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INTRODUCING WESTERN SOCIOLOGISTS 65

CHAPTER 4

INTRODUCING WESTERN SOCIOLOGISTS

Sociology is sometimes called the child begin with a few words about the
of the ‘age of revolution’. This is because context in which sociology emerged.
it was born in 19th century Western
Europe, after revolutionary changes in THE CONTEXT OF SOCIOLOGY
the preceding three centuries that
The modern era in Europe and the
decisively changed the way people lived.
conditions of modernity that we take
Three revolutions paved the way for the
for granted today were brought about
emergence of sociology: the
by three major processes. These were:
Enlightenment, or the scientific
the Enlightenment or dawning of the
revolution; the French Revolution; and
‘age of reason’; the quest for political
the Industrial Revolution. These
sovereignty embodied in the French
processes completely transformed not
Revolution; and the system of mass
only European society, but also the rest
manufacture inaugurated by the
of the world as it came into contact with
Industrial Revolution. Since these
Europe.
have been discussed at length in
In this chapter the key ideas of
Chapter 1 of Introducing Sociology,
three sociological thinkers: Karl
here we will only mention some of the
Marx, Emile Durkheim and Max
intellectual consequences of these
Weber will be discussed. As part of
momentous changes.
the classical tradition of sociology,
they laid the foundation of the
subject. Their ideas and insights Activity 1
have remained relevant even in the Revisit the discussion of the coming
contemporary period. Of course, of the modern age in Europe in
these ideas have also been subjected Chapter 1 of Introducing Sociology.
to criticism and have undergone What sorts of changes were these
major modifications. But since ideas three processes associated with?
a b o u t s o c i e t y a re t h e m s e l v e s
influenced by social conditions, we

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The Enlightenment sovereignty at the level of individuals


as well as nation-states. The
During the late 17th and 18th
Declaration of Human Rights asserted
centuries, Western Europe saw the
the equality of all citizens and
emergence of radically new ways of
thinking about the world. Refered to questioned the legitimacy of privileges
as ‘The Enlightenment’, these new inherited by birth. It signaled the
philosophies established the human emancipation of the individual from
being at the centre of the universe, the oppressive rule of the religious and
and rational thought as the central feudal institutions that dominated
feature of the human being. The ability France before the Revolution. The
to think rationally and critically peasants, most of whom were serfs (or
transformed the individual human bonded labourers) tied to landed
being into both the producer and the estates owned by members of the
user of all knowledge, the ‘knowing aristocracy, were freed of their bonds.
subject’. On the other hand, only The numerous taxes paid by the
persons who could think and reason peasants to the feudal lords and to the
could be considered as fully human. church were cancelled. As free citizens
Those who could not remained deficient of the republic, sovereign individuals
as human beings and were considered were invested with rights and were
as not fully evolved humans, as in the equal before the law and other
case of the natives of primitive societies institutions of the state. The state had
or ‘savages’. Being the handiwork of to respect the privacy of the
humans, society was amenable to autonomous individual and its laws
rational analysis and thus could not intrude upon the domestic
comprehensible to other humans. For life of the people. A separation was
reason to become the defining feature built between the public realm of the
of the human world, it was necessary state and a private realm of the
to displace nature, religion and the household. New ideas about what was
divine acts of gods from the central appropriate to the public and private
position they had in earlier ways of spheres developed. For example,
understanding the world. This means
religion and the family became more
that the Enlightenment was made
‘private’ while education (specially
possible by, and in turn helped to
schooling) became more ‘public’.
develop, attitudes of mind that we
Moreover, the nation-state itself was
refer to today as secular, scientific
also redefined as a sovereign entity
and humanistic.
with a centralised government. The
The French Revolution ideals of the French Revolution —
liberty, equality and fraternity —
The French Revolution (1789) became the watchwords of the
announced the arrival of political modern state.

