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Opportunities and Strategies for Testing and Infusion of ISRU in the Evolvable
Mars Campaign
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Gerald B. Sanders3
NASA Johnson Space Center, Houston, TX
Christopher A. Jones4
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and
James Mantovani5
NASA) Kennedy Space Center, Kennedy Space Center, FL
Pioneering Space is a new NASA long-range strategy for enabling human settlement of
the solar system and expansion of our economic sphere of influence beyond Earth. A
sustainable, pioneering vision of a human presence in space would include in-situ resource
utilization (ISRU) in multiple forms, and at multiple destinations: volatiles for consumables
and propellants, regolith for bulk and refined materials, and in-situ manufacturing at the
Moon, Mars, and other bodies. Recent and ongoing analysis has considered the possible
prospecting measurements that can be performed at an asteroid (or asteroid boulder)
returned by the Asteroid Robotic Redirect Mission(ARRM), at the lunar surface, at Phobos
and Deimos, and at the surface of Mars to identify available resources for future use. These
opportunities will be available on missions currently planned in the Evolvable Mars
Campaign (EMC) construct, and will also facilitate the testing and demonstration of
resource acquisition, processing, storage, and use technologies that can play a role in later
missions. This analysis has also led to the identification of several objectives that should be
targeted during the missions building up to and including the initial crewed missions. These
objectives are mapped to strategies for incorporating ISRU to support resource cycle closure
and reduce mass transportation requirements from Earth. This analysis has yielded
engineering constraints, based on ISRU, that impact the evaluation of landing sites for
missions to the surface of Mars. The terrain of a particular site must be sufficiently flat to
permit ISRU systems, as well as ancillary systems such as power and propellant storage
tanks, to be landed, moved into position, set up, and operated. Water must be accessible in a
form that can be acquired via ISRU, in quantities that align with demands. The chosen
method of acquiring and processing water must be possible with the available resources at a
particular site, and that site must have sufficient quantities to meet the requirements (based
on crew consumables and propellant demands). Lower altitude landing sites are preferred,
as the increase in density can facilitate carbon dioxide acquisition from the atmosphere.
Another preference is for sites with a greater ability to move regolith; this would be
conducive to both bulk regolith uses (such as the manufacture of berms), and processed
regolith uses (such as microwave sintering).
1
Senior Technologist, “Swamp Works”, Science and Technology Projects Division, M/S UB-R1, AIAA Member.
2
Senior Technology Scientist, “Swamp Works”, Surface Systems Group, M/S ESC-5. Easi-ESC, AIAA Associate
Fellow.
3
ISRU Chief Engineer, Propulsion and Power Division, M/S EP3, AIAA Member.
4
Aerospace Engineer, Space Mission Analysis Branch, M/S 462, AIAA Member.
5
Physicist, “Swamp Works”, Spaceport Systems Branch, M/S UB-R1.
1
American Institute of Aeronautics and Astronautics
This material is declared a work of the U.S. Government and is not subject to copyright protection in the United States.
I. Introduction
T HE NASA Evolvable Mars Campaign (EMC) is developing the plans and systems needed for a robust,
evolutionary strategy to explore cis-lunar space, the Mars sphere of influence (including the moons of Mars),
and the surface of Mars. Recently, the emphasis of NASA’s plans has changed to focus on the prolonged pioneering
of space, rather than focusing on a limited number of exploratory crewed missions as the ultimate goal. A
sustainable, pioneering vision of space would include in-situ resource utilization (ISRU) in multiple forms and at
multiple destinations: atmospheric capture of Mars CO2 and/or volatiles for consumables and propellants, regolith
for bulk use and extracted materials, and in-situ manufacturing at Mars, and other bodies. The utilization of these
resources as an integral piece of the space exploration architecture would enable a reduction in the logistical needs
from Earth for future missions, thus preparing the way for a sustained presence on Mars. Although the EMC initially
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relies only on propellant production for the Mars ascent vehicle via ISRU, one of its primary objectives is to
prospect at every EMC destination to understand the potential for ISRU; this will permit true pioneering to be
enabled after the first crew arrives at Mars.
