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CHAPTER THREE CHAPTER FOUR
The Hunters 99 The Origins
of Agriculture 179
Introduction The Rise of Homo sapiens 99
CONCEPT The Origins of Language 103 Introduction The First Farmers 179
SITE The Klasies River Mouth Caves 105 CONCEPT Explaining the Origins
of Agriculture 185
CONCEPT Modern and Ancient DNA 108
SITE ’Ain Mallaha 189
SITE The Valley of the Neanderthals 111
CONCEPT Wheat, Barley, Pigs, Goats,
CONCEPT The Fate of the Neanderthals 115
and Sheep 191
CONCEPT The Upper Paleolithic 117
CONCEPT New Evidence 194
SITE Dolni Vestonice 121
SITE Göbekli Tepe, Turkey 195
SITE The Cave of Lascaux 124
SITE Abu Hureyra 196
CONCEPT Portable Art 130
CONCEPT Archaeobotany 200
CONCEPT Symbols and Notation 132
SITE Jericho 203
SITE Lake Mungo, Australia 134
CONCEPT Archaeozoology 206
CONCEPT The Peopling of the Pacific 136
SITE Çatalhöyük 209
CONCEPT Radiocarbon Dating 137
SITE Mehrgarh 214
CONCEPT The Peopling of the Americas 139
CONCEPT Pottery 216
SITE Monte Verde 143
SITE Ban-po-ts’un 218
SITE Kennewick Man 146
CONCEPT Rice 221
CONCEPT Pleistocene Extinction 147
SITE Khok Phanom Di 222
Images and Ideas The End
SITE Guilá Naquitz Cave 225
of the Paleolithic 149
CONCEPT Zea mays 228
CONCEPT Postglacial Foragers 151
SITE Tehuacán 232
CONCEPT The Postglacial Environment
of Europe 154 SITE Guitarrero Cave 236
Contents vii
CONCEPT The Olmec Horizon 317
SITE El Mirador 319
CONCEPT Carved Stones and Early Writing 323
SITE Monte Albán 324
CHAPTER FIVE CONCEPT Settlement Pattern Surveys 329
Native North Americans 249 SITE Teotihuacan 331
CONCEPT The Mesoamerican Ballgame 338
Introduction The Diversity SITE Tikal 339
of Native American Life 249 CONCEPT Tikal’s Monument Record 343
SITE Poverty Point 254 CONCEPT Wetland Fields 345
SITE Hopewell 258 SITE Palenque 347
CONCEPT The Archaeology of Exchange 263 CONCEPT Writing and Calendars 351
SITE Cahokia 265 SITE Tula 353
CONCEPT Monumental Architecture 269 SITE Chichén Itzá 356
SITE Moundville 271 SITE Tenochtitlán 360
CONCEPT Grave Offerings 275 CONCEPT Aztec Markets 365
SITE The Draper Site 277 CONCEPT Human Sacrifice and Cannibalism 366
SITE Snaketown 281 Images and Ideas The End of Prehispanic
CONCEPT Studying Community Plan Civilizations in Mexico 368
at Snaketown 286
SITE Chaco Canyon 287
SITE Ozette 292
CONCEPT Chiefs 296
Images and Ideas The Clash
of Worlds 298
CHAPTER SEVEN
South America: The Inca
and Their Predecessors 373
viii Contents
SITE Chan Chan 401
SITE Cuzco and Machu Picchu 405
CONCEPT Inca Highways 409
SITE Huánuco Pampa 411
Images and Ideas The Organization CHAPTER NINE
of State Society 415 Prehistoric Europe 489
CONCEPT Temples 427 CONCEPT The Bronze Age North of the Alps 524
SITE Harappa and Mohenjo-daro 436 CONCEPT The Bog People 532
Contents ix
Kennewick Man 550
ETHICS IN ARCHAEOLOGY 551
THE RESPONSIBLE ARCHAEOLOGIST 551
CAREERS IN ARCHAEOLOGY 554
CHAPTER TEN
Images and Ideas The End 556
The Past as Present and Future 543
x Contents
<
Preface
Preface xi
We think that Images does that and that it provides a rich “Images and Ideas” sections are the behavioral correlates
introduction to archaeology. We hope that our interest in of cold climate adaptations, the origins of language, and
and enthusiasm for archaeology carry over to you in this the nature of cultural complexity. The Introductions
book and that you will enjoy these Images of the Past. and “Images and Ideas” sections should be read with
some care; they provide the glue that binds the site de-
scriptions together.
ORGANIZATION OF THE BOOK
Interspersed among the site descriptions are concept
Our journey begins with the evidence for the first hu- sections that cover some of the how and why of archaeol-
mans, more than 5 million years ago, and concludes with ogy: essential methods, debates about archaeological in-
the rise of great empires around the world. This survey terpretation, or certain spectacular finds. In these concept
of world prehistory is organized in 10 chapters, along sections, we illustrate some of the more interesting ques-
chronological and/or geographical lines. Chapters 2 tions archaeologists ask about the past and highlight vari-
through 4 are in chronological order, from the earliest ous new methods that are employed to decipher the
human remains several million years ago to the begin- archaeological record.
nings of farming around 10,000 years ago. These chapters Because prehistory is a very visual subject, we have in-
follow the expansion of human beings from our original corporated more than 500 illustrations in this book—more
home in Africa to Asia, Europe, and eventually Australia than any other book on the market. It is essential to see and
and the Americas. Chapter 4 covers the beginnings of study the maps, plans, artifacts, and places that help make
agriculture from a global perspective. up the archaeological record. The basic framework of
Chapters 5 through 9 are concerned with the rise of archaeology is the place of prehistoric materials in time and
large, complex societies and early states and empires. This space. For this reason, we have included a series of coordi-
second half of the text has a geographical organization, nated maps and timelines to show readers where these sites
with chapters on North America, Middle America, South and materials fit in terms of geography and chronology.
America, Asia and Africa, and Europe. Within each of these Throughout the text, we have included a number
chapters, we have generally followed the sequence of of learning aids to help students better understand the
development through time, from earlier to later. Although material. Chapter outlines lead off each chapter, giving
the earliest state societies arose in the Old World, we have students a preview of what is to come. Marginal quotes
arranged the chapters from the New World to the Old in allow students to hear the voices of the field. Technical
order to emphasize and compare the rise of states in both terms and important concepts in archaeology are indi-
areas. This arrangement of the chapters is intended to en- cated in bold type; these words can be found both in the
hance comprehension of major processes such as the spread adjacent margin of the text and in a glossary at the end of
of agriculture and the rise of more complex societies. the book. The size and scale of archaeological sites and
We have sandwiched these ten chapters of site- features is an important aspect. Where appropriate, we
oriented survey between two distinctive bookends that have tried to provide some sense of the size of areas and
introduce the field and convey some sense of the larger structures with reference to modern features such as city
context of archaeology. Chapter 1 provides a brief over- blocks, football fields, and buildings. An appendix offers
view of principles and methods. This information gives some English–metric measure conversions and various
the reader a basic understanding of the kinds of things equivalents to help make sizes more comprehensible.
that archaeologists want to know and how they find them Supplementary readings are essential for introduc-
out. Chapter 10 has been expanded as a conclusion for tory courses for several reasons: to provide interested stu-
the book. This chapter considers why archaeology is im- dents with directions for further study, to assist in the
portant and the ethical responsibilities of being an ar- preparation of papers, and to elaborate on subjects that
chaeologist. can be addressed only briefly in a textbook. In Images of
the Past, a short list of Suggested Readings appears at the
end of each chapter, appropriate to the subject matter.
