Professional Documents
Culture Documents
Dig 010479
Dig 010479
A supplemental order ha~ ~een issued authorizing a proposal by Public Service Company
o~ Oklahoma (PSO), subs~d~ary of Central and South West Corporation, and PSO's subs i
d~ary, Ash Creek Mining Company, that PSO's existing short-term loans to finance
Ash Creek be extended until February 15, 1979. (Rel. 35-20863 - Dec. 29)
An order has been issued authorizing fuel budgets for Central and South West Fuels,
Inc., and five other subsidiaries of Central and South West Corporation, for the
period January 1 through March 31, 1979, and reserving jurisdiction over the fuel
budgets for the period April 1, 1979 through March 31, 1980. (Rel. 35-20864 -
Dec. 29)
An order has been issued authorizing a proposal by American Electric Power Company,
Inc. (AEP), a registered holding company, that AEP issue and sell notes to banks and
to a dealer in commercial paper, and to make capital contributions to four of its
subsidiaries. (Rei. 35-20765 - Dec. 29)
An order has been issu~ authorizing a proposal by Central and South West Corporation
(CSW), a registered holding company, that CSW make $15 million in capital contribu-
tions to Public Service Company of Oklahoma, subsidiary of CSW. (Rel. 35-20866 -
Dec. 29)
An order has been issued approving a proposal by System Fuels, Inc., subsidiary of
Arkansas Power & Light Company, Louisiana Power & Light Company, Mississippi Power
& Light Company and New Orleans Public Service, Inc. (collectively the Operating
Companies), all of which are subsidiaries of Middle South Utilities, Inc., relating
to the procurement, storage and transportation of fuel by System Fuels, Inc. for the
benefit of the Operating Companies. Such operations will be financed through borrow
ings by System Fuels, Inc. from the operating Companies in an amount of $109,900,000
through December 31, 1979. (Rel. 35-20867 - Dec. 29)
Orders have been issued pursuant to Section 12(d) of the Securities Exchange Act of
1934 granting the applications of the following companies to list the specified
securities on the following stock exchanges: American Stock Exchange, Inc. - Post
Corp., common stock (effective as of December 18, 1978). Cincinnati Stock Exchange,
Inc. - American Financial corp., 10% Series A debentures, due October 20, 1999
(effective as of November 28, 1978). New York Stock Exchange, Inc. - McMoran Explor
ation Co., common stock (effective as of November 8, 1978); Ford Motor Credit Co.,
9% notes, due February 1, 1984 (effective as of November 14, 1978); Bangor Punta
Corp., 11-1/4% subordinated debentures, due 1998; Diamond International Corp., $1.20
Series A cumulative convertible preferred stock; Pogo Producing Co., common stock
(all effective as of November 15, 1978); Avco Financial Services, Inc. (NEW),
9-3/8% senior notes, due October 1, 1998 (effective as of November 17, 1978); Arcata
National Corp., $2.16 cumulative convertible Series A preferred shares; Ford Motor
Credit Co., 8-7/8% subordinated notes, due August 15, 1990; Tandy Corp., 6-1/2% con
vertible subordinated debentures, due 2003 (all effective as of November 21, 1978);
V e e c o I n s t r u m e n t s , I n c . , common s t o c k ( e f f e c t i v e a s o f November 2 7 , 1 9 7 8 ) ; S t u d e b a k e r
W o r t h i n g t o n , I n c . , 9 . 3 5 % s i n k i n g f u n d d e b e n t u r e s , d u e November 1 5 , 2003 ( e f f e c t i v e
a s o f November 2 9 , 1 9 7 8 ) ; G e n e r a l Dynamics C o r p . , S e r i e s A c u m u l a t i v e c o n v e r t i b l e
p r e f e r r e d s t o c k ; H a r t f i e l d Z o d y s , I n c . , common s t o c k ( b o t h e f f e c t i v e a s o f November
3 0 , 1 9 7 8 ) ; G e n e r a l E l e c t r i c C r e d i t C o r p . , 9-1/88 n o t e s , d u e 1 9 8 4 ; P a c i f i c T e l e p h o n e
a n d T e l e g r a p h C o . , t h i r t y - s i x y e a r 9-5/8% d e b e n t u r e s , d u e November 1, 2 0 1 4 ; Union
