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All topics are updated as new evidence becomes available and our peer review process is complete.
Literature review current through: Feb 2023. | This topic last updated: Jul 13, 2021.
INTRODUCTION
Pneumothorax (gas in the pleural space) is considered spontaneous when it presents in the
absence of an external factor. Primary spontaneous pneumothorax (PSP) presents in the
absence of clinical lung disease while secondary spontaneous pneumothorax (SSP) presents as
a complication of underlying lung disease or injury ( table 1). The recurrence rate and
therefore management strategies of PSP and SSP differ in their timing and threshold to
perform a definitive procedure to prevent recurrence.
INCIDENCE OF RECURRENCE
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Primary spontaneous pneumothorax — The estimated recurrence rate after the first primary
spontaneous pneumothorax (PSP) is broad, ranging from 0 to 60 percent; however, newer
studies suggest average recurrence rates between 10 and 30 percent at one to five year follow-
up period, with the highest risk occurring in the first 30 days through the first year [1,2,7-9]. In
one of the largest epidemiologic studies of spontaneous pneumothorax, rates of recurrent PSP
for males were 4 percent (<7 days), 8 percent (<30 days), 10 percent (<3 months), 13 percent (<1
year), and 20 percent (<5 years) [10]. Rates in females were similarly 5 percent (<7 days), 9
percent (<30 days), 11 percent (<3 months), 15 percent (<1 year), and 22 percent (<5 years).
However, these rates may have been underestimated since they were calculated from inpatient
admissions and did not include patients treated as outpatients. In contrast, in another
systematic review that included 29 randomized trials and observational series, the pooled one-
year recurrence rate for patients with PSP was 29 percent [11].
Risk factors reported to be associated with an increased risk of recurrence include [11-18]:
● Female gender
● Tall stature in men
● Low body weight
● Failure to stop smoking or presence of respiratory bronchiolitis
● Large initial pneumothorax size
● Blebs or bullae on chest computed tomography (CT) scan
● Previous events
As an example, one study of 176 patients with PSP reported that the risk of ipsilateral
recurrence for patients with blebs and bullae on chest CT was 68 percent compared with 6
percent in patients without blebs and bullae, with the highest risk in those with multiple and
bilateral lesions (75 percent) [13]. The risk of contralateral pneumothorax was also higher in
patients with blebs and bullae on CT (19 versus 0 percent). (See "Pneumothorax in adults:
Epidemiology and etiology", section on 'Primary spontaneous pneumothorax' and
"Pneumothorax in adults: Epidemiology and etiology", section on 'Secondary spontaneous
pneumothorax'.)
The broad range and high incidence of recurrence in subpopulations of patients with PSP, in
particular those found to have blebs or bullae on imaging, has led some experts to propose
that the classification of pneumothorax is not necessarily binary (primary versus secondary) but
rather a continuum with risk of recurrence ranging from low to high. At minimum, a
subpopulation of patients with suspected PSP may actually have undiagnosed lung disease and
this subpopulation may warrant reclassification as secondary spontaneous pneumothorax (SSP)
so that appropriate preventions can be put in place. Future studies should focus on defining
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cutoffs for recurrence risk to distinguish those with high recurrence in whom pleurodesis is
indicated after a first event, from those with a low recurrence in whom pleurodesis is not
justified until pneumothorax recurs. (See "Pneumothorax in adults: Epidemiology and etiology",
section on 'Pathogenesis and risk factors'.)
Risk factors for recurrence may be similar to those in patients with PSP (eg, smoking) [14] (see
'Primary spontaneous pneumothorax' above) but are less well studied since most patients with
SSP proceed with a definitive measure to prevent recurrence after their initial event.
INDICATIONS
Once patients have undergone initial management for pneumothorax, clinicians should assess
the risk of recurrence to evaluate whether definitive management (usually pleurodesis) is
indicated. Several indications for the prevention of recurrence exist ( algorithm 1).
