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Optical Materials 121 (2021) 111557

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Optical Materials
journal homepage: www.elsevier.com/locate/optmat

Research Article

Optically photoactive Cu–In–S@ZnS core-shell quantum dots/biopolymer


sensitized TiO2 nanostructures for sunlight energy harvesting
Josué C. Amaral-Júnior , Alexandra A.P. Mansur , Isadora C. Carvalho , Herman S. Mansur *
Center of Nanoscience, Nanotechnology, And Innovation - CeNano2I, Department of Metallurgical and Materials Engineering, Federal University of Minas Gerais -UFMG,
Av. Antônio Carlos, 6627 – Escola de Engenharia, 31.270-901, Belo Horizonte/MG, Brazil

A R T I C L E I N F O A B S T R A C T

Keywords: Colloidal semiconductor quantum dots (QDs) have been intensively investigated because of their remarkable
Optical nanomaterials tunable optical and electrical properties for potential clean energy production through solar photoconversion
Quantum dots devices. Herein, we present for the first time the design and development of a hybrid nanostructure for appli­
Cu–in–S/ZnS
cations in sunlight energy photoconversion, relying on a “safe and sustainable by design (SSD)” strategy, as fol­
Green nanomaterials
lows: a) “Cadmium-free” (non-Cd-containing) inorganic semiconductor quantum dots (QDs), as optically active
Solar photoconversion
Clean energy nanomaterials composed of quaternary Cu–In–S/ZnS systems (ZCIS); b) carboxylic-functionalized cellulose de­
rivative (CMC) as biopolymer ligand and macromolecular stabilizing agent; c) A green chemistry approach based
on an aqueous synthesis at mild conditions (e.g., pH, temperature, “organic-free”, nontoxic precursors) for
creating water-soluble supramolecular colloidal core-shell nanostructures (i.e., ZCIS@CMC, core: ZCIS; shell:
CMC); d) As a proof-of-concept, the fabrication of a photoelectrochemical cell (PEC-cell) based on a solid-liquid
heterojunction using the photoanode composed of TiO2 sensitized by ZCIS@CMC nanohybrids. Regarding optical
properties, the results demonstrated that the ZCIS@CMC nanohybrids presented absorption/emission charac­
teristics with maxima responses within the visible range of the light spectrum, which is prospectively appropriate
for sunlight photoconversion applications. The solid-liquid junction photoelectrochemical cells (PEC-cell)
fabricated using TiO2 films deposited onto ITO glass slides sensitized by ZCIS QDs evidenced photoactivity under
visible light illumination using “dark” (“OFF”) and “light” (“ON”) cycles. Moreover, the PEC-cells confirmed the
significant enhancement of photoinduced current density (over 150%) upon illumination when the relative
sensitization density associated with the ZCIS QDs/TiO2 ratio was increased, and ethanol was used as the co-
solvent. The results were credited to better contact between ZCIS QDs and TiO2 nanoparticles, tailoring a
more favorable energy level alignment at the heterojunction interfaces, promoting the formation of a cascade of
conduction band edges. Thus, these quantum dot-sensitized nanostructures developed through a sustainable and
biocompatible approach produced strictly via green chemistry process can be anticipated as a sustainable
alternative to the existing heavy metal-based sunlight photoactive optical nanomaterials after further optimi­
zation of conversion efficiency parameters.

1. Introduction replacing fossil fuels for generating environmentally benign energy


where sunlight comprises several advantages, including the most
Energy production relying on the combustion of limited fossil fuels is abundant, globally available, renewable, clean, and inexhaustible
considered highly hazardous to the environment through air pollution source of energy [2–4]. The available supply of solar energy is about 15,
and global warming, which poses serious health threats to all kinds of 000-fold greater than the combined energy derived every year from
life. Thus, there has been a drastic increase in the global demand for nuclear and fossil fuels for consumption [3].
clean energy produced from renewable sources through sustainable In this view, nanotechnology has the potential to drastically revo­
strategies, which is one of the greatest challenges faced by mankind lutionize this scenario of energy alternatives by offering innovative and
[1–4]. Solar energy can play a critical role as a viable source for disruptive technologies that can be applied to harness solar energy and

* Corresponding author. Federal University of Minas Gerais, Av. Antônio Carlos, 6627 – Escola de Engenharia, Bloco 2 – Sala 2233, 31.270-901, Belo Horizonte/
MG, Brazil.
E-mail addresses: hmansur@demet.ufmg.br, herman.mansur2016@gmail.com (H.S. Mansur).

https://doi.org/10.1016/j.optmat.2021.111557
Received 6 July 2021; Received in revised form 24 August 2021; Accepted 3 September 2021
Available online 8 September 2021
0925-3467/© 2021 Elsevier B.V. All rights reserved.
J.C. Amaral-Júnior et al. Optical Materials 121 (2021) 111557