HALLMARK FEATURES OF THE BOOK
A more complete list of sources used in the preparation
Each of the chapters on world prehistory contains site of the book can be found in the back pages. Specific cita-
and concept essays enclosed by an Introduction and by tions were not used in the text itself for the sake of read-
a concluding section called “Images and Ideas.” The In- ability, but references for the information can be found
troduction provides an overview of the major themes under the name of the individual associated with the
and discoveries in the chapter. The Introduction also con- work in the bibliography at the back of the book. In addi-
tains essential maps and chronological charts for the tion, this bibliography appears in searchable format on
chapter. The “Images and Ideas” sections provide a reca- the book Web site.
pitulation of the chapter content and place that informa- An important note on dates in this edition: Because
tion in a larger context, often incorporating new concepts, of the long time span covered by archaeology, the age of
theories, or comparisons. Examples of discussions in the archaeological materials is given in several ways. Dates
xii Preface
older than 10,000 years ago are described in years before over time in terms of energy needs and activity has been
the present (B.P.) or in millions of years ago (m.y.a.). Dates added. More details on the important site of Dmanisi in
less than 10,000 years ago are given in calendar years be- the country of Georgia have been included. This site con-
fore Christ (B.C.) or anno Domini, “in the year of the Lord” tains the oldest known human evidence outside of Africa.
(A.D.). Dates for the past 10,000 years have been corrected, Additional details from Atapuerca, the oldest archaeologi-
or calibrated, for a known error in radiocarbon dating. cal site in Europe, have been included, focusing on the new
Another term used for more recent periods of time is mil- dates from the site and the very early finds from Sima del
lennium, a period of 1000 years. We live today in the third Elefante. In addition, the age of a number of skeletons of
millennium, the third 1000-year period after Christ. The Homo heidelbergensis from Simos de los Huesos has been
millennia before Christ run in reverse—for example, the redated to 530,000 years before present. Kalambo Falls and
first millennium goes from 1000 B.C. to 1 B.C., and so on. Olorgesailie have been removed in favor of the site of
Schöningen in Germany where the evidence for the use
of wooden spears is dramatically preserved in deposits
WHAT’S NEW IN THIS EDITION
of soft coal and peat, some 400,000 years old.
The seventh edition of Images of the Past contains a num- In a similar fashion, Chapter 4, The Hunters, and
ber of additions and changes from the previous version. Chapter 5, Postglacial Foragers, have been combined in a
We have retained the basic structure of a site-by-site jour- new Chapter 3, The Hunters to document the rise of
ney through the past, interspersed with blocks of text Homo sapiens, anatomically modern humans around the
about places, methods, and things. We believe that this end of the Pleistocene geological epoch. New develop-
connected series of short modules serves the reading ments in the study of ancient DNA are outlined as this
habits of our students well. field of investigation rapidly grows and advances our
The past does not get old, and new discoveries and knowledge of the past. The sites of Pincevent and Lin-
interpretations are a constant in archaeology. The pace of denmeier have been removed and more attention given
discovery and insight in modern archaeology is such that to the peopling of the New World and the First Ameri-
each year there are dramatic changes in our knowledge. We cans. More emphasis is placed on the coastal route be-
hope to keep Images of the Past as up-to-date as a book about tween Siberia and North America and more detail is
the past can be. At the same time, we hope to improve the provided on new pre-Clovis sites in the United States.
quality of the book with a new round of revisions. The post-Pleistocene segment of the new Chapter 3 has
We have done some reorganization, corrected errors, been condensed, following suggestions from reviewers
updated contents, and added some new material. Through- of the book, and the site of Elands Bay and Sannai
out the volume, we have tried to improve the flow and Maruyama are no longer included. The discussion of the
accuracy of the text and to add to the connectivity of our nature of hunter-gatherers and human society has been
story. Major changes include the lumping of two pairs of expanded.
chapters, the addition of several new sites, and a number The Origins of Agriculture are now the subject of
of new illustrations. More details on these revisions follow. new Chapter 4. Two new areas, South Asia and New
Chapter 1, Principles of Archaeology, was revised Guinea, have been added to the list of places where agri-
heavily for the last edition and has not undergone sub- culture appears to have been independently invented.
stantial changes this time around. The same cannot be A substantial new section has been added on New Evi-
said for previous chapters 2 through 5 in the last edition. dence from Southwest Asia, which has forced a major
These chapters have been subject to substantial revision rethinking of the nature of human society and activity in
and modification. Chapter 2, The First Humans, and this region at the time of the transition to agriculture. The
Chapter 3, Out of Africa, have been combined into a site of Gobekli Tepi in Turkey is the location of monu-
single new Chapter 2. We have now placed together in a mental construction in the form of large underground
single chapter all human ancestors prior to the appear- structures supported by massive carved columns of stone
ance of the Neanderthals and anatomically modern hu- that completely revises our view of the earliest pre-
mans, Homo sapiens. We think this is more useful for pottery Neolithic in that region. The size and scale of con-
explaining and understanding the early evolution of our struction imply much more organized and sophisticated
early ancestors. There is now more discussion of the societies. About the same time, new colonists were leav-
genus and species Ardipithecus ramidus, which has been ing mainland Southwest Asia and sailing to Cyprus, a
recognized in recent years as an important link in the line distant and rather barren island in the eastern Mediter-
of human evolution. The site of Swartkrans in South ranean. They took with them to this largely empty is-
Africa has been deleted to focus more on the human re- land new species of plants and animals, both wild and
mains from East Africa that provide an almost complete potentially domesticated forms and created a new
story of the developments from ape to human. ecosystem on the island. This expansion to Cyprus dra-
In the second half of the new Chapter 2, more discus- matically documents the spread of agriculture at an
sion on the role of the brain in our evolution and its growth early date.
Preface xiii
The new Chapter 5, Native North Americans, now • Multiple-choice and true/false questions—give stu-
includes new information on the introduction of cacao dents the opportunity to quiz themselves on chapter
from Mesoamerica to Chaco Canyon. Recent findings content and visuals.
from Cahokia also are presented. In the revised Chapter • Essay questions—allow students to explore key
6, Ancient Mesoamerica, new information on the Pre- chapter concepts through their own writing.
classic Maya is incorporated into the text as are new • Glossary—defines key terms.
ideas regarding prehispanic Mesoamerican craft produc- • Audio glossary—helps students with words that are
tion. The new Chapter 7, South America; The Inca and difficult to pronounce through audio pronunciation.
their Predecessors, expands consideration of the Wari
empire. Useful Information
New Chapter 8, States and Empires in Asia and • FAQs about archaeology careers—give students an-
Africa, starts with a new introduction on Indian Ocean swers to questions on available jobs, necessary edu-
trade and weaves a discussion of interregional trade and cation and training, and basic texts on the field, as
exchange into this section of the book. New findings from well as picking a college or university, going on a
northern Mesopotamia and concerning China’s first em- dig, and getting more information.
peror also are added. The coverage on Great Zimbabwe • Career opportunities—offer students related links to
also is updated. useful information on careers in anthropology.
