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Disease-modifying treatments for primary autoimmune haemolytic


anaemia (Review)

Liu APY, Cheuk DKL

Liu A-yP, Cheuk DKL.


Disease-modifying treatments for primary autoimmune haemolytic anaemia.
Cochrane Database of Systematic Reviews 2021, Issue 3. Art. No.: CD012493.
DOI: 10.1002/14651858.CD012493.pub2.

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TABLE OF CONTENTS
ABSTRACT..................................................................................................................................................................................................... 1
PLAIN LANGUAGE SUMMARY....................................................................................................................................................................... 2
SUMMARY OF FINDINGS.............................................................................................................................................................................. 4
BACKGROUND.............................................................................................................................................................................................. 6
OBJECTIVES.................................................................................................................................................................................................. 7
METHODS..................................................................................................................................................................................................... 7
Figure 1.................................................................................................................................................................................................. 9
RESULTS........................................................................................................................................................................................................ 11
Figure 2.................................................................................................................................................................................................. 12
Figure 3.................................................................................................................................................................................................. 13
DISCUSSION.................................................................................................................................................................................................. 14
AUTHORS' CONCLUSIONS........................................................................................................................................................................... 14
ACKNOWLEDGEMENTS................................................................................................................................................................................ 14
REFERENCES................................................................................................................................................................................................ 15
CHARACTERISTICS OF STUDIES.................................................................................................................................................................. 18
DATA AND ANALYSES.................................................................................................................................................................................... 24
Analysis 1.1. Comparison 1: Rituximab with steroid versus steroid, Outcome 1: Complete response at 12 months...................... 24
ADDITIONAL TABLES.................................................................................................................................................................................... 25
APPENDICES................................................................................................................................................................................................. 26
HISTORY........................................................................................................................................................................................................ 28
CONTRIBUTIONS OF AUTHORS................................................................................................................................................................... 28
DECLARATIONS OF INTEREST..................................................................................................................................................................... 28
SOURCES OF SUPPORT............................................................................................................................................................................... 28
DIFFERENCES BETWEEN PROTOCOL AND REVIEW.................................................................................................................................... 28
INDEX TERMS............................................................................................................................................................................................... 28

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[Intervention Review]

Disease-modifying treatments for primary autoimmune haemolytic


anaemia

Anthony Pak-yin Liu1, Daniel KL Cheuk1

1Department of Pediatrics and Adolescent Medicine, The University of Hong Kong, Queen Mary Hospital, Hong Kong, China

Contact: Anthony Pak-yin Liu, apyliu@hku.hk.

Editorial group: Cochrane Haematology Group.


Publication status and date: New, published in Issue 3, 2021.

Citation: Liu A-yP, Cheuk DKL. Disease-modifying treatments for primary autoimmune haemolytic anaemia. Cochrane Database of
Systematic Reviews 2021, Issue 3. Art. No.: CD012493. DOI: 10.1002/14651858.CD012493.pub2.

Copyright © 2021 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

ABSTRACT

Background
Primary autoimmune haemolytic anaemia (AIHA) is an autoantibody mediated condition characterised by a variable disease course.
A myriad of immunomodulatory agents have been employed but there is a paucity of evidence to support their use or compare their
effectiveness.

Objectives
To determine the effects of various disease-modifying treatment modalities in people with AHIHA.

Search methods
We searched MEDLINE (Ovid) (1946 to 2021), Embase (Ovid) (1974 to 2021), Latin American and Caribbean Health Sciences Literature
(LILACS) (1982 to 2021), and the Cochrane Library (CENTRAL). Clinical trial registries and relevant conference proceedings were also
reviewed. Records were included as of 7 March 2021. We did not impose any language restrictions.

Selection criteria
Randomised controlled trials (RCTs) comparing immunosuppressive or immunomodulatory treatments against no treatment, placebo, or
another immunosuppressive or immunomodulatory treatment, for people of all age with idiopathic AIHA.

Data collection and analysis


We used standard methodological procedures expected by Cochrane. The prioritised pre-defined outcomes included complete
haematological response at 12 months, frequency of adverse events at two, six and 12 months, partial haematological response at 12
months, overall survival at six and 12 months, relapse-free survival (RFS) at six and 12 months, red blood cel (RBC) transfusion requirement
after treatment at 12 months, and quality of life (QOL) as measured by validated instruments at 12 months. Based on data availability, we
were only able to perform meta-analysis on frequency of complete haematological response.

Main results
Two trials were included, enrolling a total of 104 adult participants (96 randomised) with warm AIHA in the setting of tertiary referral centres,
both comparing the effectiveness between rituximab (375 mg/m2 weekly for four weeks, or 1000 mg for two doses two weeks apart) plus
glucocorticoid (prednisolone 1.5 or 1mg/kg/day with taper) and glucocorticoid monotherapy. The average age of participants in the two
trials were 67 and 71, respectively. One of the included studies had good methodological quality with low risk of bias, whereas the other
study had high risk of performance and detection bias due to lack of blinding. Compared with glucocorticoid alone, adding rituximab may
result in a large increase of complete response at 12 months (n = 96, risk ratio (RR) 2.13, 95% confidence interval (CI) 1.34 to 3.40, GRADE:
low-certainty evidence).

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Rates of adverse effects at prespecified time-points were not reported.

Limited data on partial haematological response were reported. The evidence is very uncertain about the effect of adding rituximab to
glucocorticoids on partial haematological response at 12 months (n = 32; study = 1; RR 3.00, 95% CI 0.13 to 68.57; GRADE very low-certainty
evidence).

RBC transfusion need at 12 months was reported in one study, with four participants (mean number of packed red cell units 4.0 ± 2.82)
from the rituximab group and five participants from the placebo (corticosteroid only) (mean number of packed red cell units 5.6 ± 4.15)
group requiring transfusion, indicating very uncertain evidence about the effect of adding rituximab to glucocorticoids (n = 32, RR 0.80,
95% CI 0.26 to 2.45, GRADE very low-certainty evidence). The other study did not report transfusion requirement at prespecified time points
but reported no difference in transfusion requirement between the two groups when comparing responders from enrolment to end of
response or to the end of study follow-up (34 units versus 30 units, median [range]: 0 [1 to 6] versus 0 [1 to 5], P = 0·81).

Overall survival and RFS rates at prespecified time-points were not explicitly reported in either study. Data on QOL were not available.

Authors' conclusions
Available literature on the effectiveness of immunomodulatory therapy for primary AIHA is restricted to comparison between rituximab
plus glucocorticoid and glucocorticoid alone, in patients with newly diagnosed warm AIHA, calling for need for additional studies. The
current result suggests that combinatory therapy with rituximab and glucocorticoid may increase the rate of complete haematological
response over glucocorticoid monotherapy.

PLAIN LANGUAGE SUMMARY

Treatment for primary autoimmune haemolytic anaemia

What is primary autoimmune haemolytic anaemia (AIHA)?

Red blood cells carry oxygen to all parts of the body. In healthy people, red blood cells live about 120 days. In AIHA the immune system
does not work properly and destroys red blood cells faster than rhe body can make them. Primary AIHA is when a person does not have
another condition that caused their AIHA.

Primary AIHA develops differently in different people. People often need to have repeated blood transfusions to keep their red blood cell
levels normal. The disease may be life-threatening for some people.

What is the aim of this review and why is it important?

The aim of this review is to find out what research studies tell us about the safety and effectiveness of treating primary AIHA with immune
modulating agents. Immune modulating agents change how your immune system works. They are not a cure, but they can slow AIHA.

But how well do these agents work? Are some safer than others? The answers are important to help doctors and patients make treatment
decisions based on evidence.

What studies did the review find?

We looked at studies that were finished by 7 March 2021. We found two studies that looked at an immune modulating agent called
rituximab, which targets immune cells, called B-cells.

The studies compared two groups of adults with primary AIHA who were treated:

· with rituximab and steroid

· with steroid alone

It’s important to know that these studies were very small, including a total of 96 people. And the design of one study had a problem that
may have affected the results.

Recovery after treatment

· At 12 months after beginning treatment, rituximab and steroid appear to help more people recover from primary AIHA than steroid
alone. Researchers think the quality of this research finding is low. They think future research is likely to change these results.

· At six months after beginning treatment, there was no difference in recovery between the adults treated with rituximab and a steroid and
those treated with a steroid alone.

Side effects from treatment

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· Side effects between the two groups were the same.

What’s the bottom line of this review?

Rituximab and steroid may help more people have a complete recovery from newly diagnosed, primary warm AIHA than steroid alone.
Side effects appear to be about the same for both treatments. But more research is needed to know for sure.

Doctors offer other treatments for primary AIHA that may be helpful, but there is a lack of research about how well they work. For now,
based on the little information we have, the patient and doctor will have to carefully make decisions together about treating primary AIHA.

