Index

Scheme Code Scheme Short code Scheme Name

PP001 PPLTVF Parag Parikh Long Term Equity Fund
PP002 PPLF Parag Parikh Liquid Fund
PP003 PPTSF Parag Parikh Tax Saver Fund
PPFAS Mutual Fund PP001
SCHEME NAME : Parag Parikh Long Term Equity Fund (An ope
PORTFOLIO STATEMENT AS ON : November 30, 2020

Name of the Instrument / Issuer ISIN

EQUITY & EQUITY RELATED

a) Listed/awaiting listing on Stock Exchanges
ITC Ltd. INE154A01025
Persistent Systems Ltd. INE262H01013
Bajaj Holdings & Investment Ltd. INE118A01012
Indian Energy Exchange Ltd. INE022Q01020
Hero MotoCorp Ltd. INE158A01026
Mphasis Ltd. INE356A01018
Multi Commodity Exchange of India Ltd. INE745G01035
HDFC Bank Ltd. INE040A01034
Axis Bank Ltd. INE238A01034
Balkrishna Industries Ltd. INE787D01026
ICICI Bank Ltd. INE090A01021
Central Depository Services (I) Ltd. INE736A01011
Oracle Financial Services Software Ltd. INE881D01027
Zydus Wellness Ltd. INE768C01010
Cadila Healthcare Ltd. INE010B01027
Dr. Reddy's Laboratories Ltd. INE089A01023
Lupin Ltd. INE326A01037
Sun Pharmaceutical Industries Ltd. INE044A01036
IPCA Laboratories Ltd. INE571A01020
ICRA Ltd. INE725G01011
Computer Age Management Services Ltd. INE596I01012
Arbitrage
Infosys Ltd. INE009A01021
Tata Motors Ltd. INE155A01022
Total

b) Unlisted
Suzuki Motor Corporation* US86959X1072
Total

c) Foreign Securities and /or overseas ETF

Alphabet Inc. US02079K1079
Amazon.Com Inc US0231351067
Microsoft Corporation US5949181045
Facebook Inc US30303M1027
Total

d) ADR/GDR
DEBT INSTRUMENTS

a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

4.90% HDFC Bank Ltd. (Duration 365 Days)
3.15% Axis Bank Ltd. (Duration 365 Days)
3.15% Axis Bank Ltd. (Duration 365 Days)
3.15% Axis Bank Ltd. (Duration 365 Days)
3.15% Axis Bank Ltd. (Duration 365 Days)
3.00% Axis Bank Ltd. (Duration 365 Days)
4.00% Axis Bank Ltd. (Duration 365 Days)
Total

d) TREPS / Reverse Repo Investments

TREPS 01-Dec-2020
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

DERIVATIVES
Name of the Instrument

Currency Future
Currency Derivatives 29-DEC-20
Currency Derivatives 27-JAN-21
Stock Futures
Infosys Ltd. 31-DEC-20
Tata Motors Ltd. 31-DEC-20
Derivatives Total

Notes & Symbols :-

*Traded on US OTC Markets. Underlying shares are listed on Tokyo Stock Exchange
^ The Name of the Industry is in accordance with Industry Classification as recommended by AMFI.
# The Name of the Industry is in accordance with Industry Classification for Foreign Securities is as per NASDAQ.

Notes:
1. Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Total value and percentage of Illiquid Equity Shares: Nil

3. Plan wise per unit Net Asset Value are as follows:

Plan / Option Nov 02, 2020 (Rs.)
Direct Plan 32.4394
Regular Plan 30.9931

4. Total Dividend (Net) declared during the period ended November 30, 2020 - Nil

5. Total Bonus declared during the period ended November 30, 2020 - Nil

6. Total outstanding exposure in derivative instruments as on November 30, 2020: Rs.(12,97,83,95,750)

(Gross exposure means sum of all long and short positions in derivatives)

7. Total investment in Foreign Securities / ADRs / GDRs as on November 30, 2020: Rs.16,57,00,93,380.38

8. Total Commission paid in the month of November 2020: Rs. 11,891,928.20

9. Total Brokerage paid for Buying/ Selling of Investment for November 2020 is Rs. 44,57,047.76

10. Portfolio Turnover Ratio (Including Equity Arbitrage): 24.30

11. Portfolio Turnover Ratio (Excluding Equity Arbitrage): 6.77

12. Repo transactions in corporate debt securities during the period ending November 2020 is Nil.

13. Deviation from the valuation prices given by valuation agencies: NIL

14. Disclosure for investments in derivative instruments

A. Hedging Positions through Futures as on November 30, 2020 :

Underlying Series

a. Equity Futures
Infosys Ltd. December/20
Tata Motors Ltd. December/20
b. Currency Future
Currency Derivatives-29-DEC-2020 December/20
Currency Derivatives-27-JAN-2021 January/21
Total %age of existing assets hedged through futures: 22.54%

Note: In addition to this, 28.78% of our Portfolio is in Foreign Securities (USD) and 0.01% is in Foreign Currency (USD). 7
Derivatives to avoid currency risk.

