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Two cultures of science: the limits of


positivismn

Irving Louis Horowitz

Were it not linguistically awkward, I would be of science, while many are impacted by app-
inclined to entitle these remarks a discourse on lications of scientific work that often have
what went wrong with the love affair of policy- indeterminate, or even worse, destructive con-
makers, academic pundits, and hard-core sequences.
positivists with the world of science. In the nine- Despite popular unease, scientists them-
teenth century, science was as identified with selves seem to have retained a lively sense of
progress as bacon is with eggs. This optimism has optimism about the work they do and the
given way to a pandemic mistrust of science by all products their work yields. In her recent book,
sorts of elites. Popular dis- Evelyn Fox Keller speaks
pleasure became transpar- Irving Louis Horowitz is University Dis- about how biologists
ently evident in the waning tinguished Professor Emeritus of Soci- work: ‘‘Often we want
decades of the twentieth cen- ology and Political Science at Rutgers, more: we want the sense
tury. Mistrust of science has The State University of New Jersey. He is that we have understood a
also chairman of the board and editorial
only deepened in the first director of Transaction Publishers, lo- process or phenomenon,
years of the new millennium. cated at the New Brunswick campus of the feeling that we have
The ease with which scientific Rutgers. He has written widely on the brought it within our con-
products are converted into subject of the intersection of science and ceptual grasp. And for
destructive weaponry only society in totalitarian contexts. His recent many, it is just this sense
books include The Decomposition of So-
partially accounts for the ciology (1994), Taking Lives: Genocide and
of cognitive mastery that
new scepticism about conven- th
State Power (5 edition, 1997), and computability has tradi-
tional claims. Unanticipated Behemoth. Main Currents in the History tionally promised.’’ (Fox
negative human consequences and Theory of Political Sociology (1999). Keller 2002: 299). In an
of actual discoveries in areas Email: ihorowitz@transactionpub.com equally exquisite book on
ranging from genetic engi- the history of chemistry,
neering to wireless communication is at least as Paul Strathern details the search for principles as
important an element in popular concerns. such. ‘‘Darwin had discovered that all life forms
Nonetheless, professional assertions about the progressed by evolution. And two centuries
benefits of science continue unabated. These earlier Newton had discovered that the universe
claims are typified by Peter Watson in his worked according to gravity. The chemical
fine recent survey on The Modern Mind, elements were the linchpin between the two.
in which he asserts science as such ‘‘provides a The discovery of a structure here would do for
new kind of humanity and a canon for life as it is chemistry what Newton had done for physics
now lived’’ (Watson 2001: 503). The limitation and Darwin for biology. It would reveal the
in this by no means unusual formulation is blueprint of the universe.’’ (Strathern 2002: 3–4).
that few people are actually involved in the life He goes beyond Darwin and Newton alike in his

ISSJ 181 r UNESCO 2004. Published by Blackwell Publishing Ltd., 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA.
430 Irving Louis Horowitz

