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Health - Impact - Assessment - HIA - Analyses and Challenges To Brazilian Health Surveillance
Health - Impact - Assessment - HIA - Analyses and Challenges To Brazilian Health Surveillance
18272017 3205
ARTICLE
Health Impact Assessment (HIA):
analyses and challenges to Brazilian Health Surveillance
Missifany Silveira 1
André Luiz Dutra Fenner 1
ble for EIA, affected public health institutions and inherent to these projects and were limited pri-
stakeholders, as well as guidelines, resources and marily to biophysical aspects. Research on this
training for the integrated HIA-EIA practice. topic points out that the poor insertion of health
In a lecture delivered at the National School aspects during the EIA stems from the lack of
of Public Health (ENSP), according to Professor coordination between the different sectors and
Mirko Winkler15, HIA proposes, in its design, the specific legislation or tools7,17.
systematization of information, incorporating Despite the lack of institutional, technical
scientific evidence, with an eye toward identi- and political mechanisms, several instances of
fied problems and the expected health impacts. the health sector concentrate efforts to intro-
Therefore, it is a technical and political tool that duce the proper aspects of this area in the envi-
supports decision-makers. It is worth mention- ronmental licensing processes of large projects7.
ing that one of the most important aspects of this From this perspective, environmental health has
methodology is its integrated approach, with the fulfilled its role of systematically monitoring pro-
participation of social stakeholders in the terri- cesses related to large projects, proposing tools
tory since the beginning of the project around and methodologies to evaluate health impacts
problems that may arise with the new develop- that may contribute to the establishment of ter-
ment 15. ritories with adequate environmental and social
sustainability18.
Health Impact Assessment (HIA) in Brazil: Aiming at defining the guidelines that
advances and challenges strengthen the participation of the health sector
in these processes, and at the same time propos-
The HIA model became the object of study ing to carry out studies to implement the HIA
in Brazil, based on the experiences reported by methodology in Brazil, the Ministry of Health,
other countries, through “HIA practitioners”3-6. through the Environmental Health and Worker
From this perspective, the search for new tools Health Department (DSAST) of the Secretariat
and methodologies that can assess health impacts of Health Surveillance (SVS) has been carrying
is evidenced as a prerogative of the health sector, out some initiatives, as highlighted in the table
reinforcing its role in social policies in order to below (Chart 1).
ensure more effective institutional arrangements In addition to contributing to environmental
and response capacity. health in the country, these initiatives collaborat-
In Brazil, few studies show the health vari- ed to bring professionals from both sectors closer
able in prior evaluations (ex ante) of the impacts in the environmental licensing of large projects,
related to a policy, plan or project. Participation integrating government agendas for the inclu-
in retrospective (ex post) studies, that is, in eval- sion of health in plans and projects, and at the
uations during or after the implementation of a same time setting HIA within the scope of the
project4 is more common. This corroborates the Brazilian health sector7.
analysis of large enterprises, in which the evalu- Based on international experiences and
ation of the health variable is used especially in the various actions, the discussion on the HIA
specific projects or programs – as is the case of methodology acquired a broader scope within
malaria-related disease – during environmental the SUS, with the elaboration of the document:
impact assessments7,8. “Health Impact Assessment - HIA: Methodology
In this regard, during environmental impact adapted for application in Brazil26”. This is the
assessments, under the jurisdiction of a sector most current reference nowadays, published by
with a strong institutional role, socio-environ- the Ministry of Health with the purpose of in-
mental and human health-related aspects are not ducing the development of specific activities for
always considered in the environmental licensing the adaptation and development of HIA in the
processes of projects8,16. This fact demonstrates country. This publication aimed to contribute to
the gap arising from the lack of articulation be- the improvement of the health and environmen-
tween sectoral public policies in the face of the tal policy and to act as a guide for the ongoing
socio-environmental impacts generated by large environmental policy, since it is configured as a
projects8. proposal document that “will address the health
Environmental studies as a requirement for sector’s performance in environmental licensing
the implementation of potentially polluting processes”26.
