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PDA Standard 02-2021

Cryopreservation of Cells for Use in Cell Therapies,


Gene Therapies, and Regenerative Medicine
Manufacturing: An Introduction and Best Practices
Approach on How to Prepare, Cryopreserve, and
Recover Cells, Cell Lines, and Cell-Based Tissue
Products

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PDA Standard 02-2021 Cryopreservation of Cells for Use in Cell Therapies,
Gene Therapies, and Regenerative Medicine Manufacturing: An Introduction
and Best Practices Approach on How to Prepare, Cryopreserve, and Recover
Cells, Cell Lines, and Cell-Based Tissue Products

Authors

Brian Hawkins (Chair)


Pluristyx, Inc.

Kathy Loper (Co-Chair)


NMDP Be The Match

Alireza Abazari
Pluristyx, Inc.

Brenda Alder
Northside Hospital Cell Therapy Program

Judith A. Arcidiacono
U.S. Food and Drug Administration (FDA/CBER)

Rabia Ballica
U.S. Food and Drug Administration
Center for Biologics Evaluation and Research (FDA/CBER)

Stacey Brower
Cook MyoSite, Inc.

John T. Elliott
National Institute of Standards and Technology (NIST)

Bassem Gayed
Celgene

Choon Wee Goh


Roche Singapore Technical Operations Pte. Ltd.

Dawn Henke
The Standards Coordinating Body for Regenerative Medicine (SCB)

Pennie E. Hylton
U.S. Department of Health and Human Services (HHS/ASPR/BARDA)

Peter Kilbride
Cytiva

Seth Kreger
Cook MyoSite, Inc.

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Sanjibita Mishra
Kite Pharma

Shannon Pasley
Akron Biotech

Darius Pillsbury
ValSource

Samuel D. Stevens
Fred Hutchinson Cancer Research Center

Anthony Tavera
U.S. Department of Health and Human Services (HHS/ASPR/BARDA)

Melanie Tellers
Organon

Wen Bo Wang*
Fate Therapeutics, Inc.

Claudia Zylberberg
Akron Biotech

*In Memoriam of Wen Bo Wang, a contributor and a great member of this scientific community
who unfortunately passed away before this standard was published.

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About PDA Standards
The goal of a Parenteral Drug Association (PDA) - American National Standard (ANS) is to provide
a reliable basis for people to share the same expectations about a product or service. PDA ANS
documents are developed under the American National Standards Institute (ANSI). These standards
are global consensus documents, prepared by consensus-driven work groups (listed above) composed
of content experts working in the pharmaceutical/biopharmaceutical industry, regulatory authorities,
academia, and those individuals who have a general interest in the materials, products, systems, or
services being covered in the scope of the standard.
While in development, PDA ANSI Standards are subjected to a global review of PDA members, the
general public, and other topic-specific experts, often including regulatory officials. Comments from
the global review are then considered and responded to by the authoring work group during the
preparation of the final working draft. The level of expertise of the work group and those participating
in the consensus review ensure a broad perspective reflecting best thinking and practices currently
available.
The final working draft is next reviewed by the PDA Advisory Board or Boards.

The Advisory Boards of PDA provide scientific and technical expertise to the PDA Board of
Directors as well as day-to-day content management of scientific and technical initiatives intended
for PDA publication. PDA’s Advisory Boards (AB) are: Science Advisory Board (SAB),
Biotechnology Advisory Board (BioAB), Regulatory Affairs and Quality Advisory Board (RAQAB),
and Advanced Therapy Medicinal Products Advisory Board (ATMP AB).
Following this stage of review, the PDA Board of Directors conducts the final review and determines
whether to submit the committee draft to the ANSI Executive Standards Council (ExSC) to accept
and publish or not publish the document as an official ANSI American National Standard (ANS).
Approval of a PDA standard as an American National Standard (ANS) means that the standard meets
ANSI’s Essential Requirements, the U.S. federal government’s definition of a Voluntary Consensus
Standard per OMB A119, and the World Trade Organization’s (WTO) Technical Barriers to Trade
(TBT) Code of Good Practice (CGP) criteria for openness, transparency, impartiality and consensus,
relevance, and effectiveness.
While PDA goes to great lengths to ensure that each ANSI Standard is of the highest quality, all
readers are encouraged to contact PDA about any scientific, technical, or regulatory inaccuracies,
discrepancies, or mistakes that might be found in any of the documents. Readers can email PDA at:
standards@pda.org.
Sanctioning Advisory Board: BioAB

Chair: Morten Munk Co-Chair: Andrew Chang Past-Chair: Michael DeFelippis


Ed Balkovic Michael Blackton Jose Caraballo

Dayue Chen Maxwell De Long John Geigert


Brian Hawkins Olivia Henderson Christopher Hwang
Margit Jeschke Stephan Krause Peter Makowenskyj

Nicola Rose Sebastian Teitz Stephanie Verbrugghe


Tami Wu Earl Zablackis

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PDA Officers and Directors

Officers:

Chair: Jette Christensen, Novo


Nordisk

Chair-Elect: Susan Schniepp,


RCA

Treasurer: Melissa Seymour,


Biogen, Inc.