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Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review)
SUMMARY OF FINDINGS

Summary of findings 1. Summary of findings

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Rituximab plus corticosteroid compared with corticosteroid (+/- placebo) for warm AIHA

Patient or population: adults with newly diagnosed warm AIHA

Settings: referral centres

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Intervention: rituximab plus corticosteroid

Comparison: corticosteroid only

Outcomes Illustrative comparative risks* (95% Relative effect No of Partici- Quality of the Comments
CI) (95% CI) pants evidence
(studies) (GRADE)
Assumed risk Corresponding
risk

Corticosteroid Rituximab and


only corticosteroid on-
ly

Complete haematological 313 per 1000 667 per 1000 RR 2.13 (1.34 to 96 ⊕⊕⊝⊝
response at 12 months 3.40) (2) low#

Frequency of adverse See comment See comment Not estimable See comment See comment The included studies did not report
events at two, six and 12 frequency of adverse events at two, six
months an 12 months

Partial haematological re- 0 per 1000 63 per 1000 RR 3.00 (0.13 to 32 (1) ⊕⊝⊝⊝ Only reported by Michel 2017
sponse at 12 months 68.57) very low$

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Overall survival at six and See comment See comment Not estimable See comment See comment The included studies did not report OS
12 months

Relapse-free survival at six See comment See comment Not estimable See comment See comment The included studies did not report
and 12 months RFS at specific time points

RBC transfusion require- 313 per 1000 250 per 1000 RR 0.80 (0.26 to 32 (1) ⊕⊝⊝⊝ Only reported by Michel 2017. The in-
ment after treatment at 12 (mean number (mean number of 2.45) very low cluded studies did not report trans-
months of packed red packed red cell fusion requirement at two and six
units 4.0 ± 2.82) months.
4
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Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review)
cell units 5.6 ±
4.15)

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QOL as measured by val- See comment See comment Not estimable See comment See comment The included studies did not report
idated instruments at 12 QOL measures
months

*The basis for the assumed risk (e.g. the median control group risk across studies) is provided in footnotes. The corresponding risk (and its 95% confidence interval) is
based on the assumed risk in the comparison group and the relative effect of the intervention (and its 95% CI).
CI: Confidence interval; OS: overall survival; QoL: quality of life; RBC: red blood cell; RCT: randomised controlled trial; ; RFS: relapse-free survivalRR: Risk Ratio

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High certainty: we are very confident that the true effect lies close to that of the estimate of the effect.
Moderate certainty: we are moderately confident in the effect estimate; the true effect is likely to be close to the estimate of the effect, but there is a possibility that it is
substantially different.
Low certainty: our confidence in the effect estimate is limited; the true effect may be substantially different from the estimate of the effect.
Very low certainty: we have very little confidence in the effect estimate; the true effect is likely to be substantially different from the estimate of effect.

#Evidence from RCT downgraded because of high risk of bias in study design and small sample size.
$Evidence from RCT downgraded because of imprecision in results and small sample size.

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BACKGROUND typically detected in DAT while in cold AIHA, anti-C3d anti-sera is


usually present due to IgM-mediated haemolysis.
Description of the condition
Individuals with AIHA may required immunomodulatory therapies
Autoimmune haemolytic anaemia (AIHA) is a condition and more than half of the people, especially those with severe
characterised by the presence of autoantibodies which bind to anaemia and mixed serological type, may require multiple
surface of the patient's own red blood cells (RBCs) leading agents to achieve treatment response (Barcellini 2014). They
to premature destruction (Gehrs 2002). Such destruction of also experience morbidities including thrombosis, acute renal
RBCs (haemolysis) can occur within the circulation (intravascular failure, infection and acute renal failure due to the disease itself
haemolysis) or within the spleen (extravascular haemolysis). and complications from immunomodulatory therapies including
Incidence of AIHA ranges from 0.8 to 3 new cases per 100,000 splenectomy. Between a quarter and half of all individuals who
individuals per year, and the estimated prevalence is 17 per achieve remission might develop disease relapse (Barcellini 2014).
100,000 individuals, more commonly occurring in individuals after Non-responders or those who relapse may be dependent on regular
50 years of age (Aladjidi 2011; Eaton 2007; Gehrs 2002; Klein transfusions to alleviate the symptoms of anaemia. Estimated
2010; Sokol 1992). AIHA may run an acute or chronic course; mortality due to AIHA is 3% to 4% (Barcellini 2018).
severity of the condition can range from fully compensated
disease to life-threatening anaemia, and can be classified by Description of the intervention
the temperature reactivity of RBC autoantibodies, as well as
by the underlying aetiology. Warm AIHA is the most common Treatment depends on the severity of haemolysis. Supportive
type; it is associated with autoantibodies, often immunoglobulin treatment including folic acid supplementation, red cell
G (IgG), being most reactive at 37oC and can be secondary transfusion and avoidance of cold exposure in individuals with cold
to rheumatological disorders and lymphoproliferative conditions. AIHA are not within the scope of the current review (Gehrs 2002).
Haemolysis is usually extravascular and takes place in the spleen, In AIHA with identifiable secondary causes, treatment should be
with a disease course that is typically chronic and relapsing. targeted towards the underlying condition.
Cold AIHA, on the other hand, is a result of autoantibodies, Specific treatment for idiopathic AIHA includes
usually immunoglobulin M (IgM), with the highest affinity at 0oC immunosuppressive or immunomodulatory therapy. Traditionally,
to 4oC and can be associated with underlying lymphoproliferative glucocorticoids (prednisolone 1 mg to 1.5 mg/kg/day for one to
conditions and infections (e.g. mycoplasma, Ebstein-Barr virus). three weeks then tapered) are the first-line therapy for people
IgM causes complement fixation and results in intravascular with AIHA with up to three quarters of people demonstrating
haemolysis, which tends to be abrupt but self-limiting. Paroxysmal improvement within three weeks. Relapse is nevertheless common
cold haemoglobinuria is a rare subtype of cold AIHA caused by (15% to 40%) after tapering of glucocorticoids in the first
IgG that preferentially binds at a lower temperature, mostly in six months to one year, and thus the majority of people
children following infections. Infrequently, mixed-type AIHA may responding to glucocorticoids would have to be continued
occur in an individual where a combination of warm and cold with a lower maintenance dose (Aladjidi 2011; Sankaran 2016;
autoantibodies exist. Drug-induced immune haemolytic anaemia Zanella 2014). Adverse effects from prolonged glucocorticoid
is a distinct entity that may be associated with both warm and use include Cushingoid changes, hypertension, hyperglycaemia,
cold AIHA (Johnson 2007). This review focuses on the treatment for peptic ulcers, and reduced bone mineral density. Splenectomy
primary, or idiopathic AIHA, where no underlying systemic disease has been considered the second-line therapy for people failing
can be identified. glucocorticoid therapy. Response rates after splenectomy ranged
from 60% to 75%, but carry the risk of thrombosis as well as
Diagnosis of primary AIHA depends on the demonstration of infection due to encapsulated bacteria and parasites including
haemolysis, serologic evidence of autoantibody against the malaria (Davidson 2001; Katkhouda 1998).
individual's own RBCs and exclusion of secondary causes
(identifiable in 20% to 80% of cases) (Gehrs 2002). The direct In people with refractory disease, a number of interventions
antiglobulin test (DAT) is commonly used to demonstrate the have been tested with various degree of success. These include
presence of autoantibody-coated patient RBCs, although it is immunosuppressive agents including cyclophosphamide, danazol,
important to bear in mind alternative causes for a positive DAT cyclosporine, and mycophenolate mofetil (Hershko 1990; Howard
including the use of intravenous immunoglobulin, drug-induced 2002; Moyo 2002; Pignon 1993), as well as monoclonal antibodies
autoantibodies, haemolytic transfusion reaction, thalassaemia, including anti-CD20 (rituximab) and anti-CD52 (alemtuzumab)
sickle cell disease, and multiple myeloma (Clark 1992). Haemolysis (Zecca 2003; Cheung 2006). With a response rate of 80% to
on the other hand, is suggested clinically when yellowish 90%, rituximab is increasingly being used in people with AIHA
discolouration of the skin (jaundice), together with pallor is failing glucocorticoids. Each medication possesses its own side
detected, with or without the presence of enlargement of effects which are detailed in the next section (Cheung 2006;
the spleen (splenomegaly). In terms of laboratory evaluation, Hershko 1990; Howard 2002; Moyo 2002; Pignon 1993, Zecca 2003).
complete blood count with peripheral smear, serum bilirubin, Interventions targeted at removing circulating autoantibodies
lactate dehydrogenase (LDH), haptoglobin, methaemalbumin and include intravenous immunoglobulin and plasma exchange (Flores
urine haemoglobin are useful in determining the presence and 1993; Smith 2003). Accessibility to the above measures may be
type of haemolysis (presence of schistocytes, low haptoglobin, limited in resource-poor countries.
raised methaemalbumin and urine haemoglobin in intravascular
haemolysis; presence of spherocytes, raised unconjugated bilirubin
in extravascular haemolysis). In warm AIHA, anti-IgG anti-sera is