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leak (PAL; typically defined as air leak >5 days), patients with a high risk occupation or hobby
(eg, airline pilot, deep sea diver), patients with large, bilateral, or life-threatening PSP in whom
tube thoracostomy was required for management, and patients with a high burden of cysts,
desire to avoid recurrence, or undergoing thoracoscopy for another indication (eg, hemothorax,
lung biopsy). Further details are provided separately. (See "Treatment of primary spontaneous
pneumothorax in adults", section on 'Indications for definitive procedure after first event'.)
Prolonged air leak — Any pneumothorax that presents with a PAL beyond five days should be
assessed for a definitive procedure based upon the rationale that the underlying defect is large
and unlikely to heal rapidly on its own. In such cases a definitive procedure is both a therapeutic
(to seal the leak) and a preventative measure. PALs are more commonly encountered in patients
with SSP than PSP.
High risk professions or hobbies — The risk of recurrence is considered high in patients with
certain professions or hobbies (eg, airline pilot, scuba diver) in whom there is also the potential
for devastating consequences such that a definitive procedure is justified. (See "Pneumothorax
and air travel" and "Complications of SCUBA diving".)
Concomitant indication for thoracoscopy — Patients with hemothorax or need for lung
biopsy may be considered for pleurodesis at the time of surgery. (See "Overview of minimally
invasive thoracic surgery".)
Factors for decision-making — Factors that should be taken into consideration that need
discussion with the patient include:
The potential for lung transplantation is much higher in patients with SSP than PSP. Although
pleurodesis can increase the morbidity associated with subsequent lung transplantation (eg,
bleeding, requirement for transfusion, length of surgery), it should not affect the decision to
proceed with the definitive intervention itself when indicated, but it may affect the type of
definitive procedure chosen. (See 'Pleurodesis' below.)
DEFINITIVE MEASURES
● In most cases, we prefer video-assisted thoracic surgery (VATS) pleurodesis based upon its
high efficacy when compared with nonsurgical approaches. The chosen method of
pleurodesis (eg, chemical, abrasion, pleurectomy) and the inclusion of a procedure to treat
blebs (eg stapling, ligation) is usually at the discretion of the surgeon, although we
acknowledge that significant variability exists among institutions and countries. Medical
thoracoscopy can allow talc poudrage but is unsuitable for treating underlying lung blebs
and should only be considered if VATS is contraindicated. (See 'Surgical candidates (VATS)'
below and "Medical thoracoscopy (pleuroscopy): Diagnostic and therapeutic applications".)
● For those unable or unwilling to undergo VATS, chemical pleurodesis via chest tube is
preferred. (See 'Nonsurgical candidates (chemical pleurodesis)' below.)
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Although pleurodesis via open thoracotomy has higher success rates, VATS has largely
supplanted open thoracotomy for the management of spontaneous pneumothorax in most
centers [35,36]. Thoracotomy is recommended only if VATS is unavailable or has failed. This
recommendation is based upon meta-analyses comparing open thoracotomy with VATS that
have consistently shown lower recurrence rates with open procedures (approximately 1 percent
with open versus 5 percent with VATS), but with greater blood loss, more postoperative pain,
and longer hospital stays [5,37,38].
The two most common procedures that are performed during surgical thoracoscopy are
pleurodesis and blebectomy/bullectomy. Many surgeons choose to perform both at the time of
surgery since some data suggest that the recurrence rate is lower when both procedures are
performed simultaneously. However, some surgeons perform pleurodesis without
blebectomy/bullectomy or vice versa based upon data that suggest combining both procedures
worsens the adverse effects. We prefer combining blebectomy/bullectomy with pleurodesis
since it makes biologic sense that recurrence is lower when both procedures are used. These
data are discussed below. (See 'Bleb/bulla closure' below.)