claims for the universal impact of such admit- (1959) and F. R. Leavis (1996) concerning the
tedly extraordinary discoveries. ‘‘two cultures’’ is just that, old-fashioned. It was
Social reformers have been quick to follow contrived as a cultural distinction to begin with,
suit. Marx envisioned doing for society what and it is now clearly inadequate. To carve the
Newton had done for physics, Darwin had done universe of learning into the scientific and the
for biology, and Mendeleyev had sought to humanistic is a pleasant fiction, well suited to the
achieve in his periodic table for chemistry: bare bones of learning in thirteenth century
providing a blueprint for the social universe. cathedrals. It is much more to the point to con-
The early history of socialism, like capitalism sider how societies respond to science and techno-
before it, was tied directly to the rise of science as logy in advanced systems, and at the other end,
a purposive goal, a Western way of life, and not how science, for its part, responds to society’s
simply a series of formal operations. Indeed, this welfare requirements and human engineering.
utopian vision of science as a blueprint for What make obsolete positivist notions that
society lasted deep into the twentieth century. the main struggle is between modern science and
The foremost Marxist journal in the United classical learning are changes at two levels: the
States was entitled (although it is no longer paradigm shift within science, and the virtual
identified with Marxist principles) Science & abandonment by the humanities of direct
Society. In its early years, the journal gave opposition to the sciences. With the sole excep-
considerable space to problems of social struc- tion of the cult of post-modernism, the huma-
ture and scientific advancement. All sorts of nities have simply accepted the reality of science
discourse on supposed bases and super-struc- in the modern world, and have sought – for
tures found their way into a journal dedicated better or for worse – to find their place within the
not simply to reflecting upon, but also to metaphysical suppositions of scientific endea-
fostering the place of science in society. Indeed, vour. Thus, literary criticism has employed
it envisioned dialectical materialism as the core computer science to determine the dynamics of
science of society, much as relativity theory was Elizabethan drama; philosophy has flowered in a
thought of as the basis of the science of physics. world of science that takes for granted the
What the pioneers of communist theory did not functions of Boolean logic. Historical analysis of
appreciate in modern science is the so-called everything from the Black Plague to the uses of
‘‘Copenhagen Interpretation’’, that is the differ- firearms has drawn sustenance from fields
ence between the similar and even uniform ranging from medicine to physics. Scientific
outcomes of experimentation and the logical illiteracy is harder to countenance in a world
inferences or metaphysical meanings that can be dominated by computer-driven technology than
drawn from them (Gribbin 1995: 28–30). it has been at any previous period in history. It is
The universals of science come hard upon simply no longer fashionable to claim cultural
the particulars of serendipity. As a result, the elitism by parading ignorance of so-called
gulf between the scientific imagination and the ‘‘hard’’ science or its technological by-products.
policy implications of modern technology has The ‘‘two cultures’’ of the 1960s have been
widened. Widespread destruction by the tech- replaced today by the struggle within scientific
nological offshoots of modern science and the discourse as such. At one level, exactitude of
ease of destruction with scientific precision has measurement, precision of predictability, and
deepened the gulf between the extraordinary quantification of results define the quality of
capacity of science and the everyday affairs of science. Methodological safeguards ensure that
society. Attitudes within different societies – results can be generalised. But, except among
both totalitarian and democratic – toward extreme positivists, who also dominated pre-war
scientific achievement are distinct. It is simplistic Europe, a second sense of science, in a subtle but
to assume that totalitarian societies necessarily convincing way, has emerged among scholars –
fail for lack of responsiveness to science. The a body of information that somehow helps
contrary syllogism, that democratic societies fashion knowledge and policy, without mandat-
must succeed because of their widespread appre- ing specific policy outcomes. And while it hardly
ciation of science, is equally simplistic. Similarly, merits the appellation ‘‘versus’’, this new sense
the old-fashioned struggle between C. P. Snow of science adds a dimension that cannot be

