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Calandra-Buonaura G, Dampney RAL, Cortelli Neuromotor Sciences, University of Bologna, Bologna, Italy
P. 2016 Brain–heart interactions: physiology 3 IRCCS, Institute of Neurological Sciences of Bologna, Bellaria
and clinical implications. Phil. Trans. R. Soc. A University Hospital, Block G, Via Altura 3, 40139 Bologna, Italy
374: 20150181. 4 School of Medical Sciences (Physiology) and Bosch Institute for
http://dx.doi.org/10.1098/rsta.2015.0181 Biomedical Research, University of Sydney, Sidney, New South
Wales, Australia
Accepted: 19 January 2016
AS, 0000-0003-3992-3892; PC, 0000-0002-3633-8818
One contribution of 16 to a theme issue The brain controls the heart directly through the
‘Uncovering brain–heart information through sympathetic and parasympathetic branches of the
advanced signal and image processing’. autonomic nervous system, which consists of multi-
synaptic pathways from myocardial cells back
Subject Areas: to peripheral ganglionic neurons and further to
biomedical engineering central preganglionic and premotor neurons. Cardiac
function can be profoundly altered by the reflex
activation of cardiac autonomic nerves in response to
Keywords:
inputs from baro-, chemo-, nasopharyngeal and other
brain–heart interactions, autonomic nervous receptors as well as by central autonomic commands,
system, physiology, human disease including those associated with stress, physical
activity, arousal and sleep. In the clinical setting,
Author for correspondence: slowly progressive autonomic failure frequently
results from neurodegenerative disorders, whereas
Pietro Cortelli
autonomic hyperactivity may result from vascular,
e-mail: pietro.cortelli@unibo.it inflammatory or traumatic lesions of the autonomic
nervous system, adverse effects of drugs and
chronic neurological disorders. Both acute and
chronic manifestations of an imbalanced brain–heart
interaction have a negative impact on health. Simple,
widely available and reliable cardiovascular markers
of the sympathetic tone and of the sympathetic–
parasympathetic balance are lacking. A deeper
understanding of the connections between autonomic
cardiac control and brain dynamics through advanced
signal and neuroimage processing may lead to
invaluable tools for the early detection and treatment
of pathological changes in the brain–heart interaction.
2016 The Author(s) Published by the Royal Society. All rights reserved.
1. Physiology of the brain–heart interactions 2
(a) Physiological effects of sympathetic and parasympathetic nerve activities on the heart
(cAMP). In myocytes of the sinoatrial node, which is the physiological cardiac pacemaker,
increased cAMP levels hasten diastolic depolarization by increasing the inward ‘funny’ (If)
cation current gated by hyperpolarization-activated cyclic nucleotide-gated channels [2]. As
a result, the heart period (HP) shortens almost linearly with the frequency of sympathetic
postganglionic discharge [3]. This response is delayed by 1.7 s and the frequency response
essentially filters out the fluctuations of sympathetic activity faster than 0.15 Hz [4], which
are typically associated with breathing [5]. By itself, decreases in HP raise ventricular
contractility [6] and relaxation rate [7]. These effects are further enhanced by the increased
cAMP levels, which increase sarcoplasmic reticulum calcium reuptake because of protein
kinase A-dependent phosphorylation of phospholamban [8]. The decrease in HP also increases
atrioventricular conduction time, but this effect is counteracted by sympathetic activity [9].
Sympathetic innervation of cardiac automatic, conduction and contractile tissue follows parallel
yet distinct intrapericardial pathways [10], which are the basis for selective effects [11].