E l e c t r i c C o . , p r e f e r r e d s t o c k $ 8 . 0 0 S e r i e s o f 1 9 6 9 ( a l l e f f e c t i v e a s o f December 1 3 ,
1 9 7 8 ) ; G e n e r a l C a r e C o r p . , common s t o c k ( e f f e c t i v e a s o f December 1 4 , 1 9 7 8 ) ; D i v e r s i -
f i e d M o r t g a g e I n v e s t o r s I n c . ( F L A ) , common s t o c k ; UNC R e s o u r c e s I n c . , common s t o c k
( b o t h e f f e c t i v e a s o f December 1 9 , 1 9 7 8 ) ; G e n e r a l M o t o r s A c c e p t a n c e C o r p . , 9 % n o t e s ,
d u e J u n e 1, 1 9 8 4 ; O r i o n C a p i t a l C o r p . , common s t o c k ( b o t h e f f e c t i v e a s o f December 2 0 ,
1 9 7 8 ) ; Commonwealth E d i s o n Company, $ 2 5 0 m i l l i o n o f f i r s t m o r t g a g e 9-1/8% b o n d s ,
S e r i e s 3 8 , d u e O c t o b e r 1 5 , 2 0 0 8 ; F e d e r a l E x p r e s s C o r p . , common s t o c k ( e f f e c t i v e a s o f
December 2 2 , 1 9 7 8 ) . P a c i f i c S t o c k E x c h a n g e , I n c . - A m e r i c a n F i n a n c i a l C o r p . , 1 0 %
S e r i e s A d e b e n t u r e s , d u e O c t o b e r 2 0 , 1 9 9 9 ( e f f e c t i v e a s o f November 2 8 , 1 9 7 8 ) ; F o o t -
h i l l Group, I n c . , 12.5% s u b o r d i n a t e d s i n k i n g fund d e b e n t u r e s , d u e 1998 ( e f f e c t i v e a s
o f November 1 4 , 1 9 7 8 ) ; P a c i f i c T e l e p h o n e a n d T e l e g r a p h C o . , t h i r t y - s i x y e a r 9-5/8%
d e b e n t u r e s , d u e November 1, 2014 ( e f f e c t i v e a s o f December 1 3 , 1 9 7 8 ) . P h i l a d e l p h i a
S t o c k E x c h a n g e , I n c . - A l l i e d S u p e r m a r k e t s , I n c . , common s t o c k a n d 5-3/48 c o n v e r t i b l e
s u b o r d i n a t e d d e b e n t u r e s , d u e December 1, 1 9 8 7 ; T i p p e r a r y C o r p . , 1 1 - 1 / 2 % s u b o r d i n a t e d
d e b e n t u r e s , d u e 1 9 9 8 ( e f f e c t i v e a s o f November 2 0 , 1 9 7 8 ) .
T h e Commission h a s a l s o a n n o u n c e d t h a t t h e s p e c i f i e d s e c u r i t i e s o f t h e f o l l o w i n g
c o m p a n i e s h a v e become l i s t e d o n t h e f o l l o w i n g s t o c k e x c h a n g e s : American S t o c k
E x c h a n g e , I n c . - La Q u i n t a M o t o r I n n s I n c . ( T e x a s ) , common s t o c k ( e f f e c t i v e a s o f
November 2 7 , 1 9 7 8 ) . M i d w e s t S t o c k E x c h a n g e , I n c . - UNC R e s o u r c e s I n c . , common s t o c k
( e f f e c t i v e a s o f December 2 0 , 1 9 7 8 ) . New York S t o c k E x c h a n g e , I n c . - J o h n s o n C o n t r o l s
I n c . , S e r i e s B, $ 2 . 0 0 c u m u l a t i v e conve-referred s t o c k ( e f f e c t i v e a s of
O c t o b e r 2 0 , 1 9 7 8 ) ; C e n t r a l , L o u i s i a n a E n e r g y C o r p . , common s t o c k ( e f f e c t i v e a s o f
November 1 7 , 1 9 7 8 ) ; D i v e r s i f i e d M o r t g a g e I n v e s t o r s I n c . ( F L A ) , common s t o c k ( e f f e c t i v e
a s o f December 1 9 , 1 9 7 8 ) ; P e n n C e n t r a l C o r p . , common s t o c k ; S e r i e s A p r e f e r e n c e s t o c k ,
$20 p a r ; S e r i e s B p r e f e r e n c e s t o c k , $20 p a r ; 8 % S e r i e s C-1 s e c u r e d n o t e s , d u e Decem-
b e r 3 1 , 1 9 8 7 ; 8 % S e r i e s C-2 s e c u r e d n o t e s , d u e December 3 1 , 1 9 8 7 ; 7% S e r i e s D t e r m
s e c u r e d n o t e s , d u e December 3 1 , 1 9 8 7 ; S e r i e s A g e n e r a l m o r t g a g e b o n d s , d u e December
3 1 , 1 9 8 7 ; S e r i e s B g e n e r a l m o r t g a g e b o n d s , d u e December 3 1 , 1 9 8 7 ( a l l e f f e c t i v e a s o f
December 2 0 , 1 9 7 8 ) ; UNC R e s o u r c e s I n c . , common s t o c k ( e f f e c t i v e a s o f December 1 9 ,
1 9 7 8 ) . P a c i f i c S t o c k Exchange, I n c . - D i v e r s i f i e d Mortgage I n v e s t o r s Inc. (FLA),