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INTRODUCING WESTERN SOCIOLOGISTS 67

The Industrial Revolution children had to work long hours in


hazardous circumstances to eke out
The foundations of modern industry
a living. Modern industry enabled
were laid by the Industrial Revolution,
the urban to dominate over the
which began in Britain in the late 18th
rural. Cities and towns became the
and early 19th centuries. It had two
dominant forms of human
major aspects. The first was the
settlement, housing large and
systematic application of science and
u n e q u a l po p u l a t i o n s i n s m a l l ,
technology to industrial production,
densely populated urban areas.
particularly the invention of new
The rich and powerful lived in the
machines and the harnessing of new
cities, but so did the working
sources of power. Secondly, the
classes who lived in slums amidst
industrial revolution also evolved new
poverty and squalor. Modern forms
ways of organising labour and
of governance, with the state
markets on a scale larger than
anything in the past. New machines assuming control of health,
like the Spinning Jenny (which greatly sanitation, crime control and
increased the productivity of the textile general ‘development’ created the
industry) and new methods of demand for new kinds of knowledge.
obtaining power (such as the various The social sciences and particularly
versions of the steam engine) facilitated sociology emerged partly as a
the production process and gave rise response to this need.
to the factory system and mass From the outset sociological
manufacture of goods. These goods thought was concerned with the
were now produced on a gigantic scale scientific analysis of developments in
for distant markets across the world. industrial society. This has prompted
The raw materials used in their observers to argue that sociology was
production were also obtained from all the ‘science of the new industrial
over the world. Modern large scale society’. Empirically informed
industry thus became a world scientific discussion about trends in
wide phenomenon. social behaviour only became
These changes in the production possible with the advent of modern
system also resulted in major changes industrial society. The scientific
in social life. The factories set up in information generated by the state to
urban areas were manned by workers monitor and maintain the health of
who were uprooted from the rural its social body became the basis for
areas and came to the cities in search reflection on society. Sociological
of work. Low wages at the factory theory was the result of this self-
meant that men, women and even reflection.

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Karl Marx (1818-1883)


Biography
Karl Marx was born on 5 May 1818 in Trier, part of
the Rhineland province of Prussia in Germany. Son
of a prosperous liberal lawyer.
1834-36: Studied law at the University of Bonn and
then at the University of Berlin, where he
was much influenced by the Young
Hegelians.
1841: Completed his doctoral thesis in
philosophy from the University of Jena.
1843: Married Jenny von Westphalen and moved
to Paris.
1844: Met Friedrich Engels in Paris, who became a lifelong friend.
1847: Invited by the International Working Men’s Association to prepare a
document spelling out its aims and objectives. This was written jointly
by Marx and Engels and published as the Manifesto of the Communist
Party (1948)
1849: Exiled to England and lived there till his death.
1852: The Eighteenth Brumaire of Louis Bonaparte (published).
1859: A Contribution to the Critique of Political Economy (published).
1867: Capital, Vol. I, published.
1881: Death of Jenny von Westphalen.
1883: Marx dies and is buried in London’s Highgate Cemetery.

Karl Marx was from Germany but he engaged in a critical analysis of


spent most of his intellectually capitalist society to expose its
productive years in exile in Britain. His weaknesses and bring about its
radical political views led him to be downfall. Marx argued that human
exiled from Germany, France and society had progressed through
Austria. Though Marx had studied different stages. These were: primitive
philosophy he was not a philosopher. communism, slavery, feudalism and
He was a social thinker who advocated capitalism. Capitalism was the latest
an end to oppression and exploitation. phase of human advancement, but
He believed that scientific socialism Marx believed that it would give way
would achieve this goal. To that end to socialism.

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Capitalist society was marked by society. In order to understand the


an ever intensifying process of working of capitalism, Marx undertook
alienation operating at several levels. an elaborate study of its political,
First, modern capitalist society is one social and specially its economic
where humans are more alienated aspects.
from nature than ever before; second, Marx’s conception of the economy
human beings are alienated from each was based on the notion of a mode of
other as capitalism individualises production, which stood for a broad
previously collective forms of social system of production associated with
organisation, and as relationships get an epoch or historical period. Primitive
more and more market-mediated. communism, slavery, feudalism and
Third, the large mass of working capitalism were all modes of
people is alienated from the fruits of production. At this general level, the
its labour because workers do not own mode of production defines an entire
the products they produce. Moreover, way of life characteristic of an era. At
workers have no control over the work a more specific level, we can think of
process itself — unlike in the days the mode of production as being
when skilled craftsmen controlled something like a building in the sense
their own labour, today the content of that it consists of a foundation or base,
the factory worker’s working day is and a superstructure or something
decided by the management. Finally, erected on top of the base. The base —
as the combined result of all these or economic base — is primarily
alienations, human beings are also economic and includes the productive
alienated from themselves and forces and production relations.
struggle to make their lives meaningful Productive forces refer to all the means
in a system where they are both more or factors of production such as land,
free but also more alienated and less labour, technology, sources of energy
in control of their lives than before. (such as electricity, coal, petroleum and
However, even though it was an so on). Production relations refer to
exploitative and oppressive system, all the economic relationships and
Marx believed that capitalism was forms of labour organisation which are
nevertheless a necessary and involved in production. Production
progressive stage of human history relations are also property relations, or
because it created the preconditions relationships based on the ownership
for an egalitarian future free from both or control of the means of production.
exploitation and poverty. Capitalist For example, in the mode of
society would be transformed by its production called primitive
victims, i.e. the working class, who communism, the productive forces
would unite to collectively bring about consisted mostly of nature — forests,
a revolution to overthrow it and land, animals and so on — along with
establish a free and equal socialist very rudimentary forms of technology

