3s Nature and Purposes
of Technology
and EthicsThe Problem of Technology
and Liberal Democracy
-ologism for the new age.
che thing it names: indus-
6 PBiotechnology” is
Byer and seta
trial-scale processes and products offering power to alter and con-
trol the phenomena of life—in plants, in animals and, increasingly,
also in human beings. But while the word may be new, the idea of
context and to consider more generally the problem of technology
as a whole.
Attempting an overview of the problem of technology is daunt-
ing, For one thing, the topic is enormous: technology is everywhere,
in a shifting variety of guises, from flush toilets to food processors,
from automobiles to artificial organs, from cell phones to smart
bombs. Second, given this vast heterogeneity, it seems foolish to try
eral democracy, a hefty subject by itself. Third, there is the embar-
rassment of apparent hypocrisy: how can a man who travels hither
and yon by airplane and automobile, to deliver lectures produced
Life, Liberty and the Defense of Dignity
@ computer and laser printer, rendered legible and audible through
and microphone, and no\ readable through the
ting and publishing techniques, have the effrontery to
technology as a problem? Finally, there is the matter
ited competence; though I have worried for more than
the meaning of biomedical technologies, I remain
largely ignorant of other technologi
‘oblem of technology whole,
, for the stakes are high, For
sent decades, and hence we need all the more to try to
understand i.
Probably the most common view of “the problem of technol-
gy” is something lke tis: technology isthe sum total of human
tools and methods, devised by hus
good and ill.
There are, of course, dangers of abuse and misuse of technology,
but these appear to be proble technology but of its human
general. And, besides abuse
of technology itself: the unin-
tended and undesired consequences arising from its proper use. Thus,
the problems of technology can be dealt with, on one side, by tech-
nology assessment and careful regulation (to handle side effects and
us to solve the problems technology creates without a its
delightful fruits,
‘endeavor to show,The Problem of Tecmology and Liberal Democracy 22 Lif, Liberty and the Defense of Dignity
able—through various “how-to” guides and manuals, (About the
disposition to make—that is, why human beings want to make—I
will speak shortly.) Following up these clues, one might think that
technology is the sum of the products of craft and industry, and,
even more, the sum of the know-how, skills and other devices for
their production and use,
But this is, at best, a partial view. Technology, especially mod-
‘em technology, occupies itself not only with the bringing-into-being
‘of machines and tools and other artifacts. [cis centrally involved in
the hamessing of power and energy—thermal, hydroelectric, chem-
atomic. The driling for oil, the damming of rivers, the
What Is Technology?
i i is, The term
“We must begin by trying to understand what technology is.
itself is singularly unhelpful; according to the Oxford ae Dic-
ior it En; qh ‘meani dating back to the early sev~
tionary, eee ish meaning, eae
ving, cutting canoes, making.
rude weapons” (1864). i
‘The term has Greek roots: techne, meaning art, especially th
‘useful crafts rather than the fine arts, that is,
‘making rather
late speech or
compound fechnologos. As fa as I can tell, the closest chey came t0
any such notion was not an account about art—a logos of techne—
ing upon, a challengiog forth
janding of nature: that its concealed materials and energies be
released and ordered as standing reserves, available and transformable
for any multitude of purposes.’ Not the loom or the plow, but the
oil storage tank or the stee! mill or the dynamo, is the emblem of
jodern technology.
Yer this, t00, does not go far enough. For tec
derstanding the difference between th
Greek polis and the modern nation-state by beginni
thinking through the difference between technology understood as
rhetoric and technology understood as rationalized art and industr))
Still art and speech are intimately related. Both are manifes-
tations of human rationality, of the fact chat man is the
is point largely har-
essed by the art of healing, bur in the future usable also for genetic
various techniques of psychotherapy to psychopharmacology. There
are abundant techniques of mn, communication and enter-
nization and engineering (for
techniques of management (the
ues of inspection and regulation;
, learning and rearing, dating and
‘mating, birthing and dying, and even—God help us—of grief. In
‘modern times, as Jacques Ellul has persuasively argued, the techni
it must be guided by mind, know-how, e
and rational element that makes the various arts
energetic. For him (as for Heidegger), technology is an entire
of being in the world, a social phenomenon more than a merely‘The Problem of Technology and Liberal Democracy 33
‘material one, characterized by the effort, through rational analysis
aspects of our world toward efficiency, ease and control—to achieve
the fullest control at the highest efficiency at the least possible cost
and trouble.‘ Technology comprises organization and scheduling no
less than machinery and fuel, concepts and methods no less than
physical processes. In short, itis a way of thinking and believing
and feeling, a way of standing in and toward the world, Techno!
