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The Journal
ARTICLE scitation.org/journal/jcp
of Chemical Physics
AFFILIATIONS
Département de Chimie, Université de Montréal, C.P. 6128 Succursale A, Montréal, Québec H3C 3J7, Canada
a)
Author to whom correspondence should be addressed: Matthias.Ernzerhof@UMontreal.ca.
ABSTRACT
In the recently developed correlation factor (CF) model [Precechtelova et al., J. Chem. Phys. 143, 144102 (2015)], the exchange-
correlation (XC) hole is approximated. Since various constraints satisfied by the XC-hole are known, approximations to it can be
designed which largely avoid empirical adjustments. In the CF approach, the XC-hole is written as a product of an exchange hole
times a CF. An important constraint satisfied by the CF model is that it correctly reproduces the exact exchange energy in the
high density limit. This is achieved by employing the exact exchange-energy per particle (X (r)) as an input variable, i.e., the CF
model builds on exact exchange. Variations of the initial CF model are proposed which ensure that the exact answer is obtained
in the homogeneous limit. Furthermore, we apply a correction to the depth of the XC-hole that is designed to capture strong
correlation. EC functionals that build on exact exchange, such as hybrids, often fail for systems that exhibit sizeable electron
correlation. Despite this fact and despite the reduction of empiricism to a single parameter within CF, accurate atomization
energies are obtained for strongly-correlated transition metal compounds. The CF model significantly improves upon widely
used functionals such as Perdew-Burke-Ernzerhof (PBE), PBE hybrid, and Tao-Perdew-Staroverov-Scuseria (TPSS).
Published under license by AIP Publishing. https://doi.org/10.1063/1.5083840
conventional global hybrids, e.g., PBE hybrid,5 for atomization At a given position r, ρXC (r, u) is a function of the electron-
energies. electron separation u and it describes the reduction in the
In the present work, we present a new implementation electron density due to exchange-correlation effects. Approx-
of the CFM in which X (r) is calculated exactly (within a imations to ρXC (r, u) are of interest in themselves; they are
given basis set) without invoking the resolution of the iden- often the starting point for various developments in DFT, such
tity approximation.17,18 The calculation of X (r) is described in as range-separation methods.31–39
the Appendix. The previously presented CFM is then further As already described, our ansatz for ρXC (r, u) follows
explored in various ways. The original CFM does not recover the CF decomposition where ρXC (r, u) is expressed as an
the correct EXC of the homogeneous electron gas (HEG). approximate X-hole ρX (r, u) times the CF f C (r, u),
Here we develop a modification of the CFM that does rec- CF
tify this shortcoming. Furthermore, strong correlation is a ρXC (r, u) = fC (r, u)ρX (r, u). (2)
problem that presently receives attention and there are sig- The CFs that we employ in our work are determined using
nificant advances made in the development of functionals various conditions as explained below in Sec. II D, after we
that can cope with strong correlation.10,11,19 We explore the discussed details about ρX (r, u).
potential of the CF approach to describe strongly-correlated
systems and we consider transition metal (TM) dimers to A. The exchange-hole models employed
benchmark various CFMs. Recently, Furche and Perdew20 in the CF approach
assessed the performance of semilocal and hybrid density
functionals to describe TM compounds. They demonstrated The straightforward procedure would be to calculate
that the generalized gradient approximation (GGA), more the exact X-hole and build the correlation factor of Eq. (2)
specifically PBE,21 BP86,22,23 and the meta-GGA (MGGA) Tao- for it; instead we employ a simple model hole which has a
Perdew-Staroverov-Scuseria (TPSS)24 have a better cost- predictable, non-oscillatory shape. The exact X-hole can be
per-performance than hybrid functionals (B3LYP,22,25 TPSS rather complex, greatly complicating the task of designing
hybrid26,27 ). Hybrid functionals underestimate static corre- a compatible correlation factor. The X-hole model that we
lation. In contrast, semi-local functionals often overestimate employ is the generalized (G) version of the Becke-Roussel
static correlation and consequently they tend to overesti- X-hole model (BR),40
mate the bond energies, but to a lesser extent than hybrids GBR c f g
under estimate them. This is not a universal observation, a ρXσ (r, u) = − 2 (a|b − u| + 1)e−a|b−u| − (a|b + u | + 1)e−a|b+u| ,
2a bu
recent study28 of certain TM compounds found that hybrids
(3)
performed better than semi-local functionals.