Mars is a deep space destination beyond the Moon where humans can aspire both to survive and to settle. The
relative positions of Earth and Mars and associated orbital mechanics make the journey to Mars and back orders of
magnitude longer than the ones made to the Moon; thus, the technical requirements and constraints, as well as the
risks, are orders of magnitude greater. The achievement of a sustained and safe presence of humans on a planet
months away of travel from Earth is more likely to succeed if the crew is equipped with the technical ability and
know-how to become self-reliant. In pioneering situations on Earth, the knowledge and tools to access local
resources and transform them into needed consumables or items has often made the difference between a thriving
endeavor and its demise. Since other planets are not readily habitable and humans are not physiologically adapted to
space environments, this need for self-reliance becomes even more important.
The realization of a sustainable Mars human outpost will not be accomplished solely by the insertion of a few
well-choreographed tasks focused on exploiting targeted local resources: instead it will be born from the heritage of
crews well practiced in the new paradigm of self-reliance in space that result from years of missions during which
they developed, tested and relied on the processing and utilization of the resources found in space. Such a well-
steeped culture of knowing a planetary environment and possessing the tools and techniques to create survival
solutions from the available environment will equip the Martian crews with the creative mindset and psychological
assurance that will prove critical for safe long-stays (500 days) on the planet. This culture will be the result of an
evolutionary development strategy of ISRU technologies during proving ground missions in cis-lunar space and on
the Mars surface that will involve fully autonomous and adaptable robotic machines and crew interaction via tele-
operation and direct maintenance or repurposing of hardware.
II. PIONEERING AT MARS: Reliance on Space Resources for Sustainable Human Presence
The arrival of a human crew on Mars will be a major milestone on the path of human history. While it will
represent a remarkable achievement in space transportation and logistics, it will also herald a new era defined by
crews becoming more independent in their capabilities and decision-making. The multi-year duration and energy
constraints of the round-trip journey between Earth and Mars are forcing this evolution toward self-sufficiency that
will enable crews to adapt to changing circumstances and survive emergencies so far from Earth. The situation is
akin to the one faced by the first waves of people brave enough to explore new continents during the course of
human history. Limited by the capabilities of their ship or caravan on a long journey, their fate was inevitably tied to
their ability to learn, adapt, and use their new environment and its available resources as quickly as possible. Using
local resources with adequate tools enabled the first settlers to survive unknown weather and grow food appropriate
to the environment.
Surface pioneering on Mars will require a similar approach as early as the first mission with crew. The planned
use of local resources, known as ISRU can lead to tangible benefits for the EMC and enable pioneering strategies in
many aspects:
Launch mass savings: propellants, life support, consumables, space radiation shielding, parts for repairs
and new hardware, energy generation
Reduce launch numbers: risk/cost reduction. logistics reduction
Mission life extensions: local supply of critical consumables without waiting for new Earth supply, repairs
with local materials, repurposing of end-of-life hardware
2
American Institute of Aeronautics and Astronautics
Ensure crew safety: dissimilar redundancy for life support consumables, repairs, radiation shielding,
increased independence from Earth logistics
Provide critical solutions for mission assurance: safe landing zones preparation, extra propellant for
return to Earth (leakage/storage failure), large-scale surface shielding and shelter from space radiation and
weather (dust storms, temperature extremes, etc.)
Relax critical requirements: propulsion Isp (ex. press-fed vs pump-fed), amount of closure of life support
(ex. efficiency of water removal from brine)
Enable mission capabilities not possible or difficult without ISRU: reusable landers and space
transportation, surface hoppers with ISRU propellant, hydrocarbon-based fuel cells for surface mobility,
trash disposal (propellants and planetary protection), extend duration of exploration activities in extreme
environments
Enhance crew psychological health: provides knowledge and tools for self-reliance and survival
Space commercialization: Develop technology, create markets and reduce risk for space
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As the first people to live for an extended period on another world, the crew will discover how to survive in the
harsh environment of the red planet. In so doing, they will rely on a balanced combination of Earth-supplied
technologies and consumables and producing new commodities through the gradual validation of technologies that
must operate reliably for years and even decades to enable long-term survival. They will pave the way for future
pioneers, learning how to efficiently support larger crews, for longer durations, through smart use of local resources,
extending humanity’s adventure beyond the cradle of Earth.