Pleurodesis — We prefer mechanical pleurodesis using pleural abrasion with dry gauze as the
initial procedure, since it is both simple and effective. Talc is associated with high success rates,
and should be included in those considered at highest risk of recurrence or those with
recalcitrant pneumothorax in whom avoidance of recurrence is critical. In patients considered
at high risk of recurrence, some surgeons also choose to combine an apical pleurectomy (ie,
partial pleurectomy to the region of lung most affected by blebs) with abrasion to the visceral
pleura over the rest of the lung. (See 'Talc' below.)
● Techniques – Several surgical techniques have been reported to induce pleural symphysis
(ie, pleurodesis) with significant variation in practice among surgeons, institutions, and
countries. These include:
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● Choosing a technique – Choosing among these options is often at the discretion of the
surgeon but also dependent upon factors including the following:
There is also considerable variability among countries, with mesh and fibrin glue being
popular in Japan while mechanical abrasion or chemical pleurodesis is popular in the
United States; similarly, talc is often the preferred sclerosant used in Europe, while a
tetracycline derivative is preferred by some United States institutions.
Bleb/bulla closure — Although ill-defined, blebs are considered “blisters” that are visible to
the naked eye on the surface of the pleura (typically 1 to 2 cm in size) while bullae are typically
intraparenchymal and >1 cm in size, often large. Consistent with the practice of many surgeons,
we suggest VATS apical blebectomy/bullectomy simultaneously with pleurodesis based upon
retrospective data that report recurrence rates <5 percent using this combined approach
[26,38,49-51]. However, data are conflicting and some surgeons perform pleurodesis alone
based upon data that report lower recurrence rates in patients with VATS-directed insufflation
of talc compared with bullectomy alone (0.3 versus 3.8 percent) [16,52], while others perform
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blebectomy/bullectomy alone based upon data that report recurrence rates <9 percent with
bullectomy alone [53].
Blebs/bullae are typically apical in location. While some defects (with or without air leaks) are
visible to the naked eye (or on imaging), others are not apparent. Thus, many surgeons choose
to resect the apex of the lung based upon the observation that even in the absence of obvious
blebs/bullae, patients with pneumothorax have subclinical blebs noted on pathologic analysis
of resected tissue. In support, many high grade blebs have been detected by fluorescein-
enhanced autofluorescence thoracoscopy (FEAT) in areas that appear normal during white light
thoracoscopy [54]. When blebs or bullae are so numerous that resection of all blebs is not
feasible, the surgeon may choose to resect only those that are large and leave smaller ones
intact before proceeding with pleurodesis.
The optimal surgical technique to treat underlying blebs/bullae is uncertain and, in most cases,
the decision is typically left to the discretion and experience of the surgeon. In our experience,
most surgeons resect blebs/bullae using a stapling technique since data support low
recurrence rates with stapling [50], and both pneumostasis and hemostasis can be achieved
with this method. Other techniques include suturing, staple reinforcement at the suture line,
ligation, or coagulation of visible lesions. (See "Bullectomy for giant bullae".)
Lung volume reduction — For patients with emphysema who meet inclusion and exclusion
criteria for lung volume reduction surgery (LVRS), it may be appropriate to perform LVRS at the
time of surgical pleurodesis. (See "Lung volume reduction surgery in COPD", section on 'Patient
selection'.)
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may ultimately minimize the most worrisome adverse effect of talc (ie, lung injury) [55].
Regardless of the sclerosant chosen, chemical pleurodesis via tube thoracostomy is not as
effective as VATS pleurodesis or pleurodesis with medical thoracoscopy since rates of
recurrence are about 25 percent [19,56].
Other than post-pleurodesis pain, tetracycline derivatives are well-tolerated. Respiratory failure
due to an apparent allergic reaction to intrapleural instillation of doxycycline has been reported
[58]. Additional technical details regarding tetracycline derivative administration are provided
separately. (See "Chemical pleurodesis".)
Talc — Talc is a cheap sclerosant that induces an intense inflammatory response. Talc
pleurodesis is the most commonly preferred sclerosant in Europe but is also used frequently in
the United States. Talc is consistently, among studies and in all populations, an effective
sclerosant. In patients with PSP, recurrence rates vary between 2 and 8 percent after medical
thoracoscopy, a rate that reflects that seen in other populations.