New Chapter 9, Prehistoric Europe, and Chapter 10,
The Past as Present and Future, have undergone rela-
tively minor changes with a few new photos, a few cor-
For the Instructor
rections, and some expanded discussion of issues in the
concluding chapter. A more detailed discussion of the lat- The Instructor’s Online Learning Center (by T. Douglas
est interpretation of the Stonehenge region and the sig- Price, Gary M. Feinman, and Adam Wetsman). This indis-
nificance of these monuments has been added. pensable, easy-to-use, password-protected instructor sup-
We hope that the revised content has resulted in a plement provides a variety of features:
book that students will continue to want to pick up and
read. In addition to the changes in the text, the supple- • Image Library—offers professors the opportunity to
ments for the book remain a strong component and are create custom-made, professional-looking presenta-
detailed in the next section. We also have expanded our tions and handouts by providing electronic versions
lists of suggested readings, which will allow readers to of many maps, tables, illustrations, and photos from
dig more deeply into many topics raised. The input from the text. All images are ready to be used in any ap-
students, instructors, and reviewers has been most help- plicable teaching tools.
ful in revising this edition of Images. We benefit greatly • PowerPoint lecture slides—give professors ready-
from your suggestions and very much appreciate your made chapter-by-chapter presentation notes.
help and interest. Please do let us know when you would • Instructor’s Manual—offers chapter outlines, chap-
like to see changes in the book. ter summaries, learning objectives, lecture launcher
ideas, and suggested films and videos.
xiv Preface
of the original work included herein and to secure their Douglas B. Bamforth, University of
permission to reprint their material; if we have overlooked Colorado–Boulder
anyone, we offer our sincere apologies. Timothy Baumann, University of
This project has been long and complex and would Missouri–St. Louis
not have been possible or pleasurable without the help of
J. M. Beaton, University of California–Davis
these friends and colleagues: Kim Aaris-Sørensen, Melvin
Aitkens, Niels Andersen, Larry Bartram, Gert Jan Bart- Ellen E. Bell, California State University–Stanislaus
stra, John Bennet, Pia Bennike, Peter Bogucki, Richard Richard Blanton, Purdue University
Bradley, Maggie Brandenburg, C. K. Brain, Robert Bright- Charles A. Bollong, University of Arizona
man, Göran Burenhult, Jim Burton, Brian Byrd, Christopher
Scott Brosowske, University of Oklahoma
Chippendale, Tim Champion, Grahame Clark, Desmond
Clark, Carmen Collazo, Meg Conkey, Lawrence Conyers, G. A. Clark, Arizona State University
Nina Cummings, Erwin Cziesla, George Dales, Jack Angela E. Close, University of Washington
Davis, Hilary and Janette Deacon, John de Vos, Preben Kathryn Cruz-Uribe, Northern Arizona University
Dehlholm, Tom Dillehay, Christopher Donnan, Scott
Michael Danti, Boston University
Fedick, Lisa Ferin, Kent Flannery, Melvin Fowler, George
Frison, Anne Birgitte Gebauer, Henry George, Ted Gerney, Richard Effland, Mesa Community College
Jon Gibson, Junko Habu, Peter Christian Vemming Hansen, James Enloe, University of Iowa
Spencer Harrington, Sønke Hartz, Matt Hill, Ian Hodder, Charles Ewen, East Carolina University
Brian Hoffman, Frank Hole, Vance Holliday, F. Clark
Steven Falconer, Arizona State University
Howell, Fang Hui, Tom Jacobsen, Dick Jeffries, Greg John-
son, Ken Karstens, Larry Keeley, Mark Kenoyer, Susan Kenneth L. Feder, Central Connecticut
Kepecs, J. E. Kidder Jr., Richard Klein, François Lévèque, State University
Katina Lillios, Henry de Lumley, Tom Lynch, Joyce Lisa Frink, University of Nevada–Las Vegas
Marcus, Alexander Marshack, Ray Matheny, Alan May, Lynne Goldstein, Michigan State University
Roderick McIntosh, Susan McIntosh, Richard Meadow,
William A. Haviland, University of Vermont
James Mellaart, A. T. M. Moore, Donna J. Nash, Chris
O’Brien, Inger Österholm, David Overstreet, John Park- John W. Hoopes, University of Kansas
ington, Peter Vang Petersen, Tom Pleger, Theron D. Price, John J. Killeen, Louis Berger and Associates,
Naomi Pritchard, Jeffrey Quilter, John Reader, Charles Cultural Resource Group
Redman, Merle Greene Robertson, Gary Rollefson, Ulrick Steve Langdon, University of Alaska–Anchorage
Rossing, William Ruddiman, Denise Schmandt-Besserat,
Paul E. Langwalter II, Cypress College
Sissel Schroeder, Kathie Schick, Jeff Shokler, Brian Siegel,
Ralph Solecki, Charles Spencer, Dragoslav Srejovic, Carole A. Mandryk, Harvard University
Sharon Steadman, Vin Steponaitis, Jim Stoltman, Marilyn Masson, State University of
J. F. Thackeray, Helmut Thieme, David Hurst Thomas, New York–Albany
Donald Thompson, Larry Todd, B. L. Turner II, Patty Jo Randall McGuire, State University of
Watson, John Weinstein, Huang Weiwen, J. Peter White, New York–Binghamton
Joyce White, Edwin Wilmsen, Peter Woodman, and
Alan McPheran, University of Pittsburgh
Tineke van Zandt.
Several individuals deserve special mention. Linda Kristy Miller, Estrella Mountain Community College
Nicholas helped greatly with many aspects of the project, Slobodan Mitrovic, Brooklyn College
especially finalizing large parts of the text and illustrations. Gary W. Pahl, San Francisco State University
Jennifer Blitz spent much of a year obtaining illustrations
Kerry Josef Pataki, Portland Community
and permissions for the first edition with extraordinary
College–Sylvania
energy and care. We are also very grateful to the teaching
assistants we had over the years in our introductory course Timothy R. Pauketat, University of Illinois
in archaeology at the University of Wisconsin for their Mary Pohl, Florida State University
input and comments. David Pokotylo, University of British Columbia
Reviewers for the seventh edition provided lots of
Donald A. Proulx, University of
ideas and suggestions, and we gratefully acknowledge
Massachusetts–Amherst
their contributions:
We thank our reviewers for the previous six edi- Mark A. Rees, University of Louisiana at Lafayette
tions, who provided help, ideas, and inspiration to revise John W. Rick, Stanford University
and refine the text: Lauren Ritterbush, Kansas State University
Preface xv
Lauren W. Ritterbush, University of Kansas Nancy Marie White, University of South Florida
Ralph M. Rowlett, University of Fred Valdez, The University of Texas at Austin
Missouri–Columbia Randall White, New York University
Katharina J. Schreiber, University of Chip Wills, University of New Mexico
California–Santa Barbara
David J. Wilson, Southern Methodist University
Alexia Smith, University of Connecticut
Richard W. Yerkes, Ohio State University
Michael P. Smyth, University of Kentucky
Alexandre Steenhuyse, Virginia Commonwealth This seventh edition has required a large group of
University talented individuals to put it together and we would like
to heartily thank them. The McGraw-Hill staff included
Jennifer Taschek, San Diego State University
Gina Boedeker, Managing Director; Penina Braffman,
Tina Thurston, SUNY Buffalo Development Editor; Erin Melloy, Project Manager; Sue
Jason L. Toohey, University of Wyoming Culbertson, Buyer; JaNoel Lowe, Copyeditor; Susan
William Turnbaugh, University of Rhode Island Gall, Proofreader; and Nicole Bridge Developmental
Editor.