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How the intervention might work idiopathic AIHA. As an uncommon condition, it remains uncertain
whether high-quality evidence exists to support any treatment
Immunosuppressive or immunomodulatory therapy interfere with regimen and what the more effective regimens are. This systematic
the immune destruction of RBCs. review will provide an evidence base for the selection of
immunomodulatory treatment that most likely benefits people
1. Glucocorticoids inhibit Fc receptor-mediated removal of
with idiopathic AIHA.
sensitised RBCs, and in the longer term reduce production of
autoantibodies (Zanella 2014).
OBJECTIVES
2. Splenectomy removes a major site of RBC destruction and
autoantibody production (Zanella 2014). To determine the effectiveness and safety of various disease-
3. Rituximab is an anti-CD20 monoclonal antibody given as modifying treatment modalities in people with autoimmune
four-weekly intravenous infusions. The antibody targets and haemolytic anaemia (AIHA).
depletes host B cells, which are responsible for the generation
of autoantibodies (Zecca 2003). Side effects include infusion METHODS
reactions, immunosuppression and hepatitis B reactivation.
Criteria for considering studies for this review
4. Alemtuzumab is an anti-CD52 monoclonal antibody targeting
CD52, which is an antigen expressed by mature lymphocytes. Types of studies
Lymphodepletion with alemtuzumab would effectively devoid
We included only randomised controlled trials (RCTs).
the host's capability of autoantibody generation (Cheung 2006).
Side effects include infusion reactions and immunosuppression. Types of participants
5. Cyclophosphamide is an alkylating agent with potent
myelosuppressive effect. Lymphocytes are highly sensitive We included male and female participants of all ages suffering from
to the drug and depletion would disrupt the autoimmunity idiopathic AIHA. Individuals with newly diagnosed, relapsing or
involved (Moyo 2002). Nausea, vomiting, alopecia, refractory disease; warm or cold AIHA were included. Studies on
myelosuppression, haemorrhagic cystitis, and gonadal toxicity people with secondary AIHA were excluded. There was no limitation
are potential adverse effects with the drug. on study settings.
6. Danazol is a semi-synthetic androgen with immunomodulatory Types of interventions
effect via decreasing IgG production and cell-bound IgG and
complement (Pignon 1993). Side effects include its androgenic We included trials evaluating specific, immunosuppressive or
effects and derangement in liver function. immunomodulatory treatments for AIHA, encompassing but
7. Cyclosporine is a calcineurin inhibitor that suppresses T helper not limited to: corticosteroids, intravenous immunoglobulin
cells activities, decreasing autoantibodies synthesis (Hershko (IVIG), rituximab, alemtuzumab, azathioprine, cyclosporine,
1990). Individuals should be monitored for hair growth, mycophenolate mofetil (MMF), plasma exchange and splenectomy.
gum hypertrophy, renal impairment, hypertension and rarely, We excluded trials of supportive treatment such as folic acid
neurological complications. supplement and transfusion alone. The control interventions could
be another specific treatment,supportive treatment alone, placebo
8. Mycophenolate mofetil (MMF) reversibly inhibits inosine
treatment, or no treatment. We also included trials comparing
monophosphate dehydrogenase and in turn inhibits purine
different dosing regimens of the same treatment.
synthesis required in the proliferation of B and T cells (Howard
2002). Adverse effects are gastrointestinal disturbances and Types of outcome measures
myelosuppression.
We did not use the outcomes listed below as criteria for study
9. Use of intravenous immunoglobulin (IVIG) in AIHA is based
inclusion.
on its effectiveness in immune thrombocytopenia, but its
efficacy with AIHA is more controversial. The mechanism of Primary outcomes
action is hypothesised to be through competitive inhibition of
autoantibody adsorption to patient blood cells, as well as by 1. Frequency of complete haematological response (complete
decreasing uptake of autoantibody-coated blood cells by the response (CR), defined as normalisation of haemoglobin
reticuloendothelial system through blockage of macrophage concentration, reticulocyte count, and indirect (or
Fc receptors (Flores 1993). Infusion reactions, fever, arthralgia, unconjugated] bilirubin level) at months two, six and 12.
haemolysis, and aseptic meningitis are possible complications. 2. Frequency of adverse events at two, six and 12 months.
10.Plasma exchange is usually reserved for people with fulminant
AIHA. The process effectively removes host circulating Secondary outcomes
immunoglobulins and complements that are responsible for 1. Frequency of partial haematological response (partial response
the immune destruction of RBCs (Smith 2003). Side effects (PR), defined as improvement in haemoglobin concentration) at
are attributed to the insertion of the apheresis catheter, and two, six and 12 months
the process of apheresis which may cause haemodynamic 2. RBC transfusion requirement after treatment (measured as units
disturbances, hypocalcaemia and coagulopathy. of RBCs transfused per month or millilitres (mL) per kg body
weight) at two, six and 12 months
Why it is important to do this review
3. Frequency of direct antiglobulin test (DAT) positivity after
Various immunosuppressive medications and other specific treatment at two, six and 12 months
treatment modalities are available for the management of 4. Overall survival at six and 12 months

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5. Relapse-free survival (RFS) at six and 12 months 3. European Union Clinical Trial Register (http://
6. Frequency of relapse at six and 12 months www.clinicaltrialsregister.eu/)
7. Quality of life (QOL) as measured by validated instruments at 12
We also searched conference proceedings of the following scientific
months
meetings using the search terms " haemolytic anaemia" or
"hemolytic anemia" and "trials":
Search methods for identification of studies
Electronic searches 1. Annual Meeting of American Society of Haematology (ASH)
(2004 to 2021)
We searched MEDLINE (Ovid) (1946 to 2021) (Appendix 1), EMBASE
2. Annual Congress of the European Haematology Association
(Ovid) (1974 to 2021) (Appendix 2), LILACS (Latin American and
(EHA) (2006 to 2021).
Caribbean Health Sciences Literature) (1982 to 2021) (Appendix
3), and Cochrane Library (CENTRAL) (latest issue) (Appendix 4). We searched reference lists of relevant articles identified in all
The search strategies for the different electronic databases using the searches. We contacted authors of included studies to enquire
a combination of controlled vocabulary and text word terms are about additional studies. We did not apply any language restriction
shown in the appendices (Appendix 1; Appendix 2; Appendix 3; in our searches.
Appendix 4).
Data collection and analysis
We did not incorporate search in the China Journal Net database
(search date 7 March 2021) after submission of the protocol (Liu Selection of studies
2017) due to the extreme brevity of full-text articles published Both review authors independently examined identified studies to
which made interpretation of both quality and results impractical. select studies meeting the inclusion criteria. Discrepancies were
Searching other resources resolved by discussion. We reported the flow of studies as per the
PRISMA statement in a flow chart (Moher 2009), which included
We searched the following clinical trial registries on the Internet data on the number of records identified through database
using the search terms " haemolytic anaemia" or "hemolytic searching, number of additional records identified through other
anemia": sources, number of records after duplicates removed, number of
records screened, number of records excluded, number of full-
1. WHO International Clinical Trials Registry Platform (ICTRP) text articles examined for eligibility, number of full-text articles
(http://apps.who.int/trialsearch/) excluded with reasons, and numbers of studies included in
2. United States Clinical Trials Registry (https://clinicaltrials.gov/) qualitative and quantitative syntheses (Higgins 2011a); see Figure
1.

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Figure 1. Study flow diagram.

