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ARTICLE IN PRESS

Laryngopharyngeal Reflux Disease and Gastroesophageal


Reflux Disease Can Mutually Influence
*,†
Xiaoyu Wang, *Jinhong Zhang, *Jiasen Wang, *,†Zhi Liu, *Chun Zhang, *Jing Zhao, *Shizhen Zou, *Xin Ma, and
*,†
Jinrang Li, *Beijing, and yHefei, China

Summary: Objective. To investigate the mutually relationship between gastroesophageal reflux disease
(GERD) and laryngopharyngeal reflux disease (LPRD).
Methods. All included patients completed simultaneous 24-hour hypopharyngeal intraluminal multichannel
impedance pH monitoring (24h-MII-pH), Reflux Symptom Index (RSI), and Reflux Finding Score (RFS). The
LPRD diagnosis was based on the occurrence of ≥1 acid or non-acid hypopharyngeal proximal reflux episode
(HRE), GERD was defined as a length of time >4.0% of the 24-hour recording spent below pH 4.0 or a DeMeester
score >14.72. Patients with both positive LPRD and GERD were classified as LPRD & GERD group, patients
with positive LPRD and negative GERD were classified as ILPRD group, patients with negative LPRD and
positive GERD were classified as IGERD group, and patients with both negative LPRD and GERD were classified
as N group. The differences in clinical characteristics of reflux between the groups were statistically analyzed.
Results. A total of 437 patients were included, including 248 (56.75%) in the ILPRD group, 98 (22.43%) in the
LPRD & GERD group, 23 (5.26%) in the IGERD group, and 68 (15.56%) in the N group. There was no signifi-
cant difference between the types of gastroesophageal reflux in patients with GERD. The number of weak
acid/acid/gas/liquid HREs was significantly more in LPRD & GERD patients than in ILPRD patients (P <
0.01), and the number of distal acid reflux events and Longest distal acid clearance time were significantly higher
in LPRD & GERD patients than in IGERD patients (P > 0.01).
Conclusion. GERD and LPRD are not the same disease but can mutually influence. Combined GERD
increased all types of laryngopharyngeal reflux events in patients with LPRD, whereas combined LPRD only
increased acidic distal reflux events and acid clearance time in patients with GERD.
Key Words: Laryngopharyngeal reflux—Gastroesophageal reflux—24h-MII-pH monitoring—Mutually influence.

INTRODUCTION found that the typical symptoms of LPRD patients differ


Laryngopharyngeal reflux disease (LPRD) is an inflamma- from those of GERD patients.5
tory disease of the tissues of the upper aerodigestive tract Chong et al and Wang et al used simultaneous esophageal
caused by the direct or indirect effects associated with the and oropharyngeal Dx-pH monitoring to find that LPRD
reflux of gastroduodenal contents, which can cause morpho- and GERD are not the same diseases and can exist indepen-
logical changes in the upper aerodigestive tract.1 Gastro- dently or together.6,7 Recent studies based on the 24-hour
esophageal Reflux Disease (GERD) is a symptoms or hypopharyngeal intraluminal multichannel impedance
complications resulting from the refl- ux of gastric contents pH monitoring(24h-MII-pH) have shown that combined
into the esophagus or beyond, into the oral cavity (including GERD affects hypopharyngeal proximal reflux episodes
larynx) or lung.2 Common symptoms of LPRD include (HREs) in patients with LPRD. Among them, patients with
hoarseness, vocal fatigue, excessive throat clearing, globus GERD and LPRD had significantly more acid HREs than
pharyngeus, chronic cough, postnasal drip, and dysphagia, those with LPRD only.8 In addition, Feng et al found that
etc.3 Common signs of LPRD include subglottic edema, ven- patients both have LPRD and GERD had significantly
tricular obliteration, erythema/hyperemia, vocal fold edema, higher Reflux Symptom Index (RSI) scores,9 Patients with
diffuse laryngeal edema, posterior commissure hypertrophy, GERD who also had LPR also had substantially higher
granuloma/granulation tissue, and excessive endolaryngeal Reflux Disease Questionnaire(RDQ) scores.10 In contrast,
mucus, etc.4 Previous studies considered LPRD an extraeso- studies on the effect of LPRD on GERD reflux events are
phageal manifestation of GERD. However, later studies have still in the gap, and to our knowledge, no one has studied
the mutual influence between the LPRD and GERD in
reflux events using 24h-MII-pH monitoring. The aim of this
Accepted for publication October 12, 2022.
From the *Department of otolaryngology, The Sixth Medical Center of PLA Gen- study is to investigate the relationship between the LPRD
eral Hospital of Beijing, Beijing, China; and the yNavy Clinical College, the Fifth and GERD through 24h-MII-pH, RSI, and the Reflux
School of Clinical Medicine, Anhui Medical University, Hefei, Anhui Province,
China. Finding Score (RFS).11
Address correspondence and reprint requests to Jinrang Li, MD, Department of
Otolaryngology, The Sixth Medical Center of PLA General Hospital of Beijing, Bei-
jing, 100048. And Navy Clinical College, the Fifth School of Clinical Medicine,
Anhui Medical University, Hefei, 230032, Anhui Province, China. E-mail:
entljr@sina.com
METHODS
Journal of Voice, Vol. &&, No. &&, pp. &&−&& Patients with reflux symptoms who visited the Department
0892-1997
© 2022 The Voice Foundation. Published by Elsevier Inc. All rights reserved.
of Pharyngology, Laryngology & Phonosurgery at the Sixth
https://doi.org/10.1016/j.jvoice.2022.10.008 Medical Center of the PLA General Hospital from
ARTICLE IN PRESS
2 Journal of Voice, Vol. &&, No. &&, 2022

