three translational and three rotational degrees
tom boundaries of the model are fully fixed in all of freedom. Plate element formulations are based
directions, while the edge boundaries are only fixed on Mindlin’s plate theory Bathe (1996).”Piles are
in two horizontal directions. After the soil and represented as embedded pile line elements of three
structural models, loads, and boundaries are com- nodes with three translational and three rotational
pletely defined, a fully automatic mesh generation is degrees of freedom per node Engin et al. (2007) and
performed. Based on the model geometry, PLAXIS Engin et al. (2008a, b). The pile caps and piles are
initially generates a 2D mesh made of elements of both modeled as linear-elastic non-porous materi-
the 6-node triangular faces. The 2D mesh was auto- als. Figure 3 depicts the soil and structural elements
matically expanded to a 3D mesh that depicted soil schematically. Table 1 shows the soil parameters for
strata and structure levels. The global coarseness is each soil layer, while Table 2 shows the material
adjusted to fine mesh refinement with a global scale properties of the raft and piles.”
factor of 0.5 for accurate results. As an example,
Fig. 2 depicts a typical FE model and meshing of

Fig. 1  Soil profile and geometry model

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Fig. 2  View of 6 × 10 pile raft (L20 m and s∕dpile = 3) and meshing

Fig. 3  Types of element


and their degrees of free-
dom in PLAXIS 3D (from
PLAXIS 3D Connect v20—
Scientific manual)

2.4 Finite Element Model Validation piled rafts with a 1.0 m thickness were made up of
nine piles of 0.5 m diameter and 18 m length. The
The results of the Plaxis 3D Foundation obtained piles were placed in a 3 × 3-square pattern with uni-
by Al-Ne’aimi and Hussain (2021) for 10-m square form spacing s∕dpile = 4. Figure 4 depicts the load-
unpiled and piled raft foundations loaded with a verti- settlement curves for the unpiled raft and 3 × 3 pile
cal uniform load of 430 kN/m2 have been taken for raft foundations. From both a trend and magnitude
validation of numerical modeling. The soil profile standpoint, it is seen that the present model strongly
used for the study consists of five strata with vary- matches those obtained by the Plaxis 3D Foundation.
ing properties, including groundwater encountered
at 3.5 m from the ground surface. The soil is ideal-
ized as an elastoplastic material in drained conditions 3 Parametric Study
with the Mohr–Coulomb model, whereas the piles are
modeled as embedded volume elements. For more This study would investigate the effects of pile spac-
details on soil profile, raft, and piles, see Al-Ne’aimi ing-diameter ratio (s/d), pile number, and pile length-
and Hussain (2021). During prototype testing, the diameter ratio (l/d) in a square or triangular pattern

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Table 1  Parameters of the soil layers for hardening soil model (HSM) analysis (after Li et al. (2020))

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Parameter Soil type layers

SM CL SM SM Cb CL Cb

Thickness (m) 4 4 6 4 11 3 12
Material model HS HS HS HS HS HS HS
Analysis type Drained Drained Drained Drained Drained Drained Drained
Unit weight, 𝛾unsat. 18.35 20.7 19.7 20 20.2 19.6 20.2
(kN/m3)
Saturated unit weight, 20 21 20.2 21 21 20.2 21
𝛾sat.(kN/m3)
Initial void ratio,eo 0.6 0.6 0.6 0.6 0.6 0.6 0.6
Secant stiffness from a 18.35 22.44 23.01 31.22 132 32.08 198
drained triaxial test,
ref
E50 (MPa)
Tangent stiffness for 18.35 22.44 23.01 31.22 132 32.08 198
oedometer primary
ref
loading,Eoed(MPa)
Unloading/reloading 55.04 67.32 69.30 63.65 396 96.23 594
ref
stiffness, Eur (MPa)
Rate of stress depend- 0.5 1 0.5 1 1 0.5 1
ency, m
Cohesion, c′(kPa) 0 23 11 8 5 30 5
Internal friction 21.4 9.4 23 24.2 40 15 45
angle,𝜑o
Dilatancy angle,𝜙o 0 0 0 0 10 0 15
Unloading/reloading 0.3 0.3 0.3 0.3 0.27 0.3 0.26
Poisson’s ratio, vur
At rest earth pressure 0.64 0.84 0.61 0.59 0.35 0.74 0.29
coefficient* (NC
state),Konc
Failure ratio,Rf 0.9 0.9 0.9 0.9 0.9 0.9 0.9
Interface reduction fac- 0.8 0.8 0.8 0.8 1.0 0.7 1.0
tor,Rinter
Over-consolidation 1.0 1.0 1.0 1.0 1.0 1.0 1.0
ratio, OCR

