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Article in Journal of Intelligent Transportation Systems Technology Planning and Operations · June 2019
DOI: 10.1080/15472450.2019.1614445
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3 authors, including:
All content following this page was uploaded by Zulqarnain H. Khattak on 13 May 2019.
Research Associate
a
National Transportation Research Center, Oak Ridge National Lab
2360 Cherahala Blvd, Knoxville, TN 37932
b
Center for Transportation Studies, University of Virginia
zk6cq@virginia.edu; zhkhattak@gmail.com
Associate Director,
Virginia Transportation Research Council
530 Edgemont Rd.
Charlottesville, VA 22903
Michael.Fontaine@VDOT.Virginia.gov
Accepted for Publication in Journal of Intelligent Transportation Systems (In Press), 2019
1
Abstract
This evaluation ascertained the operational impacts of the SUTRAC (Scalable Urban Traffic
Control) Adaptive Signal Control Technology (ASCT) in an urban corridor consisting of 23
intersections in Pittsburgh, Pennsylvania. A combination of real-world GPS floating car runs and
private sector probe data from INRIX was used to assess the impact of the ASCT. Data were
collected with the ASCT active and inactive to determine the operational impacts on the mainline
and cross streets. The ASCT was found to produce significant improvements in the number of
stops made along the corridor. On Baum and Centre, travel times improved during the AM and
PM peak in the WB direction. Speeds were also observed to improve significantly during the
Midday period on Baum EB and during the AM and PM peak periods on Baum WB. Similarly,
statistically significant improvements in speed were observed on Centre WB during the AM and
PM periods, while a statistically significant decrease in speed was observed during the Midday
period. Six months of private sector probe data was used to examine travel time reliability along
the corridor, and reliability was also found to have improved. Further, Bayesian models were
calibrated to account for variations in speeds and acceleration/deceleration, represented by
volatility. The Bayesian models revealed that driving was less volatile with the ASCT system in
operation over instantaneous periods, which also points towards improved operations. The
findings of this study are generally consistent with past evaluations of other ASCTs, indicating
that the SURTRAC system is another potential tool for managing congestion on signalized urban
arterial networks.
Keywords
GPS floating car, Adaptive traffic control, Bayesian Modeling, Volatility, SURTRAC, Travel
time reliability.
2
Table 1 Summary of Characteristics of Selected ASCT Systems
These various systems have been examined in several studies. A study regarding the
Sydney Coordinated Adaptive Traffic system (SCATS) in Park City, Utah compared the
performance of coordinated time-of-day signal timing to SCATS. A before study was conducted
on Time of Day (TOD) coordinated signals, however a post-SCATS evaluation could not occur
until two years after the original before study. As a result, performance of the system was
evaluated using an off and on technique that compared a coordinated time-of-day plan with
SCATS. The results suggested that performance gains with SCATS active were measurably
greater than those with SCATS off for travel time and number of stops. The relevance of an off
on technique in place of a before after study was analyzed and results showed that the two
datasets behaved consistently 62.5% of the time hence, concluding that the values provide a basis
of support for using the off data which better represent the before signal timings on an after
network (Kergaye, Stevanovic, & Martin, 2010b). Kergaye, Stevanovic, & Martin, (2010a) again
used the same before SCATS data and off/on data for comparison with a microsimulation model
build in VISSIM and found similar results for performance gains of SCATS. They concluded
that a well calibrated microsimulation model can accurately reflect field conditions, but such an
effort can be very challenging.
Several researchers (Chilukuri, Perrin, & Martin, 2004; Slavin, Feng, Figliozzi, &
Koonce, 2013; Tian, Ohene, & Hu, 2011) evaluated ASCT’s for arterial progression and travel
time improvement along signalized corridors. Tian et al. demonstrated that no significant
3
improvements in arterial progression were achieved with SCATS under normal traffic conditions
at a major signalized arterial in Las Vegas. The authors concluded that the video detection used
may have impaired performance. Chilukuri et al. evaluated SCOOT performance in a simulated
environment with two real world and one test network to quantify the additional benefits of
adapting to varying traffic during incidents. They found that during a 45min incident, SCOOT
reduced network delay, travel time, intersection delay and queue length by 28.3%, 22.8%, 30.7%
and 22.4% relative to an optimized time of day plan.
