Professional Documents
Culture Documents
The Alchemy
of Glass
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The Alchemy
of Glass
Counterfeit, Imitation,
and Transmutation in
Ancient Glassmaking
Marco Beretta
All rights reserved. No part of this book may be used or reproduced in any
manner whatsoever without written permission of the copyright holder except
in the case of brief quotations embodied in critical articles and reviews.
To Alice
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Contents
preface ix
abbreviations xvii
chapter 1
Artificial and Natural Glass in Mesopotamia and Egypt 1
chapter 2
The Greek Philosophers: Between Crystal and Glass 23
chapter 3
A Technical Revolution:
The Introduction and Cultural Impact of Glassblowing 57
chapter 4
Glass and Alchemy 83
chapter 5
From Byzantine Glass to Early Modern Alchemy 125
Epilogue 165
Bibliography 175
vii
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Preface
A
fter centuries of fierce debate, the question of the ancient origins
of alchemy remains one of the favourite themes in the historiog-
raphy of chemistry.1 The very origin of the word “chemistry” has been a
matter of violent dispute among philologists and historians, who have
not yet agreed upon a commonly-accepted definition.2 Does chemistry
derive from the Egyptian term kmt 3, the black pigment used to paint
the eyes, or is it the result of the evolution of the Greek verb chema, in-
dicating the operation of fusion?4 Connecting alchemy to our present
investigation, we might add another possible etymology by recalling
that the Egyptian word for natural black glass, obsidian, is Aner chem
(black stone). Is this material connected to the origins of the chemical
arts? Or would we be better off abandoning the ambiguous etymology
of alchemy and substituting it with a more operative term such as chym-
1 The bibliography on this subject is both rich and ancient. On the ancient and
modern historiography see Jost Weyer, Chemiegeschichtsschreibung von Wiegleb
(1790) bis Partington (1970): eine Untersuchung über ihre Methoden, Prinzipien und
Ziele (Hildesheim: H. A. Gerstenberg, 1974); For a survey of the contemporary de-
bate see Lawrence M. Principe and William R. Newman, “Some problems with the
historiography of alchemy,” in William R. Newman and Anthony Grafton (eds.)
Secrets of Nature: Astrology and Alchemy in early modern Europe (Boston: The MIT
Press, 2001), pp. 385–431.
2 Otto Lagercrantz, “Das Wort Chemie,” Kungl.Vetenskapssocietetens Årsbok,
Graeco-Roman Egypt (London: Frederik Muller, 1970), pp. 68–89 and the impor-
tant introduction by Robert Halleux to Les alchimistes grecs. Papyrus de Leyde–Pa-
pyrus de Stockholm–Fragments de recettes (Paris: Les Belles Lettres, 1981), pp. 24–78.
ix
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5 Lawrence M. Principe (ed.), Chymists and Chymistry. Studies in the History of Alchemy
compiled around the tenth century CE, in the Byzantine lexicon Suda. Under the
heading Chêmeia we in fact read: “The preparation of silver and gold. Diocletian
sought out and burned books about this. [It is said] that due to the Egyptians’ re-
volting behavior Diocletian treated them harshly and murderously. After seeking
out the books written by the ancient [Egyptians] concerning the alchemy of gold
and silver, he burned them so that the Egyptians would no longer have wealth from
such a technique, nor would their surfeit of money in the future embolden them
against the Romans.” Ada Adler (ed.), Svidae Lexicon, 5 vols. (Leipzig: Teubner,
1928–1938) heading: chi, 280. English translation by Ross Scaife.
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until Late Antiquity; rather, precious gems and lapis lazuli were often
regarded as the most valuable minerals, and these stones were easily and
often imitated in glass. The fact that glassmaking could already count
on a rich ancient tradition of imitating precious stones by the Hellenis-
tic period alone certainly merits the attention of historians of alchemy,
as it points to an important field through which it is possible to better
understand the historical background of the Chrysopoeia.
The aim of the present study is not to propose a conclusive solution
to the controversial issue of the origins and definition of alchemy, but
rather to draw our attention to an aspect of early alchemical texts which
has so far been neglected. In what follows, I attempt to show that glass
played an important role in ancient technical and alchemical literature,
and that the chemical operations devised to improve glassmaking in-
spired alchemists to better define the theoretical boundaries of their
discipline and, more specifically, the concept of transmutation.
In Antiquity, glass, more than any known product of the earth, was
a material that could be easily shaped and colored to imitate any pre-
cious stone or mineral substance; its natural lustre and transparency in-
spired ancient naturalists and philosophers at a very early stage to find
an explanatory theory that could give a rational account of these marvel-
lous properties. Such efforts increased after the technical revolution in-
spired by the introduction of glassblowing during the first century BCE,
and were intimately connected with the history of alchemy. However,
given the scarcity of information provided by ancient alchemical texts on
this matter, I have expanded my examination by taking a large variety of
sources into consideration. Literary texts, epigraphic inscriptions and,
above all, archaeological remains have often offered the most helpful in-
formation for deciphering the few extant textual fragments that describe
the techniques and theory behind ancient glassmaking. In this respect,
this study is a contribution to the material history of science. It is an at-
tempt to study the development of alchemy by following the history of
a material which, in my view, offers inspiring insights into the histori-
cal debate concerning the structure and identity of matter.
Attention to archaeological data reveals that Egypt played an excep-
tionally important role in directing early Greek philosophers and natu-
ralists’ interests in the properties of glass. Egyptian priests projected a
religious meaning onto the mineral kingdom, and each mineral was en-
dowed with special properties that evoked the presence of the gods.
When it was discovered that glass could imitate lapis lazuli, Egyptian
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craftsmen began to reflect upon the properties of matter and the value
that should be attributed to imitations. Were imitations mere counter-
feits or faithful replicas of the natural stones? This was a critical question
because, with the XVIIIth dynasty, the production and trade of both ar-
tificial and natural lapis lazuli became an important aspect of Egyptian
religious ritual and culture. For example, a recent exhibition at the Met-
ropolitan Museum in New York City displayed items found in a fifteen-
meter long vessel dating to the fourteenth century BCE; among these
were 350 kilograms of turquoise and purple glass ingots from Egypt,9
revealing the considerable size and scope of a glass industry which was
highly appreciated throughout the Mediterranean. Moreover, such a
find reveals the diffusion of the practice of using glass to counterfeit
lapis lazuli and other precious stones.
The Egyptian glassmaking tradition survived in Hellenistic Alexan-
dria, exporting both technical know-how and theoretical insights to
Palestine and, during the Roman Empire, along the Mediterranean
coastline. Such an influence explains the Greek alchemists’ admiration
for Egyptian culture and reveals it to be due only in part to a rhetorical
leitmotiv, as has been often claimed. Ideas circulated in the Mediter-
ranean along with commodities and technical knowledge. Thus the de-
velopment of alchemy, like glassmaking, is the result of a fusion of
multi-cultural traditions. As much as ancient alchemy was characterised
by a remarkable attention to the chemical arts, we must always bear in
mind that its first definition regarded it as a “holy” and “sacred” art, and
that its philosophical and spiritual background were no less essential
features of its identity than divination and magic were connotative ele-
ments of astrology. This side of ancient alchemy once more underscores
its debt to Egyptian culture and religion.
Regrettably the corpus of alchemical texts is mostly made up of a
few fragmentary works of a collection that was considerably larger in its
original form. Moreover, the fragments that survive in our time are
often of an uncertain date. The scarcity of sources for Greek alchemy is
aggravated by Bethelot and Ruelle’s publications in the nineteenth cen-
tury, which have been only partially replaced by the excellent texts and
9 Joan Aruz, Kim Benzel, and Jean M. Evans (eds.),Beyond Babylon. Art, Trade, and
Diplomacy in the Second Millennium B.C. (New Haven: Yale University Press,
2008). In the same discovery, several glass beads and precious stones were also
found.
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10 The results of the seminar were published in M. Beretta (ed.), When Glass mat-
ters: Studies in the History of Science and Art from Graeco-Roman Antiquity to the Early
Modern Era (Florence: Leo S. Olschki, 2004).
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Marco Beretta
Le Ville, January 2009
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Abbreviations
xvii
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chapter 1
1 Axel von Saldern, A. Leo Oppenheim, Robert H. Brill and Dan Barag, Glass and
Glassmaking in Ancient Mesopotamia (Corning: The Corning Museum of Glass
Press, 1970 reprinted 1988) and Peter Roger Stuart Moorey, Ancient Mesopotamian
Materials and Industries: the Archaeological Evidence (Oxford: The Clarendon Press,
1994).
2 The most up-to-date reconstructions of the history of Egyptian glassmaking are
1
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and Ina Shaw (eds.), Ancient Egyptian Materials and Technology (Cambridge: Cam-
bridge UP, 2000), pp. 195–224 and by Birgit Schlick-Nolte and Rosmarie Lierke,
“From Silica to Glass: on the Track of the Ancient Glass Artisans,” in Robert
Bianchi (ed.), Reflections on Ancient Glass from the Borowski Collection (Mainz: von
Zabern 2002), pp. 9–40; still useful is the work by A. Lucas and J.R. Harris, An-
cient Egyptian Materials and Industries, 4th ed. (London: E. Arnold, 1962), pp.
155–194.
3 According to one of the major experts in the history of ancient glass, “Glazing of
small objects was practised as far back as c 4000 B.C., or even earlier, while the
manufacture of free-standing glass object is thought to have begun about 2500
B.C., both in Egypt and in Mesopotamia. The first glass vessels are about 1000
years later.” Donald B. Harden, “Glass and Glazes,” in Charles Singer et al. (eds.),
A History of Technology (Oxford: At the Clarendon Press, 1956), vol. 2, pp. 311–346
on p. 311.
4 A. Leo Oppenheim, Robert H. Brill and Dan Barag Glass and Glassmaking, Cit.,
pp. 5–7. The association between chemical operations and propitious days is typi-
cally alchemical. Although referring to the Hellenistic period, Ingeborg Hammer
Jensen has remarked that: “die alten Alchymisten haben [. . .] die astrologischen
Theorien gekannt, haben sie aber nur rhetorisch gebraucht, ohne ihnen Bedeutung
für die Alchymie beizumessen; nur in einem Punkt: dass bestimmte Operationen an
bestimmten Tagen and zu bestimmte Zeiten zu machen sind, scheint die Alchymie von
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der Astrologie beinflusst.” (My italics). I. Hammer Jensen, Die älteste Alchymie
(Copenhagen: Andr. Fred. Høst & Søn, 1921), p. 14. Compare this with the cita-
tion of next footnote.
5 “When you set up the foundation of a kiln to (make) glass, you (first) search in a
favorable month for a propitious day, and (then) you set up the foundation of the
kiln. As soon as you have completely finished [. . .], you place (there) Kūbu images,
no outsider or stranger should (thereafter) enter (the building) [. . .] You regularly
perform libation offerings before them . . .” A. Leo Oppenheim, Robert H. Brill
and Dan Barag Glass and Glassmaking, cit., p. 32.
6 Birgit Schlick-Nolte, Die Glasgefässe im alten Ägypten (Berlin: B. Hessling, 1968)
and E. Marianne Stern and Birgit Schlick-Nolte, Early glass of the Ancient World,
1600 B.C.–A.D. 50 : Ernesto Wolf collection (Ostfildern : Verlag G. Hatje, 1994), p.
128.
7 A. Leo Oppenheim, Robert H. Brill and Dan Barag Glass and Glassmaking, cit.,
p. 52.
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8 The possibility of artificially producing natural bodies has been justly identified as
one of the main features of alchemical thought by William R. Newman in
Promethean Ambitions. Alchemy and the Quest to Perfect Nature. (Chicago: University
of Chicago Press, 2004), pp. 11–36. See also the collection of essays edited by
Bernadette Bensaude-Vincent and William R. Newman, The Artificial and the Nat-
ural. An Evolving Polarity (Cambridge Mass.: The MIT Press, 2007).
9 Mary Luella Trowbridge, Philological Studies in Ancient Glass (Urbana: University
a phoenician discovery?
The only surviving ancient text devoted to the origin of glass challenges
the Mesopotamians’ supremacy in the history of this material. In a work
composed by Pliny the Elder in the first century CE, we find out that
10As maintained, for instance, by R. Eisler, “Der babylonische Ursprung der Al-
chemie,” Chemiker Zeitung, (1925), Nos. 83 and 86.
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11 The etymology of this word to designate soda is rather problematic. It may de-
rive from the Egyptian Ntr and the Hebrew verb netar (to effervesce). The Greek
term, nitron or natron, was translated into Latin as nitrum to designate where the
soda along with other nitrates were gathered near Alexandria in Egypt. This gen-
erated so much confusion that even in 1556, Georgius Agricola, in his De re
metallica (Basel: Froben, 1556), was unable to distinguish between the substances
so named by this single term. On this see Eug. Peligot. Le verre. Son histoire, sa
fabrication (Paris: G. Masson, 1877), pp. 308–310. For an up-to-date compre-
hensive treatment, see also James R. Partington, A History of Greek Fire and Gun-
powder, 2nd ed., (Baltimore-London: Johns Hopkins University Press, 2000), pp.
298–309; Marco Beretta, “Stampa, incisioni e terminologia nel De re metallica di
Giorgio Agricola,” in Massimo Galuzzi, Gianni Micheli and Maria Teresa.
Monti (eds.), Le forme della comunicazione scientifica (Milano: F. Angeli, 1998),
pp. 191–216).
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liquid flowed forth in streams; and this it is said, was the origin
of glass.12
12 Pliny The Elder, Naturalis Historia, Book. 36, 65; Loeb Classical Library,
transl. D.E. Eichholz, (Cambridge Mass.-London: Harvard University Press-/
Heinemann), vol. X, 1962, p. 151. In order to illustrate the plausibility of Pliny’s
account, experiments have been carried out to demonstrate the possibility of ob-
taining glass paste; H. Löber, “Hatte Plinius der Ältere Recht mit seinem Bericht
über das Entstehen des Glases?” in Thea Elisabeth Haevernick & Axel von Saldern
(eds.), Festschrift für Waldemar Haberey (Mainz, 1976), pp. 85–88; E. Marianne
Stern, The Toledo Museum of Art. Roman Mold-blown Glass. The First through Sixth
Centuries (Roma: L’Erma di Breitschneider, 1995), pp. 65 ff.
13 J. R. Partington, Origins and Development of Applied Chemistry (London: Long-
glassmaking and were content to trade with the Phoenicians for the
products they brought from the Far East, the Egyptians aimed for the
creation of their own independent, domestic industry.
glassmakers in egypt:
craftsmen or alchemists?
14 H. C. Beck, “Glass before 1500 B.C.,” Ancient Egypt and the East, (1934),
19:7–21; J. F. S. Stone and L. C. Thomas, “The Use and Distribution of Faience
in the Ancient East and Prehistoric Europe,” Proceedings of the Prehistoric Society,
1956, 22:37–84; for a convincing recent reconstruction see Nicholson and Hen-
derson, “Glass,” cit. and C. M. Jackson, P. T. Nicholson and W. Gneisinger,
“Glassmaking at Tell El-Amarna: An Integrated Approach,” Journal of Glass Stud-
ies, (1998), 40:11–23.
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15 Garth Fowden, The Egyptian Hermes: A Historical Approach to the Late Pagan
Mind (Princeton: Princeton University Press, 1993), p. 67.
16 See for instance Ole Borch’s Hermetis, Ægyptiorum, et chemicorum sapientia ab
nische Ägypten. Akten des internationalen Symposions 26–30 September 1978 in Trier
(Mainz am Rhein: P. von Zabern, 1983), pp. 109–118; P. Derchain, “L’Atelier des
Orfèvres à Dendara et les origines de l’Alchimie,” Chronique d’Egypte (1990),
65:219–242; Sydney Aufrère, L’Univers Minéral dans la Pensée Égyptienne (Cairo:
IFAO, 1991) 2 vols.
18 Ancient artisans did not recognise the necessity of lime. Their recipes mentioned
only silica and alkali: “the lime came, unrecognized, either with silica or with alkali”
E. Marianne Stern and Birgit Schlick-Nolte, Early glass of the Ancient World, cit.,
p. 19.
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glass.19 “Both glass and faience were treated as artificial precious stones”20
and Egyptian craftsmen seemed to have mastered both techniques with
the greatest dexterity (Fig. 1). In fact the variety of glassy artifacts pro-
duced in Egypt includes “the largest known until Roman times. [It also
19 These differences are exhaustively dealt with in Robert James Forbes, Studies in
Ancient Technology 2nd ed. (Leiden: E.J. Brill, 1966), vol. 5, pp. 111–117. As for the
chronology of the three arts see Donald B. Harden, “Glass and Glazes,” in Charles
Singer et alia (eds.), A History of Technology, cit., pp. 311–318.
20 Nicholson and Henderson, “Glass,” cit., p. 195.
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faience in Amarna: different methods of both supply for production, and subse-
quent distribution” in Andrew J. Shortland (ed.), The Social Context of Technologi-
cal Change. Egypt and the Near East, 1650–1550 BC (Oxford: Oxbow Books, 2001),
pp. 147–160.
23 Ibid., p. 158 (my italics).
24 Interestingly the glass furnaces found in Tell el-Amarna by Flinders Petrie (see
next note) show glass manufacture without fritting and without losing its quality:
on this see Paul T. Nicholson and Caroline M. Jackson, “Tell el-Amarna and the
Glassmakers’ Shop of the Second Millenium BC,” in Marie-Dominique Nenna
(ed.), La route du verre. Ateliers primaries et secondaires du second millénaire av. J.-C.
au Moyen Age (Lyon: Maison de l’Orient Méditerranéen, 2000), pp. 11–21.
25 A recent attempt to reconstruct a glass furnace is described in C. M. Jackson, P.
by adding alkali such as soda and other alkaline compounds which change some of
the physical-chemical characteristics of the vitrifying agents. The highest temper-
ature reached in glassmaking during antiquity reached 1000–1100° only around the
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first century BCE. This was a major achievement because, as Neuburger has
pointed out, the highest temperature reached by the ancients to reduce copper-ores
was 1100°, and this was probably “die höchste Temperatur [. . .] die man in Alter-
tume bei hüttenmännischen Prozessen zu erreicht vermochte,” Albert Neuburger
Die Technik des Altertums (Leipzig: R. Voigtländer, 1919), pp. 25–26.