*The coefficient,Konc is calculated automatically by the software using Jacky’s Equation,Konc = (1 − sin 𝜑o)
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pile group with all piles of equal or variable lengths iterative solver that solves the system of sparse
on the behavior of a rectangular raft-supported pile of linear equations in parallel on multi-core comput-
a 34-floor multistory building under vertical load and ers. For known strain increases, the implicit stress
moments, and the results would be compared with the integration algorithm is utilized to generate a stress
unpiled raft capping. The rafting area is 18 m × 30 m increment at each integration point. More details
in size and 2.0 m thick. The maximum total load of Picos and the stress integration scheme can be
(dead and live) has been set at 15 kN/m2/floor. As a found in the PLAXIS 3D Connect v20-Reference
result, for the chosen scenario of a 34-story multi- manual.
story building, the total vertical load exerted on the
raft as a distributed load would be 510 kN/m2. The 3.2 Calculation of Pile Capacity
moments applied on the center of the foundation are
­Mx = − 50,000 kN-m and ­My = 30,000 kN-m. Table 3 The PROKON software v3.0 is used to estimate the
shows the testing program schedule with all varying ultimate pile capacities and the limiting shaft traction
studied parameters. Figure 5 depicts the examined along pile lengths and tip forces to be used as input
pile rafts for one set of study cases with 24, 40, and parameters for embedded pile elements. The ultimate
60 piles of identical lengths in a square pattern, while bearing capacity of a single pile is calculated by (Al-
Fig. 6 depicts pile raft cases of various pile lengths. Ne’aimi and Hussain (2021))

3.1 Calculation Phases Qult = Pi Li (𝛼sui + Ks 𝜎v� tan 𝛿) + Ab (9sub + 𝜎vb

) − WP
(1)
In the staged construction mode, the model’s calcu- ∑
Qult = Qs + Qb − Wp (2)
lation process is divided into many stages described
by the order of structure building and loading as
follows: Qall = Qult ∕S.F (3)
where, Qult = ultimate pile capacity, Qs = ultimate

(1) The initial phase: in which the initial stresses are
skin friction, Qb = ultimate end-bearing force, Wp =
calculated by using the Ko procedure and the pore
the weight of the pile, Qall = allowable pile capac-
water pressure is calculated following a hydro-
ity, S.F. = safety factor = 2.5 for driven pile, P = the
static condition. At this stage, only soil elements
perimeter of the pile layer i, L = length of pile layer i,
are activated in the model.
𝛼 = Rinter = dimensionless interface factor, su = und-
(2) The excavation phase: vertical excavation sur-
rained shear strength of soil layer i, Ab = area of the
faces have been aligned (3H/4 V) to solve the
pile, sub = undrained shear strength of clay at the tip
“soil body collapse” errors that occurred at the
of the pile, 𝜎vb

= total effective overburden pressure
edges of the surface.
at the tip of the pile. The pile capacity calculations
(3) The construction of pile raft foundation phase: in
are summarized in Table 4.
this phase, all structural elements, including plate
elements, embedded piles, and boundary condi-
tions, are activated in the staged construction
mode with plastic calculation type and conven-
4 Results and Discussions
tional iterative procedure settings. The drained
type analysis is used to consider long-term settle-
4.1 Unpiled Rafts Results
ments.
(4) The loading phase: in which the applied vertical
Table 5 presents the analysis results of the unpiled
load and moments in all directions along the pile
raft of traft = 2.0 m under vertical uniform distributed
cap axes are activated.
load and moments. As seen, the raft’s total settle-
ment value is 173.3 mm. This exceeds the allow-
All analyses employ the default numerical pro-
able settlement limits prescribed by ASCE 1997,
cedure, Picos, which is an efficient multicore

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Table 2  Material properties of the pile cap (raft) and the embedded pile (after Al-Ne’aimi and Hussain (2021))
Parameter Pile cap Embedded Pile

Material model Linear-elastic Linear-elastic


Material type Non-porous Non-porous
Element type Plate Beam
Young’s modulus, E (MN/m2) 3.0 × ­104 2.92 × ­104
Poisson’s ratio, v 0.2 0.3
Unit weight, 𝛾 (kN/m3) 25 25
Thickness, traft (m) 2 –
Diameter, dpile (m) – 1.0
Length, Lpile (m) – 12, 16, 20
Interface reduction factor,Rinter 1.0 1.0
Axial skin resistance – Multi-linear*
L Tmax (kN/m)

