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Using Combined AHP-genetic Algorithm in Artificial Groundwater Recharge Site Selection of Gareh Bygone Plain, Iran
Using Combined AHP-genetic Algorithm in Artificial Groundwater Recharge Site Selection of Gareh Bygone Plain, Iran
DOI 10.1007/s12665-014-3109-9
ORIGINAL ARTICLE
Abstract Flood spreading is one of the suitable strategies provided by such significant spatial coincidence between
to control and benefit from floods which in turn improve the produced map and the control areas located near
the groundwater recharge, makes soil more fertile, and Kowsar research station, where the earlier flood spreading
increases nutrients in soil. It is also a method for reusing projects were successfully performed.
sediment, which is usually wasted. Thus, selection of
suitable areas for flood spreading and directing the flood Keywords Flood spreading AHP Genetic algorithm
water into permeable formations are amongst the most Gareh Bygone Plain
effective strategies in flood spreading projects. Having
combined analytic hierarchy process (AHP) of multi-cri-
teria decision analysis and genetic algorithm (GA) of Introduction
artificial intelligence approaches, this paper addresses the
problem of finding the most suitable area location for flood Artificial groundwater recharge is the planned infiltration
spreading operation in the Gareh Bygone Plain of Iran. To of effluents from sanitation systems (e.g. waste stabiliza-
this end, the nine effective geodata layers including slope, tion ponds, surface, horizontal flow or vertical flow con-
alluvium thickness, geology, morphology, electrical con- structed wetlands), storm water or surface runoff into the
ductivity, land use, drainage density, aquifer transmissiv- aquifer to increase the natural replenishment of ground-
ity, and elevation were prepared in geographic information water resources. Groundwater recharge is increasing in
system environment. This stage was followed by elimina- popularity as groundwater resources are being depleted and
tion of the exclusionary areas for flood spreading while as saltwater intrusion is becoming a greater threat to coastal
determining the potentially suitable ones. Having closely communities (Tilley et al. 2008).
examined the potentially suitable areas using the proposed In recent years, researchers in watershed engineering
methodology, the land suitability map for flood spreading and other fields have become increasingly interested in
was produced. The AHP and GA were used for ranking all using geographic information system (GIS) to fulfill arti-
the alternatives and weighting the criteria involved, ficial groundwater recharge site selection. Along with GIS,
respectively. The results of the study showed that most remote sensing and the technology of satellite data pro-
suitable areas for the artificial groundwater recharge are cessing with access to up-to-date and diverse information
located in Quaternary Qft2 and Qsf geologic units and in are broadly used to deal with management problems (Saraf
morphological units of pediment and Alluvial fans with and Choudhury 1998). Accordingly, the main purpose of
slopes not exceeding 2 %. Finally, further evidence for the using remote sensing, GIS, and multi-criteria decision
acceptable efficiency of the integrated AHP–GA method in making (MCDM) together in an integrated approach is to
locating most suitable flood spreading areas have been provide scientific evidence for the site selection processes.
Many studies have found evidence for the efficiency of
the combination of the satellite data, GIS, and MCDM in
S. Rahimi M. Shadman Roodposhti R. Ali Abbaspour (&)
College of Engineering, University of Tehran, Tehran, Iran locating the optimal zones for flood spreading and other
e-mail: abaspour@ut.ac.ir ground water recharge methods (Krishnamurthy and
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Environ Earth Sci
Srinivas 1995; Krishnamurthy et al. 1996; Saraf and Cho- objective function. In this paper, selection of optimal sites
udhury 1998; Han 2003; Chowdhury et al. 2010; Jamali for flood spreading involves integrating several compli-
et al. 2013). Using GIS and spatial decision support sys- cated parameters, which necessitates the use of GIS in
tems, Ghayoumian et al. (2002, 2005 and 2007), Zehtabian combination with multi-criteria decision analysis (MCDA)
et al. (2001), Alesheikh et al. (2008) and Sargaonkar et al. and optimization methods.
