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Cicerone (2008) A Randomized Controlled Trial of Holistic Neuropsychologic
Cicerone (2008) A Randomized Controlled Trial of Holistic Neuropsychologic
ORIGINAL ARTICLE
List of Abbreviations
From the Departments of Cognitive Rehabilitation (Cicerone, Mott, Azulay, Shar-
low-Galella, Ellmo, Paradise, Friel) and Physical Medicine and Rehabilitation (Ci- ANOVA analysis of variance
cerone), JFK-Johnson Rehabilitation Institute, Edison, NJ.
CIQ Community Integration Questionnaire
Presented preliminary results at the Annual Meeting of the American Congress of
Rehabilitation Medicine, October 9, 2007, Washington DC. ES effect size
Supported by the National Institute on Disability and Rehabilitation Research ITT intent-to-treat analysis
(grant no. H133A020518). NP neuropsychologic
No commercial party having a direct financial interest in the results of the research
PABIR post–acute brain injury rehabilitation
supporting this article has or will confer a benefit on the authors or on any organi-
zation with which the authors are associated. PQOL Perceived Quality of Life Scale
Reprint requests to Keith D. Cicerone, PhD, 2048 Oak Tree Rd, Edison, NJ 08820, TBI traumatic brain injury
e-mail: kcicerone@solarishs.org. TMT-A Trail-Making Test part A
0003-9993/08/8912-00344$34.00/0 TMT-B Trail-Making Test part B
doi:10.1016/j.apmr.2008.06.017
ologic limitations. Ruff et al16,17 recruited volunteer partici- ing), and (3) clinical judgment of potential to benefit from
pants from the community who were motivated to participate in comprehensive rehabilitation. Participants included patients
treatment. Computer-based treatment of specific cognitive abil- who were clinically referred for postacute rehabilitation for
ities was compared with treatment emphasizing psychosocial whom the referral was part of a continuous pathway of care.
adjustment and activities of daily living. Both groups showed a Participants also included self-referrals and referrals from the
significant improvement of NP functioning16 and depression17 community. These participants were enrolled primarily through
that could not be attributed to specific treatment components. outreach to statewide TBI support groups and organizations
These findings are consistent with the view that improvements and mailings to community physicians and hospitals. Commu-
in functioning are best achieved through a combination of nity-referred participants had not received rehabilitation ther-
cognitive, psychosocial/interpersonal, and functional interven- apies or other clinical treatment related to their injury for at
tions.4 The second randomized controlled trial18 evaluated the least 6 months before their enrollment.
efficacy of comprehensive holistic NP rehabilitation through an To be eligible for the treatment study, participants had to (1)
inpatient milieu-oriented program modified to fit into a military have medical documentation of TBI based on a primary source
framework compared with limited, home-based TBI education within 24 hours of injury (eg, emergency medical services or
and counseling. Participants represented a selective sample of hospital admission records), (2) be at least 3 months postinjury,
military personnel in the acute stage of recovery. Participants (3) be 18 to 62 years of age, (4) have adequate language
in both groups showed extraordinarily high return-to-work expression and comprehension (with or without assistive de-
rates 1 year postinjury, although severely injured participants vice) to participate in verbally based group interventions (ie,
were more likely to benefit from cognitive rehabilitation. Nei- participants had to be English speaking and could not be
ther of these studies used a clinically representative sample of severely aphasic), (5) be judged to require at least 4 months of
patients receiving PABIR, and neither program was fully rep- comprehensive treatment, (6) be clinically appropriate for ei-
resentative of comprehensive holistic NP rehabilitation com- ther arm of treatment, (7) be capable of attending treatment 3
pared with a clinically viable intervention. days per week, and (8) be capable of giving informed consent.
We previously conducted an observational study comparing Participants with a history of prior TBI, premorbid learning
comprehensive holistic cognitive rehabilitation (the Intensive disability, psychiatric disorder, or substance abuse were not
Cognitive Rehabilitation Program) with standard multidisci- excluded; participants were excluded if they had active psy-
plinary, outpatient rehabilitation (the Standard Neurorehabilitation chiatric illness, substance abuse, or pain considered at the time
Program) for people with TBI.19 Participants who received the of enrollment to prevent their compliance with treatment. Pa-
intensive cognitive rehabilitation program were twice as likely to tients enrolled in the study were not required to have external
make clinically significant improvements in community integra- funding for treatment, and most participants were unfunded or
tion. There was a bias in assigning patients to treatment alterna- underfunded for rehabilitation. Participants were allowed to
tives, which resulted in the intensive cognitive rehabilitation pro- have received prior treatment and to continue treatment after
gram patients being more severely disabled and farther postinjury. the 16-week study period as clinically indicated.
Satisfaction with cognitive functioning was strongly related to Randomization was conducted through the web-based inter-
community integration, particularly after the intensive cognitive active statistical calculation pages (www.statpages.org) to al-
rehabilitation program. We speculated that this might reflect par- locate 48 participants per condition. Randomization occurred
ticipants’ perceived self-efficacy and that comprehensive holistic in unequal, blocked multiples of 4 to optimize equal assign-
NP rehabilitation might increase self-efficacy beliefs as well as ment of participants to treatment arms throughout the study
improving cognitive skills. period and prevent anticipation of the randomization sequence.