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Two cultures of science 431

ignored or suppressed within the community of facts. The director of the nuclear research
scientists and learned societies generally. In an programme in Iraq was trained at MIT. Even
expansive view of science, it fosters a naturalistic the terror bombers of 11 September 2001
view of the universe but leaves wide space for received sound technical education in well-
doubt and speculation on ultimate moral issues. regarded aviation schools in Florida. The 1993
It is demarcated by tolerance for differences in World Trade Centre bombers were trained in
scientific operations, appeals to evidence, and a chemistry and mathematics at first rank uni-
recognition that errors occur and disputes must versities. At some operational levels at least,
be countered with stronger evidence rather than fanaticism and fundamentalism are seemingly
suppressing the evidence that exists. The sciences quite compatible with the principles of science.
foster a non-punitive response to findings, con- The implicit assumption of positivism that
clusions, and hence a certain tentativeness with science is a discursive technique is dangerous
respect to recommending policy and evaluating and reductionistic. The practical applications of
the need for new areas of investigation. scientific discovery and the cultural conse-
Being critical of the positivist legacy does quences of science in the behaviour of its
not require that we become dismissive of a practitioners and the larger society are for the
science of ethics as a potential branch of the most part distinct from science as such. Science
social sciences in the twenty-first century. The functioned within Nazi Germany and Commu-
empirical investigation of moral propositions is nist Russia largely unimpeded during the rela-
clearly a step in the achievement of a workable tively long period these two political systems
social ethic. My problem with the past efforts of were in power. It is as mistaken a premise to
those working in this area, such as Emile claim that totalitarianism in and of itself pushes
Durkheim’s view of ethics as a system of social science into the background, as it would be to
order, as well as the more extreme forms of claim that only good people know how to build
positive critiques of the metaphysical supposi- and deliver weapons systems. My present topic is
tions of ethical propositions like those made by not made any easier by this truth, but far more
Rudolf Carnap, Moritz Schlick, and other difficult – and I daresay more interesting as well.
members of the Vienna Circle, is their confusion The near total disillusion with totalitarian
of ethical dilemmas with value choices as such. It models of society has produced a literature in
is important not to conflate public choice made in which science itself is characterised as an ally of
moral reasoning with the proposition that moral the democratic order. Typical of this newer trend
decisions as such are simply an inventory of non- is the work of Freeman Dyson, who holds in
rational decisions or metaphysical presumptions. rather categorical fashion that science and
That being said, it is fair to note that we owe to technology projects driven by practical, opera-
positivism the sensible proposition that the tional considerations work well, while those that
greater the scientific study of actual ethical are driven by ideology work badly. Dyson
choices made on the ground, the more likely it further claims that totalitarian systems embrace
will be that better decisions will flow. That at least rigid organisation and discipline, while science in
is the causal supposition of positivist analysis. democratic societies tends to embrace creative
This distinction between science as a chaos and freedom (Dyson 1997). While this is
measure of explanation and prediction and certainly a pleasant point of view, there are several
science as a culture of equity and liberality is flies in the ointment. To start with, science works
crucial to any serious examination of how the relatively well in totalitarian societies – especially
sciences function within a variety of societies. in its theoretical and pragmatic contexts. A
For many reared after the Second World War, a second fly that cannot be easily swatted away is
certain myth has prevailed: that totalitarian that science demands organisation and discipline
regimes are self-defeating because they are anti- no less than creative chaos and freedom.
scientific. Researchers in the communications To evaluate the successes of science in
field have assumed that blocking information for democratic and dictatorial contexts one must
the masses is the same as suspending specific start with location. In democratic societies,
research tasks (de Sola Pool 1997). This demo- science essentially takes place in universities
cratic dogma is simply not borne out by the and in privately funded laboratories. In both