(2011) have located suitable sites for the artificial recharge This study presents an integrated strategic framework
of aquifers. Kheirkhah Zarkesh (2005) has developed a with emphasis on structuring the decision problem
decision support system for flood spreading site selection including careful selection and weighting of criteria and
and a conceptual model of flood spreading schemes in the alternative evaluation. Accordingly, using AHP technique
semi-arid areas. Moreover, many studies have been con- the qualitative judgment can be quantified to make geodata
ducted to find appropriate conditions for ground water layer comparison more intuitionistic using pairwise com-
recharge site selection (Al-Assa’d and Abdulla 2010; de parison process. Moreover, a number of favorable charac-
Laat and Nonner 2012). teristics of the AHP method could enhance optimization
Regarding the fact that the groundwater has long been methods, namely at the level of structuring of the decision
believed to be the single most important water resource in problem and of the determination of weights. Finally, this
many regions of Iran, this is considered as a major his- article introduces an approach that integrates AHP with GA
torical limitation in the social and economical development of Artificial Intelligence, which could be a useful geospa-
of the country. Recent studies on the management of water tial tool for integrating multiple features/attributes that
resources in Iran have shown that out of the 430 billion m3 affect the artificial ground water recharge process. It also
of the annual precipitation in the country, 20 % is lost should be mentioned that to the best of our knowledge,
during sudden floods which flow into the playas, lakes, and nonetheless, the AHP–GA method has not been applied to
seas (Foltz 2002; Mohammadnia and Kowsar 2003). While the flood spreading site selection thus far.
several groundwater recharge methods have been devel-
oped including the direct surface recharge, direct subsur-
face recharge, and indirect recharge techniques (Oakford General situation of the region
1985), the direct surface recharge method is one of the
most cost-effective, simple, and commonly used tech- The Gareh Bygone Plain (28°300 to 28°450 N and 53°450 to
niques employed for the artificial recharge of aquifers. The 54°010 E) is located in the south part of Fars province of
direct surface recharge method contains the surface Iran (Fig. 1). The mean elevation of the area is 1,476 m
spreading of floodwater and is helpful in areas with widely above mean sea level. According to the De Martonne cli-
available land, highly permeable soils, and a shallow mate classification, the area represents arid to semi-arid
unconfined aquifer (O’Hare et al. 1986). climate type with the average annual rainfall of 259 mm,
In this regard, there are at least two major questions to the average annual potential evaporation rate of 2,934 mm
successively utilize the direct surface recharge approach. and the average annual temperature of about 20.6 °C.
First, ‘‘which land is the most suitable for artificial Gareh Bygone is an area located in the folded Zagros
groundwater recharge in the region?’’, while the second Mountains stretching like a folded belt from the northeast
and most important question concerns, ‘‘to what extent it is to the southwest of the country. In this area, only signs of
considered as the most suitable geographic location?’’ the last two geological eras are found. The Mesozoic for-
As an essential domain, the site selection methods have mation constitutes mountains and hill units and contains
always performed a significant role in spatial decision- sandstone, limestone, clay stone, siltstone and conglomer-
making processes. Traditional methods used at the begin- ate. The Cenozoic formation is composed of alluvial
ning of necessity for site selection appearance, developed deposits (with the average depth of 30 m), which in the
relatively by analysts and specialists based on multi-criteria forms of alluvial fans and pediments play the major role in
methods. A main disadvantage of these methods relates to the formation of the aquifers of the basin. The source of the
dependency of the final results to personal privy of par- water of the Gareh Bygone Plain is of both subsurface and
ticipant experts. In addition, using different multi-criteria surface types. Bishezard and Chahghuch seasonal rivers are
methods for one problem could make different results, not the surface sources of water, with the former having a
a unique or even similar result. To resolve these issues, length of 28 km and being the major recharge source of the
artificial intelligence and soft computing methods were aquifers of the region and the latter having a less significant
used for site selection problems, in the context of GIS Geo- role. Finally, it should be mentioned that the small amount
Computing. However, these methods have still their own and unbalanced distribution of precipitation both spatially
drawbacks such as the process of problem solving is a and temporally can lead to serious problems. In other
black box to the users and the final result is sensitive to the words, high-intensity rainfalls which result in destructive
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floods bring about serious damages to downstream towns, alluvium thickness, geology, morphology, electrical con-
roads, and agriculture, and sometimes even cause casual- ductivity (EC), land use, drainage density, aquifer trans-
ties (Hayati et al. 2006). Flood spreading on aquifers by missivity, and elevation (Fig. 2) which were selected based
artificial recharging of the aquifers, is an efficient strategy on the similar earlier studies (Krishnamurthy and Srinivas
for controlling floods and managing water shortage and 1995; Krishnamurthy et al. 1996; Saraf and Choudhury
water resources in the region (ASCE 2001). 1998; Han 2003; Chowdhury et al. 2010; Nasiri et al.
2013). Then, a questionnaire was designed to collect nec-
essary information required for artificial groundwater
Materials and methods recharge site selection of Gareh Bygone Plain, including
local experts’ opinions to ensure the practicality and
Influencing data layers integrity of the selected geodata layers and also the
importance (weight) of the approved ones. In other words,
First of all, the artificial groundwater recharge site selec- weights of the approved geodata layers were subsequently
tion in this study started with the selection and preparation calculated using pairwise comparisons, based on the local
of nine geodata layers of the study area including slope, expert responses to the questionnaires.