Slavin et al. evaluated SCATS and its impact on transit performance on Powell
Boulevard in Portland, Oregon in terms of traffic volume, speed and travel time. Traffic speeds
were found to have improved at one minor intersection, even with a statistically significant
increase in traffic volume. Travel times were found to have decreased on average by 33 s and 24
s during off peak periods in both the eastbound and westbound direction, while travel time
increased in westbound direction by 110 s during peak period. It was concluded that transit
service performance was not negatively affected by SACTS and improvements available through
SCATS varied at different times of the day and in different travel directions.
Another study (Hu et al., 2015) evaluated the Insync ASCT performance based on probe
data and found that ASCT reduced delays by 25% and improved travel time reliability by 16%
using buffer index as a measure of effectiveness. Day et al. summarized the results of a case
study from West Virginia using a 19-intersection system operating under a special event scenario
by comparing time of day operation with ACST and concluded that ACS LITE was found to
reduce congestion at the individual intersection level, with slight improvements over both TOD
and Traffic Responsive (TR) control. The magnitude of improvement was small compared with
the replacement of TOD with TR control, however, because of the ability of TR to select cycle
lengths in relation to traffic volume (Day et al., 2012). Some studies (Khattak, Fontaine, &
Boateng, 2018; Khattak, Fontaine, Smith, & Ma, 2019; Khattak, Magalotti, & Fontaine, 2017)
have also looked at the driver behavior and safety effects of ASCTs.
A study regarding SURTRAC (Scalable Urban Traffic Control) was conducted by its
developers, and mainly focused on explaining the architecture of SURTRAC and its
functionality along with providing some brief descriptions of its implementation to a nine-
intersection grid network. That study concluded that major reductions in travel times and
emissions were achieved, but no statistical evaluation was performed (S. F. Smith, Barlow, Xie,
& Rubinstein, 2013). As a result, there is no objective performance information available on the
performance of this system. The research documented in this paper evaluates the performance of
SURTRAC on a network in Pittsburgh, Pennsylvania to help fill this gap. The system was
assessed using a combination of real-world GPS floating car runs and private sector probe travel
time data from INRIX.
2. SURTRAC ALGORITM
SURTRAC (SCALABLE URBAN TRAFFIC Control) is an adaptive traffic signal system
developed by the Robotics Institute of Carnegie Mellon University (CMU). According to its
developers, SURTRAC acts as a decentralized type of adaptive traffic signal (Robotics Institute,
2013). The process diagram of SURTRAC is shown in Figure 1. SURTRAC looks at each
intersection individually, optimizing the flow of approaching traffic at individual intersections,
and uses this schedule for deciding when to switch green phases and how to allocate green time
based on these real time traffic flows. The projected outflow is then communicated to the
neighboring intersections to anticipate incoming vehicles.
4
The architecture of SURTRAC consists of detectors (mainly video cameras) that
interface with other vehicle sensors such as stop bar detectors and advance detectors for traffic
far from intersection to process real time (live) data into messages to be further processed. The
main detection of this system is through video and radar, but this system also uses loop data for
the exit link, stop bars near intersection for the entry link, and some advance detectors far away
from the intersection. All of these detections are combined and then processed into messages.
The data is then sent to a communicator that forms an interface between a scheduler and executor
at neighboring intersections. The scheduler continuously receives live data and creates its own
phase schedule, the leading portion of which is sent to the executor for controlling the traffic
signal. The executor interfaces with the signal controller and when the SURTRAC is active, the
controller is configured to receive calls only from SURTRAC. The executor determines the end
on continuation of current phase based on calls.
SURTRAC INTERSECTION
Neighboring Intersections
Adaptive traffic control usually follows one of two approaches: (a) aggregating detector
data to provide central control for the network, which may limit real-time responsiveness or (b)
performing local intersection control using static and predetermined coordination plans. Both of
these approaches have proven effective in arterial settings when there is a single dominant flow
of traffic, however they may be less effective in urban grid networks. In general, the SURTRAC
has three distinguishing features (S. F. Smith et al., 2013). First, SURTRAC uses a totally
decentralized approach as opposed to centralized control of other ASCT systems. This increases
5
responsiveness to real-time traffic conditions at individual intersections (S. F. Smith et al., 2013).
Another aspect is the responsiveness to changing dynamics of traffic conditions in real-time (S.