FIGURE 1. Schematic representation of the recording catheter and its placement. UES, upper esophageal sphincter; LES, lower
esophageal sphincter.

November 2014 to October 2021 were included. Included and two pH channels, of which two impedance channels are
patients underwent simultaneous 24h-MII-pH monitoring located in the lower and middle esophagus. The other four
and completed the RSI and RFS. Inclusion criteria are as are located approximately 0 cm, 3 cm, and 5 cm above and
follows: 1. age 18-65 years old, male or non-pregnant below the upper esophageal sphincter. One pH monitoring
female; 2. Patients require endoscopy via laryngoscopy due sensor located at 1 cm above the upper esophageal sphinc-
to throat discomfort, foreign body sensation, hoarseness, ter. In addition, another pH sensor positioned at 5 cm above
and other pharyngeal symptoms. Exclusion criteria are as the upper border of lower esophageal sphincter (LES)13
follows: 1. taking proton pump inhibitors or gastrointestinal (Figure 1).
motility drugs within one week; 2. requiring long-term oral We placed the pharyngeal pH sensor in the posterior
hormonal drugs or having other diseases that require region of the cricoid cartilage under direct electronic laryngos-
hormonal therapy after diagnosis; 3. history of Zollinger- copy and wrapped it in the mucosa.14 We confirmed that the
Ellison syndrome, cardiac failure, esophageal spasm, esoph- location of the lower channels (Z5 and Z6) was above the
ageal stricture, and other esophageal lesions; 4. history of LES. The monitor was hung on the subject’s chest. The cath-
major chronic diseases and neurological diseases; and 5. eter is secured to the nasal cavity, behind the ear, and to the
Patients with vagus nerve disease and abnormal sensory ear canal with a piece of tape. This prevents the catheter
function. The LPRD diagnosis was based on the occurrence from flowing out and controls the position of the electrodes
of ≥1 acid or non-acid hypopharyngeal proximal reflux epi- from being changed, which could affect the monitoring
sode (HRE). GERD was defined as a length of time >4.0% results. During the 24-hour monitoring process, subjects were
of the 24-hour recording spent below pH 4.0 or a DeMeester asked to maintain as normal a lifestyle as possible (regular
score >14.72.12 food intake, adequate rest, and active exercise). Patients were
also instructed to prohibit smoking, alcohol, and medications
that interfere with gastrointestinal motility and acid suppres-
24h-MII-pH monitoring sion. A HRE is defined as an episode that reached two
24 h-MII-pH monitoring was performed on each enrolled impedance sensors in the hypopharynx, with one or more
patient, and a monitoring catheter was placed in the appro- acidic or non-acidic HREs being diagnosed as LPRD.15 A
priate location in the patient’s esophagus before morning HRE with a pharyngeal pH ≤ 4 was considered an acid
mealtime. Each patient was required to discontinue acid- reflux episode, a pharyngeal pH between 4 and 7 was consid-
suppressing medication during the monitoring period. The ered a weak acid reflux episode. Fluid reflux was defined as a
monitoring device we used was a Zephr MII-pH portable decrease of more than 50% in the calculated impedance value
monitoring system (Sandhill, USA), model ZAL-BL-55 when there were at least two consecutive retrograde imped-
electrode catheter. The catheter has six impedance channels ance channels. The reflux lasted for at least 3 seconds before
ARTICLE IN PRESS
Xiaoyu Wang, et al Reflux Disease and Gastroesophageal Reflux Disease 3

