Professional Documents
Culture Documents
4.10
Neuropsychological Assessment
of Children
CYNTHIA A. RICCIO and CECIL R. REYNOLDS
Texas A&M University, College Station, TX, USA
267
268 Neuropsychological Assessment of Children
impact of cancer treatment on CNS function ment and methodology, will be discussed.
(e.g., Copeland et al., 1988); and the short- and Finally, future directions and issues that need
long-term sequelae in children identified as at- to be addressed in the neuropsychological
risk for learning problems due to perinatal or assessment of children, if clinical child neurop-
prenatal difficulties (e.g., Breslau, Chilcoat, sychology is to continue to add to the under-
DelDotto, & Andreski, 1996; Cohen, Beckwith, standing of underlying processes in children's
Parmalee, & Sigman, 1996; Gatten, Arceneaux, learning and behavior, as well as the application
Dean, & Anderson, 1994; Saigal, 1995; Waber & of that understanding to intervention programs,
McCormick, 1995). will be addressed.
While more research has focused on educa-
tional problems, increased risk for psychiatric 4.10.1.1 Assessment Process
disorder and long-term adjustment problems
have been found to be associated with brain Neuropsychological assessment generally in-
injury, both in adults and children (e.g., Breslau cludes assessment of a number of functional
& Marshall, 1985; Rutter, Graham, & Yule, domains that are, based on clinical evidence,
1970; Seidel, Chadwick, & Rutter, 1975). associated with functional systems of the brain.
Research consistently demonstrates that adjust- This is considered important for the develop-
ment and behavioral problems are associated ment of hypotheses and potential interventions
with children who have neurodevelopmental (L. C. Hartlage & Telzrow, 1986; Whitten,
deficits (e.g., Hooper & Tramontana, 1997; D'Amato, & Chitooran, 1992). Areas evaluated
Tramontana & Hooper, 1997). Children with generally include cognition, achievement, and
neurological impairment have been found to be behavior/personality/emotionality, as would be
six times more likely to develop emotional, assessed as part of a general psychological
behavioral, or motivational problems secondary evaluation. A neuropsychological evaluation
to, if not as a direct result of, the neurological provides for consideration of a wider array of
impairment (Dean, 1986). At one time it was functions, however, than is addressed in a
believed that specific relationships between typical psychological or psychoeducational
brain dysfunction and child psychopathology evaluation (Dean, 1985, 1986; Obrzut, 1981).
would be found; it is now posited that the In general, the neuropsychological evaluation is
relationships between brain integrity and psy- more thorough and also includes the assessment
chopathology are nonspecific and impacted by of perceptual, motor, and sensory areas, and of
secondary influences including failure, frustra- attention, executive function (planning, orga-
tion, social stigma, family reaction, and so on nization), and learning/memory (e.g., Dean &
(Tramontana & Hooper, 1997). Many advances Gray, 1990; Obrzut, 1981; Shurtleff, Fay,
have been made in the area of psychopathology, Abbot, & Berninger, 1988).