F. Smith et al., 2013). This enables computation of intersection control plans that optimize actual
traffic inflows. SURTRAC reformulates optimization problem as a single machine scheduling
problem to compute near optimal intersection control plans over an extended horizon on a
second by second basis. Lastly, SURTRAC is designed to work best for urban grid like networks
(S. F. Smith et al., 2013), which have multiple competing and dominant flows that experience
dynamic shifts throughout the day. These types of dynamic dominant flows cannot be pre-
determined. Further, a tight coordination is needed for urban grid networks that have densely
spaced intersections. Such densely spaced intersections combined with multiple competing flows
presents a huge challenge for real-time intersection control. The dominant flows at individual
intersections are dynamically determined by SURTRAC through continuous communication of
projected outflows to neighboring intersections (similar to the earlier PRODYN system (Barriere,
Farges, & Henry, 1986). This real-time information allows SURTRAC to locally balance
competing inflows and establish larger “green corridors”. Further, a spillback prevention
mechanism (S. F. Smith et al., 2013) is augmented with the basic coordination protocol,
detecting and preventing unnecessary spillback in advance of its occurrence while phase changes
are being accelerated. In case of spillback, the basic protocol estimates the queue length across
intersections and clears the highly congested links efficiently, provided it’s allowed by the
downstream intersections.
6
sequence of phases (Xie et al., 2012), given an initial phase condition (j c , g c ), (Bell, 1992) where
jc , is the current green index and g c is the time that the current phase jc has been green. The
intersection control is realized by iteratively extending the existing traffic light phase switching
sequence (TL-PSS) before its finish time on a rolling horizon basis (Bell, 1992; Newell, 1998) to
utilize flow information in a limited prediction horizon (Hp ).
The input parameters (Xie et al., 2012) for intersection optimization include basic
operating constraints, route flow information, and related setting parameters. The operating
constraints include signal specifications and current phase condition (jc , g c ). Similarly, the route
flow includes queue size q(j) and temporal arrival distribution (P. Mirchandani & Head, 2001) of
(j)
vehicles between [0, Hp ] on route j, given the origin time point is located at the stop line of
|j| (j)
intersection. The maximum prediction horizon is Hp = maxj=1 Hp .
The setting parameters, including startup lost time and saturation flow rate, (Xie et al.,
2012) are constant for each intersection optimization process and the signal control in the
optimization horizon (Ho ) while the temporal values are rounded into number of time steps by
dividing by a fixed time resolution (∆) (Robertson & Bretherton, 1974). In a given time
resolution ∆, the underlying state space Ω can be described by a decision tree (Porche &
Lafortune, 1999; Robertson & Bretherton, 1974; Shelby, 2004). Each PSS is built from time 0
(the root node), and the state at its finish time is a partial solution with an objective value of
cumulative delay (d). Further, each state is called a clearance state if it is able to clear all vehicles
in the prediction horizon. For the complete decision tree, the optimal solution is the one with the
minimal cumulative delay among all leaf states with a finish time of Ho# , which could be longer
than Hp for saturated flow conditions. Without the loss of optimality, sufficiently long
optimization horizon |Ho | = |Ho |∆ can be used to limit the finish time of states. A challenge
here is that the size of the state space Ω increases exponentially (Xie et al., 2012) with |Ho |=
Ho |∆, showing the number of steps in Ho .
The intersection optimization is based on control model of (Xie et al., 2012), an
optimization procedure, extension decision, and a static component for TL-PSS implementation.
The control model has two functions; formation of an actual state space (𝒟) that is a subspace of
the underlying state space Ω and transition and evaluation of the states in 𝒟. The optimization
procedure tries to find a nearly optimal solution in 𝒟 through search optimization strategies. The
extension decision outputs a time duration ext ≥ 0 based on the solution obtained by
optimization procedure. According to the basic operating constraints, TL-PSS is implemented
using a rolling interval by using a static repair rule (Kim, C.O., Park, & Baek, 2005; Porche &
(ic)
Lafortune, 1999). If ext > 0 then the current phase is extended to g c = min(g c + ext, Gmax ). If
(ic) (ic)
g c = Gmax or ext = 0, then the current phase is terminated, and a new phase (in , Gmax ) is added
where in = next(ic ) after the inter-green time Y (ic ) .