being included in the calculation. Gas reflux is defined as a statistical analysis. Normally distributed data are shown as
rapid increase (at a rate ≥ 3 kV/s) of at least two consecutive mean § standard deviation (SD). The chi-square test was
impedance channels retrograde with a final impedance used to compare the differences between groups. Parametric
increase greater than 5000 V. Mixed gas-liquid reflux was data differences were compared using a t test. The Mann-
defined as gas reflux that occurred instantaneously or simulta- Whitney U test was used to compare differences between
neously before liquid reflux. All GER episodes were charac- two groups of nonparametric data. A level of significance of
terized by pH electrode 5 cm above the upper border of LES P < 0.05 was used.
as acid or weakly acidic. Distal esophageal acid reflux was
defined as a distal reflux episode with pH<4. Esophageal
RESULT
weakly acid reflux was defined as a distal reflux episode with
A total of 437 patients were included, 362 males and 75
4<pH<7.16 Acid clearance time at the distal esophagus was
females, with a mean age of 54.7 § 11.23 and a body mass
defined as the time for pH < 4 detected by the distal esoph-
index (BMI) of 24.77 § 3.69 (kg/m2). There were statistical
ageal pH electrode associated with reflux. Esophageal weak
differences between ILPRD, LPRD & GERD, IGERD and
acid reflux time was defined as the time for 4 < pH < 7
N groups in terms of gender (x2 = 12.866, P < 0.01), smok-
detected by the esophageal pH electrode associated with bolus
ing history (x2 = 11.533, P < 0.01), and total RSI score
reflux. Monitoring data from each patient were analyzed by
(F = 6.949, P < 0.01). The proportion of female patients
two physicians to classify the type of reflux according to the
was significantly higher in the ILPRD group than in the
above criteria. Each reflux type was counted separately for
remaining three groups. The proportion of patients with a
each patient during the day and during the sleep phase.
history of smoking was significantly higher in the LPRD &
Patients who were positive for both LPRD and GERD
GERD group than in the remaining three groups. The RSI
were classified as LPRD & GERD group, patients who
scores were significantly higher in the LPRD & GERD
were positive for LPRD and negative for GERD were clas-
group than in the remaining three groups, and in the
sified as the ILPRD group, and patients who were negative
ILPRD group than in the IGERD and N groups (Table 1).
for LPRD and positive for GERD were classified as the
IGERD group. Patients who were negative for both LPRD
and GERD were classified as the N group. Grouping of reflux disease
Of the 437 patients, 68 were in the N group, 248 in the
ILPRD group, 98 in the LPRD & GERD group, and 23 in
Scales screening the IGERD group. A total of 346 patients had LPRD, of
All subjects completed the RSI3 on their own with the guid- which 28.32% also had GERD. 121 patients had GERD, of
ance of their healthcare provider. The patients were examined which 80.09% also had LPRD.
with fiberoptic laryngoscopy by experienced laryngologists. In
addition, the results of the laryngoscopy were scored by two
experienced physicians according to the RFS,11 and the Comparison of the types of HREs in patients with
mean score was calculated as the final RFS score. LPRD & GERD and ILPRD
The number of total HREs was significantly higher in
patients with LPRD & GERD than in patients with ILPRD
Statistical analysis (P < 0.01), and the proportion of various types of HREs in
Statistical Package for the Social Sciences for Windows total HREs was not significantly different in patients with
(SPSS version 23.0; IBM, Armonk, NY) was used for the LPRD & GERD compared to patients with ILPRD