27 A. Lucas and J.R. Harris, Ancient Egyptian Materials and Industries, cit., p. 179.
28 Edda Bresciani, introduction to Le vie del vetro. Egitto e Sudan (Pisa: Giardini ed-
31 “It is not a distinction of which the Egyptians themselves were ever acutely con-
scious, and it is evident that the name of almost any stone could equally be applied
to its imitation in faience and glass, it being quite impossible in many cases to tell
which is meant . . .” John Richard Harris, Lexicographical Studies in Ancient Egypt-
ian Minerals. Institut für Orientforschung. Veröffentlichung. no. 54 (Berlin: Deutsche
Akademie der Wissenschaften zu Berlin, 1961), p. 13.
32 John Richard Harris, Lexicographical Studies in Ancient Egyptian Minerals, Cit..
This word already appeared in the era of the Pyramids (Old Kingdom) although it
was exclusively used to denote faience. I have used the Thesaurus Linguae Aegyptiae
published on the internet by the Berlin-Brandenburgischen Akademie der Wis-
senschaften. The Thesaurus contains also the classical Wörterbuches der ägyptischen
Sprache by Adolf Erman published in 1897.
33 John Richard Harris, Lexicographical Studies in Ancient Egyptian Minerals, cit., p.
100. See also Forbes, Studies in Ancient Technology, cit., p. 123 and Adolf Erman
and Hermann Grapow, Das Wörterbuch der ägyptischen Sprache; zur Geschichte eines
großen wissenschaftlichen Unternehmens der Akademie (Berlin: Akademie-Verlag,
1953).
34 Oswyn Murray, “Hecataeus of Abdera and Pharaonic Kingship,” The Journal of
believed in the principle of matter that, divided into the four elements,
became the basis of all living beings.35 Diogenes Laertius (I, 10) syn-
thesised Hecataeus’ report with the following words:
They [the Egyptians] say that matter was the first principle, next
the four elements were derived from matter, and thus living things
of every species were produced.36
D. Hicks. The Loeb classical library (Cambridge Mass.: Harvard University Press,
2000), p. 11.
37 Diodorus of Sicily, The Library of History, (Historiarum libris aliquot qui extant)
p. 13
44 Ibid, p. 21.
45 The relation between the four constituent elements of matter and the importance
46 Leo Oppenheim, Robert H. Brill and Dan Barag Glass and Glassmaking, cit., p. 6.
47 John Richard Harris, Lexicographical Studies in Ancient Egyptian Minerals, cit.,
p. 128. For a contextualization of technical professions in Ancient Egypt see R. J.
Forbes, “Professions and Crafts in Ancient Egypt,” Archives Internationales d’His-
toire des Sciences, (1950), 12:559–618.
48 A comprehensive survey of the high social status reached by metal craftsmen in
Ancient Egypt is Sydney Aufrère, L’Univers Minéral dans la Pensée Égyptienne cit.,
vol. 2, pp. 363 and ff.
49 Galen, Adversus ea quae Juliano in Hippocratis aphorismos enunciata sunt libellus in,
Id., Claudii Galeni Opera Omnia. Editionem curavit C. G. Kühn, Reprint of the orig-
inal edition Leipzig 1829 (Hildesheim: Georg Olms, 1965) vol. 18:1, p. 247.
50 Marcellin Berthelot, Les origines de l’alchimie. (Paris : Georges Steinheil, 1885),
pp. 43–45 ; Franz Cumont, L’Egypte des astrologues. (Bruxelles: Fondation Egyp-
tologique Reine Elisabeth, 1937), chapter 7.
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well wonder to what extent such ritualistic origins encouraged the se-
crecy surrounding metallurgical and chemical operations.51 This seems
to be confirmed in a funerary inscription on an Official’s coffin declar-
ing him “superior of the secrets and chief of the metallurgists of the
house of Amon.”52 Further, the glass furnace discovered in Tell el-
Amarna by Flinders Petrie was directly connected with the decoration
of the temple, indicating that glassmakers were favoured by Royal pro-
tection and monopoly.
In the third century CE, Zosimos of Panopolis reported the exis-
tence of an alchemical furnace in the sanctuary devoted to the God Ptah
at Memphis53 (Fig. 3). Zosimos’ testimony shows the proximity be-
tween the chemical arts and Egyptian priests’ activities, which must
have been relatively old, as they can be traced back at least to the Hel-
lenistic period.54 It is therefore difficult to share Festugière’s belief that
the Egyptians’ only contribution to the emergence of ancient alchemy
was their technical skill, and that it was the Greeks alone who furnished
these practical notions with an adequate theoretical foundation.55
pièces, que même les initiés aux choses sacrées n’avaient pas trouvé le moyen de re-
constituer.” From Michèle Mertens (ed.), Les alchimistes grecs. Zosimos de Panopolis.
Mémoires authentiques (Paris: Les Belles Lettres, 2002), p. 23. For a commentary on
the meaning of this citation Ibid. pp. 187–188. Zosimos’ text was published in
Marcellin Berthelot, Charles Emile Ruelle (eds.), Collections des anciens alchimistes
grecs (Paris: Georges Steinheil, 1888), vol. 2, p. 216.
54Berthelot, Ruelle, cit., vol. 2, pp. 97–98. Johannes Dümichen, “Ein Salbölrecept
aus dem Laboratorium des Edfutempels,” Zeitschrift für Ägyptische Sprache und Al-
terthumskunde, 1879, 17:97–128; Walter Otto, Priester und Tempel im Hellenistis-
chen Ägypten. Ein Beitrag zur Kulturgeschichte des Hellenismus. (Leipzig-Berlin:
Teubner, 1905), vol. 1, pp. 291–315; P. Derchain, “L’Atelier des Orfèvres á Den-
dera et les origins de l’Alchimie,” in Chronique d’Egypte, 1990, 65:219–242.
55 “L’alchimie gréco-égyptienne, d’où ont dérivé toutes les autres, est née de la ren-
contre d’un fait et d’une doctrine. Le fait est la pratique, traditionnelle en Egypte,
des arts de l’orfèvrerie. La doctrine est un mélange de philosophie grecque, em-
pruntée surtout à Platon et à Aristote,” Jean André Festugière, La révélation d’Her-
mès Trismégiste (Paris : Les Belles Lettres, 1986), vol. 1, pp. 218–219. Against this
thesis see the work by Garth Fowden, The Egyptian Hermes: A Historical Approach
to the Late Pagan Mind, cit.
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Glazed statue of Ptah, Egyptian God, patron of the artisans. First century
F i g . 3.
CE. SANC 22607.
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The Egyptian [blue] is the best for making pure pigments. [Its] va-
riety is manufactured and those who write the history of the kings
of Egypt state which king it was who first made fused kyanos in im-
itation of natural kind; and they add that kyanos was sent as tribute
from Phoenicia and as gifts for other quarters, and some of it was
natural and some had been produced by fire.58
56 Forbes, “Professions and Crafts,” cit., p. 601; Sydney Aufrère, L’Univers Minéral,
cit., vol. 2, p. 439. This recognition was pervasive enough that it must have played
a role in the credit given to the applied Arts in Ptolemaic Alexandria.
57 Kyanos is the Greek term introduced to denote both the Egyptian blue and col-
ored blue glass; see Trowbrigde, Philological Studies, cit. On Egyptian blue and
other pigments see Daniel Le Fur, “Les pigments dans la peinture égyptienne” in,
Pigments et colorants de l’Antiquité et du Moyen Age. Teinture, peinture, enluminure –
études historiques et physico-chimiques (Paris: CNRS Editions, 2002), pp. 181–188.
On the Roman production of Egyptian blue an its literary background see François
Delamare, “La recette du caeruleum de Vitruve. Le point de vue de la science des
matériaux,” cit.
58 Theoprastus, De lapidibus 55; Theophrastus, On stones. Introduction, Greek Text,
English Translation and Commentary eds. Earle R. Caley and John F. C. Richards
(Columbus: The Ohio State University, 1956) p. 57.
59 On this see Carl Richard Lepsius, “Les métaux dans les inscriptions égypti-
61 By this term was also meant “to be blue, to shine like heaven.”
62 “The finding of cobalt in Egyptian glass, especially at so early a date as the Eigh-
teenth Dynasty, is of considerable importance, since cobalt compounds do not
occur in Egypt except as traces in other minerals, and their presence of glass, if con-
firmed, would seem to indicate that the Egyptian glass makers of that time were in
contact with glass makers elsewhere, who were using this material,” A. Lucas and
J.R. Harris, Ancient Egyptian Materials, cit. p. 189. On the use of cobalt see also
Lepsius, “Les métaux dans les inscriptions égyptiennes,” cit. pp. 32–33 and the
more recent article by Julian Henderson, “The raw Materials of early Glass Pro-
duction,” Oxford Journal of Archaeology, 1985, IV/3:267–291.
ch01_5350.qxd 9/15/09 2:35 PM Page 22
63On the theoretical importance of colors in ancient alchemical thought see Arthur
John Hopkins, “Transmutation by Color” in Studien zur Geschichte der Chemie, Fest-
gabe Edmund O. von Lippmann zum siebzigsten Geburtstag dangebracht (Berlin:
Springer, 1927), pp. 9–14; Robert Halleux, “Pigments et colorants dans la Mappae
Clavicula” in Pigments et colorants de l’Antiquité et du Moyen Age. Teinture, peinture,
enluminure – études historiques et physico-chimiques (Paris: CNRS Editions, 2002),
pp. 173–180.
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chapter 2
Like their predecessors, the Classical Greek philosophers did not be-
lieve that glass was a combination of ingredients obtained through the
exclusive intervention of technology. They considered it a material en-
dowed with particular characteristics, whose combinations could occur
as the natural effect of the melting of a metallic substance. As Robert
Halleux shows in his fundamental monograph on classical metallurgy,
the Greeks identified metals with products of mineral extraction that
23
ch02_5350.qxd 9/15/09 2:36 PM Page 24
were meltable or soluble.1 These included not only metals such as gold,
silver and copper, but also composite bodies such as glass and some
mineral pigments that, under the ancient philosophy of matter, were
considered metals. What curiously associated these disparate materials
was their common property of being products of mineral extraction and,
above all, their quality of being meltable materials. Their macroscopic
differences were believed to be due to the combined action of fire and
metallurgical techniques.2
The most important feature of this pre-Aristotelian philosophy of
matter stems from the combination of Empedocles’ theory of the four
elements with Heraclitius’ emphasis on the central role of fire in the
transformation of material substances.3 Neither of the two theories,
however, was entirely new and it is quite natural to suppose that the
Greek philosophers of nature explored the mineral world by appropri-
ating several notions and theories that had already been developed by
the Egyptians. In this respect, Empedocles’ philosophy of nature is par-
ticularly striking. In his poem on nature he associated the four elements
with the gods: “shining Zeus, life-bringing Hera, Aidoneus and Nestis
who with her tears waters mortal springs.”4 Empedocles explained the
mechanism supporting this quadripartition of matter5 by resorting to a
particular craft:
1 Robert Halleux, Le problème des métaux dans la science antique (Paris: Les Belles
Lettres, 1974), pp. 36 ff.; see also Harlad Othmar Lenz, Mineralogie der alten
Griechen und Römer (Gotha: G.F. Thienemann, 1861), pp. 20–24; F.X.M. Zippe,
Geschichte der Metalle (Vienna: W. Braunmüller, 1857), pp. 1–17.
2 E. Robert James Forbes, Metallurgy in Antiquity: A Notebook for Archaeologists and
gold and gold for goods” [Fr. 219], G. S. Kirk, J. E. Raven and M. Schofield (eds.),
The Presocratic Philosophers. A Critical History with a Selections of Texts. 2nd edition.
(Cambridge, Cambridge UP, 1983), p. 198.
4 G. S. Kirk, J. F. Raven, M. Schofield (eds.), The Presocratic Philosophers, cit., p.
286. The fragment was originally published in Hermann Diels, Die Fragmente der
Vorsokratiker. Herausgegeben von Walther Kranz. Sixth edition. (Berlin: Wied-
mannsche Verlagsbuchhandlung, 1951) (hereafter DK) A37. Zeus represents Fire,
Hera Air, Aidoneus Earth and Nestis Water. On Empedocles’ theory see Peter
Kingsley, Ancient Philosophy, Mystery and Magic. Empedocles and the Pythagorean
Tradition (Oxford: Oxford UP, 1995).
5 Empedocles, a follower of Pythagoras, was probably influenced by the doctrine of
tetraktys which stated that the first quaternary (the perfect number 10) it is formed
ch02_5350.qxd 9/15/09 2:36 PM Page 25
Interestingly, the analogy to how painters could mix the four ele-
mentary colors to evoke both material and metaphysical entities, ex-
plained how the immense variety of things composing the universe
could be created from the sole four elements. Moreover, colors did not
merely represent the thing painted; they also evoked its essence, thus
participating in its identity even when such an identity was metaphysi-
cal. The connection Empedocles drew between the cosmological theory
of the four elements and a technical craft was far from an exception;
much of the nomenclature used by pre-Socratic philosophers to denote
the cause of natural phenomena was taken directly from the technical
jargon of the arts and crafts.7
by the addition of the first four numbers. The geometric translation of this arith-
metic statement established the tetrahedron as the first three dimensional form,
thus making of the number four the basis of solid matter. On Pythagoras’ mathe-
matics see Thomas Heath, A History of Greek Mathematics (Oxford: Clarendon
Press, 1921), vol. 1, pp. 65–67; see also G. S. Kirk, J. F. Raven, M. Schofield (eds.),
The Presocratic Philosophers, cit., p. 232–234. The ontological value of number four
in other scientific disciplines such as logic, music and medicine was pointed by
Varro (first century BCE) in his De lingua Latina X, 45–46. The importance of
Egyptian culture on Greek philosophers and naturalists has been recently stressed
with little originality and with some far fetched arguments by Théophile Obenga,
L’Egypte, la Grèce et l’école d’Alexandrie. Histoire interculturelle dans l’Antiquité. Aux
sources egyptiénnes de la philosopie greque (Paris: l’Harmattan, 2005). On Heraclitus
and Empedocles see Ibid., pp. 67–86. On the influence of Egyptian culture on
Greek science see also Martin Bernal, “Animadversions on the Origins of Western
Science,” Isis, (1992), 83: 596–607.
6 G. S. Kirk, J. F. Raven, M. Schofield (eds.), The Presocratic Philosophers, cit., p.
Rouen: Somogy, 2000, p. 25), one reads: “Les textes [de l’antiquité] font souvent
allusion à des miroirs en verre, dont l’archéologie n’a livré que des modestes ves-
tiges.” See also Jean Morin, Vitrum, in Charles Daremberg and Edmond Saglio,
(eds.), Dictionnaire des Antiquités Grecques et Romaines d’après les textes et les monu-
ments (Paris: Librairies Hachette, 1875), vol. 5, pp. 934–949 in particular p. 947.
Significantly, the few archaeological finds are considered to be more authoritative
evidence than the literary sources and the curators of the catalogue surprisingly
maintain that glass mirrors had a certain diffusion only from the second century
CE, notwithstanding that glass mirrors were found in excavations at Herculaneum
where they can be dated earlier by at least a century. Furthermore, the catalogue
makes no mention of Archimedes’ use of burning mirrors or those used by his
Alexandrian and Byzantine imitators.
12 On burning mirrors, see now Catoptriciens Grecs. Edited by Roshdi Rashed
(Paris: Les Belles Lettres, 2000) where one finds explicit references to the use of
glass in the treatises of Diocles and Anthemios of Tralles.
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If any one should say to me that the heaven is of brass, or glass, or,
as Empedocles says, that it is frozen air, must I at once assent be-
cause I do not know of what material the heaven is?14
13 Aetius, Placita, II, 11,1 in Hermann Diels (ed.), Doxographi graeci. Collegit, re-
censuit, prolegomenis indicibusque instruxit H. Diels (Berlin, 1879), p. 339.
14 “An si mihi quispiam dixerit aeneum esse caelum aut uitreum aut, ut Empedo-
cles ait, aerem glaciatum, statim ne adsentiar, quia caelum ex qua materia sit ig-
norem?” Lactantius, De Opificio Dei, 17, 6. In a later work he seems to mix
Empedocles’ and Philolaus’s theories (see next note) with his own when he writes:
“Orbem uitreum plenum aquae si tenueris in sole, de lumine quod ab aqua refulget
ignis accenditur etiam in durissimo frigore.” Lactantius, De ira Dei 10, 19. In the
Book of Revelations by Saint John, probably compiled in the second century CE,
we find the following variant of the analogy of glass/crystal: “et in conspectu throni
tamquam mare vitreum simile crystallo.” (Revelations, 4: 6).
15G. S. Kirk, J. E. Raven and M. Schofield (eds.), The Presocratic Philosophers, cit.,
pp. 154–155. DK (fr. 154). The idea of the crystalline sphere would eventually be
taken up by Empedocles too.
16 On this see the ingenious interpretation by Paul Tannery, Pour l’histoire de la sci-
ence Hellène. 2nd edition. (Paris: Gauthier-Villars, 1930), pp. 160–161 and 170.
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glass (hyaloeides), “which receives the reflected light of the fire in the
universe and transmits it to us.”17
The surprising extension of glass and crystal as complementary ma-
terial models18 among Greek natural philosophers has been recently sur-
veyed in an exhibition shown in Paris.19 The relevance of such a material
to ancient science and technology certainly needs further exploration,
but it is difficult to believe that the spread of these cosmological doc-
trines did not depend on either the development of chemical knowledge
through metallurgy or on the influence of Egyptian doctrines. This lat-
ter influence is certainly in evidence in the technical terminology used by
the Greeks, who defined glass using the knowledge they had acquired
from Near Eastern technology. As discussed above, Herodotus, like the
Egyptians and Mesopotamians, used the term líthos chytè (‘molten
stone’) to designate glass, but what is interesting to point out here is that
he introduced this particular term in his ample chapter devoted to the
history and development of Egyptian civilization. While talking about
religious rites he writes:
17 Aetius, Placita 2, 25, 11 Hermann Diels (ed.), Doxographi graeci., cit., p. 356;
Robert Temple, The Crystal Sun. Rediscovering A Lost Technology of the Ancient
World (London: Arrow Books, 2000), pp. 365–386) offers another interpretation of
this passage suggesting that the light of the fire undergoes a refraction in the sun,
which acts more like a lens than a mirror.