convert it to other energy forms (e.g., photoelectrochemical, photo­ Nonetheless, water-based processes may adversely affect the optical
concentrators, and photocatalysis) to be utilized by society [3,5–7]. properties of QDs due to the higher density of surface and crystalline
Although the search for greener processes for producing nanostructures defects, which facilitate the charge recombination via non-radiative
has gained momentum in more recent years owing to crescent health pathways reducing the efficiency [16–19]. Fortunately, it can be
and environmental concerns, appropriate attention must be paid to improved by several alternatives, including the semiconductor chemical
conduct a sustainable strategy for designing, producing, and using composition (i.e., binary, ternary, multinary alloys), post-synthesis
engineered nanomaterials (EMNs) and EMN-enabled products, referred thermal annealing, and growth of a wide bandgap semiconductor
to as “safe and sustainable by design (SSD)”. The comprehensive concept layer on the original QD for passivating their surface defects. Further­
of “SSD” encompasses all stages of ‘the process, covering the design, more, the appropriate selection of water-soluble functional macromo­
selection of materials, synthesis and production, functional perfor­ lecular ligands such as polymers has been intensively investigated
mance, life-cycle, hazards, and toxicity as well as social and economic because they play a central role during the nucleation, growth, and
aspects [8–11]. Unfortunately, it has not always been followed, where, stabilization of the colloidal QDs [16–19]. Therefore, in recent years,
by optimizing performance and costs, human health and environment polysaccharides and derivatives (semi-processed) obtained from
have been frequently overlooked or neglected in the development pro­ renewable and sustainable sources, such as carboxymethyl cellulose
cess of EMNs [8–10]. (CMC), have gained increasing attention from researchers for producing
In this context, inorganic semiconductor nanocrystals, widely used water-dispersible QDs, through green aqueous colloidal processes and
as optoelectronic materials, have emerged as attractive photoactive under mild synthesis conditions, mostly focusing on advanced biomed­
nanomaterials, which can harness the incoming solar light, a clean en­ ical and environmental applications including solar cells [16,17,20,21].
ergy source from electromagnetic radiation, and convert into electrical Thus, the amalgamation of these unique characteristics makes
and chemical forms [1–4,6,12–14]. In particular, a new class of colloidal water-soluble colloidal QDs prospective candidates for sustainable
inorganic semiconductor nanomaterials, termed quantum dots (QDs), technological applications, including solar energy conversion [22].
has garnered crescent interest because they possess the equivalent op­ Among different techniques for evaluating solar energy conversion of
tical and electronic properties of bulk semiconductor counterparts, but nanomaterials and devices, the photoelectrochemical (PEC) method that
also, they present other remarkable characteristics created by the generates chemical or electrical energy based on nanomaterials (e.g.,
“quantum confinement effects” owing to their extremely small dimension QDs, perovskite nanocrystals, etc.) photoactivity has become a very
(e.g., <10 nm) [15]. QDs exhibit strong quantization effects as a result of practical and attractive solution [5–7,23,24]. To this end, quantum dot
the exponential increase of the surface atoms compared to the volume of sensitized solar cells (QDSSC) are considered the novel third-generation
the nanoparticles, leading to a unique set of optoelectronic properties. of solar cells owing to their suitable optoelectronic characteristics for
Therefore, besides the chemical composition, their energy band struc­ photovoltaic response [23,24]. The sensitization process is achieved by
tures are considerably size-dependent, which can be tuned for solar the decoration of semiconductor QDs onto one-dimensional (1D) metal
energy photoconversion applications [12–14]. Hence, the research of oxide nanostructures (e.g., TiO2 and ZnO films) for constructing photo­
colloidal semiconductor QDs and other types of nanomaterials (e.g., can active electrodes owing to the amalgamation of properties of these
contribute largely to the field of sustainable and green clean energy by wide-bandgap semiconductors. They comprise tunable bandgap, energy
offering advanced functional nanomaterials for sunlight energy con­ band structure alignment, large absorption coefficient, multiple exciton
version [12,13]. generation, as well as a simple and low-cost process [23,24]. Ideally, the
However, colloidal QDs have been synthesized with several chemical entire process should be sustainable, although the most reported
compositions, but predominantly with binary semiconductors composed QD-based photoelectrodes include toxic cadmium and lead species,
of “heavy metal” chalcogenides (e.g., II-VI, CdX, X = S, Se, Te; and IV-VI, which can limit their prospective commercial use, taking into account
PbX, X = S, Se, Te) [1]. Moreover, focusing mostly on boosting opto­ environmental and health issues. Consequently, the development of
electronic features, the synthesis processes have been executed through efficient and nontoxic QD-type photoabsorbers is highly needed for their
organometallic solvents and highly toxic precursors (i.e., Cd2+, Hg+, use as clean sunlight-harvesting nanomaterials for the absorption and
Pb2+), usually at high temperatures, which are not sustainable. conversion of solar light in the visible region [1,3,25,26].
Although these QDs often possess strong light absorption coupled with Unexpectedly, despite the intensive research conducted in recent
size-tunable emissions, high photoluminescence quantum yield (QY), years based on I–III–VI QDs for several optoelectronic applications [1,
these processes usually produce hydrophobic nanoparticles. Thus, they 18,27–29], no report was found in the consulted literature incorporating
are virtually insoluble in aqueous media hampering their potential use the whole concept of “SSD” at all stages of the process, through a sus­
in several fields of biomedical applications and environmental tech­ tainable and green synthesis approach, for producing biocompatible
nologies [1,15]. These drawbacks have posed serious health and envi­ non-stoichiometric Cu–In–S@ZnS quantum dots using CMC biopolymer
ronmental concerns contradictory to the sustainable concept connected as capping ligand, strictly based on aqueous colloidal chemistry.
with clean and renewable solar energy research and applications. Moreover, these nanohybrids were used for the assembly of PEC-cells
Consequently, greener synthesis routes have been developed for pro­ using a solid-liquid junction based on the photoanode composed of
ducing QDs based on sustainable processes using “heavy-metal free” (e. TiO2 sensitized by ZCIS@CMC nanoconjugates, suitable for prospective
g., “Cd– Pb-free”) semiconductor nanoalloys (e.g., ZnX and Bi2X3, X = S, photoconversion of clean solar energy.
Se), which can be stabilized by water-soluble ligands, rendering
eco-friendly and biocompatible optically functional nanomaterials [16, 2. Materials and methods
17]. However, these are limited alternatives of chemical compositions (i.
e., bandgap energy) to permit their suitable applications as sunlight All of the materials, procedures, and conventional characterization
photoconverters. So, more recently, ternary I–III–VI chalcogenide techniques are detailed in Supplementary Information (SI).
nanocrystals (e.g., M1M2X, M1 = Ag, Cu; M2 = In; X = S, Se) have
appeared as one of the most broadly acknowledged greener nano­ 2.1. Synthesis and characterization of QDs
materials with tunable emissions spanning from visible to NIR spectral
windows [18,19]. They hold great potential for clean and renewable ZCIS QDs were synthesized via an aqueous route using carboxy­
energy applications [13]. To this end, through aqueous processes, it is methylcellulose (CMC) as capping ligand and salts of metals (Zn, Cu, and
feasible to design and synthesize ternary QD nanoalloys comprising the In) and sulfide precursors [30].
chemical composition, controllable size, and morphology to accurately Colloidal quantum dots were characterized for evaluation of their
tune their optical properties for energy harvesting applications. spectroscopic, morphological, and structural properties using