TABLE 1.
Patient’s General Condition.
General Condition ILPRD LPRD&GERD IGERD N x2/F P
Gender (male/female) 194/54 83/15 21/2 64/4 12.866 0.005
Smoking (Yes/No) 134/114 60/38 20/3 42/26 11.533 0.009
Drinking alcohol (Yes/No) 59/189 23/75 9/14 17/51 2.767 0.429
Medication use (Yes/No) 67/181 21/77 5/18 16/52 1.108 0.775
Age 54.44 § 10.97 54.65 § 11.3 57.52 § 9.32 54.78 § 12.65 0.530 0.662
Height 2.39 § 10.94 1.72 § 4.90 1.72 § 0.06 1.71 § 0.05 0.242 0.867
Body weight 71.5 § 11.79 74.13 § 14.12 71.96 § 12.31 71.8 § 11.24 1.100 0.349
BMI 24.67 § 3.58 25.38 § 4.2 24.15 § 3.4 24.49 § 3.34 1.295 0.276
RSI 10.46 § 6.38 14.5 § 12.02 13.22 § 5.98 10.4 § 5.74 6.949 0.001
RFS 8.12 § 2.98 8.19 § 2.7 9.13 § 3.27 8.12 § 3.05 0,857 0.464
Abbreviations: ILPRD, Idependent laryngopharyngeal reflux disease; LPRD&GERD, laryngopharyngeal reflux disease and gastroesophageal reflux disease;
IGERD, Idependent gastroesophageal reflux disease; N, Normal; RSI, Reflux Symptom Index; RFS, Reflux Finding Score.
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TABLE 3.
Comparison of the Types of HRE in Patients With LPRD & GERD and ILPRD.
Types of HRE ILPRD LPRD&GERD Z P
Number of total HRE 14.08 § 11.9 19.89 § 13.9 4.019 0.001
Number of gas reflux 5.47 § 5.31 7.39 § 6.34 2.794 0.005
Number of mixing reflux 0.83 § 1.81 1.36 § 2.17 2.322 0.2
Number of liquid reflux 0.74 § 1.89 1.37 § 2.69 2.497 0.013
Number of weak acid reflux 6.51 § 5.63 8.6 § 6.77 2.654 0.008
Number of acid reflux 0.53 § 1.6 1.17 § 2.01 3.088 0.002
Abbreviations: HRE, hypopharyngeal proximal reflux episode; ILPRD, Idependent laryngopharyngeal reflux disease; LPRD&GERD, laryngopharyngeal reflux
disease and gastroesophageal reflux disease.