For the period 01-November-2020 to 30-November-2020, the following details specified for hedging transactions thro
Total Number of contracts where futures were bought (opening balance)
Total Number of contracts where futures were bought
Total Number of contracts where futures were sold (opening balance)
Total Number of contracts where futures were sold
Gross Notional Value of contracts where futures were bought (opening balance) Rs.
Gross Notional Value of contracts where futures were bought Rs.
Gross Notional Value of contracts where futures were sold (opening balance) Rs.
Gross Notional Value of contracts where futures were sold Rs.
Net Profit/Loss value on all contracts combined Rs.
Exposure created due to over hedging through futures (quantity of hedging position exceeding the quantity of existing positi

B. Other than Hedging Positions through Futures as on November 30, 2020 : Nil

C. Hedging Position through Put Option as on November 30, 2020 : Nil

D. Other than Hedging Positions through Options as on November 30, 2020 : Nil

E. Hedging Positions through swaps as on November 30, 2020 : Nil

h Long Term Equity Fund (An open ended equity scheme investing across large cap, mid cap, small cap stocks)

Market value
Rating / Industry ^ Quantity % to NAV
(Rs. in Lakhs)

Consumer Non Durables 23,718,091 45,930.08 7.98

Software 2,958,527 35,305.58 6.13
Finance 1,151,579 35,281.50 6.13
Finance 13,556,549 29,512.61 5.13
Auto 947,207 29,447.24 5.11
Software 1,955,578 25,729.54 4.47
Finance 1,318,877 21,299.20 3.70
Banks 1,299,309 18,721.09 3.25
Banks 2,969,094 17,862.07 3.10
Auto Ancillaries 1,063,106 17,641.18 3.06
Banks 3,675,988 17,400.29 3.02
Finance 2,791,436 13,669.66 2.37
Software 417,679 12,698.07 2.21
Consumer Non Durables 673,572 12,556.39 2.18
Pharmaceuticals 1,790,050 8,057.02 1.40
Pharmaceuticals 160,325 7,742.01 1.34
Pharmaceuticals 864,964 7,713.75 1.34
Pharmaceuticals 1,176,500 6,019.56 1.05
Pharmaceuticals 236,663 5,127.90 0.89
Finance 172,952 4,515.60 0.78
Finance 56,152 811.48 0.14

Software 315,600 3,471.60 0.60

Auto 1,100,100 1,984.03 0.34
378,497.45 65.72

NIL NIL
Auto # 142,519 22,914.38 3.98
22,914.38 3.98

Internet and Technology # 37,468 49,156.39 8.54

Consumer Services # 15,323 36,145.83 6.28
Internet and Technology # 202,680 32,103.78 5.58
Internet and Technology # 124,349 25,380.56 4.41
142,786.56 24.81

NIL NIL
 NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

100.00 0.02
491.00 0.09
491.00 0.09
491.00 0.09
491.00 0.09
491.00 0.09
200.00 0.03
2,755.00 0.50

32,650.00 5.67
32,650.00 5.67

(3,875.73) (0.68)
(3,875.73) (0.68)

575,727.66 100.00
 Market value
Long / Short Quantity % to AUM
(Rs. in Lakhs)

Short (164,750,000.00) (122,248.62) (21.23)

Short (2,750,000.00) (2,046.14) (0.36)

Short (315,600.00) (3,495.27) (0.61)

Short (1,100,100.00) (1,993.93) (0.35)
(129,783.96) (22.55)

s is as per NASDAQ.

ercentage to NAV - NIL

Total amount due
Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
nd its percentage to NAV - NIL

Nov 27, 2020 (Rs.)

35.4388
33.8345

Rs.(12,97,83,95,750)

: Rs.16,57,00,93,380.38

s. 44,57,047.76
r 2020 is Nil.