The present study is a prospective, randomized clinical trial Randomization was stratified by referral source (clinical or
comparing the effectiveness of the Intensive Cognitive Reha- community referrals) to optimize equal assignment between
bilitation Program and the Standard Neurorehabilitation Pro- treatment arms. The allocation of participants to treatment
gram after TBI. The study was designed as a practical clinical condition was concealed by placing the individual randomized
trial, investigating clinically relevant alternative treatments in a assignments in sequentially numbered, opaque, sealed enve-
representative sample of people with TBI by using a range of lopes. Participants were randomized in the order they provided
health-related outcome measures.20,21 written informed consent. Potential participants were informed
We hypothesized that the Intensive Cognitive Rehabilitation that both conditions were clinically established treatments that
Program would result in greater improvements in community differed in how they were structured and organized, that we
integration, productivity, and life satisfaction than the Standard expected them to benefit from either treatment, and that we did
Neurorehabilitation Program. Second, we expected both treat- not know if one treatment was better than the other. The study
ments to produce improvements in NP functioning, without was approved annually by the Solaris Health System Institu-
predicting any difference between treatment conditions. Al- tional Review Board.
though we did not expect differences in NP functioning be-
tween programs, we hypothesized that the Intensive Cognitive Participants
Rehabilitation Program would be associated with greater im- Participants were enrolled and completed treatment between
provements in participants’ self-efficacy to manage residual January 2003 and December 2006. One hundred sixty-four
cognitive and emotional symptoms. patients were screened for eligibility (fig 1). Ninety-five pa-
tients were excluded: 22 refused participation, 37 did not
METHODS require 4 months of comprehensive treatment, in 3 patients 1 of
the treatment arms was believed to be clinically contraindicated
Enrollment and Randomization (primarily because of the need for physical rehabilitation), 13
The study occurred at a postacute brain injury rehabilitation patients did not have medical documentation of a TBI, 4 were
program and TBI Model System of Care in a suburban reha- excluded because of active psychiatric illness, 6 were excluded
bilitation hospital in the northeastern United States. Criteria for because of pain as a primary complaint, 1 had severe aphasia, 2
admission to the rehabilitation program were (1) medical sta- were non-English speaking, 4 did not meet inclusion criteria for
bility, (2) independence in basic self-care (eg, feeding, toilet- age, and 3 did not have transportation to treatment. Sixty-nine
participants were randomized. One withdrew consent before of treatment, with an average time postinjury of 43.3 months
completing the baseline evaluation and is not included in the for all participants. The severity of injury was determined by
analyses. Of the remaining 68 participants, 34 received the any combination of initial Glasgow Coma Scale score, duration
Intensive Cognitive Rehabilitation Program and 34 received of unconsciousness, duration of posttraumatic amnesia, and
the Standard Neurorehabilitation Program treatment. positive neuroimaging available from the primary medical
Among participants enrolled in the study, 90% had been records. Forty participants (59%) sustained severe injury, 16
hospitalized for their TBI and 81% had received inpatient (24%) sustained moderate injury, 9 (13%) sustained mild in-
rehabilitation. Sixty-nine percent had received some prior out- jury, and we were unable to determine severity for 4 partici-
patient rehabilitation (typically limited therapies or a prior pants (3%). There were no differences between treatment con-
course of standard neurorehabilitation program treatment; no ditions on any of these characteristics. The groups were
participant had received a prior course of intensive cognitive equivalent on all outcome measures before treatment.
rehabilitation program). Four percent had a previous TBI, 13% Two participants withdrew from Intensive Cognitive Reha-
had a history of psychiatric illness, and 21% had a history of bilitation Program treatment: 1 within the first week of treat-
substance abuse. None of the participants were considered ment and 1 subsequent to an episode of psychiatric symptom-
aphasic. Forty-seven participants (69%) were clinical referrals, atology and substance abuse. Four participants withdrew from
and 21 (31%) were community referrals. More than half the the Standard Neurorehabilitation Program treatment: 1 did not
participants (57%) were over 1 year postinjury at the beginning complete treatment because of psychiatric hospitalization, and
3 completed the planned treatment but refused posttreatment might influence performance (eg, cognitive strengths and lim-
evaluations in association with increased psychiatric symp- itations, emotional reactions, interests, and motivation), (3)
toms. An additional 4 participants did not respond to requests situational factors that might influence performance (eg, com-
for 6-month follow-up evaluation: 2 from the Intensive Cog- peting demands, time limits, social supports), and (4) predict-
nitive Rehabilitation Program and 2 from the Standard Neuro- ing their confidence and likelihood of success in carrying out
rehabilitation Program. the activity. Emotional monitoring and regulation were facili-
tated through the use of a Cognitive Energy Scale developed
Interventions specifically for the Intensive Cognitive Rehabilitation Program.
