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Journal of Psychosomatic Research 131 (2020) 109954

Contents lists available at ScienceDirect

Journal of Psychosomatic Research


journal homepage: www.elsevier.com/locate/jpsychores

Do burnout and depressive symptoms form a single syndrome? Confirmatory T


factor analysis and exploratory structural equation modeling bifactor
analysis

Renzo Bianchi
Institute of Work and Organizational Psychology, University of Neuchâtel, Neuchâtel, NE, Switzerland

A R T I C LE I N FO A B S T R A C T

Keywords: Objective: The issue of burnout-depression overlap remains contentious. In this study, the question of whether
Bifactor analysis burnout symptoms form a syndrome that is distinct from depression was reexamined.
Burnout Methods: The study involved 332 employed individuals (65% female; mean age: 34). Burnout symptoms were
Confirmatory factor analysis assessed with the Shirom-Melamed Burnout Measure (SMBM). The SMBM operationalizes burnout based on
Fatigue
three interconnected components, namely, physical fatigue, cognitive weariness, and emotional exhaustion.
Occupational health
Depressive symptoms were assessed with the PHQ-9, a scale that covers the main manifestations of major de-
pression. Confirmatory factor analysis (CFA) and exploratory structural equation modeling (ESEM) bifactor
analysis were conducted.
Results: On average, the factors underlying burnout's components correlated more strongly with the Depressive
Symptom factor than with each other. Remarkably, such results were obtained even when fatigue-related items
were excluded from the depression scale. Second-order CFA revealed that the factors underlying burnout's
components and the Depressive Symptom factor were reflective of the same higher-order factor. ESEM bifactor
analysis indicated that the general factor accounted for about 2/3 of the common variance extracted.
Conclusion: Consistent with a growing corpus of research, this study suggests that the burnout-depression dis-
tinction is untenable. Because the burnout-depression distinction tends to convey the idea that burnout is not as
serious a problem as depression, many people struggling with depression might underestimate the gravity of
their condition and not seek help when self-identifying as “burned out.” Maintaining a line of demarcation
between burnout and depression may thus be problematic from both a scientific and a health management
standpoint.

1. Introduction complaints in affected patients [5]. At an etiological level, depressive


symptoms have been identified as basic responses to unresolvable stress
Burnout has been regarded as a syndrome in which the individual is in human beings (and mammals in general) and are considered basic
left exhausted and demotivated by a long-term confrontation with in- signals of a discrepancy between positive, rewarding experiences on the
surmountable job stress [1,2]. Although burnout has elicited growing one hand, and negative, punitive experiences on the other hand [7–9].
interest among occupational health specialists over the last decades, the Depressive symptoms vary in severity along a continuum, with de-
nature of the syndrome and (discriminant) validity of the construct pressive disorders representing the high end of that continuum
remain strongly debated [3,4]. To date, there is no established diag- [3,10,11].
nosis for burnout and burnout is not nosologically recognized by either Theoretically speaking, because (a) depressive symptoms constitute
the American Psychiatric Association or the World Health Organization basic responses to unresolvable stress (either job-related or not) and (b)
[5,6]. A major object of controversy in burnout research concerns the burnout is supposed to result from insurmountable job stress, the reason
extent to which burnout refers to anything other than a depressive for expecting burnout to fall outside, rather than inside, the spectrum of
condition [3,4]. depression is unclear [3]. On a related note, when burnout and de-
Depression is primarily characterized by anhedonia and dysphoric pression are both approached dimensionally, the continua of the two
mood, with fatigue and loss of energy constituting common presenting entities mirror one another (Fig. 1), rendering the burnout-depression


Corresponding author at: Institute of Work and Organizational Psychology, University of Neuchâtel, Émile-Argand 11, 2000 Neuchâtel, NE, Switzerland.
E-mail address: renzo.bianchi@unine.ch.

https://doi.org/10.1016/j.jpsychores.2020.109954
Received 29 December 2019; Received in revised form 23 January 2020; Accepted 3 February 2020
0022-3999/ © 2020 Elsevier Inc. All rights reserved.
R. Bianchi Journal of Psychosomatic Research 131 (2020) 109954