Long / Short Futures Price when Current price of the Margin maintained in
purchased contract Rs. Lakhs
( Rs. Per unit) ( Rs. Per unit)

Short 1,115.44 1,107.50

1,472.55
Short 182.87 181.25

Short 74.22 74.20

3,213.59
Short 74.18 74.41

0.01% is in Foreign Currency (USD). 74.98% of total Foreign Portfolio (USD) is hedged through Currency

ecified for hedging transactions through futures which have been squared off/expired :
Nil
146,500,000
146,500,000
Nil
Nil
10,836,961,800
10,847,606,475
Nil
10,644,675
xceeding the quantity of existing position being hedged) is Nil.
 Back to Index
small cap stocks)

Yield %
4.90
3.15
3.15
3.15
3.15
3.00
4.00

2.89
PPFAS Mutual Fund PP002
SCHEME NAME : Parag Parikh Liquid Fund (An Open Ended Liq
PORTFOLIO STATEMENT AS ON : November 30, 2020

Name of the Instrument / Issuer ISIN

DEBT INSTRUMENTS
a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

7.00% Government of India 21-Jan-2021 IN0020180470
8.12% Government of India 10-Dec-2020 IN0020120054
Total

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills
91 DAY T-BILL 14-Jan-2021 IN002020X290
91 DAY T-BILL 28-Jan-2021 IN002020X316
91 DAY T-BILL 04-Feb-2021 IN002020X324
91 DAY T-BILL 11-Feb-2021 IN002020X332
182 DAY T-BILL 18-Feb-2021 IN002020Y207
182 DAY T-BILL 25-Feb-2021 IN002020Y215
91 DAY T-BILL 03-Dec-2020 IN002020X241
91 DAY T-BILL 17-Dec-2020 IN002020X266
182 DAY T-BILL 31-Dec-2020 IN002020Y132
182 DAY T-BILL 07-Jan-2021 IN002020Y140
91 DAY T-BILL 10-Dec-2020 IN002020X258
182 DAY T-BILL 24-Dec-2020 IN002020Y124
91 DAY T-BILL 24-Dec-2020 IN002020X274
364 DAY T-BILL 10-Dec-2020 IN002019Z388
91 DAY T-BILL 07-Jan-2021 IN002020X282
Total

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

5.10% HDFC Bank Ltd. (Duration 365 Days)
5.00% HDFC Bank Ltd. (Duration 367 Days)
5.10% HDFC Bank Ltd. (Duration 366 Days)
4.50% HDFC Bank Ltd. (Duration 184 Days)
Total

d) TREPS / Reverse Repo Investments

TREPS 01-Dec-2020
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

Notes:
1. Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Plan wise per unit Net Asset Value are as follows:

Options Nov 01, 2020 (Rs.)
Direct Plan
Parag Parikh Liquid Fund-Direct Plan Growth 1138.9620
Parag Parikh Liquid Fund-Direct Plan Daily Dividend 1000.5404
Parag Parikh Liquid Fund-Direct Plan Weekly Dividend 1001.4773
Parag Parikh Liquid Fund-Direct Plan Monthly Dividend 1003.4783
Regular Plan
Parag Parikh Liquid Fund-Regular Plan Growth 1136.0133
Parag Parikh Liquid Fund-Regular Plan Daily Dividend 1000.5404
Parag Parikh Liquid Fund-Regular Plan Weekly Dividend 1001.4610
Parag Parikh Liquid Fund-Regular Plan Monthly Dividend 1003.4619

3. Total Dividend (Net) declared during the period ended November 30, 2020
 Record Date Daily Dividend
(Direct)
Nov-20 LFDDZ

Record Date Daily Dividend

(Regular)
Nov-20 LFDD

Record Date Weekly Dividend

(Direct)
2/Nov/20 LFWDZ
9/Nov/20 LFWDZ
17/Nov/20 LFWDZ
23/Nov/20 LFWDZ

Record Date Weekly Dividend

(Regular)
2/Nov/20 LFWD
9/Nov/20 LFWD
17/Nov/20 LFWD
23/Nov/20 LFWD

For more details on Dividend history visit our website on following path: https://amc.ppfas.com/schemes/parag-parikh-liqui
Face Value per unit = Rs.1000/-

4. Total Bonus declared during the period ended November 30, 2020 - Nil

5. Total outstanding exposure in derivative instruments as on November 30, 2020 - Nil

(Gross exposure means sum of all long and short positions in derivatives)