Tineke Van Zandt, Pima Community College
To all of these individuals go our deep and sincere
Joseph Walter Ball, San Diego State University thanks. We hope that you find the result worth your efforts
Peter S. Wells, University of Minnesota and that you will continue to provide input, suggestions,
Adam Wetsman, Rio Hondo College and new discoveries that will improve the next edition.
Lisa Westwood, California State
T. Douglas Price
University–Chico
Gary M. Feinman
Mary K. Whelan, University of Iowa
xvi Preface
<
About the Authors
by T. Douglas Price
1 E R O N E
Introduction 1
<
the site of Boxgrove in southern England (Figure 1.1), for example, are uncover-
ing human bones and stone tools from almost half a million years ago. Archaeol- TIME 2
ogy tells us about our human past.
This book, Images of the Past, is about archaeology and covers more than
7 million years and much of the planet. But it is simply not possible to write
about all of human prehistory in a single volume such as this; that would be like
Geological Time 3
CHANGE 5
V
trying to see all the attractions in Washington, DC, in 10 minutes. Because we can Biological Evolution 6
visit only a few of the more interesting places, we have chosen important archae- FUNDAMENTALS OF
ological sites that have substantially increased our understanding of the past.
We hope the pathway through the past that weaves through the following
pages provides you with a sense of what archaeologists know about our global
past and how they have come to know it. The trail that runs through this volume
ARCHAEOLOGY 7
The Discovery of
Archaeological Sites 8
:
and ties the past to the present involves major trends in our development as a Archaeological Excavation 11
technological species—growth, diversification, and specialization. Growth is seen
in the increasing number of people on the planet and in the greater complexity of
human technology and organization. Diversity is observed in the variable roles
and social relationships that exist in society and in the kinds of environments
our species inhabits. Increasing specialization is witnessed in the tools and tech-
Context, Association,
and Provenience 14
Analysis of Archaeological
Materials 18
y
niques used to obtain food and manufacture objects. The story of our human
past, then, is the story of these changes over time as we evolved from small, local Interpretation of
groups of people living close to nature to large nation-states involved in global
trade, warfare, and politics.
Archaeology is the study of our human past, combining the themes of time
and change. Those themes—change in our biology and change in our behavior
Archaeological
Information 24
1
W
Figure 1.2 The Big Bang began the
history of the universe, spewing
space and time into the unknown.
TIME
To understand time, it is necessary to imagine the unimaginable. Sometime
between 10 and 15 billion years ago, an explosion of cosmic proportions
ripped time and space apart and created our universe. Hydrogen and helium
hurtled through the emptiness, cast out of that original Big Bang (Figure 1.2).
w w w. m h h e . c o m / p r i c e i p 7 e Clouds of these gases began to coagulate, and as they were compacted by grav-
ity, temperatures rose and the energy created in the nuclear furnaces of the first
For preview material for this chapter,
see the comprehensive chapter outline stars lit up the universe.
and chapter objectives on your online More complex reactions in these emerging stars gave rise to heavier atoms
learning center.
of carbon, oxygen, magnesium, silicon, sulfur, and the other elements. Huge
eruptions and disintegrations tore these early elements out of the stars and
spewed them across space, creating newer and heavier stars. Smaller conglomer-
ations of elements, lacking the mass or the temperature to ignite, condensed and
gathered around the edges of the brightly burning stars. Some of these cold out-
liers became hard, metallic globes; others, frigid balls of gas. The planets were
born. Some gases remained on the harder planets and condensed into oceans
or enveloped the surface as a primordial atmosphere. Violent electrical storms,
driven by energy from the stars and cataclysmic volcanic activity, rifting the sur-
face of the forming planets, tore apart and reconstituted these elements in the
early seas and atmospheres.
On the planet we call Earth, formed about 4.6 billion years ago, this alchemy
of primeval forces churned out new molecules in an atmosphere of methane,
If you count one number per second, ammonia, hydrogen sulfide, water, and hydrogen. Among the multitude of chem-
night and day, starting with 1, it would istries created in the soup of the early Earth’s oceans was a remarkable combination
take 17 minutes to count to a thou- of atoms. This was a strange molecule, able to reproduce itself—to make a copy of
sand, 12 days to count to a million, its original—to live. Life emerged shortly after 4 billion years ago. Like the broom
and 32 years to count to a billion. of the sorcerer’s apprentice in the film Fantasia, once begun, the copying process
—Carl Sagan (1987) filled the seas with duplicates. These reproducing molecules grew, achieved more
complex forms, and became the building blocks of more elaborate organisms that
developed metabolic and sexual reproductive functions. Systems for eating and
internal metabolism enabled organisms to obtain energy from other life-forms. Sex-
ual reproduction allowed for a tremendous diversity in offspring and, thus, a
greater capacity for adapting to changing environments and conditions.
Plants appeared in the oceans and spread to the land. The atmosphere
fed carbon dioxide to the plants, and they in turn replenished the air with
oxygen through the process of photosynthesis. Swimming cooperatives of
Sunday—Day 1
Bacterialike
Monday—Day 2 organisms
Photosynthesis
Algae
First cells
Tuesday—Day 3
Invertebrates
Thursday—Day 5
Trilobites
Friday—Day 6
Hominins
First primates 11:48 P.M.
11:00 P.M.
Saturday—Day 7
Insects
Swamps
and forests
Dinosaurs
3:00 P.M. Occurring within the last
5 seconds before midnight
Agriculture and
First art domestic animals Industry
Time 3
Consider a single week, from Sunday morning to Saturday night, as a sub-
stitute for our countdown to today (Figure 1.3). One day in this 4.6-billion-year
week would represent over 650 million years, a single hour would be 25 million
years, a minute would be 400,000 years, and the passage of a single second
would take more than 6000 years.
Roughly 4.6 billion years ago—the 7 days of our symbolic week—the earth
formed in our solar system. The time was the first thing Sunday, 12:01 A.M. By
Sunday evening, a primitive atmosphere and oceans had appeared, and the first
molecules began to coalesce. By Monday morning, the first traces of life emerged
in the shape of bacteria that evolved and multiplied. More complex bacteria and
algae, using photosynthesis, began the task of converting the poisonous, primor-
dial atmosphere to an oxygen base on Tuesday. Not until Thursday were the first
cells carrying genetic material created. Late Friday morning, the first invertebrate
animals—resembling jellyfish, sponges, and worms—evolved. Before dawn on
Saturday morning, the seas were teeming with shell-bearing animals, such as the
trilobites. Around breakfast time on Saturday, fish and small land plants appeared.
By 11:00 A.M., amphibians began to move onto the land, and insects appeared in
a warm landscape of swamps and forests. Late that same afternoon, the first di-
nosaurs crawled about. Smaller, warm-blooded dinosaurs began to produce live
young and nurse them. The ancestors of modern mammals appeared shortly
after 9:30 P.M. At 10:53 P.M., the common ancestor of apes and man made its home
in the dense forests of Africa. The first recognizable human, walking on two legs,
made an appearance at 11:48 P.M. The first art was created less than 5 seconds
before midnight. Agriculture and animal domestication originated only 2 seconds
before the end of the week, and the industrial revolution began just as the echoes
of the last bell at midnight disappeared.