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Data extraction and management the I2 statistic suggested by the Cochrane Handbook for Systematic
Reviews of Interventions (Deeks 2011) as follows:
Both review authors independently extracted data using a
standardised data collection form (Higgins 2011a). We extracted 1. 0% to 40%: may not be important;
data on study design and methods including study dates, location,
2. 30% to 60%: may represent moderate heterogeneity;
setting, type of study (parallel group or cross-over or other
designs), stratified randomisation variables, random sequence 3. 50% to 90%: may represent substantial heterogeneity;
generation, allocation concealment, and blinding methods. We 4. 75% to 100%: considerable heterogeneity.
extracted data on participant inclusion and exclusion criteria,
number of participants in each intervention and control group, We also used the Chi2 test of homogeneity to assess the strength of
and for each group, their demographics (age, sex, ethnicity), evidence regarding heterogeneity.
baseline laboratory parameters (haemoglobin level, reticulocyte
Assessment of reporting biases
count, bilirubin level, direct anti-globulin test (DAT) positivity),
baseline transfusion requirements, associated conditions and We planned to assess publication bias using a funnel plot
comorbidities, and previous intervention received (drug and (estimated differences in treatment effects against their standard
regimen). We extracted data on details of intervention for each errors) in case 10 or more studies are identified for a given outcome,
group, and dropouts of each group and follow-up duration. We although this was not probable as only two studies were included
extracted outcomes measured in each study that matched with our (Sterne 2011).
pre-specified outcomes. No transformation of reported data was
required. We also extracted data on funding source and declaration Data synthesis
of interests. Data were entered into Review Manager software With the assumption that the different studies would likely be
(RevMan 5.3) (RevMan 2014) by one review author (APYL) and estimating different, yet related, intervention effects, we used the
checked by the other review author (DKLC). random-effects model for meta-analysis to obtain the mean effect
Assessment of risk of bias in included studies across studies(Deeks 2011). In case different interventions are
identified in future updates, they will be summarised individually.
Both review authors independently assessed the risk of bias of Analysis was performed using Cochrane's statistical package
included studies with the Cochrane 'Risk of bias' tool (Higgins Review Manager (RevMan 5.3) (RevMan 2014).
2011b). The following domains were assessed: random sequence
generation, allocation concealment, blinding of participants, study Subgroup analysis and investigation of heterogeneity
personnel and outcome assessors, incomplete outcome data, We planned to perform subgroup analyses (Deeks 2011) for the
selective reporting, and other sources of bias. For each domain following subgroups as they may have different prognosis and
for each study, the risk of bias was graded as "high", "unclear" or response to treatment (different size of treatment effect).
"low" according to the criteria stated in the Cochrane Handbook
for Systematic Reviews of Interventions. Discrepancies between the 1. Different age groups (children < 18 years or adults >= 18 years).
review authors were resolved by discussion. 2. With or without associated conditions (such as
Measures of treatment effect thrombocytopenia or neutropenia, or other autoimmune
phenomena).
We estimated risk ratio (RR) with 95% confidence intervals (CI) for 3. Different degrees of anaemia (transfusion dependent or
dichotomous outcomes. We used hazard ratio (HR) with 95% CI for transfusion independent).
time-to-event outcomes and planned to use mean difference (MD)
4. Newly diagnosed versus refractory disease.
with 95% CIs for continuous outcomes. For continuous outcomes
using different scales (e.g. quality of life (QoL) data), we planned to We also planned to assess subgroup differences by examining
use standardised mean difference (SMD) with 95% CI (Deeks 2011). the I2 statistic and performing a Chi2 test for homogeneity
across subgroup results. In case heterogeneity was present, we
Unit of analysis issues
planned to investigate the probable reasons for heterogeneity
We planned to use appropriate unit of analysis for cluster- by examining the distribution of important participant factors
randomised trials and cross-over trials according to the Cochrane between trials (age, associated conditions, degrees of anaemia,
Handbook for Systematic Reviews of Interventions (Deeks 2011), if and previous interventions) and trial factors (randomisation
these types of trials had been found and included. concealment, blinding, dropouts, intervention regimens).

Dealing with missing data As the above are currently not applicable based on the studies
included, we will perform the above analyses in future updates as
We requested missing data from the corresponding authors of
necessary.
included studies (Birgens 2013; Michel 2017) and nonetheless failed
to acquire additional information with no response received. We Sensitivity analysis
included all participants with intention-to-treat (ITT) analyses.
We planned to perform sensitivity analysis to assess the impact
Assessment of heterogeneity of excluding studies with high risk of bias (Deeks 2011). We also
planned to perform sensitivity analysis to assess the impact of
We used the I2 statistic to evaluate the degree of heterogeneity excluding studies with significant amount (> 30%) of missing
of treatment effects. We followed the guide on interpretation of outcome data.

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Summary of findings and assessment of the certainty of the In the study by Birgens and colleagues (Birgens 2013), 65
evidence participants with newly diagnosed warm AIHA (steroid use for
<1 week was allowed) were recruited in eight haematological
We produced a 'Summary of findings' table according to the
centres in Denmark between March 2005 and June 2012. With
recommendations in the Cochrane Handbook for Systematic
one patient withdrawing before randomisation (1:1 using pre-
Reviews of Interventions (Deeks 2011). The pre-defined outcomes
coded envelopes), 32 were randomised to receive rituximab plus
included were:
glucocorticoid (12 females [37.5%], median age [range] = 65 [41-89])
• frequency of complete haematological response (defined and 32 to receive glucocorticoid monotherapy (15 females [46.9%],
as normalisation of haemoglobin concentration, reticulocyte median age [range] = 67 [35-90]. All participants received oral
count, and indirect bilirubin level) at months two, six and 12 prednisolone 1·5 mg/kg/day for two weeks followed by tapering
months; according to this schedule: 0·75 mg/kg/day for one week (week
three), thereafter 0·5 mg/kg/day for one week (week four), followed
• frequency of adverse events at two, six and 12 months;
by a gradual reduction over the next four to eight weeks to
• overall survival at six and 12 months; the lowest dose that was effective in maintaining a normal
• relapse-free survival at six and 12 months; haemoglobin level. In the group allocated to a combination of
• RBC transfusion requirement after treatment (measured as units prednisolone and rituximab, rituximab was given at a dosage
of red cells transfused per month or mL per kg body weight) at of 375 mg/m2 as an intravenous infusion once a week for
two, six and 12 months; and four weeks. The primary objective of the study was to analyse
• QOL as measured by validated instruments at 12 months. differences in treatment responses between the two groups.
Responses were evaluated at three, six and 12 months after
These tables summarised the results for the prioritised pre-defined treatment was initiated. Complete response (CR) was defined as
outcomes, namely: normalisation in haemoglobin concentration without any ongoing
immunosuppressive treatment and without any biochemical signs
• complete haematological response at 12 months; of haemolytic activity. Partial response (PR) was defined as being
• frequency of adverse events at two, six and 12 months; similar to CR but requiring continued low-dose prednisolone (<
• partial haematological response at 12 months; 10 mg/day), or appearing as compensated haemolytic anaemia
• overall survival at six and 12 months; entailing a stable, acceptable haemoglobin level without any need
of treatment except < 10 mg/day prednisone. Secondary objectives
• relapse-free survival at six and 12 months,
were to evaluate differences in relapse-free survival (RFS), red
• RBC transfusion requirement after treatment at 12 months; and blood cell transfusion requirement after treatment, the need for
• QOL as measured by validated instruments at 12 months; splenectomy, and safety profiles associated with the treatments up
to 12 months after enrolment. This trial was investigator-initiated
and provide grading of the certainty of evidence for each outcome but was supported in part by research funding from Roche A/S,
according to the GRADE system as recommended by the Cochrane Denmark. The design of the study, protocol writing, interpretation
Handbook for Systematic Reviews of Interventions (GRADEpro 2008; of the data, and preparation of the manuscript were conducted
Lefebvre 2011; Schünemann 2011). without any interference from Roche.
RESULTS In the study by Michel and colleagues (Michel 2017), 39 participants
with newly diagnosed warm AIHA (steroid use for < 6 weeks
Description of studies was allowed) were screened from 13 centres in France from
Results of the search 2011 to 2015. Thirty-two participants were randomised to receive
rituximab (n = 16) or placebo (n = 16) (17 females [53%], mean
We obtained a total of 11980 results from the electronic search of age at inclusion 71 ± 16 years) on top of glucocorticoid therapy
the databases, after de-duplication, 10610 articles remained. We in a double-blind manner. At inclusion, all participants received
screened the titles and abstracts of these against the inclusion and oral prednisone at a daily dose of 1 mg/kg for two weeks, and
exclusion criteria for study selection and excluded 10564 references then tapered according to a pre-defined recommended reduction
based on titles or abstracts alone. We obtained the full texts of scheme. Besides prednisone, randomised participants received
the remaining 46 articles and assessed for eligibility. Two studies two infusions of rituximab or placebo at a fixed dose of 1000
fulfilled the inclusion criteria and were included in the review mg two weeks apart. The primary endpoint was overall response
(Birgens 2013, Michel 2017), with one secondary citation to an rate (CR + PR) in anITT analysis at one year. CR in this study was
included study also identified (Michel 2015). The flow of records is defined as a haemoglobin (Hb) level ≥ 11 g/dL (women) or ≥ 12 g/
summarised in Figure 1. dL (men) without features of ongoing haemolysis (including normal
haptoglobin level), without any ongoing treatment for warm AIHA
Included studies
on two different occasions four weeks apart in the absence of any
Two studies were included (Birgens 2013, Michel 2017) with details recent transfusion. PR was defined as Hb level ≥ 10g/dL with at least
summarised in the ‘Characteristics of included studies’ table. Both a 2 g increase from baseline (i.e. at warm AIHA diagnosis) without
trials were multi-centre, Phase III randomised controlled trials any other treatment than prednisone given at a daily dose 10 mg
(RCTs) comparing the efficacy of rituximab plus glucocorticoid or recent transfusion. Secondary objectives were PR, cumulative
versus glucocorticoid monotherapy in adults with warm, primary, dose of steroids, and number of transfusions and hospitalisations
autoimmune haemolytic anaemia (AIHA). at one year and incidence and severity of adverse events in both
groups and CR/PR at two years. This study was promoted by the
Direction de la Recherche Clinique, Assistance Publique-Hôpitaux
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de Paris and supported by the Etablissement Français du Sang and 2015; Rossi 2018; Roth 2016; Shah 2013; Wang 2005; Williams 2020;
by Roche. Yang 2020; Zaja 2002; Zanella 2013; Zecca 2003). Two ongoing RCTs
on the use of fostamatinib (oral spleen tyrosine kinase inhibitor)
The median observation time was not reported in either study. and M281 (human, anti-neonatal Fc receptor antibody) respectively
for warm AIHA are identified but excluded from the current analysis
Excluded studies
(Cooper 2020; NCT04119050).
The current review excluded 41 studies as they were not RCTs in
design (Abdwani 2009; Almomen 2013; Aqrabawi 2012; Aqrabawi Risk of bias in included studies
2013; Barcellini 2012; Barcellini 2013; Bartko 2017; Bartko 2018; One of the two included studies (Michel 2017) had good
Berentsen 2017; Berentsen 2017a; Choudhry 1996; Crickx 2019; methodological quality with low risk of bias in all areas; the other
Dierickx 2015; Heidel 2007; Hill 2018; Jager 2017; Jilma 2016; study (Birgens 2013) had high risk of performance and detection
Lehrer-Graiwer 2016; Li 2020; Liu 2001; Mehmood 2016; Miano 2016; bias due to lack of blinding, but otherwise low risk in other areas.
Motto 2002; Moyo 2002; Osterborg 2009; Panicker 2016; Panicker These findings are summarised in the table Characteristics of
2016a; Rai 2018; Raschetti 2012; Reynaud 2015; Rice 2012; Rodrigo included studies and Figure 2.