6. Total investment in Foreign Securities / ADRs / GDRs as on November 30, 2020 - Nil

7. Details of transactions of "Credit Default Swap" for the month ended November 30, 2020 - Nil

8. Average Portfolio Maturity is 38 days.

9. Repo transactions in corporate debt securities during the period ending November 30, 2020 - Nil

10. Portfolio Classification by Asset Class(%) :

T Bills
Goverment Securities
Commercial Papers (CP) / Certificate Of Deposit (CD)
Cash,Cash Equivalents and Net Current Assets including TREPS

11. Portfolio Classification by Rating Class(%) :

 Sovereign
Cash,Cash Equivalents and Net Current Assets including TREPS

12. Deviation from the valuation prices given by valuation agencies: NIL
h Liquid Fund (An Open Ended Liquid Scheme)

Market value
Rating / Industry ^ Quantity % to NAV
(Rs. in Lakhs)

NIL NIL

NIL NIL

NIL NIL

Sovereign 7,500,000 7,541.25 7.03

Sovereign 2,500,000 2,503.24 2.33
10,044.49 9.36

NIL NIL

NIL NIL

NIL NIL

Sovereign 7,500,000 7,473.87 6.97

Sovereign 7,500,000 7,466.19 6.96
Sovereign 7,500,000 7,462.18 6.95
Sovereign 7,500,000 7,457.96 6.95
Sovereign 7,500,000 7,452.90 6.95
Sovereign 7,500,000 7,449.10 6.94
Sovereign 5,000,000 4,999.24 4.66
Sovereign 5,000,000 4,993.85 4.65
Sovereign 5,000,000 4,988.48 4.65
Sovereign 5,000,000 4,985.47 4.65
Sovereign 4,000,000 3,997.24 3.73
Sovereign 4,000,000 3,992.93 3.72
Sovereign 3,500,000 3,493.82 3.26
Sovereign 2,500,000 2,498.28 2.33
Sovereign 2,500,000 2,492.74 2.32
81,204.25 75.69

NIL NIL
 NIL NIL

NIL NIL

200.00 0.19
100.00 0.09
100.00 0.09
100.00 0.09
500.00 0.46

22,835.00 21.28
22,835.00 21.28

(7,283.80) (6.79)
(7,283.80) (6.79)

107,299.94 100.00

ercentage to NAV - NIL

Total amount due
Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
nd its percentage to NAV - NIL

Nov 30, 2020 (Rs.)

1141.8314
1000.5404
1001.6015
1006.0065

1138.7848
1000.5404
1001.5821
1005.9088
 Dividend Per Unit Dividend Per Unit
(Huf & Individuals) (Others)
2.78150721 2.78150721

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
2.69394208 2.69394208

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
0.54823191 0.54823191
0.64291946 0.64291946
0.70620042 0.70620042
0.49804321 0.49804321

Dividend Per Unit Dividend Per Unit

(Huf & Individuals) (Others)
0.52922001 0.52922001
0.62375600 0.62375600
0.68403491 0.68403491
0.48198648 0.48198648

ppfas.com/schemes/parag-parikh-liquid-fund/dividend/

30, 2020 - Nil

30, 2020 - Nil

75.69%
9.36%
0.00%
14.95%
85.05%
14.95%
Back to Index

Yield %

2.93
2.86

2.90
2.85
2.85
2.86
2.92
2.90
2.79
2.81
2.81
2.88
2.80
2.81
2.81
2.80
2.88
5.10
5.00
5.10
4.50

2.89
PPFAS Mutual Fund PP003
SCHEME NAME : Parag Parikh Tax Saver Fund (An open ended
PORTFOLIO STATEMENT AS ON : November 30, 2020

Name of the Instrument / Issuer ISIN

EQUITY & EQUITY RELATED

a) Listed/awaiting listing on Stock Exchanges
ITC Ltd. INE154A01025
Bajaj Holdings & Investment Ltd. INE118A01012
Persistent Systems Ltd. INE262H01013
Indian Energy Exchange Ltd. INE022Q01020
Hero MotoCorp Ltd. INE158A01026
Maruti Suzuki India Ltd. INE585B01010
Tata Consultancy Services Ltd. INE467B01029
Wipro Ltd. INE075A01022
Central Depository Services (I) Ltd. INE736A01011
Zydus Wellness Ltd. INE768C01010
Mphasis Ltd. INE356A01018
Multi Commodity Exchange of India Ltd. INE745G01035
HDFC Bank Ltd. INE040A01034
Axis Bank Ltd. INE238A01034
Balkrishna Industries Ltd. INE787D01026
Oracle Financial Services Software Ltd. INE881D01027
ICICI Bank Ltd. INE090A01021
ICRA Ltd. INE725G01011
Cadila Healthcare Ltd. INE010B01027
Sun Pharmaceutical Industries Ltd. INE044A01036
IPCA Laboratories Ltd. INE571A01020
Dr. Reddy's Laboratories Ltd. INE089A01023
Lupin Ltd. INE326A01037
Total