Fig. 1. Schematic representation of the theoretically expected overlap of burnout with depression. Unresolvable stress constitutes the common etiological de-
nominator of the burnout and depression processes. The burnout process overlaps with the depression process, rendering a between-process distinction founda-
tionless. The clinical stage of the depression process, at which a depressive disorder can potentially be diagnosed (categorial approach), is an integral part of the
continuum of depression (dimensional approach); it corresponds to the high end of the depression continuum. It is noteworthy that the clinical stage of burnout has
not been characterized in either a clear or a consensual manner to date. Burnout has remained nosologically and diagnostically undefined—notably because of its
similarities with depression, an entity that has been nosologically and diagnostically defined long before the emergence of the burnout construct. Importantly, the
conception of burnout and depression illustrated here reconciles dimensional and categorical approaches to (psycho)pathology; such a conception allows us to
overcome the classic, yet problematic, opposition between dimensions and categories.

distinction—including the distinction between full-blown burnout and between burnout and depression to the correlations among burnout's
clinical depression—difficult to articulate [3,11,12]. It is worth un- components [26]. Clarifying whether burnout is well characterized
derlining that the job-related character of burnout has often been re- when separated from depression is key to our ability to assess, prevent,
garded as a distinctive feature of the phenomenon [2,4]. However, and treat burnout effectively.
because burnout could be both job-related and depressive in nature, the
pertinence of the “job-relatedness” argument is open to question [3,13]. 2. Methods
Depressive symptoms can emerge in the work context—in response to
unmanageable occupational stressors—before potentially impregnating 2.1. Study sample and recruitment procedure
other areas of life [12].
Substantiating the abovementioned concerns, the burnout-depres- Participants were recruited in Switzerland in June and July 2016
sion distinction has been increasingly called into question on empirical through contacts with Swiss organizations in both the public and the
grounds [3]. Burnout has been found to overlap with depression in private sector as well as through advertisements in social media. Our
terms of: (a) primary symptoms and causes [13–15]; (b) cognitive participation request contained a brief description of the study (e.g.,
processing of emotional information (e.g., biased memorizing in favor general context, targeted population, expected duration) and a weblink
of negative information, negative interpretation of ambiguous in- allowing individuals to complete the study. The organizations were free
formation) [16–19]; (c) dispositional correlates and risk factors (e.g., to forward our request to their employees or to ignore it. The only
neuroticism, history of anxiety and depressive disorders) [20–22]; and eligibility criterion for participating in the study was to be currently
(d) prescribed treatments (e.g., antidepressant medication) [23–25]. A employed. Employed individuals were thus invited to participate
recent meta-analytic study, however, concluded that while burnout and whether experiencing job stress or not. Participation was voluntary.
depression were substantially associated with one another, the size of Confidentiality was guaranteed to each respondent. Individual consent
the association remained compatible with the view that the two con- was requested. The study was conducted in accordance with the ethical
structs are distinct [26]. In addition, it has been argued that the pre- standards of the institutional review board of the University of
sence of fatigue-related items in both burnout and depression scales Neuchâtel.
may have “inflated” the burnout-depression association [4,26]. Al-
though the validity of this argument is not beyond question [27], the 2.2. Measures of interest
extent to which the strength of the burnout-depression association can
be imputed to content overlap at the level of fatigue-related items re- Burnout symptoms were assessed with the Shirom-Melamed
quires further clarification [14]. Overall, more research has been called Burnout Measure (SMBM) [1,2]. The SMBM is an explicitly work-con-
for before definite conclusions can be envisaged regarding the distinc- textualized questionnaire. The SMBM divides burnout into three com-
tiveness of burnout vis-à-vis depression [4]. ponents, namely, physical fatigue (six items; e.g., “I feel physically
In the present study, the issue of burnout-depression overlap was drained”; Cronbach's α = 0.90), cognitive weariness (five items; e.g., “I
addressed through an examination of the unity of burnout as a syn- feel I am not focused in my thinking”; Cronbach's α = 0.90), and
drome. By definition, a syndrome refers to a combination of co-occur- emotional exhaustion (three items; e.g., “I feel I am not capable of in-
ring symptoms characterizing a given entity [5,28]. On this basis, it was vesting emotionally in coworkers and recipients”; Cronbach's
reasoned that, if burnout constitutes a syndrome that is distinct from α = 0.81). It is noteworthy that the physical fatigue subscale of the
depression, then burnout symptoms should combine with each other SMBM refers to a general kind of ill-being at work (e.g., “I feel fed up”;
rather than with depressive symptoms. That burnout's components be “I feel burned out”) as much as it refers to actual physical fatigue. The
more strongly linked to each other than to any aspect of depression has cognitive weariness subscale of the SMBM homogeneously gauges
been considered crucial to establishing the discriminant validity of the cognitive impairment (e.g., attentional problems, difficulties in rea-
burnout construct [29]. Despite its importance, this aspect of burnout's soning). The emotional exhaustion subscale of the SMBM deals with
distinctiveness has received insufficient attention thus far. The earlier burnout symptoms at an interpersonal level. Participants were asked to
mentioned meta-analysis, for instance, did not compare the correlations indicate how they felt over the previous two weeks. They responded