Figure 2. Risk of bias graph: review authors' judgements about each risk of bias item presented as percentages
across all included studies.

Random sequence generation (selection bias)


Allocation concealment (selection bias)
Blinding of participants and personnel (performance bias): All outcomes
Blinding of outcome assessment (detection bias): All outcomes
Incomplete outcome data (attrition bias): All outcomes
Selective reporting (reporting bias)
Other bias

0% 25% 50% 75% 100%

Low risk of bias Unclear risk of bias High risk of bias

Allocation Both included studied compared rituximab plus corticosteroid


compared with corticosteroid alone (+/- placebo) and were
Both included trials involved random allocation of participants,
combined in a meta-analysis. All effect sizes were calculated with
using pre-coded envelops (Birgens 2013) and central computer
the fixed-effect model unless otherwise specified. See Summary of
randomisation (Michel 2017), respectively.
findings 1 for further details.
Blinding
Primary outcome
Blinding was not performed in the study by Birgens and colleagues
Frequency of complete haematological response (defined as
(Birgens 2013).
normalisation of haemoglobin (Hb) concentration, reticulocyte
Incomplete outcome data (immature red blood cells (RBCs)) count, and indirect (or
unconjugated] bilirubin level) at months two, six and 12.
There were no dropouts in both included studies (Birgens 2013,
Michel 2017). Compared with glucocorticoid alone, the evidence is very uncertain
about the effect of adding rituximab to glucocorticoids on complete
Selective reporting haematological response at six months (n = 64, study = 1; RR 1.73,
All predefined outcomes were accounted for in both included 95% CI 0.99 to 3.02; participants = 64; RR and CI calculated by review
studies (Birgens 2013, Michel 2017); there was no evidence of authors; GRADE very low certainty), but it may result in a large
selective reporting. increase of complete response at 12 months (n = 96; studies = 2;
pooled RR 2.13, 95% CI 1.34 to 3.40; I2 = 0%; GRADE low certainty)
Other potential sources of bias (Figure 3, Table 1). No heterogeneity was observed. Both trials
(Birgens 2013, Michel 2017) did not report complete response rate
No other potential sources of bias were identified.
at two months and one study (Michel 2017) did not report response
at six months.
Effects of interventions
See: Summary of findings 1 Summary of findings

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Figure 3. Forest plot of comparison: 1 Rituximab with steroid versus steroid, outcome: 1.1 Complete
haematological response at 12 months.

Rituximab plus steroid Corticosteroid only Risk Ratio Risk Ratio


Study or Subgroup Events Total Events Total Weight M-H, Fixed, 95% CI M-H, Fixed, 95% CI

Birgens 2013 21 32 10 32 66.7% 2.10 [1.19 , 3.72]


Michel 2017 11 16 5 16 33.3% 2.20 [0.99 , 4.89]

Total (95% CI) 48 48 100.0% 2.13 [1.34 , 3.40]


Total events: 32 15
Heterogeneity: Chi² = 0.01, df = 1 (P = 0.93); I² = 0% 0.01 0.1 1 10 100
Test for overall effect: Z = 3.19 (P = 0.001) Favours steroid only Favours rituximab+steroid
Test for subgroup differences: Not applicable

Frequency of adverse events at two, six and 12 months. Birgens and colleagues (Birgens 2013) did not report transfusion
requirement at the predefined time points, but described no
Both studies (Birgens 2013, Michel 2017) did not report adverse difference in transfusion requirement between the rituximab/
effects at the specified time points. corticosteroid and the corticosteroid monotherapy group when
comparing responders (CR and PR) from enrolment to end of
Cumulative adverse effects and serious adverse events with a
response or to the end of study follow-up (34 units versus 30 units,
non-fatal or fatal outcome did not differ between the two groups
median [range]: 0 [1 to 6] versus 0 [1 to 5], P = 0·81).
in the study by Birgens and colleagues (Birgens 2013, Table 2).
The study by Michel and colleagues (Michel 2017) described no Frequency of DAT positivity after treatment at two, six and 12
post-infusion reactions in both groups, but four and 10 episodes months
of severe adverse events in participants who received rituximab
with corticosteroid and corticosteroid alone, respectively (Table 3). Study by Michel and colleagues (Michel 2017) reported positive DAT
Reduced gammaglobulin level was also reported to be associated at 12 months in 5/13 (38%) participants who received rituximab
with rituximab treatment (comparing mean level at inclusion 10.8 and corticosteroid and compared to 8/10 (80%) participants who
± 4.0 g/L versus that at 12 months 8.1 ± 2.2 g/L for rituximab group), received placebo (corticosteroid only). DAT positivity was not
although no difference was observed in evaluable participants from reported by study by Birgensand colleagues (Birgens 2013).
either group at 12 months (P = 0.499).
Overall survival at six and 12 months
Secondary outcome
Overall survival at these specific time points was not reported
Frequency of partial haematological response (defined as by either study. Michel and colleagues (Michel 2017) reported the
improvement in haemoglobin concentration) at two, six and 12 death of six participants treated with corticosteroid only versus
months none with combination of rituximab and corticosteroid at two years
(P = 0.017).
Both trials (Birgens 2013, Michel 2017) did not report complete
response rate at two months (Table 4). One study (Birgens 2013) Relapse-free survival (RFS) at six and 12 months
reported six-month partial response in figure format, but the
corresponding data at 12 months were not reported. The other RFS rates at six and 12 months was not explicitly reported by either
study (Michel 2017) did not report response at six months. The study. In the study byBirgens and colleagues Birgens 2013), RFS in
evidence is very uncertain about the effect of adding rituximab to all responders was higher in the participants receiving rituximab
glucocorticoids on partial haematological response reported at six and prednisolone combined (P = 0·02) corresponding to a hazard
months (n = 64; study = 1; RR 0.80, 95% CI 0.24 to 2.71; RR and ratio (HR) of 0·33 (95% Cl 0·12 to 0·88; RR and CI calculated by review
CI calculated by review authors; GRADE very low certainty) or 12 authors). In the study by Michel and colleagues (Michel 2017), RFS
months (n = 32; study = 1; RR 3.00, 95% CI 0.13 to 68.57; GRADE very was better for the rituximab group (P = 0.023).
low certainty).
Frequency of relapse at six and 12 months
RBC transfusion requirement after treatment (measured as
units of RBCs transfused per month or millilitres (mL) per kg Frequency of relapse at six an 12 months was not reported in
body weight) at two, six and 12 months either study. Birgens 2013 reported that at 36 months, about 70%
of the participants who showed either CR or PR were still relapse-
Study by Michel and colleagues (Michel 2017) reported RBC free in the combination treatment group, versus about 45% in the
transfusion received by participants up to 12 months, with four prednisolone monotherapy group (P = 0.02).
participants (mean number of packed red cell units 4.0 ± 2.82)
from the rituximab group and five participants from the placebo Quality of life (QOL) as measured by validated instruments at 12
(corticosteroid only) (mean number of packed red cell units 5.6 ± months
4.15) group requiring transfusion, the evidence is very uncertain
about the effect of adding rituximab to glucocorticoids (n = QOL measures were not reported by either included study.
32, RR 0.80, 95% CI 0.26 to 2.45, GRADE very low certainty).