To help make this huge time span comprehensible, archaeologists and geol-
ogists have developed systems for breaking the vastness of time into smaller seg-
ments. Archaeologists deal with the period of humans on the planet, roughly the
past 6 or 7 million years. Archaeologists use geological time, but they also have
created a means of reckoning time that reflects changes in human behavior and
artifacts. This archaeological system of chronology involves divisions such as Pa-
leolithic, Neolithic, Bronze Age, and Iron Age and is discussed in more detail in a
subsequent chapter. (See Chapter 3, p. 70.)
Geologists deal with the entire history of the earth and distinguish a series
of eras representing major episodes, usually separated by significant changes in
the plant and animal kingdoms (Figure 1.4). The Precambrian was the first major
era of geological time, extending from the origin of the earth to about 600 million
years ago (m.y.a.). The succeeding Paleozoic era witnessed the appearance of the
first vertebrate species: fish and the first amphibians. Plants spread onto the land,
and reptiles began to appear. Around 245 m.y.a., the Mesozoic era, the Age of Di-
nosaurs, began following a period of extinction. The Cenozoic, our current era,
began about 65 m.y.a. with the expansion of modern mammals, birds, and flow-
ering plants, following the extinction of the dinosaurs. This episode of extinction
era A major division of geological
is now thought to have resulted from the catastrophic impact of a meteor, caus-
time, tens or hundreds of millions of
years long, usually distinguished by ing major climatic and environmental disruption.
significant changes in the plant and The Cenozoic is further divided by geologists into a series of seven epochs,
animal kingdoms. Also used to denote only the last four of which are relevant to the evolution of the human species.
later archaeological periods, such as The Miocene, which dates from 25 to 5.5 m.y.a., witnessed the emergence of our
the prehistoric era.
first humanlike ancestor near the end of the epoch. The Pliocene, beginning
m.y.a. Abbreviation for millions of
about 5.5 m.y.a., is the geological epoch in which a variety of hominins, or
years ago.
humanlike creatures, appeared. The Pleistocene, beginning about 2 m.y.a., was
epoch A subdivision of geological
marked by a series of major climatic fluctuations. Completely modern forms of
time, millions of years long, represent-
ing units of eras. the human species appeared toward the end of this epoch. The Recent epoch—
also called the Holocene (or the Postglacial or Present Interglacial)—began only
PRE- Oldest rocks; a few multicellular invertebrates; earliest fossils at 3.6 b.y.a.
CAMBRIAN Single-cell organisms appear.
4600
11,000 years ago and witnessed the origins of agriculture, the first cities, and the Figure 1.4 The major periods of
industrial age, including our present time. geological time and their principal
characteristics.
CHANGE
Change, modification, variation—these themes describe the path of evolution
from the first self-replicating molecules to the fully modern humans of today.
Most of the evolution of life on Earth is marked by biological evolution from one
species to another in order to adapt to change. As humans, we have a second,
unique system for adaptation that involves learned behaviors. Culture is a means
of human adaptation based on experience, learning, and the use of tools. Cultural
and biological responses to cold conditions provide an example. Humans built
fires to stay warm, whereas body hair increased on other animals, such as the
woolly mammoth. Within limits, culture enables us to modify and enhance our
behavior without a corresponding change in our genetic makeup. As a conse-
quence, biological evolution and natural selection alone cannot explain the cul-
turally acquired traits of the human species.
The prehistoric record of our ancestors is characterized by both biological culture A uniquely human means of
nonbiological adaptation; a repertoire
evolution and cultural developments (Figure 1.5). Biological, rather than cultural,
of learned behaviors for coping with
changes dominated our first several million years of existence. The evolution the physical and social environments.
of our earliest forebears was highlighted by key changes in movement, body
Change 5
2000
Figure 1.5 Biological organisms Equus
and cultural artifacts change over 1 m.y.a.
time. The history of the automobile
from A.D. 1910 to 2000. The evolu-
tion of the horse from Hyracotherium,
45 m.y.a., to Equus, 1 m.y.a.
1970
Pliohippus
3 m.y.a.
1950
Merychippus
15 m.y.a.
1930
Mesohippus
35 m.y.a.
1910 Hyracotherium
45 m.y.a.
size, teeth, and the size and organization of the brain. The transmission of
cultural traits through learning occurs much more rapidly than Darwinian evolu-
tion. The past hundred thousand years or so of our presence on the planet are
marked primarily by cultural changes rather than biological ones. The story of
archaeology—the search for evidence of our cultural development over time—is
the subject of this book. The nature of biological evolution is briefly discussed in
more detail before we return to the subject of archaeology.
Biological Evolution
The theory of natural selection, formulated by Charles Darwin and Alfred Russel
What are the differences be- Wallace in the middle of the nineteenth century, describes this process of change.
Fundamentals of Archaeology 7
genetics, growth, demography, and other aspects of living and fossil humans and
primates like the monkeys and apes. Cultural, or social, anthropologists study
living peoples and focus on the shared aspects of the human experience, describ-
ing both the differences and the common characteristics that exist.
Archaeology in anthropology departments is sometimes designated as
anthropological archaeology, or prehistory. Anthropological archaeology refers
specifically to archaeological investigations that seek to answer the larger, funda-
mental questions about humans and human behavior that are part of anthropo-
logical enquiry. Prehistory refers to the time of humans before the written record
placed us in history. Many archaeologists do study prehistory, but many also
study literate societies such as the Maya and Aztec, and the urban civilizations of
ancient Mesopotamia and China, where writing began. The term prehistory is
often misused and applied to these early literate civilizations as well. Historical
archaeology—archaeology in combination with the written record—borders on
the field of history and usually refers specifically to the archaeology of civiliza-
tions of the Renaissance and Industrial era.
features. In the United States, the U.S. Geological Survey compiles and distrib-
utes these maps.
Aerial photographs also can provide information on the location of archae-
ological sites (Figure 1.6). Old foundations or prehistoric agricultural fields, over-
grown with vegetation and almost hidden on the surface, may appear in aerial
photographs. When prehistoric structures were originally abandoned, the de-
pressions often filled with rich topsoil, which provides better growth conditions
for vegetation. In fields of wheat, for example, such different soil conditions
might result in a distinctive pattern showing the outlines of houses or whole
villages. In many parts of the world, such patterns are best observed from low-
flying planes during a dry period in the early summer.
The next step in discovering the past involves fieldwork. An archaeological
survey is a systematic search of the landscape for artifacts and sites (Figure 1.7).
It is not always possible to make a complete survey of the entire area under in-
vestigation, because roads, forests, other vegetation, or construction often covers
substantial parts of the landscape. It may be possible to thoroughly survey only a
portion of the entire area, but that portion should be representative of the larger
region under investigation. The larger the proportion of the research area that
can be surveyed, the better.
The basic type of archaeological field survey involves systematic field
walking. Field crews walk up and down cultivated fields and exposed surfaces.
Fundamentals of Archaeology 9
The intervals between the walks are determined by the size of the sites that may
be in the area and the nature of the ground cover.
When an artifact is found, it is put in a bag, and the location of the find is
recorded (Figure 1.8). The surrounding area should be searched carefully by
walking back and forth at close intervals. It is important to determine whether the
object is a single, isolated find or whether there are more artifacts. Surveyors also
look for unusual discolorations on the surface that might indicate features such as
fireplaces or pits. It is important to establish the area covered by artifacts to deter-
mine the size of the site and to obtain an estimate of the density of artifacts.