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432 Irving Louis Horowitz

places, we have a mixed pattern of private scientific community is Sakharov’s respect for
investment with a variety of public supports. and loyalty to the work of four colleagues.
Such support is often filtered through a complex These figures, like him, were part of Soviet
granting network called the third stream. For all projects – nuclear and non-nuclear alike. The
of the Byzantine logrolling, inside animosities, lines of authority flowed downward from Stalin
and political preferences of the system, there is a and Beria, to the Soviet Presidium, to the chief
reasonable distance between the world of science project administrators, to the scientists in charge
and the world of government. The classic model of projects, and then to the creative talents
in physics and biology is clearly a network of working under this huge bureaucratic umbrella.
institutional attachments and associations that The physicists themselves worked as a collective
allows for creativity to unfold in an uninhibited – most often connected to state enterprises, or to
manner. In reading a biography of Richard specific engineering or construction conglomer-
Feynman (Gribbin and Gribbin 1997), we are ates. When someone like Sakharov ventured off
taken for a long career ride from Princeton to by himself to the library, as he did in order to
Cornell to the Massachusetts Institute of Tech- learn of developments in nuclear fission in the
nology to the California Institute of Techno- West, he did so with a clear understanding of
logy. While there was a period of time when supervisory approval. Sakharov reports, half in
Feynman worked on the Manhattan Project in amusement and half in horror, that when he
Los Alamos, is clear that this was a special spent his library time reading Western publica-
moment, not a permanent choice. Indeed, the tions such as Science and Nature, the librarian
very concept of this as a ‘‘project’’ indicates as found this exclusive emphasis dangerous as well
much. After the dropping of the atomic bombs as curious. She remarked to Sakharov’s superior
and the conclusion of the war, Feynman like that he spent whole days at the library but never
most other scientists returned to university once asked to read books by Marx, Engels,
surroundings – in Feynman’s case for a brief Lenin, or Stalin! Sakharov’s superior offered a
stay at Cornell. Commenting on the California mild rebuke to him, and the ‘‘incident’’ was
Institute of Technology, the biographers say dropped. Considering such scenarios, it is
‘‘the point about Caltech, in academic terms, is amazing is that the Soviet Union ever managed
that not only does it bring out the best work to construct nuclear weapons, not how tardy
from its scientists, it also (partly for that reason) they were in doing so vis-à-vis the West.
attracts the best scientists’’ (Gribbin and Grib- In order to perform his scientific duties,
bin 1997: 281–282). What is clear is that the Sakharov was compelled to realise that ‘‘deceit,
world of academic life does not only nourish exploitation, and outright fraud were involved in
science in democratic cultures; it permits a sense [Stalinist] notions, as much they deviated from
of individualism to flourish, precisely because reality’’ (Sakharov 1990: 164). Since it bears so
the university is a shield and a bulwark against directly on the theme of our discourse, it is
the political forces of the state. interesting to see the extent to which Sakharov
But such value considerations are related to came to symbolise the general condition of
the context of science far more than its content, science in Soviet society. In a peak of self-
to technological application rather than empiri- criticism, he notes that his own early cynicism
cal research. In order to understand the full and continuing work on nuclear projects pre-
implication of the dictatorial environment, I supposed that all notions and regimes are
examined in detail the 775-page work by the oppressive. But as he emerged as a social critic,
outstanding Russian physicist, Andrei Sakharov he came to understand that the idea of symmetry
(Sakharov 1990). His work is certainly compar- between West and East was itself a fallacy.
able in honour and reputation to that of Richard ‘‘How can one speak of symmetry between a
Feynman. But beyond this, the differences normal cell and a cancerous one? With all its
simply take over. In Sakharov’s entire Memoirs messianic pretensions, its totalitarian suppres-
one detects no fealty toward or even a sense of sion of dissent, and its authoritarian power
being a part of a university environment, much structure, our [Soviet] regime resembles a cancer
less one that is autonomous unto its responsi- cell’’ (Sakharov 1990: 167). Again, one senses
bilities. The closest one comes to a spirit of throughout the total absence of any voluntary

