Professional Documents
Culture Documents
A s t h m a o f Var y i n g
Severity
Sandhya Khurana, MDa,*, Nizar N. Jarjour, MDb
KEYWORDS
Systematic approach Structured approach Asthma management Asthma pharmacotherapy
Asthma severity Asthma control
KEY POINTS
The goals of asthma management are to control symptoms and mitigate future risk. Contemporary
guidelines recommend a stepwise approach to pharmacotherapy with ongoing adjustment based
on asthma control.
Apart from severity of asthma itself, there are several factors that contribute to poor control of
asthma, including nonadherence, alternate diagnoses, triggers, and comorbidities.
A structured approach to the evaluation of asthma severity and management allows for more
appropriate and cost-effective utilization of advanced asthma therapies while decreasing risk of
treatment-related adverse effects.
Referral to a severe asthma clinic should be considered in asthmatics requiring steps 4 or 5 of ther-
apy, especially those considered for novel and biologic therapies.
Disclosure Statement: Dr N.N. Jarjour received honorarium from Astra Zeneca Pharmaceuticals (a total of
$10,000–15,000 in 2016–2017). This work is supported, in part, by grants from National Institutes of Health
chestmed.theclinics.com
Awards (U10 HL 109168 & P01 HL 088594; PI: N.N. Jarjour). Dr S. Khurana has participated in clinical trials
funded by GlaxoSmithKline, Sanofi, Astra Zeneca, and Teva Pharmaceuticals.
a
Division of Pulmonary and Critical Care Medicine, Department of Medicine, Mary Parkes Center for Asthma,
Allergy and Pulmonary Care, University of Rochester Medical Center, 601 Elmwood Avenue, Box 692, Roches-
ter, NY 14642, USA; b University of Wisconsin School of Medicine and Public Health, K4/914 Clinical Science
Center, 600 Highland Avenue, Madison, WI 53792-9988, USA
* Corresponding author.
E-mail address: sandhya_khurana@urmc.rochester.edu
Fig. 1. Example of stepped approach to pharmacotherapy of asthma. The recommended stepwise approach to
asthma pharmacotherapy is illustrated. Step-up in treatment is indicated if asthma control remains poor at cur-
rent level of therapy. Step-down to lowest effective treatment level if asthma is well controlled. BT, bronchial
thermoplasty; LAMA, long-acting muscarinic antagonist; LTM, leukotriene modifier; OCS, oral corticosteroid;
SABA, short-acting b-agonist.
Table 1
Differential diagnostic considerations in asthma
Table 1
(continued )
expiratory volume in the first second of expira- In symptomatic patients where reversible airflow
tion [FEV1]/forced vital capacity [FVC]) as well obstruction cannot be documented, in the
as bronchodilator reversibility (200 mL and 12% absence of any contraindication, the authors
improvement in FEV1 and/or FVC postbroncho- recommend confirmation of airway hyper-
dilator).17 The likelihood of capturing reversible responsiveness with bronchoprovocation testing
airflow obstruction on spirometry is increased if using a direct or indirect challenge.21,22 Methacho-
a patient is symptomatic and not on controller line is commonly used for direct challenge testing
therapy. Testing reversibility requires that pa- and has a high sensitivity. A provocative concen-
tients withhold long-acting bronchodilator ther- tration causing a 20% fall in FEV1 (PC20) greater
apy; otherwise, the reversibility test may be than 16 mg/mL or provocative dose causing a
falsely negative. Variability in twice-daily peak 20% fall in FEV1 (PD20) greater than 400 mg (pro-
expiratory flow rates of greater than 10% over vocative dose causing a 20% fall in FEV1) indicates
2 weeks or increase in FEV1 by greater than normal airway reactivity. Recently updated Euro-
12% and 200 mL after 4 weeks of controller pean Respiratory Society statement favors the
therapy can also assist with diagnosing asthma. use of PD20 over PC20, because it takes into ac-
Variable airflow obstruction and airway count the differences between available devices
hyper-responsiveness are considered cardinal and protocols.21 Presence of normal airway reac-
features of asthma; however, these are not spe- tivity can be used to exclude a diagnosis of asthma
cific for asthma. Patients with hay fever or acute but with certain caveats. False-negative results
respiratory tract infections and smokers can can occur in asymptomatic patients, exercise-
have bronchial hyper-responsiveness, whereas induced bronchoconstriction (EIB), or failure to
bronchodilator reversibility can be observed in withhold medications for appropriate duration.