Information must be recorded about each find. These field notes should
include such information as (1) location, site number, map number, which field,
and position in the field; (2) the archaeological material found: types and number
of artifacts, fire-cracked stones, charcoal, and so on; and (3) observations about the
site—for example, discolorations in the soil that could indicate cultural layers or pits,
the presence of mounds, stone foundations or walls, nearby streams or other sources
of water, and other pertinent environmental information.
Archaeological remains are often buried beneath the sediments that have
accumulated since their deposition. Objects found on the surface often have been
brought up from deeper layers through agricultural or animal activities. Such
materials usually provide only a partial indication of the information that can be
obtained from a buried site.
Once buried sites have been located by survey and have been mapped,
other kinds of fieldwork can be undertaken to learn more about them. Boring
into the ground with an auger or corer brings up a column of soil showing the
sequence of layers and samples of sediments at the site. Small test pits, perhaps
Figure 1.8 Working a site. Intensive 1 × 1 m in size, dug into the ground can provide similar information and may be
surface collections are made to pick necessary to determine if a buried site is present. A number of borings and/or
up artifacts that may help date the
test pits often are made, following a regular pattern over the surface of the site.
site. One archaeologist holds a stadia
rod used to measure the elevation.
Soil samples should be collected from all parts of the site and at varying depths.
Physical and chemical analysis of soil samples may provide information
about the origins of the deposits, the water content and fertility of the soil, the
amount of organic material, and the basic chemistry of the soil. These studies
may provide further information on environmental and human activities involved
in the formation and burial of the site and help to explain the conditions of
preservation.
Phosphate analysis of the sediments from a site may reveal traces of human
activities. Phosphate is found in bone, feces, urine, and other organic matters that
accumulate in and around human habitation. Phosphate appears as a strong blue
color in the soil sample when hydrochloric acid and ascorbic acid are added. Areas
with higher concentrations of phosphate show up as stronger blue colors in such
analyses. Phosphate testing may supplement surface surveys in areas where vege-
tation prevents observations of the surface or where cultural layers are buried
deep under the topsoil. Within a known habitation area, these tests may be used to
determine the extent of the site and to detect special areas such as house floors.
Other objects in the soil also are informative. Materials found in soil sam-
ples often include pieces of wood and plants, seeds, fragments of insects, mollusk
shells, hair, or chips of bone or stone. Such items provide information on the for-
mation of the layers, the local environment, and the nature of past human activi-
ties. For example, if small chips that result from the manufacture of arrowheads
and other stone tools are present in borings and test pits, it is likely that tools
were made or used in the vicinity and that other buried artifacts are present.
Geophysical prospecting can be used to detect disturbances in the subsoil
and the presence of prehistoric features. These methods include measurements of
magnetic variations in the ground and of the electrical conductivity (resistivity)
of the soil, and the use of ground-penetrating radar. Metal detectors, for example,
register the presence of metal objects on the surface and buried in the soil. Metal
detectors emit an electromagnetic field that is disrupted by the presence of metal
10 Chapter 1 Principles of Archaeology
Antenna
Wall
(a) (b) (c)
objects in the ground. Magnetometers can provide a map of the magnetic anom- Figure 1.9 Georadar in action.
alies in the ground and are very useful for finding buried structures. (a) Lawrence Conyers and assistant
The use of ground-penetrating radar (GPR or georadar) is standard practice pulling the ground-penetrating
on many archaeological excavations to look for features and structures before ex- radar (GPR) across an open area at
Petra. (b) Schematic drawing of the
cavation. The use of ground-penetrating radar is a technique for studying buried
instrument in use, emitting micro-
archaeological sites (Figure 1.9). Electromagnetic waves in the form of georadar
waves and measuring the response
are sent into the ground, something like the sonar used in submarine hunts. Low- with an antenna. (c) A computer-
energy radar waves register anomalies in the subsoil, which are shown on a map generated display of the results of
or a graph. Excavation is often required to identify such irregularities. the magnetometer survey showing
In sum, prehistoric sites are often found through a combination of archival the outline of a rectangular structure
research and fieldwork. Archival research provides information on what is al- buried in the middle of the open
ready known about an area. Fieldwork often results in the discovery of the area. Test pits at this location re-
unknown. When new sites are discovered, surface survey, testing, boring, and vealed that stone walls were being
several geophysical methods are available to determine the size and possible con- recorded by the GPR.
tents of the prehistoric deposit. However, once a site is discovered and defined
from the surface, excavations are often necessary to expose what lies beneath the
surface of the ground.
Archaeological Excavation
Excavation is the technique that archaeologists use to uncover buried remains
from the past. Buried materials usually are more abundant and better preserved
than those found on the surface. In excavations, accurate information can be ob-
w w w. m h h e . c o m / p r i c e i p 7 e
served on the arrangement and relationships of structures, artifacts, plant and
animal remains, and other materials. The term in situ (Latin, “in place”) is used to For a Web-based activity on the opening
of the tomb of Tutankhamen, see the
describe archaeological remains in their original position of deposition. Internet exercises on your online learn-
Excavation often is essential to obtain more information about the past. ing center.
Excavations are conducted to answer specific questions that the archaeologist
would like to answer: Who lived at the site? What did they eat? What did they do?
Where did they get raw materials for making tools and equipment? What kinds of
relations did they have with their neighbors? How was their society organized and
structured? How did they understand the world around them? and so on.
The Field Crew Archaeology is the science of the past, but it is also a social expe-
rience in the present. Excavation is a labor-intensive undertaking, and the field
crew is the most important part of the project. This crew is a group of individuals
involved in the actual digging process, unearthing the sites and artifacts. Crews
are composed of a variety of individuals, young and old, ranging from profes-
sional archaeologists with advanced degrees to undergraduate and graduate stu-
dents, and sometimes people just interested in the subject.
Fieldwork can require a few days, weeks, or months and can involve walk-
ing miles each day with one’s head down in a survey of the ground or moving
tons of earth to expose buried levels. Excavations are hard work, often in the hot
sun. Frequently, they are carried out in remote places, requiring patience and en-
durance. Archaeology is also good dirty fun, and the experience of working, and
relaxing, with others who enjoy the same things can be unforgettable. The dis-
Figure 1.10 Excavations at a Meso-
covery process is captivating, and sharing that excitement with colleagues and
lithic site in Denmark. Measuring,
recording, studying. comrades enhances the entire experience.
Fieldwork is, finally, an extraordinary learning experience. One realizes the
difficulties involved in recovering information from the past and comes to appre-
ciate what has been previously learned. In addition, a constant stream of ques-
tions about the past and the significance of place, artifact, and context comes to
mind during the process. All in all, archaeological fieldwork can be one of the
most stimulating activities there is.
Selecting Sites for Excavation The choice of which site to excavate is deter-
mined by several factors, including potential danger to the archaeological
remains. Archaeological sites are being destroyed at a rapid rate by the growth
and development of modern civilization, and there is a serious and real con-
cern about the loss of undisturbed sites for future research. Sites threatened by
modern construction are often good candidates for excavation. The rescue exca-
vation, intended to save information from such sites, is the most common type
of project taking place today.
Sites are also chosen for excavation because they appear to be well preserved
or to contain new information that will help us to better understand the prehis-
tory of a particular region. The choice of a site for excavation is often based on
the results of a survey. An initial survey of an area, including coring and testing,
may indicate that one or several sites would be worth excavating. Careful surface
collection and testing must be carried out at the site selected for excavation to
make sure the site can provide the kinds of information that are needed and to
assist in planning the excavation.