‘ogy, in its full meaning, is the disposition rationally to order and
predict and control everything feasible in order to master fortune
and spontaneity, violence and wildness, and leave nothing to chance,
all for human benefit. It is technology thus understood, as the dis-
position to rational mastery, whose problem we hope to discover.
‘Whence comes such a disposition to mastery? What is the
source of the technological attitude? Again, a question difficult to
unravel. According to some, its deepest roots are somehow tied to
human weakness: necessity is the mother of invention. Need lies
behind the fishhook and the plow, fear of beasts and men
the club and the barricade, and fear of death behind medici
according to Hobbes, the fear of violent death that awakens human
reason and the quest for mastery. Of course, too much fear can ener-
vate, According to Aeschylus’s Prometheus, only when men ceased
seeing doom before their eyes were they able, with his aid, to rise
up from abject nothingness, poverty, terror’ In this view, the world’s
inhospitality—not to say hdsilty—toward human needs and wants
By other accounts, the primary root is not weakness but
strength: pride rather than needy fear erects the technological atti-
nothing but wounded pride—moved the primordial human beings
to cover their nakedness, right from the moment of their rise to
‘painful self-consciousness.* Pride lies behind the technological proj-
honor and glory, called mankind to the conquest
relief of man’s estate, a project he regarded as the highest and most
a Life, Liberty and the Defense of Dignity
magnificent human possibility’ Ambition—the desire for wealth,
power and honor—prompts many a man of science and industry.
lly, the master does not seek mastery just to escape from the
There are, of course, other possible roots than fear, need and
: for example, laziness, beneath the desire for an easier way to
‘mow the lawn; boredom, beneath the desire for aew amusements;
greed, beneath the desire simply for more and mores vanity and lust,
beneath the desire for new adornments and allurements; envy and
‘This analysis of the origins of the technological disposition is,
0 far, only psychological, and goes deep into basic features of the
juman psyche, Yet this cannot be the whole story. For one thing,
of the arts, The peo-
‘cans of the New World
rca. In place of the disposition
rational mastery, these societies and many others like them are
ruled by the spirit of reverence, or national pride, or the passion for
hhteousness or holiness or nobility, or even just
certainly seems as if modern technology differs from ancient fechne,
10t only in scale, but even, decisively, in its nature.
‘Whether or not this is so can be argued at length. Bur one thing
indisputable: modern technology would not be the ubiquitous
‘phenomenon—or the problem—that it is, were it not for modern
, Bacon and Descartes. Says Robert Smith Woodbury in his
le on the “History of Technology” for the Encyclopaedia Bri-
innica: “For many thousands of years ... [man’s] progress in tech-‘The Problem of Technology and Liberal Democracy 35 36 Life, Liberty andthe Defense of Dignity
nology was made by trial and error, by empirical advance... [twas
so-called empirical science of nature is, as actually experi
only toward the end of the 18th century that technology began to. mex rie inet
highly contrived encounter with apparatus, measuring devices, pointer
readings and numbers; nature in its ordinary course is virtually never
directly encountered. Inquiry is made “methodical,” through the
mn of order and schemes of measurement “made” by the
jowledge, embodied in laws rather than theorems,
matic” under rules of a new mathematics expressly
that have had enormous influence.”” A discussion of the nature of
technology would be incomplete without at least a few words about
are, to be contemplated as an end in itse
In contrast, modern science seeks knowledge of how things work,
to be used as a means for the relief and comfort of all humanity,
knowers and non-knowers alike. Though the benefits were at first
slow in coming, this practical intention has been at the heart of mod-
‘ern science right from the start. Here, for example, is celebrated
hand—in contrast to its ancient counterpart, which
be beheld,” which implies that the mind ee a the receiv-
ing eye. And modern science rejects, as meaningless or useless, ques-
tions that cannot be answered by the application of method. Science
becomes not the representation and demonstration of truth, but an
art: the art of finding the truth—or, rather, that portion of truth that
lends itself to being artfully found, Finally, the truths that modern
science finds —even about hut ings —are value-neutral, in no
‘way restraining technical appli and indeed perfect!