common s t o c k ( e f f e c t i v e a s o f December 1 3 , 1 9 7 8 ) ; UNC R e s o u r c e s I n c . , common s t o c k
( e f f e c t i v e a s o f December 2 6 , 1 9 7 8 ) . P h i l a d e l p h i a S t o c k E x c h a n g e , I n c . - D i v e r s i f i e d
M o r t g a g e I n v e s t o r s I n c . (FLA) , common s t o c k ( e f f e c t i v e
(5-6) THE CORPORATE INCOME FUND, SIXTEENTH SHORT TERM SERIES, One L i b e r t y P l a z a , 1 6 5
Broadway, New Y o r k , N . Y . 1 0 0 8 0 - 2 5 , 0 0 0 u n i t s o f b e n e f i c i a l i n t e r e s t . Depositors:
M e r r i l l L y n c h , P i e r c e , F e n n e r & S m i t h I n c . , One L i b e r t y P l a z a , 1 6 5 Broadway,
New Y o r k , N . Y . 1 0 0 8 0 , Bache H a l s e y S t u a r t S h i e l d s I n c . a n d Dean Witter R e y n o l d s I n c
( F i l e 2-63358 - J a n . 3 )
REGISTRATIONS EFFECTIVE
NOTE TO DEALERS. When applicable the 90-day period of time dealers are required
to use the prospectus is noted above in parentheses after the name of the issuer.
As to the other issuers, there may be no such requirement to use a prospectus, or
the requirement may be for a period of only 40 days; see Section 4(3) of the Securi
ties Act of 1933 and Rule 174 (17 CFR 230.174) thereunder.
RECENT 8K FILINGS
*/
Form 8-K is used by companies to file current reports on the following events:
The companies listed below have filed 8-K reports for the date indicated and/or amend
ments to 8-K reports previously filed, responding to the item(s) of the form specified.
Copies of the reports may be purchased from the Commission's Public Reference Section
(in ordering, please give the date of the report). An invoice will be included with
the requested material when mailed.
~ The Form 8-K was amended (Rel. 34-13156, January 13, 1977) effective for all events
which occur subsequent to February 28, 1977. Those companies above which are noted
with an asterisk (*) have filed pursuant to the old Form 8-Kl the captions of the item
numbers under which such reports are filed are as follows:
Item 1. Changes in Control of Registrant Item 9.' Options to Purchase SeclITities
Item 2. Acquisition or Disposition of Assets Item 10. Extraordinary items, other material charges and credits
Item 3. Legal Proceedings and capital restatements
Item 4. Changes in Securities Item 11. Submission of Matters 10 a Vote of Security Holders
Item 5. Changes in SeclITity for Registered Securities Item 12. Changes in Registrant's Certifyi", AccolUllant
Item 6. Defaults upoo Senior Securities Item 13. Other Materially Important Events
Item 7. Increase in Amount of Securities Outstandi", Item 14. fi'inl:mcial Statements and Exhibits
Item 8. Decrease in Amount of SeclITities Outstanding
Mony requests fur copie. of documentl referred to in the SEC News Digest hove erroneoully been directed to the
Government Printing Office. Copie. of .uch documentl ond of registretion statement. may be ordered from the Public
Reference Section, Securities and Exchange Comminion, ""... hington, D.C. 20549. The reproduction cost is 10e per
page plu» pOllage (7 day.) (13.50 minimum); 20e per page plus postage for expedited .eroiee (4 day.) (15.00 minimum)
and 3(h: per page plU5 pOltage for priority .eroice overnight (l5.00) minimum}. Co" es timat es are Kiven or request.
,411other reference malerial is available in the SEC Docket.
NOTICE
Sf X NEI+'S I)JCEST is published daily. Subscription rale" 164.-l5/yr in
U.S.first c!o.u moil; 180.60 ellewhere.
Sf:C DOCKET is published weekly. Subl('ription rates: 143. 70!.rr in
fim CWI moil; '54.65 ellewhere.
l.'.S.
SEC STATISTICH, Bl'LLETlN is published monthly. Subscription rat es : '15.00/yr in
firrt rID.. mail; 118.75 elsewhere.
l'.S.
The ,"ew. Dige.,. the DOl·ket. ~nd ,the Statisti!,olilulletin are [or sale by the luperintendent of Documents.
GQlWllmpn' P'lnfln/1 Office, U",h'"/iton. D.C. 20402.