Both the Intensive Cognitive Rehabilitation Program and the The Cognitive Energy Scale consisted of a 5-point scale
Standard Neurorehabilitation Program consisted of clinically es- adapted by each participant using personally relevant descrip-
tablished treatment programs that were based on principles of tors to identify and monitor fluctuations in their cognitive,
NP rehabilitation2 but differed in their treatment orientation emotional, somatic, and motivational levels throughout each
and program structure. Both treatments were conducted simul- treatment day (eg, 1⫽tired, hard to pay attention, cannot en-
taneously within the same postacute rehabilitation program, gage in group discussion; 3⫽alert, able to focus, actively
with the same therapists providing treatment in both condi- participating; 5⫽anxious, distracted, feeling overwhelmed).
tions. It was not feasible for therapists to be blind to treatment Participants were encouraged to use the Cognitive Energy
condition. However, therapists were informed that the study Scale, both at regular treatment intervals and extemporane-
was being conducted because we did not know if 1 form of ously, to monitor their emotional status and implement self-
treatment was better than the other, with no additional infor- regulatory strategies. Interventions were designed to incorpo-
mation about the full intent of the study. Therapists were not rate a combination of success and experience in overcoming
informed about the specific hypotheses or outcome measures. obstacles to build a resilient sense of self-efficacy and control
Both treatment arms provided 15 hours per week of therapy over events.
for 16 weeks. During the study treatment, participants contin- The Intensive Cognitive Rehabilitation Program treatments
ued their existing medical care and were allowed to continue were organized around specific themes, which resembled the
psychologic counseling or psychotherapy but were not receiv- treatment phases described by Ben-Yishay and Gold.3 Weeks 1
ing other therapies. Treatments in both treatment arms were through 4 were devoted to establishing group process and
individualized according to participants’ clinical needs to the fostering group cohesion, engagement in treatment, and use of
extent possible. Participants in the Standard Neurorehabilita- peer and therapist feedback. Participants also developed strat-
tion Program condition initiated treatment on a continuous egies for maintaining attention and participated in didactic and
basis. Participants in the Intensive Cognitive Rehabilitation experiential exercises to facilitate awareness of limitations and
Program condition initiated treatment simultaneously in small the use of compensatory strategies. Weeks 5 through 8 were
groups of 5 to 8 participants, and group membership remained directed at the acquisition and practice of strategies reflecting
consistent throughout each 16-week treatment cycle. each participant’s identified problem areas and goals. Treat-
Adherence to treatment protocols was monitored through ment exercises focused on task analysis, planning and organi-
weekly meetings of the study’s therapists and investigators, zation, goal setting, and social problem solving. There was an
with particular attention to preventing bleedover of techniques emphasis on relating the problems and compensations experi-
across treatment conditions. Treatment fidelity was also as- enced within treatment sessions to similar situations in partic-
sessed at the end of the study with a scale of treatment orien- ipants’ daily activities. Weeks 9 through 12 focused on the
tation developed for this study. Therapists involved in both independent application and carryover of compensatory strat-
interventions completed the scale, ranking the degree to which egies, refinement of participant’s goals and expectations, and
15 aspects of treatment were characteristic of Intensive Cog- finding the benefits of new roles. Weeks 13 through 16 were
nitive Rehabilitation Program and Standard Neurorehabilita- focused on generalization of strategies to everyday functioning,
tion Program treatments. positive acceptance of role limitations, and transition to the
Intensive Cognitive Rehabilitation Program. The treat- community.
ment orientation of the Intensive Cognitive Rehabilitation Pro- The core structure of the Intensive Cognitive Rehabilitation
gram was based on principles of comprehensive holistic NP Program consisted of 15 hours of individual and group thera-
rehabilitation3,5 emphasizing the integration of interventions pies conducted 3 days a week. All Intensive Cognitive Reha-
for cognitive deficits, emotional difficulties, interpersonal be- bilitation Program participants received 11 hours of group
haviors, and functional skills within the context of a therapeutic treatment a week. The cognitive group (2h/d, 3d/wk) used a
environment. There was an emphasis on performance feedback variety of functional and social problem-solving tasks.24,25 The
and active self-evaluation throughout the group process. Treat- final 20 to 30 minutes of each cognitive group was attended by
ment was centered on participants’ adaptation to the chronic all Intensive Cognitive Rehabilitation Program therapists and
limitations imposed by their injury to alleviate restrictions in was devoted to reviewing the group process, summarizing the
everyday functioning. Treatment was guided by the assumption activities of the group, and highlighting partcipants’ individual
that improvements in functioning are accomplished through the problems and progress in conjunction with the themes of treat-
effective application of residual cognitive abilities, rather than ment through patients’ narratives. The communication group
the restoration of the underlying cognitive deficits per se. was conducted twice a week (2h 1 day, 1h 1 day) and addressed
All Intensive Cognitive Rehabilitation Program interven- patients’ pragmatic and interpersonal communication through
tions emphasized metacognition (self-monitoring and self-reg- role playing, interpersonal and videotaped feedback, and anal-
ulation) and emotional regulation. These processes were re- ysis of social interactions. The life skills group (1h/d, 2d/wk)
inforced through 2 interventions specific to the Intensive reinforced functional compensatory strategies (eg, note-taking)
Cognitive Rehabilitation Program condition that were embed- and the application and monitoring of strategies within each
ded within all therapy sessions and homework assignments. A participant’s home and community, including regular home-
structured activity analysis was based on the cognitive deter- work exercises.
minants of self-efficacy22,23: (1) identification and analysis of Intensive Cognitive Rehabilitation Program participants re-
the specific requirements of the task, (2) personal attributes that ceived 3 hours of individual therapy from a primary therapist.