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ultraviolet–visible (UV–vis) and photoluminescence (PL) spectroscopy, 2.3. Photoelectrochemical solar cell test
transmission electron microscopy (TEM), Fourier-transform infrared
spectroscopy, X-ray photoelectron spectroscopy (XPS), dynamic light The photoelectrochemical cell (PEC-cell) system was based on the
scattering (DLS), and zeta potential. The nanotoxicity in vitro was three-electrode setup with the ITO/TiO2/ZCIS acting as the working
assessed using 3-(4,5-dimethylthiazol-2yl)-2,5-diphenyltetrazolium electrode, and of Na2S (0.1 M) and Na2SO3 (0.1 M) as a dual-electrolyte
bromide (MTT) protocols and measurements of reactive oxygen species solution. A LED lamp was used as the “visible” light source, and the
(ROS). current recording and the bias application were based on cyclic vol­
tammetry. (All details can be found in the Results and Discussion section
and Supplementary Information - SI).
2.2. Preparation and characterization of photoanode
3. Results and discussions
The photoanode was based on indium tin oxide (ITO)/TiO2/ZCIS
heterostructures. TiO2 film was fabricated by screen printing of the 3.1. Characterization of colloidal quantum dots
suspension deposited onto the ITO glass slide, followed by drying/sin­
tering steps. Then, the sensitization process was achieved by the deco­ ZCIS quantum dots were synthesized via the aqueous colloidal route
ration of ZCIS@CMC onto the TiO2 layer. The heterostructures were in a two-step procedure by deposition of a ZnS layer over non-
thermally treated at 350 ◦ C for 24 h to partially remove the CMC ligand. stoichiometric (Cu-deficient) Cu–In–S nanocrystals followed by
Samples with different QD densities, 50, 100, and 200 μg cm− 2, were annealing at 100 ◦ C/1 h using CMC polymer as the stabilizing agent.
prepared, referred to as ZCIS@CMC _50_350T, ZCIS@CMC_100_350T, UV–visible spectrum (Fig. 1a(I)) of ZCIS suspension did not present a
and ZCIS@CMC_200_350T, respectively. Also, an electrode was con­ clearly defined excitonic peak, with an absorbance onset at approxi­
structed using ethanol as a co-solvent for QD dispersion at the density of mately 580 nm. These features are characteristic of Zn–Cu–In–S qua­
100 μg cm− 2 (ZCIS@CMC/E_100_350T). The morphological and spec­ ternary systems, mostly associated with sub-bandgap optical transitions
troscopic characteristics of the surface of ZCIS@CMC/E_100_350T were involving point defects [19,30], that could allow the exploitation of
evaluated using scanning electron microscopy (SEM) and atomic force solar spectrum for the generation of electrochemical energy through
microscopy (AFM), as well as PL, FTIR, and XPS spectroscopy photoconversion. Based on UV–vis results, the Tauc curve was obtained
techniques. (Figs. S1–SI) and indicated that the bandgap (Eg) value was 2.50 eV

Fig. 1. Characterization of ZCIS QDs “as prepared”: (a) UV–vis (I) and PL (II) curves; (b) 3D excitation-emission plot; (c) Pathways of radiative decay; (d) TEM image
with the histogram of the size distribution (inset); and (e) Schematic representation of the core-shell structure of ZCIS core and CMC polymer indicating DH and ZP
values (not to scale).