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like simple stone tools and hunting CLASS STRUGGLE


weapons. Production relations were
For Marx, the most important method
based on community property (since
of classifying people into social groups
individual private property did not yet
was with reference to the production
exist) and included tribal forms of
process, rather than religion, language,
hunting or gathering which were the
nationality or similar identities. He
prevalent for ms of labour
argued that people who occupy the
organisation.
same position in the social production
The economic base thus consisted
process will eventually form a class. By
of productive forces and relations of
virtue of their location in the
production. On this base rested all
production process and in property
the social, cultural and political
relations, they share the same interests
institutions of society. Thus,
and objectives, even though they may
institutions like religion, art, law,
not recognise this immediately.
literature or different forms of beliefs
Classes are formed through historical
and ideas were all part of the
processes, which are in turn shaped
‘superstructure’ which was built on
by transformations in the conditions
top of the base. Marx argued that
and forces of production, and
people’s ideas and beliefs originated consequent conflicts between already
from the economic system of which existing classes. As the mode of
they were part. How human beings production — that is, the production
earned their livelihood determined how technology and the social relations of
they thought — material life shaped production — changes, conflicts
ideas, ideas did not shape material develop between different classes which
life. This argument went against the result in struggles. For example, the
dominant ways of thinking in Marx’s capitalist mode of production creates the
time, when it was common to argue working class, which is a new urban,
that human beings were free to think property-less group created by the
whatever they wanted and that ideas destruction of the feudal agricultural
shaped the world. system. Serfs and small peasants were
Marx placed great emphasis on thrown off their lands and deprived of
economic structures and processes their earlier sources of livelyhood. They
because he believed that they formed then congregated in cities looking for
the foundations of every social system ways to survive, and the pressure of the
throughout human history. If we laws and police forced them to work in
understand how the economy works the newly built factories. Thus, a large
and how it has been changing in the new social group was created consisting
past, he argued, we can learn how to of property-less people who were forced
change society in the future. But how to work for their living. This shared
can such change be brought about? location within the production process
Marx’s answer: through class struggle. makes workers into a class.

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Marx was a proponent of class now hidden, now open fight’. The
struggle. He believed that class major opposing classes of each stage
struggle was the major driving force were identified from the contradictions
of change in society. In The Communist of the production process. In
Manifesto (which was also a capitalism the bourgeoisie (or
programme of action), Marx and capitalists) owned all the means of
Engels presented their views in a clear production, (such as investible capital,
and concise manner. Its opening lines existing factories and machinery, land
declare, ‘The history of all hitherto and so on). On the other hand, the
existing societies is the history of class working class lost all the means of
struggle’. They went on to trace the production that it owned (or had access
course of human history and to) in the past. Thus, in the capitalist
described how the nature of the class social system, workers had no choice
struggle varied in different historical but to sell their labour for wages in
epochs. As society evolved from the order to survive, because they had
primitive to the modern through nothing else.
distinct phases, each characterised by Even when two classes are
particular kinds of conflict between the objectively opposed to each other, they
oppressor and oppressed classes. do not automatically engage in
Marx and Engels wrote, ‘Freeman and conflict. For conflict to occur it is
slave, patrician and plebeian, lord and necessary for them to become
serf, guild master and journeyman, in subjectively conscious of their class
a word, oppressor and oppressed, interests and identities, and therefore
stood in constant opposition to one also of their rivals’ interests and
another, carried out an uninterrupted, identities. It is only after this kind of

Activity 2
Although it is also called a ‘class’, does the group formed by you and your
classmates form a class in the Marxian sense? What arguments can you give
in favour and against this view? Do factory workers and agricultural workers
belong to the same class? What about workers and managers working in the
same factory — do they both belong to the same class? Does a rich industrialist
or factory owner who lives in the city and owns no agricultural land belong to
the same class as a poor agricultural labourer who lives in the village and
owns no land? What about a landlord who owns a lot of land and a small
peasant who owns a small piece of land — do they belong to the same class if
they live in the same village and are both landowners?
Think carefully about the reasons for your responses to these examples.
[Suggestion: Try to imagine what interests the people mentioned in these examples
may have in common; think of the position they occupy in the larger social system,
particularly in relation to the production process.]