Primary therapy sessions typically provided cognitive remedia- sive medical care.29 The modified PQOL has been used with
tion, relating individual cognitive interventions to group treat- adults with chronic neurologic disability including stroke30 and
ments and making explicit the relation between the partici- TBI.31,32 The PQOL measures the degree to which the indi-
pant’s treatments and everyday functioning. Primary sessions vidual is satisfied with his/her functioning on a 10-point scale
could also include counseling on psychologic, vocational, or ranging from extremely dissatisfied to extremely satisfied. The
educational issues based on participants’ clinical needs. All PQOL assesses 10 areas of functioning including physical
participants were followed by a neuropsychologist and re- health, thinking and remembering, family relationships, com-
ceived 1 hour per week of individual NP treatment. munity participation and leisure, work and income, and mean-
Standard Neurorehabilitation Program. The Standard ing and purpose of life. The overall PQOL score may be
Neurorehabilitation Program treatment was also conducted as a considered a measure of global life satisfaction. We used the
comprehensive, interdisciplinary day treatment program and
total score, ranging from 10 to 100, in the current analyses. The
was designed to be responsive to the stage and rate of recovery
PQOL has been shown to have good internal reliability in a
after brain injury.1,2 The Standard Neurorehabilitation Program
sample of 97 people who had sustained a TBI at least 6 months
treatment orientation was largely guided by discipline-specific
previously and were living in the community (Cronbach
interventions targeting specific deficit areas, including retrain-
␣⫽.89).32
ing of discrete cognitive functions, and conducted primarily
through individual therapies. The structure of Standard Neuro-
rehabilitation Program treatment consisted of individual ther- Secondary Outcome Measures
apies including physical therapy, occupational therapy, and NP functioning. A brief NP test battery was administered
speech therapy. All patients were followed by a neuropsychol- to assess attention, memory, and higher cognitive functioning.
ogist, and most participants received 1 hour a week of individ- Attention and processing speed were evaluated with the TMT-A.33
ual NP treatment. NP treatment in the Standard Neurorehabili- Memory functioning was evaluated with the total acquisition
tation Program and Intensive Cognitive Rehabilitation Program score from the California Verbal Learning Test-II34 and imme-
conditions were equivalent and generally addressed awareness diate recall score for the Rey Complex Figure.35 Higher cog-
of deficits and strategies to improve cognitive functioning. nitive functioning was assessed with the TMT-B,33 Controlled
Participants could receive 1 hour of psychologic counseling Oral Word Association Test,36 and Booklet Category Test.33
and 1 hour of recreation therapy, vocational counseling, or All raw scores were converted to T scores demographically
educational counseling. Participants in the Standard Neurore- corrected for age and/or education. In a small number of cases,
habilitation Program treatment could receive a limited number it was not possible to administer all NP measures, typically
of group treatments (ⱕ3h/wk). The amount and combination of because of sensory or motor impairments. In these cases, the
specific treatments for each participant in the Standard Neuro- mean value for the other pretreatment measures was imputed
rehabilitation Program condition varied based on individual for the missing scores. A composite score (NP) reflecting
needs and routine clinical decision making. overall NP functioning was based on the mean T score. NP
evaluations were administered and scored by a staff neuropsy-
Outcome Measurement chologist who was not involved in treatment and was not aware
of participant’s treatment condition.
The primary outcome measures were the CIQ and PQOL.
Perceived self-efficacy. Perceived self-efficacy for the
The secondary outcome measures were NP functioning, per-
management of symptoms was adapted from a measure devel-
ceived self-efficacy, and vocational activity. Outcome mea-
oped for people with chronic medical disability37 and modified
sures were administered within the 2 weeks before commenc-
specifically for use with TBI.32 Each item is preceded by the
ing the treatment protocol (pretreatment) and within 2 weeks
question How confident are you that you can . . . with re-
after the completion of each participant’s treatment protocol
sponses on a 1- to 10-point scale from not at all confident to
(posttreatment). Follow-up assessment with the CIQ, PQOL,
totally confident. The resulting scale has been shown to retain
self-efficacy, and vocational status was obtained at 6 months
the factor structure of the original instrument and show good
after participants’ completion of the study treatment protocol.
internal reliability (Cronbach ␣⫽.93) among 97 people with
The CIQ, PQOL, and self-efficacy were administered as self-
TBI living in the community.32 The primary outcome measure
report measures under supervision. Data entry and scoring for
in the present study was the total score for all 13 self-efficacy
these measures were conducted by a research assistant who was
for management of symptoms scale (total self-efficacy) items.
blind to treatment condition.