a majority of patients with chronic obstructive Use of ICSs can improve airway reactivity by 1 to
pulmonary disease (COPD).18–20 2 doubling doses but should not result in a
6 Khurana & Jarjour
completely negative test.23–25 When inducible several months and appropriate step-down in
laryngeal obstruction is considered an alternative treatment attempted (Fig. 3).3,29
diagnosis, full-flow volume-loop maneuvers, Level of asthma control is the degree to which
including inspiration, can provide valuable infor- therapeutic interventions minimize the manifesta-
mation if performed throughout the test.21 Patients tions of asthma in terms of impairment (symptoms
with extrathoracic upper airway obstruction typi- and lung function) and risk (exacerbations).
cally show reduced inspiratory flow while their Asthma control should be assessed regularly at
expiratory flows are minimally affected. every visit and used to adjust treatment. Validated
Exercise challenge can be used for indirect questionnaires, such as asthma control question-
challenge testing, especially if symptoms suggest naire and asthma control test, provide numerical
primarily EIB.22 Breathing cold air during the exer- scores to assess level of control and are useful in
cise challenge increases the chances of eliciting a assessing patient progress.30–32 Although apparent
positive response. Serial lung function measure- poor asthma control may be due to severity of un-
ments after a specific exercise challenge protocol derlying disease, it is often a result of suboptimal
are used to assess for EIB. A decrease from base- adherence, incorrect diagnosis, undertreated
line of greater than or equal to 10% in FEV1 within comorbidities, and unrecognized triggers. Hence,
30 minutes after exercise is used to diagnose EIB. difficult-to-control asthma is not synonymous with
In patients with work-related symptoms where severe treatment-resistant asthma, and poor per-
occupational asthma is a concern, evaluation formance on the asthma control test or asthma con-
can be initiated with serial measurement of lung trol questionnaire should not automatically prompt
functions (at work and home) or airway respon- a step-up in asthma therapy.
siveness along with testing for the immunologic
response to the suspected agent (if appropriate). STEPWISE APPROACH TO
If these objective methods fail to provide a defin- PHARMACOTHERAPY
itive diagnosis, or a patient is no longer exposed
to the suspect agent and there is a need to iden- Guidelines recommend a stepped approach to
tify the agent and confirm the diagnosis, a spe- asthma pharmacotherapy with initial treatment
cific inhalation challenge can be useful.26 A based on degree of impairment and risk.3,4 Treat-
positive response is defined by a fall in FEV1 ment with at least a low-dose ICS is recommended
greater than or equal to 15% from baseline. Spe- in almost all patients with confirmed diagnosis of
cific inhalation challenge testing should be car- asthma except those with very infrequent symp-
ried only out in facilities where health care toms (less than twice a month) and no other risk
professionals have appropriate expertise. It is factors, such as impaired lung function or history
more widely used in Europe and Canada, where of exacerbation. Additional treatment steps
several centers with such expertise are present. include low-dose ICS/LABA (step 3), medium-
The experience of a specialized center is neces- high dose ICS/LABA (step 4), and high-dose ICS/
sary to perform the appropriate testing and LABA plus tiotropium and/or biologics (step 5). A
reduce the risk of complications, including acute long-acting bronchodilator should not be pre-
attacks and exacerbation of occupational scribed to asthma patients without an accompa-
asthma.26 nying ICS.
For most controller medications, improvement
ASSESSING ASTHMA SEVERITY AND begins within days but full effect may not be
CONTROL evident for 3 months or even longer.33 Subsequent
adjustment to therapy should be based on
Historically, guidelines have described asthma ongoing assessment of asthma control. Guidelines
severity as the intrinsic intensity of the disease recommend a preferred controller therapy for each
process measured in patients not on controller treatment step based on population studies and
therapy, taking into account both impairment and taking into consideration treatment efficacy,
risk.4,27,28 The concept of asthma severity has safety, and access. At the individual level, treat-
evolved substantially over the years. Inherent in ment should be tailored to each patient based on
the process of severity assessment is the assump- patient preference, phenotypic characteristics,
tion that a diagnosis of asthma has been and practicality through a shared decision-
confirmed, confounders addressed, and comor- making process.