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‘class consciousness’ is developed way of seeing the world, tends to justify


through political mobilisation that the domination of the ruling class and
class conflicts occur. Such conflicts can the existing social order. For example,
lead to the overthrow of a dominant or dominant ideologies may encourage
ruling class (or coalition of classes) by poor people to believe that they are poor
the previously dominated or not because they are exploited by the
subordinated classes — this is called a rich but because of ‘fate’, or because of
revolution. In Marx’s theory, economic bad deeds in a previous life, and so on.
processes created contradictions which However, dominant ideologies are not
in turn generated class conflict. But always successful, and they can also be
economic processes did not challenged by alternative worldviews or
automatically lead to revolution — rival ideologies. As consciousness
social and political processes were also spreads unevenly among classes, how
needed to bring about a total a class will act in a particular historical
transformation of society. situation cannot be pre-determined.
The presence of ideology is one Hence, according to Marx, economic
reason why the relationship between processes generally tend to generate
economic and socio-political processes class conflicts, though this also depends
becomes complicated. In every epoch, on political and social conditions. Given
the ruling classes promote a dominant favourable conditions, class conflicts
ideology. This dominant ideology, or culminate in revolutions.
Emile Durkheim (1858-1917)
Emile Durkheim was born on April 15, 1858 in Epinal in the
Lorraine region of France on the German border. He was from
an orthodox Jewish family; his father, grandfather and great
grandfather were all rabbis or Jewish priests. Emile too was
initially sent to a school for training rabbis.
1876: Enters the Ecole Normale Superieure in Paris to study
philosophy.
1887: Appointed lecturer in social sciences and education
at the University of Bordeaux.
1893: Publishes Division of Labour in Society, his doctoral
dissertation.
1895: Publishes Rules of Sociological Method.
1897: Founds Anee Sociologique,the first social science journal in France; and
publishes his famous study, Suicide.
1902: Joins the University of Paris as the Chair of Education. Later in 1913 the
Chair was renamed Education and Sociology.
1912: Publishes The Elementary Forms of the Religious Life.
1917: Dies at the age of 59, heartbroken by the death of his son, Andre in World
War I.

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Emile Durkheim may be considered existence of otherwise ‘invisible’ things


as the founder of sociology as a formal like ideas, norms, values and so on
discipline as he was the first to become could be empirically verified by
a Professor of Sociology in Paris in studying the patter ns of social
1913. Born into an orthodox Jewish behaviour of people as they related to
family, Durkheim was sent to a each other in a society.
rabbinical school (a Jewish religious For Durkheim the social was to be
school) for his early education. By the found in the codes of conduct imposed
time he entered the Ecole Normale on individuals by collective agreement.
Superieure in 1876 he broke with his It was evident in the practices of
religious orientation and declared everyday life. The scientific
himself an agnostic. However, his understanding of society that
moral upbringing had an enduring Durkheim sought to develop was
influence on his sociological thinking. based on the recognition of moral
The moral codes were the key facts. He wrote, ‘Moral facts are
characteristics of a society that phenomena like others; they consist
determined the behaviour patterns of of rules of action recognizable by
individuals. Coming from a religious certain distinctive characteristics, it
family, Durkheim cherished the idea must then be possible to observe
of developing a secular understanding them, describe them, classify them
of religion. It was in his last book, The and look for certain laws explaining
Elementary Forms of Religious Life that them’ (Durkheim 1964: 32). Moral
he was finally able to fulfil this wish. codes were manifestations of
Society was for Durkheim a social particular social conditions. Hence
fact which existed as a moral the morality appropriate for one
community over and above the society was inappropriate for another.
individual. The ties that bound people So for Durkheim, the prevailing social
in groups were crucial to the existence conditions could be deduced from the
of society. These ties or social moral codes. This made sociology akin
solidarities exerted pressure on to the natural sciences and was in
individuals to conform to the norms keeping with his larger objective of
and expectations of the group. This establishing sociology as a rigorous
constrained the individual’s behaviour scientific discipline.
pattern, limiting variation within a
small range. Constriction of choice in DURKHEIM’S VISION OF SOCIOLOGY
social action meant that behaviour Durkheim’s vision of sociology as a
could now be predicted as it followed new scientific discipline was
a pattern. So by observing behaviour characterised by two defining
patterns it was possible to identify the features. First, the subject matter of
norms, codes and social solidarities sociology — the study of social facts
which governed them. Thus, the — was dif fer ent from the other