18 Glass (hyalos) and crystal (crystallos) were considered by the Greeks and later
Latin naturalists to be made of similar ingredients. The first was thought to consist
mainly of solidified water while the second was regarded as melted earth. On this
see; Mary Luella Trowbridge, Philological Studies in Ancient Glass, cit., pp. 53–54,
Robert Halleux (ed.), Les alchimistes grecs, vol. 1. (Paris: Les Belles Lettres, 1981),
p. 51 and E. Marianne Stern, “Glass and Rock Crystal: A Multifaceted Relation-
ship,” Journal of Roman Archaeology, (1997), 10:192–206.
19 Marco Beretta and Giovanni Di Pasquale (eds.), Le verre dans l’empire Romaine.
Arts et sciences. Exposition, Florence, Museo degli Argenti, palais Pitti du 27 mars au 31
octobre 2004, Paris, Cité des sciences et de l’industrie du 31 janvier au 27 août 2006
(Florence: Giunti, 2006).
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Also, last of all, they were allowed to be- F i g . 1. Bust of Herodotus. First century
CE after a Greek model. SANC inv. 6239.
hold the coffins of the Ethiopians, which
are made (according to report) of crystal,
after the following fashion: When the dead body has been dried,
either in the Egyptian, or in some other manner, they cover the
whole with gypsum, and adorn it with painting until it is as like the
living man as possible. Then they place the body in a glass [hyalos]
pillar which has been hollowed out to receive it, glass being dug up
in great abundance in their country, and of a kind very easy to
work. You may see the corpse through the pillar within which it
lies; and it neither gives out any unpleasant odor, nor is it in any re-
spect unseemly; yet there is no part that is not as plainly visible as
if the body were bare. The next of kin keep the glass pillar in their
houses for a full year from the time of the death, and give it the
first fruits continually, and honor it with sacrifice. After the year is
out they bear the pillar forth, and set it up near the town.22
20 Herodotus, 2, 69.
21 Interestingly Kisa (Das Glas im Altertume Leipzig: Karl W. Hiersemann, 1908,
vol. 1, pp. 164–166) suggests the Egyptian and Copt origin of the Greek terms
líthos chytè and of hals. See also Trowbrige, (cit. n. 8), pp. 33–53.
22 Herodotus, 3, 24
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F i g . 2. At the beginning of the Common Era, the Romans used glass, probably
due to its transparency, for their cinerary urns. Found at Pompeii. First century C.E.
SAP inv. 12067.
24 Strabo, 17, 2, 3 and 17, 1, 8, in addition to confirm this use, declared that
Alexander the Great was moved from a gold coffin into a glass sarcophagus.
25 Ibid., pp. 22–23.
26 Jean Morin, Vitrum, in Charles Daremberg & Edmond Saglio, (eds.), Diction-
naire des Antiquités Grecques et Romaines d’après les textes et les monuments, cit., vol. 5,
pp. 934–935 ; Anton Kisa, Das Glas im Altertume, cit., vol. 1, pp. 165–172.
27 Even though there is no reason for the basis of this interpretation, the term hya-
peut être figé soit par le froid, soit [. . .] par le chaud.” Robert Halleux, Les
alchimistes grecs., cit., p. 51. See also Pliny the Elder, Naturalis historia, 37, 9–10,
where he also describes the prodigious way (prodigii modo) in which crystal was per-
fectly imitated by glassmaking in his time.
31 Plato, Timaeus, 59 and Francis Macdonald Cornford, Plato’s Cosmology. The
Timaeus of Plato translated with a running commentary (London: Kegan Paul, 1937),
pp. 252–253. See also Ronald F. Kotr č, “The Dodecahedron in Plato’s Timaeus,”
Rheinisches Museum, (1981), 124:212–222.
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32 “All the metals consist solely of water icosahedra, and free transformation be-
tween grades of icosahedra should make any one convertible into any other. It
would be interesting to know whether the alchemists were encouraged by this the-
ory to attempt the transmutation of metals.” Cornford, Plato’s Cosmology, cit., p.
252.
33 Cristina Viano, “Les alchimistes gréco-alexandrins et le Timée de Platon,” in
F i g . 5. Roman bust of the head of Aristotle. Second century CE, after a Greek
model from the fourth century BCE. Firenze, Galleria degli Uffizi, inv. 9.
ory of the four elements) imagined that the formation of metals and
many other mineral bodies was due to a double exhalation.
In fact, the sun’s heat generated two types of exhalation on Earth,
according to Aristotle. The first liberated watery vapour that situated it-
self between bodies, entering their composition and, at least potentially,
constituting water; the second type of exhalation was very inflammable,
ch02_5350.qxd 9/15/09 2:36 PM Page 36
was derived directly from the Earth, and was dry. Applied to mineral-
ogy, the Aristotelian concept of matter reached the following result:
For there are, we maintain, two exhalations, one vaporous and one
smoky; and there are two corresponding kinds of body produced
within the earth: ‘fossiles’38 and metals. The dry exhalation by the
action of its heat produces all the ‘fossiles’, for example, all kinds of
stones that are infusible—realgar, ochre, ruddle sulphur and all
other substances of this kind . . . Metals and the product of the va-
porous exhalation, and are all fusible or ductile, for example iron,
gold, copper. These are all produced by the enclosure of the va-
porous exhalation, particularly within stones, whose dryness com-
presses it together and solidifies it, just as dew and frost solidify
when they have been separated—only metals are produced before
separation has taken place. So they are in a sense water and in an-
other sense not: it was possible for their material to turn into water
but it can no longer do so, nor are they like tastes, the result of
some change of quality in water that has already formed.39
38 Meaning, ‘minerals’.
39 Aristotle, Meteorologica, Book. III. vi, 378a; Loeb Classical Library, pp. 287, 288.
40 In the sublunary world. Ibid., Book. IV. 382a, p. 313.
41 Ibid., Book. IV, 389a, p. 365.
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In the light of Aristotle’s classification one could think that the idea
of defining hyalos as glass, deriving from the verb ‘to rain’, was perhaps
not unrelated to the chemical property of this material of reaching a
melted state at high temperatures. The possibility of producing per-
fectly transparent glass crucially relied upon the availability of furnaces
capable of producing temperatures of 1000° C. Therefore, the fourth
century BCE substitution of the terms kyanos and lithos chytê for hyalos
may reflect an awareness of technological progress in the art of glass-
making.42
Thus, the ancient Greek definition of metals relied upon two dif-
ferent considerations. In the first place, metal was defined as a natural
subterranean product, identifiable through various features such as met-
alliferous veins which were extractible by applying mining techniques.
Second, metal was defined by virtue of its property of meltability, which
was directly derived from metallurgical chemistry. One can clearly see
from this definition that for the ancient Greeks, philosophy of matter
was not distinct from or primary to manipulative procedures, resulting
in the definition of differences between various classes of minerals.
Rather, as the citations assembled here show, it is precisely the tech-
niques and technologies of metallurgy that made possible such defini-
tions of classes of minerals in the first place.
In any case, the association of artificial practice with nature was
problematic not only because most of the ancient philosophies of nature
usually contrasted physis (nature) to techne (art), subordinating the latter
to the former, but also because of all the manual arts, metallurgy was re-
garded as one of the least noble.43 Considering the rapid progress that
metallurgy made since the fifth century BCE (including glassmaking),
a theoretical explanation was needed to reconcile the study of the min-
eral realm with that of techniques which, apparently, served as the sole
guide for the scientific explanation of a body’s chemical composition. A
solution to this cultural tension is demonstrated in various philosophers’
42 It will be seen when we discuss the role of glass (hyalos) in theories of vision, that
also other fundamental aspects of scientific knowledge in Antiquity were once again
subject to Aristotle’s influence.
43 Yvon Thébert, “Lo schiavo,” in Andrea Giardina (ed.), L’uomo romano (Bari:
Laterza, 1989), pp. 143–185 and Jean-Paul Morel, “L’artigiano,” in Ibid., pp.
233–268.
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In Iberia they say that when the undergrowth has been burned by
shepherds and the earth heated by wood, that the ground can be
seen to flow with silver and that after a time earthquakes have oc-
curred and the ground split, that much silver has been collected,
which supplied the Massaliots with considerable revenue.44
. . . copper and gold and iron were discovered, so also heavy silver
and massive lead, when fire upon the great mountains had burnt
up huge forests with its heat: whether by some lightning stroke
from heaven, or because men waging war in the forests had
brought fires upon their foes to affright them . . . which flaming
heat with appalling din had devoured the forests deep down to the
roots and parched up the earth with fire, through the hot veins into
some hollow place of the earth would ooze and collect a stream of
silver and gold, of copper also and lead . . . 46
The creation of a myth about natural events which caused the fusion
of metals, a technique only subsequently appropriated by man to imitate
nature through the introduction of chemical technology, provided an
ingenious way to reduce the contrast between an art apparently founded
solely on the artificial manipulation of matter, and the classical ideal of
nature. The rivers of metal that ancient man could see imprisoned
within the smith’s unhealthy workshop were nothing else but the repe-
fires in molten form cast surface veins of ores;” F.G. Kidd (ed.), Posidonius, The
Commentary (Cambridge: Cambridge University Press, 1988), vol. 2, p. 964;
Halleux, Le problème des métaux, cit., pp. 132–133.
46 T. Lucretius Caro, De rerum natura, Book. V, 1241 ff.; Loeb Classical Library,
tition and emulation of that which nature had provided at the origins of
civilization.47 This analogy therefore offered a cultural legitimatization
of these activities and, even more importantly, allowed the products of
metallurgy, including glass, to be seen as something inspired by philos-
ophy and knowledge of nature.
These passages about the origins of metallurgy are also illuminating
from another point of view. Clearly, Pliny’s passage on the origin of
glass (see Chapter 1) also establishes a legend that constructs glass as a
chance invention—or, better, one derived from an almost natural com-
bination of its main ingredients. Without any premeditated intention,
the Phoenician merchants who landed on the bank of the river Belus lit
the fire, inadvertently mixing natron with silica, and giving life to those
shining rivulets which like the Lucretian streams of gold, allowed man
to grasp the meaning of this marvellous combination. Here too, art and
nature complement each other.48 Further, the ingredients of glass were
integral parts of the Earth and it may be that they were all present si-
multaneously, transformed into glass because of a sudden fire. Thus, na-
ture and artisanship competed to produce similar effects through
analogous procedures.
While the chemical classification of glass set forth by Greek
philosophers was similar, at times identical, to that of the Egyptians, in
the fourth century BCE glass did not play the same role for the Greeks
as it did in Egypt. It seems that much of the glass circulating in ancient
Greece during this period was imported,49 and although there was no
modifies earlier stories told by the Hebrews. The Renaissance metallurgist, Bernard
Palissy, testifies to this in his Traité des eaux et fontaines (published in Oeuvres,
Paris, 1777): “Aucuns disent que les enfants d’Israël ayant mis le feu en quelques
bois, le feu fut si grand qu’il échauffa le nitre avec la sable jusque à faire couler et
distiller le long des montagnes et que dès lors on chercha l’invention de faire artifi-
ciellement cequi avait esté fait par accident pour faire le verre.”
49 See George Kordas (ed.), Hyalos Vitrum Glass. History, Technology and Conserva-
tion of Glass and vitreous Materials in the Hellenic World (Athens: Glasnet, 2002). For
an updated picture of glass manufacture in classical Greece see E. Marianne Stern,
“Glass Production,” in John Peter Oleson (ed.), Engineering and Technology in the
Classical World (Oxford: Oxford UP, 2008), pp. 520–546 especially pp. 529–531.
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production of glass in Egypt during the fifth and fourth centuries BCE,
earlier glass of Egyptian provenance circulated widely in Greece. Ar-
chaeological evidence supports this claim: for example, an Egyptian
glass goblet and other adornments of unidentified date have been found
in the Greek colony of Emporiom, which flourished between the fifth
and fourth centuries BCE.50
It is therefore extremely interesting that a material which was
mostly imported from Egypt became a relevant source of inspiration for
Greek philosophers, who were fascinated by the multiform chromatic
translucency of glass. Ancient Greece lacked a glass industry compara-
ble to that in Mesopotamia or in Egypt, and this may have hindered a
deeper analysis of the peculiar nature of glass which the Greeks ad-
mired mostly for its property to imitate the transparency of rock crystal,
rather than for its ability to enhance coloring techniques. This latter ap-
plication, combined with those in other crafts, would eventually inspire
alchemical practice.
The founding of Alexandria in 332 BCE not only marked one of the
most significant events in the Greek policy of geographical expansion; it
also had more permanent effects on the cultural exchanges which, since
the eighth century BCE, regulated the relationship between Egypt and
Greece. The admiration that Greek philosophers and historians so often
expressed for Egyptian civilization found in this very city the ideal con-
text in which to appropriate Egyptian values and cultural institutions. It
is therefore not surprising that among the many cities that took the
name of the Greek king, only Alexandria of Egypt flourished for cen-
turies to come.
Alexander was never to return alive to the city he founded. On this
matter Strabo reports the following anecdote which is interestingly con-
nected to the history of glass:
50The colony was situated in the Gulf of the Roses (now in Catalonia) and was in
a most favourable position for trading with the Phoenicians. I have personally in-
spected the Egyptian collection of glass items kept in the Museu d’Arqueologia de
Catalunya in Girona.
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work and glass-ware,” P.M. Fraser, 3 vols., Ptolemaic Alexandria (Oxford: The
Clarendon Press, 2001), vol. 1, p. 136.
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F i g . 6. Glass ingots found at Pompeii. First century C.E. SAP inv. 13111.
The glass stones imitated the gems and precious stones which, upon
the expansion of the Greek territories, invaded the Roman market and
were used not only for decorative purposes but also in medicine and
magic. Such a prosperous trade reinforces the hypothesis of a well-struc-
tured glass industry based in Egypt.
Last but not least, during the first half of third century CE the
grammarian Athenaeus of Naucratis wrote the following in his Deip-
nosophistae (11, 784):
55 Translated by Charles Burton Gulick for the Loeb Classical Library (Cambridge
Mass., Harvard University Press, 1937).
56 This deduction is based on the following argument : “Cameo-carving in layered
stones seems to have originated in Ptolemaic Alexandria; and since Alexandria was
also one of the most important centres of ancient glass-making, it is a reasonable
guess that ‘ cameo glass’, as it is usually called, was likewise an Alexandrian inven-
tion. “ D. E. L. Hayes, The Portland Vase (London: The Trustees of the British
Museum, 1964), p. 23.
ch02_5350.qxd 9/15/09 2:37 PM Page 44
glass industry and that their relatively rapid change of attitude on this
material by the end of the century must have been inspired or even
guided, perhaps, by Egyptian craftsmen. Fraser has pointed out that
several arts flourished in Alexandria thanks to the Hellenomemphites, a
mixed Graeco-Egyptian population who influenced “the Egyptian-
flavoured Greek work which is characteristic of the early Ptolemaic
finds.”57 As glassmaking was a highly developed craft in Egypt, it is
probable that the industry that developed in Alexandria soon after the
For he had filings of gold, and silver, and lead, and in addition, tin;
and of Egyptian stones not one was wanting, and there were frag-
ments of sapphire, and hematite, and emerald, and topaz. Having
ground down and mixed together all these ingredients, he gave to
the composition a blue glass [kyanos], whence the darkish hue of
the image; and having mixed the whole with the colouring matter
that was left over from the funeral of Osiris and Apis, moulded the
Serapis, the name of which points to its connection with sepulture
and its construction from funeral materials, compounded as it is of
Osiris and Apis, which together make Osirapis. 59
the lapidaries
61A recent edition of Posidippus epigrams is Posidippi Pellai quae supersunt omnia.
Ediderunt C. Austin et G. Bastianiani (Milano: Led, 2002).
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62 For a long time a work on stones was attributed to Aristotle himself, but has
since been revealed as a compilation of later texts; F. De Mely (ed.), Les lapidaires
de l’antiquité et du moyen age, 3 vols. (Paris: Ernest Leroux, 1902), vol. 3, p. xl.
63 Halleux, Le problème, cit., pp. 115–128.
64 Theophrastus, On Stones, cit., 1956, p. 51.
ch02_5350.qxd 9/15/09 2:37 PM Page 48
65 Robert Halleux (ed.), Les alchimistes grecs (Paris : Les Belles Lettres, 1981), vol.
1, p. 51.
66 In Aristotle this effect was possible by subjecting the material to the action of fire.
68 The best study of the chemical treatment of pigments in antiquity is the essay by
Elisa Romano, “I colori artificiali e le origini della chimica,” in Gilbert Argoud and
Jean-Yves Guillaumin (eds.), Sciences exactes et sciences appliquées à Alexandrie (Saint-
Étienne: publications de l’Université de Saint-Étienne, 1998), pp. 115–126.
69 Theophrastus, On Stones, cit., p. 99. This quality was, however, already noted by
Aristotle in Problemata (959a) where he asks: “why does our vision deteriorate if we
stare at other things, but improve if we look at green and grassy things such as veg-
etables, and the like”; Aristotle, Problems, vol. II, transl. W.S. Hett, Loeb Classical
Library, (London–Cambridge, Mass.: Heinemann-Harvard University Press,
1937), p. 193.
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70 Robert Halleux and Jacques Schamp (eds.), Les lapidaires grecs (Paris: Les Belles
Lettres, 1985), pp. xiii-xiv.