We also examined subscales derived from the 4 items assessing
the ability to obtain assistance (self-efficacy social), 4 items
Primary Outcome Measures assessing self-management of cognitive symptoms (self-effi-
Community integration. Functioning in the community cacy cognitive), and 4 items assessing self-management of
was assessed with the CIQ.26 The CIQ was developed to assess emotional symptoms (self-efficacy emotional); the single re-
participation within the home, in social interactions, and in maining item assessing self-management for physical symp-
productive activities and has been used extensively among toms was not analyzed separately but was included in the total
people with TBI.26,27 Sander et al28 examined the factor struc- score.
ture of the CIQ and identified 3 factors reflecting home com- Community-based employment. Vocational and educa-
petency, social integration, and productive activity. Sander28 tional outcomes were evaluated for all participants by using the
modified the scoring procedure to correspond with their em- Vocational Integration Scale.9 The Vocational Integration
pirically derived factors; these recommendations were fol- Scale is a 5-point rating reflecting the following categories: (1)
lowed with the CIQ in the present study. The total CIQ score unemployed, (2) sheltered employment, (3) supported employ-
was used as the primary outcome measure, although we also ment (ie, job coaching or other permanent supports), (4) tran-
examined subscale scores for home competency (CIQhome), sitional employment (education, job coaching, or other tempo-
social integration (CIQsoc), and productive activity (CIQprod). rary supports), and (5) competitive employment. We collapsed
Life satisfaction. The PQOL was initially developed as a ratings to a dichotomous variable to classify participants as
cognitive appraisal of life satisfaction for patients after inten- engaged in community-based employment (Vocational Integra-
tion Scale levels 3–5) or unemployed (Vocational Integration Table 2: Injury-Related Characteristics of Participants
Scale levels 1–2), consistent with prior use of this measure.9 Characteristic STD ICRP
Statistical Analyses N 34 34
The effects of treatment were analyzed by using multivari- Months postinjury (mean⫾SD) 37.0⫾58.2 49.6⫾76.5
ate, repeated-measures ANOVA (SPSS version 14)a to inves- Time since injury (%)
tigate changes from the pretreatment to posttreatment (treat- 3–6 months 7 (21) 7 (21)
ment effect) and compare between the Intensive Cognitive 6–12 months 8 (23) 7 (21)
Rehabilitation Program and Standard Neurorehabilitation Pro- 1–5 years 12 (35) 12 (35)
gram intervention (condition). ITT analyses were conducted by ⬎5 years 7 (21) 8 (23)
carrying forward the pretreatment baseline scores for the 6 Severity (%)
participants who failed to complete their respective treatment Severe 17 (50) 23 (68)
protocol and/or posttreatment outcome measures. Post hoc Moderate 10 (29) 6 (18)
analyses were conducted only after a variable had shown Mild 6 (18) 3 (9)
significance on the planned multivariate ANOVA by using Not available 1 (3) 2 (6)
within-group paired-sample t tests to determine the source of Acute hospitalization (%) 31 (91) 30 (88)
significance. We examined treatment interaction ES for differ- Inpatient rehabilitation (%) 29 (85) 26 (77)
ences between groups from pretreatment to posttreatment by Outpatient rehabilitation (%) 27 (79) 20 (59)
using a variant of Hedge’s g for the comparison of independent Prior TBI (%) 2 (6) 1 (3)
group prepost-treatment scores that accounts for differences in Prior psychiatric illness 3 (9) 6 (18)
pretreatment variance between groups38 ([mean intensive cog- Prior substance abuse 4 (12) 10 (29)
nitive rehabilitation programposttreatment ⫺ mean intensive cog- Abbreviations: ICRP, Intensive Cognitive Rehabilitation Program;
nitive rehabilitation programpretreatment/SD intensive cognitive STD, Standard Neurorehabilitation Program.
rehabilitation programpre-treatment] ⫺ [mean standard neurore-
habilitation programposttreatment ⫺ mean standard neurorehabili-
tation programpretreatment/SD standard neurorehabilitation pro-
grampretreatment]). Primary outcomes. There were no significant main effects
for treatment or condition on the CIQ. There was a significant
RESULTS treatment by condition interaction for overall CIQ (F⫽2.9,
There were no differences between conditions on demo- P⫽.042) attributed to gains made by Intensive Cognitive Re-
graphic characteristics (table 1), injury-related characteristics habilitation Program participants (t⫽3.1, P⫽.004) with no
(table 2), or pretreatment measures (tables 3, 4). Tables 3 and significant change among Standard Neurorehabilitation Pro-
4 depict the descriptive statistics for the ITT analyses at pre- gram participants (ES⫽0.59).
treatment baseline, posttreatment outcome, and 6 month follow There was no main effect for condition on the PQOL. There
up. (Descriptive statistics for participants completing treatment was a significant main effect for treatment (F⫽6.9, P⫽.011)
and follow-up are available from the first author.) Table 5 and a significant treatment by condition interaction (F⫽4.0,
presents inferential statistics for the ITT analyses. P⫽.049), which were caused by the significant improvement
by the Intensive Cognitive Rehabilitation Program participants
(t⫽3.1, P⫽.004), with no significant change among Standard
Neurorehabilitation Program participants (ES⫽0.30).