b) Unlisted

c) Foreign Securities and /or overseas ETF

DEBT INSTRUMENTS

a) Listed/awaiting listing on the stock exchanges

b) Privately Placed/Unlisted

c) Securitised Debt Instruments

d) Central Government Securities

e) State Government Securities

MONEY MARKET INSTRUMENTS

a) Commercial Paper

b) Certificate of Deposits

c) Treasury Bills

d) Bills Re- Discounting

OTHERS
a) Mutual Fund Units / Exchange Traded Funds

b) Short Term Deposits

c) Term Deposits Placed as Margins

d) TREPS / Reverse Repo Investments

TREPS 01-Dec-2020
Total

Other Current Assets / (Liabilities)

Net Receivable / Payable
Total

GRAND TOTAL (AUM)

Symbols :-
^ The Name of the Industry is in accordance with Industry Classification as recommended by AMFI.

Notes:
1. Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

Name of security ISIN Code

NIL NIL
Total value provided for securities classified as below investment grade or default and its percentage to NAV - NIL

2. Total value and percentage of Illiquid Equity Shares: Nil

3. Plan wise per unit Net Asset Value are as follows:

Plan / Option Nov 02, 2020 (Rs.)
Direct Plan 12.4073
Regular Plan 12.2148
4. Total Dividend (Net) declared during the period ended November 30, 2020 - Nil

5. Total Bonus declared during the period ended November 30, 2020 - Nil

6. Total outstanding exposure in derivative instruments as on November 30, 2020 - Nil

(Gross exposure means sum of all long and short positions in derivatives)

7. Total investment in Foreign Securities / ADRs / GDRs as on November 30, 2020 - Nil

8. Total Commission paid in the month of November 2020: 242,499.78

9. Total Brokerage paid for Buying/ Selling of Investment for November 2020 is Rs. 28,987.04

10. Portfolio Turnover Ratio : 5.18

11. Repo transactions in corporate debt securities during the period ending November 30, 2020 - Nil

12. Deviation from the valuation prices given by valuation agencies: NIL
h Tax Saver Fund (An open ended equity linked saving scheme with a statutory lock in of 3 years and tax benefit)

Market value
Rating / Industry ^ Quantity % to NAV
(Rs. in Lakhs)

Consumer Non Durables 350,175 678.11 7.95

Finance 16,858 516.49 6.06
Software 37,980 453.23 5.31
Finance 198,972 433.16 5.08
Auto 13,859 430.86 5.05
Auto 5,981 420.81 4.93
Software 15,575 417.36 4.89
Software 119,039 417.23 4.89
Finance 81,364 398.44 4.67
Consumer Non Durables 19,372 361.12 4.23
Software 26,425 347.67 4.08
Finance 21,275 343.58 4.03
Banks 20,269 292.05 3.42
Banks 41,868 251.88 2.95
Auto Ancillaries 14,503 240.66 2.82
Software 7,491 227.74 2.67
Banks 45,475 215.26 2.52
Finance 8,008 209.08 2.45
Pharmaceuticals 20,390 91.78 1.08
Pharmaceuticals 17,020 87.08 1.02
Pharmaceuticals 4,000 86.67 1.02
Pharmaceuticals 1,726 83.35 0.98
Pharmaceuticals 8,170 72.86 0.85
7,076.47 82.95

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL
 NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

NIL NIL

1,440.00 16.88
1,440.00 16.88

13.08 0.17
13.08 0.17

8,529.55 100.00

ercentage to NAV - NIL

Total amount due
Net receivable/ market
Net receivable/ market value (including principal and
value
interest)
(Rs. in Lakhs) (as % to NAV) (Rs. in Lakhs)
NIL NIL NIL
nd its percentage to NAV - NIL

Nov 27, 2020 (Rs.)

13.2702
13.0537
s. 28,987.04

r 30, 2020 - Nil

 Back to Index
ars and tax benefit)

Yield %
2.89