Multi-linear axial resistance 0 0


4.0 96.5
10.0 225
14 285
20 436
End-bearing resistance, ­Fmax (kN) 4107, 15,930, 15,930
*
All skin friction and end-bearing values are obtained from PROKON v3.0

Load (kPa) Load (kPa)

0 50 100 150 200 250 300 350 400 450 0 50 100 150 200 250 300 350 400 450
0 0

100 40
Settlement (mm)
Settlement (mm)

200 80

300 120

400 (Al-Ne'aimi & Mohammed, 2021) 160 (Al-Ne'aimi & Mohammed, 2021)
Present Study (Plaxis 3D v20) Present study (Plaxis 3D v20)
500 200
(a) 1.0 m thick unpiled raft (b) 3x3 piled-raft foundation with traft = 1.0 m

Fig. 4  Validation of 3D v20 with the 3D Foundation v1.6 results for unpiled rafts and 3 × 3 pile-raft foundations

75–125 mm for rafts on clay soils, or 50–75 mm 4.2 Pile Raft Foundation Results
for rafts on the sand for total settlement, see Holtz
(1991) and Baban (2016). Thus, to reduce the 4.2.1 Effect of Pile Number, Spacing, and Length
exceedance of settlement limits produced in the soil,
pile installations are used as the best option in all Table 6 and Fig. 7 summarize the results of all the
remaining tests of this study. studied cases of the pile rafts. In cases of square or
triangular patterns of equal-length piles, the table

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Table 3  Details of the testing program schedule


Series no Loadcondition Case study traft (m) s∕dpile l/dpile Layout pattern Number Number
of piles of tests

1 Static load Un-piled raft 2.0 – – – – 1


V = 510 kPa 18 m × 30 m
2 Mx =− 50,000 kN-m Piled raft 2.0 5, 4, 3 12,16,20 Square 24, 40, 60 18
My =  + 30,000 kN-m 18 m × 30 m Equal lengths Triangular 22, 36, 56
Mz = 0 kN-m
3 Piled raft 2.0 5, 4, 3 Variable Square 24, 40, 60 6
18 m × 30 m lengths Triangular 22, 36, 56

shows that at a given pile spacing, the raft’s total Based on the total load applied to the raft, Plaxis
settlement and raft bending moment decrease by software calculates the normal force values at the top
approximately 30% and 5–10%, respectively, as the and bottom of each pile in the pile group. Consider-
pile length increases. The improved behavior of ing the sum of the loads on all pile heads Ntop and the
each pile in the group is natural due to the increase end bearing reaction Rbase = Nbottom and the skin fric-
in skin friction along pile lengths and end-bearing tion Rskin = Ntop − Nbottom, the load carried by the raft
at their tips produced from increasing pile lengths is determined by subtracting the pile load Ntop from
Al-Ne’aimi and Hussain (2021). the total applied load on the raft. Under the applied
In other words, in specified pile lengths, the raft’s load, Fig. 8 displays the load ratios borne by the raft
total settlement decreases as pile spacing decreases, and pile for pile-raft groups of 2.0 m raft thickness
while raft bending moments increase. The same and piles of equal lengths in a square or triangular
behavior applies to equal or variable-length piles arrangement. It is noted that the load-sharing between
in square and triangle configurations, however, in the raft, piles, and subsoil is a function of pile num-
all cases, the s∕dpile = 4 gives the highest bending ber, spacing, and length. This behavior is expected
moment. This behavior refers to the different con- and known to occur as a result of a decrease in the
figurations of piles in each pile spacing (see Figs. 5 total load carried by the raft with increasing pile
and 6), as well as with this spacing, some of the pil- numbers and lengths. This confirms the results of
lars lie on the vertical axis of the pile cap compared Al-Ne’aimi and Hussain (2021) who noted that the
to other pile spacings (i.e.,s∕dpile = 5 or 3), and their number of piles is the more important issue in load-
reactions are different depending upon each pile sharing between raft-piles-subsoil. In other words,
distance from the raft centroid axes according to the increasing the number of piles from (24–60) piles
following equation: or decreasing the spacing from (5–3) pile diameter
∑ causes significant changes in both skin friction and
Muy xn
∑ ∑
Pu Mu y end-bearing ratios. The skin friction loads created
Pn = ± ∑ 2 ± ∑ 2x n (4)
n xi yi along the pile lengths, however, were found to be
larger than the end-bearing loads.
where Pn = pile load, Pu = total ultimate vertical