for it. In short, as Hans Jonas ee as
‘manipulability at its theoretical core;!* and this remains true even
for those great scientists who are themselves motivated by the desire
for tcuth and who have no interest in that mastery over nature to
which pee terrae nonetheless contribute, and for which sci-
ence is ‘esteemed by the rest of us and mightily su
‘the modern state. i a peel
For this reason, we must think of modern science and modern
technology as a single, integrated phenomenon. It is the latter's fusion
ith the former that makes it both so successful and, as we shall
see, such a problem.
“very useful
So soon as I had acquired some general notions concerning
Physics ... they caused me to see that itis possible to attain
knowledge which is very useful in life, and tead of that
speculative philosophy which is found in the Schools, we may
find a practical philosophy by means of which, knowing the
force and the action of fice, water, ait, the stars, heaven, and all
the other bodies that ehviron us, as distinctly as we know the
different crafts of our artisans, we can in the same way employ
‘themt in all those uses to which they are adapted, and thus ren-
der ourselves as the masters and possessors of nature.”
{Emphasis added.)
But modern science is practical and artful not only in its ends.
Its very notions and ways manifest a conception of the inte
of knowledge and power. Nature herself is conceived energeti
and mechanistically, and explanation of change is given in terms
(at most) efficient or moving causes; in modem science, to be respor-
sible to produce an effect. Knowledge itself is obtained pro-
Hidden truths are gained by acting on nature, through
‘experiment, twisting her arm to make her cough up her secrets. The‘The Problem of Technology and Liberal Democracy | Life Liberty and the Defense of Dignity
What Is a Problem? i to self-knowledge? Could
understood as the disposition and activity of mastery,
IE know what we might mean by “technology,” bling block in the path of the master himself?
teh get tteee aeat erect gy isa problem, or poses a problem, what would
would make technology more like a tragedy
for understanding and endurance,
even if only in mind. To ask about the problem
fact exemplifies it,
‘We do not like to be obstructed, to be
‘We do not like to have problems.
bout the goodness and sufficiency of human
—is very old. Nearly everyone in antiquity agreed
degree of arculness was indispensable for meetingThe Problem of Technology and Liberal Democracy 39
human needs and for human living together. No arts, no cit
10 true humanity. Rational animal, techi
al—it is all one package. The arguments concerned
the unqualified goodness of this package and, even more, the
relative importance of fechne and of law (ot piety) in promoting the
‘human good.
‘Crudely pur, the argument could be stated this way. Those who
hold that the biggest obstacles to human happiness are material,
and arise from scarcity and the stinginess and violence of nature,
from the indifference of the powers that be, 0
ease and death, look to the arts. In this view,
bringers of the arts are the true benefactors of mank
revered like the godss the supreme example is Promethe
hought”), bringer of fie, with its warming and t
through fie, all the other arts. By contrast
hold that the biggest obstacles to human happiness are psychic and
spiritual, and arise from the turbulences of the human soul itself,
look instead to law (or to piety or its equiv tame and mod:
erate the unruly and self-destroying passi
the lawgivers, the statesmen and the prophets are the true benefac
tors of mankind—not Prometheus but Lycurgus, not the builders
‘of Babel but Moses. The arts are suspect precisely because they serve
comfort and safety, because they stimulate unnecessary desires, and
because they pretend to self-sufficiency. In the famous allegory of
in Plato's Republic, Socrates implies that it is the Promethean.
ie and the enchantment of the arts that hold men unwit-
tis chained, warm and comfortable yet blind to the world
beyond the city. Mistaking their crafted world for the whole, men
live ignorant of their true standing in the world and their absolute
dependence on powers not of their own making and beyond their
‘when the arts and men are ruled politically, and only
flourishing.
