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Safety Standards for Human Exposure

to Radio Frequency Radiation and Their Biological Rationale


■ James C. Lin

C
urrently, there is a backdrop of tinuing research on the subject. Likewise, derived from then existing (and current-
persistent, publicly expressed rationales for the exposure criteria must ly promulgated) exposure guidelines for
lack of confidence in radio-fre- be reassessed in view of new laboratory RF radiation. There is the sense that a
quency (RF) exposure standards, per- findings and human health studies. cellular mobile telephone puts a radiat-
taining to the maximum permissible There are two different sets of guide- ing RF source next to the user’s head.
exposure (MPE) level of humans lines promulgated for limiting human This is a new phenomenon that has no
exposed to RF electromagnetic radia- exposure to RF radiation, worldwide. precedence. There has been palpable
tion. Several national and international Much of the current effort is driven by concern about the adequacy of existing
organizations are engaged in examining the advent of cellular mobile telephony, scientific knowledge and uncertainties,
existing guidelines or MPEs for human which uses RF radiation in the range of even among the users. It is of interest to
exposure. Each of these efforts has con- 800–2,500 MHz. In response, a standard examine the scientific basis used for
vened groups of interested parties to was adopted by the U.S. Federal establishing these exposure guidelines.
deliberate on the reasons for, and to Communications Commission (FCC) (For this discussion, we will not address
decide on guidelines, to deem exposure for protection against any effects of RF the well-known differences of the RF
as safe and, hopefully, to make explicit radiation in August 1996 [1]. Likewise, guidelines promulgated for limiting
the philosophy and procedure invoked guidelines for limiting human exposure human exposure in countries like Russia
in the decision-making process. to RF radiation from cellular mobile and the former Soviet Union.)
Exposure guidelines for RF radiation telephone operations have been adopt- The use of the dosimetric quantity
have been promulgated for nearly half a ed around the globe. For example, the SAR was initiated as a recommendation
century. However, our understanding of maximum power deposition (measured of the National Council of Radiation
biological effects of exposure to RF radia- in specific absorption rate of RF energy- Protection and Measurements (NCRP)
tion is still evolving and more so for cel- SAR) allowed varies between 1.6 W/kg [2]. This unit mass, time-averaged rate
lular mobile telephones and wireless per- in 1 g and 2 W/kg in any 10 g of tissue of RF energy absorption was adopted
sonal communication devices. It is in the head, from exposure to cellular by the American National Standards
expected, and mandated by some of the telephone wireless radiation. However, Institute (ANSI) in 1982 [3]. The limit for
standards setting bodies, that any expo- the popularity and ubiquity of cellular the 1.6 W/kg in 1 g of body tissue, for
sure criteria set forth should be evaluated mobile telephones have posed new the general public or the uncontrolled
periodically, and possibly revised as new questions on the adequacy of the exist- environment, was recommended by the
information becomes available from con- ing knowledge of biological effects of IEEE in 1992 [4]. (Note that, since 1990,
RF electromagnetic fields and of the the development and revision of the
protection afforded the public from any ANSI standards have come under the
James C. Lin is with the University of Illinois, harmful effects of these fields. sponsorship of the IEEE Standards
851 S. Morgan Street, M/C 154, Chicago, IL
60607-7053 USA, +1 312 413 1052.
In fact, the numbers used for the Association.). The latter had followed
lin@uic.edu. guidelines are not new, in that they were considerations by NCRP that, for