Table 1: Demographic Characteristics of Participants
Analyses of treatment effects only for those participants
Characteristic STD ICRP completing the interventions and evaluations produced essen-
tially the same results, with clinical ES of 0.61 for the total CIQ
N 34 34
and ES of 0.30 for the PQOL.
Age (y) (mean⫾SD) 34.5⫾12.4 38.7⫾11.1
Secondary outcomes. There was no main effect of condi-
Education (y) (mean⫾SD) 12.5⫾1.2 13.2⫾1.9
tion on NP scores. There was a significant effect of treatment
Sex (%)
on NP functioning (F⫽7.5, P⬍.001) but no interaction of
Men 21 (62) 25 (74)
treatment by condition, with both Standard Neurorehabilitation
Women 13 (38) 9 (27)
Program and Intensive Cognitive Rehabilitation Program par-
Race (%)
ticipants exhibiting significant improvements on NP function-
White 24 (71) 27 (79)
ing (ES⫽⫺0.05). The pattern of NP improvement was also
Black 4 (12) 3 (9)
similar for both groups, with significant improvements appar-
Hispanic 5 (15) 3 (9)
ent on all measures except TMT-A (see table 4). The compar-
Asian 1 (3) 1 (3)
ison of overall improvement on NP measures was similar for
Marital status (%)
only those participants completing treatment and evaluation
Single 18 (53) 17 (50)
(ES⫽⫺0.09).
Married 11 (32) 13 (38)
There was no effect of condition on total self-efficacy scores.
Divorced/separated/widowed 5 (15) 4 (12)
There was a significant main effect of treatment on the total
Employment preinjury (%)
self-efficacy score (F⫽3.2, P⫽.024), cognitive self-efficacy
Employed 27 (80) 27 (80)
(F⫽5.5, P⫽.022), and self-efficacy for management of emo-
Unemployed 2 (6) 1 (3)
tional symptoms (F⫽9.4, P⫽.003). There was a significant
Homemaker 1 (3) 0 (0)
treatment by condition interaction for overall total self-efficacy
Student 3 (9) 6 (18)
scores (F⫽2.7, P⫽.040) (ES⫽0.26) and self-efficacy for the
Retired 1 (3) 0 (0)
management of emotional symptoms (F⫽7.2, P⫽.009). Post
Abbreviations: ICRP, Intensive Cognitive Rehabilitation Program; hoc analyses indicated significant improvement of the Intensive
STD, Standard Neurorehabilitation Program. Cognitive Rehabilitation Program participants on total self-
efficacy scores (t⫽3.1, P⫽.004), self-efficacy for manage- since injury on overall CIQ (F⫽0.37, P⫽.78), PQOL (F⫽0.72,
ment of cognitive symptoms (cognitive self-efficacy) P⫽.54), total self-efficacy scores (F⫽0.98, P⫽.41), or NP
(t⫽3.0, P⫽.006), and self-efficacy for the management of (F⫽1.11, P⫽.35).
emotional symptoms (t⫽4.0, P⬍.001), whereas no significant Treatment fidelity. The ratings of 12 therapists were ex-
improvements were found after Standard Neurorehabilitation amined by using dependent sample Wilcoxon signed-rank tests
Program treatment. Analyses of participants completing treat- with a significance level set at P less than .003 to suggest
ment produced similar results, with a clinical ES of 0.29 for differences between treatment conditions. The Standard Neu-
overall total self-efficacy scores. rorehabilitation Program treatment was more strongly charac-
At the completion of treatment, 16 of 34 (47%) of Intensive terized by individual, discipline-specific therapies. The struc-
Cognitive Rehabilitation Program participants were engaged in ture of the Standard Neurorehabilitation Program Treatment
community-based employment compared with 7 of 34 (21%) of was considered more individualized and flexible. The Intensive
Standard Neurorehabilitation Program participants (2⫽5.32, Cognitive Rehabilitation Program treatment was characterized
P⫽.02). After excluding from analysis the 6 participants who did by group therapies and the integration of interventions address-
not complete the clinical treatment and evaluation (all of whom ing cognitive, interpersonal, and functional deficits. These re-
were considered unemployed), the comparison between treatment sults are very consistent with the design and therapeutic intent
conditions remained significant (2⫽4.72, P⫽.03). of the planned interventions.