In general, for a density functional theory (DFT) approach where a, b, and c are parameters determined through exact
that starts from exact exchange, such as hybrids and CF, the constraints. In detail, we impose two conditions in all X-hole
TM compounds pose an enormous challenge. Exact exchange models, the first is the on-top condition,
by itself is a very bad approximation to EXC , meaning that the
correlation contributions to the atomization energies are very ρXσ (r, r) = −ρσ (r), (4)
large. The well established global hybrid schemes, such as PBE
which sets the depth of the X-hole model at the reference
hybrid5 or B3LYP,22,25 perform poorly for strongly correlated
point r. The second condition aims at reproducing a given
TM compounds, and one might expect this to carry over to the
exchange energy per particle,
CF approach as well. However, as we show, remarkable accu-
rate atomization energies are obtained with certain CF func- GBRy y
2π duuρXσ (r, u) = Xσ (r). (5)
tionals while reducing empiricism to a minimum. To the best
of our knowledge, for the atomization energies of TM dimers,
the CF method yields the best results among the functionals The label y indicates which -approximate or exact- exchange
that rely predominantly on a first principles construction. energy per particle is employed. For the present work,
y = {LSD, PBE, Exact}, where LSD and PBE stand, respectively,
for local-spin29 and Perdew-Burke-Ernzerhof21 density func-
II. THE CORRELATION FACTOR MODEL tional approximations, while Exact indicates that the exact
AND EXTENSIONS THEREOF quantity is used.
In this section, we begin with a review of the key concepts The remaining parameter is determined from one of the
of the CF approach.15,16 Subsequently, further developing the following two conditions:
CF, we show how to impose the HEG limit and how to modify
the CF to account for strong correlation. The central notion 4π duu2 ρXσ (r, u) = −1, (6)
of the proposed approximation is the XC-hole ρXC (r, u)29,30 of
DFT. The exchange-correlation energy is obtained in terms of or
the XC-hole through 1 2 1
2
1 (∇ρσ (r)) +
∇r0 ρXσ (r, r0 )|r0 =r = − ∇2 ρσ (r) − γ *2τσ (r) + .
ρXC (r, u) 3! 6 2 ρσ (r) -
EXC [ρ] = d3 rρ(r) d3 u . (1)
,
2u (7)
In this equation, γ is a scaling parameter whose value is 1 in the by minimization of the mean absolute error of atomization
present context. Enforcing either condition, Eq. (6) or Eq. (7), energies of main-group and transition metal compounds.
BRyN BRyC As mentioned above, the on-top value [Eq. (4)] and
results in different model holes, ρXσ and ρXσ , respectively,
y BRyN exchange-energy per particle [Eq. (5)] condition are enforced
both of which reproduce the same Xσ . Compared to ρXσ ,
BRyC for the two X-holes models employed in the averaged X-hole.
ρXσ is more localized around the reference point r. Exchange BRyN
Additionally, the ρXσ satisfies the normalization condition
energies per particle that are small in absolute value are repre- BRyC
BRyC Eq. (6), while ρXσ respects the curvature condition Eq. (7),
sented by ρXσ through a localized hole which has a normal-
BRyN
but neither of these conditions is satisfied by ρXAV (r, u).
ization integral that is smaller than one. With ρXσ , the same
y
low value of |Xσ | is achieved through de-localization of the D. The correlation factor
exchange hole. There are thus two options to represent a given
The starting point for the construction of the CF is the
exchange energy per particle, either through a de-localized,
expression used in our previous work,15,16
normalized hole or a localized, un-normalized hole. The two
BRyC
X-hole models are key elements of the CF approach. ρXσ is fC (r, u) = (A + Bu + Cu2 + Du4 )e−µu .