Table 7 shows the load ratios delivered by the raft
load, Muy, Mux = ultimate moments about the x
∑ ∑
and piles in square or triangular patterns with varied
and y axes, xn , yn = the distance between any pile and pile lengths and their skin friction and end-bearing as
the y- and x-axes. well.
Figure 9 depicts the skin friction and end-bearing
load distribution profiles of the 40-pile raft group
4.2.2 Load Sharing Between Raft, Pile, and Subsoil
of 20 m equal pile lengths in a square and triangu-
lar configuration. This figure shows that edge piles
In piled-raft systems, load-sharing is the more impor-
absorb more load than other piles. Many geometric
tant issue. Thus, the loads absorbed by each com-
parameters, such as pile spacing, pile length, pile
ponent of the system must therefore be determined.

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Fig. 5  Studied piled rafts for 24, 40, 60 piles in a square pattern

numbers, and raft thickness, influence load sharing pile positions in a square and triangular arrange-
between rafts and piles in general. ment. The table shows that piles of 20 m length
Table 8 shows the pile skin friction and end- enhance their load-carrying capacity more than
bearing loads for 40 and 36 pile raft groups with piles of 16 m or 12 m lengths do by mobilizing their
equal pile lengths of 12, 16, and 20 m and varied skin resistance.

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Fig. 6  Studied piled rafts for 22, 36, and 56 piles in a triangular pattern

Table 4  Pile capacity LPile(m) Qult(kN) Qall(kN)


calculation
Total Total
∑ ∑
Qs Qb Qs Qb

12 1669.77 4106.74 5776.51 1113.18 789.76 1902.94


16 2901.90 15,927.87 18,829.78 1834.60 3063.05 4997.65
20 4344.52 15,927.87 20,272.39 2896.35 3063.05 5959.40

4.2.3 Effect of Pile‑Soil Interaction s∕dpile = 5 and 12 m equal-pile lengths is now modeled


as a volume pile. Figure 10 depicts the layout per-
In this scenario, the previously modeled 4 × 6 pile spectives of the two approaches. The load-settlement
group as embedded piles in a square pattern with correlations for both pile-modeling methodologies

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Table 5  Unpiled raft results


Value Axial forces Shear forces (kN/m) Bending moment (kN-m/m) Vertical Differential
(kN/m) displacement settlement
(mm) (mm)
N1 N2 Q12 Q23 Q13 M11 M22 M12

Unpiled raft Max 647.7 731.3 141.6 2705 5307 8598 11,310 4147 173.3 7
Min 142.8 118 −165.3 −8206 −2699 −3122 −7824 −5254

Table 6  3D analysis results of the pile raft foundations


Case study Piles pattern s∕dpile l∕dpile Total settle- Differential set- Raft bend-
and number ment (mm) tlement (mm) ing moment
(MN m/m)

Equal length Square 5 12 99.5 2 7.5


24
16 36.0 6 7.0
20 32.3 6 7.1
Square 4 12 62.4 7 15.1
40
16 31.3 10 14.6
20 28.0 10 14.6
Square 3 12 45.1 4 10.8
60
16 28.3 6 11.3
20 25.7 7 10.0
Equal length Triangle 5 12 102.7 3 11.4
22
16 38.8 6 10.2
20 633.5 7 10.4
Triangle 4 12 9.6 3 15.1
36
16 32.3 6 14.5
20 28.7 7 14.5
Triangle 3 12 50.2 4 12.1
56
16 28.9 5 12.7
20 26.2 6 12.9
Variable length Square L12 L16 L20
24 5 16 4 4 64.2 14 8.2
40 4 22 14 4 44.0 4 13.0
60 3 28 20 12 38.8 4 9.7
Triangle L12 L16 L20
22 5 12 6 4 62.7 16 11.3
36 4 26 8 2 54.2 11 15.4
56 3 34 18 4 38.5 5 2.3

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Fig. 7  Effect of pile spacing on the settlement