projects have in fact been inefficient in point- It is also worth noting that this document’s
ing out the impacts and the lack of health risks importance is recognized as the first report in the
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country that advocates the relevance of health than projects, since they generally have well-de-
impacts, mainly due to the construction and im- fined specifications and standards. This state-
plementation of large projects7. Thus, the causal ment is evident in the EIA, through the Environ-
interrelationships between environmental im- mental Impact Study (EIS), which is mandatory
pacts and the possible effects on human health in the environmental licensing processes of spe-
are undergoing a reorientation to include health cific projects. In this regard, a broader discussion
in the Environmental Impact Assessment (EIA), is required, which will direct the methodological
aiming at strengthening actions that instigate approach towards integrating HIA into other
companies to mitigate and compensate for im- assessments, such as EIA and SEA, including as
pacts on the health of the population. a strategy for strengthening sectoral policies, es-
Since it is a tool that allows estimating the pecially in the implementation phase of a given
impacts caused by a health policy, plan or pro- project.
grams, and especially estimating social inequi- However, HIA should not be seen as a tool
ties, the HIA methodology in Brazil is currently to replace the EIA in the licensing processes, but
conceived from its integration with the EIA26. it could be configured as a complementary tool.
It should also be noted that current regula- However, the environmental sector, which is re-
tions for development projects anchored only sponsible for analyzing health issues in these pro-
in the EIA might be insufficient for more com- cesses, is not manned with technical staff capable
prehensive assessments such as HIA7,8. This pe- of doing the task, which hinders the analyses that
culiarity turns out to be a weakness because, in are sometimes challenged by the control bodies
most cases, strategic decisions have already been due to the lack of effective response of the proj-
made, with little scope for alternatives with lower ect’s conditionants7,8. Thus, until new methodol-
health risks4. Furthermore, it is considered that ogies are built and institutionally accepted within
it is difficult to proceed with the evaluation or the scope of public policies, the few opportuni-
monitoring of health recommendations in the ties for inclusion of the health-related elements
environmental impact assessments following the in the environmental licensing processes of large
conclusion of the licensing process. Hence, HIA projects should continue.
is a fragile methodological tool to “minimize
negative impacts and maximize positive impacts For most HIA “practitioners” in the inter-
in different social, economic and geographical national setting3, 5,6, the HIA is applied to public
contexts”, as explained in the document pub- policies as a planning tool, with the proposition
lished by the Ministry of Health26. of specific health actions with a view to improv-
The document Health Impact Assessment - ing the quality of life of the populations of the
HIA: Methodology adapted for application in Bra- affected areas by predicting possible risks. How-
zil26 could introduce in its conception, according ever, one of the principles of the HIA conceptual
to our understanding, in addition to the EIA, the model is the incorporation of social determi-
Strategic Environmental Assessment (SEA). The nants, which gives greater scope for its evalua-
latter is a tool that enables “analytical and partic- tion.
ipatory approaches that integrate environmental In this regard, we point out the relevance of
considerations into plans, policies and programs, specifying the social determinants of health in the
assessing interconnections with economic and document published by the Ministry of Health.
social considerations”27. Predictive impact as- Thus, the tool would become more robust con-
sessments are essential to support the policy sidering the complexity and interdependence of
formulation phase and, in the case of Strategic socioeconomic factors and conflicts arising from
Environmental Assessment (SEA), are shown as a their interaction with the environment and, es-
decision-supporting tool. They apply to policies, sentially, with the social determinants of health,
plans or programs in the design phase, rather as Winkler6 points out. According to this author,
than in the evaluation during the implementa- when the HIA is considered in the analysis of a
tion phase, as is the case with EIA28. policy, a program or a project, social determi-
According to the Organization for Economic nants are the key points for identifying the im-
Cooperation and Development (OECD)27, while pacts on vulnerable groups in a differentiated
being at the highest level of decision-making, way, evidencing inequalities and inequities in
policies tend to have more flexible propositions health6.
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Silveira M, Fenner ALD