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(496 nm). This result is larger than the bulk counterparts with a stoi­ cm− 1 and νC-O at 1245 cm− 1) and carboxylate (COO− , νas at 1650 and
chiometric ratio of CuInS2 (Ebulk = ~1.5 eV) and In2S3 (Ebulk = 2.0–2.2 1590 cm− 1 and νs at 1420 and 1325 cm− 1) bands were detected. This
eV), and red-shifted compared to the ZnS (Ebulk = ~3.7 eV), as expected could be associated with the formation of the monodentate and biden­
for Zn–Cu–In–S alloys, which demonstrated the formation of ZCIS QDs tate metal-carboxylate complexes evaluated by the wavenumber dif­
[30,31]. ferences between the asymmetric and symmetric vibrations (Δν1 and
The emission properties of quantum dots are very important for Δν2) [33]. Additionally, the coordination of surface metal ions with
photoconversion application as it reveals the electronic structure and hydroxyl groups of CMC promoted changes in the absorbance in the
recombination behavior of the nanocrystals. First, the PL spectrum region related to hydrogen bonds region (3700-3000 cm− 1) and C–OH
(Fig. 1a(II)) illustrated that ZCIS@CMC QDs have a broad emission vibrations of alcohol groups (1200-1000 cm− 1).
spanning from green to NIR (near-infrared) with a maximum intensity at High-resolution XPS spectra (Figs. S4–SI) obtained after removing
663 nm. The large Stokes shift estimated using Eg and PLmax, (164 nm or the CMC shell over QD surface by Ar+ ions (2 cycles, 3 s/each, beam
630 meV) could minimize the self-reabsorption of its emission and voltage 0.5 kV, and emission current 20 mA) showed all of the elements
indicated a radiative emission associated with intragap energy levels. of QDs with identified oxidation states (Zn2+, Cu+, In3+, and S2− ) that
For a more in-depth analysis, 3D excitation-emission contour curves, are characteristic of Zn–Cu–In–S quaternary systems [30].
quantum yield (QY), and lifetime decay curves were obtained. The 3D Bearing in mind the concept of “safe and sustainable by design”, the
plots (Fig. 1b) demonstrated a broad range of excitation wavelengths, non-toxicity of ZCIS QDs needs to be evaluated for prospective sus­
from UV to visible, with a reasonable spectral match with solar radiation tainable applications. Thus, oxidative stress is a frequently reported
and also confirmed the emission window in the green-NIR. Considering phenomenon related to the toxicity of nanoparticles. The imbalance in
the solar photoelectrochemical conversion purposes, QY values are the rate of formation of reactive oxygen species (ROS) leads to oxidative
important as they are intrinsically related to photocurrent density [32]. stress and the consequent production of highly toxic species that can
ZCIS@CMC showed a QY of 6.5%, which can be considered a high value cause harmful effects in biota [34]. To investigate the potential nano­
for QDs synthesized through an aqueous route and low/mild tempera­ toxicity of ZCIS@CMC nanoconjugates, cell viability assays and evalu­
tures that are required to fulfill the concept of “safe and sustainable by ation of reactive oxygen species generation were performed [35]. 3-(4,
design”. PL lifetimes influence the carrier radiative recombination and 5-dimethylthiazol-2yl)-2,5-diphenyltetrazolium bromide (MTT) mito­
the charge collection efficiency at the electrode. Higher lifetimes tend to chondrial activity assay are widely accepted to evaluate the toxicity of
enhance the probability of charge collection, reducing recombination. nanomaterials in vitro [36]. The cell viability results of HEK 293T cells
The relaxation profile of ZCIS@CMC followed a three-exponential after 24 h of incubation with CMC and ZCIS (Figs. S5a–SI) demonstrated
decay, indicating three different recombination pathways (τ1, τ2, and that, within the statistical variation, no difference was verified in the
τ3). The higher contribution (amplitude, A1, 87%) was observed for the response of the cells with polymer ligand (95%) and quantum dots
component with the longest lifetime (τ1 = 288 ns) that may be associ­ (97%) compared to the negative control condition (~100%). Regarding
ated with donor-acceptor (D-A) transitions arising from point defects. oxidative stress, the intracellular level of ROS was evaluated using the
Due to Cu-deficient synthesis conditions, energy level related to copper 2′ ,7′ -dichlorodihydrofluorescein diacetate (DCF-DA) that, upon reaction
was also observed with A2 = 52% and τ2 = 52 ns, resulting in a smaller with some reactive oxygen species, is converted to the highly fluorescent
effect in the average lifetime. The third component is a negligible 2′ ,7′ -dichlorofluorescein (DCF). No significant fluorescence was detec­
contribution assigned to excitonic recombination (A3 = 1% and τ3 = 3 ted for cells treated with CMC and QDs (Figs. S5b–SI), in comparison to a
ns). The average PL lifetime (τav) based on these three mechanisms was positive control (tert-butyl hydrogen peroxide, TBHP), demonstrating a
256 ± 62 ns. It is important to focus that this value is greater than those low level of accumulation of hydrogen peroxide (H2O2), hydroxyl (HO⋅),
usually measured for QDs based on highly toxic elements (e.g., Cd-, Pb-) and peroxyl (ROO⋅) toxic species in the cells [37]. These findings vali­
[1], which is favorable for charge separation processes, such as in dated the hypothesis of non-toxicity of quaternary ZCIS QDs capped by a
PEC-cells. Fig. 1c summarizes the radiative recombination pathways renewable cellulose polymer derivative (CMC).
identified for ZCIS@CMC colloidal quantum dots.
The morphology and size of ZCIS QDs were accessed by TEM images 3.2. Characterization of PEC photoanode
(Fig. 1d), which demonstrated the formation of fairly monodisperse
nanoparticles with a spherical-like shape. The histogram of the nano­ The morphology of the surface of ITO/TiO2/ZCIS heterostructures
particle size distribution indicated an average value of 4.7 ± 0.8 nm before (Fig. 2a and Figs. S6a–SI) and after (Fig. 2c and Figs. S6b–SI)
(Fig. 1d, inset). This size evaluated by TEM is predominantly related to thermal treatment that followed ZCIS QDs deposition (ZCIS@CMC/
the inorganic semiconductor core (ZCIS) of the nanoconjugates as the E_100_350T) was observed using scanning electron microscopy (SEM).
organic polymer shell has low electron contrast. Moreover, electron High magnification (20,000 X) images (Fig. 2a and c) revealed the TiO2
energy-loss spectroscopy (EELS) analysis (Figs. S2–SI) confirmed the layer with a relatively uniform scattered distribution of pore that indi­
presence of the chemical elements of ZCIS QDs (Zn, Cu, In, and S) in cated a high surface area for QD sensitization. Moreover, before the
addition to C and O from CMC. thermal treatment at 350 ◦ C, the presence of smoother and continuous
The hydrodynamic diameter (DH) of the colloidal ZCIS QDs, regions at the surface was associated with ZCIS QDs embedded in CMC
involving the sum of the contribution of the inorganic core with the CMC polymer film, which was partially removed upon temperature thermal
polymer coating as well as its interactions with the surrounding aqueous treatment for promoting a better contact among QDs and TiO2
medium, resulted in DH = 29.9 ± 0.4 nm. The surface charge of ZCIS nanoparticles.
nanocolloids determined by zeta potential (ZP) measurements was - 3D excitation-emission curves obtained from the surface of ITO/
41.9 ± 11.0 mV. This ZP value (ZP < − 30 mV) indicated that the sta­ TiO2/ZCIS electrode indicated that, before thermal treatment (Fig. 2d),
bilization of the nanocolloids was promoted by the anionic carboxylic it was observed the radiative recombination of the excited electron with
groups of CMC capping agent (R-COO-). The schematic representation of similar wavelength ranges and PLmax of colloidal QDs (Fig. 1b). After the
DH, and ZP results is presented in Fig. 1e, revealing the supramolecular thermal treatment (350 ◦ C), no fluorescence emission was detected at
structure of synthesized colloidal ZCIS. the same experimental conditions (Fig. 2e). This result evidenced that
FTIR spectra of CMC (Figs. S3a–SI) polymer indicated the main the presence of CMC restricted the injection of the excited e− from ZCIS
groups present in the polysaccharide (carboxylates, carboxylics, alco­ QDs into the TiO2 layer causing the recombination of excitonic charges.
hols, glycoside bonds, and methylene) [33]. When comparing the On the contrary, for the thermally treated heterostructure, the lack of
spectra of ZCIS@CMC nanoconjugates (Figs. S3b–SI) with CMC polymer fluorescent behavior was ascribed to the effective charge separation
separated changes in the intensities carboxylic (COOH, νC = O at 1730 process and carriers transport in the bandgap energy cascade, although