2
(9)
BRyN
more localized than ρXσ ,
and in a density functional context
it is expected that this X-hole is easier to transform into an The coefficients A, B, C, D, and µ in this expression are func-
XC-hole. On the other hand, there is a risk of over-localization tions of r, and they are determined using various conditions
BRyN
of the XC-hole. ρXσ is fairly de-localized, and again, this ten- that are described now. The conversion of the X-hole into
dency can carry over to the XC-hole. In Sec. II C, we attempt an XC-hole has to account for the essential physical char-
to find a balance between localization and de-localization of acteristics of electron correlation. The on-top value of the
the XC-hole. First, however, we present a modification of the exchange-hole, representing same-spin electron exclusion,
X-hole designed to recover the homogeneous limit for the has to be lowered further to include opposite-spin electron
exchange-correlation energy obtained with the CF approach. repulsion.44 This is achieved through the constant A. Further-
more, to account for the cusp44 around an electron, we intro-
duce a linear term in u with a coefficient B. In mathematical
B. Correlation factor model satisfying
the homogeneous electron gas limit terms, A and B are determined through
CF LSD
In its original form,40 the hydrogen-atom derived Becke- ρXC (r, u = 0) = ρXC (r, u = 0) (10)
Roussel hole does not reproduce the homogeneous limit: if,
in the determination of a, b, c, the curvature condition is and
used in conjunction with the on-top condition and the con- ∂ρXC
CF (r, u) 1
LSD
dition to reproduce the exchange energy per particle of the = dλ λ{ρ(r) + ρXC,λ (r, u = 0)}. (11)
∂u 0
HEG,41–43 then the normalization condition is not satisfied. In u=0
the CF approach, the normalization is enforced as the final The parameter µ in the exponent of the CF sets the range of
step, thus the CFM EXC cannot, in general, reduce to exact EX . the XC-hole. As detailed in our previous work,15,16 we use the
To cure this problem, the input curvature can be modified40 LSD approximation to determine µ: building on ρXσ BRLSDN (r, u),
such that the exchange hole parameters that reproduce the D is temporarily set to zero and µ is determined such that
HEG exchange energy also result in a normalized hole; i.e., the the XC-energy of the HEG is recovered. The parameter D also
parameter γ in Eq. (7) is set to 0.797 039, and the resulting X- has an impact on the range of the XC-hole, we use the PBE
BRy,HEG
hole is referred to as ρXσ
BRy,HEG
. A CFM building on ρXσ can functional21 to determine its value through the condition15,16
be designed and this version of the CF recovers the correct
CF PBE
XC-energy in the HEG limit. 2π du uρXC (r, u) = XC (r), (12)
BRyN BRyC
ρXAV (r, u) = λρX (r, u) + (1 − λ)ρX (r, u), (8) In general, for systems that are qualitatively described
by the Kohn-Sham determinant, the LSD approximation to
where λ is the weighting factor with 0 ≤ λ ≤ 1. In the calcula- the on-top value [Eq. (10)] is fairly accurate. For strongly-
tions reported below in Sec. IV, λ is determined empirically correlated systems, however, this approximation predicts an
on-top value that is too high. A typical example of strong- then incorporated in the CF approach by replacing the on-
correlation is provided by the stretched H2 molecule. It is easy top [Eq. (10)] and cusp [Eq. (11)] conditions by their corrected
to see that the on-top value of this system is simply the nega- counterparts defined in Eqs. (14) and (18).
tive of the electron density, i.e., the lowest possible value. This Building on the CFX and CFXN approach of our previ-
result is clearly not reproduced by the LSD approximation, a ous work, we introduced the corresponding versions, CFXHEG
problem that is addressed next. and CFXNHEG which respect the HEG limit. Similarly, the
on-top correction leads to two further variations, CFXOC
E. Static-correlation correction of the on-top value and CFXNOC . Of course, the on-top correction can also be
applied to CFXHEG and CFXNHEG , resulting in CFXHEG−OC and
In this section, we propose a correction to the on-top hole
CFXNHEG−OC . Finally, CFX and CFXN, as well as their variants,
depth and, correspondingly, to the cusp condition employed
can be combined in averaged schemes (CFXAV). All the CF
in the CF. The LSD on-top hole value is remarkably accurate
methods discussed above are now assessed for the atomiza-
for a wide range of systems which are sometimes referred to
tion energies of main group and transition metal compounds.
as normal systems.45 Normal systems are describable by a sin-
gle Slater determinant. However, if a single determinant does
not provide a qualitatively correct description, strong cor- III. COMPUTATIONAL DETAILS
relation is present and the LSD on-top value approximation The calculations reported are performed with a modified
for the XC-hole is often inaccurate. In these cases, we want version of the Gaussian program system.46 The geometries of
to apply a correction to the LSD on-top value. To determine the main group molecules are optimized with the PBE func-
where strong correlation is significant, we employ the nor- tional21 using 6-311 + G(3df, 2p) basis sets.47–50 The geometries
malization of the projected exchange hole NB03 Xσ
(r), proposed of the TM compounds have also been obtained with PBE but
by Becke.6 NB03 (r) is close to one if static correlation is weak with QZVP basis sets.51 All approximations proposed in this
Xσ
and less than one if it is strong. For instance, in the stretched work are assessed through post-PBE calculations, employing
H2 NB03
Xσ
(r) = 1/2 everywhere. A simple ansatz to correct the the same basis sets as in the geometry optimizations.