71 Ibid.
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to have the most enduring influence. Lapidaries, however, were not the
only books which treated the properties of stones and gems, and the
tendency to the production of specialized texts led to compilations of
lists of minerals as parts of pharmaceutical textbooks. An example is
Dioscorides’ De materia medica (first century CE), the first pharmaco-
logical treatise, and the only complete text belonging to the catalogue
tradition. The work by this Greek author lists remedies taken from the
vegetable, animal and mineral worlds, not presented in alphabetical
order, but classified according to scrupulous descriptions without con-
cessions to occult or magical beliefs. This approach must have had a
rather important tradition since Pliny in his treatise almost always stops
to describe the therapeutic properties of stones and gems—an aspect
completely absent from Theophrastus’ work. The therapeutic purpose
of the treatise put the different methods of preparing substances in the
forefront, although, not unsurprisingly, glass is not mentioned among
the remedies. Dioscorides shows that he was up to date with the tech-
nical experiments introduced by alchemists for handling chemical sub-
stances. Moreover, the preparation of remedies derived from mineral
substances presupposed a familiarity with such chemical operations as
calcination and more generally—the use of furnaces. However, there is
no reference in Dioscorides’ work to the imitation of precious stones
with glass or other materials, and all the stones described are genuine.
The treatment of glass in the pharmaceutical literature is mentioned
in another work, published in the second century CE by Galen who,
after Hippocrates, was the most important figure in classical medicine.
In his De simplicium medicamentorum temperamentis et facultatibus libri
undecim, Galen examines the nature of metals and their chemical com-
position, stating that some of these contain a non-melting earth:
One of the peculiarities of the earth is that is does not melt when
subjected to the action of fire, a property possessed by lead and by
tin, silver and gold. Thus, when one hears of silver-bearing earth,
auriferous or ferrous—from the moment that some refer to these
earths in this way by those who dig them out from the mines—one
must not think that silver, gold or iron are perfectly mixed with the
earth, but that small particles of earth are juxtaposed pell-mell with
small particles of gold in the auriferous earth, silver in the argen-
tiferous, and iron in the ferrous and that in the furnace these par-
ticles liquefy because of the fire. In the same way, the earth
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containing glass is sandy, because, and above all, in the sand one
finds small [filaments] of this mineral. 72
Therefore, even in the second century CE, glass was treated along-
side metals, and its principle constituents were regarded as analogous to
those of metals too. This approach is all the more surprising in a phar-
macological treatise, wherein the therapeutic qualities of minerals and
metals had to be examined rather than their physical constitution. In
any case, even though glass was never included in the lists of remedies,
an exhaustive treatment of these substances apparently could not avoid
mentioning it. Moreover, the association of glass with metals became so
diffuse that even several Late Antiquity astrologers did not hesitate to
associate glass, instead of silver, with the moon.73 The lapidaries and the
lists of pharmaceutical remedies included glass as an important mater-
ial although of difficult identification. Then, as well as now, the diffi-
culty was not generated by the absence of notions concerning its
fabrication, but because of the intrinsic problem of its classification in
the natural world.
Although little remains of the lapidaries published during Hellenis-
tic times, the literature on stones must have been quite popular. A work
on stones and gems attributed to the Greek physician Xenocrates of
Ephesus (first century CE) was used by Pliny and was probably a com-
pendium of the lapidary written by King Juba. According to the Byzan-
tine Suda, the Greek sophist Philostratos (first century CE?) published
a work entitled Lithognomicus74 of which some echoes are evidenced in
his most famous Vita Apollonii.75 Of these works very little evidence re-
himself a sophist. He was a sophist in Athens, and lived in the time of Nero. He
wrote very many panegyric speeches; four Eleusinian Speeches; declamations;
Questions in the Orators; Rhetorical Resources; On the Noun (this is in reply to
the sophist Antipater); On Tragedy (3 books); Gymnasticus (about what is per-
formed at Olympia); Lithognomicus; Proteus; Dog, or Sophist; Nero; Spectator; 43
tragedies; 14 comedies; and very many other works worth mentioning.” Suda, cit.
Adler, phi 422. English translation by Malcom Heath.
75 On this and the genealogy of Hellenistic lapidaries see Max Wellmann, “Die
Stein- und Gemmenbücher der Antike,” Quellen und Studien zur Geschichte der Na-
truwissenschaften und Medizin, (1935), 4:426–489.
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F i g s . 11–12. Two mirrors made of obsidian or black glass. First Century CE. Pompeii Casa degli
Amorini Dorati and Pompeii, Casa dell’Efebo. Courtesy of SAP.
mains. The Greek poem Orphei lithica (ca. second century CE), which
deals with the magic virtues of stones and gems, surprisingly begins
with the properties of rock crystal which, despite being a relatively com-
mon stone, held the highest position in the hierarchy of gems. The
poem later exalts the virtue of topaz and its glassy transparency. Inter-
estingly, in this lapidary as well as in Damingeron’s De lapidibus,76 ob-
sidian, which is a kind of natural glass (Figs. 11–12), held a place of
distinction. These lapidaries did not mention the imitation of gems and
their reference to the mineralogical properties of the stones described is
often disappointing. On the other hand they are useful for appreciating
the variety of approaches to the mineral kingdom developed by Hel-
lenistic authors. Furthermore, Orphica lithica and, to a greater extent,
Damigeron’s lapidary are important because they exerted a notable in-
76A Latin translation made of a Greek lapidary around the sixth century related its
contents to Orphica lithica.
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fluence during the Middle Age; their descriptions of stones are also
recognisable in the Byzantine lapidary by Michael Psellus (eleventh cen-
tury CE)77 and in the Latin poem De lapidibus by Marbodus (twelfth
century CE).78 Last but not least, both works seemed to bear the traces
of the lapidary composed by Zoroaster, an author often cited by Pliny
among the sources of the Naturalis historia.79
The interest in gems and precious stones is evidenced in the nu-
merous dactylothecae, or collection of engraved gems, that Pliny men-
tions. Engraved stones in fact added a special magical virtue to the
natural power of gems. We shall return to the importance of glass in the
production of false carved gems and on their magic and medical mean-
ings in Chapter 4.
The astrological lapidaries demonstrate an important role for glass,
as it is in this literary context that the association between the moon and
glass first appears. In his treatise De planetarum natura ac vi the Egypt-
ian astrologer Retorius (fourth century CE) associated planets with
stones, and when discussing the nature of the moon he wrote that
“among the metals it presides glass.”80 This belief, which made its ap-
pearance relatively late, seemed to have inspired later the alchemical
doctrines on the glassy composition of both the moon and the Earth, to
the importance of which we shall return.
When in the thirteenth century, Albertus Magnus took up the
Greek lapidary tradition, adding to it metallurgical knowledge acquired
during the Middle Ages, he put a long-forgotten literary model back
into circulation, destined to arouse great attention for its subject matter,
tise with text commentary and C.W. King’s translation. Together with text and trans-
lation of Marbode’s minor works on stones (Wiesbaden: Franz Steiner Verlag, 1977).
79 Joseph Bidez, Franz Cumont, Les mages hellénisés. Zoroastre, Ostanès et Hystaspe
d’après la tradition greque (Paris : Les Belles Lettres, 1938), vol. 1, pp. 128–130 and
vol. 2, pp. 197–206.
80 De planetarum natura ac vi in Franz Boll. Ed. Catalogus Codicum Astrologorum
Graecorum, vol. 7, (Bruxellis: in aedibus Lamertin, 1908) p. 223. One century ear-
lier in the Romance of Alexander, the moon was associated with the diamond and
the sun with crystal (Historia Alexandri Magni, Recensio a, 1, 4, 6).
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81 Albertus Magnus, Book of Minerals (Oxford: Clarendon Press, 1967), pp. 14–18.
82 Ibid., pp. 14–15.
83 Ibid., p. 15
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chapter 3
A Technical Revolution:
The Introduction and Cultural
Impact of Glassblowing
During the first half of the first century BCE, a technological revolution
was destined to change the nature of glass production and, to no small
extent, the economy of the Roman territories as well. It seems that the
first attempts to blow glass were made in Jerusalem, where a few inflated
glass tubes have been excavated and are thought to be the first pipes to
be used in glassmaking.1 These rudimentary pipes were soon replaced
1 The earliest historical account of the spread of glassblowing and its geographical
origins is in Pliny the Elder, Naturalis historia, 36, 65–66. The best modern account
is that by E. Marianne Stern, “Roman Glassblowing in a Cultural Context,” Amer-
ican Journal of Archaeology, (1999), 103:441–484. See also E. Robert James Forbes,
57
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with blowpipes, probably ceramic at first, which in their turn were even-
tually replaced with those made of iron. The evolution of this new de-
vice is thought to have been relatively rapid: the immediate advantage of
producing glass using the technique of blowing must have stimulated
research into the best and cheapest tools to perfect the art. By the end
of the first century BCE, the degree of flawlessness achieved in glass-
making reveals to the archaeologist’s eye that the most important tech-
nical advances were already made. Thus, in less than forty years,
glassblowing rapidly replaced earlier techniques and paved the way for a
revolution that would change the face of glassmaking.
Archaeologists and historians agree that glassblowing was first in-
troduced in the Syro-Palestinian coastal area, and that the related tech-
nical expertise was soon exported to Southern Italy, where new technical
innovations were devised. Classical sources confirm these recent find-
ings. For example, Flavius Josephus, considered alongside Pliny to be
the earliest source on glass production in the Syro-Palestinian literature,
provides the following interesting account:
The very small river Belus runs by it, at the distance of two fur-
longs; near which there is Menmon’s monument, and hath near it
a place no larger than a hundred cubits, which deserves admiration;
for the place is round and hollow, and affords such sand as glass is
made of; which place, when it hath been emptied by the many
ships there loaded, it is filled again by the winds, which bring into
it, as it were on purpose, that sand which lay remote, and was no
more than bare common sand, while this mine presently turns it
into glassy sand. And what is to me still more wonderful, that
glassy sand which is superfluous, and is once removed out of the
place, becomes bare common sand again. And this is the nature of
the place we are speaking of.2
Some decades later, Strabo (16, 2, 25) pointed out that the Syro-
Palestinian area was particularly receptive to this craft because “between
Studies in Ancient Technology, vol. 5, 2nd ed. (Leyden: E.J. Brill, 1966), pp.
112–235.
2 Flavius Josephus, Bellum Judaicum libri VII, II, 188 (Engl. Translation by William
Whiston).
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5 E. Marianne Stern, “The Glass Banausoi of Sidon and Rome,” in Marco Beretta
(ed.), When Glass Matters. Studies in the History of Science and Art from Graeco-Roman
Antiquity to Early Modern Era (Florence: Leo S. Olschki, 2004), p. 93.
6 The Oxyrhynchus Papyri, (London, 1983) vol. 50, pp. 57–58, no. 3536 cited in
Ibid.
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Now, however, in Italy too a white sand which forms the river
Volturno is found along 6 miles of the seashore between Cuma
and Literno (Fig. 3). Wherever it is softest, it is taken to be ground
in a mortar or mill. Then it is mixed with three parts of soda, ei-
ther by weight or by measure, and after being fused is taken in its
molten state to other furnaces. There it forms a lump known in
Greek as ‘sand-soda’ [hammonitrum]. This is again melted and
forms pure glass, and it is indeed a lump of clear colourless glass.
Nowadays sand is similarly blended also in the Gallic and Spanish
provinces.7
These and other references to Roman glassmaking reveal the new tech-
nology’s innovative impact and the fascination it produced in its con-
temporaries.
Glassmaking also challenged philosophical notions of craftsman-
ship. While arguing against the Stoic philosopher and naturalist Posi-
donius (Fig. 4), who attributed a philosophical role to technology and
the arts, Seneca (first century CE) (Fig. 5), in his Epistulae ad Lucilium
(90, 30) wrote the following:
7 Pliny the Elder, Naturalis historia, Book. 36, 66, 194, cit., pp. 153–155.
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F i g . 3. The shore of Campania after the Tabula Peutingeriana (Fifth century CE).
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8 On the other hand Posidonius does not seem to be irrelevant to the history of
glass. A fragment of the Anthologia Palatina (XLIII, 54) in fact contained the fol-
lowing reference: “Possidonius. His specularis renitens fert et crystalline mira.”
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Pasquale (eds.), Vitrum. Il vetro fra arte e scienza nel mondo romano (Firenze: Giunti,
2004).
11 Just before coming to the story of how glass was discovered, Pliny wrote: “. . . or-
dinary tessellated floors were driven from the ground level and found a new home
in vaulted ceilings, being now made of glass. Here too we have a recent invention.”
Pliny the Elder, Naturalis historia, Book. 36, 64, Loeb Classical Library, trans.
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F i g . 6. The amorini fabbri of the Casa dei Vettii at Pompeii illustrates a metallurgical furnace and,
on the left, an amorino blowing into an iron pipe in order to fuel the fire. First century CE. SAP.
F i g . 7. Glass mosaic portraying Plato’s Academia. At the bottom a crystal spherical model of the
universe can be seen. First century CE. SANC, inv. 12545.
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F i g . 8. Glass window (51 x 45,5 cm). First century CE. SAP, inv. 18031.
spaces12 (Fig. 8); glass was also used in lamps, mirrors, tableware, aquar-
iums,13 for jars for unguents and the preservation of foods, for panels
used in greenhouses, cinerary urns, sarcophagi,14 ornaments, for the im-
itation of gems and the most precious stones,15 and the glass frit was
even employed to produce certain colors for fresco painting, such as
blue. Spectacular evidence of the role of glass in Roman architecture can
be seen in the colossal theatre built in 58 BCE by Marcus Scaurus in
Rome on the occasion of the aedilician games, celebrating the defeat of
King Aretas III of the Nabateans (Fig. 9). Here is the Pliny’s descrip-
tion of the theatre (Nat. Hist., 36, 114):
We may well wonder what such a large part of the theatre made of
glass looked like and if, as it has been suggested, it was in fact one of the
first examples of a parietal mosaic. What is certain is that the quantity
of glass necessary for such a construction could only have been obtained
when glassblowing was already a well-established technique.
15 I shall examine this aspect in connection with alchemy in the next chapter.
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There was once a workman who made a glass cup that was un-
breakable. So he was given an audience of the Emperor with his
invention; he made Caesar give it back to him and then threw it on
the floor. Caesar was as frightened as he could be. But the man
picked up his cup from the ground: it was dented like a bronze
bowl; then he took a little hammer out of his pocket and made the
cup quite sound again without any trouble. After doing this he
thought he had himself seated on the throne of Jupiter especially
when Caesar said to him: ‘Does anyone else know how to blow
glass like this?’ Just see what happened. He said not, and then
Caesar had him beheaded. Why? Because if his invention were
generally known we should treat gold like dirt.16
18 Rufus, Oeuvres de Rufus d’Ephèse, Ch. Daremberg and Ch. Emile Ruelle eds.
(Paris: Imprimerie Nationale, 1879), pp. 154,170–171. The English translation is
by S.L. Polyak, The Retina. The Anatomy and the Histology of the Retina in Man, Ape,
and Monkey, including the Consideration of Visual Function, the History of Physiologi-
cal Optics, and the Histological Laboratory Technique (Chicago: University of Chicago
Press, 1941), p. 96.
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It is unclear exactly when and by whom these new terms were in-
troduced into the Greek language and it was only at the beginning of
the first century CE that they were adopted by many Latin and Greek
authors of medical treatises. Therefore, it seems reasonable to conclude
that such a linguistic reform cannot have taken place before the begin-
ning of the introduction of glassblowing. Other examples of this type of
anatomical nomenclature help to complete the picture. In the section
devoted to the eye in an anonymous treatise on the anatomical parts of
the body, from the corpus of writings that Daremberg and Ruelle at-
tribute to Rufus, we find an interesting variation with respect to the
work on the naming of the parts of the organ. According to this author,
the retina encloses a “liquid analogous to egg white that is called liquid
similar to melted glass.”19 This description resonates with that of Celsus
written at least a half-century earlier in his treatise De medicina:
[the retina] at its centre is slightly hollowed out, and this concavity
contains a substance which because of its similarity to glass the
Greeks call hyaloëidés. It is neither liquid nor dry but a kind of a co-
agulated humour which according to the colour of the pupil is black
or blue, while the outer tunic is completely white and it is contained
in a thin membrane that comes from within. Beneath this mem-
brane there is a drop of liquid similar to egg white from which
comes the faculty of sight that the Greeks called crystalline.20
istrationibus, Lib. X. Of the tenth book of this work, which contains the description
of the eye, only the Arabic version exists. I have used the following edition: Galen,
Procedimenti anatomici. Traduzione e note di Ivan Garofano, (Milano: Rizzoli, 1991),
vol. 3, pp. 857–884.
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new names and the nature of the objects they described. First of all, the
Greek doctor established that the crystalline lens is “the primary organ
of sight” and receives its nourishment not from blood vessels (which
would alter its purity and brightness), but from the glassy humour,
which,
is much more dense and clear than blood though less fluid and
brilliant than the crystalline lens. In fact, the latter is proportion-
ally hard luminescence while the glassy humour is like glass melted
by heat, it is clear to the degree that one can imagine that perfect
clarity is polluted if a little black is mixed with much white every-
where else. 22
Now [let me tell you] how easily and quickly these images arise,
constantly flowing off from things and gliding away . . . For there
is always something streaming from the outermost surface of
things for them to shoot off. And this is when it meets some
things, passes through particularly through glass [in primis vitrum].
But when it meets rough stone or solid wood, there at once it is
broken up so that it can give back no image. 23 [Italics mine]
22 C. Galen, De usu partium. Book. X, 1–2, Opera Omnia. Editionem curavit C.G.
Kühn, Reprint of the 1822 edition, (Hildesheim: Georg Olms, 1964), vol. 3, pp.
761–763.
23 Lucretius, De rerum Natura, 4, 147 and ff. Loeb Classical Library, transl.
Lucretius adds that the simulacra (the atoms of light) are both very
light in weight and endowed with a high speed equal to that of light it-
self, because they are made of the same material. The transmission of
the simulacra is like the transmission of light; thus the passage recalls the
question of vision.