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sciences. Sociology concerned itself make up the collectivity; we cannot see


exclusively with what he called the the collectivity itself. One of Durkheim’s
‘emergent’ level, that is, the level of most significant achievements is his
complex collective life where social demonstration that sociology, a
phenomena can emerge. T h e s e discipline that dealt with abstract
phenomena — for example, social entities like social facts, could
institutions like religion or the family, nevertheless be a science founded on
or social values like friendship or observable, empirically verifiable
patriotism etc. — were only possible evidence. Although not directly
in a complex whole that was larger observable, social facts were indirectly
than (and dif fer ent from) its observable through patterns of
constituent parts. Although it is behaviour. The most famous example
composed entirely of individuals, a of his use of a new kind of empirical
collective social entity like a football data is in his study of Suicide. Although
or cricket team becomes something each individual case of suicide was
other than and much more than just specific to the individual and his/her
a collection of eleven persons. Social circumstances, the average rate of
entities like teams, political parties, suicide aggregated across hundreds of
street gangs, religious communities, thousands of individuals in a
nations and so on belong to a different community was a social fact. Thus,
level of reality than the level of social facts could be observed via social
individuals. It is this ‘emergent’ level behaviour, and specially aggregated
that sociology studies. patterns of social behaviour.
The second defining feature of So what are ‘social facts’? Social
Durkheim’s vision of sociology was that, facts are like things. They are external
like most of the natural sciences, it was to the individual but constrain their
to be an empirical discipline. This was behaviour. Institutions like law,
actually a difficult claim to make education and religion constitute
social facts. Social facts are collective
because social phenomena are by their
representations which emerge from
very nature abstract. We cannot ‘see’ a
the association of people. They are not
collective entity like the Jain
particular to a person but of a general
community, or the Bengali (or
nature, independent of the individual.
Malayalam or Marathi) speaking
Attributes like beliefs, feelings or
community, or the Nepalese or Egyptian
collective practices are examples.
national communities. At least, we
cannot see them in the same
Division of Labour in Society
straightforward way that we can see a
tree or a boy or a cloud. Even when the In his first book, Division of Labour in
social phenomenon is small — like a Society, Durkheim demonstrated his
family or a theatre group — we can method of analysis to explain the
directly see only the individuals who evolution of society from the primitive

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to the modern. He classified a society individuals and allows for their need
by the nature of social solidarity which to be different from each other, and
existed in that society. He argued that recognises their multiple roles and
while a primitive society was organised organic ties. The laws of modern
according to ‘mechanical’ solidarity, society are ‘restitutive’ in nature rather
modern society was based on ‘organic’ than ‘repressive’. This means that in
solidarity. Mechanical solidarity is modern societies, the law aims to
founded on the similarity of its individual repair or correct the wrong that is done
members and is found in societies with by a criminal act. By contrast, in
small populations. It typically involves primitive societies the law sought to
a collection of different self-sufficient punish wrong doers and enforced a
groups where each person within a sort of collective revenge for their acts.
particular group is engaged in similar In modern society the individual was
activities or functions. As the solidarity given some autonomy, whereas in
or ties between people are based on primitive societies the individual was
similarity and personal relationships, totally submerged in the collectivity.
such societies are not very tolerant of A characteristic feature of modern
differences and any violation of the societies is that individuals with
norms of the community attracts harsh similar goals come together voluntarily
punishment. In other words, mechanical to form groups and associations. As
solidarity based societies have repressive these are groups oriented towards
laws designed to prevent deviation from specific goals, they remain distinct
community norms. This was because the from each other and do not seek to
individual and the community were so take over the entire life of its members.
tightly integrated that it was feared that Thus, individuals have many different
any violation of codes of conduct could identities in different contexts. This
result in the disintegration of the enables individuals to emerge from the
community. shadow of the community and
Organic solidarity characterises establish their distinct identity in
modern society and is based on the terms of the functions they perform
heterogeneity of its members. It is and the roles they play. Since all
found in societies with large individuals have to depend on others
populations, where most social for the fulfilment of their basic needs
relationships necessarily have to be like food, clothing, shelter and
impersonal. Such a society is based education, their intensity of
on institutions, and each of its interaction with others increases.
constituent groups or units is not self- Impersonal rules and regulations are
sufficient but dependent on other required to govern social relations in
units/groups for their survival. such societies because personalised
Interdependence is the essence of relations can no longer be maintained
organic solidarity. It celebrates in a large population.