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American Institute of Aeronautics and Astronautics
leverage ISRU concepts can be tested and utilized. The forms of ISRU during this phase of pioneering are described
below.
estimate more than 6 kg of liquid oxygen (LO2) propellant will be needed to lift each 1 kg of the ascent vehicle
cabin to a 1-sol Mars orbit; ascent to higher orbits require additional LO 2. Since LO2 accounts for more than half of
the MAV’s gross lift-off mass, producing the LO2 propellant from in-situ Martian resources provides a significant
architectural advantage. The production of LO2 at Mars using an ISRU system brought (from Earth) with the MAV
and surface power systems sized for producing that LO2, significantly reduces the mass budget of the lander, and
positively impacts other transportation systems. Each kilogram of mass saved on the MAV (on the Mars surface)
translates into approximately 11 kg of mass saved in low Earth orbit5. The chemical processes for producing LO2
from atmospheric CO2 using Solid Oxide Electrolysis (SOE) are relatively straightforward and the NASA Mars
2020 mission is planning to provide the first demonstration of these SOE technologies on the surface of Mars. The
mission also aims to better understand the potential environmental factors on long term SOE performance. Since the
ISRU payload on the Mars 2020 mission produces O 2 at only 1/100th the rate needed for a human mission, further
development and an additional robotic precursor mission are required.
An ISRU system of approximately 1 metric ton (t) mass, using between 25 and 40 kWe of power, can produce
the LO2 required for the MAV ascent prior to the arrival of the crew in the Mars sphere of influence. The range of
power needs depends on both the total LO 2 requirement, and the time available to operate the system. This power
requirement drives the sizing of the surface power system, which consists of several modular “kilopower” (kP)
units each capable of producing 10 kWe. These kP power systems also provide power for the other surface systems,
primarily the crew habitat, after LO2 production is complete. Once ascent LO2 propellant production is completed,
the ISRU plant is available to make oxygen for other uses, assuming power can be shared with the habitat and other
surface systems. Subsequent missions to the same landing site can reuse the power and ISRU systems, thus reducing
the landed mass needed for later visits to the initial location
It should be noted that the time available for ISRU production operations depends on how ISRU production is
implemented in the mission architecture. In Mars DRA 5.0, the ISRU plant, power systems, and MAV are pre-
deployed by chemical or nuclear transfer stages on Conjunction class opportunity before the crew leaves Earth. This
provides ~ 520 days of surface time between when the ISRU/MAV land on Mars and when the crew departs Earth.
By filling the MAV before the crew leaves Earth, risk to the mission by using ISRU products is minimized. Should
electric propulsion be used to transfer crew and cargo between the Earth and Mars, the time for ISRU operations can
vary greatly from <300 days to >600 days. ISRU processes can also be operated while the crew is present and used
in subsequent missions, allowing for more time to minimize power needs.
Recent robotic Mars missions have established that water is widely distributed in the Mars regolith with some
local concentrations2 above,3. As mentioned previously, hydrocarbon ascent fuel (e.g., CH4) can be produced using
Martian resources by processing water that has been extracted from water-bearing regolith (ice, hydrated minerals)
to make H2 to react with atmospheric CO2. The use of both Mars atmosphere CO2 and water in the soil significantly
expands the benefits and influence of ISRU on mission architectures and operations 6. The Mars DRA 5.0 study
recommended further work and evaluation of water resources on Mars and how to find and extract them due to
mission benefits such as reusability of landers and surface hoppers, regeneration of fuel cell reactants for human
rovers, increased radiation shield and self-sufficiency, and reduced mission risk due to life support or propellant
storage failures.