depth of the on-top value of the CF exchange-correlation hole The PBE orbitals employed in the post Kohn-Sham cal-
is culations of the TM compounds have been obtained with the
OC LSD experimental value of the spin projection (SZ value) through
ρXC (r, u = 0) = ρXC (r, u = 0) − ∆(r), (14) open-shell, broken-symmetry calculations. The final elec-
where OC denotes on-top correction, and furthermore tronic states as well as the optimized geometries obtained in
these calculations agree with those reported by Furche and
LSD
∆(r) = ω(r)[ρ(r) + ρXC (r, u = 0)]. (15) Perdew.20 The Gaussian Ultrafine grid has been used in all
calculations reported.
The function ∆(r) deepens the LSD on-top hole density at r
according to the local index ω(r) IV. THE CORRELATION FACTOR MODEL
FOR ATOMIZATION ENERGIES OF MAIN GROUP
AND TRANSITION METAL COMPOUNDS
ω(r) = 1 − NB03
X (r), (16)
There are various differences between the implementa-
where tion and the calculations reported in the first accounts15,16 of
our CF approach and the implementation and the calculations
(1 + ζ(r)) B03 (1 − ζ(r)) B03
NB03
X (r) = NX↑ (r) + NX↓ (r) (17) of the present article. In the original work, the atomization
2 2 energies are obtained in a non-self-consistent, post-Hartree-
is a spin-averaged normalization of the X-hole. In regions Fock approach, whereas now, all calculations are performed
where strong correlation is important NB03X
(r) is less than one, in a post-PBE fashion. Furthermore, as already mentioned, the
ω(r) is greater than zero, and consequently, the on-top hole exact exchange-energy per particle is now calculated (see the
density in Eq. (14) gets deepened. Although our ansatz Eq. (15) Appendix) without the additional approximation of the reso-
is not unique, it provides a simple model to account for non- lution of the identify17,18 used in our previous work. First, we
dynamical correlation in the CF approach. The slope of the compare our new implementation of the CFM (Table I) to the
cusp depends on the on-top hole and a correction to the lat- original version (Table III in Ref. 16), the atomization energies
ter necessitates a correction to the cusp. The resulting explicit of a small set of molecules obtained with CFX are better, with
expression is a mean absolute error (MAE) of 4.5 kcal/mol, than the results
obtained with the new implementation (7.0 kcal/mol). How-
∂ρXC
OC (r, u) ∂[ρXC
LSD (r, u) − ∆(r)]
ever, if the CFXAV is employed, the current post-PBE imple-
=
∂u ∂u mentation yields a MAE of 3.5 kcal/mol, very similar to the
u=0 u=0
original implementation with a MAE of 3.1 kcal/mol. In all the
4 LSD
= rs H(rs )[ρ(r) + ρxc (r, u = 0) − ∆(r)], (18) calculations using the averaged X-hole of Eq. (8), the param-
3πκ eter λ has been determined by minimizing, for each version
where rs is the Wigner-Seitz radius and the value of κ and of the CF functionals, the MAE of the calculated atomization
the function H(rS ) are given in Ref. 44. Static correlation is energies of the main-group and TM compounds.
TABLE I. Atomization energies in kcal/mol for a set of small, single- and multiple-bonded molecules. MAE denotes mean
absolute error.
Molecules PBEa PBE0b CFXc CFXNd CFXAVe CFXOC f CFXNOC g CFXAVOC h Exacti
MAE 2.9 4.4 3.1 14.2 3.9 7.1 8.5 2.1 0.0
MAE 7.3 4.5 10.5 39.0 3.1 24.9 24.2 4.0 0.0
Total MAE 5.2 4.5 7.0 27.3 3.5 16.5 16.8 3.1 0.0
a Reference 21.
b Reference 5.
c CF model based on the generalized BR exchange hole.
d CF model based on the normalized BR exchange hole.
e Averaged CF model with λ = 0.225.
f CF model based on the generalized BR exchange hole with on-top value correction.
g CF model based on the normalized BR exchange hole with on-top value correction.
h Averaged CF model with on-top value corrections and λ = 0.425.
i Reference 21.