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The Division of Labour in Society discusses the different types of social


provides a good preview of solidarity as social facts. His objective
Durkheim’s enduring concerns. His and secular analysis of the social ties
effort to create a new scientific which underlie different types of
discipline with a distinct subject society laid the foundation of
which can be empirically validated is sociology as the new science of
clearly manifested in the way he society.

Max Weber (1864-1920)


Max Weber was born on 21 April, 1864 in Erfurt,
Germany into a Prussian family. His father was a
magistrate and a politician who was an ardent
monarchist and follower of Bismarck. His mother was
from a distinguished liberal family from Heidelberg.
1882: Went to Heidelberg to study law.
1884-84: Studied at the universities of Gottingen
and Berlin.
1889: Submitted his doctoral dissertation on A
Contribution to the History of Medieval
Business Organisations.
1891: Submitted his habilitation thesis (entitling
him to be a teacher) on Roman Agrarian
History and the Significance for Public and
Private Law.
1893: Married Marianne Schnitger.
1894-96: Appointed Professor of Economics first at Freiburg, and then Heidelberg.
1897-1901: Has a nervous breakdown and falls ill; unable to work, travels to Rome.
1901: Weber resumes scholarly work.
1903: Became the Associate Editor of the journal Archives for Social Science
and Social Welfare.
1904: Travels to the USA. Publishes The Protestant Ethic and the Spirit of
Capitalism.
1918: Takes up a specially created chair in Sociology at Vienna.
1919: Appointed Professor of Economics at the University of Munich.
1920: Weber dies.
Almost all of his major works which made him famous were translated
and published in book form only after his death. These include: The
Protestant Ethic and the Spirit of Capitalism (1930), From Max Weber:
Essays in Sociology (1946), Max Weber on the Methodology of the Social
Sciences (1949), The Religion of India (1958) and Economy and Society
(3 vols, 1968).

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Activity 3
Try to compare what Durkheim and Marx say about the social division of labour.
They both agree that as society evolves, the social organisation of production
grows more complex, the division of labour becomes more detailed, and this creates
unavoidable interdependencies among different social groups. But where Durkheim
emphasises solidarity, Marx emphasises conflict. What do you think about this?
Can you think of reasons why Marx may be wrong about modern society? For
example, can you think of situations or examples where people are joining together
to form groups or collectivities despite being from different class backgrounds
and having conflicting interests? What counter arguments could you give to
persuade someone that Marx may still have a point?
Can you think of reasons why Durkheim may be wrong about modern society
giving more freedom to the individual? For example, isn’t it true that the spread
of mass communication (specially through television) has tended to standardise
popular fashion in things like clothes or music? Today, young people in different
social groups, different countries, states or regions are now more likely to be
listening to the same music, or wearing the same kind of clothes than ever before.
Does this make Durkheim wrong? What could be the arguments for and against
in this context?
Remember, sociology is not like mathematics where there is usually only one
right answer. In anything to do with society and human beings, it is possible that
there are many right answers, or that an answer is right in one context but wrong
in another, or that it is partly right and partly wrong, and so on. In other words,
the social world is very complex, and it changes from time to time and from place
to place. This makes it all the more important to learn how to think carefully
about the reasons why a particular answer may be right or wrong in a particular
context.