4.Evaluation Methodology
4.1 Site Description
Baum Boulevard and Centre Avenue form two of the busiest and most important routes in the
City of Pittsburgh. There are 23 intersections in the Baum/Centre corridor which have been
converted to operate with the SURTRAC adaptive traffic signals. The length of the study
corridor is 7.5 miles, and is shown in Figure 2. Both the study routes are undivided roads with
two 12 feet lanes in each direction of travel. At some locations, on street parking limits the routes
to a single lane of travel in each direction. Bicyclists are also allowed to use the traffic lanes for
some part of the route. The speed limit on the study corridor is 35 mph, and the routes serve as
the central access routes to residential settings in the University and Central Business District.
The corridor experiences high traffic flow, averaging 35000 vehicles for the combined AM, Mid-
day, PM and Evening Peak hours. The Average Annual Daily Traffic (AADT) for Baum
8
Boulevard is 16409 and the AADT for Centre Avenue is 8897. The conversion of time of day
coordinated signals to SURTRAC was a two-phase project where phase 1 involved retiming and
renewal of existing signal equipment that ended in Dec 2014. During phase 2, the system was
converted to SURTRAC in August 2015. Hence, any improvements in performance are likely
due to the conversion to ASCT and not significantly outdated timing planes in the “before”
period.
9
(Baum/Centre). This data was processed to determine desired performance measures such as
travel times, speed, and number of stops (which was defined as instances where speed dropped
below 3 mph). The desired performance parameters were then evaluated for significant
improvements in congestion and statistical tests were conducted to judge the significance of any
improvements achieved.
The before and after data were first analyzed for any differences by day of the week to
determine whether there was any statistically significant variability in the performance
parameters based on different days of the week. Since day of week was not found to be a
significant factor in performance, the data was pooled across days of the week and performance
measures were tested using paired t-tests with a null hypothesis of zero difference between the
means of any two performance measures being compared.
a) Corridor for Mainline routes of Baum and Centre b) Crossing for Side-street evaluation
10
INRIX data was accessed through the University of Maryland’s CATT Lab system known as the
Regional Integrated Transportation Information System (RITIS). The INRIX data was only
available for one of the routes in study corridor (Baum Boulevard), which was aggregated into
60-minute intervals from January to June 2015 in the before period and from January to June
2016 in the after period to have a true comparison that addresses seasonal variations in travel.
Since the time of day signals were updated to adaptive signals in August 2015, ample time was
allowed for the ASCT system to reach equilibrium prior to the after-period data collection. The
data was separated for the eastbound and westbound direction based on the TMC’s recording
data for each time stamp along the section of roadway. Data were evaluated using the same time
periods as the floating car data: AM (8-9AM), Mid-day (12-1 PM) and PM (4-5PM).
The INRIX data relies on probe vehicles traversing the section, and reports travel
time on discrete sections called traffic message channel (TMC) links. During certain periods,
there might be an insufficient number of probes to generate reliable travel times. For example,
during overnight periods, there might be no traffic on the network. In such instances, the travel
times are reported using historical average data during the daytime or free flow speeds overnight.
The vendor provides confidence scores when data is not based on real-time information, and
those data points were removed from the analysis. Only real-time data (INRIX confidence score
of 30) was used in the analysis. A total of 8 TMCs were present on the study section. For this
analysis, travel time data were initially accessed for 15-min intervals and each of these 15-min
intervals were segregated into three time of day periods. Real-time data availability was
generally high during daytime periods, with 87%, 86%, and 89% of TMCs reporting real time
data during the AM peak, Midday, and PM peak, respectively). Only real time data with score of
30 was included in the analysis. Usually, high traffic is expected to lead to high travel times and
ultimately a high planning time index. However, since the data was broken up by time of day
into three periods, which includes both high and normal traffic, the non-real-time data is not
expected to affect daytime results significantly. After screening and processing the INRIX data,
the speed and travel time results were compared to the GPS floating car data, and then a travel
time reliability analysis was conducted. The INRIX data was used to determine the planning time
index because it accounts for both expected delays and unexpected delays. The performance
measures for travel time reliability included the 95th percentile travel time and planning time
index. The 95th percentile travel time is considered to be the simplest measure of reliability.