Sympathetic activity is also associated with ventricular repolarization heterogeneity, as indexed
by T-wave alternans in subjects with coronary artery disease [12] and by QT interval
variability in dogs with experimental heart failure [13]. The sympathetic nervous system also
controls the heart by promoting adrenal medullary release of adrenaline (epinephrine), whose
plasma threshold for decreasing HP is in the range of plasma levels attained during active
standing [14].
activity of each autonomic branch enhances the fluctuations of heart rate resulting from
the modulation of the other branch [25]. This synergistic interaction suggests that the high-
frequency fluctuations of heart rate that constitute respiratory sinus arrhythmia are enhanced
by sympathetic activity and, therefore, do not result solely from parasympathetic modulation,
as would be expected from the frequency response properties detailed previously [25]. In
contrast to this suggestion, however, analysis of HP fluctuations has shown that beta-adrenergic
blockade increases respiratory sinus arrhythmia in human subjects [26]. Taken together, these
discrepancies highlight that the interactions between sympathetic and parasympathetic activities
on cardiac function are complex and still incompletely understood, and that differences between
analyses based on HP and analyses based on heart rate may contribute to the variability in the
reported results.
baroreceptors, nasopharyngeal
chemoreceptors, receptors
group III/IV muscle NTS
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afferents
central MDH
NAmb/DMNX
inspiratory
neurons medulla
cardiac parasympathetic
outflow
Figure 1. Schematic diagram showing the major central pathways regulating the cardiac parasympathetic outflow. No
distinction is made between excitatory and inhibitory connections. DMNX, dorsal motor nucleus of the vagus nerve; l, lateral;
MDH, medullary dorsal horn of the trigeminal nucleus; MPFC, medial prefrontal cortex; NAmb, nucleus ambiguus, NTS, nucleus
of the tractus solitarius; PAG, periaqueductal grey; PVN, hypothalamic paraventricular nucleus; vl, ventrolateral.
.........................................................
subcortical
PVN DMH amygdala forebrain
midbrain
l,vl PAG somatosensory
receptors
baroreceptors,
NTS chemoreceptors,
group III/IV
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muscle afferents
RVMM CVLM RVLM medulla
Figure 2. Schematic diagram showing the major central pathways regulating the cardiac sympathetic outflow. No distinction
is made between excitatory and inhibitory connections. CVLM, caudal ventrolateral medulla; DMH, dorsomedial hypothalamus;
RVLM, rostral ventrolateral medulla; RVMM, rostral ventromedial medulla (for more abbreviations, refer to figure 1).
projection neurons directly to cardiac P1N in the NAmb (figure 1) or to the caudal ventrolateral
medulla, where they synapse with GABAergic neurons. In turn, these neurons project to and
inhibit S0N in the RVLM, which control the sympathetic outflow to the heart and different
vascular beds (figure 2). There is good evidence that the S0N in the RVLM that control the
sympathetic outflow to different vascular beds form separate subgroups [55]. It also seems likely
that cardiac S0N in the RVLM are distinct from sympathetic vasomotor S0N, given that the cardiac
and vasomotor sympathetic activities are reflexly regulated in a differentiated manner, according
to the afferent input [36].
forward modulation of P1N and S1N exerted by the descending somatic motor pathways, but
also incorporate feedback components associated with the perception of effort [66]. The neural
structures that issue the central autonomic commands associated with physical exercise are
still uncertain, and have been suggested to overlap with those of the CAN at the level of the
NTS, PVN, PAG, insular cortex and MPFC [62,65]. In this last respect, a remarkable study that
coupled magnetic resonance neuroimaging with measurements of HP, muscle sympathetic nerve
activity and arterial blood pressure in human subjects provided evidence that decreased activity
of the ventral MPFC is involved in the central commands that cause parasympathetic cardiac
withdrawal during static handgrip exercise [67]. During exercise, both central commands and the
exercise pressor reflex reset the operating point of the arterial baroreceptor reflex towards higher
values of blood pressure and heart rate [65]. There is evidence that this resetting is mediated
by neuronal circuitry in the NTS [59]. Chronotropic incompetence, i.e. the failure to increase
heart rate to a level commensurate with increased workload, may occur in patients with heart
failure because sympathetic overactivation desensitizes myocardial beta-adrenergic receptors,
and portends a poor prognosis [68]. Aerobic exercise training may decrease sympathetic
activation and ameliorate chronotropic incompetence in patients with heart failure [68,69]. The
mechanisms of this beneficial effect are thought to involve inhibition of the NFκB-dependent
inflammatory cascade, angiotensin II receptor expression and oxidative stress in RVLM and PVN
neurons [69].