surface to further reduce their material needs from Earth and increase self-sufficiency. Direct involvement and
operation of surface robotic assets may reveal new resources and reduce the challenges to process them. Figure 1
depicts the ISRU Consumables Decision Tree and the pathways/products for Mars atmosphere only processing
(green lines) and atmosphere/soil processing (yellow lines). Once assets are in place to process both the atmosphere
and soil to collect water, production of an increased number of primary (O2, CH4, H2O) and secondary (ammonia,
alcohol, plastics, fertilizers, etc.) products is possible. Besides facilitating industrial processes with chemistry that
yields fuels and plastics, further processing of regolith to extract metals/silicon (as depicted in Figure 1) can lead to
additive manufacturing, construction, and related technologies that can be deployed on Mars to provide replacement
parts, structures, and shelters to expand living and working space. These same resources may also be used to
produce food on a large scale. These are key capabilities for enabling the pioneering of Mars.
Figure 1. ISRU Consumable Production Decision Tree and Mars ISRU Pathways
5
American Institute of Aeronautics and Astronautics
III. Evolutionary ISRU Technology Development: Serving Missions on the Path to Mars
The deployment of an extensive space resources processing infrastructure to sustain humans beyond Earth’s
orbit to enable a Mars outpost and sustained presence will be done in phases, each one targeting the emergence of a
particular support function or product required by the outpost. Because the use of resources in space to make
mission critical consumables and products can have a significant impact on how missions are performed and
spacecraft are designed, it is essential that potential resources at EMC destinations are well understood and that the
processes used to extract the resources have been adequately demonstrated to minimize development and mission
risk.
The gradual insertion of ISRU technologies and concepts of operations into the critical path of deep space
missions should follow a systematic progression of capabilities demonstrated through increasingly challenging
environments7,8. NASA’s EMC enables this type of technological evolution by using ground test facilities, current
in-space assets such as the International Space Station (ISS), planned asteroid and lunar science missions, and
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pathfinder missions in lunar distant retrograde orbit (LDRO) and at Mars in the coming decades. Early ISRU
prospecting and processing tests on a carbonaceous C-type asteroid at LDRO could lay the groundwork for
harvesting resources from the Mars moon Phobos that appears to have similar characteristics.
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American Institute of Aeronautics and Astronautics
C. Asteroid Retrieval Crew Mission (ARCM) and Asteroid ISRU in Cis-Lunar Space
In the next phase, ISRU technologies would follow their evolutionary path toward deep space implementation
when an EAM could be brought to the lunar orbit where the captured asteroid will be residing at the completion of
the Asteroid Robotic Redirect Misson (ARRM). As previously described, significant data on the resources of the
asteroid could have been gathered and analyzed during the ARRM deep space mission phase and subsequent LDRO
staging, to inform what type of ISRU technologies are best suited to work with the available asteroid. A variety of
concepts of operations are under consideration for ISRU activities with the redirected asteroid.
ISRU assets installed externally to the EAM can be tele-operated by the astronauts during one of the
ARCM missions, including surface rovers, landers or surface equipment emplaced by robotic arms for
prospecting and sampling. The material can then be brought to reactors on the EAM external ISRU
processing platform for resource extraction, analysis, storage and conditioning.
In more matured versions, autonomous equipment can perform some activities such as continued
prospecting, new operations practices, and long-duration systems testing in deep space while the crew is
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absent. Tele-operations from Earth are also possible during that stage to maximize the testing time and to
advance knowledge of systems behaviors during long exposure in space.
The selection of the asteroid for the ARRM mission will play a defining role in what type of ISRU can be
demonstrated and validated for future implementation in Mars missions. The selection of a volatile-rich
carbonaceous C-type would enable the prospecting and extraction of water (~ 10-20 wt.% estimated), and
testing of processing the asteroidal material into in-space fabricated radiation shielding panels that can
protect deep space habitats and/or spacecraft on their way to Mars.