According to FHWA, the planning time index (PTI) is calculated as a ratio of the 95th percentile
to the ideal (free flow) travel time. The PTI is sometimes described as a way to show how early
someone would need to leave for work if they could only be late one weekday per month. The
PTI equation is:
95𝑡ℎ 𝑃𝑒𝑟𝑐𝑒𝑛𝑡𝑖𝑙𝑒 𝑡𝑟𝑎𝑣𝑒𝑙 𝑡𝑖𝑚𝑒
𝑃𝑙𝑎𝑛𝑛𝑖𝑛𝑔 𝑇𝑖𝑚𝑒 𝑖𝑛𝑑𝑒𝑥 = 𝐹𝑟𝑒𝑒 𝑓𝑙𝑜𝑤 𝑡𝑟𝑎𝑣𝑒𝑙 𝑡𝑖𝑚𝑒 (1)
For this paper, the free flow travel time is defined as the travel time through the corridor
at the posted speed limit. Travel time reliability plays an important role as a performance
measure because travelers are more concerned about non-recurring congestion and they want to
know about unexpected delays on the worst travel days. Hence, quantifying the improvements in
travel time reliability in a before and after study can play a major role in traffic and congestion
management. Furthermore, ASCT is often expected to outperform time-of-day signals during
these unexpected events since they can more dynamically allocate green time when nonrecurring
congestion occurs. If traffic is consistent and predictable, mean travel times for ASCT and a
well-timed time of day system may be similar.
11
4.4 Bayesian Modeling and Volatility
Volatility reflects the three-dimensional vehicular movements and erratic movements that can
lead to safety risks, lower comfort, and efficiency issues related to fuel consumption and
emissions. The response variable of driving volatility (Kamrani, Ramin, & Khattak, 2018; Wang,
Khattak, Liu, Masghati-amoli, & Son, 2015) is defined as deviation from normal driving
expressed as dispersion or variations in driving regimes (e.g. acceleration, deceleration, and
speed). Coefficient of variation was used as measure of volatility in this study since past studies
(Kamrani et al., 2018; A. J. Khattak & Wali, 2017; Wang et al., 2015) have shown this metric to
best represent the variations in driving regimes over time in terms of volatility. The authors
believe that volatility is a relevant measure of effectiveness (MOE) for traffic control since
adaptive traffic control is expected to harmonize traffic and reduce speed variations by extending
green times over successive intersections, resulting in fewer stops. Thus, volatility can be used to
represent the effectiveness of ASCT in terms of creating improved uniformity of flow.
Coefficient of variation, a measure of volatility shows the relative measure of dispersion, given
by the ratio of standard deviation to the mean shown in equation (Kamrani et al., 2018):
𝑆.𝐷
𝐶𝑣 = 𝑥̅ ∗ 100% (2)
Where S.D. is the standard deviation and 𝑥̅ represents the sample mean for speed and
acceleration-deceleration. Acceleration-deceleration in this case were derived from speed values.
Bayesian regression models (Ahmed, Franke, Ksaibati, & Shinstine, 2018) are used to
determine the relation between the response variable of volatility and explanatory variables such
as AADT, speed limit, intersection type etc. This analysis used speed data taken from GPS
trajectories for a total of 72 drive runs, while AADT was extracted from Pennsylvania roadway
shapefiles available through Highway Performance Monitoring System (HPMS) and geometrics
were analyzed from Google maps. The measures of volatility were estimated over discrete
segments around each intersection, defined as segments extending 0.2 miles from the center of
each intersection.
A Bayesian regression model can handle both binary and continuous variables. Classical
regression treats model parameters as fixed while the unknown data and the constant estimates
the unknown value of the parameters. The Bayesian approach treats the parameters as random
variables and the data is utilized to update beliefs about the behavior of parameters in order to
assess their distributional properties. Bayesian inference derives updated posterior probabilities
of the parameters and constructs credibility intervals that have a natural interpretation in terms of
probability. Additionally, Bayesian inference also deals with overfitting issues when the number
of observations is limited and the number of variables is large.
Assuming the response variable y has the outcome of volatility and the explanatory
variables includes exposure and geometric variables, then the equation for linear regression is
expressed as:
𝑦 = 𝛽0 + 𝛽𝑗 𝑋𝑗 (3)
Where 𝛽0 represents the intercept, 𝛽𝑗 is the vector of coefficients for explanatory
variables, and 𝑋𝑗 is the vector of explanatory variables.
Bayesian analysis offers the advantage of choosing the prior probability distribution and
their family. The common form of priors with normal distribution was utilized, given by:
𝛽~𝑁(𝜇𝑗 , 𝜎𝑗2 ) (4)
12
Where μj is zero and σ is chosen to be large enough to be considered non-informative,
common values being 𝜎 = 10 − 1000.