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Fig. 2. SEM images of photoanode (ZCIS@CMC/E_100_350T): (a) before and (c) after thermal treatment (inset: digital images). (b) TG (I) and DSC (II) curves for
ZCIS@CMC. (d) 3D excitation-emission profiles were obtained from the surface of the photoanode without thermal treatment and (e) after heating at 350 ◦ C. (f) FTIR
and (g) XPS analysis at the photoanode surface (I) before and (II) after thermal treatment.

some emission decay through non-radiative pathways may also have losses. The first is an endothermic event that is assigned to the evolution
occurred. of the water/alcohol, including the removal of free (<110 ◦ C) and tightly
For a more in-depth characterization of the sensitized anode, thermal bound solvents (110–180 ◦ C). The second stage (230–400 ◦ C) is the
analysis, FTIR, and XPS assays were performed. Thermogravimetric exothermic thermal degradation of the polymer through complex
(TG) and Differential Scanning Calorimetry (DSC) profiles (Fig. 2b) of a mechanisms and involving several reactions [38]. As the overall bal­
ZCIS@CMC film heated up to 400 ◦ C indicated two major steps of mass ance, both steps lead to a mass loss of approximately 40% at 350 ◦ C

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associated with organic removal. the optical pathlength between TiO2 and ZCIS as a result of the degra­
The analysis of photoanode surface before (a) and after (b) heating at dation of CMC with simultaneous formation of unsaturated structures
350 ◦ C using FTIR (Fig. 2f) indicated the reduction/disappearance of the with more conductive behavior.
peaks associated with the alcohol (1150–1000 cm− 1 region) and Regarding chemical composition and distribution of elements in the
carboxylate groups (1650, 1590, 1420, and 1325 cm− 1). Also, the photoanode after the thermal treatment, EDX elemental image mapping
broadband at 1720-1500 cm− 1 overlapped the contributions of aromatic directly over the surface showed that Ti, Zn, Cu, In, and S were uni­
C–– C (1650-1500 cm− 1) and remaining/formed C– – O (1720-1590 formly distributed on the electrode (Fig. 3a), showing that ZCIS QDs
cm− 1) vibrations. XPS analysis (Fig. 2g) confirmed the FTIR results with were successfully deposited on the TiO2 film. In addition, XPS was also
the presence of bands corresponding to C– – O and of C– – C aromatic performed (Fig. 3b) to determine the surface chemical composition of
structures (π-π*). These findings are in agreement with the published the fabricated ITO-TIO2-ZCIS_TT350 electrode. The value of the binding
literature [38,39], which reports that several gases and water vapor are energy of Ti 2p1/2 at 464.3 eV and Ti 2p3/2 at 458.6 eV was compatible
generated by the pyrolysis of cellulose due to the breaking of bonds with Ti2+. Each group of spin-orbit components was separated by a
related to functional and weak groups resulting mostly in the formation binding energy interval of approximately 5.7 ± 0.3 eV, which is char­
of cyclic and/or aromatic carbon structures in an extension dependent acteristic of TiO2. The peaks at approximately 1045.2 and 1022.1 eV (Δ
on the temperature rise. These findings support the hypothesis that = 23.1 ± 0.3 eV) corresponded to Zn 2p1/2 and Zn 2p3/2, respectively,
suppression of luminescence in thermal treated ITO/TiO2/ZCIS elec­ which confirmed that Zn element existed mainly as Zn2+ on the sample
trode was mainly promoted by charge transfer due to the reduction of surface. The XPS spectrum of Cu 2p at 952.6 eV (Cu 2p1/2) and 932.5 eV

Fig. 3. (a) EDX elemental image mapping; (b) High-resolution XPS analysis ((I) Ti, (II) Zn, (III), Cu, (IV) In, and (V) S); and (c) AFM 3D image obtained at the
electrode surface.