are considering much larger landed masses on Mars ranging from 18,000 to 27,000 kg. This represents a large order
of magnitude increase in the EDL system capability and implies that new methods for all three phases of EDL must
be developed. The landing is particularly challenging, if a rocket engine is used to decelerate the lander, since the
plume will interact with the regolith on the Mars surface to create fluidization and deep cratering of the granular
materials under the lander, resulting in the ejection of gravel and rocks from the crater. On Mars, larger engine thrust
and less cohesive regolith cause fluidization and shearing of the regolith creating a deep hole, whereas on the Moon,
the highly compacted regolith behaves differently in the ultra-high vacuum of space resulting only in erosion and
surface scour. On Mars, the thin atmosphere allows the gravel to fly the farthest, whereas in the vacuum on the
Moon dust particles travel the farthest. As a result, the gravel or rocks will be accelerated and ejected away from the
lander up to 1,000 meters from the landing site 12,13. In fact, during the MSL Sky Crane landing sequence some
debris was ejected from the surface creating a shallow crater before exposing bedrock, pebbles were found on the
deck of Curiosity, and one Rover Environmental Monitoring Station (REMS) wind sensor was damaged. The Mars
Descent Imager (MARDI) camera allowed the determination, for the first time, when plume-regolith interaction
began to occur which was found to be approximately 63 meters above the ground level. The erosion caused by the
Sky Crane descent stage continuously increased and visibility decreased to zero as the Sky Crane descended to its
final landed altitude14.
Solutions to landing and plume debris issues/concerns involve both site selection criteria and potential
incorporation of ISRU capabilities such as building landing pads and berms to mitigate the effect of the rocket
plume impingement. Site selection solutions may exist by using areas with bedrock and terrain features which could
shield the other Mars station assets from ejecta damage. Landing sites altitude will also be dictated by the EDL
system capabilities. Lower altitudes are preferable, because the EDL system has more time in which to be effective
prior to lander vehicle touch down. The chosen landing site should be relatively flat – during the Apollo missions
the ascent stage was constrained to being within 12 degrees of level for a successful launch back to Earth. The
selection of large flat, rock and boulder-free terrain for landing and infrastructure emplacement is desired to lessen
the risk of large rocks and boulders damaging the landing gear or the lander itself, and tipping of the lander at touch-
down. Natural impact craters are also hazards that need to be considered and avoided, unless they are so large that
they can be used as a landing site themselves.
IV. Conclusion
Recent studies suggest that water, oxygen, and metal resources on the Moon, NEA’s, and Mars are critical for
achieving NASA’s long-term goal of “Earth Independence” for human deep space missions to continue the
exploration and pioneering of our solar system as well as to begin the establishment of a space economy which
includes commercial transportation and construction in space15,16. The planned NASA Resource Prospector (RP)
mission is likely to find water ice and other volatiles at the Moon’s poles. When it does, the next logical questions
involve, how to mine and extract the resources, and how this will benefit future exploration of the Moon and
beyond. NASA is also considering redirecting a Near Earth Asteroid (NEA) to cis-lunar space. Following the in-
situ scientific study of this NEA to understand the history and development of our solar system, the opportunity to
test resource extraction methods and technologies on this body arises logically to advance sustainable human
exploration and economic development in space. The development of lunar and NEA regolith resource extraction
methodologies and the associated technology portfolio is part of the Evolvable Mars Campaign (EMC) Proving
Ground to create a new enabling capability for future Mars missions 9. Hardware designed and proven in
microgravity and deep vacuum will enable the resource prospecting and extraction activities on the Martian moons
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American Institute of Aeronautics and Astronautics
Phobos and Deimos, to support the cis-Mars transportation infrastructure currently envisioned. Mars regolith
processing logically benefits from such leveraged development to achieve ultimately the acquisition and extraction
of water and hydrates held in the regolith to further the pioneering self-reliance of a Mars human outpost.
Acknowledgments
This ISRU team would like to thank the management of the NASA Human spaceflight Architecture Team (HAT),
for guiding and funding this work as part of the Evolvable Mars Campaign (EMC) studies effort in Fiscal Year (FY)
2015.
References
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1
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12
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13 Gómez‐Elvira, Javier, et al. "Curiosity's Rover Environmental Monitoring Station: Overview of the First 100 Sols." J.
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American Institute of Aeronautics and Astronautics