bidities treated. Asthma severity is then assessed If symptoms persist at a patient’s current ther-
based on lowest effective level of treatment apy, stepping up treatment should be considered
required to control symptoms and exacerbations, after excluding other issues that may be contrib-
after a patient has been on controller therapy for uting to poor control, including medication
Systematic Approach to Asthma of Varying Severity 7
Fig. 3. Assessing asthma control and severity. Level of asthma control is the degree to which therapeutic inter-
ventions minimize the manifestations of asthma in terms of impairment and risk. Asthma severity is assessed
based on lowest effective level of treatment required to maintain asthma control, after a patient has been on
controller therapy for several months and appropriate step-down in treatment attempted. OCS, oral corticoste-
roid; SABA, short-acting b-agonist.
nonadherence, poor inhaler technique, unrecog- treatment-related adverse effects, and access to
nized triggers, and uncontrolled comorbidities. medication when discussing step-up or step-
There is an increasing body of evidence in favor down therapy. In patients who are not well
of adding LABA to ICS over increasing the dose controlled on high-dose ICS/LABA (with and
of ICS alone in uncontrolled asthma.33,34 A recent without other therapies, such as montelukast and
publication provides practical approach for step- tiotropium), referral to an asthma specialist is rec-
ping up therapy in patients with poorly controlled ommended to facilitate evaluation of the patient for
asthma.35 potential biologic therapy or bronchial thermo-
Once asthma control is achieved and main- plasty. Despite these advances in asthma therapy,
tained for 3 months, consideration should be given there continues to be a gap in knowledge
to stepping down therapy to the lowest effective regarding the proper selection of specific thera-
level. Studies have shown that patients with pies for a given patient and certainly a need exists
asthma in the community are generally overtreated for new therapies for patients who lack evidence of
and, in a supervised setting, tolerate up to 37% type 2 immune response (noneosinophilic severe
reduction in ICS dose without loss of asthma con- asthma). To address this gap, the National Insti-
trol.36,37 In a recent study by Rogers and col- tutes of Health recently launched the Precision In-
leagues,38 patients on stable medium-dose ICS/ terventions for Severe and/or Exacerbation-Prone
LABA were randomized to receive low-dose ICS/ Asthma Network to examine this issue. Similarly,
LABA, medium-dose ICS, or continued current the Efficacy and Mechanism Evaluation program
therapy for 48 weeks. No significant differences established by the National Institute for Health
in treatment failures were observed between the Research has recently funded a similar network
3 strategies. The group with LABA step-off, how- in the United Kingdom to examine new ap-
ever, was associated with greater lung function proaches to management of severe asthma.
decline and hospitalization rates. Again, it is Therefore, over the next few years, more evidence
important to consider patient preference, potential supporting personalized approach to caring for
8 Khurana & Jarjour
these patients with difficult-to-control asthma is monitoring. Prescription refill monitoring and
expected. dose counters are helpful but not definitive surro-
gates of adherence. Use of electronic monitoring
ADHERENCE ISSUES IN ASTHMA devices can provide objective evidence of adher-
ence data to help inform clinical decision mak-
As in most chronic diseases, medication nonad-
ing.48 Overcoming barriers to adherence requires
herence is a major problem in asthma, with re-
a multipronged approach with patient-provider
ported nonadherence rates of 30% to 70%.39–42
communication at its center.
There is also robust evidence that incorrect inhaler
technique is pervasive, with 30% of patients ADDRESSING COMORBIDITIES AND
demonstrating poor technique, and requires TRIGGERS
repeated review. Disconcertingly, a recent meta-
analysis found that frequency of inhaler errors Individuals with uncontrolled asthma should un-
has remained constant over 40 years.43 Nonad- dergo a careful and systematic assessment of
herence in asthma is associated with increased contributing comorbidities and triggers.