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 13


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DISCUSSION condition. Overall, high-quality evidence on the management of


AIHA is still lacking.
Summary of main results
Quality of the evidence
In this review, two randomised controlled trials (RCTs) with 96
participants suffering from primary warm-antibody autoimmune One of the two included studies had low risk of bias, the other
haemolytic anaemia (AIHA) were included (Birgens 2013, Michel study had high risk of performance and detection bias due to lack
2017). These studies compared the efficacy of treatment with of blinding. The overall certainty quality of evidence for complete
rituximab combined with corticosteroid versus with corticosteroid haematological response was low, as one of the included trials
alone in adults. No RCTs studying other interventions for AIHA were had high risk of bias and the overall sample size was small. The
found. overall certainty of evidence for partial haematological response
and RBC transfusion requirement were very low, as both outcomes
The addition of rituximab to corticosteroid resulted in higher were based on only one trial and sample size was small. This calls
complete haematological response rates at 12 months (two trials). for the need for further blinded RCTs to consolidate the available
Relapse-free survival (RFS) was better in the rituximab group with data on the benefit of combining rituximab with corticosteroid over
follow-up up to four and eight years, respectively in two trials. The corticosteroid monotherapy.
proportion of participants with partial haematological response
reported at six months (one trial) and 12 months (one trial) did Potential biases in the review process
not differ with the addition of rituximab to corticosteroid. REd
We performed a independent,extensive literature search by two
blood cell (RBC) transfusion requirement was also similar between
review authors for published RCTs. It is possible that studies may
the two study arms (two trials). Lower rate of direct antiglobulin
be missed by our current strategy. The limited number of studies
test (DAT) positivity at 12 months was reported in the rituximab
included did not allow us to analyse for publication bias using a
arm (one trial). Similar frequencies of adverse effects and serious
funnel plot.
adverse events were observed between the two groups (one trial).
Agreements and disagreements with other studies or
Overall completeness and applicability of evidence
reviews
While the included studies offered evidence for the efficacy of
adding rituximab to corticosteroid in adults with warm-type AIHA Our findings are in line with a meta-analysis of 21 studies (Reynaud
for induction of complete or partial haematological response, the 2015), of which 20 were non-randomised observational studies and
reported data did not allow some other predefined primary and one being an RCT included in our review (Birgens 2013), which
secondary objectives to be addressed. In particular, there is a suggested efficacy and safety in the use of rituximab for AIHA.
lack of data on patient-relevant outcome including adverse effects,
AUTHORS' CONCLUSIONS
overall survival (OS,) RFS and quality of life (QOL) of participants
involved. This patient-centered information would be crucial in Implications for practice
the decision-making process for people with AIHA considering
the use of rituximab, beyond rate of recovery in haematological The addition of rituximab to corticosteroid may improve complete
parameters. On the other hand, RCTs are only available on response rate in adults with newly diagnosed warm, primary
comparing the use of rituximab in combination with corticosteroid autoimmune haemolytic anaemia (AIHA), in comparison with the
against corticosteroid alone, this did not provide evidence for the use of corticosteroid alone. There is a lack of high-certainty
use of other immunomodulatory therapies such as corticosteroid evidence to support the use of other immunosuppressive therapy.
alone, splenectomy, mycophenolate mofetil (MMF), or intravenous
immunoglobulin (IVIg). This represents a major limitation of our Implications for research
review and offers no support for physicians to consider alternative Further studies are required to consolidate the evidence for
agents or in people who fail with rituximab and steroid therapy. combining rituximab with corticosteroid in warm AIHA. In addition,
Such observation also implies that most immunomodulatory high-quality RCTs are needed to address the efficacy of the
agents have been used based non-randomised trials and as off- numerous immunosuppressive/immunomodulatory approaches
label indications. AIHA also refers to a broad spectrum of entities. in managing AIHA beyond rituximab. Studies should also target
The included RCTs only recruited adults and those with newly various populations based on patient age and differences in
diagnosed, warm-type AIHA, limiting generalisability especially for disease pathophysiology. Studies with adequate follow-up, report
people with relapsed disease, and those with cold-type AIHA where on survival and quality of life (QOL) measures should be prioritised
the pathogenic mechanism differs The disease in the paediatric age in such chronic conditions.
group and as well as effective strategies for cold-type or relapsing
AIHA remain to be evaluated in high-quality clinical trials. The lack ACKNOWLEDGEMENTS
of data on QOL measures should be noted as AIHA is a chronic
We are also grateful to the Cochrane Haematological Malignancies
Group for their editorial support.

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 14


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Library Better health. Cochrane Database of Systematic Reviews

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CHARACTERISTICS OF STUDIES

Characteristics of included studies [ordered by study ID]

Birgens 2013
Study characteristics

Methods Parallel group randomised trial

Participants People treated at eight haematological centres in Denmark participated in the study.

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Birgens 2013 (Continued)


Eligible participants had newly diagnosed and previously untreated warm AIHA, participants with pri-
mary AIHA, as well as those with a concomitant autoimmune disease or a low-grade B-cell lympho-
proliferative neoplasia, were also included. Participants with overt drug-induced immune haemolytic
anaemia were not included. Participants were allowed to have received oral prednisolone for up to 1
week before enrolment.
The exclusion criteria were as follows: age under 18 years; Eastern Cooperative Oncology Group per-
formance status above 2; previous rituximab treatment; immunosuppressive or anti-neoplastic drugs
within the last 3 months; haemolytic anaemia secondary to autoimmune disease within the last 6
months; other serious diseases, including malignancy; pregnancy or breast-feeding; hypersensitivity to
rituximab, and active infection requiring systemic treatment. In addition to careful clinical assessment,
a bone marrow aspirate and biopsy and an abdominal ultrasound scan or a computerised tomography
scan were performed on all to determine whether the AIHA was primary or secondary to a B-cell lym-
phoproliferative disease.

Interventions Eligible participants were randomised 1:1 by use of pre-coded envelopes. All participants received
prednisolone 1·5 mg/kg/day for 2 weeks followed by tapering according to this schedule: 0·75 mg/kg/
day for 1 week (week 3), thereafter 0·5 mg/kg/day for 1 week (week 4), followed by a gradual reduction
over the next 4–8 weeks to the lowest dose that was effective in maintaining a normal Hb level.

In the group allocated to a combination of prednisolone and rituximab, the participants received pred-
nisolone at the same dose and schedule as in the monotherapy group and were given rituximab at a
dosage of 375 mg/m2 as an intravenous infusion once a week for 4 weeks. All participants received
oral folic acid 5 mg/day, and those given a rituximab infusion also received premedication with aceta-
minophen 1 g and clemastine 2 mg intravenously 30 to 60 minutes before the infusion.

Outcomes The participants underwent a full clinical examination and complete blood counts including haemolyt-
ic parameters (Hb, reticulocyte count, total bilirubin, lactate dehydrogenase, and haptoglobin) at en-
rolment, on days +7, +14, +21, +28, +42, +56, +70 and +84, then monthly until month 6, and finally, every
third month until the end of follow-up. This applied to all participants until they showed a lack of re-
sponse necessitating either a switch to some other immunosuppressive treatment or splenectomy, or
they relapsed after an initial positive response. The minimum and maximum follow-up times after initi-
ating treatment were 12 and 48 months, respectively.
The primary objective of the study was to analyse differences in treatment responses between the two
groups. Responses were evaluated at 3, 6 and 12 months after treatment was initiated. Complete re-
sponse (CR) was defined as normalisation in Hb concentration without any ongoing immunosuppres-
sive treatment and without any biochemical signs of haemolytic activity. Partial response (PR) was de-
fined as being similar to CR but requiring continued low-dose prednisolone (<10 mg/day), or appearing
as compensated haemolytic anaemia entailing a stable, acceptable Hb level without any need of treat-
ment except < 10 mg/day prednisone.

Secondary objectives of our investigation were to evaluate differences in relapse-free survival (RFS),
red blood cell transfusion requirement after treatment, the need for splenectomy, and safety profiles
associated with the treatments up to 12 months after enrolment.