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Fig. 2 Nine input geodata layers involving: a slope (°), b alluvium thickness (m), c geology, d morphology, e electrical conductivity (lmhos/
cm), f land use, g drainage density (km/km-2), h aquifer transmissivity (m2/day) and i elevation (m)
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Aquifer transmissivity
Proposed methodology
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in genetic algorithm (Yeh et al. 1995). Therefore, the Coding and decoding the chromosomes and define
spatial data provided by GIS database need to be pre- objective function
processed and re-modeled before they can be used for
GA. Accordingly, all derived FS geodata layers were The binary GA works with bits. The variable x has a value
converted into proper raster format with 30 m 9 30 m represented by a string of bits that is Ngene long. If
resolution, and after subsequent data normalization (in an Ngene = 10 and X has limits defined by 1 \X \1024,
interval of [0,1]), the spatial datasets were processed in then a gene with 10 bits has 2Ngene ¼ 1024 possible values
ArcGIS. (Fig. 5).
Here, x and y coordinate of each geodata layer repre-
Assessment of weights with AHP sents chromosome dimensionality. In other words,
regarding the total area of study region, data accuracy and
To express the relative importance of each geodata layer data dimensionality each of these two variables (i.e. x and
and to derive the relative weights, the basic idea of per- y) has been determined by a 10 bite string composed of
forming pairwise comparison is a pedagogical and intuitive binary numbers. Accordingly, Fig. 5 shows structure of a
participatory approach. The result of interview with local sample chromosome.
experts expresses that with which intensity aij a geodata In our optimization problem, each chromosome is pre-
layer gi is more or less important than another geodata sented in a string of 20 bits that are decoded by Eq. 3
layer aj, using the fundamental scale of absolute numbers (illustrated in Fig. 6):
from 1 to 9 (Saaty and Vargas 2001), quantitatively defined X
w1
and explained (Tables 1, 2). x¼ 2i zwi ; ð3Þ
i¼0
Application of GA in the Gareh Bygone flood spreading where x represents the decoded number, z is the binary
string and w is the number of binary characters in that
After weighting the FS geodata layers, in the next step, the string.
modified GA is implemented to select the most suitable site To illustrate the working principles of GAs, artificial
for FS. Figure 4 shows an overall flowchart of GA groundwater recharge site selection of Gareh Bygone Plain
implementation for artificial ground water recharge site is considered as a constrained optimization problem. The
selection. linear programming of the problem is as follows:
8 h i 9
>
> 0:175 Slope þ 0:149 Alluvium Thickness >
>
>
> ðx; yÞ ðx; yÞ >
>
>
> >
>
>
> þ 0:147½Geology >
>
>
< ðx; yÞ þ 0:140½Geomorphologyðx; yÞ
>
=
Minf ðx; yÞ ¼ h i
>
> þ 0:122½ECðx; yÞ þ 0:077½LUðx;yÞ þ 0:078 Drainage Densityðx; yÞ >>
>
> >
>
>
> >
>
>
> h i >
>
>
: þ 0:065 AquiferTransmissivityðx; yÞ þ 0:048 Elevationðx; yÞ >
;
s.t.
0\Slope\2
ð4Þ
0\drainage density\0:25
0\EC\3000
1120\elevation\1250
400\aquifer transmissivity\600
Alluvium thickness [ 50
Geomorphology ¼ flood plainjalluvial fan
Geology ¼ QgjQgscjQscgjQbjQc
LU ¼ Low density range;
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where f(x, y) is chromosome costs in problem solving and in this case, P1 and P2 are problem variables that show
(x, y) are x and y coordinates of corresponding chromosome coordinate of pixels in geodata layers
in constructed evaluation matrix.