Next, we consider the effect that the on-top correction energies are too large. Both, the HEG constraint as well
has on the atomization energies. Overall, the on-top correc- as the on-top correction tend to increase the atomization
tion increases the magnitude of the correlation energy. Since energies, and therefore it is not surprising to obtain a large
the atomization energies at the CFX level are already overes- overestimation if both conditions are enforced. Again, the
timated, the MAE of CFXOC worsens. CFXN typically underes- CFXAVHEG−OC approach, balancing the locality of the X-hole
timate the atomization energies and therefore CFXNOC repre- or equivalently the amount of static correlation, results in
sents an improvement over CFXN. If the CFXAVOC is regarded, atomization energies that are comparable in accuracy to PBE
the MAE is considerably reduced to a value of 3.1 kcal/mol. hybrid.
We stress that the PBE hybrid exhibits a MAE of 4.5 kcal/mol Next, we turn to TM compounds, some of which are
and therefore, the CFXAVOC improves significantly upon PBE strongly correlated and pose a significant challenge to any
hybrid. method that employs exact exchange (e.g., the PBE hybrid,
Another addition to the original work is the construction CF approach). Not surprisingly, global hybrid schemes are
of a CF approach which satisfies the homogeneous limit, as not the DFT method of choice for TM compounds and often
described in Sec. II B. As can be seen in Table II, this mod- LSD, GGAs, and meta-GGAs are preferred. As described in
ification increases the MAE of atomization energies consid- the Introduction, a benchmark set that includes the atom-
erably. Also the CFXAVHEG , satisfying the homogeneous limit, ization energies of TM hydrides, nitrides, oxydes, fluorides,
has a slightly increased MAE of 3.6 kcal/mol compared to and homonuclear dimers has been compiled by Furche and
CFXAV. Perdew,20 we use it to assess the models proposed in Sec. II.
If the on-top correction is used in conjunction with In Tables III and IV, we compare CF approximations to PBE,21
the HEG constraint, at the CFXHEG−OC level, the atomization PBE hybrid,5 B1310,11 and TPSS.24
TABLE II. Atomization energies in kcal/mol for a set of small, single- and multiple-bonded molecules. MAE denotes mean
absolute error.
value correction.
f CF model based on the normalized BR exchange hole, including the on-top value correction.
g Averaged CF model with on-top value corrections, respecting the HEG limit, λ = 0.600.
h Reference 21.
TABLE III. Atomization energies in kcal/mol for a set of transition metal compounds. MAE denotes mean absolute error.
Molecules PBEa PBE0b B13c TPSSd CFXe CFXNf CFXAVg CFXOC h CFXNOC i CFXAVOC j Exactk
KH 40.7 39.3 44.3 43.5 43.7 37.3 42.3 46.5 40.0 43.8 42.2
CaH 46.6 45.4 41.0 53.2 45.7 41.5 44.8 47.2 43.0 45.5 41.0
ScH 60.5 50.3 57.9 64.8 62.8 44.3 58.6 66.6 48.1 58.7 47.5
TiH 63.1 50.6 57.9 68.8 63.4 54.3 61.3 66.9 57.8 62.9 50.0
VH 59.2 57.2 58.3 65.2 61.7 49.6 58.9 65.6 53.5 60.4 51.4
CrH 52.4 48.7 48.8 57.4 54.2 38.1 50.5 58.2 42.2 51.4 46.8