Several studies support the safety and efficacy of talc pleurodesis for the prevention of
recurrent pneumothorax, when graded talc is chosen [30,59-61]. However, most data are
derived from patients with malignant pleural effusion rather than pneumothorax and delivery is
thoracoscopic rather than via a chest tube thoracotomy.
However, intrapleural injection of talc has been associated with more adverse effects than
tetracycline (tachycardia, fever, pain, respiratory failure). For example, the development of the
acute respiratory failure/acute respiratory distress syndrome (ARDS) has been reported in 0 to
3.8 percent of patients and, although some cases are transient, other rare cases may be fatal
[62-66]. Small retrospective studies have suggested that small particle size, old age, and
interstitial abnormalities may increase the risk of ARDS, although not all data were derived in
patients with pneumothorax [67,68]. Another case of extensive pleural thickening with
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calcifications has also been reported [69]. Further details regarding talc pleurodesis are
provided separately. (See "Talc pleurodesis".)
There exists concerns that talc already creates an intense pleural reaction thus combination
with other methods of pleurodesis (eg, abrasion) is unnecessary. In addition, concerns exist in
using talc in those with significant intraparenchymal disease burden, who may not have
significant reserve to tolerate an episode of ARDS or respiratory failure. There are insufficient
data to support or disprove these concerns at present.
Others — One study reported similar efficacy between iodopovidone and talc when delivered
thoracoscopically [70].
Timing — When a definitive procedure is indicated, it is usually performed during the same
hospitalization (three to five days), since the risk of recurrence is greatest in the first month,
although this is not always feasible.
POST-PLEURODESIS PAIN
FOLLOW-UP
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Following a definitive procedure, the chest tube remains in place and patients are assessed
daily for pain and for closure of the air leak. Frequent radiographs or ultrasonograms are
performed to check for lung expansion. (See "Thoracostomy tubes and catheters: Management
and removal", section on 'Management of thoracostomy tubes'.)
Sealed air leak — Once the air leak has been sealed, the chest tube can be removed, and the
patient can be discharged and followed up in an outpatient clinic, similar to that described
elsewhere. (See "Treatment of primary spontaneous pneumothorax in adults", section on
'Follow-up thoracostomy management (one to five days)' and "Treatment of primary
spontaneous pneumothorax in adults", section on 'Outpatient follow-up'.)
Links to society and government-sponsored guidelines from selected countries and regions
around the world are provided separately. (See "Society guideline links: Pneumothorax".)
PATIENT INFORMATION
UpToDate offers two types of patient education materials, “The Basics” and “Beyond the Basics.”
The Basics patient education pieces are written in plain language, at the 5th to 6th grade reading
level, and they answer the four or five key questions a patient might have about a given
condition. These articles are best for patients who want a general overview and who prefer
short, easy-to-read materials. Beyond the Basics patient education pieces are longer, more
sophisticated, and more detailed. These articles are written at the 10th to 12th grade reading
level and are best for patients who want in-depth information and are comfortable with some
medical jargon.
Here are the patient education articles that are relevant to this topic. We encourage you to print
or e-mail these topics to your patients. (You can also locate patient education articles on a
variety of subjects by searching on “patient info” and the keyword(s) of interest.)
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● Basics topic (see "Patient education: Pneumothorax (collapsed lung) (The Basics)")
Patient perspectives are provided for selected disorders to help clinicians better understand the
patient experience and patient concerns. These narratives may offer insights into patient values
and preferences not included in other UpToDate topics. (See "Patient perspective:
Lymphangioleiomyomatosis (LAM)".)
● Primary spontaneous pneumothorax (PSP) presents in the absence of clinical lung disease,
while secondary spontaneous pneumothorax (SSP) presents as a complication of
underlying lung disease ( table 1). Recurrence rates vary but, in general, the risk of
recurrence is higher with SSP (>30 to 50 percent) than with PSP (10 to 30 percent). (See
'Introduction' above and 'Incidence of recurrence' above.)