22 December 2003
exposure criteria based on whole-body- cataract) is about 100 W/kg to 150 with its headquarters located near
averaged SAR, a number of studies W/kg for up to 100 minutes in the vit- Munich, Germany.
have demonstrated the maximal SAR in reous body of the eye [6]. Moreover, In fact, the ICNIRP guidelines stip-
small regions inside the body may be as available numerical and experimental ulate the same maximum SAR of 2
much as 10–20 times higher [5]. investigations have indicated that a W/kg in any 10 g of tissue in the head
The ANSI/IEEE standard relied on retrolental temperature (temperature and trunk up to 10 GHz over 6 min-
the careful interpretation of a list of behind the lens) of 41 ◦ C was neces- utes [8]. However, slightly different
papers selected from the peer- sary for production of posterior lens scientific bases appear to have been
reviewed literature that were deemed opacities in rabbits. The temperature used in their development of the basic
to have biological, engineering, and rise was induced by a peak SAR in the exposure restriction. Although the
scientific validity. In the frequency eye that occurred right behind the restriction on SAR is intended to pre-
region of interest (100 kHz to 6 GHz), lens for the exposure conditions vent excessive localized tissue heating,
an SAR value of 4 W/kg, temporally investigated (2,450 MHz in rabbits). If such as the eyes and testes, considera-
and spatially averaged over the whole the retrolental temperature was kept tions were given to SAR and tissue
body mass was adopted as the work- from exceeding 41 ◦ C by means of damage resulting from either partial-
ing threshold for adverse biological whole-body hypothermia, potentially body or whole-body exposures that
effects in humans. Above this thresh- cataractogenic microwave exposure produce temperature rises on the
old, disruption of work schedules in did not produce any opacity in the order of 1 ◦ C in humans and laborato-
trained rodents and primates, and lenses of exposed animals. These ry animals. But the ICNIRP document
other adverse biological effects, have findings supported the notion of a does not clearly articulate the biologi-
been demonstrated. Moreover, it was thermal mechanism for microwave cal endpoint(s), upon which the ratio-
noted that a metabolic heat production cataractogenesis. nale was drawn, in supporting its
rate of 4 W/kg falls well within the Indeed, the sensitivity of the visual choice of localized SAR values for the
normal range of human thermoregula- organ to RF electromagnetic energy- head and trunk. The guidelines were
tory capacity. Recognizing that there induced heat formed the basis for presented with the simple explanation
are scientific uncertainty, and biologi- CENELEC, in its effort to promulgate of a desire to prevent excessive local-
cal variability in the human popula- the limit of 2 W/kg averaged over 10 g ized tissue heating. Thus, for all
tion, a safety margin of 50 was incor- of tissue for partial body exposures [7]. intents and purposes, the ICNIRP
porated into the standard to limit Clearly, the motivation was to limit guidelines are essentially the same as
exposure of the general population to temperature rises inside the eye to pre- the European (CENELEC) Prestandard
0.08 W/kg in 1 g of tissue, as averaged vent formation of lens opacity— for partial body exposure.
over the entire body, for periods of 15 cataracts. Specifically, a safety factor of It is worthy of note that—aside from
to 30 min. Clearly, the ANSI/IEEE ten was applied to reduce the SAR the quantitative difference between the
Standard C95.1-1992 provides recom- threshold of 100 to 10 W/kg. To pro- exposure standards (1.6 or 2 W/kg)—
mendations to prevent adverse ther- vide for an additional margin of safety the tissue mass used to define the SARs
mal effects on the functioning of the for the general public, an extra factor in these standards (1 g for 1.6 W/kg or
human body, although the assessment of five was introduced to arrive at 2 10 g for 2 W/kg) can have a profound
criteria for reports of biological effects W/kg over 10 g of contiguous tissue, influence on the actual quantity of
were without regard to mechanisms of including the eye. This exposure limit microwave energy allowed to be
interaction. is about 50 times below the SAR deposited in tissue by these exposure
As for a given exposure, the SAR reported, inside the eye, for formation standards. It is well known that the dis-
distribution inside the human body of lens cataracts. It had become the tribution of absorbed microwave ener-
varies from point to point, a partial accepted SAR safety limit in the head gy varies greatly from point to point
body limit was recognized for all parts of a user for cellular mobile tele- inside a body, or inside the user’s head
of the body. It was generally accepted phones, in most European countries, from the RF radiation of a cellular tele-
then that the maximal localized SAR until 1999. phone. An averaging volume that is as
could be as high as 20 times the whole- The European Union (EU) Health large as 10 g would tend to artificially
body-averaged SAR. Therefore, for Council with the support of the U.K. smooth out the SAR distribution,
localized exposures of smaller regions Government, in 1999, agreed on a rec- whether it is computed or measured.
in the human body, a relaxation of max- ommendation for limiting exposure to And it tends to lower the numerical
imum permissible exposure limit to 1.6 RF electromagnetic fields, thereby value of SAR by a factor of two or more.
W/kg in any 1 g of tissue was intro- establishing EU-wide safety standards Thus, a 10-g SAR at 2 W/kg could be
duced for partial body exposures. for cellular mobile telephone emissions. equivalent to 1-g SARs of 4 W/kg or
Studies using animals in the near The recommendation was based on the higher. Simply put, the absorbed ener-
field have shown that the minimum exposure limits recommended by the gy averaged over a defined tissue vol-
cataractogenic SAR (the minimum International Commission on Non- ume of 10 g is inherently low, compared
SAR required to produce a lens Ionizing Radiation Protection (ICNIRP), with a 1-g SAR.