Notes

Risk of bias

Bias Authors' judgement Support for judgement

Random sequence genera- Low risk Randomised by pre-coded envelopes


tion (selection bias)

Allocation concealment Low risk Randomised by pre-coded envelopes


(selection bias)

Blinding of participants High risk Unblinded


and personnel (perfor-
mance bias)

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 19


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Birgens 2013 (Continued)


All outcomes

Blinding of outcome as- High risk Unblinded


sessment (detection bias)
All outcomes

Incomplete outcome data Low risk All outcome data accounted for
(attrition bias)
All outcomes

Selective reporting (re- Low risk Results reported matching methodology listed on protocol
porting bias)

Other bias Low risk No other potential sources of bias were identified

Michel 2017
Study characteristics

Methods Parallel group, double-blind, placebo-controlled, randomised trial

Participants Inclusion criteria were (1) age ≥18 years at inclusion; (2) warm AIHA defined at time of diagnosis by
Hb level ≤10 g/dL with signs of haemolysis (at least haptoglobin level<4 mg/L), and a positive direct
antiglobulin test (DAT) result (IgG or IgG1 complement C3d pattern); (3) warm AIHA diagnosed and
treated<6 weeks before inclusion; (4) serum gammaglobulin level >5 g/L at inclusion; (5) absence of
detectable lymph nodes on total body CT-scan (performed before inclusion if not performed at warm
AIHA diagnosis); (6) Evans’ syndrome accepted with presence of the other inclusion criteria and platelet
count>30x109/L at inclusion; (7) females of childbearing age with negative pregnancy test results and
effective contraceptive method within at least 6 months after inclusion; and (8) informed and written
consent.

Interventions Participants were randomised to receive rituximab or placebo on top of corticosteroid.

Premedication with 100 mg intravenous methylprednisolone was systematically administered before


rituximab or placebo as recommended. At inclusion, whatever the dose and type of corticosteroids
treatment received before entering the study, all participants were given prednisone at a daily dose of
1.0 mg/kg for at least 2 weeks. After Day 15, with at least partial response (PR) achieved (defined by Hb
level>10 g/dL with at least a 2 g increase from baseline), the dose of prednisone had to be tapered by 10
mg every 10 days up to 20 mg, then by 5 mg every 10 days from 20 to 10 mg, then by 2.5 mg from 10 to
5 mg and then stopped after 10 days with lasting response. With lack of response within 2 weeks after
inclusion, the daily dose of prednisone could be increased up to 1.5 or 2 mg/kg at the investigator’s dis-
cretion. In the absence of at least PR within 6 weeks after inclusion despite an increased dose of pred-
nisone, the use of other drugs such as danazol or immunosuppressors and/or an indication for splenec-
tomy were left to the investigator’s discretion.
Each treatment and dosage was specifically reported in the case report form, and the patient was con-
sidered a non-responder in the ITT analysis. The need for transfusion was left to the investigator’s dis-
cretion.

Outcomes The primary outcome was the efficacy of rituximab by comparing the overall response rate (PR+com-
plete response [CR]) at 1 year in both groups.
Secondary objectives were PR, cumulative dose of steroids, and number of transfusions and hospitali-
sations at 1 year and incidence and severity of adverse events in both groups and CR/PR at 2 years.

CR was defined as Hb level ≥11 g/dL (women) or ≥12 g/dL (men) without features of ongoing haemol-
ysis (including normal haptoglobin level), without any ongoing treatment for wAIHA on two different
occasions 4-weeks apart in the absence of any recent transfusion. CR could be considered even with a
positive DAT result.

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Michel 2017 (Continued)


PR was defined as Hb level ≥10g/dL with at least a 2 g increase from baseline (i.e. at warm AIHA diagno-
sis) without any other treatment than prednisone given at a daily dose 10 mg or recent transfusion.
Failure was considered CR or at least PR not achieved at 1 year or if the patient had received any ther-
apy (other than prednisone and transfusions) known to be active in warm AIHA (danazol, immunosup-
pressor) or had undergone splenectomy within the year after inclusion. CD19+ B lymphocytes in periph-
eral blood were assessed at baseline and then repeatedly at Weeks 12, 28, and 52. Investigators were
blinded to results until the end of the study.

Notes

Risk of bias

Bias Authors' judgement Support for judgement

Random sequence genera- Low risk Central computerised randomisation procedure used
tion (selection bias)

Allocation concealment Low risk Central computerised randomisation procedure used


(selection bias)

Blinding of participants Low risk Participants and study personnel blinded


and personnel (perfor-
mance bias)
All outcomes

Blinding of outcome as- Low risk Statistician blinded to study conduct and monitoring
sessment (detection bias)
All outcomes

Incomplete outcome data Low risk All outcome data accounted for
(attrition bias)
All outcomes

Selective reporting (re- Low risk Results reported matching methodology listed on protocol
porting bias)

Other bias Low risk No other potential sources of bias were identified

AIHA: autoimmune haemolytic anaemia; CT: computerised tomography; DAT: direct antiglobulin test ; Hb: haemoglobin;ITT: intention-
to-treat; RFS: relapse-free survival

Characteristics of excluded studies [ordered by study ID]

Study Reason for exclusion

Abdwani 2009 Not RCT

Almomen 2013 Not RCT

Aqrabawi 2012 Not RCT

Aqrabawi 2013 Not RCT

Barcellini 2012 Not RCT

Barcellini 2013 Not RCT

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 21


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Study Reason for exclusion

Bartko 2017 Not RCT

Bartko 2018 Not RCT

Berentsen 2017 Not RCT

Berentsen 2017a Not RCT

Choudhry 1996 Not RCT

Crickx 2019 Not RCT

Dierickx 2015 Not RCT

Heidel 2007 Not RCT

Hill 2018 Not RCT

Jager 2017 Not RCT

Jilma 2016 Not RCT

Lehrer-Graiwer 2016 Not RCT

Li 2020 Not RCT

Liu 2001 Not RCT

Mehmood 2016 Not RCT

Miano 2016 Not RCT

Motto 2002 Not RCT

Moyo 2002 Not RCT

Osterborg 2009 Not RCT

Panicker 2016 Not RCT

Panicker 2016a Not RCT

Rai 2018 Not RCT

Raschetti 2012 Not RCT

Reynaud 2015 Meta-analysis, not an interventional trial

Rice 2012 Review of literature, not an interventional trial; compares sup-


portive care (splenectomy only)

Rodrigo 2015 Not RCT

Rossi 2018 Phase II trial, not RCT

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 22


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Study Reason for exclusion

Roth 2016 Not RCT

Shah 2013 Not RCT

Wang 2005 Not RCT

Williams 2020 Not RCT

Yang 2020 Not RCT

Zaja 2002 Not RCT

Zanella 2013 Not RCT

Zecca 2003 Not RCT

RCT: randomised controlled trial

Characteristics of ongoing studies [ordered by study ID]

Cooper 2020
Study name Fostamatinib for the treatment of warm AIHA: A phase 3, randomised, double-blind, placebo-con-
trolled, global study

Methods Phase 3, randomised, double-blind, placebo-controlled trial

Participants Adults with primary or secondary warm AIHA who failed one or more prior therapy

Interventions Fostamatinib or placebo for 24 weeks

Outcomes Haemoglobin response (haemoglobin level ≥10 g/dL with a ≥2 g/dL increase from baseline in the
absence of rescue therapy); duration of haemoglobin response; need for warm AIHA rescue treat-
ment; and incidence of adverse events.

Starting date 1 April 2019 (first patient recruited)

Contact information Rigel Pharmaceuticals

Notes NCT03764618

NCT04119050
Study name Efficacy and safety of M281 in adults with warm autoimmune haemolytic anaemia

Methods Phase 3, randomised, double-blind, placebo-controlled study

Participants Adults with primary or secondary warm AIHA

Interventions M281 (human anti-neonatal Fc receptor antibody) or placebo

Outcomes Primary outcome:

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 23


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NCT04119050 (Continued)
1. Number of Participants That Attain Hemoglobin (Hgb) Response [ Time Frame: Up to Week 20 ]

Secondary outcomes:

1. Percentage of Participants That Achieve any Reduction in the Daily Dose of Corticosteroids While
Maintaining Hgb Response [ Time Frame: Baseline (Day 1, Week 0) through 24 weeks ]
2. Percent Reduction in Daily Corticosteroid Dose [ Time Frame: Baseline (Day 1, Week 0) through
24 weeks ]
3. Hgb Range at Steady State [ Time Frame: Baseline (Day 1, Week 0) through 24 weeks ]It will be es-
timated using a model-based longitudinal analysis of Hgb/hemolysis parameters in relationship
to IgG level and dose regimen.
4. Percentage of Participants With Hgb Within the Normal Range for Their Gender [ Time Frame:
Baseline (Day 1, Week 0) through Week 16 and Week 24 ]
5. Change From Baseline in Hgb [ Time Frame: Baseline (Day 1, Week 0) through Week 16 and Week
24 ]
6. Percentage of Participants who Experience at Least a 2 g/dL Increase in Hgb From Baseline and
Normalization of Lactate Dehydrogenase and Haptoglobin [ Time Frame: Baseline (Day 1, Week
0) through Week 24 ]
7. Mean Time During Which the Primary Endpoint is Maintained [ Time Frame: Baseline (Day 1, Week
0) through Week 24 ]
8. Change From Baseline in the Total Score From the Functional Assessment of Chronic Illness Ther-
apy (FACIT) Fatigue Scale [ Time Frame: Baseline (Day 1, Week 0) through Week 24 ]

Starting date 8 October 2019 (first posted)

Contact information Momenta Pharmaceuticals, Inc.