are consistent with real results, as illustrated in and end bearing resistance assigned to the embedded
Fig. 11. A comparison of pile volume versus embed- beam element, but the volume element requires only
ded beam results is presented in Table 9 along with Young’s modulus, Poisson’s ratio, and unit weight to
the amount of difference in the outcomes between describe the model. Unfortunately, the pile volume
the two methods. As can be seen, the values of raft approach is unsuitable when modeling a high number
settlement and pile shear forces obtained by volume of piles because of the increasing elements and calcu-
piles are lower by 17% and 19% to 56% respectively lation time required as the number of piles increases.
than those obtained by embedded piles. Meanwhile,
the pile axial moments and forces are higher by 41% 4.2.4 Effect of Moment Load
and 10% to 40%, respectively. Overall, the differences
in the results are due to the unique characteristics of In all situations of this investigation, the raft is subject
each pile modeling method. Because of the 3D nature to a vertical load in the direction of gravity as a dis-
of the pile geometry and for the following reasons, tributed load of 510 kN/m2 and enormous moments
the piles themselves will be represented using volume Mx = − 50,000 kN-m, and My = 30,000 kN-m
elements for more accurate results Brinkgreve et al. applied to the raft. To explore the effect of the
(2020): The embedded beam element is indirectly moment load on the pile group response, the 24, 40,
coupled via springs to the mesh, and as a result, the and 60-pile group foundations of 16 m equal pile
soil can “flow-through” the embedded pile row; In lengths in a square pattern were tested under a pure
embedded beam elements, the pile-soil interaction vertical load for comparison. Table 10 displays the
is modeled at the center rather than at the circumfer- results of the analyses for each pile group under both
ence, and the installation effects of piles are not taken loading conditions.
into account; The accuracy of the result is primarily The comparison of the results of both cases of
dependent on the maximum skin friction resistance loading, as shown in Table 10, for all pile groups

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Fig. 8  Raft and pile load 100%


percentages with piles skin 41
friction and end-bearing of 75 77 66 78
83 85 87 87
50%
equal lengths in square and
59
triangular patterns 34
25 23 17 15 22 13 13
0%

Ra load % Pile load %


100
80 74 74 73
63 62 66
60 53 67
45 55 47
40 37 38 33
27 34
20 26 26
0

End-bearing % Skin fricon %

a- Square pattern
100%
37
72 75 61 75
80 82 85 85
50%
63
28 25 39 25
20 18 15 15
0%

Ra load % Pile load %


100
80 74 74 73 64
65 48 66 55
60 65
52 45 35
40 35 36 34
20 26 26 27
0

End-bearing % Skin fricon %

b- Triangular pattern

Table 7  Load ratios of raft Case study Pile pattern s∕dpile l∕dpile Pile load % Raft load Rbase Rskin
and piles of variable pile % % %
lengths
Variable length Square 5 see Fig. 5b 64 36 76 24
4 75 25 66 34
3 81 19 52 48
Variable length Triangle 5 see Fig. 6b 64 36 76 24
4 69 31 70 30
3 80 20 61 39

considered, shows that the moment load has little maximum bending moment in the raft and the ratios
effect on the settlement of the raft as well as the end of the load absorbed by the raft and piles are sig-
bearing and skin friction of the piles, whereas the nificantly affected. When the piled raft foundation is

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Axial load (kN) Axial load (kN)

3000 4000 5000 6000 7000 8000 3000 4000 5000 6000 7000 8000 9000
-4 -4
Corner Corner
-8 Edge -8 Edge
Center Center
Depth (m)

-12

Depth (m)
-12 Pile length = 20m
Pile length = 20m
-16 -16

-20 -20

-24 -24

(a) 40 pile group, equal length, s/d pile = 4, (b) 36 pile group, equal length, s /d pile = 4,
(Square pattern) (Triangular pattern)

Fig. 9  Axial load distribution along pile lengths for different pile groups

subjected to a combined vertical load and moments, (s) from 5 to 3 pile diameter, the absorbed load by
the raft’s bending moment increases by about 2.2, 5.4, the raft decreased from 25 to 13% while the load pile
and 6.1 ratios, and the raft load absorption by 1.4, 1.7, ratios increased from 75 to 87%.
and 2.2 ratios, respectively, compared to that without Figure 12 depicts the 3D pile load distribution of
moments for 24, 40, and 60 raft pile groups, whereas equal-length 6 × 10 piles in a square pattern under
the pile load, decreases by about 8.0% for all studied various loading circumstances. The high discrepancy
cases. On the other hand, with an increasing number in pile load distribution in this pile group founda-
of piles from 24 to 60 piles or decreasing pile spacing tion can be attributed to a sudden increase in forces

Table 8  Skin friction and end-bearing loads for 40 and 36 pile raft groups (traft = 2 m and dpile = 1 m)
Case study Pile nos. and s∕dpile Lpile Rskin* and Rbase** (kN) NTop = Rskin + Rbase (kN) Rskin