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R. Bianchi Journal of Psychosomatic Research 131 (2020) 109954

using a 4-point rating scale, from 0 for not at all to 3 for nearly every day. omega hierarchical (omegaH) indices were computed. ECV is an index of
The SMBM is a measure of reference in burnout research [1,2]. Scores the proportion of the common variance extracted that is explained by
on the SMBM correlate almost perfectly (disattenuated correlations the general factor [33,34]. OmegaH is an index of total score reliability
around 0.90) with scores on the core dimension of the Maslach Burnout [34]. The state of the art suggests that “when omegaH is high (> .80),
Inventory (MBI)-General Survey, another popular measure of burnout total scores can be considered essentially unidimensional, in the sense
[1,29]. By contrast with the MBI, however, the SMBM is in the public that the vast majority of reliable variance is attributable to a single
domain and reflects a theory-driven approach to burnout [1]. common source” [33].
Depressive symptoms were assessed with the PHQ-9 [30], a scale In view of the claim, made by some investigators [4,26], that the
that covers the main manifestations of major depression as referenced burnout-depression association may be driven by content overlap at the
in the latest edition of the Diagnostic and Statistical Manual of Mental level of fatigue-related items, the CFAs were re-run with three fatigue-
Disorders [5]. The PHQ-9 thus allows for a quantification of anhedonia, related items deliberately excluded from the PHQ-9 (items 3 [sleep
depressed mood, sleep disturbance, fatigue/loss of energy, appetite disturbance], 4 [fatigue/loss of energy], and 7 [concentration impair-
alteration, guilt/worthlessness, concentration impairment, psycho- ment]). Such a procedure allowed for a more “conservative” approach
motor malfunction, and thoughts of self-harm. In addition, the PHQ-9 to the burnout-depression association.
enables the investigator to establish a provisional diagnosis of major
depression based on a dedicated algorithm [30]. The response frame 3. Results
used with the PHQ-9 was identical to the response frame used with the
SMBM. Cronbach's α for the PHQ-9 was 0.83. A total of 332 participants, employed in various occupational do-
mains (e.g., human resources, education, healthcare), were enrolled in
2.3. Data analyses the present study (65% female; mean age: 34). Participants' mean
length of employment in their current occupation was 7 years.
Data were analyzed principally within a factor analytic framework, Descriptive statistics pertaining to the PHQ-9 and SMBM items (e.g.,
using Mplus 8 [31]. The items were treated as ordinal. The weighted range, skewness, kurtosis) are available as supplementary materials.
least squares—mean and variance adjusted—(WLSMV) method was About 9% of the participants (n = 31) met the criteria for a provisional
employed. Goodness of fit was assessed based on five complementary diagnosis of major depression. This sample has not been involved in any
indices: The Root Mean Square Error of Approximation (RMSEA), the other published study.
Comparative Fit Index (CFI), the Tucker-Lewis Index (TLI), the Stan- The first CFA, in which the nine items of the PHQ-9 were allowed to
dardized Root Mean Square Residual (SRMR), and the Weighted Root load on a Depressive Symptom factor, the six items of the SMBM's
Mean Square Residual (WRMR). physical fatigue subscale were allowed to load on a Physical Fatigue
First, a four-factor confirmatory factor analysis (CFA) was con- factor, the five items of the SMBM's cognitive weariness subscale were
ducted. Latent Physical Fatigue, Cognitive Weariness, and Emotional allowed to load on a Cognitive Weariness factor, and the three items of