The posterior distribution was then derived using Bayes theorem by multiplying the prior
distribution over all parameters by full likelihood function,
𝑝 1
𝑃𝑜𝑠𝑡𝑒𝑟𝑖𝑜𝑟 = 𝑃𝑟𝑖𝑜𝑟 . (𝜋𝑗=0 exp(𝛽𝑗 − 𝜇𝑗 ) (5)
√ 2𝜋𝜎
𝑗
Since there is no closed form expression for the above equation, multiple iterations are
required to obtain marginal distribution for each coefficient. Thus, Monte Carlo Markov Chains
(MCMC) that contains the approximate posterior distribution of samples by Gibbs sampling and
adaptive rejection of 10,000 samples were utilized. Further, 95% Bayesian Credible Interval
(95% BCI) was used to assess the significance of covariates. It provides probability
interpretations with normality assumptions on unknowns and confidence interval estimations
(Ahmed et al., 2018). The Deviance information criteria DIC, which is a Bayesian generalization
of Akaike information Criteria is used to measure model complexity and fit.
13
Baum Travel Time Centre Ave Travel Time
500 1000
TRAVEL TIME (SEC)
After (EB)
After (WB)
After (EB)
After (WB)
After (EB)
Before (WB)
Before (EB)
Before (WB)
Before (EB)
Before (WB)
Before (EB)
After (WB)
After (EB)
After (WB)
After (EB)
After (WB)
After (EB)
Before (EB)
Before (EB)
Before (EB)
Before (WB)
Before (WB)
Before (WB)
AM MID-DAY PM AM MID-DAY PM
The GPS floating car speed data is provided in Figure 5, and is consistent with the travel time
analysis. The travel speed for AM and PM peak often improved following the deployment of
adaptive traffic signals in both the eastbound and westbound directions for Baum Boulevard
while during mid–day, the speed remains somewhat constant. Similarly, for the Centre Avenue
improvement was observed in both the AM and PM peaks. The results showed that the
eastbound and westbound directions had a very small change in travel speeds during the mid-
day. The highest improvement was observed in the westbound direction during the AM peak,
which is about 83%. This is expected because it is the predominant direction of flow in the AM
peak. The results showing statistical significance are provided in Table 3. Statistically significant
improvements in speeds were observed on Baum EB during Midday period, and on Baum WB
during the AM and PM peak periods. Similarly, statistically significant improvements were
observed on Centre WB during AM and PM periods, while a statistically significant decrease in
speed was observed during Midday period.
14
Baum Travel Speed Centre Ave Travel Speed
20 16
14
SPEED (MPH)
15 12
10
SPEED (MPH)
10 8
6
5 4
2
0 0
After (WB)
After (EB)
After (WB)
After (EB)
After (WB)
Before (EB)
After (EB)
Before (EB)
Before (WB)
Before (EB)
Before (WB)
After (EB)
After (EB)
After (EB)
After (WB)
After (WB)
After (WB)
Before (EB)
Before (WB)
Before (EB)
Before (WB)
Before (EB)
Before (WB)
Before (WB)
AM MID-DAY PM AM MID-DAY PM
Vehicular stops are often a good indicator of the quality of flow, and are typically assumed to be
correlated with the potential for rear end collisions. Since there is inherent measurement error in
GPS data, it is difficult to measure the number of stops made with complete accuracy. As a
result, stops were defined as the instance when a vehicle’s speed dropped below 3 miles per
hour. The number of stops made by the test vehicles during the travel study on Baum/Centre
Avenue corridors before and after ASCT deployment are provided in Figure 6. Figure 6 shows
that the ASCT provided a significant improvement in terms of number of stops. The number of
stops were observed to be reduced in all time periods and during both directions of travel. The
highest reduction in number of stops observed is around 67% on Baum Boulevard during the
AM peak and 73% for the westbound direction during the AM peak on Centre Ave. The results
showing statistical significance are provided in Table 4. All reductions were statistically
significant except for the PM peak on Baum WB and the Midday period for Baum EB and
Centre WB.