Further, Lucretius clearly had Aristotle in mind when he speaks of
simulacra; note, for example, another passage where he reviews the dif-
ference between the propagation of sounds and of images:
Why does air which is denser than light, penetrate through solid
bodies? It is because light only travels in straight lines, so that vi-
sion cannot see through porous substances, such as pumice stone?
For the channels change direction, but this is not the case with
glass. 25
And again in another passage, in which Aristotle inquires into the rea-
sons for which sight, unlike the voice, does not pass through most solid
bodies, he states:
. . . in liquid sight can penetrate, but voices are not heard or very
little . . . This is why it is possible to see through glass which is
dense, but not through a fennel stalk which is thin.26
copi, Etymologiarum sive originum libri XX, vol. 2 (Oxford: Clarendon Press, 1988),
Book. XVI, p. 210.
30 Trowbridge, Philological Studies, cit., pp. 59–60.
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I have already said that there are mirrors which increase every ob-
ject they reflect. I will add that every thing is much larger when
you look at it through water. Letters, however tiny and obscure
are seen larger and clearer through a glass ball filled with water
[vitream pilam]. Fruits seem more beautiful than they actually are
if they are floating in a glass bowl (Fig. 11). Stars appear larger
when you see them through a cloud because vision grows dim in
the moisture and is unable to apprehend accurately what it wants
to. This will be demonstrated if you fill a cup with water and
throw a ring into it. For, although the ring lies on the bottom, its
image is reflected on the surface of the water. Anything seen
through moisture is far larger than reality. Why is it so remarkable
that the image of the sun is reflected larger when it is seen in a
moist cloud, especially since this results from two causes? In a
cloud there is something like glass which is able to transmit light;
there is also something like water. Even if the cloud does not yet
have water it is already forming it; that is, there exists already the
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F i g . 11. Fresco with still life. First century CE. SANC inv. 8611.
property of the water into which the cloud may be enlarged from
its own property.31
Galen’s work, historians often note how in the ancient world, there
were no points of contact between the two disciplinary approaches; they
were only synthesized many centuries later, first timidly with the Arabs,
and then more completely with the work of Johann Kepler and René
Descartes, who were said to correctly explain the phenomenon of vi-
sion.32 However, while the ancients were far from our modern explana-
tion of the function of sight, it is significant that both opticians and
doctors used glass as a reference material to reconstruct models for the
complex mechanism of vision on a plausible empirical base.
That glass served to enhance a scientific outlook on nature is further
evidenced in Ptolemy’s Optics, where several glass instruments were de-
vised to experimentally demonstrate his theory of astronomical refrac-
tion.33 This proliferation of optical glass apparati would have been
inconceivable before the invention of glassblowing and the subsequent
progress achieved by craftsmen in making highly sophisticated and ac-
curate optical devices. While the reconstruction of these devices remains
hypothetical, the results obtained by Ptolemy through their use are a re-
vealing indicator of their importance.
Even though glass eyes had been used in busts and statues in An-
cient Egypt,34 Roman portraiture’s struggle for realism (Fig. 12) com-
Ptolemy’s Optics,” in M. Beretta (ed.), When Glass matters, cit., pp. 121–134.
34 “A glass eye—the right eye—had been removed from a larger than life-sized
marble head . . . The head, along with hands, feet, and bronze earrings, had been
recovered from a lake near Feneos. It was described as dating to 180–160 B.C.
Even though other glass inlay eyes are known, this piece is really quite extraordi-
nary. . . . It consisted mainly of colorless glass . . . and purple glass. Its overall di-
ameter was 2.50 cm. The purple glass was used to represent the circular pupil and
the outline of the iris; the colorless glass filled the iris but was probably backed by
some other material, thus giving that part of the eye a colored transparency”; R.H.
Brill, “Chemical Analysis of Various Glasses excavated in Greece,” in Hyalos Vitrum
Glass. History, Technology and Conservation of Glass and vitreous Materials in the Hel-
lenic World, George Kordas ed. (Athens: Glasnet, 2002), p. 13. The Greek and
Roman tradition of inserting glass or crystal eyes into the heads of statues seems to
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F i g . 12. Portrait of a man on a glass lens. First century CE. SANC, inv.
1324424.
35 Domenico Maria Manni (Degli occhiali da naso inventati da Salvino Armati, gen-
tiluomo fiorentino. Trattato istorico. Firenze: Anton Maria Albizzini, 1738, pp.
15–22), mentions several Roman inscriptions testifying to the existence of the pro-
fession of faber ocularius and that of oculararius. Both these artisans produced arti-
ficial eyes and apparently were not doctors. Celsus (De Medicina, Book. VI, Chapt.
VI, 8) mentions, under this name, the existence of specialised physicians: “Evelpi-
des autem, qui aetate nostra maximus fuit ocularius medicus . . .” (italics mine). On
Roman oculists see Vivian Nutton, “Roman oculists,” Epigraphica, (1970), 32:3–29;
an interesting comment of some epigraphic inscriptions reproduced at the Museo
della Civilità Romana (Rome) can be found in Clotilde D’Amato, La medicina. Vita
e costumi dei romani antichi (Roma: Edizioni Quasar, 1993), pp. 48–50 and pp.
76–77. For the Egyptian tradition see J. Royer, “Les ocularistes de la statuaire
Egyptienne,” Bulletin de la Société Francophone d’Histoire de l’Ophtalmologie, (1997),
4 :49–52.
36 Richey L. Waugh Jr., The Eye and Man in Ancient Egypt (Oostende: J.P. Wayen-
pp. 270–271.
40 Giovanni Di Pasquale, “Scientific and technological use of Glass in Graeco-
Roman Antiquity,” in M. Beretta (ed.), When Glass matters, cit., pp. 31–76.
41 In addition to Pliny we may add Cicero, Varro, Lucretius, Vitruvius, Horatius,
F i g . 15. Glass scale pans. First century BCE. Ernesto Wolf Collection, Stuttgart.
(Photo: Peter Frankenstein & Hendrik Zwietasch).
number of occurrences only declined when the role of glass was so com-
mon that it no longer generated the same sense of wonder. Indeed, con-
sidering that the association between metals and human civilizations
was common knowledge in classical antiquity, it would not be an exag-
geration to define the short period between the invention of glassblow-
ing and the beginning of the Roman Empire’s period of greatest
decadence, as The Glass Age.
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chapter 4
83
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It is clear from three facts that art imitates nature and creates its
own peculiar products, some of them for use, and some only for
show, such as paints, and others for both purposes equally, such as
quicksilver.2
The land of Egypt, the praises of which you have been recounting
to me, my dear Servianus, I have found to be wholly light-minded,
unstable, and blown about by every breath of rumour. There those
who worship Serapis are, in fact, Christians, and those who call
themselves bishops of Christ are, in fact, devotees of Serapis.
There is no chief of the Jewish synagogue, no Samaritan, no
Christian presbyter, who is not an astrologer, a soothsayer, or an
anointer. Even the Patriarch himself, when he comes to Egypt, is
forced by some to worship Serapis, by others to worship Christ.
They are a folk most seditious, most deceitful, most given to in-
jury; but their city is prosperous, rich, and fruitful, and in it no one
is idle. Some are blowers of glass, others makers of paper, all are at
least weavers of linen or seem to belong to one craft or another; the
lame have their occupations, the eunuchs have theirs, the blind
have theirs, and not even those whose hands are crippled are idle.3
(My italics)
3 “Aegyptum, quam mihi laudabas, Serviane carissime, totam didici levem, pendu-
lam et ad omnia famae momenta volitantem. illic qui Serapem colunt, Christiani
sunt et devoti sunt Serapi, qui se Christi episcopos dicunt, nemo illic archisyna-
gogus Iudaeorum, nemo Samarites, nemo Christianorum presbyter non mathe-
maticus, non haruspex, non aliptes. ipse ille patriarcha cum Aegyptum venerit, ab
aliis Serapidem adorare, ab aliis cogitur Christum. genus hominum seditiosissi-
mum, vanissimum, iniuriosissimun, civitas opulenta, dives, fecunda, in qua nemo
vivat otiosus. alii vitrum, conflant, aliis chartha conficitur, omnes certe linifiones aut
cuiuscumque artis et professionis videntur; et habent podagrosi, quod agant, habent
praecisi, quod agant, habent caeci, quod faciant, ne chiragrici quidem apud eos
otiosi vivunt. unus illis deus nummus est. hunc Christiani, hunc Iudaei, hunc omnes
venerantur et gentes.” Flavius Vopiscus, Vita Saturnini in Scriptores Historiaae Au-
gustae 29, 8, 1–6. English translation Scriptores Historiae Augustae, with an English
Translation by David Magie, Loeb Classical Library. (Cambridge, Mass: Harvard
University Press, 1921–32) vol. 3.
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pers it, fire that purifies gold, fire that burns the stone which causes
the blocks in buildings to cohere. There are other substances that
may be profitably burnt several times; and the same substance can
produce something different after a first, a second or a third firing.
Even charcoal itself begins to acquire the special property only
after it has been fired and quenched: when we presume it to be
dead it is growing in vitality. Fire is a vast unruly element, and one
which causes us to doubt whether it is more a destructive or a cre-
ative force.4
4 Pliny the Elder, Naturalis historia, 36, 68, transl. D.E. Eichholz, Loeb Classical
Library, (Cambridge Mass.-London: Harvard University Press-Heinemann, 1962)
vol. 10, p. 159.
5 As rightly pointed out by Tannery (Pour l’histoire de la science Hellène. 2nd edition.
Hans Friedrich August von Arnim (ed.), Stoicorum veterum fragmenta (Leipzig:
Teubner 1903), vol. 1, p. 44.
7 The combination between the stoic concept of pneuma (spirit) and of ignem arti-
In the last book of his monumental Naturalis historia, Pliny (37, 1–2)
begins with the following statement:
9 “Et erat structura muri eius ex iaspide, ipsa vero civitas aurum mundum simile
vitro mundo.” Apocalypsis Ioannis, 21:18.
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And it is from these facts that the students of nature draw their ar-
guments when they affirm that the variety of colouring that is put
forth by the things which we have mentioned above was caused by
the heat coincident with their creation which dyed them, the sun,
which is the source of life, assisting in the production of each sev-
eral kind. And it is generally true, they continue, that of the dif-
ferences in the hues of the flowers and of the varied colours of the
earth the sun is the cause and creator; and the arts of mortal men,
imitating the working of the sun in the physical world, impart
colouring and varied hues to every object, having been instructed
in this by nature. For the colours, they continue, are produced by
the light, and likewise the odours of the fruits and the distinctive
quality of their juices, the different sizes of the animals and their
several forms, and the peculiarities which the earth shows, all are
generated by the heat of the sun which imparts its warmth to a fer-
10 Diodorus Siculus, The Library of History, Loeb Classical Library, English trans-
lation by C. H. Oldfather (Harvard University Press, 1933), vol. 2, pp. 55–57.
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tile land and to water endowed with the generative power and thus
becomes the creator of each separate thing as it is.11
There is, furthermore, opaque white glass and others that repro-
duce the appearance of murrina, blue sapphire, or lapis lazuli, and,
indeed, glass exists in any colour.16
Thanks to the combination of the new passion for gems and the
state of the art of Roman glassmaking, Pliny mentioned several meth-
ods in subsequent chapters that were used during his time to counterfeit
precious stones of any kind. In connection with this discussion, he men-
tioned the publication of treatises devoted to glass, underlining the im-
portance of glassmaking. In the Naturalis historia (37, 75), while
533–535.
15 Alain Tressaud and Michael Vickers, “Ancient Murrhine Ware and Its Glass
F i g . 2a. Cameo in sardonic portraying two F i g . 2b. The same cameo as 2a in glass. First
Ptolemaic sovereigns as Isis and Serapis. First century CE. Museo Archeologico Nazionale di
century CE. Kunsthistorisches Museum, Vienna. Firenze.
17 “Veras a falsis discernere magna difficultas, quippe cum inventum sit ex veris
generis alterius in aliud falsas traducere, ut sardonyches e ternis glutinentur gemmis
ita, ut deprehendi ars non possit, aliunde nigro, aliunde candido, aliunde minio
sumptis, omnibus in suo genere probatissimis. quin immo etiam exstant commen-
tarii auctorum—quos non equidem demonstrabo—, quibus modis ex crystallo
smaragdum tinguant aliasque tralucentes, sardonychem e sarda, item ceteras ex
aliis; neque enim est ulla fraus vitae lucrosior.” Pliny the Elder, Naturalis historia,
37, 75. On the imitation of gems as an alchemical genre see Robert Halleux, Anne
Françoise Cannella, Entre technologie et alchimie: de la teinture du verre à la fabrica-
tion des fausses pierres précieuses, in Il colore nel Medioevo. Arte Simbolo Tecnica. Atti
delle Giornate di Studi, Lucca, 2–4 May 1996 (Lucca: Istituto Storico Lucchese e
Scuola Normale Superiore di Pisa, 1998), pp. 45–46.
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18On this the essay by Gemma Sena Chiesa, “Arte e prestigio nella glittica ro-
mana,” in Cristalli e gemme. Realtà fisica e immaginario, simbologia, tecniche e arte,
Bruno Zanettin ed. (Venice: Istituto Veneto di Scienze Lettere e arti, 2003), pp.
387–421 particularly on pp. 398–400.
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Error, indeed, is never set forth in its naked deformity, lest, being
thus exposed, it should at once be detected. But it is craftily decked
out in an attractive dress, so as, by its outward form, to make it ap-
pear to the inexperienced (ridiculous as the expression may seem)
more true than the truth itself. One (4) far superior to me has well
said, in reference to this point, “A clever imitation in glass casts
contempt, as it were, on that precious jewel the emerald (which is
most highly esteemed by some), unless it come under the eye of
one able to test and expose the counterfeit. Or, again, what inex-
perienced person can with ease detect the presence of brass when
it has been mixed up with silver?20
We must not forget to mention that gold, for which mankind has
so mad a passion, comes scarcely tenth in the list of valuables,
while silver, with which we purchase gold, is almost as low as
twentieth.22
Alchemy, from the Middle Ages onward, has principally been iden-
tified with the art of transmuting vile metals into gold, i.e the
chrysopoeia, however, the hierarchy of valuables that Pliny mentions,
which concerned the placement of gems into first positions, confines
gold to a lower ranking. Pliny’s authority here provided a reason why
craftsmen preferred to produce false gems and precious stones rather
than embarking upon what would eventually become the main occupa-
tion of alchemists: making gold. In addition to this argument, the im-
portance of which is usually underestimated, the existence of a
glassmaking literature reveals that it was in this context that the first sys-
tematic ideas about the possibility of imitating minerals took place for
the first time.
The fact that Pliny deliberately chose not to mention the name of
the authors of these treatises on glassmaking reveals that the debate
about the relationship between natural and artificial stones must have
been particularly lively, and that the ambition of creating gems by the
chemical arts was regarded with contempt by traditional naturalists. In-
spired by a conservative philosophical standpoint, Pliny, like Seneca, de-
spised the pretentious attitude of craftsmen who contended with nature
over the act of creation. The ancient philosophers’ position seemed to be
incompatible with the proliferation of opinions and practices which, in
Pliny and Seneca’s eyes at least, revealed the cultural and moral deca-
dence of their contemporaries. The high social status of both these au-
thors justified their negative attitude towards the Commentarii and their
authors, but one wonders if their perceptive attention to the recent tech-
nical progress in glassmaking was not itself a sign of the power such
products exerted on the intellectuals of the epoch.
But there were authors who held a different opinion, and by taking
the chemical arts as their point of departure they developed new theo-
ries on the properties of matter. This was the case of the enthusiastic
followers of the Pythagorean philosophy who spread in Rome as early as
the first century BCE, and made systematic efforts to combine the arts
with magic and philosophy.23 Pliny refers to this philosophy when de-
scribing the problematic properties of the diamond:
Here Pliny likely refers to a work entitled Perì antipatheiôn kaì sym-
patheiôn lìthon, which invoked a doctrine that exerted a considerable in-
fluence on the natural sciences of the time. The author of this work is
uncertain26 although, given its astrological contents, Bolus of Mendes
seems the most likely candidate.27 We have already mentioned the lit-
erary tradition of astrological lapidaries in Chapter 2, but since Bolus of
Mendes has also been credited with writing the earliest known work on
alchemy, the identity of this author as well as his chronology are of cru-
cial importance here.
23 On this crucial topic the most important study is still that by Jérôme Carcopino,
La basilique pythagoricienne de la Porte Majeure (Paris: L’artisan du livre, 1926).
24 See also Nat. Hist., 24, 1.
25 Nat. Hist., 37, 59.
26 In Book 11, 3, 53 of De re rustica, Columella attributed a work On Sympathy and
28 On this matter, Hopkins makes an interesting remark: “It was natural that the
color industry of Alexandria should have been interpreted by a philosophy of color,
a philosophy which defined gold as the result of the progressive action of mercury,
increasing the Water, and sulphur increasing the Fire.” Arthur John Hopkins,
“Transmutation by Color,” cit., p. 12.
29 The archaeological evidence of this progress is still scarce. A glass furnace from
the first century CE has recently been found in Puteoli, but its poor state did not
allow for an adequate assessment. See Costanza Gialanella, “Una fornace per il
vetro a Puteoli,” in Ciro Piccioli and Francesca Sogliani (eds.), Il vetro in Italia
meridionale e insulare (Napoli: De Frede, 1999), pp 151–160.
30 In particular, Theophrastus’ De lapidibus.
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has natural medical remedies from some resources of nature.” (Beta 481). Ada
Adler (ed.), Svidae Lexicon, 5 vols. (Leipzig: Teubner, 1928–1938). Both entries
have been translated by Jennifer Benedict. On Bolus see Edmund O. Lippmann,
Entstehung und Ausbreitung der Alchemie. Mit einem Anhang zur älteren Geschichte der
Metalle. Ein Beitrag zur Kulturgeschichte, Vol. 1. (Berlin: Julius Springer, 1919), pp.
27–46 and Max Wellmann, Die Physika des Bolos Demokritos und der Magier Anax-
ilaos aus Larissa (Berlin: Verlag der Akademie der Wissenschaften, in Kommission
bei Walter de Gruyter, 1928).