24 December 2003
The 1-g SAR is a more precise repre- aging volume or mass, the lower the
sentation of localized microwave ener- resolution and sensitivity of SAR, and
gy absorption and a more biologically the less useful it is as a metric for quan-
significant measure of SAR distribu- tifying localized exposure and biologi-
tion inside the body or head. For exam- cal response.
ple, the spherically shaped human eye The setting of guidelines or stan-
has a total mass of about 10 g. The use dards for maximum permissible levels
of an averaging volume as large as 10 g of exposure to RF and microwave radi-
does not attribute any distinctions ation is a valid approach to managing
among tissues in the eye, and it com- the risk of such exposures. The existing
pletely ignores the wide variation of guidelines, however, are based on
SAR distribution throughout the eye- results obtained from acute, short-term
ball. Also, it diminishes the safety mar- studies that are atypical of the RF expo-
gin of the 2 W/kg in the eye. Likewise, sures associated with the handset of
the pinna or external ear has a mass cellular mobile telephones. For the first
that averages a little over 10 g. The time in human history, a source of RF
adoption of 2 W/kg over 10 g of con- radiation is located right next to the
tiguous tissue grossly neglects the head of millions of cellular mobile tele-
anatomic details of the ear and the phone users. Biological effects after
nonuniform SAR distribution in the repeated, prolonged, or lifelong expo-
pinna. It could permit the deposition of sure to RF energy emitted by these low-
RF or microwave energy in different power wireless telecommunication
parts of the pinna that exceeds the devices have been investigated only
maximally permissible SAR by a large during the past few years. The existing
margin, while keeping the SAR for the scientific results are equivocal and
entire pinna below 2 W/kg. Moreover, arguable in many respects. Conse-
inside the human brain, the types and quently, there remains a widespread
populations of cells and neurons are public concern about the adequacy of
notably different, even in 1 g of tissue. existing guidelines in safeguarding the
There may be millions more cells, neu- general population against possible
rons, and aggregates impacted in a 10- harm of RF radiation from cellular
g volume, as compared with a 1-g aver- mobile telephones.
aging volume.
The quantitative values of SAR may References
be obtained by a detailed numerical [1] “Guidelines for evaluating the environmental
effects of radiofrequency radiation,” FCC,
computation, or from direct experi- Washington, DC, Rep. 96-326, 1996.
mental measurements. Accuracy and [2] “Radiofrequency electromagnetic fields, prop-
reliability of computed results are sen- erties, quantities and units, biophysical inter-
sitive to models used to represent the actions, and measurements,” NCRP, Bethesda,
MD, Rep. 67, 1982.
user-handset combination, and to para-
[3] American National Standard for Safety Levels with
meters assumed for the head or user. Respect to Human Exposure to Radio Frequency
Present computational schemes and Electromagnetic Fields, 300 kHz to 300 GHz,
resources can provide accurate ANSI C95.1, 1982.
induced electric field values with a [4] IEEE Standard for Safety Levels with Respect to
Human Exposure to Radio Frequency
spatial resolution on the order of 1 mm,
Electromagnetic Fields, 3 kHz to 300 GHz, IEEE
in dimension. The sensitivity and reso- C95.1-1991, 1992.
lution of measurement instruments, [5] “Biological effects and exposure criteria for
such as implantable electric field radiofrequency electromagnetic fields,” NCRP,
Bethesda, MD, Rep. 86, 1986.
probes or temperature sensors, are
[6] J.C. Lin, “Microwave cataracts and personal
slightly bigger, but on the same order communication radiation,” IEEE Microwave,
of magnitude (a few millimeters). vol. 4, pp. 26–32, Sept. 2003.
It is important to recall that SAR is a [7] Human Exposure to Electromagentic Fields—High
localized quantity and its value varies Frequency (10 kHz to 300 GHz), CENELEC
Prestandard ENV 50166-2, 1995.
from one tiny location to another. The
[8] ICNIRP, “Guidelines for limiting exposure to
utility, resolution, and sensitivity of a time-varying electric, magnetic, and electro-
given SAR value depend on the averag- magnetic fields (Up to 300 GHz),” Health Phys.,
ing volume or mass. The larger the aver- vol. 74, pp. 494–522, 1998.

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