Effect of time since injury. Because of concerns about the Follow up. After completion of the study period, most
influence of spontaneous recovery and time since injury on participants (74%) required some form of follow-up treatment.
the observed outcomes, we conducted additional analyses of Participants who completed the Standard Neurorehabilita-
these relationships. We first created logical groups based tion Program treatment were more likely to receive continued
on time since injury (see table 2). There was no difference comprehensive treatment (ⱖ3 treatment modalities a week)
between treatment conditions on the distribution of participants than those who completed the Intensive Cognitive Rehabilita-
by time since injury (2⫽0.13, P⫽.99). We conducted 1-way tion Program (70% vs 25%, 2⫽10.85, P⫽001). The modal
ANOVAs comparing the time since injury groups on the dif- amount of treatment for Standard Neurorehabilitation Program
ference scores from pretreatment to posttreatment for primary participants during the follow-up period was 5 therapies (mean
and secondary outcome measures. There was no effect of time ⫾ SD, 3.9⫾2.1), consisting of a combination of physical,
Neuropsychologic T scores
Mean NP 35.9⫾9.0 39.5⫾9.6* — 36.6⫾8.5 39.5⫾9.1* —
TMT-A 34.9⫾13.2 36.9⫾12.8 — 32.2⫾12.9 33.5⫾12.7 —
TMT-B 33.3⫾11.4 36.7⫾13.7* — 33.0⫾14.1 36.4⫾10.7* —
CVLT-II 38.6⫾11.7 44.2⫾14.3* — 42.1⫾15.1 46.4⫾15.6* —
RCF-IR 32.5⫾12.7 35.9⫾14.6* — 35.8⫾15.1 38.3⫾15.5* —
Verbal fluency 37.2⫾12.3 39.3⫾11.3* — 38.8⫾7.1 39.7⫾9.1* —
Category test 39.1⫾13.8 44.3⫾18.2* — 37.9⫾14.3 43.0⫾15.8* —
SEsx total 82.6⫾27.9 84.8⫾28.9 81.9⫾30.0 84.3⫾28.9 94.1⫾29.2* 92.4⫾22.7
Social 27.6⫾8.9 27.4⫾8.2 27.4⫾9.4 27.8⫾9.1 28.1⫾7.1 29.4⫾7.6
Cognitive 24.5⫾9.4 25.6⫾7.5 24.8⫾9.9 25.5⫾10.7 28.9⫾8.7* 27.6⫾7.8
Emotional 24.9⫾10.4 25.3⫾9.4 24.2⫾11.0 24.4⫾10.5 30.1⫾8.4* 27.9⫾8.1
Vocational [N (%)]
Productive 4 (12%) 7 (21%) 14 (41%) 3 (9%) 16 (47%) 20 (59%)
Nonproductive 30 (88%) 27 (79%) 20 (59%) 31 (91%) 18 (53%) 14 (41%)
carried over from the treatment setting to participants’ daily at least for the observed follow-up period. Participants in the
functioning. These findings suggest that metacognition and Standard Neurorehabilitation Program rehabilitation showed
emotional regulation may represent effective components of continued gains in community integration and productivity
comprehensive holistic NP rehabilitation, which is consistent from discharge to follow-up, suggesting a more prolonged
with increasing evidence for the benefit of training self regu- course of improvement. Standard Neurorehabilitation Program
latory strategies after TBI.24,43-45 participants were also more likely to require continued com-
Specific interventions within the Intensive Cognitive Reha- prehensive rehabilitation during the 6 months after the study
bilitation Program were based on principles for improving period. Thus, the increased productivity for Standard Neurore-
perceived self-efficacy.22,23 The improvements in perceived habilitation Program participants is associated with the need for
self-efficacy for the management of cognitive and emotional more extensive rehabilitation, and Standard Neurorehabilita-
symptoms after the Intensive Cognitive Rehabilitation Program tion Program participants still did not achieve the gains in
support our prior suggestion that treatment should address psychological well-being shown by Intensive Cognitive Reha-
participants’ self-perceptions and beliefs in order to be effec- bilitation Program participants.
tive.19 These findings are consistent with the evidence that The results of the study might best be appreciated as a slice
problem-solving therapies are more effective when they in- of rehabilitation. Over two thirds of the participants were
clude training in problem orientation in addition to training for enrolled in the study as part of a continuous course of TBI
problem-solving skills.24,25,46 The improvements in self-effi- rehabilitation, and 74% received some form of follow-up treat-
cacy after the Intensive Cognitive Rehabilitation Program are ment. These findings indicate that the Intensive Cognitive
consistent with evidence that perceived competence is predic- Rehabilitation Program can be a clinically beneficial interven-
tive of level of functioning.32,47 tion when implemented in the course of naturally occurring
The Intensive Cognitive Rehabilitation Program and Stan- recovery and rehabilitation.20 More than half of the participants
dard Neurorehabilitation Program treatment conditions differed were over 1 year postinjury at the time of enrollment, about
in their structure and treatment orientation. The Standard Neu- 40% were over 2 years postinjury, and 22% were over 5 years
rorehabilitation Program treatment was provided primarily postinjury, suggesting that the benefits of NP rehabilitation can
through individual, discipline-specific therapies directed at the be apparent for people with TBI even years after their injury.11,19
remediation of functional impairments or discrete cognitive
deficits. The structure of the Intensive Cognitive Rehabilitation Study Limitations
Program emphasized group treatments for cognitive, social Given the complexity of both interventions, we cannot reli-
communication, and functional abilities. Previous stud- ably identify the contributions of specific components of treat-
ies24,48,49 have also shown the benefits of group treatment in ment. Additional research investigating the effectiveness of
the rehabilitation of TBI. In addition to the specific content of specific treatment components and mechanisms of change is
group treatments, Intensive Cognitive Rehabilitation Program warranted. Because of the relatively small sample size, we did
groups emphasized peer feedback and support and reinfor- not conduct subgroup analyses of the interaction of patient
ced the transfer of compensatory strategies across interventions. characteristics with treatment conditions. Additional research
The Intensive Cognitive Rehabilitation Program emphasized is required to investigate who benefits from different forms of
the integration of cognitive, emotional, and interpersonal issues treatment. This will require large samples to detect the varia-
and was oriented toward helping participants adapt to their tions among different patient characteristics under different
disability despite persisting limitations. Narrative reports from treatment conditions on different types of outcomes, which are
participants noted the value of peer support and cohesion likely to be complex.