have similar symptoms. Because refluxate can be microaspi-


TABLE 2. rated into the lungs to result in cough through tracheobron-
Percentage of Each Type of HRE in the Total Number of chitis and pneumonitis. 24h-MII-pH monitoring is the gold
HRE in Patients With LPRD.
standard for the diagnosis of LPRD and GERD and allows
Percentage of HRE by Type ILPRD LPRD&GERD the recording of all types of HREs and distal esophageal
Percentage of gas reflux events 78% 72% reflux events. The effect of GERD on LPRD has been
Percentage of mixed reflux 10% 14% observed previously, but no one has studied the impact of
events LPRD on GERD. A symptom-based study showed that
Percentage of fluid reflux 12% 14% GERD and LPRD mutually influence in terms of symp-
events toms, Patients with LPRD who also had GERD had signifi-
Percentage of acid reflux 8% 12% cantly higher RSI scores than those with LPRD only.10
events Lechien et al reported that patients both had LPRD and
Percentage of weak acid reflux 92% 88% GERD had more acidic LPR events than patients only had
Abbreviations: HRE, hypopharyngeal proximal reflux episode; ILPRD, LPRD, but no significant difference was seen between the
Idependent laryngopharyngeal reflux disease; LPRD&GERD, laryngo-
pharyngeal reflux disease and gastroesophageal reflux disease.
two in weak acidic LPR events.8 Our results show that
LPRD and GERD are mutually influential in reflux events.
To our knowledge, this is the first time that 24h-MII-pH
(Table 2). However, all types of reflux except mixed gas-liq-
uid reflux of the patients with LPRD&GERD were signifi-
cantly more than patients with ILPRD (P < 0.01, Table 3). TABLE 4.
Comparison of Esophageal Reflux Parameters of IGERD
With LPRD & GERD.
Comparison of esophageal parameters of IGERD with
Distal Esophageal LPRD&GERD IGERD P
LPRD & GERD Reflux Monitoring
The number of distal acid reflux events and distal esoph- Data
ageal acid clearance time were significantly higher in Number of distal 58.91 § 33.33 51.48 § 34.26 0.215
patients with LPRD & GERD than in patients with esophageal reflux
IGERD (P<0.01). No significant differences were found DeMeester 21.49 § 26.71 25.81 § 35.46 0.384
Longest acid clear- 11.32 § 27.49 5.01 § 9.47 0.028
between the two groups in the parameters of the total num- ance time at distal
ber of distal esophageal reflux episodes, the number of distal esophagus (min)
esophageal weak acid reflux episodes, DeMeester score, and Longest clearance 3.00 § 7.71 2.75 § 3.14 0.320
time at distal
longest time to clear distal esophageal reflux episodes esophagus (min)
(Table 4). Number of distal 20.38 § 13.58 13.74 § 13.49 0.003
esophageal acid
reflux
Number of weakly 28.18 § 21.73 28.26 § 26.18 0.603
DISCUSSION acid reflux in the
LPRD has a high global prevalence.17 The prevalence of esophagus
Time to distal esoph- 0.22 § 1.64 0.08 § 0.16 0.899
GERD is also very high worldwide.18 Studies show that ageal acid reflux
LPRD and GERD are different diseases,7,19 but LPRD and (%)
GERD may present with similar symptoms. Javorkova Esophageal weakly 0.02 § 0.1 0.06 § 0.22 0.813
acid reflux time (%)
reported that in patients with GERD, distal esophageal
reflux may also lead to esophageal hypersensitivity and a Abbreviations: LPRD&GERD, laryngopharyngeal reflux disease and gas-
troesophageal reflux disease; IGERD, Idependent gastroesophageal
heightened cough reflex.20 In addition, GER can also cause reflux disease.
globus sensation.21 And many patients with LPRD also
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Xiaoyu Wang, et al Reflux Disease and Gastroesophageal Reflux Disease 5