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(Cu 2p3/2), combined with the absence of a strong satellite band at through an external circuit on arriving at the counter electrode. Finally,
940–945 eV, confirmed the presence of Cu photocathode in the oxida­ semiconductor QDs can be regenerated by the redox couple of an elec­
tion state of Cu+. The high-resolution spectrum of In 3d region showed trolyte solution [42]. According to the literature of similar PEC systems
the peaks of In 3d3/2 at 452.3 eV and In 3d5/2 at 444.8 eV (Δ = 7.5 ± 0.3 based on QDs and sensitized-TiO2 films [40,41,43,44], the major
eV), which corresponded to In3+. The binding energies of S 2p1/2 and S chemical reaction steps expected to occur are presented in Eqs. (1)–(5)
2p3/2 were at 162.5 and 161.4 eV (Δ = 1.1 ± 0.3 eV), respectively which [40,41,43–46]. It should be emphasized that the electron (TiO2(e− )), Eq.
indicated sulfur-metal bonds [30]. (5), originated from the electron-hole pair photoexcitation in Eq. (1),
These results showed the presence of the TiO2 layer sensitized by must percolate through the nanostructured multi-component film before
QDs at the surface of the electrode. In addition, it indicated that the reaching the ITO conductive layer. Thus, the efficiency of this stage will
thermal treatment did not affect the surface oxidation states of the affect the electron current flow.
nanoparticles, which remained the same as detected for ZCIS@CMC
Excitation: ​ ZCIS + hv →ZCIS ( (1)
suspensions (Figs. S4–SI). To conclude, AFM imaging showed two major
nanosize structures (Fig. 3c, arrows), where the smaller was related to (
Recombination: ​ ZCIS (2)
ZCIS QDs and the other, with higher dimensions, associated with sin­
tered TiO2 nanoparticles. The TiO2 layer was coated with well- Charge separation by injection from ZCIS QD to TiO2:
distributed ZCIS, which favors electrons transfer from the QD to TiO2.
Topographical AFM image (Figs. S7–SI) also revealed that pores in the ZCIS ( (3)
TiO2 layer were observed, which may allow for the electrolyte to Hole scavenging by electrolyte solution with S 2−
:
penetrate into the photoanode structure, reaching QDs that are not at (
the outermost surface. ZCIS (h+ ) + TiO2 (4)
(
Reduction ​ reaction:ZCIS + TiO2 (5)
3.3. TiO2/ZCIS QD sensitized PEC-Cell
3.3.1. PEC-cell performance - Effect of QD sensitization density
The photoelectrochemical cell (PEC-cell) system has been widely To perform the required characterization of QDSCs, we probed the
accepted as a reliable and relatively rapid technique for evaluating the influence of the relative ZCIS-QD concentration used in the TiO2 films
potential photoconversion activity of QD semiconductors relying upon for the preparation of ZCIS-QD/TiO2 nanocomposite (termed as “sensi­
the solid-liquid heterojunction behavior [40,41]. PEC systems are based tization density”, SS), where other parameters were maintained constant
on the three-electrode setup with the QD semiconductor photoanode (i. (i.e., deposition method, film thickness, thermal processing profile, etc.).
e., TiO2/ZCIS) as the working electrode, the counter electrode (i.e., brass Fig. 5a shows the typical photocurrent–voltage (J–V) curves of PEC cells
plate), and the reference electrode (i.e., saturated Ag/AgCl). The under the irradiation based on the sensitization density ratios of ZCIS-
Ag/AgCl electrode was chosen because it is a very stable reference QD/TiO2 (0:“non-sensitized” – Pure TiO2; 50, 100, and 200 μg cm− 2) of
electrode, simpler in construction than the SCE (saturated calomel the nanocomposite structures.
electrode, Hg2Cl2), and it contains no highly toxic mercury. The redox The photovoltaic parameters Voc, Jsc, fill factor (FF), and the per­
electrolyte couple should possess hole (h+) scavenging properties centage power conversion efficiency (PCE or η) of each tested cell that
(S2− /SO32− ), which favors the charge separation (exciton, e− /h+) was obtained from the J–V curves are summarized in Table 1. As a
generated upon light irradiation in the semiconductor nanocrystals at general tendency, it was observed that, when the relative amount of
the colloidal solid-liquid interface in aqueous media [40,41]. The sensitizer ZCIS-QDs in the TiO2 nanostructure was increased from 50 to
schematic representation of this entire photoelectrochemical process 200 (μg cm− 2), the Voc, Jsc (Fig. 5b), and PCE values were systematically
based on ZCIS/TiO2 designed and constructed in this work is depicted in increased, whereas the FF values retained practically constant. More
Fig. 4a. Essentially, QDs are excited by absorbing incoming photons, specifically, these parameters (Figs. S8–SI), except for FF, were signifi­
generating quasi-particles excitons (i.e., coupled electron/hole pairs, cantly affected by increasing the sensitization density of ZCIS-QD/TiO2
e− /h+). Next, they can recombine, or they can undergo a charge sepa­ in the photoanode.
ration process, where the electrons are then injected into the TiO2 This behavior is suggested to be associated with the enhancement of
conduction band, and the holes migrate towards the the charge transfer process promoted by the relative increase of the
semiconductor-liquid interface where they will be captured by interfacial contact between the two semiconductors, ZCIS QDs (medium
hole-scavenging species in solution. Subsequently, the electrons go

Fig. 4. (a) TiO2/ZCIS solar cell components


and operation. (b) Schematic representation
of the possible alignment of energy levels of
TiO2 and ZCIS QDs, resulting in a cascade of
conduction band edges in the order
Cu–In–S/ZnS > TiO2. Such an energy
cascade is expected to promote a stronger
driving force for the injection of photoex­
cited carriers from Cu–In–S/ZnS QD into
TiO2 that leads to more photoinduced elec­
trons from ZCIS QDs (conduction band, CBZ)
being injected into TiO2 (conduction band,
CBT).

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J.C. Amaral-Júnior et al. Optical Materials 121 (2021) 111557

Fig. 5. (a) J-V curve. (b) Short-circuit current density (JSC). (c) Schematic drawing of the effect in the ZCIS QDs packing on the surface of the TiO2 layer by varying
the relative ZCIS/TiO2 sensitization density in the process (not to scale). (d) “Light-ON-OFF” cycle tests results of TiO2 photoanodes sensitized with different ZCIS QD
concentrations. (I) TiO2, (II) ZCIS@CMC_50_350T, (III) ZCIS@CMC_100_350T, and (IV) ZCIS@CMC_200_350T.

Table 1
Average Photovoltaic Performance and Standard Deviation Extracted from J–V measurement curves of QDSCs corresponding to different concentrations of ZCIS QDs in
the TiO2 films and co-solvent effect.
Photoanode VOC (mV) JSC (μA cm− 2) Fill Factor (FF) Efficiency (PCE, %) Δ Efficiency (%)

Control Pure TiO2 (non-sensitized) 715 ± 32 16.1 ± 2.3 0.52 ± 0.02 0.09 ± 0.01 –
Effect of ZCIS sensitization density ZCIS@CMC_50_350T 650 ± 50 20.07 ± 3.6 0.55 ± 0.01 0.09 ± 0.03 0
ZCIS@CMC_100_350T 762 ± 29 32.5 ± 0.5 0.50 ± 0.01 0.12 ± 0.01 +33
ZCIS@CMC_200_350T 767 ± 41 47.0 ± 4.5 0.52 ± 0.02 0.17 ± 0.02 +88
Effect of co-solvent ZCIS@CMC/E_100_350T 930 ± 61 125.6 ± 8.4 0.60 ± 0.01 0.70 ± 0.06 +670

bandgap) and TiO2 nanoparticles (wide bandgap), as schematically media [42,47].