“The coming of the modern technological project added anew |
his dispute. What if technology, founded upon the new
stingy nature without but also unruly
race-based technology could be brought
governed by wisdom about the human soul and |
larger whole, ean art contribute properly to human
Life Liberty andthe Defense of Dignity
was certainly part of the vision of Descartes, and, it seems, an antic-
ipated benefit of the mastery of nature: “For the mind depends so
‘miich on the temperament and dis
ind most humanitar-
ian of arts, wil, when iis properly transformed by the new science
itature and human nature, provide at lng las solution for the
yuman condition—through what ‘now begun to call
a similar promise
anthropology and
Feasibility
The first question arising from a consider
L better —not less —technology,
and regulatic
an urgent cause. Indeed; Hi
powerfully argued that, thanks to the profound ca sia
fentieth-century technology, the whole scale and meaning of
n action has been transformed, and a new ethi‘The Problem of Technology and Liberal Democracy
with the intended intervention, they must be seen, wanted or not, as
central and integral to the whole.
nature, it entails roads and
body shops, parking facilities and traffic laws; the production of
1e need for autoworkers,
, fumes, smog and auto graveyards; the need f |
tuto dealers and mechanics, safety and highway inspectors, traffic
instructors, testing and licensing,
ims adjusters, trackers of stolen
in AS
eee eee eee eee
vides In cach goeraton we bequeath o out descendants wonder
new devices, but by thet aggregate effets, we preordain or at
greatly constrain how they are able to use them.
More radical analy%ts of
free human choice between comy
automatically made, always in fa
Life, Liberty and the Defense of Dignity
‘Science bestowed immense new powers on man and, at the
same time, created conditions which were largely beyond his
‘comprehension and beyond his control. While he
‘aursed the illusion of growing mastery and exulted in his new
{tappings he became the sport and presently the victim of tides
and currents, whirlpools and tornadoes, amid
mote helpless than he had been for a long time,
ms of feasibility and the problem of unwanted
juences, and think now only about the desired
‘examination, can we say about the goals of
ject for the mastery of nature?
idy noted, mastery of nature seeks, to begin
's liberation from chance and from natural necessity, both
ft
len, what is the ground of these and other goal
me from liberation from natural neces.
ration from natural goals? Or does man, even i
‘temain within the grip of nature as regards his‘The Problem of Technology and Liberal Democracy 43
and pleasure, for example, given to man
‘not the goals of
i then mastery over nature will always be
by his own natu:
‘ment to instincts, drives, lusts,
(On the other hand, perhaps technology can enable man to
fcom the grip even of his own nature, even regard-
(though in another sense, of course, man.
‘of nature). If so, then mastery of nacure
‘would meat '
control, Reason would not only be a tool, reason would create.
xtion, toward goals he freely
and good for us? Why would the setting of p
meled hut be anything but arbitrary
‘man's so-called power over nature is, in truth, always a powe
cised by some over others with knowledge of nature as
‘ment, can it realy be liberating to exchange the rule of nat
the rule of arbitrary haman vue, such will might happen to 7
ilanthropically, but then again, and much more likely, i
human history is any guide, we already know what to expec
in the arbitrary positing of human projects, especially on a
I scale. And even on a personal scale, liberating —an¢
ing—to live under one’s own wi it
Ices no guidance from what would be genuinely good for
oneself?