33 “Rien ne permet de considérer Bolos comme précurseur de l’alchimie, et il faut
1924), pp. 129–130 ; Joseph Bidez, Franz Cumont, Les mages hellénisés. Zoroastre,
Ostanès et Hystape d’après la tradition Greque (Paris : Les Belles Lettres, 1938), vol.
1, pp. 197–198, Jack Lindsay, The Origins of Alchemy in Graeco-Roman Egypt (Lon-
don: Frederik Muller, 1970) pp. 111–130. While more nuanced, in a recent essay
Peter Kingsley adds new evidence to this thesis in his interesting essay “From
Pythagoras to the Turba Philosophorum: Egypt and Pythagorean Tradition,” Journal
of the Warburg and Courtald Institutes, (1994), 57:1–13, in particular on pp. 5–9.
35 The edition is forthcoming in the series “Textes et Travaux de Chrysopeia.”
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and that only the latter should be credited with alchemical writings.
Bolus then was probably the author of many popular works on magic
and natural philosophy, and was a protagonist of the Hellenistic revival
of Pythagorean philosophy, which successfully spread in Rome during
the first century BCE.
Even if we accept this conclusion, the identity of Pseudo-Democri-
tus is no less puzzling. In a letter to Lucilium in which he argues against
Posidonius’ positive evaluation of the arts,36 Seneca listed Democritus’
contributions as follows:
inclinatorum medio saxo alligaretur.’ Hoc dicam falsum esse; necesse est enim ante
Democritum et pontes et portas fuisse, quarum fere summa curvantur. [33] Excidit
porro vobis eundem Democritum invenisse quemadmodum ebur molliretur, que-
madmodum decoctus calculus in zmaragdum converteretur, qua hodieque coctura
inventi lapides <in> hoc utiles colorantur. Ista sapiens licet invenerit, non qua sapi-
ens erat invenit; multa enim facit quae ab inprudentissimis aut aeque fieri videmus
aut peritius atque exercitatius. “Ibid., 90, 32–33, English translation by Niall Mc
Closkey.
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gacanth and let it soften for ten days in cow’s milk. When it has become soft, dis-
solve it until it becomes as thick as glue. Melt Tyrian wax; add to this, in addition,
the white of egg. The mercury should amount to 2 parts and the stone 3 parts, but
all remaining substances 1 part apiece. Mix the ground mica and the molten wax
and knead the mixture with mercury. Soften the paste in the gum solution and the
contents of the hen’s egg. Mix all of the liquids in this way with the paste. Then
make the pearl that you intend to, according to a pattern. The paste very shortly
turns to stone. Make deep round impressions and bore through it while it is moist.
Let the pearl thus solidify and polish it highly. If managed properly it will exceed
the natural.” Halleux (ed.), Les alchimistes Grecs, cit., p. 116.
41 Ibid., p. 125.
42 Ibid., p. 124.
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43 Marcellin Berthelot, Ch. Em. Ruelle (eds.), Collection des anciens alchimistes Grecs,
cit., p. 45. While referring to a work of Democritus on dye (Ibid., p. 184), Zosimos
also mentioned the alloy.
44 The confusion with the real Democritus (fifth century BCE) was certainly en-
couraged by the fact that a work on colors and extensive knowledge of the art were
attributed to him (see Diogenes Laertius, Lives of eminent Philosophers, 10, 7). No
less significant is Diodorus of Sicily’s testimony (1, 98) about Democritus sojourn
in Egypt for five years, where he was supposedly instructed in astrology. On the
confusion around the name see also Christoph Lüthy, “The Fourfold Democritus
on the Stage of Early Modern Science,” Isis, (2000), 91:443–479.
45 “Multa autem videntur ab hominibus istis male sollertibus huiuscemodi com-
and he also went into Persia to visit the Chaldaeans as well as to the Red
Sea. Some say that he associated with the Gymnosophists in India and
went to Aethiopia.”48 This peculiar education which connected Dem-
ocritus with both the Egyptians and the Persians, allows Diogenes to
underline his acquaintance with various arts. This is further evidenced in
the lists of Democritus’ works prepared by the Pythagorean philosopher
Trasyllus under the Emperor Tiberius, and is consistent with Pliny’s
portrait (Nat. Hist., 30, 8, 10) of him as a follower of a Persian Magus
such as Ostanes. Aside from the work on colours, Trasyllus also in-
cluded medical treatises on prognostication, on diet, the Causes Con-
cerned with Seeds, Plants and Fruits, on agriculture, Concerning the
Magnet, and on painting. Diogenes concludes:
cepted by several editors of Diogenes’ work. However, since the this part of the text
is corrupted Salmasius’ rendering is still conjectural. Vitruvius (9,2) remarked that
in this treatise Democritus “sealed with a ring, on red wax, the accounts of those
experiments he had tried out.” As we have already pointed out, Columella attrib-
utes the work to Bolus. Pliny (Nat. Hist. 24, 102, 160) writes: “That Democritus
was the author of a book called Cheriokmeta. Yet, in it this famous scientist, the
keenest student next to Pythagoras of the Magi, has told us of far more marvellous
phenomena.” Pliny then provides a list of the magical properties of plants and their
magical remedies, thus confirming the hypothesis that the treatise in question con-
cerned botany and magic rather than alchemy.
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knew more of the collection of Demokritos’ works made by Thrasyllos in the first
half of the first century A.D., we should be able to estimate more clearly the dif-
ference between Demokritos and Bolos. [. . .] On the whole we are driven to the
conclusion that there was much in the writings of the historical Demokritos that
had affinities with the later tradition of Bolos, Anaxilaos, and Dioskorides.”
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After learning these things from the master [i.e. Ostanes] and aware
of the diversity of matter, I set myself to make the combination of
natures. But, as our master had died before our initiation was com-
pleted and we were still all taken up in learning the matter, it was
from the Hades, as one says, that I have tried to evoke him. [. . .]
He said only ‘the books are in the temple’ [. . .]
As we were in the temple, all of a sudden a column of its own
accord opened up in the middle. But at first glance there seemed
nothing inside. However the son [of Ostanes] told us that it was in
this column his father’s books had been placed. But when we bent
to look, we saw in surprise that nothing has escaped us except this
wholly valuable formula which we found there: ‘Nature rejoices
with Nature; Nature conquers Nature; Nature restrains Nature.’
Great was our admiration for the way he had concentrated in a few
words all the Scripture.54
53 Marcellin Berthelot, Ch. Em. Ruelle (eds.), Collection des anciens alchimistes Grecs,
living in the first half of the first century CE,55 acquainted with the
chemical arts and eager to give them a theoretical systematization and a
superior philosophical meaning. Given the numerous references to his
works by many different authors in the first century CE, his attempts
seemed to have been quite successful and widely appreciated.
The known works by Pseudo-Democritus include four books de-
voted to the fabrication of gold, silver, the tincture of purple and the
fabrication of false gems respectively. Synesius in fact reports that, “after
getting his impetus from Ostanes, Democritus composed four books on
tinctures, on gold, on silver, stones and purples.”56 Of these works only
fragments of a tome entitled Physikà kai Mystikà remain: a work which
was published for the first time at the end of the nineteenth century by
Marcellin Berthelot and the Greek scholar C. E. Ruelle.57 In this vol-
ume only the fragments related to the fabrication of gold, silver and the
purple have been identified with a reliable degree of certainty, whereas
the recipes concerning the lost treatises on gems have only recently be-
come the objects of critical re-examination.58 It seems that the later
compilers of Pseudo-Democritus’ writings kept the contents of Perì
lithon separated from his Physikà kai Mystikà; the reason for this selec-
tivity might be due to the fact that from Late Antiquity onwards, the
disciplinary boundaries of alchemy became more rigid and principally
(although not yet exclusively) centered around the Chrysopoeia.
Martelli has rightly suggested that parts of the Perì lithon ended up
in the Byzantine tract devoted to the coloring of stones, emeralds and
other precious stones derived from the sanctuary of the temples.59 Some
significant fragments of this work have been preserved in the Syrian tra-
dition of alchemical literature.60 In this version of the work devoted to
res, des émeraudes, des escarboucles et des amethysts d’après le livre tire du sanctuaire des
temples published in Marcellin Berthelot, Ch. Em. Ruelle (eds.), Collection des an-
ciens alchimistes Grecs, cit., vol. 2, pp. 334–349. Democritus is quoted once. See also
Halleux, Les alchimistes grecs, cit., p. 74.
60 Marcellin Berthelot, La chimie au Moyen Âge, tome II, L’alchimie Syriaque (Paris:
1893), vol. 2.
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Others who work in glass, how they transform the sand into one
compact and transparent substance?65
Chambers. From Nicene and Post-Nicene Fathers, First Series, Vol. 12. Edited by
Philip Schaff. (Buffalo, NY: Christian Literature Publishing Co., 1889.)
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ter take silver and tin, change their appearance, and transmute
them into excellent gold. Glass is manufactured from divisible
sand and dissoluble natron, and thus becomes a novel and brilliant
thing.67
The attention that the ancient alchemists gave to instruments and ex-
perimental practices is relatively well known.68 Scarce attention, how-
ever, has been paid to the reflections of Greek alchemists on the use of
materials such as glass for the construction of vessels, receptacles and in-
struments.69 Perhaps, looking at the past through the eyes of modern
chemistry, it seems to historians of chemistry (many of whom were also
chemists)70 that the use of glass in the laboratory was completely natural
and, to a certain extent, taken for granted. In a modern chemical labo-
ratory, experimental practice is unthinkable without the mass use of in-
1885); Id., Introduction à l’étude de la chimie des anciens et du Moyen Age, (Paris : G.
Steinheil, 1889) and Halleux, Les alchimistes grecs, cit.
69 Exceptions to this tendency are the essays by Frank Sherwood Taylor, “The evo-
lution of the still,” Annals of Science, (1945), 5:185–202; Stephen Moorhouse, “Me-
dieval distilling-Apparatus of Glass and Pottery,” Medieval Archaeology, (1972),
16:79–121; Robert G. Anderson, “The Archaeology of Chemistry,” in Instruments
and Experimentation in the History of Chemistry, Frederic L. Holmes and Trevor H.
Levere (eds.) (Cambridge Mass.: The MIT Press, 2000), pp. 6–34.
70 Marcellin Berthelot is an example.
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F i g . 5. Pharmaceutical glass receiver and chemical (?) apparatus found in the Casa del Fabbro in
Pompeii during the first half of the twentieth century. All the items were destroyed during WWII.
Courtesy SAP.
shaped, but one might think it was not too different from those used in during
Christian rites.
77 Petronius, Satyricon, LI. The same account, slightly modified, is in Pliny, Natu-
ralis historia.
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Fig 9. Amorini working in a pharmaceutical laboratory. Fresco, Pompeii Casa dei Vettii. First
century CE. Courtesy SAP.
80 Berthelot & Ruelle, Collection, cit., vol. 2, pp. 83, 143–144, 174, 181, 196, 218
(the description of the Tribikos), 227, 229, 237–240, 251, 289, 300.
ch04_5350.qxd 9/15/09 2:40 PM Page 114
F i g . 11a. Rython. First century CE. SAP F i g 11b. Modified version of 11a made by
inv. 12493. Hero of Alexandria for his pneumatic experiments.
82 Berthelot and Ruelle, Collection des alchimistes grecs, cit., vol. 2, p. 65 and vol. 1,
p. 164. English translation by Matteo Martelli.
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F i g 12. Test tube for testing liquid (angeion?). First century CE. Museo Vetrario
di Murano, Inv. VE 366.
The use of salt was thought up by the ancients to keep arsenic from
sticking to glass vases. This glass vase is called asympoton by
Africanus.83 It is covered with clay; a glass lid of cup form is set on
top. On the upper part another cup covers it all so as to prevent the
dispersion of the burned arsenic.84
83 Africanus has been identified with Sextus Julius Africanus born in Palestine be-
fore 150 CE and died after 240 CE. It is unknown whether the instrument on the
glass support described in this passage was of his invention or, whether, more likely,
it refers to an already extant one. On Africanus, see Lippmann, Entstehung, cit., p.
25 and Halleux (ed.), Les alchimistes grecs, cit., p. 70.
84 Berthelot and Ruelle, Collection des alchimistes grecs, cit., vol. 2, p. 82.
85 Ibid., vol. 3, pp. 75, 141, 261, 313, 350.
86 Ibid., vol. 3, p. 353 and p. 350.
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were used during the coloring of gems, in their turn a product of glass-
making. And large glass jars called bikoi were intended as parts for use
in distillation apparati.87
In a work that Berthelot and Ruelle attribute to Zosimos (third
century CE), a difference between the male and a female parts of a glass
alembic is briefly mentioned.88 In a letter devoted to the Philosopher’s
Stone, compiled posthumously, Zosimos pointed out that the apparatus
used for the combination of water of sulphur (the iosis) should be made
of glass both to allow the alchemist to see without the need to use his
hands, and due to the corrosive nature of the ingredients used during
the reactions.89 The Egyptian alchemist also mentions another appara-
tus called phanos, partly made of glass, which was used for the fixation
of mercury.90 Among the devices that served a specialized purpose,
Zosimos mentions the Pneumatikà by Archimedes and Hero of Alexan-
dria as useful sources.91 While Archimedes did not publish anything
under this title, Hero of Alexandria’s (first century CE) Pneumatics con-
tained the description of several devices, many made of glass, which
could have been useful in the alchemical treatment of fluids.92
Zosimos’ reference is too vague to allow us to positively identify
such an apparatus, but it is nevertheless quite interesting that he refers
to sources that historians usually categorize as pertaining exclusively to
mechanics. As a matter of fact, the classification of Hero’s work within
the mechanical tradition is doubtful. In the introduction of his small
treatises he focusses on the transformation of the elements, and one of
his set of experiments aimed to demonstrate the possibility of transmu-
87 Ibid., vol. 3, pp. 226–227 and 234. See the also improved edition edited by
Michèle Mertens (ed.), Les alchimistes grecs. Zosimos, cit., p. 10 and p. 121.
88 Berthelot and Ruelle, Collection, cit., vol. 2, p. 143
89 Ibid., vol. 2, p. 197. On the origin of the notion of Iosis see Arthur John Hopkins,
“A Study of the Kerotakis Process as given by Zosimus and later alchemical writ-
ers,” Isis, (1938), 29:326–353.
90 Michèle Mertens (ed.), Les alchimistes grecs. Zosimos, cit., pp. cliii–clxi.
91 Ibid., pp. 17–18. Mertens thinks that these citations are not authentic and that
they have been added later. In contrast to this, Jean Letrouit (“Chronologie des
alchimistes grecs,” in Didier Kahn and Sylvain Matton (eds.), Alchimie. Art, histoire
et mythes Paris: S.E.H.A., 1995, p. 43) thinks that the sources are cited by Zosimos
and I agree with his interpretation.
92 Bennet Woodcroft (ed.), The Pneumatics of Hero of Alexandria. Introduced by
Seventeen centuries later, Lavoisier still had a difficult time refuting the
validity of Hero’s experiment, which he regarded as typically alchemi-
cal.94
The marvellous transformation of matter obtained by the ingenious
devices that Hero constructed surely attracted the attention of others in
his city of Alexandria who were engaged in developing the chemical
arts. We might even speculate that Hero himself was not peripheral to
such an interest, and that his engagement with glassmaking throughout
his treatise shows that he was an attentive observer of developments in
fields beyond simply the mechanical arts.
Zosimus is also the main source for the works of Mary the Jewess,
which are extremely difficult to date.95 It is known that she wrote after
93 Ibid., p. 6.
94 Antoine Laurent Lavoisier, “Dissertation sur cette question: L’eau la plus pure
contient-elle de la terre, et cette eau peut-elle être changée en terre?” Observations
sur la physique, (1771), pp. 78–83.
95 Jack Lindsay, The Origins of Alchemy, p. 243 claims she was living “not very long
after Bolos,” i.e. during the second century BCE. Raphael Patai is of a different
opinion: in The Jewish Alchemists. A History and Source Book (Princeton: Princeton
University Press, 1995), p. 60, he tentatively assigns “her to the early third century
CE at the latest.” See also E. Lippmann, Enstehung, cit., p. 46.
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Pseudo-Democritus96 and before Zosimus, i.e. between the first and the
third century CE. Both her name and religious affiliation have been a
matter of dispute, but historians almost unanimously agree that she must
have come from Alexandria or the Syrian-Palestinian coast. Interest-
ingly, it seems that in Hellenistic Egypt, educated women took an active
interest in the chemical arts. As Sarah Pomeroy pointed out “Cleopatra
was reputed to be an expert in the arts and accoutrements of seductive
women and to have used these to bewitch Antony. For many genera-
tions, Ptolemaic queens, including Arsinoë II and Berenice II, had taken
a special interest in perfumes and unguents. These concoctions have
affinities with drugs.”97 In this connection is worth noting that several al-
chemical works were attributed to an author named Cleopatra.
According to Zosimus, Mary wrote a treatise entitled Perì kaminon
kai organon (On Furnaces and Instruments)98 which dealt with experi-
mental practice and which was destined to have an enormous influence
on the history of alchemy during the following centuries. In this and
other works, Mary mentions more than 80 pieces of apparatus, thus
showing the high degree of specialization reached by Alexandrian
alchemy. Among the instruments attributed to her, Zosimos mentions
the Trìbikos, still used for distillation, connected by three tubes, and
three glass bikoi “large and strong, so that they may not break with the
heat coming from the water in the middle”99 (Figs. 13a–13b). The in-
vention of the balneum Maria (the double-boiler)100 is also attributed to
117 ff. but for a much better edition see Michèle Mertens (ed.), Les alchimistes grecs.
Zosimos, cit., pp. 23–25 and its commentary pp. 185–200.