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Two cultures of science 433

associations in the totalitarian setting, either at Union, whose ranks were decimated and ideas
the institutional or the personal level. The idea banned, the physicists within the Nazi regime
of the university as a place of autonomous operated under the direct supervision of the
creation was simply banished during the long Wehrmacht, and were protected from Nazi
totalitarian night – and with it, the possibility of attacks.
powerful sentiments of loyalty and fealty to One also observes a sharp cleavage between
agencies other than those sanctioned by the how the physical and social sciences were treated
state, indeed other than to the state as such. by the Nazi authorities. The literature on such
Sakharov worked in areas of science that dichotomies from anthropology to sociology is
did not challenge the Soviet state’s perspectives extensive. But differences in the way in which the
on human nature and efforts to change that Nazis and Soviets separated the physical from
nature. As a result, he could continue his work the social do merit attention. The Nazis pro-
throughout the darkest of Soviet periods. In moted certain areas such as psychiatry and
contrast, social scientists who worked in areas anthropology, whereas the Soviets virtually
such as linguistics, anthropology, and sociology, disbanded both. Psychoanalysis was purged of
were either harnessed to the needs of the Marxist its Freudian or Jewish elements by the Nazis, but
ideology and the ultra-nationalistic ambitions of the techniques and premises of the field were left
the state or were simply dismissed. Sociology, undisturbed at places, like the Goering Institute.
political science, and indeed for a while, even Similarly, the Nazis promoted anthropology as
anthropology, were not permitted. Soviet delineating the races of mankind to start with,
science exhibited a schizoid pattern in which a and celebrated what they saw as demonstrable
charlatan geneticist such as Trofim Lysenko ethnographic proofs that there were superior
could proclaim the death of classical genetics in and inferior racial strains – as attested to by
the name of environmental engineering, while at patterns of development in the Nordic areas and
the same time, normal physics – at least backwardness in places like Africa and the
relatively normal – continued albeit under harsh South Pacific. In other words, the agenda of
conditions. This pattern was also pronounced in the Nazi regime was central in defining the
Nazi Germany – only with a reversal in certain content no less than contours of social research,
fields like genetics, in which inherited character- whereas in the physical sciences, the content was
istics were attributed to the general culture no left essentially undisturbed, as long as the larger
less than to the individual person. In this way, policy contexts were accepted were followed.
‘‘racial science’’ could be justified in Germany One might conjecture that the Nazis were
on the same basis that ‘‘class partisanship’’ could less dedicated to restricting social research than
be justified in Soviet Russia. were the Communists for several reasons: the
The situation in physics under Nazi Ger- retention of the university as a base for social
many has been thoroughly explored. Indeed, it is research during the Nazi period, and the more
a subject of bitter contention with respect to the highly developed nature of social research that
work of Werner Heisenberg and his colleagues made it more difficult to dismantle. But perhaps
on the development, or better, non-development the more important factor is that Nazi ideology
of atomic weapons despite the fabled abilities of did not come equipped with a scientific frame-
German scientists. Whether the failure of Ger- work, whereas the Communist ideology, decked
man scientists to match the scientific efforts out with Marxism, had a ready-made set of
underway in the Manhattan Project was a propositions about the economy and the society.
consequence of wilful refusal or simply less This allowed Soviet authorities to move against
sophisticated ability is really a secondary matter. social scientists in the name of social class, as if
(It is, however, one that has received an social science was in its very nature ‘‘bourgeois’’
inordinate amount of attention as a result of in character and hence an enemy of Marxism–
the book by Thomas Powers (1993) on Heisen- Leninism and the Soviet state. The Nazis were
berg’s War). More to the point is the exalted forced to make do with corrupting and manip-
place of the nuclear physicist in the Nazi scheme ulating the social sciences, since Nazi doctrines
of things. Quite unlike those engaged in the were more rooted directly in state power politics
social and behavioural sciences in the Soviet and legal scaffolds. While these tendencies do