Pattern (m) Rbase


Corner pile Edge pile Center pile Corner pile Edge pile Center pile

Equal length 40 4 12 1422* 1421 1445 5230 5538 5563 0.373


Square 3808** 4117 4118 0.345
0.350
16 2621 2567 2570 6912 8124 6728 0.610
4291 5557 4158 0.462
0.618
20 3710 3834 3842 6865 8128 7029 1.176
3155 4294 3187 0.892
1.205
36 4 12 1436 1419 1432 5557 5534 5547 0.348
Triangle 4121 4115 4115 0.345
0.348
16 2593 2570 2590 7673 8206 6897 0.510
5080 5636 4307 0.456
0.601
20 3905 3887 3793 7997 8730 6966 0.954
4092 4843 3173 0.803
1.195

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(a) Embedded pile (b) Volume pile

Fig. 10  Typical views of embedded pile and pile volume for 4 × 6 pile group (Equal length, s∕dpile = 5, Square pattern)

Load (kN/m2) both the x- and y-axes in the situation of a vertical


0 50 100 150 200 250 300 350 400 450 500 550 load. Furthermore, the same trend is observed with
0
a combined vertical load and moments regarding the
-15
abrupt increase in outer piles caused by mobilized
Settlement (mm)

-30
shaft resistance; this result validates the earlier stud-
-45
ies’ conclusions Comodromos et al. (2009) and Engin
-60 Embeded pile
Volume pile
et al. (2008a, b).
-75
-90
-105
4.2.5 Effects of Gab Between the Pile Cap
and Subsoil on Free‑Standing Piles
Fig. 11  Load-settlement response of 24 pile groups with dif-
ferent pile modeling A 0.2-m gap between the pile cap and the underly-
ing soil is assumed to eliminate load transfer from the
pile cap to the subsoil, as shown in Fig. 13.
at the corner piles, where the maximum force is With this small gap, the vertical load and moments
observed due to overturning moments. Furthermore, imparted to the pile cap are transferred only to the
the pile load distributions are symmetrical about pile group, with no load sharing with the underlying

Table 9  Pile volume versus Parameter Pile volume Embedded beam Differ-
embedded beam results for ence % in
24-pile group foundation results

Raft settlement (mm) 85.3 99.8 − 17


Pile max. axial force (kN), N 7898 5631 + 41
Pile max. shear force (kN/m), Q13 492 587 − 19
Pile max. shear force (kN/m), Q23 558 869 − 56
Pile max. bending moment (kN.m/m), M2 749 535 + 40
Pile max. bending moment (kN.m/m), M3 855 780 + 10
Pile load % 49 41 + 19
Raft load % 51 59 − 16
Rbase % 78 74 +5
Rskin % 22 26 − 18

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soil, provided that the head connection between the approximately 80%, but the shear forces and bending
pile cap and the embedded piles is selected as fixed moment increase by approximately 24% and 164%,
to allow both vertical loading and bending moment respectively. Figure 15 depicts the variation of the
transfer to the piles. While in the case of no gap, the bending moment along pile lengths for the 5 × 8 pile
load is partially transferred from the raft to shallow group. The bending moment distribution with a gap
soil and partially to the pile group through pile heads, is greater than that without a gap. This is true for all
and from the piles, it is transmitted through their pile positions. However, corner piles have the greatest
shafts and tips to deeper soil layers. bending moment, followed by center and edge piles.
Table 11 depicts the influence of the gap between
the raft and subsoil on the raft foundation of a 5 × 8 4.2.6 Effect of Pile Head Connection
pile group of equal length of L = 12 m with s∕dpile = 4
in a square pattern and fixed connections of pile For free-standing pile conditions, the effects of
heads. It is seen that with the presence of a gap pile head connections on a 5 × 8 pile group foun-
between the pile cap and the subsoil, the pile bears dation of 12 m, 16 m, and 20 m equal pile lengths
a load of 71% and the raft carries 29% compared to with s∕dpile = 4 in a square pattern with a tiny gap of
65% for piles and 35%, for raft and subsoil (i.e., 29% 0.2 m between the raft and subsoil are investigated in
of load carried by raft and 6% by subsoil) in the case this series. Table 12 shows the results of an exami-
of no gap. As a result, the piles absorb more load than nation of a 40-pile group raft system for hinged and
the raft in both circumstances (i.e., the majority of fixed pile head connections. It can be noted that each
the applied load is carried by the piles, and not the of the raft settling, axial force, and shear force val-
underlying soil). This is because the piles initially ues at the raft are greater in the case of a fixed pile
remain in direct contact with the soil, restricting head connection than in the case of a hinged connec-
pressure and bearing more load than the raft Ukrit- tion. The bending moments developed at the rafting
chon et al. (2016). Because of the influence of contact center are greater in the case of a hinged connection,
pressure between the raft and the soil, as well as the which allows only vertical load transfer to the piles
soil’s role in distributing and spreading the applied without transferring bending moments, and therefore,
load on the raft over a greater area, the improvement the raft takes a large moment. On the other hand, as
in piled raft foundations in case of no gap is natural, a result, this trend is respected concerning bending
and as a result, the raft settlement of 62.4 mm is less moments developed in piles and the pile load ratios of
than 67 mm for a raft with a gap. In both cases, the 65% compared to 71% in the case of fixed pile head
maximum settlement values occurred near the middle connections.
or the center of the raft as shown in Fig. 14. This is Figure 16 depicts the moments’ variation along
due to the applied moments being located in the first a 40-pile group’s 12 m-long pile for both pile
quarter of the raft. Furthermore, it shows that in the head connection types under a free-standing con-
presence of a gap, the raft axial forces decrease by dition (i.e., with a gap of 0.2 m between the piles