Historical archives may be studied over and over again, but archaeological
sites are nonrenewable resources, like endangered species. Excavations involve
moving the earth and all its contents from a site. Every excavation means the
destruction of all or part of an archaeological site. All that is left when an excavation
is over are the finds themselves, the unexcavated parts of the site, and the samples,
photographs, drawings, measurements, and other notes that the archaeologists
made. Accurate notes and records of the layers, structures, and artifacts at a site are
essential, not only for the investigator, but also to create a permanent archive of
information about the site that is available to others (Figure 1.11).
The contents of a particular site are a matter of preservation (Figure 1.12).
Important factors in preservation include the age of the site, the effects of erosion
THEN
Figure 1.12 The vagaries of preser-
vation. Organic materials—wood,
bones, features, antlers, hides, and
the like—rarely survive in archaeo-
logical sites. The upper drawing
shows some original material from
the Stone Age in Scandinavia, in-
cluding fishing and hunting spears,
fishing nets, clubs and axes, a bow
and arrows, baskets and bags, neck-
laces and pendants, and other tools.
The lower drawing shows what
would remain after the organic ma-
terial decayed: the stone arrowheads,
an axe, and the stone weights for the
fishing net—only a tiny part of the
total equipment that was in use in
the past.
NOW
Fundamentals of Archaeology 13
and deposition, bioturbation, and conditions of humidity and acidity. Archaeo-
logical sites vary from excellent conditions of almost complete preservation in
extremely wet or arid conditions to poor acidic situations where almost nothing
is left but inorganic objects of stone, pottery, and perhaps charcoal. Examples of
extraordinary preservation can be seen in the Tollund Man from the waterlogged
bogs of Denmark (see Figure 9.49) and the Iceman from the frozen glaciers of
Alpine Italy (see Figure 9.10). Very old sites from the Paleolithic rarely have good
conditions for preservation, and thus only stone tools and occasionally bones are
preserved.
It is important to know as much as possible about a site before full-scale
excavation in order to choose the best strategy for the project. At every excava-
tion, the archaeologist is faced with a series of decisions about how to achieve the
most and best-documented information. Under ideal circumstances, a site could
be fully excavated and everything recorded in the finest detail. In the real world,
however, constraints on time and funding and a need to leave a portion of the
site for future archaeologists make it standard practice to excavate only a part of
the total site.
Maps and Grids Accurate mapping of layers and artifacts is the key to the
proper recording of information at an archaeological excavation. The exact
topography, or shape, of the site must be recorded in the form of an accurate con-
tour map made using a surveyor’s level and the site grid. A grid is marked out
across the surface of a site before excavation. This grid should be used for all
Figure 1.13 A total station in use horizontal measurements. A site grid represents a coordinate system, usually
mapping an archaeological site in with lines running north-south and east-west at regular intervals. Intervals along
the highlands of Peru. Two members the two axes of the grid are designated with a system of letters or numbers or
of the field crew work at the total both. The grid lines and measurements within each grid square are measured
station, and two others are locating as distances in meters and centimeters north and east of the baselines at the edge
and marking map points with the of the excavations.
reflecting target for the total station. The site grid may also be oriented according to local topography or ar-
The total station uses a laser beam to
chaeological features such as mounds or middens. At coastal sites, trenches are
measure the distance and angle be-
sometimes excavated perpendicular to the coastline to study layers and site for-
tween the instrument and the target
and then calculates the exact posi-
mation in relation to the coast. In a narrow cave, the grid is often aligned to the
tion of the target. long axis of the cave.
Location of the site and the site grid in relation to global latitude and longi-
w w w. m h h e . c o m / p r i c e i p 7 e
tude must be determined. A control point, or site datum, must be located in the
neighborhood of the excavation as a point of origin for vertical measurements.
For a Web-based activity on the inno-
A preexisting datum point, such as a surveyor’s benchmark, may be used if
vative area of GIS, see the Internet exer-
cises on your online learning center. available. Otherwise, a permanent feature, such as a rock outcrop or a building
foundation, may be marked and used as the datum point. The location and eleva-
tion of this point must be established in relation to known points, such as geo-
bioturbation Activities of plants and graphic features or distant benchmarks.
animals in the earth, causing distur- Vertical location in the excavation is best determined using a surveying in-
bance of archaeological materials. strument, set at a known elevation, and sighting on a vertical measuring rod.
total station A computerized surveying Measurements at the site should be converted to meters above sea level, or the
and mapping instrument that uses
elevation of the datum line may simply be recorded. In archaeology today, a total
a laser beam or radio waves to measure
the distance and angle between the station is normally used to electronically map the site, record elevations, and de-
instrument and the target and then termine the location of architecture, features, and artifacts (Figure 1.13).
calculates the exact position of
the target.
archaeological record The body of
Context, Association, and Provenience
material and information that survives The body of evidence that archaeologists work with is part of the archaeological
for archaeologists to study.
record—the information about the past that has survived to the present. This
context The association and relation-
record includes both past materials and the context in which they are found.
ships between archaeological objects
that are in the same place. Context is an essential aspect of archaeological information. Context involves
the association and relationships between objects that are in the same place.
I see increasing reason to believe that the view formed some time
back as to the origin of the Makonde bush is the correct one. I have
no doubt that it is not a natural product, but the result of human
occupation. Those parts of the high country where man—as a very
slight amount of practice enables the eye to perceive at once—has not
yet penetrated with axe and hoe, are still occupied by a splendid
timber forest quite able to sustain a comparison with our mixed
forests in Germany. But wherever man has once built his hut or tilled
his field, this horrible bush springs up. Every phase of this process
may be seen in the course of a couple of hours’ walk along the main
road. From the bush to right or left, one hears the sound of the axe—
not from one spot only, but from several directions at once. A few
steps further on, we can see what is taking place. The brush has been
cut down and piled up in heaps to the height of a yard or more,
between which the trunks of the large trees stand up like the last
pillars of a magnificent ruined building. These, too, present a
melancholy spectacle: the destructive Makonde have ringed them—
cut a broad strip of bark all round to ensure their dying off—and also
piled up pyramids of brush round them. Father and son, mother and
son-in-law, are chopping away perseveringly in the background—too
busy, almost, to look round at the white stranger, who usually excites
so much interest. If you pass by the same place a week later, the piles
of brushwood have disappeared and a thick layer of ashes has taken
the place of the green forest. The large trees stretch their
smouldering trunks and branches in dumb accusation to heaven—if
they have not already fallen and been more or less reduced to ashes,
perhaps only showing as a white stripe on the dark ground.
This work of destruction is carried out by the Makonde alike on the
virgin forest and on the bush which has sprung up on sites already
cultivated and deserted. In the second case they are saved the trouble
of burning the large trees, these being entirely absent in the
secondary bush.
After burning this piece of forest ground and loosening it with the
hoe, the native sows his corn and plants his vegetables. All over the
country, he goes in for bed-culture, which requires, and, in fact,
receives, the most careful attention. Weeds are nowhere tolerated in
the south of German East Africa. The crops may fail on the plains,
where droughts are frequent, but never on the plateau with its
abundant rains and heavy dews. Its fortunate inhabitants even have
the satisfaction of seeing the proud Wayao and Wamakua working
for them as labourers, driven by hunger to serve where they were
accustomed to rule.