morbidity and mortality.44–47 Barriers to adherence Several population-based studies have shown
can generally be identified as relating to 1 or more that patients with asthma have higher rates of
of the following factors: patient, disease, pre- myriad comorbidities.49–51 Although the most
scribed therapy, socioeconomics, and health frequently reported comorbid conditions are
care system. Nonadherence can be classified rhinosinusitis, dysfunctional breathing, obesity,
into 2 broad categories: intentional and uninten- obstructive sleep apnea (OSA), psychopathol-
tional (Fig. 4). Unintentional nonadherence occurs ogies, and gastroesophageal reflux disease,
when patient wants to take the medication but is other illnesses are also found to have higher prev-
unable to, due to issues with access to the medi- alence in asthma, including cardiovascular and hy-
cation, misunderstanding of instructions, health lit- pertensive diseases, diabetes mellitus, and
eracy, or forgetfulness. These barriers are easier to osteoporosis. For many of these conditions, the
overcome than intentional nonadherence, where a relationship seems bidirectional. For example, un-
patient knowingly decides not to take the medica- controlled gastroesophageal reflux (GER) can
tion for any number of reasons, including denial of have an impact on asthma through reflux (direct
the disease, personal beliefs, or secondary gain. microaspiration of acidic gastric contents into the
Accurate assessment of medication adherence lower airways) or reflex (stimulation of shared
can be difficult. Self-reporting tends to overesti- vagal innervation) mechanism.52,53 On the other
mate adherence when compared with objective hand, asthma and asthma therapies can promote
GERby having an impact on lower esophageal ranging from complete avoidance of trigger to
sphincter tone.54,55 Similarly, bidirectional rela- pretreatment with short-acting bronchodilator
tionships have been observed between asthma recommended. Sources of common inhaled
and OSA, rhinitis, rhinosinusitis, and depres- allergens include animals, house dust mites,
sion.56–60 Presence of comorbidities is associated cockroaches, molds, and outdoor plants. Symp-
with poor asthma control, excess medical cost, tomatic patients with suspected allergic triggers
and productivity loss.61–63 Evidence suggests should undergo further evaluation with either
that systematic evaluation and management of allergen skin testing or serum assays for specific
potential comorbidities may help improve asthma IgE. Once sensitization to specific allergens has
control in these patients.11 been confirmed, a comprehensive environmental
Identification and avoidance of asthma triggers control plan can be implemented.64–67 Common
is critical to successful asthma management irritant exposures, such as cigarette smoke
(Table 2). These triggers may be allergic or nonal- and indoor/outdoor air pollution, are also impor-
lergic; occupational or domestic; and irritant or tant triggers and associated with increased
infectious. Exposure to these triggers may be morbidity.68,69 Questions about workplace expo-
episodic or continuous and successful remedia- sures are particularly important because they ac-
tion may lead to reduced medication needs for count for up to 25% of adult-onset asthma.70
asthma control. A detailed history should include Work-related asthma should be suspected if a
evaluation of possible triggers and, for patient reports symptoms that progress through
patients with predictable exposures, interventions the workweek or improve during periods
Table 2
Common environmental triggers
away from work. Rapid and proper confirmation diagnosis and management of asthma-summary
of diagnosis and reduction of exposure to sensi- report 2007. J Allergy Clin Immunol 2007;120(5
tizers or irritants at work are critical to effective Suppl):S94–138.
management of work-related asthma.71 5. Aaron SD, Vandemheen KL, FitzGerald JM, et al.
Referral to a severe asthma clinic should be Reevaluation of diagnosis in adults with physician-
considered if diagnosed asthma. JAMA 2017;317(3):269–79.
6. van Huisstede A, Castro Cabezas M, van de
Asthma symptoms persist at steps 3 or Geijn GJ, et al. Underdiagnosis and overdiagnosis
controlled at steps 4/5 of GINA-guided therapy. of asthma in the morbidly obese. Respir Med
Patient is likely to require additional evaluation 2013;107(9):1356–64.
including phenotyping for consideration of 7. Enright PL, McClelland RL, Newman AB, et al. Un-
advanced therapies or participation in clinical derdiagnosis and undertreatment of asthma in the
trials evaluating novel therapies. elderly. Cardiovascular health study Research
Patient continues to experience frequent group. Chest 1999;116(3):603–13.
exacerbations or has history of near-fatal 8. Brozek GM, Farnik M, Lawson J, et al. Underdiagno-
asthma. sis of childhood asthma: a comparison of survey es-
Diagnostic uncertainty exists, and additional timates to clinical evaluation. Int J Occup Med
diagnostics are required to confirm asthma Environ Health 2013;26(6):900–9.
and/or exclude an alternate diagnosis. 9. Jose BP, Camargos PA, Cruz Filho AA, et al. Diag-
Work-related asthma is suspected. This re- nostic accuracy of respiratory diseases in primary
quires detailed evaluation of workplace expo- health units. Rev Assoc Med Bras (1992) 2014;
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Asthma, a global health problem, can be 1662–9.
controlled in most patients with currently available 11. Tay TR, Lee J, Radhakrishna N, et al. A structured
therapies. An important subset of patients with approach to specialist-referred difficult asthma pa-
asthma, however, remains uncontrolled despite tients improves control of comorbidities and en-
the use of available treatment options. In addition hances asthma outcomes. J Allergy Clin Immunol
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including incorrect diagnosis, poor adherence, un- lence of severe refractory asthma. J Allergy Clin Im-
treated comorbidities, and unrecognized triggers. munol 2015;135(4):896–902.
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