MnH 45.4 66.9 37.5 52.3 43.0 35.5 41.5 43.5 35.9 40.5 31.1
FeH 56.9 60.5 37.5 60.6 56.2 44.9 53.6 59.4 48.2 54.5 39.2
CoH 61.8 55.1 52.1 64.3 63.5 35.1 57.0 68.2 39.9 56.1 48.4
NiH 66.6 57.9 67.3 69.0 70.0 50.5 65.4 73.9 54.5 65.5 61.3
CuH 64.5 59.6 66.0 67.3 68.4 45.2 63.0 72.5 49.3 62.5 63.4
MAE 9.0 8.1 4.5 13.1 10.0 6.9 6.9 13.3 5.7 7.4 0.0
ScN 121.5 94.6 100.8 112.8 128.0 29.1 105.0 151.5 52.9 108.7 113.0
TiN 140.1 111.8 127.4 128.9 149.8 40.4 124.0 176.3 67.4 128.6 124.0
VN 132.3 88.9 117.3 123.8 141.8 11.1 111.3 171.3 41.2 114.7 117.0
CrN 106.2 69.4 82.8 97.2 114.3 −29.1 80.9 145.0 2.2 82.9 97.0
MAE 12.3 21.6 7.5 3.0 20.7 99.9 7.5 48.3 71.8 6.3 0.0
CaO 123.3 102.1 110.6 117.7 129.5 44.2 109.8 153.1 68.0 116.3 110.8
ScO 182.3 160.9 171.1 171.6 190.0 104.4 170.0 213.1 127.8 176.0 163.0
TiO 183.1 160.4 171.2 173.9 194.2 97.7 171.6 220.1 123.9 178.1 161.0
VO 168.4 141.4 153.0 158.9 177.4 63.4 152.9 205.5 91.9 158.2 150.0
CrO 120.7 92.3 101.6 113.6 130.1 13.5 103.0 158.5 42.3 108.2 103.0
MnO 127.5 117.1 93.8 120.1 132.9 −0.9 102.3 160.0 26.5 102.7 89.5
FeO 128.2 110.9 99.1 119.1 136.3 24.6 110.4 161.9 50.6 113.8 97.4
CoO 115.6 80.6 87.6 105.8 133.4 7.7 104.4 162.0 36.7 107.9 92.1
NiO 112.6 80.5 82.4 104.4 128.5 −3.3 98.2 157.8 26.4 101.2 90.4
CuO 77.7 62.0 57.8 73.0 85.1 10.5 67.9 101.9 27.4 69.7 66.6
MAE 21.6 9.8 5.0 13.4 31.4 76.2 6.9 57.0 50.2 10.8 0.0
KF 119.7 112.4 119.7 118.5 126.6 92.2 118.7 139.3 110.0 124.5 117.5
CaF 139.8 131.2 132.9 137.7 143.2 104.3 134.2 155.5 122.0 138.8 127.2
ScF 155.6 142.2 147.7 151.4 163.0 105.4 149.7 178.7 127.1 153.9 143.3
TiF 145.0 137.5 139.1 142.4 152.4 107.4 141.9 167.2 127.4 147.7 137.0
CrF 119.1 109.1 110.8 117.8 124.8 76.8 113.8 140.1 98.7 119.5 106.3
CuF 101.5 92.5 96.3 99.4 106.8 63.9 96.9 120.3 83.9 101.7 102.8
MAE 8.2 4.0 4.2 6.7 13.8 30.7 5.5 27.8 10.8 9.0 0.0
K2 13.3 11.6 14.2 14.7 14.4 5.4 12.1 15.4 6.4 11.3 12.0
Ti2 68.7 27.8 56.1 61.4 88.4 −73.2 50.4 116.9 −43.9 46.6 36.1
V+2 91.7 23.3 86.5 81.9 118.3 −145.5 56.5 164.8 −97.7 50.3 73.2
V2 71.3 8.7 71.6 64.4 105.4 −157.7 43.9 156.1 −105.7 42.1 64.3
Cr2 34.8 −18.8 55.0 31.0 58.3 −205.5 −2.7 107.8 −154.8 −5.8 33.9
Fe2 57.0 21.4 10.4 44.2 81.3 −137.4 31.2 120.8 −97.0 27.2 26.9
Co2 58.9 −6.2 21.0 48.6 97.7 −173.1 35.7 148.7 −121.2 32.7 39.4
Ni+2 69.5 46.3 66.5 68.2 87.7 −46.3 57.1 106.4 −27.3 49.0 52.2
Ni2 62.3 20.0 33.5 57.8 83.9 −89.7 44.2 114.4 −58.8 40.0 48.1
Cu2 48.9 41.0 47.3 47.7 53.2 14.2 44.1 59.0 20.1 42.1 46.7
Molecules PBEa PBE0b B13c TPSSd CFXe CFXNf CFXAVg CFXOC h CFXNOC i CFXAVOC j Exactk
MAE 14.4 25.8 12.8 9.3 35.6 144.2 10.8 67.8 111.3 11.9 0.0
Total MAE 13.6 13.5 6.9 10.3 23.1 69.8 7.7 42.8 49.5 9.5 0.0
a Reference 20.
b PBE hybrid atomization energies obtained self-consistently.
c Reference 52.
d Reference 20.
e CF model based on the generalized BR exchange hole model.
f CF model based on the normalized BR exchange hole model.
g Averaged CF model with λ = 0.225.
h CF model based on the generalized BR exchange hole with on-top value correction.
i CF model based on the normalized BR exchange hole with on-top value correction.