But the light, sandy soil is soon exhausted, and would yield no
harvest the second year if cultivated twice running. This fact has
been familiar to the native for ages; consequently he provides in
time, and, while his crop is growing, prepares the next plot with axe
and firebrand. Next year he plants this with his various crops and
lets the first piece lie fallow. For a short time it remains waste and
desolate; then nature steps in to repair the destruction wrought by
man; a thousand new growths spring out of the exhausted soil, and
even the old stumps put forth fresh shoots. Next year the new growth
is up to one’s knees, and in a few years more it is that terrible,
impenetrable bush, which maintains its position till the black
occupier of the land has made the round of all the available sites and
come back to his starting point.
The Makonde are, body and soul, so to speak, one with this bush.
According to my Yao informants, indeed, their name means nothing
else but “bush people.” Their own tradition says that they have been
settled up here for a very long time, but to my surprise they laid great
stress on an original immigration. Their old homes were in the
south-east, near Mikindani and the mouth of the Rovuma, whence
their peaceful forefathers were driven by the continual raids of the
Sakalavas from Madagascar and the warlike Shirazis[47] of the coast,
to take refuge on the almost inaccessible plateau. I have studied
African ethnology for twenty years, but the fact that changes of
population in this apparently quiet and peaceable corner of the earth
could have been occasioned by outside enterprises taking place on
the high seas, was completely new to me. It is, no doubt, however,
correct.
The charming tribal legend of the Makonde—besides informing us
of other interesting matters—explains why they have to live in the
thickest of the bush and a long way from the edge of the plateau,
instead of making their permanent homes beside the purling brooks
and springs of the low country.
“The place where the tribe originated is Mahuta, on the southern
side of the plateau towards the Rovuma, where of old time there was
nothing but thick bush. Out of this bush came a man who never
washed himself or shaved his head, and who ate and drank but little.
He went out and made a human figure from the wood of a tree
growing in the open country, which he took home to his abode in the
bush and there set it upright. In the night this image came to life and
was a woman. The man and woman went down together to the
Rovuma to wash themselves. Here the woman gave birth to a still-
born child. They left that place and passed over the high land into the
valley of the Mbemkuru, where the woman had another child, which
was also born dead. Then they returned to the high bush country of
Mahuta, where the third child was born, which lived and grew up. In
course of time, the couple had many more children, and called
themselves Wamatanda. These were the ancestral stock of the
Makonde, also called Wamakonde,[48] i.e., aborigines. Their
forefather, the man from the bush, gave his children the command to
bury their dead upright, in memory of the mother of their race who
was cut out of wood and awoke to life when standing upright. He also
warned them against settling in the valleys and near large streams,
for sickness and death dwelt there. They were to make it a rule to
have their huts at least an hour’s walk from the nearest watering-
place; then their children would thrive and escape illness.”
The explanation of the name Makonde given by my informants is
somewhat different from that contained in the above legend, which I
extract from a little book (small, but packed with information), by
Pater Adams, entitled Lindi und sein Hinterland. Otherwise, my
results agree exactly with the statements of the legend. Washing?
Hapana—there is no such thing. Why should they do so? As it is, the
supply of water scarcely suffices for cooking and drinking; other
people do not wash, so why should the Makonde distinguish himself
by such needless eccentricity? As for shaving the head, the short,
woolly crop scarcely needs it,[49] so the second ancestral precept is
likewise easy enough to follow. Beyond this, however, there is
nothing ridiculous in the ancestor’s advice. I have obtained from
various local artists a fairly large number of figures carved in wood,
ranging from fifteen to twenty-three inches in height, and
representing women belonging to the great group of the Mavia,
Makonde, and Matambwe tribes. The carving is remarkably well
done and renders the female type with great accuracy, especially the
keloid ornamentation, to be described later on. As to the object and
meaning of their works the sculptors either could or (more probably)
would tell me nothing, and I was forced to content myself with the
scanty information vouchsafed by one man, who said that the figures
were merely intended to represent the nembo—the artificial
deformations of pelele, ear-discs, and keloids. The legend recorded
by Pater Adams places these figures in a new light. They must surely
be more than mere dolls; and we may even venture to assume that
they are—though the majority of present-day Makonde are probably
unaware of the fact—representations of the tribal ancestress.
The references in the legend to the descent from Mahuta to the
Rovuma, and to a journey across the highlands into the Mbekuru
valley, undoubtedly indicate the previous history of the tribe, the
travels of the ancestral pair typifying the migrations of their
descendants. The descent to the neighbouring Rovuma valley, with
its extraordinary fertility and great abundance of game, is intelligible
at a glance—but the crossing of the Lukuledi depression, the ascent
to the Rondo Plateau and the descent to the Mbemkuru, also lie
within the bounds of probability, for all these districts have exactly
the same character as the extreme south. Now, however, comes a
point of especial interest for our bacteriological age. The primitive
Makonde did not enjoy their lives in the marshy river-valleys.
Disease raged among them, and many died. It was only after they
had returned to their original home near Mahuta, that the health
conditions of these people improved. We are very apt to think of the
African as a stupid person whose ignorance of nature is only equalled
by his fear of it, and who looks on all mishaps as caused by evil
spirits and malignant natural powers. It is much more correct to
assume in this case that the people very early learnt to distinguish
districts infested with malaria from those where it is absent.
This knowledge is crystallized in the
ancestral warning against settling in the
valleys and near the great waters, the
dwelling-places of disease and death. At the
same time, for security against the hostile
Mavia south of the Rovuma, it was enacted
that every settlement must be not less than a
certain distance from the southern edge of the
plateau. Such in fact is their mode of life at the
present day. It is not such a bad one, and
certainly they are both safer and more
comfortable than the Makua, the recent
intruders from the south, who have made USUAL METHOD OF
good their footing on the western edge of the CLOSING HUT-DOOR
plateau, extending over a fairly wide belt of
country. Neither Makua nor Makonde show in their dwellings
anything of the size and comeliness of the Yao houses in the plain,
especially at Masasi, Chingulungulu and Zuza’s. Jumbe Chauro, a
Makonde hamlet not far from Newala, on the road to Mahuta, is the
most important settlement of the tribe I have yet seen, and has fairly
spacious huts. But how slovenly is their construction compared with
the palatial residences of the elephant-hunters living in the plain.
The roofs are still more untidy than in the general run of huts during
the dry season, the walls show here and there the scanty beginnings
or the lamentable remains of the mud plastering, and the interior is a
veritable dog-kennel; dirt, dust and disorder everywhere. A few huts
only show any attempt at division into rooms, and this consists
merely of very roughly-made bamboo partitions. In one point alone
have I noticed any indication of progress—in the method of fastening
the door. Houses all over the south are secured in a simple but
ingenious manner. The door consists of a set of stout pieces of wood
or bamboo, tied with bark-string to two cross-pieces, and moving in
two grooves round one of the door-posts, so as to open inwards. If
the owner wishes to leave home, he takes two logs as thick as a man’s
upper arm and about a yard long. One of these is placed obliquely
against the middle of the door from the inside, so as to form an angle
of from 60° to 75° with the ground. He then places the second piece
horizontally across the first, pressing it downward with all his might.
It is kept in place by two strong posts planted in the ground a few
inches inside the door. This fastening is absolutely safe, but of course
cannot be applied to both doors at once, otherwise how could the
owner leave or enter his house? I have not yet succeeded in finding
out how the back door is fastened.