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434 Irving Louis Horowitz

not override the shared identities of the two impulses of the major variants of totalitarian
major forms of totalitarianism, the actual science, the utopian fantasy that perfection can
operations were different. The utopian vision be achieved in this world. The single-minded faith
of science was more readily extended to the in this proposition caused the loss of millions of
social as well as physical sciences under Nazism, lives, but it also exempted science from being
whereas, armed with the weapon of Marxism, liquidated by extremist rulers. Todorov holds
the vision of utopia was conflated, even con- that when seen in this light the utopianism of
stricted, to exclude a variety of social sciences. European totalitarian regimes is in turn revealed
Marxism itself became the king and arbiter of as an ‘‘atheistic millennialism’’. His analysis is
social research (Horowitz 1993). persuasive, at least up to a point. He tells us that
That said, a subtle shift has taken place in ‘‘Scientism rests on the existence of science, but it
the half century or more that separates the main is not in itself scientific. Its underlying assump-
strands of totalitarian state power from present tion, the total transparency of reality, cannot be
debates. The new century has shown a shift in proved or disproved. At both its foundations and
the sociology and philosophy of science from its summit, scientism demands an act of faith.’’
the totalitarian-democratic continuum to a dis- (Todorov 2001: 141–144).
course on issues of utilisation and account- The problem is that democratic as well as
ability. In that sense, moral concerns have authoritarian regimes can adopt scientism with-
re-appeared in the philosophy of science with a out necessarily encouraging scientific research.
centrality that previously was thought to have While this earlier emphasis on the need for
been banished from the field. This shift in fault dogma in totalitarian states is well established, it
lines has led to a deepening appreciation that remains a subtle way of avoidance, of failing to
scientific conduct and experimentation in open come to grips with the problem of science and
societies have by no means automatically resol- authority. Many annalists revert in the final
ved moral concerns. Rather, questions ranging analysis to the commonsensical vision of science
from fraud in research design to funding agency as somehow uniquely endowed by and embraced
demands for pre-determined results have sur- by the open society or the democratic society. I
faced with great concern. The character of the suspect that the more uncomfortable position,
state regime or the economic system does not in- one that people of good will want desperately to
sure probity in science, much less maximisation shy away from, is that totalitarian systems can
of human ends. As a result, we must move to a indeed embrace science, and use it to pursue all
new discourse on the relation of science to society. sorts of horrid end products and policy out-
The contradiction within professional life is comes. But at the same time, democratic systems
increasingly between science as a project in itself, have the capacity of also using science for
and the ultimate goals of any single project. It is destructive and even anti-human ends. Even
here that the struggle between the popular will relatively harmless social sciences can be har-
and the political aim within democratic societies nessed to inhuman ends. This is now so well
becomes evident. For in determining its goal as understood that every field of social research
something apart from its operations, the utopian with Federal sponsorship in the United States
dimension of science joins forces with an must file a report that it would not harm human
ideological framework. When the new civilisa- subjects in the process. This, in turn, raises the
tion seeks a world in which genetic intervention antithesis, namely the extent to which such
for the prolongation of life through artificial ethical guidelines frustrate the conduct of
means is possible, it reintroduces issues thought important research as such.
to have been left behind with the defeat of the So it comes down to the fact that the issue of
totalitarian regimes of the twentieth century. moment is not for democracies to turn mystical,
For, however noble the purposes of such or presume the functional existence of salvation
researches, they come to rest on purposes apart as on a par with science. More to the point is the
from the actual performance of science. need to appreciate the limits of science at one
Tzvetan Todorov, writing about ‘‘Totalita- end and the limits of moral guideposts at the
rianism between religion and science’’, comes other. Democracy has always been compelled to
close to the mark in describing the common operate between and within such dualities. The