Natural selection
Generate initial population
Natural selection which has been represented by other phrases
Population size has significant impact on the final result and namely, ‘‘survival of the fittest’’, translates into discarding the
performance of genetic algorithm. According to the Schema chromosomes with highest costs. In this regards, the Npop
Theorem (Chen 1996), given the population size M, the costs and associated chromosomes are ranked from the lowest
genetic operators are able to produce M3 schemas. Based on cost to the highest in the first step. Then, the best are selected
this fact, more and more building blocks can be generated to continue, while the rest of them are deleted. The selection
and optimized till the optimal solution is found. Here, in the rate, Xrate, is the fraction of Npop that survives for the next step
present study, 100 random chromosomes (Npop) consisting of mating. The number of chromosomes that are kept each
of 20 bits (Nbits) string have been selected using ‘Rand’ and generation is (Haupt and Haupt 2004):
‘Round’ (Eq. 5). Then, 10 first numbers of each chromo-
some strings have been used as x coordinate and the rest as y Nkeep ¼ Nrate Npop : ð7Þ
coordinate, respectively (Fig. 5). Natural selection occurs in each generation or iteration of
Pop ¼ round rand Npop ; Nbits : ð5Þ the algorithm. Of the Npop chromosomes in a generation,
only the top Nkeep survive for mating and the bottom
Find cost for each chromosome Npop - Nkeep are discarded to make pool for the new off-
spring. Deciding how many chromosomes to keep is
A cost function simply generates an output from a set of somewhat arbitrary. Letting only a few chromosomes sur-
input variables (a chromosome). The cost function also vive to the next generation limits the available genes in the
may be a mathematical function, an experiment, or a game offspring. Keeping too many chromosomes allows bad
(Haupt and Haupt 2004). Here, variables are x and y in each performers a chance to contribute their traits to the next
data layer, then: generation. It is common to keep 50 % (Xrate = 0.5) in the
Cost ¼ f ðP1; P2Þ ¼ f ðChromosomesðx; yÞ in each layerÞ: natural selection process (Sivanandam and Deepa 2007).
ð6Þ Accordingly, in the present study, the population has been
sorted by descending fitness values within which the first
50 % were selected as candidates for further examination.
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Fig. 4 Flowchart of proposed methodology to determine optimal sites for flood spreading
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a chromosome with the lowest cost has the greatest prob- genetic search strategy. It determines the major behavior of
ability of mating, while the chromosome with the highest optimization process. Several crossover schemes are used,
cost has the lowest probability of mating. A random such as one-point crossover, two-point crossover, and multi-
number determines which chromosome is selected. This point crossover. However, as a common criterion, any
type of weighting is often referred as roulette wheel crossover operator should ensure that the proper genes of
weighting (Haupt 2004). For this goal, we have used rank good individuals be inherited by the new individuals of next
weighting method of weighted random pairing that is generation. A big crossover probability may improve genetic
named roulette wheel ranking squared. This approach is algorithms capability to search new solution space, while
problem independent and finds the probability from the increase the likelihood of disordering the combination of
rank, n, of the chromosome (Haupt and Haupt 2004): good genes. However, if the crossover probability is set too
small, search process may be trapped in a dull status and is
ðNkeep ðn þ 1ÞÞ2 ð50 ðn þ 1ÞÞ2
Pn ¼ PNkeep 2 ¼ : ð8Þ prone to ceasing (Wu and Shan 2000; Wu et al. 2004).
n¼1 n
38025
To recombine two strings to get a better string, here, one
Then, a random number between zero and one is generated. crossover point has been selected as GA operator. As a result,
Starting at the top of the list, the first chromosome with a a random number ranging from 1 to 19 has been selected and
cumulative probability that is greater than the random considered as crossover point. Then, binary string from
number is selected for the mating pool. beginning of chromosome to the crossover point is copied
from one parent (father chromosome), the rest is copied from
Mating the second parent (mother chromosome) (Fig. 7).
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Convergence
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Fig. 11 Output map of AHP–GA application in artificial groundwater recharge site selection
termination condition and optimum solution has been The nine collected geodata layers related to casual FS
reached. Here, we define 2 conditions that algorithm must projects involving slope, alluvium thickness, geology,
have one or both of them to stop. The main criterion is that morphology, electrical conductivity, land use, drainage
results should not be changed during 50 iterations of density, aquifer transmissivity, and elevation were prepared
algorithm. If this criterion is not satisfied during 300 iter- and analyzed in GIS environment in the present work.
ations, the algorithm stops. Having collected the geodata layers according to the flow-
chart, the nine geodata layers were converted into the raster
format in the GIS environment to implement AHP–GA, and
Results and discussion the preliminary data preprocessing and standardizing of
selected geodata layer were performed on them. Following
The overall process of combined AHP–GA application in this, the pixel values of the raster datasets related to the FS
the artificial groundwater recharge site selection of Gareh site selection criteria were extracted and stored in nine sep-
Bygone Plain has been schematically presented in Fig. 9. arate spatial matrixes in a database.
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Afterward, to implement artificial groundwater recharge Alesheikh AA, Soltani MJ, Nouri N, Khalilzadeh M (2008) Land
site selection using the proposed methodology, the database assessment for flood spreading site selection using geospatial
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Finally, the output was converted to a raster dataset which was groundwater recharge zones and identification of artificial
recharge sites in West Medinipur district, West Bengal, using
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