Secretary: Emma Ramnarine,


Genentech/Roche

Immediate Past-Chair:
Rebecca Devine, Consultant

President: Richard Johnson

Directors:

Barbara Allen, Eli Lilly and


Company

Michael Blackton,
Adaptimmune

Bettine Boltres, West


Pharmaceutical Services

Tia Bush, Amgen

Javier Camposano, Celltrion

Ghada Haddad, Merck & Co.

Joyce Hansen, Johnson &


Johnson

Stephan Krause, AstraZeneca


Biologics

Mary Oates, Emergent


Bioscience

Mathias Romacker, Pfizer


(ret.)

Anil Sawant, Merck & Co.

Osamu Shirokizawa,
Lifescientia

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ANSI/PDA Standard 02-2021 Cryopreservation of Cells for Use in Cell Therapies, Gene Therapies, and
Regenerative Medicine Manufacturing: An Introduction and Best Practices Approach on How to
Prepare, Cryopreserve, and Recover Cells, Cell Lines, and Cell-Based Tissue Products

©2021 Parenteral Drug Association

All rights reserved.

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Contents
1 Introduction .............................................................................................................................................................. 3
2 Scope ........................................................................................................................................................................... 3
3 Normative references .......................................................................................................................................... 3
4 Terms and definitions ............................................................................................................................................. 4
5 Acronyms ................................................................................................................................................................... 5
6 Critical Quality Attributes of the Cell-based Product .................................................................................... 6
7 Cryopreservation Process Steps and Critical Process Parameters .............................................................. 6
7.1 Material qualification ............................................................................................................................................. 7
7.2 Process parameters.................................................................................................................................................. 8
8 Cell Characterization and Testing ....................................................................................................................... 9
8.1 Identity/Appearance............................................................................................................................................. 10
8.2 Purity ....................................................................................................................................................................... 10
8.3 Viability ................................................................................................................................................................... 10
8.3.1 Viability testing ............................................................................................................................................... 10
8.3.2 Viability timepoint considerations.............................................................................................................. 10
8.4 Biological function ................................................................................................................................................ 11
8.5 Sterility assurance and testing ........................................................................................................................... 11
8.6 Mycoplasma ........................................................................................................................................................... 11
8.7 Viral and other adventitious agent testing...................................................................................................... 11
8.8 Stability ................................................................................................................................................................... 11
9 Formulation Development .................................................................................................................................. 11
9.1 Cryopreservation medium .................................................................................................................................. 11
9.2 Cryoprotectant agent ........................................................................................................................................... 12
9.2.1 Qualification for cryoprotectant agents .................................................................................................... 12
9.2.2 Cryoprotective agent exposure.................................................................................................................... 12
10 Cryogenic Container Closure Systems ............................................................................................................ 12
10.1 Cell package selection, qualification, quality control, and integrity testing ........................................... 12
10.1.1 Container integrity/secondary container considerations ...................................................................... 13
11 Cryopreservation Procedures ............................................................................................................................ 13
11.1 Qualification of freezing device ......................................................................................................................... 13
11.2 Ice nucleation ........................................................................................................................................................ 13
11.3 Transfer................................................................................................................................................................... 14
11.4 Documentation....................................................................................................................................................... 14
12 Cryogenic Storage and Transport .................................................................................................................... 14
12.1 Cryogenic storage ................................................................................................................................................. 14
12.2 Alert limits and action ......................................................................................................................................... 14
12.3 In-process hold ...................................................................................................................................................... 14
12.4 Transport ................................................................................................................................................................ 15
12.5 Label integrity ....................................................................................................................................................... 15
12.6 Equipment and qualification.............................................................................................................................. 15
13 Thawing................................................................................................................................................................... 15
13.1 Duration of thaw ................................................................................................................................................... 15
13.2 Holding before freezing or after thawing process (post-thaw hold) ......................................................... 15
13.3 Washing................................................................................................................................................................... 16
14 Bibliography/References ..................................................................................................................................... 17

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