Fair enough, you say, but why must the mastering wil
trary? Why can’t reason function not as an arbitrary creator, no
‘merely as a tool, but also as a guiding eye, to discover and promul-
zgate those standards of better and worse, right and good,
and di and true human flouris hat would guide th
wer and make the master
Life Liber and the Defense of Dignity
rnaively hope will happen. Indeed, the extreme trust i
nology tacitly assumes the existence ar the emergence of idee
ledge of genuine goals that would in fact guarantee not onl
fecedom but also the goodness ofthe mastery of nature,
Don't hold your breath. Such knowledge of :
08
‘goals and such
vai scenes are not only methodoloicalyiniferet vo ques
etter and worse, Not surprisingly, they find their own indif-
verti humanly lovable i pecsabl, while al hings
Bee aes utterly unlovable,
n ence, however gri ring as dis i
throw icy waters on the human spit : eee‘The Problem of Technology and Liberal Democracy
rder is bad, just because science cannot corroborate the
it this tolerant division of live and let
ally unsatisfying and finally won't work. The teach
as they diffuse through the community, do not stay quietly and inno-
cently on the scientific side ofthe divid
ical teachings. The
dards for human conduct; lings cause us to doubt the truth
and the ground of those standards we have held and, more or less,
fares the belief in the self-evident truths of the Declaration of Inde-
pendence and the existence of inalienable rights to life, liberty and
the pura of happiness co whose defense the
ldview make us skeptical about the existence of any ni
its and therefore doubrful of the wisdom of those who
to defend them? If survival and pleasure are the only po:
principles that nature does does not all
respected body of thought a teaching that has no room for freedom.
and dignity. Liberal democracy has reached a point, thanks in no
ject, which has brought
in the laboratory yet can-
‘human, a science whose
Life, Liberty and the Defense of Dignity
bout man cannot even begin to support its own premise
ightenment enriches life.
frankly, adrift without a compass. We adhere more
ly progress or merely change—or, for that matter, decline,
Tragic Self-Contradiction
ras they go, But even
iple—that is, necessar-
PecAsides foc exainpe, che technology of meeting needs and
relieving toil. We in the prosperous West have come a long way. But
have we attained satisfaction? Have we not, with each new advai
our desires turn into needs, yesterday's luxuries into tod:
and human desires are, it seems,
swell and turn into needs, the gap
‘of even the first efforts at easing the harshness of life:‘The Problem of Technology and Liberal Democracy a7
{Slince men enjoyed very great leisure, they used it to pursue
many kinds of commodities unknown to their fathers; and that
was the first yoke they imposed upon themselves without think-
ing about it, and the fist source ofthe evils they prepared for
their descendants. For, besides their continuing thus to soften
body and mind, as these commodities had lost almost all their
pleasantness through habit, and as they had at che same time
degenerated into true needs, being deprived of them became
‘much more cruel than possessing them was sweet; and people
were unhappy to lose them svithout being happy to have
them. (Emphasis added.]
Moreover, new needs—especially in modern times—always create
new dependencies, often on nameless and faceless others far away,
‘on whose productivity and good will one comes increasingly to rely
for one’s own private happiness. Finally, since even poverty acquires
only a relative meaning, since technology widens the possible range
between rich and poor, since vanity and envy compound the gap
satisfaction of need and desire becomes
should governments step in to try to
-chnology has spawned, they can do so
only at the cost of economic liberty. Bureaucracy, too, is a form of
technology, and living under itis anything but liberating. Docs this
look anything like mastery?
And what of technology fueled not by need but by fear of death?
Has it proved a success? True, fear of death at the hands of wild ani
mals rarely troubles the minds of city dwellers, but our haven against
by their impotence to control the surrounding violence as to con-
tribute to it themselves. On the international scene, we may credit
the absence of fear of foreign invasion to our superior might, but the
fear of death from modern warfare and international terrorism rans
high, the unavoidable result of the fact that technologies know no
political boundaries or that passenger airplanes can be used for more
than transportation. Even in medicine, that heartland of gentle human-
itarianism, the fear of death cannot be conquered, The greater our
medical successes, the more unacceptable is failure and the more
intolerable and frightening is death, True, many causes of death have
Life, Liberty and the Defense of Dignity
vanquished, but the fear of death has not abated, and may,
indeed, have gotten worse. For as we have saved ourselves from the
rapidly fatal illnesses, we now die slowly, painfully and in degrada-
-tion—with cancer, AIDS or Alzheimer’s disease. In out effort to con-
trol and rationalize death and dying, we have medicalized and
iionalized so much of the end of life as to produce what amounts
to living death for thousands of people, Moreover, for
‘we now face growing pressures for the legalization
‘which will complete the irony by casting the doctor, preserver
rund like mastery?
technologies for the soul, only now being
ssion and dementia, stress and schizo-
technology to the rescue?
Can we not make good on the Cartesian promise to make men
ifice and self-restraint? On.
conquest of his own nature
In his moment
contented cow.