15
Baum Number of Stops Centre Ave Number of Stops
9 16
8 14
NUMBER OF STOPS
7 12
6 10
NUMBER OD STOPS
5
8
4
6
3
2 4
1 2
0 0
After (WB)
After (EB)
After (WB)
After (EB)
Before (WB)
After (WB)
After (EB)
Before (EB)
Before (WB)
Before (EB)
Before (EB)
Before (WB)
After (WB)
After (EB)
After (EB)
After (EB)
After (WB)
After (WB)
Before (EB)
Before (EB)
Before (EB)
Before (WB)
Before (WB)
Before (WB)
AM MID-DAY PM AM MID-DAY PM
16
Table 5 Side Street Performance Evaluation
Street Before Speed Before Travel After Speed After Travel Time
(mph) Time (sec) (mph) (sec)
South Negley (N) 6.78 79.33 10.71 57.33
South Negley(S) 6.11 60.00 6.79 57.67
South Aiken & Liberty (N) 10.77 52.00 14.50 35.00
South Aiken & Liberty (S) 9.03 85.00 18.04 43.33
Morewood Avenue 7.50 101.67 9.86 59.00
South Milvale Ave (S) 4.81 100.33 8.67 75.00
Cypress Steet (N) 9.94 53.33 13.53 34.67
Cypress Steet (S) 5.93 52.00 9.34 32.33
The side streets were evaluated for all three time of day periods, but the results provided
in Table 5 are the average of all three periods. From Table 5, ASCT provided consistent
improvements in side street operation across all sites. Thus, the mainline benefits that were
observed did not come at a cost of increased delay on the side streets. This performance over the
side streets may be attributed to SURTRAC’s algorithm that handles conflicts at each
intersection individually. The decentralized nature of SURTRAC looks each intersection
individually and then allocates green times based on changing demand. The demand information
is also passed to next intersection to anticipate the incoming traffic. This decentralized
assessment may be responsible for reducing the queues at side streets and reveals how control at
individual intersections benefits the overall performance.
Figure 7 compares the travel time data on Baum collected from INRIX to the GPS floating car
data discussed earlier. The INRIX data generally shows longer travel times than the GPS floating
car data, but trends in before and after performance are generally consistent. Figure 7 shows a
reduction in travel time in all the three time of day periods (AM, Mid-day and PM peak) and in
both the westbound and eastbound direction on Baum after deployment of ASCT system using
the INRIX data. However, the GPS tracks show reductions in only the WB direction, while travel
time in the eastbound direction remained stable or slightly increased. None of the EB changes
were statistically significant when the GPS tracks were analyzed, however. This difference in
17
trends may be attributed to the limited number of probes available with the real-world GPS data.
The highest improvement was observed in eastbound direction during AM peak, which resulted
in 16.5% reduction in average travel time. The difference in travel times with this higher sample
size (six months) of before and after data was found to be statistically significant at α = 0.05 for
all comparison. This data provides confirmation for the findings regarding the reductions
observed over the three periods in WB direction from the floating car runs.
400
300
200
Inrix
100
GPS tracks
0
The INRIX data was used to determine the planning time index because it accounts
for both expected delays and unexpected delays (from non-recurring congestion) thus, helping
travelers in making intuitive decisions about their travel. The results are provided in Table 7,
shows that adaptive traffic signals have a positive impact on travel time reliability. Since
adaptive traffic signal control can respond in real time to unexpected variations in flow,
improvements in reliability were expected. These improvements in reliability may be attributed
to the larger green corridors produced by SURTRAC. This is due to the decentralized algorithm
of SURTRAC which handles conflicting movements at individual intersections separately and its
responsiveness to changing dynamics of traffic in real time, thus enabling optimization of actual
traffic inflows. This intelligent coordination also maximizes green time along the corridor on a
grid network and reduces queue generation since each intersection is handled in a decentralized
manner.
18
Improvements in travel time reliability showed similar trends for both the eastbound
and westbound direction and across all three time of day periods. The highest percent
improvement is observed in both the WB and EB AM peak, while the second highest
improvement is observed during the Mid-Day.