Max Weber was one of the leading Max Weber and Interpretive Sociology
German social thinkers of his time. Weber argued that the overall objective
Despite long periods of physical and of the social sciences was to develop an
mental ill health, he has left a rich ‘interpretive understanding of social
legacy of sociological writing. He wrote action’. These sciences were thus very
extensively on many subjects but different from the natural sciences,
focused on developing an interpretive which aimed to discover the objective
sociology of social action and of power ‘laws of nature’ governing the physical
and domination. Another major world. Since the central concern of the
concern of Weber was the process of social sciences was with social action
rationalisation in modern society and and since human actions necessarily
the relationship of the various religions involved subjective meanings, the
of the world with this process. methods of enquiry of social science

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78 UNDERSTANDING SOCIETY

also had to be different from the Thus, ‘empathetic understanding’


methods of natural science. For Weber, required the sociologist to faithfully
‘social action’ included all human record the subjective meanings and
behaviour that was meaningful, that motivations of social actors without
is, action to which actors attached a allowing his/her own personal beliefs
meaning. In studying social action the and opinions to influence this process
sociologist’s task was to recover the in any way. In other words, sociologists
meanings attributed by the actor. To were meant to describe, not judge, the
accomplish this task the sociologist subjective feelings of others. Weber
had to put themselves in the actor’s called this kind of objectivity ‘value
place, and imagine what these neutrality’. The sociologist must
meanings were or could have been. neutrally record subjective values
Sociology was thus a systematic form without being affected by her/his own
of ‘empathetic understanding’, that is, feelings/opinions about these values.
an understanding based not on Weber recognised that this was very
‘feeling for’ (sympathy) but ‘feeling difficult to do because social scientists
with’ (empathy). The empathic (or were also members of society and
empathetic) understanding which always had their own subjective
sociologists derive from this exercise beliefs and prejudices. However, they
enables them to access the subjective had to practise great self-discipline —
meanings and motivations of social exercise an ‘iron will’ as he puts it —
actors. in order to remain ‘value neutral’ when
Weber was among the first to describing the values and worldviews
discuss the special and complex kind of others.
of ‘objectivity’ that the social sciences Apart from empathetic under -
had to cultivate. The social world was standing, Weber also suggested
founded on subjective human another methodological tool for doing
meanings, values, feelings, prejudices, sociology — the ‘ideal type’. An ideal
ideals and so on. In studying this type is a logically consistent model of a
world, the social sciences inevitably social phenomenon that highlights its
had to deal with these subjective most significant characteristics. Being
meanings. In order to capture these a conceptual tool designed to help
meanings and describe them analysis, it is not meant to be an exact
accurately, social scientists had to reproduction of reality. Ideal types
constantly practise ‘empathetic may exaggerate some features of
understanding’ by putting themselves phenomenon that are considered to be
(imaginatively) in the place of the analytically important, and ignore or
people whose actions they were downplay others. Obviously an ideal
studying. But this investigation had type should correspond to reality in a
to be done objectively even though it broad sense, but its main job is to
was concerned with subjective matters. assist analysis by bringing out

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INTRODUCING WESTERN SOCIOLOGISTS 79

important features and connections of Bureaucratic authority is


the social phenomenon being studied. characterised by these features:
An ideal type is to be judged by how (i) Functioning of Officials;
helpful it is for analysis and (ii) Hierarchical Ordering of Positions;
understanding, not by how accurate or (iii) Reliance on Written Document
detailed a description it provides. (iv) Office Management; and
The ideal type was used by Weber (v) Conduct in Office.
to analyse the relationship between (i) Functioning of Officials: Within the
the ethics of ‘world religions’ and the bureaucracy officials have fixed
rationalisation of the social world in areas of ‘official jurisdiction’
different civilisations. It was in this governed by rules, laws and
context that Weber suggested that administrative regulations. The
ethics of certain Protestant sects regular activities of the
within Christianity had a deep bureaucratic organisation are
influence on the development of distributed in a fixed way as official
capitalism in Europe. duties. Moreover, commands are
Weber again used the ideal type to issued by higher authorities for
illustrate the three types of authority implementation by subordinates in
that he defined as traditional, a stable way, but the responsibilities
charismatic and rational-legal. While of officials are strictly delimited by
the source of traditional authority was the authority available to them. As
custom and precedence, charismatic duties are to be fulfilled on a regular
authority derived from divine sources basis, only those who have the
or the ‘gift of grace’, and rational-legal requisite qualifications to perform
authority was based on legal them are employed. Official
demarcation of authority. Rational- positions in a bureaucracy are
legal authority which prevailed in independent of the incumbent as
modern times was epitomised in the they continue beyond the tenure of
bureaucracy. any occupant.
(ii) Hierarchical Ordering of Positions:
Bureaucracy Authority and office are placed on
a graded hierarchy where the
It was a mode of organisation which
higher officials supervise the lower
was premised on the separation of the
ones. This allows scope of appeal
public from the domestic world. This
to a higher official in case of
meant that behaviour in the public
dissatisfaction with the decisions
domain was regulated by explicit rules
of lower officials.
and regulations. Moreover, as a public
(iii) Reliance on Written Document: The
institution, bureaucracy restricted the
management of a bureaucratic
power of the officials in regard to their
organisation is carried out on the
responsibilities and did not provide
basis of written documents
absolute power to them.