Having enumerated a number of problems of technology, can
we find their common ground? Wh:‘The Problem of Technology and Liberal Dentocracy Life, Liberty and the Defense of Dignity
promote the general welfare and, above all, secure the bless-
liberty to ourselves and our posterity.
does not yet mean that modern life—ourlife—must be tragic. Every-
thing depends on whether the techn¢ i
ted, spiritually, morally, politically.
Technology and Liberal Democracy
ization —I refer in particular to the Sec-
Americans today—including, one should emphasize, the ri cond World War. As our liberal democracy becomes also a mass soci-
friends of technology: ‘yssith mass culture, bureaueratization, multinational corporations,
lream of human perfectt i .
Republic, though influenced
‘ment thought, were hardly utopians. They adopted a more moder-
ate course, On the one hand, they knew human nature well enough
crucial importance of good laws (backed
ion and also religion for the preservation of
decency and public spiritedness, On the other hand, they appreci-
ated fully the promise of stience. The American Republic is to my
knowledge, the first regime
nical progress and
United States Con:
‘The Congress shall have power .. . To promote the Progress of
Science and useful Arts, by securing for limited Times to
‘Authors and Inventors the exclusive Right to their respective
‘Writings and Discoveries. (Article I, Section 8)
Our Founders, in this singular American innovation, encouraged
technological progress by adding the fuel of interest to the fire of
genius.
Yer progress for progress’s sake was not their goal. Rather, by
science and technology they hoped to help provide for the commonThe Problem of Technology and Liberal Democracy st
claims, but being willing to defend those rights, with one’s life and
fortune and sacred honor if necessary. The American citizen is not
a happy slave, True, prospects for active citizenship today often seem.
greatly attenuated, thanks largely to changes of
nance for which technology is largely responsible:
citizenship means or requires in the megalopolis
reaucratic state, Yet voluntary associations abound, many with civ
and public-spirited purpose; and the liberation from arduous t
ty also allows for genuine political
people's representatives are capable of responding
to the problems spawned by technology, from enacting standards
for the purity of air and water, to preserving natural forests and
parks against the deadening encroachments of asphalt. In the bio-
medic che same Congress that enacted the patent laws also
9. Various states have enacted legisla-
tion prohibiting assisted suicide, destructive research on embryos,
and cloning. As this book goes to press, the United States Senate
ill, American institutions offer us political oppor-
regulate and slow down the technological
“real life” rather than virtus
cents and children dwell in a realm of sentiment and spontaneous
affection, rooted in the bonds of lineage and relation, and presided
‘over by some of the deepest strengths of our nature. Private life is
where we come face to face with birth and Jove, death and sorrow,
not merely as helpless victims but as connected, responsible and
thoughtful agents. Private life also provides liberty of worship, to
acknowledge the dependence of human life—and of nature itselé—
‘on powers beyond us and not at our disposal. Technology today
2 Life, Liberty and the Defense of Dignity
threatens our private life by invading our houses to make us; in
effect, comfortably homeless. Television usurps the place of con-
ion, while modern conveniences
: fe same time, we increasingly know what we
ate missing people are learning that marria
ined attention, and there
genuine wisdom. Full human dignity requires a mind uncontami-
nated by ideologies and prejudice, turned loose from the shadows
of the cave, free not Ive factitious problems of its own
+rshadowed by technology, to
nature and purpose and good:
technology, Ifthe deepest problem of technology
utilitarian habit of mind it engende in
iberal democracy, and especially in liberal education,
ies the last best hope of mankind.
Honesty compels me to add,
I disputes and in and just
‘shness and frivolity. Yet nearly everywhere, one can find pock
thoughtfulness and genuine
ns of light that attract and engage seri-
‘ous and eager students. It has been my singular good fortune to be
first a student and then for twenty-five years a teacher in one suchto these tasks. They are tasks, rather, for families and for commu-
nities of worship, where cultural practices enable the deepest insights
of the mind to become embodied in the finest habits of the heart.
Not for nothing does the Good Book say that the beginning of wis-
dom is the “fear [awe, reverence] of the Lord.”