j Averaged CF model with on-top value corrections and λ = 0.425.
k Reference 20.
amount of locality and the atomization energies obtained are employing exact exchange are rarely employed in computa-
a big improvement over PBE and PBE hybrid. It is as good as tional modelling of TM compounds. The small overlap between
B13 which also yields a MAE of 7.5 kcal/mol. The TPSS func- some atomic d-orbitals of different atoms is generating weak
tional does surprisingly well for this class of compounds and bonds with large static-correlation contributions.
the MAE is a mere 3.0 kcal/mol. The CFX approach strongly overestimates static correla-
The MAE of atomization energies obtained with CFXOC is tion in the dimers and the CFXAV is again surprisingly accurate
more than twice that of CFX while the corrections applied and comparable to the best functional, namely, TPSS. The on-
to CFXN reduces the MAE from 99.9 kcal/mol (CFXN) to top correction worsens the CFX and improves upon the CFXN;
71.8 kcal/mol (CFXNOC ). Once again, the CFXAVOC results in the CFXAVOC is almost as accurate as the CFXAV of the uncor-
good atomization energies with a MAE of 6.3 kcal/mol. The rected version. We take this as an indication that for systems
above discussion about the HEG constraints also applies to the with strong-static correlation, the on-top correction becomes
nitrides; the HEG constraint increases the atomization ener- increasingly realistic; this point is further investigated below
gies, whereas the CFXAVHEC approach corrects for much of in Sec. V. Again, imposing the HEG limit increases the binding
the overestimation. The same observations hold if the HEG energies.
constraint is combined with the on-top correction.
As indicated by the relative good performance of PBE The overall tendency is that the CFX model strongly over-
hybrid, the static correlation in these systems is not exces- estimates most dissociation energies with the largest MAE
sively large; the fluorides exhibiting smaller errors at the PBE observed for the TM dimers. CFXN exhibits the opposite
hybrid level than the oxides. As already observed repeatedly, behaviour to CFX and drastically underestimates the binding
the on-top correction and the imposition of the HEG limit energies of the majority of the molecules with a huge MAE
tend to worsen the over binding of the CFX approach and for TM dimers. As expected, B13, which was constructed for
reduce the under binding of CFXN. The CFXAV again yields a the purpose of describing strong correlated systems, has the
good balance of local and non-local effects (Table III). A simi- best overall performance followed by CFXAV, CFXAVHEG , and
lar discussion applies to CFHEG and CFHEG−OC , as well as to the CFXAVOC . The corrections to the on-top value are intended to
corresponding averaged CFMs. yield CF XC-holes that are increasingly localized. We expect
Comparing the best CFMs, i.e., the ones based on the an increase in overestimation and a decrease in underesti-
averaged exchange hole, to the other functionals consid- mation of bond energies by CFX and CFXN, respectively. In
ered, we find that CFXAV improves upon the functionals PBE Table III, we observed that this is indeed the case where CFXOC
and TPSS; the results are, however, worsened by the on-top overbinding increases and its total MAE is almost twice as high
correction and the HEG constraint. as that of CFX. The CFXNOC reduces the errors in atomization
energies by 20 kcal/mol relative to CFXN.
The results obtained for the main and the transition group
D. Dimers elements indicate that the CF variants that built on the aver-
Again using the under binding tendency of the PBE hybrid aged exchange hole, in particular, the CFXAV approach, are
as a measure of strong correlation, among the systems consid- highly accurate; CFXAV is surpassed only by the B13 func-
ered in this study, the TM dimers represent the biggest chal- tional. B13 also builds on exact exchange; it has been designed
lenge. For several dimers, no binding at all is obtained with PBE to address strong correlation and in its applications the sin-
hybrid. The dimers are a prime example for why functionals glet species are spin-restricted, ensuring the correct spin
TABLE IV. Atomization energies in kcal/mol for a set of transition metal compounds. MAE denotes mean absolute error.
limit.
f CF model based on the normalized BR exchange hole, with on-top value correction.
g Averaged CF model with on-top value correction, respecting the HEG limit, λ = 0.600.
h Reference 20.
symmetry. As opposed to CFXAV, which has one empirical is localized around the reference electron, meaning that it
parameter, and the CF approach in general, the B13 relies on does correctly localize around the separated hydrogen atoms.