monitoring has been used to study the relationship of LPRD IGERD patients. This seems to indicate that the influence
and GERD in objective reflux events. of LPRD on GER is weak and selective. It may be because
Feng et al conducted an epidemiological survey in the acid reflux episode is the main pathogenesis of GERD, but
gastroenterology department showing that the percentage the exact cause should be further investigated in the
of patients with LPRD & GERD was 71.01% in the LPRD future.25 Conversely, LPRD may increase acidic distal
population and 47.91% in the GERD population.10 A study reflux episodes in GERD patients through several mecha-
based on MII-pH monitoring showed that 52.78% of nisms. On the one hand, common in patients with LPRD
patients with LPRD also had GERD, while 46.34% of include cough and dyspnea, while recent studies have found
patients with GERD also had LPRD, leading to the conclu- that gastrointestinal symptoms such as diarrhea and consti-
sion that people with LPRD are more likely to have GERD pation are also common in patients with LPRD.26 Respira-
in combination.22 Our study found that 28.32% of patients tory symptoms such as cough and dyspnea can lead to a
with LPRD also had GERD, while 80.09% of patients with sharp increase in negative chest pressure in patients with
GERD also had LPRD, suggesting that perhaps the GERD LPRD, making it easier for the patient’s LES to relax
population is more likely to have LPRD at the same time. instantaneously and even for systolic blood pressure to
This is entirely contrary to the results of previous studies, drop. Gastrointestinal symptoms such as diarrhea and con-
and we believe that the reason for this discrepancy is the dif- stipation can increase abdominal pressure in patients, and
ference in the study population. Feng et al and Wu et al some studies have reported that increased abdominal pres-
studied gastroenterology patients, while our study was on sure also leads to decreased LES pressure, and that transient
Department of Otolaryngology Head and Neck Surgery relaxation of the LES and decreased systolic pressure is the
patients. Because gastroenterology patients are already main cause of GERD.27,28 These factors make it easier for
more likely to have GERD, Department of Otolaryngology gastric contents to break the barrier of the LES and enter
Head and Neck Surgery patients are also more likely to the esophagus.29 On the other hand, chronic sinusitis and
have LPRD. The specific percentage of patients with LPRD chronic pharyngitis are also common complications.30
& GERD in patients with reflux disease needs further multi- These complications lead patients to produce significantly
disciplinary joint investigation. more mucus, which enters the stomach with swallowing
Wang et al reported that proximal esophageal reflux movements, and the increased gastric contents can lead
events were dominated by acid reflux events.13 However, directly to reflux. We believe that these mechanisms mutual
our study found patients with LPRD have significantly influence and may ultimately cause GERD in patients with
more non-acidic reflux episodes than acidic reflux episodes, hypoglycemia. Our results are a preliminary validation of
and gas reflux episodes were significantly higher in total these mechanisms described above, which showed signifi-
reflux events than the remaining two types of reflux events. cantly higher RSI scores in LPRD & GERD patients. How-
We believe the results differ because Wang selected patients ever, the higher RSI scores in patients with LPRD &
from the department of gastroenterology, and these patients GERD may also be due to the overlap in symptoms
were more likely to have severe GERD. Previous studies on between LPRD and GERD. Therefore, this conjecture
the type of LPRD reflux have shown that weak acid reflux requires further study. The recent results of Wu et al.
accounts for a high proportion of total reflux episodes,23 showed that the total number of distal reflux episodes was
and our results are consistent with this. Now, we find that not significantly higher in LPRD & GERD.22 This is consis-
the number of gaseous reflux episodes is significantly higher tent with our findings.
in weak acid reflux episodes than in the remaining types of Using a self-designed laryngopharyngeal reflux symptom
reflux episodes, we must increase our attention to gaseous scale, Chen et al reported significantly higher symptom
reflux episodes. This is consistent with the findings of Hou scores in patients with LPRD who also had GERD.31 Our
et al. 24 We believe that more gas reflux is mainly because results showed that RSI scores were significantly higher in
the gas is less influenced by gravity when it rises. In contrast, patients with LPRD and GERD than in patients only with
there was no significant difference in the number of acid LPRD because more laryngopharyngeal reflux occurred in
reflux and weak acid reflux episodes in GERD as a percent- patients with LPRD & GERD, and carbonic anhydrase in
age of the total number of reflux episodes. Weak acid reflux pharyngeal mucosal cells activity, an enzyme that neutral-
predominated in LPRD, whereas there was no difference in izes refluxed acid, is expressed at a lower level. Pepsin is acti-
the number of weak acid and acid reflux episodes in GERD. vated in an acidic environment32 and causes a range of
This also validates that LPRD and GERD are different dis- symptoms by destroying mucosal cells in the pharynx. Hou
eases in terms of the percentage of each type of HRE in the et al reported that patients with LPRD & GERD had signif-
total reflux episodes. icantly more HREs than patients with ILPRD.24 The results
Our results showed that the number of distal acid reflux of 24h-MII-pH monitoring in 111 patients by Lechien et al
episodes and distal clearance times were significantly higher showed that acid HREs in patients with LPRD & GERD
in patients with LPRD&GERD than in patients with were more significantly than ILPRD patients, but there was
IGERD. However, there was no significant difference in the no significant difference in weak acid reflux between the
number of weak acidic distal reflux episodes and total distal two.8 And our results showed that patients with
reflux episodes between LPRD&GERD patients and LPRD&GERD had a significantly higher total number of
ARTICLE IN PRESS
6 Journal of Voice, Vol. &&, No. &&, 2022

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by gender; 4. We did not record the time point at which https://doi.org/10.1111/j.1751-2980.2011.00502.x.
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are different diseases, with GERD having a stronger influ- using hypopharyngeal multichannel intraluminal impedance (HMII).
J Gastrointest Surg. 2012;16:16–24. https://doi.org/10.1007/s11605-
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