Exhaustion factors were created based on the items belonging to the the SMBM's emotional exhaustion subscale were allowed to load on an
original subscales of the SMBM and a latent Depressive Symptom factor Emotional Exhaustion factor showed an acceptable fit: RMSEA = 0.073
was created based on the items belonging to the PHQ-9. The aim of this (90% confidence interval [CI]: 0.066–0.079); CFI = 0.959;
CFA was to examine the correlations among the latent factors attached TLI = 0.954; SRMR = 0.074. The four factors strongly correlated with
to the measures of burnout and depression. each other (from 0.59 to 0.89; see Table 1). The three latent burnout
A second-order model was then tested, in which the latent Physical factors correlated less strongly with each other—0.63 on average—than
Fatigue, Cognitive Weariness, Emotional Exhaustion, and Depressive with the Depressive Symptom factor—0.76 on average.
Symptom factors were defined as first-order factors. The goal was to The second-order model involving the Physical Fatigue, Cognitive
examine whether the latent factors attached to the measures of burnout Weariness, Emotional Exhaustion, and Depressive Symptom factors as
and depression could be considered reflective of the same overarching first-order factors fit the data satisfactorily: RMSEA = 0.072 (90% CI:
factor. 0.065–0.079); CFI = 0.960; TLI = 0.955; SRMR = 0.075. All first-
Third, an exploratory structural equation modeling (ESEM) bifactor order factors loaded substantially on the higher-order factor—from
analysis with partially specified target rotation (PSTR) was conducted 0.66 for the Emotional Exhaustion factor to 0.98 for the Depressive
[32]. The logic of PSTR is highly similar to that of CFA. However, by Symptom factor (0.84 on average; Fig. 2).
contrast with CFA, in which loadings are forced to equal zero, PSTR The bifactor model (Table 2) showed an excellent fit:
extracts factors and then attempts to match the target as well as pos- RMSEA = 0.036 (90% CI: 0.025–0.047); CFI = 0.993; TLI = 0.988;
sible. In the specification employed, all items were allowed to load on WRMR = 0.460. All PHQ-9 and SMBM items loaded substantially on
the general factor and each item was allowed to load on a bifactor that the general factor—from 0.50 to 0.87 (M = 0.67). OmegaH was 0.86.
was specific to the scale or subscale to which the item belonged. For The items of the PHQ-9 and physical fatigue and cognitive weariness
instance, a PHQ-9 item would load on the general factor as well as on a subscales of the SMBM loaded on average more strongly on the general
PHQ-9 bifactor. Because four (sub)scales were submitted to examina- factor than on their respective bifactors; this was not true for the items
tion (the PHQ-9 and the three SMBM subscales), four bifactors were of the SMBM's emotional exhaustion subscale. The ECV index showed
considered in addition to the general factor. The mean item loading on that the general factor accounted for well over half the common var-
the general factor as well as the explained common variance (ECV) and iance extracted (66%). When excluding the items of the emotional

Table 1
Correlations among the latent depressive symptom factor and the latent factors linked to burnout's components (N = 332).
Depressive Symptom factor Physical Fatigue factor Cognitive Weariness factor Emotional Exhaustion factor

Depressive Symptom factor – 0.77 0.77 0.56


Physical Fatigue factor 0.89 – 0.70 0.62
Cognitive Weariness factor 0.81 0.70 – 0.57
Emotional Exhaustion factor 0.59 0.62 0.57 –

Notes. Entries above the diagonal concern the confirmatory factor analysis from which fatigue-related items 3, 4, and 7 were excluded from the PHQ-9; entries below
the diagonal concern the confirmatory factor analysis in which all the items of the PHQ-9 were included.