various empirical parameters. The on-top correction that we However, since the degree of this localization is underesti-
introduced to address strongly correlated systems does not mated, the magnitude of the correlation energy is underes-
result in a significant worsening of the results at the aver- timated as well. The principal reason for this underestima-
aged level, the improvement that we might have expected is tion is the insufficient depth of the on-top XC-hole value
not obtained even for the TM dimers whose atomization ener- which is, explicitly or implicitly, built into many local and
gies are the most likely to be impacted by strong correlation. semilocal functionals. At the exact exchange level, the hole
The satisfaction of the HEG constraint results in an additional of the spin-unpolarized H atom is completely de-localized,
slight worsening of the atomization energies (compared to it is split into two identical halfs, one on each of the two
CFXAV) if the averaged scheme is employed. The TM diatomics H atoms. Since the H atoms are infinitely separated, the
are surprisingly well described by the CFXAV functional. The hole around one atom does not contribute to the exchange
latter is only outperformed by the TPSS functional, which does energy around the other. Any method that starts from exact
not built on exact exchange. The question arises if there are exchange has to localize (and deepen) the hole around the
systems for which the on-top correction yields an improved respective atom. To quantify the potential of approximations
description. A standard test case for strong correlation is the to describe strong correlation, we define the de-polarization
stretched H2 molecule and this is the system which we address energy ∆E,
in Sec. V.
spin-averaged spin-polarized
∆E = Etotal − Etotal . (21)
V. HYDROGEN MOLECULE STRETCHED TO INFINITE In Table V, we compare ∆E obtained with LSD, PBE, and
DISTANCE PBE hybrid to the various CF approximations. Not surpris-
The hydrogen molecule, stretched to infinity, is equiva- ingly, CFXN shows the largest errors; to account for strong
lent to two hydrogen atoms with half an up and half a down correlation, the X-hole model has to be localized and this
spin electron on each of them. This spin-averaged configura- is assured within the ρXσ BRExactC model whereas the ρBRExactN
Xσ
tion of the H atoms is represented by model, underlying the CFXN, yields a fairly de-localized hole.
The less severe errors of the LSD and PBE, compared to CFXN,
(1sα )1/2 (1sβ )1/2 , (19) are a consequence of the insufficient depth of the underlying
XC-hole, it is, however, localized. At the PBE hybrid level, the
whereas the ground-state electron configuration of the H
errors increase compared to LSD and PBE, this is because of
atom is
the increased de-localization of the XC-hole, i.e., to the reduc-
(1sα )1 (1sβ )0 . (20) tion of static correlation. CFX gives small errors compared to
α and β denote up and down spin orbitals, respectively. These LSD, PBE, and PBE hybrid and further significant improve-
two configurations have the same energy, however, popu- ments are obtained if the HEG limit and the on-top correction
lar functionals and Hartree-Fock are unable to recover this are used. These results confirm the basic idea behind the on-
result.11,19,53 In local and semi-local functionals, the XC-hole top correction; it is indeed this correction which drastically
TABLE V. Errors for the spin-averaged H atom defined by Eq. (21) in kcal/mol.
Method LSD PBE PBE0 CFX CFXHEG CFXOC CFXHEG − OC CFXN CFXNOC CFXAV CFXAVHEG CFXAVOC CFXAVHEG − OC
∆E 37.0 27.6 42.8 11.3 10.6 3.8 3.0 55.2 48.3 23.2 25.8 24.8 32.3
improves the description of the stretched H2 . It appears that APPENDIX: CALCULATING THE EXCHANGE ENERGY
the impact of correlation on the atomization energies of the PER PARTICLE Xσ (r)
TM compounds is not strong enough to require a correction The exact exchange energy per particle ( X σ (r)) employed
of the on-top hole depth. For stretched H2 , as described, the in the present implementation of the correlation factor model
on-top value of the LSD approximation is clearly in error and is calculated avoiding any approximation other than the repre-
correcting it, we obtain a significant improvement for the spin sentation of operators in the finite, one-particle basis set. Our
de-polarization energy. implementation builds on the PRISM algorithm54 as imple-
Using the averaged CF approaches increases the errors mented in the Gaussian program system.46 In particular,
in ∆E for stretched H2 . This is not surprising since the CFXN we use the electrostatic-potential routines to calculate the
approach is ad-mixed. CFXN is the worst performer for the exchange energy density
de-polarization energy.
1 X χν (r0 )χτ (r0 ) 0
Xσ (r) = − Dµν σ Dκ τ σ χµ (r)χκ (r) dr ,
VI. CONCLUSIONS 2ρσ (r) µν κ τ |r − r0 |
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