Table 9 Bayesian Regression Model for Volatility with and without the Presence of Adaptive Signal Control
Model 1 (Volatility in Speeds) Model 2 (Volatility in Accel/Decel)
Variable Mean 95% Credible Interval Mean 95% Credible Interval
Main effect
Presence of SURTRAC -7.90 -11.07 -4.50 -2.83 -3.37 -2.35
Other Confounding Factors
Constant 3.14 1.12 4.43 2.51 1.62 4.32
Speed limit -5.17 -6.64 -1.38 -.011 -.083 .069
No. of lanes 10.8 5.54 16.23 3.35 2.84 3.97
Average AADT .0114 .011 .0227 .0192 .0101 .0238
4-legged Intersection 1.412 -15.90 20.23 5.29 5.06 5.56
Goodness of fit
DIC 320.3 315.4
Notes: Variables are significant at 95% credible interval. The 95th percentile credible intervals are constructed using the 2.5th
percentiles and 97.5th percentile of the posterior distribution of parameters
Table 9 provides the results for Bayesian regression models representing volatility in
speeds and volatility in acceleration/deceleration regimes. The goodness of fit represented by
19
DIC, reveals a good model fit. The models in general reveals good association of volatility with
presence of SURTRAC adaptive signal control system. The main effect in model 1 shows that
volatility in speed is lower under the presence of SURTRAC system as opposed to normal time
of day signals. This may be explained by lower number of stops and continuous green bands
provided by the SURTRAC system, leading to efficient flow. Similarly, the volatility in
acceleration/deceleration is shown to be reduced with the presence of SURTRAC system by
Model 2. This again is intuitive based on improved flow created by continuous green bands that
are provided by the ASCT system. These accelerations and decelerations are more important
since higher variation in acceleration/deceleration profile is dangerous and could lead to rear end
crashes. The lower volatility here also points towards improved safety. Likewise, the
confounding factors are observed to have significant impact. For instance, with an increase in
speed limit, driving is observed to be less volatile. This can be explained by the fact that drivers
usually travel at higher speeds compared to the lower posted speed limits, leading to variations in
speeds and accelerations over a segment. While increasing the speed limits may harmonize the
traffic and lead to lower volatility. On the contrary, it also indicates that signals in these settings
may be spaced far apart allowing higher travel speeds and lower volatility. Similarly, increase in
traffic exposure and number of lanes are observed to produce higher volatility in speeds and
accelerations/decelerations. This is also intuitive since higher exposure and number of lanes
increase probability of potential conflicts that may disrupt the traffic flow. However, some
degree of correlation is expected between exposure and number of lanes.
6. Conclusions and Future Recommendations
This paper analyzed the recently developed ASCT technology by Carnegie Mellon University in
Pittsburgh named SURTRAC for its operational benefits in terms of travel time, speed, number
of stops, planning time index and impact on volatility to ascertain the true benefits associated
with the system. The before and after comparative analysis of ASCT with optimized TOD plans
indicated the potential of SURTRAC to improve traffic flow in an urban corridor.
From the field study, the largest improvement was observed in the number of stops made
along the corridor. Similarly, speeds and travel times were observed to improve over three
periods across Baum and Centre while they remained stable or worsened during the other three
periods. Due to the small sample size of the field data, a six month of before and after INRIX
data was used for performance comparison of ASCT and the results were found to be correlated
with those of GPS floating car evaluation. Overall, a net benefit was observed and ASCT was
found to have a significant impact in improving travel time reliability, with a significant percent
change in planning time index. The results are also statistically significant based on days of the
week during the three time of day periods that were analyzed. More specifically, the PTIs on
Baum during the AM Peak and Mid-day in Westbound direction and AM Peak in Eastbound
direction changed significantly at a 95% confidence level while the PTIs for the PM peak in the
WB direction and the Mid-day and PM Peak for Eastbound direction changed at a 90%
confidence. Hence, with the deployment of ASCT, travelers would need to plan for less total
time ahead of their travel to account for both expected and unexpected delays. Likewise, the
Bayesian models revealed that driving was less volatile with the ASCT system in operation,
pointing towards improvement in uniformity of flow. These findings reveal the significance of
unique decentralized algorithm of SURTRAC, which handles each intersection individually and
passes outflow traffic information to neighboring intersections, thus leading to improved
20
performance over the mainline and side streets. These findings can help planning agencies and
engineers to ascertain the benefits of SURTRAC while considering types of ASCT deployments
and would also provide a base for future comparisons of SURTRAC with other different ASCT
systems that are available.
Conflicts of Interest
Acknowledgement
The authors acknowledge the researchers from CMU Robotics Institute (Intelligent Coordination
and Logistics Lab) for their help with the data collection. The authors would also like to thank
the anonymous reviewers for their valuable comments.
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