illustrated in a Fig. 5c. Consequently, this morphological arrangement The additional rise in the sensitization density ZCIS-QD/TiO2 beyond
would have favored the separation of charge carriers (h+/e− ) by the 200 μg cm− 2 (e.g., 300 μg cm− 2, data not shown) has not provoked
bandgap alignment of the semiconductors cascade (Fig. 4b). Although further improvement of the P–V parameters. This was interpreted as the
not directly observed, due to the resolution limitation to accurately system reaching a plateau value of the overall coverage and packing of
characterize this complex multi-component three-dimension nano­ ZICS QDs incorporated in the TiO2 films, where a higher concentration
structure of the photoanode, this study offers supporting evidence to of ZICS QDs would have less effectiveness by promoting agglomeration
corroborate that this trend is feasible to have occurred based on the instead of increasing the contact with TiO2 nanoparticles. Consequently,
results of XPS, EDX, AFM before and after the sensitization of TiO2 with the sensitization density ZCIS-QD/TiO2 of 200 μg cm− 2 was considered
ZCIS QDs (data and details in Fig. S9 - supplementary information). the optimized value for the PEC-Cell developed in this study. Similar to
Moreover, a more in-depth investigation of the charge transfer mecha­ Jsc, but with a less prominent effect, the increase of Voc was assigned to
nism at the semiconductor interfaces is beyond the scope of this the superior contact at the ZCIS-QD/TiO2 interfaces.
research, which would certainly require the combination of additional The higher loading density has led to an improvement in the charge
very sophisticated characterization techniques (e.g., EELS, HRTEM, and separation process upon irradiation, which declined the recombination
elemental mapping by Auger electron spectroscopy). pathways through intermediate intraband electronic states (e.g., surface
Thus, that improved the photovoltaic performance of the cell by states, intrinsic defects, etc.). Thus, it has favored the Voc towards the
allowing higher electron flow (i.e., Jsc) throughout the nanostructured- theoretical approximation to the energy potential of bulk value (i.e., Eg
based electrochemical device. As noted, the FF parameter was almost = VC – VB ~ -qVoc) [42,48].
unaffected by the QDs density, which was assigned to the fact that it is Bearing in mind the prospective applications in solar cell photo­
typically related to the series and shunt resistances of the PEC solar cell, conversion, the preliminary photovoltaic activity of the ZCIS/TiO2
indicating a relative constancy of the contacts at the solid-solid and electrode and their stability with time were evaluated. So, “light-ON-
solid-liquid interfaces, as well as the stability of the dual-electrolyte OFF” cycle tests were performed, where a cycle consisted of 10 s of

8
J.C. Amaral-Júnior et al. Optical Materials 121 (2021) 111557

“dark” (“light-OFF”) followed by 10 s under illumination (“light-ON”). of Voc, 20% of FF, and 310% of PCE were verified for the samples when
The cycle was repeated three times with an applied voltage bias of +200 ethanol was used as co-solvent. From the construction of the photoanode
mV vs. reference electrode in order to stabilize the baseline and mini­ viewpoint, a conceivable explanation for such a big boost by the addi­
mize the impact of background, while the photocurrent density gener­ tion of co-solvent was accredited to the reduction of the surface tension
ated was recorded, and the results are presented in Fig. 5d. The results of the colloidal solution of ZCIS@CMC nanoconjugates, improving the
proved the photoconversion activity of the systems under illumination percolation, infiltration, and spreading of the fluid throughout the pre-
as well as the relative stability throughout the 3 cycles, with current sintered porous TiO2 film. Moreover, according to few recent studies
density fairly constant at “light-ON stages”. Moreover, a noticeable [51,52] of QDs as sensitizers for PEC-cells, the destabilization of the
enhancement of the photocurrent generated was observed of over 150%, colloids can play an important role in promoting better adsorption onto
from nearly 20 μA cm− 2 to 50 μA cm− 2, by increasing the sensitization TiO2 nanoparticulate films. Therefore, QDs were more evenly and uni­
density of ZCIS QDs onto TiO2 films from 50 to 200 μg cm− 2, respec­ formly distributed over the nanostructured surface of the TiO2 layer,
tively. This trend was ascribed to the improvement of interfacial contact which resulted in superior surface area coverage for sensitization
of ZCIS QDs with TiO2 films increasing the overall surface coverage area. (Fig. 6c).
This feature promoted increased electron flow throughout the nano­ At the nanoscale level, as discussed in the previous section, these
structured assembly combined with a superior flow in the external results of substantial improvement of JV-parameters were ascribed to
electrochemical circuit, in agreement with the literature in analogous better contact between ZCIS QDs and TiO2 nanoparticles, tailoring a
QD-based PEC-cells [49,50]. more favorable energy level alignment at the heterojunction interfaces
(i.e., quasi-Fermi level), resulting in a cascade of conduction band edges.
3.3.2. PEC-cell performance - Effect of ethanol co-solvent addition to So, when illuminated, the photoexcited carriers of ZCIS QDs travel to the
improving QD loading onto TiO2 surface conduction band of TiO2, which provoked augmented electron flux
To further investigate the influence of QD loading in the TiO2 film on throughout the nanostructured assembly followed by the higher flow in
the performance of the sensitized PEC-cell, ethanol was used as a co- an external electrochemical circuit. Analogously, the improvement of
solvent (50% v/v) before the deposition process of the colloidal solu­ the charge separation process hindered the exciton recombination
tion of ZCIS nanoconjugates. For comparison, Fig. 6a shows the J–V through intermediate electronic states and relaxation pathways, there­
plots of PEC-cells based on the best responses of ZCIS-QD/TiO2 (SS = fore improving the overall photovoltaic performance of the cell (e.g., Voc,
200 μg cm− 2, previous section) and the analogous nanocomposite with FF, Jsc, PCE, Figs. S10–SI). In fact, more recently, the outcomes associ­
ethanol as co-solvent in the deposition process. Besides the similar trend ated with the use of co-solvents combined with different QD loading
already discussed in the previous section, where the Voc, Jsc, and PCE have been progressively calling the attention of researchers. The com­
values were improved by the increase of relative density of ZCIS QDs, a plete phenomena taking place are not entirely understood, which are
remarkable effect was verified by the addition of ethanol to the colloidal caused by multiple effects occurring simultaneously at the complex and
solutions (Table 1). Compared to the optimized PEC-cell system (SS = dynamic interfaces of the nano-heterojunctions. Moreover, no compa­
200 μg cm− 2, no ethanol), enhancements of 165% of Jsc (Figs. 6b), 21% rable research was found reporting a similar process developed in this

Fig. 6. (a) J-V curve. (b) Short-circuit current density (JSC). (c) Influence of ethanol as co-solvent in the sensitization of TiO2 electrodes with ZCIS QD colloids. (d)
“OFF-ON” cycle test results of the TiO2 electrodes sensitized with water colloidal ZCIS QDs and with ethanol as co-solvent under “short” and “long” illumination time.
(I) TiO2, (II) ZCIS@CMC_200_350T, and (III) ZCIS@CMC/E_100_350T.