99 Berthelot and Ruelle (eds.), Collection, vol. 2, p. 62 and Michèle Mertens, Les
alchimistes grecs. Zosimos, cit., p. 15 and pp. 133–134. On this apparatus and its
background see Hermann Schelenz, Zur Geschichte der Pharmazeutisch-chemischen
Destilliergeräte. (1911) Reprint. (Hildesheim: Georg Olms, 1967), pp. 22–25;
Frank Sherwood Taylor, “The evolution of the still,” cit. See also Stephen Moor-
house, “Medieval distilling-Apparatus of Glass and Pottery,” cit; Michèle Mertens,
Les alchimistes grecs. Zosimos, cit., pp. cxvi–cxxx.
100 This procedure consists of the heating of two pots one on top of the other. The
larger functions as a container filled with water, while the smaller contains the sub-
stance to be heated at a moderate temperature in indirect contact with the fire’s heat.
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F i g . 13a. Trìbikos of Maria the Jewess (on the left upper part) and other
alembics. Codex Parisinus 2327. Bibliothèque Nationale de France–Paris.
102 Raphael Patai, The Jewish Alchemists, cit., p. 90. For a better edition of this text
see now the edition made by Michèle Mertens, (ed.), Les alchimistes grecs. Zosimos
de Panopolis, cit., p. 24 as well as her accurate reconstruction of the instrument on
pp. cxxx–clii.
103 “Sulphur, sometimes mixed with arsenic sulphides, was placed in the lower part
of the apparatus and on the kerotakis (P) were placed the several metals to be
treated: copper, lead, perhaps gold and silver also. The condensing covers were then
luted into position, a small hole being provided to allow escape of the heated air.
This was covered by a little cup. The fire was then started; the vapor of sulphur at-
tacked the metal and the sulphide which was formed dissolved in or mixed with the
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F i g . 14. Glass head of a still, excavated in Egypt. Late Roman Period ? Petrie
Museum, University College (London). Inv. UC2213.
excess of liquid of sulphur and ran through the sieve, or grating into the base or
‘Hades’. The black mixture of sulphur and sulphides remaining there as the ‘scoria’
or ‘black lead’. This was desulphurized by heating or by treatment with lime or ‘oil
of nitre’ and then smelted. The resulting metal was, of course, an alloy of the met-
als originally used, but probably also contained some sulphur and some arsenic.”
Taylor, The Alchemists. (New York: Collier, 1962), pp. 45–47.
104 “The coloring of metals grew out of the dyeing of fabrics. The list of colors and
their sequence followed that of the painter, who contributed also his palette in the
form of the kerotakis.” Arthur John Hopkins, Alchemy Child of Greek Philosophy.
2nd edition. (New York: Ams Press, 1967), p. 86.
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105 While it is probable that these pieces of apparatus belong to the Late Antiquity,
Flinders Petrie’s manuscript notes on Egyptian glass are nearly silent on the exca-
vation of these items. The finds are preserved at the University College of London
at the Petrie Museum.
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chapter 5
glassmaking continues
in byzantium
125
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wealth.1 We know that the margaritarii2 who traded pearls and precious
stones from the Eastern Provinces were so well represented in Rome
that the Officinae Margaritariorum were active in the Forum. And an in-
teresting undated inscription reports the existence of the glassmaker “C.
Fufio zmaragdo margargaritario,”3 revealing that the margaritarii also
fabricated false emeralds. Emperor Constantine’s donation of a table of
gold and emerald (tabulum de auro et smaragdo) to the altar of Saint
Peter also attests to the importance of this kind of profession:4 we may
wonder whether the tabula smargdina, the size of which could be hardly
be made entirely of emerald, was fabricated with green glass instead, the
product of the Roman tradition of manufacturing these kinds of arti-
facts.5 The historical record also suggests that glass was used to imitate
pearls and, more generally, margaritae, and we may presume that this
profession did not disappear during the Byzantine Empire and later pe-
riods, given the appearance of the earliest statutes regulating glassmak-
ing in Venice during the thirteenth century CE. These documents still
referred to the guild of the margaritari in order to designate those glass-
6 Glassmakers migrated from Ravenna to Torcello at the end of the sixth century.
On the margaritari during the Middle Ages in Venice see Luigi Zecchin, Vetro e
vetrai di Murano. Studi sulla storia della vetro, vol. 2 (Venice: l’Arsenale Editrice,
1989), p. 250 where he refers to statute entitled Mariegola dei cristalleri, margariteri,
paternostrer.
7 “M. Lollius Alexander Gemmarius.” Cit. in Achille Deville, Histoire de l’art de la
for architectural spaces, but also for scientific purposes in optics and
alchemy. It is necessary to distinguish two traditions that arose during
Late Antiquity and which were destined to have separate trajectories
and developments. While the Latin West witnessed a rapid decline of
scientific knowledge, in Alexandria and, above all, in Constantinople
and Syria, the Greek scientific tradition continued to be developed by a
series of naturalists who kept scientific investigation distinct from
Christian orthodoxy. It is therefore not surprising that while in the first
century CE, many Latin authors still explicitly refereed to alchemical
authors, from the third century CE onwards the pursuit of alchemical
research remained confined to the Greek and then the Byzantine tradi-
tion. More interesting is the fact that glassmaking progressively mi-
grated from the Roman centers of production to the Southeastern
capital and other associated cities. Alongside several Syrian centers and
the Alexandrine area, Constantinople represented a cultural site capable
of assuring favourable conditions for scientific and technical research,
however briefly. The widespread opinion that the omnipresence of reli-
gion in Byzantine culture made scientific endeavours suspect and ster-
ile9 is due both to the scarcity of studies of a tradition which has often
remained in manuscript form, and to the prominent role played by the
occult sciences which, until recently, have been identified as revealing
sign of a lack of interest in the “positive” natural sciences.10
From the first half of the fourth to the end of the sixth century CE,
a remarkable number of scholars, such as Zosimus, Proclus, Anthemius
and Alexander of Tralles, Euthochius, Philoponos, and Aetios of
Amida, distinguished themselves in developing the works of Pseudo-
Democritus, Aristotle, Archimedes, Apollonius and Galen in original
ways.11 Despite the fact that several Byzantine scientists kept the Greek
the recent collection edited by Paul Magdalino and Maria Mavroudi, The Occult
Sciences in Byzantium (Geneva: La Pomme d’Or, 2006).
11 An adequate historical reconstruction of Byzantine science is still a desideratum.
Useful but generic and outdated information can be drawn from George Sarton,
Introduction to the History of Science (Baltimore: Carnegie Institution of Washing-
ton, 1927), vol. 1, pp. 414–442; Aldo Mieli, La science arabe et son rôle dans l’évolu-
tion scientifique mondiale (Leyden: Brill, 1938), pp. 39–47. Although mostly devoted
to a later period, on the history of medicine see Symposium on Byzantine Medicine.
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Dumbarton Oaks Papers 38, John Scaraborough ed. (Washington: Dumbarton Oaks
Research Library and Collection, 1985).
12 Joseph Philippe, Le monde Byzantin dans l’histoire de la verrerie. (Ve–XVIe siècle)
(Bologna: Editrice Patron, 1970). Regrettably Philippe’s classical work does not
take scientific and technological literary sources into consideration and mostly fo-
cuses on archaeological findings.
13 Roshdi Rashed (ed. and transl.), Les Catoptriciens Grecs. I, Les miroirs ardents.
Textes établis, traduits et commentés par Roshdi Rashed (Paris: Les Belles Lettres,
2000), pp. 317–319. On Anthemius see also Thomas Heath, A History of Greek
Mathematics (Oxford: Clarendon Press, 1921), vol. 2, pp. 200–203 and pp.
541–543 and G. L. Huxley, Anthemius of Tralles. A Study in Later Greek Geometry
(Cambridge Mass.: Eaton Press, 1959).
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rical studies on the optical properties of lenses belong to this specific tra-
dition, a point that emphasizes how Byzantine scientists tried to make
a more advanced synthesis between the technical and geometrical tradi-
tions than their predecessors.
Besides his works on geometrical optics, Anthemius is above all
known for his employment by the Emperor Justinian to rebuild the
basilica of the Hagia Sophia. In this project, Anthemius collaborated
with another mathematician and engineer, Isidorus of Miletus, who ac-
cording to Sarton was at that time “the centre of a school of mathe-
maticians who were especially interested in Archimedean and
Apollonian geometry.”15 As it has been rightly pointed out, Anthemius
and Isidorus “were not just master-builders who knew from experience
what could be done, but people able to bring a fresh theoretic insight to
new problems. What else we know of Anthemius and Isidorus suggests
that they may have been primarily academics.”16
Praised by contemporaries and throughout history as the greatest
achievement of Byzantine architecture, the basilica of the Hagia Sophia
defied the conventions of its time in both its size and interior decora-
tions.17 In this project, glass occupied a central role. In the absence of di-
rect sources, it is not possible to clarify the reasons that led to
Anthemius’ employment in the basilica’s reconstruction. But one can
formulate several hypotheses. For example, it is important that in the
chapter devoted to the burning mirrors in the Suda, glass is confused
with an element, élektron, described as a combination of glass and gold
that completely covered “a table in Sancta Sophia.”18 Similarly, an
p. 40. In addition, Paul the Silentiary informs us that the basilica was also illumi-
nated at night with glass lamps.
21 Procopius, Buildings [De Aedificiis], Book I, 1, 27–30, Trans. By H.B. Dewing,
Medievale, (Rome: Treccani, 1997), vol. 8, pp. 25–35 (with updated bibliography).
The same author has investigated in depth the relation between the metaphysics of
light, Medieval optics and Perspectiva in her study Studi sulla prospettiva medievale,
Reprint of 1965 edition, (Torino: G. Giappichelli, 1987).
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F i g . 3. Glass mosaic of the dome of the Arian baptistery in Ravenna depicting the baptism of
Christ by Saint John the Baptist (right), and a pagan god on the left. First half of the fifth century CE.
they used to color the tesserae, on their division of labour, or on the fur-
naces and other tools they used to perform their work.
In addition to church decoration, Byzantine glassmakers developed
new techniques combining glassmaking and metallurgical knowledge. A
typical example of this is represented by the technique of gold leaf, de-
scribed in some detail by Theophilus (Roger of Helmarshausen?) in his
treatise De diversis artibus (first half of the twelfth century CE). As a de-
tailed recipe it is worth quoting at length:
The Greeks24 also make from these blue stones precious goblets for
drinking, embellishing them with gold in this way.
Arts of Painting. Original Texts with English Translations, 2 vols. (London: John
Murray, 1849), vol. 1, p. 188.
27 On the Pala see Sergio Bettini, “Venezia, la Pala d’Oro e Costantinopoli,” in Il
F i g . 4. Mary, between Peter and Paul in a gold glass medallion. Fourth Century
CE. Stuttgart. Ernesto Wolf Collection.
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2:48 PM
Page 137
F i g . 5. Engraving by Dionisio Moretti of the Pala d’Oro taken from Antonio Quadri, La piazza di San Marco in Venezia, printed in Venezia in
137
1831.
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F i g . 6. Enamelled Christ in his throne adorned with precious stones (or glass
stones?). Tesoro di San Marco Venice. Photo by Mario Carrieri.
Byzantine science has until recently been a neglected chapter of the his-
tory of ancient science.28Byzantine culture has been credited for the
pus of Greek and Byzantine alchemical writings. On this codex see Henri Dom-
inque Saffrey, “Historique et description du manuscrit alchimique de Venise
Marcianus Graecus 299,” in Alchimie. Art, histoire et mythes, cit., pp. 1–10 and the
forthcoming contribution by Antonio Rigo and Birgitte Mondrian, “L’histoire d’un
manuscript alchimique: le Marc. gr. 299 de Byzance (XIème s.) à M. Berthelot.”
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Ganzenmüller, “Die Anschauungen vom Wesen des Glases vom Mittelalter bis
zum Beginn des 19. Jahrhunderts, “ in Id., Beiträge zur Geschichte der Technologie
und der Alchemie (Weinheim: Verlag Chemie, 1956), pp. 128–155 as well as the
subsequent articles.
41 For a still-useful overview of this literature see Lynn Thorndike, A History of
Magic and Experimental Science, vol. 1 (New York: The MacMillan Company,
1929), pp. 760–773.
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42Philippe, Le monde Byzantin dans l’histoire de la verrerie, cit. pp. 85 and ff.
43 Robert Halleux and Paul Meyvaert, “Les origines de la Mappae Clavicula,”
Archives d’histoire doctrinale et littéraire du Moyen-Age, (1987), 54:7–58; The most
up-to-date essay is Francesca Tolaini, “De tinctio omnium musivorum. Technical
Recipes for Glass in the so-called Mappae clavicula,” in When Glass Matters, Marco
Beretta (ed.) (Florence: Olschki, 2004), pp. 195–219. See also Cyril Stanley Smith
and John G. Hawthorne, Mappae Clavicula. A Little Key to the World of Medieval
Techniques (Philadelphia: The American Philosophical Society, 1974).
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You will thus be able to make beautiful shining gems of every sort
with Roman glass. Hollow out some clay for yourself as a mould
for the stone; and put into it some glass broken into small pieces.
You may easily prepare this by this artifice. Let a certain reed be
skilfully turned round and round, and when it [the clay] begins to
harden, and the rod sticks tight, then fix it on the rod on both
sides, and let the rod be held by the glass placed round it; and then
put the clay, guarded by a hollow iron, into the fire, and when the
glass is thoroughly liquefied, press in into the hollow with a bright
iron, so that you may have no bubble or flaw in it.46
44 Isidore of Seville, Etymologiae, XVI, 16, 4–5 English translation The Etymologies
of Isidore of Seville (Cambridge: Cambridge UP, 2008), p. 328.
45 Compositiones ad tingendo musiva. Hjalmar Hedefors (ed.) (Uppsala: Almqvist &
Wiksell, 1932).
46 Marriefield, Medieval and Renaissance Treatises, cit., vol. 1, p. 196.
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for their production and repair, and also a skilled goldsmith for the
gold and silver ornaments . . .48
48 Abbot Suger on the Abbey Church of St.-Denis and its Arts Treasures, Edited, trans-
lated and annotated by Erwin Panofsky, 2nd edition (Princeton: Princeton UP,
1979), p. 77.
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knowledge. Although this practice had often little to do with the mean-
ing attributed to secrecy by alchemists, the conditions by which glass-
making developed since antiquity often entailed the awareness of
performing an art that was intimately interwoven with the most hidden
mysteries of matter. It is indeed remarkable that, in spite of the grow-
ing importance of glass and the spread of recipe books during the Re-
naissance, no monographic study was published until Neri’s treatise
appeared at the beginning of the seventeenth century.
The greatest uncertainty surrounded the discovery of artificial
cristallo and other precious stones in the first half of the fifteenth cen-
tury, attributed to the Venetian Angelo Barovier. As we pointed out in
previous chapters, Roman glassmakers managed to imitate crystal with
unsurpassed skill, such that Barovier’s achievements are not necessarily
superior in manufacture to their ancient predecessors. Whether Barovier
had access to manuscripts containing ancient recipes or he re-invented
a method on his own is impossible to determine. Crystal glass in fact
had been reinvented several times in its history, and continued to be
reinvented after Barovier’s time. This is not surprising because the
vagueness of the recipes which circulated in manuscript form, and
which can still be found in the archives of Venice and Murano, show
that the secrecy in which the techniques of glassmaking were kept made
it impossible to attribute the inventions for which craftsmen credited
themselves in each epochs.54 Furthermore, the so-called glass à la façon
de Venice involved recipes which were Byzantine and, in a few cases,
even Egyptian-Greek in origin. The appropriation of these recipes be-
came one of the leitmotivs of Renaissance craftsmen, who saw in the
production of glass luxury artefacts a means of exceptional revenue and
reputation. Leonardo da Vinci himself gave a recipe for preparing ruby
glass and melting pearls, but the contents of which do not allow us to
understand the details of the procedure.55 As a matter of fact, Leonardo
also associated alchemy with glassmaking. In criticising the occult sci-
ences in the Quaderni di Anatomia, he remarked:
by Edward MacCurdy (New York: Braziller, 1954), p. 1005 and pp. 1175–1176.
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56 Ibid., 81.
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F i g 10. Glass furnace for melting and annealing, probably seen by Birnguccio during is visit to
Murano. De la Pirotechnica (Venice, 1540) fol. 44.
duced crystal and all the other kinds of gems that are much more
beautiful of than this, no way has yet been found for working with
these as is done with glass.57
stones was accomplished two decades later by Giovan Battista della Porta in his
Magia Naturalis sive De miraculis rerum naturalium libri IIII (Rome: apud Matthiam
Cancer, 1558), pp. 117–126.
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59 Maria Grazia Tagliavini, Il gusto della meraviglia: bicchierografie tra arte e scienza
nel XVI e XVII secolo, PhD doctoral dissertation, 2 vols. (Pisa: Università di Pisa,
2005), vol. 1, p. 156.
60 Alfredo Perifano, L’Alchimie à la Cour de Côme Ier de Médicis: savoirs, culture et
some of the manuscripts of the Medici collection, many of which came from Mu-
rano, are of a later date, the beginning of the interest in glassmaking is to be at-
tributed to Cosimo I. For the collection see also Gabriella Pomaro, I ricettari del
fondo Palatino della Biblioteca Centrale di Firenze. Inventario (Florence: Giunta Re-
gionale Toscana and Editrice Bibliografica, 1991).
62 “Ha ritrovato il modo di fondere il cristallo di montagna . . . e perciò ha salariato
alcuni maestri dei nostri da Murano molto sufficienti.” Cit. in Detlef Heikamp,
Studien zur mediceischen Glaskunst: Archivalien, Entwurfszeichnungen, Gläser und
Scherben (Florence: Kunsthistorisches Institut, 1986), p. 68.