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Two cultures of science 435

fatuous notion that democracy as such does from the symbols and signs painted on the sides
away with the problem of choice is clearly no of boats. Furthermore, he noted that sailors of
longer tenable. A theory of values is not simply ancient times understood perfectly well this
an investigation or extrapolation of how people distinction. To move a boat requires that each
behave. For such a view, while a legitimate part person learn the nature of sailing. To reach safe
of the sociology of decision-making, utterly fails harbour is a dream perhaps, or perhaps not,
to get beyond a calculus of value prospects. It aided by amulets and magic. It was a fudging of
does not guide us in the actual process of making exact science with inexact technology that
decisions. Value theory is a set of propositions proved to be the ultimate downfall of positivism.
that derive from sources that recognise catego- The dark side of the distinction between science
rical imperatives and a priori propositions. It is and symbols is how to fashion a technology that
an oxymoron to speak of the science of ethics, serves precise ends. For example, in the Second
unless one is prepared further to argue that value World War, the Japanese government decided
judgements are little more than propositions that its fighter craft, the renowned Zero, should
about how to advance one’s interest, lofty or have high speed, extraordinary mobility, ade-
venal, in the world. Such an argument comes quate but light firepower. In exchange, for these
perilously close to a utilitarian or pragmatic features, the plane sacrificed thick armour
model of such interests. And implicit in all value plating – this permitting even casual hits by
theory is the assumption that things that can be enemy fighters to be fatal. American fighters of
reduced to scientific equations, and that we exist the time were, in contrast, awkward, slower,
in a deterministic universe that would deprive made with thicker armour and more safety
the human order of any act of creativity at one features for escape if hit by enemy fire. This
end, or simply serve as an argument for made such planes more vulnerable to being shot
inevitability and infallibility at the other. down, but less fatal to the pilots. This ‘‘trade-
Repudiating totalitarianism does not auto- off’’ represents a clear indication that the nature
matically secure a more generous estimate of of the craft, not the principles of flight, is
science – which really amounts to little more involved in moral decisions undertaken by poli-
than an insistence upon the separation of the tical systems. In turn, value choices in construc-
conduct of science from the aims of science. tion are intimately related to the technological
Whatever the political system, now and in the order. This distinction between means and ends,
past, we are faced with a set of mandates, rules of between science and values, is known to all in
conduct, norms, call them what you will, that are practice. Hence the struggle for a good society
subject to scrutiny but not necessarily to can never be reduced to the search for a pure
scientific demonstration. We are back in a science. To think otherwise is to encourage
Kantian universe (if one is a secularist), and the heresy of scientific thinking. That search
must accept Kant’s arguments for rejecting the must recognise the great chain of being is a
existence of the supernatural. Or, we may be in a dualistic daisy chain, much like Watson’s double
Thomistic universe, if one accepts the hard and helix chain.
fast distinction between the divine realm of God It is precisely this admission of how science
and the secular realm of man. But the long is actually conducted, never mind its limitations,
tradition of value theory rests squarely on the that seems difficult for those who write on this
idea that the warrant for value behaviour is not subject. What we have is the residue of Enlight-
physical but metaphysical. Were that not the enment thinking. Thus Philip Kitcher offers us,
case, were we to search for scientific evidence to in Science, Truth, and Democracy (Kitcher
demonstrate the superiority of one value premise 2002), a ‘‘well-ordered science’’ that intersects
over another, democratic theory would find its with a ‘‘well-ordered society’’. In such an
way back into the totalitarian cul-de-sac of admittedly ideal world, for which we must all
ideology as a way of life and utopia as an aim of strive, there would be an agenda for science and
life. That would reduce ethical theory to a society alike – one based on a study of resources
scientific exercise of applications. in short supply. Such study would result in the
Bronislaw Malinowski reminded his pupils efficient use of investigation that, subject to
that the principles of sailing a vessel are different ethical and moral constraints, enhances a sense