9
J.C. Amaral-Júnior et al. Optical Materials 121 (2021) 111557

study (ZCIS-QD/TiO2 sensitized PEC-cell) based on water-soluble poly­ causing the further enhancement of the coverage and contact between
mers and sustainable green process [28,42,51–53]. the 2 semiconductor nanoparticles. To this end, in view of the “SSD”
As showed in the previous section regarding the relative density of approach adopted throughout this research, besides relying on green
sensitizer, corresponding experiments were carried out for assessing the chemistry colloidal process, nontoxic precursors, and renewable re­
effect of ethanol used as co-solvent in the photovoltaic activity of the sources, these nanohybrids are biocompatible and eco-friendly. There­
ZCIS/TiO2 electrode and their stability with time, based on the “light- fore, it can be anticipated they are promising candidates as sustainable
ON-OFF” test cycles (cycle of 10 s of light-OFF”; 10 s under “light-ON”, photovoltaic cells based on quantum dot-sensitized nanostructures with
inset Fig. 6d). Besides the photoconversion activity of the systems under tunable optoelectronic properties for constructing clean solar energy
illumination and relative stability during the 3 cycles, a further light-harvesting devices in the future.
remarkable improvement of the photocurrent density generated of
approximately 160% was observed when ethanol was utilized as co- Funding
solvent compared to the previous optimized system based only on
water (i.e., SS = 200 μg cm− 2, no ethanol). This structure favored a The financial support of this research was granted by the Brazilian
superior electron flow throughout the entire electrochemical path, Funding Research Agencies: FAPEMIG – Fundação de Amparo à Pes­
consistent with the literature in analogous quantum dots-based photo­ quisa do Estado de Minas Gerais (UNIVERSAL-APQ-00291-18; PROBIC-
electrochemical cells [49,50]. 2018; PPM-00760-16); CAPES - Coordenação de Aperfeiçoamento de
Furthermore, in view of the potential application as solar cells, the Pessoal de Nível Superior (PROINFRA-2010–2014; PROEX-2010/
stability of the nanostructured system for a longer time under illumi­ 2019–2020; PNPD-2014-2019); FINEP - Financiadora de Estudos e
nation is also important. Thus, the best PEC-Cell photovoltaic perfor­ Projetos (CTINFRA/PROINFRA 2008/2010/2011/2018; SOS Equi­
mance was chosen (ZCIS QDs/TiO2, ethanol co-solvent, SS = 100 μg pamentos/2018–01.19.0032.00); CNPq - Conselho Nacional de Desen­
cm− 2) and submitted to a longer cycle of 300 s (Fig. 6d). The results volvimento Científico e Tecnológico (PQ1A-303893/2018–4; PQ1B-
demonstrated that a very stable PEC-cell system was constructed, where 306306/2014–0; PIBIC-2017-18; UNIVERSAL-457537/2014–0;
no chemical or photoinduced degradation through mechanisms of 421312/2018–1; PDS-103138/2020–0); PRPq - Pró Reitoria de Pes­
photooxidation of the nano-heterojunction was observed, considering quisa/UFMG.
that the photocurrent density (~100 μA cm− 2) remained practically
unchanged for the time period investigated. These findings are very CRediT authorship contribution statement
encouraging as far as solar cell applications are concerned, where
multiple cycles associated with long-time stability are required. None­ Josué C. Amaral-Júnior: Conceptualization, Methodology, Visual­
theless, it should be stated that further studies are required to improve ization, Investigation, Formal analysis, Writing – original draft, Writing
the photoconversion efficiency parameters comparable to those of – review & editing. Alexandra A.P. Mansur: Conceptualization,
traditionally fabricated solar cell devices relying on commonly toxic Methodology, Visualization, Investigation, Formal analysis, Writing –
heavy metal materials and not sustainable processes. original draft, Writing – review & editing. Isadora C. Carvalho:
Methodology, Visualization, Investigation, Formal analysis, Writing –
4. Conclusions original draft, Writing – review & editing. Herman S. Mansur: Super­
vision, Conceptualization, Methodology, Visualization, Validation,
In this study, the comprehensive strategy of “safe and sustainable by Funding acquisition, Writing – original draft, Writing – review & editing,
design (SSD)” was effectively integrated for the development and con­ Resources, Project administration.
struction of novel Cu–In–S/ZnS (ZCIS) QD sensitized TiO2 PEC-cells.
ZCIS QDs were produced strictly through an environmentally friendly
colloidal aqueous process at mild conditions, using CMC biopolymer as a Declaration of competing interest
capping ligand and without hazardous or toxicity precursors. The results
demonstrated that uniformly monodispersed ZCIS QDs were produced, The authors declare that they have no known competing financial
with spherical morphology, chalcopyrite-like crystalline nanostructure, interests or personal relationships that could have appeared to influence
and an average size of 4.7 nm. Moreover, DLS and ZP analyses showed the work reported in this paper.
the formation of colloids with supramolecular architectures dispersed in
water, predominantly stabilized by electrostatic interactions owing to Acknowledgments
the overall balance of charges and molecules in the medium. Regarding
optical properties, the results revealed that the ZCIS-based nanohybrids The authors acknowledge the scientific staff at the Center of Nano­
presented absorption/emission characteristics with maxima responses science, Nanotechnology and Innovation (CeNano2I)/CEMUCASI/
within the visible range of the light spectrum, which is prospectively UFMG and the Center of Microscopy/UFMG for the characterization
suitable for solar-light photoconversion applications. Hence, solid-liquid analyses.
junction photoelectrochemical cells (PEC-cell) were fabricated using
TiO2 films deposited onto ITO glass slides sensitized by ZCIS QDs, which Appendix A. Supplementary data
evidenced photoactivity under visible light illumination using “dark”
(“OFF”) and “light” (“ON”) cycles. Moreover, the PEC-cells demon­ Supplementary data to this article can be found online at https://doi.
strated significant enhancement of photoinduced current density upon org/10.1016/j.optmat.2021.111557.
illumination when the relative sensitization density associated with the
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