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Fig. 2. Graphical summary of the second-order factor analysis that included the full version of the PHQ-9 (N = 332). “ds”: Depressive Symptom factor; “pf”: Physical
Fatigue factor; “cw”: Cognitive Weariness factor; “ee”: Emotional Exhaustion factor; “dep”: Depression factor.

exhaustion subscale of the SMBM, the ECV index reached 0.70. average.
The additional CFA, which only differed from the first CFA by the The second-order model involving the Physical Fatigue, Cognitive
exclusion of three fatigue-related items from the PHQ-9 (items 3, 4, and Weariness, Emotional Exhaustion, and Depressive Symptom factors as
7), showed a good fit: RMSEA = 0.060 (90% CI: 0.051–0.068); first-order factors fit the data well: RMSEA = 0.058 (90% CI:
CFI = 0.977; TLI = 0.973; SRMR = 0.061. Again, the four factors 0.050–0.067); CFI = 0.978; TLI = 0.974; SRMR = 0.062. All first-
strongly correlated with each other (from 0.56 to 0.77; see Table 1). order factors loaded substantially on the higher-order factor—from
Despite the removal of three fatigue-related items from the PHQ-9, the 0.69 for the Emotional Exhaustion factor to 0.90 for the Depressive
three burnout factors still correlated more strongly with the Depressive Symptom factor (0.82 on average; Fig. 3).
Symptom factor—0.70 on average—than with each other—0.63 on In ancillary analyses, burnout scores were compared in participants

Table 2
Summary of the exploratory structural equation bifactor analysis with partially specified target rotation (N = 332).
General factor Bifactors

Scale Subscale Item Distress PHQ-9 PF CW EE Communality I-ECV S-ECV ECV

PHQ-9 – 1 0.58 0.35 0.17 0.05 0.07 0.52 0.66 0.73 0.66
2 0.69 0.60 0.16 −0.16 −0.15 0.84 0.57
3 0.61 0.04 0.00 −0.20 −0.02 0.41 0.90
4 0.84 −0.12 0.17 −0.09 −0.07 0.78 0.91
5 0.68 0.03 −0.08 −0.08 0.07 0.47 0.97
6 0.62 0.45 −0.07 0.02 −0.05 0.59 0.64
7 0.66 −0.10 −0.25 0.26 0.01 0.58 0.75
8 0.63 0.27 −0.07 0.15 0.00 0.52 0.76
9 0.55 0.68 −0.18 0.02 0.06 0.81 0.37
SMBM PF 1 0.73 −0.14 0.32 −0.05 −0.02 0.67 0.80 0.73
2 0.65 0.04 0.32 −0.08 0.09 0.55 0.77
3 0.82 −0.01 0.38 −0.04 −0.08 0.82 0.82
4 0.55 0.15 0.53 0.24 0.19 0.74 0.40
5 0.81 −0.07 0.43 0.04 −0.08 0.84 0.78
6 0.87 −0.05 0.42 0.05 −0.01 0.93 0.81
CW 1 0.65 −0.10 −0.04 0.59 0.02 0.76 0.55 0.60
2 0.65 −0.03 0.13 0.57 −0.02 0.73 0.57
3 0.74 0.16 0.01 0.47 −0.06 0.82 0.67
4 0.71 0.11 0.01 0.53 0.00 0.81 0.61
5 0.72 −0.01 0.06 0.57 0.04 0.84 0.61
EE 1 0.58 0.03 −0.04 0.07 0.50 0.61 0.56 0.40
2 0.54 −0.04 0.06 −0.06 0.73 0.82 0.36
3 0.50 −0.01 0.06 −0.07 0.80 0.89 0.28