Notes NCT04119050

DATA AND ANALYSES

Comparison 1. Rituximab with steroid versus steroid

Outcome or subgroup title No. of studies No. of partici- Statistical method Effect size
pants

1.1 Complete response at 12 months 2 96 Risk Ratio (M-H, Fixed, 95% CI) 2.13 [1.34, 3.40]

Analysis 1.1. Comparison 1: Rituximab with steroid versus steroid, Outcome 1: Complete response at 12 months

Rituximab plus steroid Corticosteroid only Risk Ratio Risk Ratio


Study or Subgroup Events Total Events Total Weight M-H, Fixed, 95% CI M-H, Fixed, 95% CI

Birgens 2013 21 32 10 32 66.7% 2.10 [1.19 , 3.72]


Michel 2017 11 16 5 16 33.3% 2.20 [0.99 , 4.89]

Total (95% CI) 48 48 100.0% 2.13 [1.34 , 3.40]


Total events: 32 15
Heterogeneity: Chi² = 0.01, df = 1 (P = 0.93); I² = 0% 0.01 0.1 1 10 100
Test for overall effect: Z = 3.19 (P = 0.001) Favours steroid only Favours rituximab+steroid
Test for subgroup differences: Not applicable

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 24


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ADDITIONAL TABLES

Table 1. Primary outcome - complete haematological response


Number of participants with complete response

Rituximab+corticosteroid Corticosteroid only

2 months 6 months 12 months 2 months 6 months 12 months

Birgens 2013 n.r. 19 21 n.r. 11 10

(n = 64 randomised)

Michel 2017 n.r. n.r. 11 n.r. n.r. 5

(n = 32 randomised)

Table 2. Primary outcome - frequency of adverse events (Birgens 2013)


Frequency of adverse events (CTCAE grade 1 or above) in study by Birgens 2013

Rituximab+corticosteroid Corticosteroid only (%) P value


(%)

Fever 3.3 6.7 0.6

Nausea 0 10 0.1

Dyspnea 13.3 16.7 0.7

Dyspepsia 3.3 13.3 0.2

Restless legs 6.7 0 0.5

Vertigo 0 10 0.1

Increased appetite 0 10 0.1

Insomnia 10 10 1.0

Arthralgia 6.7 3.3 1.0

Headache 6.7 13.3 0.4

Fatigue 13.3 13.3 1.0

Hypotension 6.7 3.3 1.0

Palpitation 0 6.7 0.7

Hyperglycaemia 0 6.7 0.7

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 25


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Table 3. Primary outcome - frequency of adverse events (Michel 2017)


Frequency of severe adverse events in study by Michel 2017

Rituximab+corticosteroid Corticosteroid only

Severe adverse events 4 (3 patients/participants) 10 (7 patients/participants)

Severe infections (non- 2 4


fatal)
(pneumonia, including one (pneumonia = 1; pulmonary abscess =1; diverticulitis = 1; prostatitis = 1)
patient with probable pneu-
mocystis infection)

Non-infectious 2 2

(non-fatal) (neutropenia) (severe pulmonary embolism = 1; spontaneous vertebral fractures = 1)

Fatal events 0 4

(Intracranial tumour = 1; septic shock post-colonic perforation after


colonoscopy = 1; septic and cardiogenic shock post-amputation for criti-
cal limb ischaemia and osteitis; pneumonia = 1)

Gammaglobulin level at 8.1 ± 2.2 g 7.7 ± 1.5 g


12 months

Table 4. Secondary outcome - partial haematological response


Number of participants with partial response

Rituximab+corticosteroid Corticosteroid only

2 months 6 months 12 months 2 months 6 months 12 months

Birgens 2013 n.r. 4 (based on figure n.r. n.r. 5 (based on figure N/A
from study) from study)
(n = 64 randomised)

Michel 2017 n.r. n.r. 1 n.r. n.r. 0

(n = 32 randomised)

APPENDICES

Appendix 1. MEDLINE search strategy


1. exp ANEMIA, HEMOLYTIC, AUTOIMMUNE/

2. autoimmune hemolytic anemia.mp.

3. autoimmune haemolytic anaemia.mp.

4. (haemolyt$ or hemolyt$).tw.

5. Evans.tw.

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 26


Copyright © 2021 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
Cochrane Trusted evidence.
Informed decisions.
Library Better health. Cochrane Database of Systematic Reviews

6. AIHA.tw.

7. ((agglutinin* or antibod*) adj2 cold* adj2 diseas*).tw,kf,ot.

8. or/1-7

9. randomized controlled trial.pt.

10. controlled clinical trial.pt.

11. randomi?ed.ab.

12. placebo.ab.

13. drug therapy.fs.

14. randomly.ab.

15. trial.tw.

16. groups.ab.

17. or/9-16

18. human.sh.

19. 17 and 18

20. 19 and 8

Appendix 2. Embase search strategy


1. exp ANEMIA, HEMOLYTIC, AUTOIMMUNE/

2. autoimmune hemolytic anemia.mp.

3. autoimmune haemolytic anaemia.mp.

4. (haemolyt$ or hemolyt$).tw.

5. Evans.tw.

6. AIHA.tw.

7. ((agglutinin* or antibod*) adj2 cold* adj2 diseas*).tw.

8. or/1-7

9. (randomi$ or placebo$ or single blind$ or double blind$ or triple blind$).ti,ab.

10. RETRACTED ARTICLE/

11. or/9-10

12. (animal$ not human$).sh,hw.

13. (book or conference paper or editorial or letter or review).pt. not exp randomized controlled trial/

14. (random sampl$ or random digit$ or random effect$ or random survey or random regression).ti,ab. not exp randomized controlled trial/

15. 11 not (12 or 13 or 14)

16. 8 and 15

Appendix 3. LILACS search strategy


db:("LILACS") AND type_of_study:("clinical_trials") AND ((autoimmune hemolytic anemia) OR (autoimmune haemolytic anaemia) OR
hemoly* OR haemoly* OR Evans OR AIHA)

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 27


Copyright © 2021 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
Cochrane Trusted evidence.
Informed decisions.
Library Better health. Cochrane Database of Systematic Reviews

Appendix 4. CENTRAL search strategy


#1 MeSH descriptor: [Anemia, Hemolytic, Autoimmune] explode all trees
#2 autoimmune hemolytic anemia
#3 autoimmune haemolytic anaemia
#4 (haemolytic* or hemolytic*)
#5 ((agglutinin* or antibod*) near/2 cold near/2 diseas*)
#6 AIHA
#7 evans:ti,ab,kw
#8 #1 or #2 or #3 or #4 or #5 or #6 or #7 in Trials

HISTORY
Protocol first published: Issue 1, 2017
Review first published: Issue 3, 2021

Date Event Description

26 March 2020 Amended Incorporated feedback from editor

14 October 2019 Amended Review draft completed

CONTRIBUTIONS OF AUTHORS
APY Liu: conceiving of the review, protocol development, searching for trials, selection of studies, quality assessment of trials, data
extraction, data entry, data analyses, data interpretation, development of final review, disagreement resolution, review updates,
corresponding author.

DKL Cheuk: conceiving of the review, protocol development, searching for trials, selection of studies, quality assessment of trials, data
extraction, data entry, data analyses, data interpretation, development of final review, disagreement resolution, review updates.

DECLARATIONS OF INTEREST
APY Liu: none known.

DKL Cheuk: none known.

SOURCES OF SUPPORT

Internal sources
• The University of Hong Kong, Hong Kong

External sources
• No sources of support supplied

DIFFERENCES BETWEEN PROTOCOL AND REVIEW


We did not incorporate search in the China Journal Net database (search date 7 March 2021) after submission of the protocol (Liu 2017)
due to the extreme brevity of full-text articles published which made interpretation of both quality and results impractical.

INDEX TERMS

Medical Subject Headings (MeSH)


Anemia, Hemolytic, Autoimmune [*drug therapy]; Bias; Confidence Intervals; Drug Therapy, Combination [methods]; Erythrocyte
Transfusion; Glucocorticoids [administration & dosage] [*therapeutic use]; Immunologic Factors [administration & dosage]
[*therapeutic use]; Prednisolone [administration & dosage] [*therapeutic use]; Randomized Controlled Trials as Topic; Rituximab
[*therapeutic use]

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 28


Copyright © 2021 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.
Cochrane Trusted evidence.
Informed decisions.
Library Better health. Cochrane Database of Systematic Reviews

MeSH check words


Aged; Female; Humans; Male

Disease-modifying treatments for primary autoimmune haemolytic anaemia (Review) 29


Copyright © 2021 The Cochrane Collaboration. Published by John Wiley & Sons, Ltd.

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