Table 10  The influence of moment load on the pile groups response


Parameter 24 piles 40 piles 60 piles
Surface load Surface load Surface load Surface load Surface load Surface load
plus moment plus moment plus moment

Raft settlement (mm) 36.0 35.1 31.3 30.6 28.3 27.7


Raft differential settlement (mm) 6 7 10 11 7 7
Raft max. bending moment (kN.m/m) 7000 3238 14,685 2726 11,329 1863
Pile load % 75 82 83 90 87 94
Raft load % 25 18 17 10 13 6
Rbase % 74 74 62 62 53 53
Rskin % 26 26 38 38 47 47

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Pile length = 16m


5803 5811
5997 6105

7000 7000
6043
6000 6000

Load (kN)
4928
Load (kN)

5000 13.5 5000 13.5


10.5 10.5
7.5 7.5
4000 4.5 4000 4.5
1.5 1.5
-1.5 -1.5
3000 -4.5 3000 -4.5
-7.5
Column -7.5 Column
-7.5

-7.5
-10.5 -10.5
-4.5

-4.5
(y-axis)
-1.5

-1.5
-13.5 -13.5
(y-axis)
1.5

1.5
4.5

4.5
7.5

7.5
Row (x-axis) Row (x-axis)

Surface load Moment and surface loads

Fig. 12  3D pile load distribution for 6 × 10 piles under different loading conditions (Equal length, Square pattern)

Fig. 13  Simulation of a
gap between piles and a
pile cap

Table 11  Effect of the Parameter Value (max, Without gap With gap
gap between pile cap and min)
subsoil on a 5 × 8 pile group
foundation, s∕dpile = 4 and Settlement (mm) 62.4 67.0
L = 12 m (fixed connection)
|u|
Raft axial forces (kN/m) N1 225, −328 196, −354
N2 248, −403 202, −425
Raft shear forces (kN/m) Q12 184, −211 228, −233
Q23 3161, −9562 3836, −18,450
Max. raft bending moment (kN- M11 8544, −4352 22,590, −23,540
m/m)
M22 15,170, −10,100 38,510, −29,460
Pile load % 65 71
Raft load % 29 29
Subsoil load % 6 0

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Fig. 14  Place of raft’s maximum settlement of 5 × 8 pile-raft foundation s∕dpile = 4 and L = 12 m (fixed connection)

Moment (kN.m) Moment (kN.m)


-1000 -750 -500 -250 0 250 500 750 1000 -150 -100 -50 0 50 100 150
-4 -4
Gap 0.2m Gap 0.2m
Without Gqp -6 Without Gap -6
Corner pile -8 Edge pile -8
Depth (m)

Depth (m)

-10 -10
-12 -12
-14 -14
-16 -16
Moment (kN.m)
-250 -150 -50 50 150 250
-4
Gap 0.2m
-6 Without Gap

-8 Center pile
Depth (m)

-10
-12
-14
-16

Fig. 15  Variation of B.M. along 12 m pile lengths of 5 × 8 pile group (Fixed connection)

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Table 12  Effect of pile Parameter Value (max, With gap (Fixed connection) With gap
head connection type with min) (Hinged connec-
a 5 × 8 pile cap group tion)
s∕dpile = 4 and L = 12 m
Settlement (mm) |u| 67 63
Raft axial forces (kN/m) N1 196, −354 117, −235
N2 202, −425 107, −229
Raft shear forces (kN/m) Q12 228, −233 110, −126
Q23 3836, −18,450 3830, −18,450
Max. raft bending moment M11 22,590, −23,540 22,720, −23,400
(kN-m/m)
M22 38,510, −29,460 38,720, −29,230
M2 857.3, −875.8 234.5, −321.7
M3 422.8, −621.9 378.8, 319.4
Pile load % 71 65
Raft load % 29 35