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Fig. 3. Graphical summary of the second-order factor analysis in which three fatigue-related items were deliberately excluded from the PHQ-9 (N = 332). “ds”:
Depressive Symptom factor; “pf”: Physical Fatigue factor; “cw”: Cognitive Weariness factor; “ee”: Emotional Exhaustion factor; “dep”: Depression factor.

who met the criteria for a provisional diagnosis of major depression and these studies were conducted in an era when fitting ordinal structural
participants who did not meet such criteria. Welch's analysis of variance equation models was challenging [14,35].
revealed that depressed participants had higher burnout scores Interestingly, the overlap of burnout with depression was dis-
(M = 1.42, SD = 0.68) than their non-depressed counterparts cernible in the initial descriptions of the burnout syndrome.
(M = 0.54, SD = 0.46), p < .001. The effect size was large, d = 1.52. Freudenberger, who introduced the burnout construct in psychology,
already indicated that the burned-out professional “looks, acts and
4. Discussion seems depressed” [38]. In addition to exhaustion, this author en-
umerated depressive symptoms such as sadness, crying spells, resigna-
This study does not support the view that burnout symptoms form a tion, discouragement, hopelessness, irritability, frustration, and
unified, non-depressive syndrome. First, contrary to what would be changes in sleep and weight as components of burnout [38,39]. A
expected if burnout indeed constituted a distinct syndrome [3,28,29], burnout scale published by Freudenberger and Richelson included
the mean correlation among the burnout factors did not exceed the items such as “Are you often invaded by a sadness you can't explain?” or
mean correlation of the burnout factors with the Depressive Symptom “Is joy elusive?” [40]. Such items are strongly evocative of depressed
factor. Remarkably, such results were obtained even when fatigue-re- mood and anhedonia—the two main characteristics of depressive con-
lated items were excluded from the depression scale under scrutiny, ditions [3,5]. Similar items are commonly employed in depression
suggesting that the overlap of burnout with depression is much more scales [30,41]. Other items found in Freudenberger and Richelson's
profound than assumed by some investigators [4,26]. Second, the scale [40], such as “Are you seeing close friends and family members
burnout factors and the Depressive Symptom factor were found to re- less frequently?” or “Do you have very little to say to people?”, refer to
flect the same higher-order factor. Third, ESEM bifactor analysis social withdrawal, a well-known aspect of depression [42]. From an
showed that all burnout and depression items loaded substantially on etiological standpoint, Freudenberger and Richelson considered
the general factor, which accounted for about 2/3 of the common burnout to result from an investment (cost) that was devoid of the
variance extracted. In keeping with our factor analytic findings, parti- expected return on investment (benefit), that is to say, from the ex-
cipants who met the criteria for a provisional diagnosis of major de- perience of a loss [40]. The etiology of depression has been described
pression exhibited much higher levels of burnout symptoms than par- along the same lines [7,8,43]. Loss of gratification is reportedly the
ticipants who did not meet such criteria. Overall, these results suggest most frequent complaint among depressed patients [42]. A close ex-
that the symptoms assessed by burnout and depression scales can be amination of how the burnout construct emerged in the research lit-
viewed as the constituents of a single syndrome, consistent with the erature may help us understand why burnout was approached as a new
mounting evidence that burnout problematically overlaps with de- phenomenon despite the striking similarity between the characteristics
pression [3,14,35]. ascribed to burnout and the long-identified characteristics of depres-
It is of note that this study's findings apparently contrast with the sion.
findings of factor analytic studies conducted in the mid-1990s and early The present study has several strengths, such as the use of advanced
2000s [36,37]. However, important shortcomings were identified in the statistical analyses or the control for content overlap at the level of
studies in question [14], including model misspecification and proble- fatigue-related items. However, the study also has limitations. First, the
matic item exclusion [37], or the assessment of burnout and depressive recruited sample was a convenience sample, the representativeness of
symptoms within highly different time windows [36,37]. Furthermore, which (e.g., in terms of sex or age) cannot be clearly established. This

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