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80 UNDERSTANDING SOCIETY

(the files) which are preserved as training and given responsibilities with
records. There is cumulation in the the requisite authority to implement
decision making of the ‘bureau’ or them. The legal delimitation of tasks
office. It is also a part of the public and authority constrained unbridled
domain which is separate from the power and made officials accountable
private life of the officials. to their clients as the work was carried
(iv) Office Management: As office out in the public domain.
management is a specialised and
modern activity it requires trained Activity 4
and skilled personnel to conduct To what extent do you think the
operations. following groups or activities involve
(v) Conduct in Office: As official activity the exercise of bureacratic authority
demands the full time attention of in Weber’s sense?
officials irrespective of her/his (a) your class; (b) your school; (c) a
delimited hours in office, hence an football team; (d) a panchayat samiti
official’s conduct in office is in a village; (e) a fan association for
a popular film star; (f) a group of
governed by exhaustive rules and
regular commuters on a train or bus
regulations. These separate her/ route; (g) a joint family; (h) a village
his public conduct from her/his community; (i) the crew of a ship; (j)
behaviour in the private domain. a criminal gang; (k) the followers of
Also since these rules and a religious leader; and (l) an audience
regulations have legal recognition, watching a film in a cinema hall.
officials can be held accountable. Based on your discussions, which
Weber’s characterisation of of these groups would you be willing
bureaucracy as a modern form of to characterise as ‘bureaucratic’?
political authority demonstrated how Remember, you must discuss reasons
both for as well as against, and listen
an individual actor was both
to people who disagree with!
recognised for her/his skills and

GLOSSARY

Alienation: A process in capitalist society by which human beings are


separated and distanced from (or made strangers to) nature, other human
beings, their work and its product, and their own nature or self.
Enlightenment: A period in 18th century Europe when philosophers rejected
the supremacy of religious doctrines, established reason as the means to truth,
and the human being as the sole bearer of reason.
Social Fact: Aspects of social reality that are related to collective patterns of
behaviour and beliefs, which are not created by individuals but exert pressure
on them and influence their behaviour.

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INTRODUCING WESTERN SOCIOLOGISTS 81

Mode of Production: It is a system of material production which persists over


a long period of time. Each mode of production is distinguished by its means
of production (eg: technology and forms of production organisation) and the
relations of production (eg: slavery, serfdom, wage labour).
Office: In the context of bureaucracy a public post or position of impersonal
and formal authority with specified powers and responsibilities; the office has
a separate existence independent of the person appointed to it. (This is different
from another meaning of the same word which refers to an actual bureaucratic
institution or to its physical location: eg. post office, panchayat office, Prime
Minister’s office, my mother’s or father’s office, etc.)

EXERCISES

1. Why is the Enlightenment important for the development of sociology?


2. How was the Industrial Revolution responsible for giving rise to sociology?
3. What are the various components of a mode of production?
4. Why do classes come into conflict, according to Marx?
5. What are social facts? How do we recognise them?
6. What is the difference between ‘mechanical’ and ‘organic’ solidarity?
7. Show, with examples, how moral codes are indicators of social solidarity.
8. What are the basic features of bureaucracy?
9. What is special or different about the kind of objectivity needed in social science?
10. Can you identify any ideas or theories which have led to the formation of
social movements in India in recent times?
11. Try to find out what Marx and Weber wrote about India.
12. Can you think of reasons why we should study the work of thinkers who
died long ago? What could be some reasons to not study them?

REFERENCES

BENDIX, REINHARD. 1960. Max Weber: An Intellectual Portrait, Anchor Books,


New York.
DURKHEIM, EMILE. 1964. The Division of Labour in Society, (trans. By George Simpson),
Macmillan, New York.
IGNOU. 2004. ESO 13-1: Early Sociology, IGNOU, New Delhi.

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