● Once patients have undergone initial management, clinicians should assess the risk of
recurrence to evaluate whether definitive management is indicated. Indications include
patients with PSP assessed to be at high risk of recurrence, patients with high risk
professions or hobbies (eg, airplane pilot or deep sea diver), patients with a prolonged
(persistent) air leak (typically >5 days), patients with SSP or recurrent pneumothorax, or
patients with a concomitant indication for thoracoscopy (eg, hemothorax or lung biopsy)
( algorithm 1). (See 'Indications' above.)
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● For patients in whom a definitive procedure is indicated who are poor candidates for or
are unwilling to undergo VATS, we suggest chemical pleurodesis via tube thoracostomy
rather than tube thoracostomy drainage alone (Grade 2C). This procedure reduces the
recurrence rate to <25 percent when a tetracycline compound is used as the sclerosant.
Success may be higher when graded talc is used as the sclerosant; choosing the sclerosant
is individualized and should weigh the risk of adverse effects against the efficacy. (See
'Nonsurgical candidates (chemical pleurodesis)' above.)
● Once the air leak has been sealed, the chest tube can be removed, and the patient can be
discharged and followed up in outpatient clinic. However, if an air leak persists or
pneumothorax recurs despite pleurodesis, a multidisciplinary approach is advised where
discussion of several options should be undertaken including catheter-directed
pleurodesis, thoracoscopic revision, or conservative management. Rarely, some patients
are left with residual chronic pneumothorax. (See 'Follow-up' above and "Treatment of
primary spontaneous pneumothorax in adults", section on 'Follow-up thoracostomy
management (one to five days)' and "Treatment of primary spontaneous pneumothorax in
adults", section on 'Outpatient follow-up'.)
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Topic 117888 Version 12.0
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GRAPHICS
Secondary spontaneous PAL is more likely; early intervention with pleurodesis (blood,
pneumothorax chemical, surgical) is typically needed; higher risk of recurrence.
Miscellaneous
Air travel Avoidance of air travel for short period after definitive
management.
VATS: video-assisted thoracoscopic surgery; PAL: prolonged (persistent) air leak; COPD: chronic
obstructive pulmonary disease; CF: cystic fibrosis; VEGF-D: vascular endothelial growth factor-D.
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¶ The risk of recurrence is considered low (10 to 15 % at one year) in patients with
PSP, such that most patients with a first episode of PSP do not typically undergo
definitive treatment until it recurs. However, a small percentage of patients who
are considered at a higher than usual risk of recurrence may need a preventive
intervention. Risk factors for recurrence include large, bilateral, or life-threatening
PSP, high risk profession or hobbies, prolonged air leak after thoracostomy, and a
high burden of cysts. Patients who desire to avoid recurrence or are undergoing
thoracoscopy for another reason may also be offered definitive therapy.
◊ Choosing among these options is typically at the discretion of the surgeon and
practice varies widely among institutions and countries. Surgeons may also
combine pleurodesis with a blebectomy/bullectomy. Rarely, some surgeons
perform bullectomy alone. Recurrence rates after surgical pleurodesis are less
than 5 to 10 % during the first year.
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Contributor Disclosures
YC Gary Lee, MBChB, PhD Grant/Research/Clinical Trial Support: Rocket Med Plc [Pleural Effusions]. All of
the relevant financial relationships listed have been mitigated. V Courtney Broaddus, MD No relevant
financial relationship(s) with ineligible companies to disclose. Geraldine Finlay, MD No relevant financial
relationship(s) with ineligible companies to disclose.
Contributor disclosures are reviewed for conflicts of interest by the editorial group. When found, these are
addressed by vetting through a multi-level review process, and through requirements for references to be
provided to support the content. Appropriately referenced content is required of all authors and must
conform to UpToDate standards of evidence.
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