(iii) Sleep
The transition from wakefulness to non-rapid eye movement (non-REM) sleep brings about
an increase in HP [78], which is attributed to an increase in parasympathetic activity [79]. On
passing from non-REM sleep to REM sleep, which accounts for approximately 20% of total
sleep time, HP generally shows a mild tonic decrease, which is superimposed on large transient
changes in HP associated with bursts of rapid eye movements, phasic increases in the activity of
the pyramidal tract, ponto-geniculo-occipital waves, and acceleration of the hippocampal theta
rhythm (reviewed in [78]). These sleep-related changes in HP are best explained by sleep-related
central autonomic commands, which override or reset baroreflex function [80]. The hypothalamic
suprachiasmatic nucleus (SCN) is the master pacemaker responsible for the circadian rhythms of
wake–sleep states [81] and of blood pressure and HP [82]. Neurons in the SCN may issue circadian
autonomic commands involving sympathetic and parasympathetic outflows by projecting to the
PVN [83], which, as mentioned previously, is a master autonomic controller in the CAN [27].
However, the main SCN contribution to the circadian cardiovascular rhythms is thought to
come indirectly from the circadian rhythms of rest and activity [84] or, more precisely, of
wakefulness, non-REM sleep and REM sleep [85], each of which appears associated with specific
central autonomic commands [86]. The central autonomic commands during non-REM sleep
may involve inhibitory projections from sleep-active neurons of the hypothalamic ventrolateral
preoptic nucleus to the S0N of the PVN [87], central thermoregulatory pathways including
the RVMM, central baroreflex pathways including the NTS, the parabrachial and Kölliker–Fuse
nuclei, and command neurons in the pedunculopontine tegmental (PPT) nucleus [86]. During
REM sleep, central autonomic commands may involve the PAG, the pontine sublaterodorsal and
PPT nuclei, and the vestibular and raphe obscurus medullary nuclei [86].
tachycardia bradycardia
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hyperhidrosis yawning
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mydriasis miosis
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bradyarrhythmias asystole
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hyperhidrosis dehydration
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autonomic syndromes may provide key pathophysiological insights and therapeutic success.
Given these clinical implications, in the present section we will characterize the clinical features,
the supposed pathogenetic mechanisms, and the common causes of autonomic hyperactivity,
focusing on its cardiovascular consequences.
hypertension
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hyperthermia
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muscle wasting
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impairment of memory
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course, and postictal rather than ictal arrhythmias together with respiratory abnormalities seem
of greater importance to the pathophysiology of sudden unexpected death in epilepsy [104]. In
seizures occurring during sleep, as in nocturnal frontal lobe epilepsy, an increase in sympathetic–
parasympathetic balance, similar to that associated with physiological arousal from sleep, usually
precedes the onset of the motor manifestations. This suggests a role of autonomic activation,
which is part of the arousal response, in triggering seizures [105].
neurons in the medial preoptic hypothalamus [116,117]. This is a dramatic example of the complex
and still poorly understood interactions between the brain, autonomic activity and the immune
system, which are a burgeoning area of research [118].
events can be triggered by acute mental stress caused by events such as an earthquake, a
televised high-drama soccer game, job strain or the death of a loved one [149]. Animal studies
suggest that stressors presumed to provoke acute negative emotions affect cardiovascular
physiological control and increase the risk of sudden cardiac death through haemodynamic and
electrophysiological pathways increasing sympathetic output, impairing endothelial function and
creating a hypercoagulable state [150]. Interestingly, post-traumatic stress disorder, which is an
anxiety disorder initiated by exposure to a traumatic event, is also independently associated with
increased risk of incident coronary heart disease and mortality [151].
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