63 “Francesco si diletta anche di formar delle gioie false così simili alle vere, che alle
The same day we saw a palace of the duke, where he himself takes
pleasure in working at counterfeiting oriental stones and cutting
crystal; for he is a prince somewhat interested in alchemy and the
mechanical arts . . .64
It was in this context that the skilful artist Agostino del Riccio compiled
his treatise on the Istoria delle pietre, most of which was devoted to the
examination of crystal and precious stones.65
While the experiments were performed in the laboratories of the
Casino, the Prince’s residence in the Palazzo Vecchio also underwent an
important renovation, aiming to emphasize the central importance of
alchemy and the chemical arts within the Medici Court. In his marvel-
lous Stanzino commissioned from Giorgio Vasari and several younger
painters under his direction, a complex visual narrative evoked the
process of the opus magnum through sixty three scenes.66 Apart from the
famous painting by Johannes Stradanus of the alchemists’ laboratory
(Fig. 12), which illustrated the laboratory of the Casino of San Marco,
other paintings were directly connected with the chemical arts: for ex-
ample, the allegories of the four elements on the vault, at the center of
which was a painting illustrating Prometheus taking a specimen of rock
crystal from nature.67 (Fig. 13) This central figure both emphasized the
alchemical narrative of the studiolo as well as one of the Prince’s main in-
F i g . 12. Johannes Stradanus’ painting of the alchemical laboratory at the Casino of San Marco,
with Francesco de’ Medici (on the right) guided by an experienced alchemist in his experiment. Palazzo
Vecchio, Florence.
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F i g . 13. The central fresco on the Stanzino vault, depicting Nature giving a piece
of rock crystal to Prometheus. Palazzo Vecchio, Florence.
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69 Pier Francesco Covoni, Don Antonio de’ Medici al casino di San Marco (Florence:
Tip. Cooperativa, 1892). On Paracelsian chemistry in Florence see Paolo Galluzzi,
“Motivi paracelsiani nella Toscana di Cosimo II e di Don Antonio dei Medici :
alchimia, medicina chimica e riforma del sapere,” in Scienze, credenze occulte, livelli
di cultura: Convegno internazionale di studi: Firenze, 26–30 giugno 1980 (Florence:
Leo S. Olschki, 1982), pp. 31–62.
70 On Antonio de’ Medici, Antonio Neri, alchemy and glassmaking see the well-
F i g . 15. Giovanni Maria Butteri, The discovery of glass or Aeneas in Italy. The
putto in the front is holding a piece of transparent glass. Palazzo Vecchio, Florence.
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F i g . 16. Giovanni Maria Butteri, The glass foundry at the Casino of San Marco. Palazzo
Vecchio, Florence.
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71 “Che in questo non si può dare regola poiché sta nella pratica, laquale si fa con
l’esperimentare, quando il colore sta bene si facci lavorare subito perché facilmente
si ismarisce questo colore, che così io l’ho praticato e sperimentato più volte.” L’arte
vetraria, cit., p. 79.
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72 “Ogni pietra che con l’acciaiolo, o vero fucile, fa fuoco, e atta a vetrificare e a fare
il vetro e cristallo e tutte quelle pietre che non fanno fuoco con acciaiolo, o fucile
come sopra non vetrificano mai; il che serva per avviso per poter conoscere le pietre
che possono trasmutarsi in vetro da quelle che non si possono trasmutare.” Ibid., p.
38.
73 The Art of Glass, Wherein Are Shown the wayes to make and colour Glass, Pastes,
als in einem commentario über die sieben Bücher P. Anthonii Neri, und denen Anmerck-
ungen Christophori Merretti (so aus den Ital und Latein, beyde mit Fleiss ins
Hochdeutsche übersetzt) die allerkurtz bundigsten Manieren, das reineste Chrystall-Glas,
alle gefärbte oder tingirte Gläser, künstliche Edelstein oder Flüsse zu machen: sampt
einem II. Haupt-Thiel, so in mehr als 200 Experimenten bestehet, darinnen von
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the report of more than two hundred original experiments and a new
recipe for gold-ruby glass: a combination of dissolved gold and tin in
aqua regia (purple of Cassius) combined with glass which resulted in the
most spectacular specimen of ruby glass.75 As much as Kunckel credited
himself with this invention, ruby glass was reported to have been man-
ufactured by Pliny in antiquity, as well as by several subsequent authors
who, with different degrees of confidence, vindicated the discovery of a
method of coloring glass in such a way as to imitate the purple shade of
the ruby.76 Two most prominent chemists of the seventeenth century,
Rudoph Glauber77 and Johann Joachim Becher,78 continued to see in
this art a key to unveiling the mysteries of the transmutation of matter
and, taking inspiration from Venetian glassmakers, tried several recipes
by which they could imitate precious stones and crystal.
One century later, in the very first volume of his Histoire naturelle
(1749), Comte Buffon, one of the protagonists of the French Lumières,
gave glass a central role in his theory of the geological evolution of the
Earth. Buffon set forth a hypothesis concerning the structure of our planet
which revived opinions and ideas rooted in the history of glass. After hav-
ing claimed that the Earth was made of glass,79 Buffon concluded:
Glasmahlen, Vergulden und Brennen Türckische Pappier, [et]c. und viel andere unge-
meine Sachen zu machen, gelegret werden: mit einem Anhange von denen Perlen und fast
allen natürlichen Edelsteinen (Leipzig: Gedruckt bey Christoph Günthern, 1679).
75 Dedo von Kerssenbrock-Krosigk, Rubinglas des ausgehenden 17. und des 18.
Geschichte des Gold rubinglases,” in Id., Beiträge zur Geschichte der Technologie und
der Alchemie (Weinheim: Verlag Chemie, 1956), pp. 85–128.
77 Werner Loibl, “Johann Rudolph Glauber und die ‘gläsernen’ Folgen,” Journal of
la matière qui compose le globe terrestre est du verre, dont les sables ne sont que des
fragmens ; les autres espèces de terre se sont formées du mélange de ce sable avec
des sels fixes et de l’eau, et quand la croûte fut refroidie, les parties humides qui s’é-
toient élevées en forme de vapeurs, retombèrent et formèrent les mers.” Buffon,
ch05_5350.qxd 9/15/09 2:49 PM Page 163
From this it followed that nearly all known matter originated as glass,
and could therefore be transmuted:
Histoire naturelle, (Paris: Imprimerie Royale, 1749), vol. 1, p. 195. I thank Thierry
Hocquet for bringing this passage to my attention. This and the follwing citations
from the electronic edition of Buffon’s Histoire naturelle are taken from the Buffon
website http://www.buffon.cnrs.fr/.
80 Ibid., p. 259.
81 Ibid., p. 261.
82 Tomas Maurice Royou, Le Monde de verre réduit en poudre, ou Analyse et réfuta-
sine veste d’Orschall, l’Helioscopium videndi sine veste solem chymicum, le Sol non sine
veste, le chapitre XI du Flora saturnizans de Henckel sur la vitrification des végétaux, un
Mémoire sur la maniere de faire le saffre, le Secret des vraies porcelaines de la Chine & de
Saxe : ouvrages ou l’on trouvera la maniere de faire le verre & le crystal d’y porter des
couleurs, d’imiter les pierres prétieuses, de préparer & colorer les emaux, de faire la potasse,
de peindre sur le verre, de préparer des vernis, de composer des couvertes pour les fayances
& poteries, d’extraire la couleur pourpre de l’or, de contrefaire les rubis, de faire le saffre,
de faire & peindre les porcelaines &c traduit de l’allemand par M. D.***. (Paris: Durand
1752).
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Epilogue
Modern chemists know that the ingredients contained in glass are not
the key to its chemical identity “since hundreds of thousands of differ-
ent chemical compositions can be made into glasses.”1 The definition of
glass, therefore, is problematic and it is often construed on the basis of
its negative characteristics. Modern chemists regard glass as an amor-
phous material which lacks the solid characteristic of crystalline sub-
stances. “Although glasses have the mechanical rigidity of crystals, they
have the random or disordered structure of liquids. It is therefore nec-
essary to define a fourth state of matter, the glassy state, which combines
these two properties.”2
As I have argued in the preceding chapters, the chemical ambiguity
of glass was well known to ancient, medieval and early modern alchemists
165
ch06_5350.qxd 9/15/09 2:51 PM Page 166
and rather than seeing it as puzzling problem, they envisaged in the very
nature of glass the possibility of producing unlimited chemical transfor-
mations. What now appears as an unstable and yet solid arrangement of
molecules, in ancient times evoked the hidden virtues of matter and, at
the same time, the marvelous potentials of chemical manipulations of in-
gredients that, brought to a glassy state, could take nearly any natural
form. The chemical nature of glass indeed fitted the ancient philosophies
of matter and the belief in the possibility of transmuting one substance
into another.
During the eighteenth century, however, attitudes toward glass
changed quite radically. While the fascination of its properties remained
intact, the need to reveal the secrets behind the myriad of recipes com-
municated by ancient authors became more and more urgent. During
the second half of the seventeenth century, the commercial potential as-
sociated with the manufacture of glass was being investigated. The in-
troduction of innovative methods in glassmaking became the necessary
condition for economic advancement. Despite the strict regulations of
the glass guilds, Venetian and, more generally, Italian glassmakers found
ways to broker their expertise in the Netherlands, France, England and
in the German states, thus giving a significant impulse to a competition
which soon spread throughout Europe. The small workshops for the pro-
ductions of refined artifacts which enjoyed the direct control of the
sovereigns were rapidly transformed into large factories in which the pro-
duction of mirrors, windows, bottles and other common glassware was
regulated by the economic competition of early industrial capitalism. It
was at this stage that the secrets of glassmaking were systematically an-
alyzed and scrutinized. The invention of flint glass is a typical example
of the new kind of entrepreneurship surrounding glassmaking. Although
the chemical quality of lead in making glass similar to crystal and to other
transparent stones had been known since the Renaissance and several
recipes had already been published in Neri’s treatise, George Ravencroft
understood that by using lead oxide and by multiplying the quantitative
tests, the quality of the artifacts could be considerably improved. Several
decades of work were necessary to perfect a standardized and economic
method for producing flint glass but Ravencroft’s effort paved the way
for an approach to glassmaking which emphasized the central role of
chemical analysis. It is indeed not surprising that between the end of the
seventeenth and the first half of the eighteenth century, professional
chemists were involved in systematic research which had a direct con-
ch06_5350.qxd 9/15/09 2:51 PM Page 167
area. The rise and fall Bosc-d’Antic’s career offers a good example of the
radical transformation of glassmaking during the Englightenment and of
its definitive separation from the alchemical tradition.
Trained as a physician in Montpellier, d’Antic became interested in
chemical technology in Paris while attending Réaumur’s and Nollet’s
courses. Sent by the Académie Royale des Sciences to direct the glass
manufacture of Saint Gobain in 1755, Bosc-d’Antic solved the difficulties
of the royal manufacture by introducing new furnaces and by testing
new chemical combinations to imitate the crystal glass of Bohemia.7 In
1760, Bosc-d’Antic’s memoir on the means for improving glassmaking in
France was awarded a prize by the Académie des sciences.8 Encouraged
by this recognition, Bosc-D’Antic’s scientific ambition grew and, in ad-
dition to the publication of several memoirs of technical glassmaking, he
outlined a theory of matter based on the experience he gained in Saint-
Gobain. In 1777 he submitted to the Académie des sciences a memoir
entitled Observations sur les matières à convertir en verre, sur la nature du
verre et sur le principe vitrifiant9 in which he claimed that by submitting
the fondants and the silica to calcination separately before combining
them, they became infusible and lost their property of producing glass.
This led Bosc to conclude that both the fondants and silica, as well as
most substances, contained a vitrifiable principle and that this was
volatile. The alchemical background of glassmaking was resurgent with
new arguments and through the authoritative voice of a respected ex-
pert. At the Académie the memoir was examined in January 1778 by
Lavoisier and Macquer and in their severe report the two chemists
pointed out that the sustainability of a theory had to be supported by a
more thorough knowledge of the recent development of theoretical
sciences, pour l’année 1760. Quels sont les moyens les plus propres à porter la perfection &
l’économie dans les verreries de France? Par m. Bosc D’Antic (Paris: A Paris, Chez Du-
rand,1761). The memoir was eventually published also in Bosc’s Oeuvres.
9 Paul Bosc-d’Antic, Oeuvres, cit., vol. 1, pp. 241–250.
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La verrerie est peut-être de tous les arts, celui qu’on peut soumettre
le plus rigoureusement à des principes déterminés par la physique,
celui par conséquent qui peut parvenir h la plus grande précision;
mais il demandoit un observateur qui fût également familiarisé avec
tous ses procédés et instruit en physique. M. Loysel possède ces
deux qualités.13
10 Lavoisier and Pierre Joseph Macquer, “Rapport sur un mémoire relatif à la na-
ture du verre,” in Lavoisier, Oeuvres, (Paris: Imprimerie Impériale, 1868), vol. 4, pp.
290–292.
11 Lavoisier, “Prix extraordinaire proposé par ordre du Roi par l’Académie des sci-
ences pour l’année 1788 (précis de ce qui a été fait pour perfectionner le flint-glass
et le verre en général),” in Id., Oeuvres, cit., vol. 6, pp. 20–30. The prize was not
awarded and the competition was again promoted by the Académie in 1791.
12 Jean Darcet, Claude Louis Berthollet, Antoine François Fourcroy, “Rapport su
un ouvrage de M. Loysel, qui a pour titre Essai sur les principes de l’art de la verrerie,”
Annales de chimie, (1791), 9:113–137 following in the subsequent issue of the An-
nales. The whole report was eventually published at the end of Loysel’s Essai the
first edition of which appeared only in 1799–1800.
13 Ibid., p. 113.
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wood; with notices of his works and their productions, memoirs of the Wedgwood and
other families, and a history of the early potteries of Staffordshire (London: Virtue
Brothers and Co., 1865), p. 307.
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him the possibility to show his superior skills. However, events took a
different turn. At the beginning Wedgwood did not appreciate that the
whole vase was made of two kinds of glass and only after several years did
he manage to produce the first satisfactory replica; not made of glass but
of the more economic and easy to handle black jasper ceramic (Fig. 2).
Even then, due to the astronomic expenses suffered during the en-
deavor, Wedgwood abandoned his original project of producing prof-
itable copies of the vase. After several unsuccessful efforts, finally in
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1876 the first replica in glass was successfully produced but the tech-
niques used by ancient glassmakers remained obscure.20
After over two millennia of history the alchemical tradition of glass-
making was brought to an end but the mysteries behind many of its
most beautiful realizations remained veiled.
20David Whitehouse, Roman Glass at the Corning Museum (New York: The Corn-
ing Museum of Glass, 2003), vol. 3, pp. 86–87.
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ch07_5350.qxd 9/15/09 2:53 PM Page 175
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Index of Names
193
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Bidez, Jean 54n, 99n, 140n, 176 Cornford, Francis Macdonald 32n–33n,
Biringuccio, Vannoccio 149–150, 176 176
Boll, Franz 54n Cosimo I de’ Medici 150, 152
Bolzan, J.E. 34n, 181 Covoni, Per Francesco 156n, 181
Bolus of Mendes 97–99, 103n–104 Crane, Gregory R. 175
Bonacasa, Nicola 181 Crippa, Sabina xiv
Boodt, Anselmus de 176 Crisciani, Chiara 181
Borch, Ole 9n Cumont, Franz 17n, 54n, 99n, 176, 182
Borsook, Eve xiv, 65n, 133n, 181
Bosc-d’Antic, Paul 168–169, 176 D’Amato, Clotilde 79n
Boyle, Robert 161 Damigeron 53
Brancacci, Aldo 102n, 181 Darcet, Jean 169
Bresciani, Edda 12n, 176, 181 Daremberg, Charles 26n, 31, 70–71,
Brill, Robert H. 1n–3n, 17n, 77n, 165n, 182
181 Daumas, F. 9n, 182
Budge, Ernst Alfred Wallis 181 De Carolis, Ernesto xiv
Buffon, Georges-Louis Leclerc, Comte Debus, Allen G., 77n
de 125, 162–163, 176 Delamare, François 12n, 20n
Buontalenti, Bernardo 152 Dell’Acqua, Francesca 67n, 126n, 144n,
Burnstyn, H.L. 26n, 181 182
Burstein, Stanley Mayer 14n, 181 Della Porta, Giovan Battista 150n, 177
Butteri, Giovanni Maria 156, 158–159 Delaunay Deslandes, Pierre 167
Del Riccio, Agostino 153, 177
Caesar 91 De Mely, F. 47n, 177
Caley, Earle R. 20n Democritus 97n, 100–106
Camplani, Alberto 132n, 181 Democritus, see also Pseudo-Democritus
Canella, Anne Françoise 92n, 147, 181, Derchain, P. 9n, 17–18n, 182
184 Descartes, René 77
Carbonelli, Giovanni 181 Deville, Achille 67n, 126n–127n, 182
Carcopino, Jérôme 97n, 181 Dezzi Bardeschi, Marco 182
Carusi, Paola xiv Diels, Hermann 24n, 27n–28n, 99n,
Casati, Stefano xiv 177, 182
Casini, Vittorio 157n Diodorus Siculus 15, 30, 67n, 89–90,
Cavendish, Margaret 171 102n
Celsus 69, 71, 79n–80n Diocles 26n
Chaptal, Jean Antoine 167n Diogenes Laertius 15, 102–104
Chrysostom, John 107 Dioscorides 51, 80n, 112, 177
Ciappi, Silvia xiv Di Pasquale, Giovanni xiii–xiv, 28n,
Ciarallo, Annamaria xiv 64n, 80n, 182
Cicero 41, 74n, 80n Dodwell, C.R. 135n
Citti, Francesco xiv Donaldson, James 95n
Claudius 102, 111 Downey, G. 131n, 182
Clement of Alexandria 45 Dümichen, Johannes 18n, 182
Cleopatra 119 Düring, I. 34n, 177
Clericuzio, Antonio xiii
Cleveland, A. 95n Eichholz, D.E. 34n, 59n, 65n, 182
Cole, Thomas 15n, 181 Eisler, R. 5n, 182
Colinet, Andrée xiii, 176 Empedocles 14, 24–27, 122
Colonna, M.E. 109n, 176 Engle, Paul 156n, 182
Columella 80n, 97n, 99, 103n, 111 Enoch, Jay M.
Conticelli, Valentina 153n, 181 Eraclius 135, 143–144
Constantine 126–127 Erman, Adolf 14n, 183
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