Moment (kN.m) Moment (kN.m)


-1500 -1000 -500 0 500 1000 1500 -150 -100 -50 0 50 100 150
-4 -4
Hinge Hinge
-6 -6
Pile length (m)

Fixed Fixed
Pile length (m)

Corner pile -8 Edge pile -8


-10 -10
-12 -12
-14 -14
-16 -16

Moment (kN.m)
-250 -200 -150 -100 -50 0 50 100 150 200 250
-4
Hinge
Fixed -6
Pile lenth (m)

-8
Center pile
-10
-12
-14
-16

Fig. 16  Variation of B.M. along piles length for 5 × 8 pile group,s∕dpile = 4 and L = 12 m. (Hinged and fixed connections)

and subsoil). The bending moment is greatest at (the top shaft does not rotate around the cap, but the
the top of fixed connection piles, while it is zero at entire cap may rotate as the pile group sways). To
the top of hinged connection piles. This behavior ensure this, concrete piles need sufficient reinforce-
is expected both under hinged and fixed conditions ment. While pinned pile heads may exhibit free-
Ukritchon et al. (2016). Hence, the piles are resist- headed behavior. In reality, there will be finite rota-
ant to bending in pile groups with fixed pile heads tional stiffness at the head as full fixity is difficult

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(and expensive) to achieve. As shown, the bending and edge piles. A hinged connection pile’s top bend-
moment variation throughout the pile length is non- ing moment is negligible, whereas a fixed connec-
linear, and as the pile length increases, both connec- tion pile’s top bending moment is the greatest.
tion types achieve similar bending moments. The • The moment load effects increased the bending
same behavior and trend are noticed in the 16 m moment in the raft by 2.2, 5.4, and 6.1 ratios, and
and 20 m pile lengths considered, but the difference the absorbed raft load by 1.4, 1.7, and 2.2 ratios
between each other is related to the influence of compared to those without moments for 24, 40, and
soil type within the soil profile and the pile location 60 pile groups, respectively, while, the pile load
within the pile group. The largest bending moment decreased by about 8.0% for all studied groups.
was recorded at corner piles, followed by edge piles • The pile load distribution is symmetric about the x
and center piles. and y axes for purely vertical load, but it is asym-
metrical for combined vertical load and moments
resulting from the sudden increases in resistance,
5 Conclusions particularly in corner piles, from mobilized shaft
resistance.
From the results of this study, the following conclu- • A 0.2 m gap between the pile cap and subsoil allows
sions can be drawn: the piles to carry 71% of the load, while the raft car-
ries 29% compared to 65% for piles and 35% for raft
• As pile numbers increased, total settlements at and subsoil in case of no gap.
the rafting center decreased and differential settle- • Fixed pile head connections have a larger settle-
ments increased. ment, axial force, and shear force values than hinged
• As the pile length increases, the raft bend- connections. In addition, rafting centers develop
ing moment decreases at a specified pile spac- larger bending moments than hinged connections.
ing. Meanwhile, at a specified pile length, the However, this trend is reversed concerning bending
raft bending moment increases as pile spacing moments developed in piles.
decreases. The same behavior applies to equal or
variable-length piles in square and triangle config-
urations. However, in both cases, s/dpile = 4 gives
the highest bending moment.
• Skin friction and end-bearing ratios increase with Data availability Table 12 presents the data for this
statement.
an increase in pile number or length, but the rate
of increase in skin friction is greater than that of Conflict of interest The authors state that they have no fund-
ing for the publication of this paper.
end-bearing ratios due to the redistribution of load
patterns.
• The volume pile yields lower raft settling values,
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Ukritchon B, Faustino JC, Keawsawasvong S (2016) Numeri- Publisher’s Note Springer Nature remains neutral with regard
cal investigations of pile load distribution in pile group to jurisdictional claims in published maps and institutional
foundation subjected to vertical load and large moment. affiliations.
Geomech Eng 10:577–598. https://​doi.​org/​10.​12989/​gae.​
2016.​10.5.​577 Springer Nature or its licensor (e.g. a society or other partner)
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groups. Appl Soil Mech 1:286–331 agreement with the author(s) or other rightsholder(s); author
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ment for restrained-head single pile. KSCE J Civ Eng is solely governed by the terms of such publishing agreement
13:143–152. https://​doi.​org/​10.​1007/​s12205-​009-​0143-3 and applicable law.

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