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436 Irving Louis Horowitz

of democratic deliberation. Finally, research in The discerning observer will appreciate that
this utopian universe, when agreement is these concerns about property and publicity go
reached on what research is to be done, must back at least to the ancient Greek philosophers.
be conducted with a socially agreed agenda of The solutions are as vexing as they were to
social action. Alas, what characterised Nazi and Aristotle 2500 years ago. The multiple cultures
Soviet scientific practice appears to be firmly of science well illustrate the larger dualism of
ensconced in American theory. experimentation and ethics that we live with
The answer to such totalitarian prescrip- more or less comfortably on an everyday basis.
tions, disguised as democratic order, requires My purpose here is not to reopen the
transcending the Enlightenment presumption current canonical attitude of scientists that
that there is a war between science and theology, science and morality operate in equally legit-
and that the latter needs to be destroyed in order imate but separate areas. Even less do I aim to
to move ahead collectively toward engineering equate totalitarian and democratic models of
the common destiny of the new human being. scientific conduct. But the latter, more open
Without dismissing or disparaging the myth- approach does, as Stephen Jay Gould pointed
breaking potentials of scientific research, my out, allot ‘‘the mechanisms and phenomena of
own belief is that we are far better served by an nature to scientists and the basis for ethical
intertwining two-tiered system of science and decisions to theologians and humanists in
values. Neither is reducible to the other. Such co- general. In exchange for freedom to follow
existence may be less elegant or enticing than a nature down all her pathways, scientists relin-
unified theory of relativity at one end or a quish the temptation to base moral inferences
systematic theory of values at the other. Indeed, and pronouncements upon the physical state of
it may be viewed as little more than a pragmatic the world – an excellent and proper arrange-
de´tente, a time out in long-standing hostilities ment, since the facts of nature embody no moral
between supernaturalist and naturalist visions of claims in any case.’’ (Gould 1989: 263). Diffi-
the universe. But such a view at the level of the culties with this pragmatic dichotomy irritat-
social function of science affords a measure of ingly persist. To start with, such a neat
respect to each endeavour. pragmatic division disallows the scientific study
Perhaps the best way to appreciate the of the status and claims of moral rules and
existence of multiple realms of discourse is how norms. To end with, this same division does not
scientific endeavour itself generates valuational settle the question of the pace at which scientific
considerations. Donald Kennedy has recently and ethical changes take place. My own view is
pointed out that we are undergoing a great to settle for this dualism on pragmatic grounds,
revolution in the way basic research is conducted even though it rests on shaky philosophical
in advanced democratic open societies (Kennedy underpinnings and allows for democratic per-
2002). It turns out that these ‘‘revolutionary suasions stripped of their dogmas. It also must
developments’’ hinge greatly on valuation con- come to terms with the history of nature as
siderations. Are proprietary rights to discoveries subject to the nature of history. However, claims
lodged in the person or in the institution? Do for the historical grounding of change in ethical
faculty members at public institutions have the discourse are far less compelling. Aristotle on
right to license their own inventions and start the nature of the good is still compelling, but
their own companies? Should there be a Aristotle on the nature of the heavens is an
preference for nonexclusive licensing, or is the archaism – pleasant to meditate over, but hardly
faculty member developing a new patent the sole a compelling descriptive framework for modern
owner? If work is performed on university astrophysics.
grounds using its facilities, does that bestow The British theoretical physicist Paul Da-
ownership on the University? When research is vies put forth this position clearly in his popular
reported out, does it promote or disguise work on God and the New Physics: ‘‘It is only by
proprietary data, work done on commission? understanding the world in its many aspects –
What in short are the public obligations in reductionist and holist, mathematical and poe-
contrast to the private rights of the researcher, tical, through forces, fields, and particles as well
the university, the sponsor or the corporation? as through good and evil – that we will come to

r UNESCO 2004.
Two cultures of science 437

understand ourselves and the meaning behind short, in contrast to earlier philosophies of
this universe, our home’’ (Davies 1983: 228– science, I am suggesting that the task of demo-
229). Democracy comes to rest on an eclectic cracy is not to collapse or conflate distinction in
framework in its vision of differential realms in the name of the unity of science or the inevitable
the natural order. Science is located in the fast expansion of technology. The actual course of
lane of technology, while religion is more readily the history of democratic ideas is relatively
identified with the slow lane of ethics. But modest: to make sure that the long-standing
whatever the ultimate construct of the universe concern with paradigms of unity or multiplicity
turns out to be, each realm, or each lane, deser- remains an agenda item within the sociology and
ves respect, without presuming that only the philosophy of science, not a post-modernist
subsuming of one set of metaphysical supposi- dogma that reduces meaning to grammar. To
tions by the other will suffice. In such a dualism, quote from the concluding remarks of Ignazio
in such recognition of two or more distinctive Silone’s The God that Failed (1949), ‘‘On a group
realms of being, one can locate a democratic of theories one can found a school; but on a
way, and avoid the horrors of traditional or group of values one can found a culture (. . .) a
totalitarian methods for the fixation of belief. In new way of living together among men’’.

Note

This article is a revised version of a lecture delivered before the Institute for Continued Learning at the
n

University of California, San Diego on 5 November 2002.

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