fostered by group participation as well as the belief that all of The difficulty of blinding patients and therapists to treatment
the therapists involved in their treatment shared a common conditions is inherent to complex rehabilitation trials. In the
understanding of their difficulties and supported their expecta- present study, participants and therapists had knowledge that both
tions for improved functioning in their lives. These observa- treatments were clinically established programs that were ex-
tions suggest that group cohesion and therapeutic alliance pected to be beneficial, with no assumption regarding differential
contributed to the effectiveness of the Intensive Cognitive benefits and no further information about the specific intent of the
Rehabilitation Program. Although these are common to many study. We do not believe that any subtle expectancies or biases, if
forms of treatment, we suggest that these facilitative experi- they existed, can account for the results of the study.
ences are directly encouraged and heightened through the ther- The primary outcomes in the study relied on participant
apeutic milieu of comprehensive holistic NP rehabilitation. self-report, which may have influenced the results. NP func-
Participants in the Intensive Cognitive Rehabilitation Pro- tioning, based on objective masked evaluations, showed equal
gram and Standard Neurorehabilitation Program conditions improvement under both treatment conditions. The validity of
received the same intensity and duration of treatment, and the the CIQ findings are supported by indications that self-reports
same therapists provided the treatment in both conditions. It is and significant other reports on the CIQ show good agree-
unlikely that these nonspecific factors can account for the ment51 and the independent observation of greater rates of
differences in treatment effectiveness between conditions. community-based employment for Intensive Cognitive Reha-
The improvements in community functioning, self-efficacy bilitation Program participants. The self-appraisal of life satis-
for management of cognitive and emotional symptoms, and life faction is inherently germane to the assessment of subjective
satisfaction observed after the Intensive Cognitive Rehabilita- well-being.5,52 The validity of these improvements is further
tion Program were maintained at the time of follow-up 6 supported by their maintenance at follow-up.
months after the completion of treatment. The improvements in
perceived self-efficacy did show a slight decline from dis-
charge to follow-up, which, although not significantly differ- CONCLUSIONS
ent, suggests that these gains may be most apparent during We have now shown the effectiveness of comprehensive
active participation in rehabilitation.50 The gains in community holistic NP rehabilitation in a clinical observational study19 and
integration and life satisfaction appear to be stable and endur- a randomized clinical trial. When compared with standard
ing benefits of the Intensive Cognitive Rehabilitation Program, neurorehabilitation, people with TBI who receive comprehen-
sive holistic NP rehabilitation show improved confidence in 16. Ruff RM, Baser CA, Johnston JW, Marshall LF. Neuropsycho-
their ability to manage their cognitive and emotional symp- logical rehabilitation: an experimental study with head-injured
toms, which may be related to the emphases on self-regulation patients. J. Head Trauma Rehabil 1989;4:20-36.
of cognitive and emotional processes as a central component of 17. Ruff RM, Niemann H. Cognitive rehabilitation versus day treat-
treatment. Our results support the contention that comprehen- ment in head-injured adults: is there an impact on emotional and
sive rehabilitation for people with TBI should provide inte- psychosocial adjustment? Brain Inj 1990;4:339-47.
grated treatment of cognitive, emotional, interpersonal, and 18. Salazar AM, Warden DL, Schwab K, et al. Cognitive rehabilita-
functional skills and show that this form of comprehensive tion for traumatic brain injury: a randomized trial. Defense and
holistic NP rehabilitation improves community functioning and Veterans Head Injury Program (DVHIP) Study Group. JAMA
quality of life after TBI. 2000;283:3075-81.
19. Cicerone KD, Mott T, Azulay JA, Friel J. Community integration
Acknowledgment: We gratefully acknowledge the therapists and satisfaction with functioning after intensive cognitive rehabil-
who contributed their clinical time to provide treatment in accordance itation for traumatic brain injury. Arch Phys Med Rehabil 2004;
with the research protocols. 85:1643-50.
20. Tunis SR, Stryer DB, Clancey CM. Practical clinical trials. In-
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