including the development of models specific Given that the neurodevelopment of Luria's
to the underlying neurological basis of ADHD functional systems and the experiences of the
(see Riccio, Hynd, & Cohen, 1996), autism (e.g., child interact in a reciprocal manner (Spreen,
Damasio & Maurer, 1978; Hooper, Boyd, Hynd, Risser, & Edgell, 1995), as well as the potential
& Rubin, 1993; Hurd, 1996; Maurer & Damasio, for adjustment/behavioral difficulties, the use
1982; Shields, Varley, Broks, & Simpson, 1996), has been advocated of a transactional model
schizophrenia in childhood and adolescence that takes into consideration the reciprocal
(e.g., Asarnow, Asamen, Granholm, & Sher- interactions of the child, home and family
man, 1994; Asarnow, Brown, & Strandburg, members, classroom (teacher and peers), and
1995; Hendren, Hodde-Vargas, Yeo, & Vargas, other social environments in which the child
1995), conduct disorder (e.g., Moffitt, 1993), and functions (Batchelor, 1996b; D'Amato &
anxiety (e.g., Gray, 1982). Various models (e.g., Rothlisberg, 1996; D'Amato, Rothlisberg, &
Gray, 1982; Kinsbourne, 1989; Nussbaum et al., Leu, in press; Teeter, 1997; Teeter & Semrud-
1988; Rourke, 1989; Tucker, 1989) have been Clikeman, 1997). This should incorporate
proposed to explain the interface between brain information from a variety of sources (e.g.,
function and behaviors associated with child- parents, teachers, physicians, medical records,
hood psychopathology. school records, and so on) in order to enable
This chapter will provide an overview of the cross-comparison (Batchelor, 1996b). In addi-
neuropsychological assessment process for chil- tion, it has been suggested that motivational
dren, both historically and in the context of factors (Batchelor, 1996b) and the child's ability
current practices and future trends. Continuing to cope with the injury/impairment need to be
concerns with regard to the translation to determined (Dean, 1986). Thus, the neuropsy-
children and adolescents of what is known chological assessment process not only incor-
about adult functioning and neuropsychological porates a more complete review of information
assessment, as well as concerns with measure- regarding the child but attempts to integrate this
270 Neuropsychological Assessment of Children
information with an understanding of brain± support inferences about the integrity of various
behavior relations and environmental factors functional systems of the brain (Shurtleff et al.,
(Taylor & Fletcher, 1990). 1988). The neuropsychological perspective
This means that a neuropsychological assess- leads to better understanding of underlying
ment involves a wide range of tasks focused on causes of learning and behavior problems; this
the child, as well as measures/observations of in turn results in an increased ability to develop
the various contexts in which the child functions appropriate interventions or circumvent future
and the associated expectations. Some critics of problems (D'Amato et al., 1997).
neuropsychological assessment have argued Ultimately, data generated from the neuro-
that so extensive an evaluation is not time- or psychological assessment process are used to
cost-effective (e.g., Little & Stavrou, 1993). For develop recommendations regarding whether
example, neuropsychological assessment of a the individual would profit from compensatory
learning disability goes beyond identifying the strategies, remedial instruction, or a combina-
academic deficit(s) to the identification of the tion of approaches (Gaddes & Edgell, 1994).
child's processing strengths and deficits as well Through the use of information about how
as the child's ability to function in a variety of various skills correlate in the developmental
contexts (Morris, 1994). The assessment of a process, neuropsychological assessment allows
wider range of higher cortical functions is one to make inferences not only about those
supported by research findings that neurologi- skills measured, but also about skills that have
cal disorders are seldom expressed as a single not been evaluated. Further, by understanding
dysfunction (Dean & Gray, 1990), and it has the neurological correlates of these skills and
been shown to improve differential diagnosis of of instructional methods, neuropsychological
learning problems (D'Amato, Rothlisberg, & assessment can assist in the formulation of
Rhodes, 1997; Morris, 1994; Rourke, 1994). It is hypotheses regarding potential instructional
further argued that the process of deriving methods/materials for a particular child (Rey-
hypotheses for intervention planning is a nolds, Kamphaus, Rosenthal, & Hiemenz,
complex process that requires a comprehensive 1997). For example, based on the neuropsycho-
assessment battery coupled with neuropsycho- logical evaluation of two children with autism,
logical foundations and familiarity with the differing nonverbal teaching strategies were
contexts and task demands of the child (Gaddes, identified for each child in order to improve
1983; Rourke, 1994). The cumulative perfor- their individual outcomes (Hurd, 1996).
mances of the child on neuropsychological While ªtreatmentº within the framework of
measures are seen as behavioral indicators of education is generally considered to consist of
brain function (Fennell & Bauer 1997). Based eligibility, placement decisions, and the devel-
on all of the data generated in the evaluation opment of an educational plan, ªtreatmentº
process, hypotheses are generated which are resulting from a neuropsychological assessment
specific to how and why a child processes frequently includes assistance with specific
information (D'Amato, 1990; Dean 1986; Leu medical management, vocationally related
& D'Amato, 1994; Whitten et al., 1992). goals, speech/language areas, and physical
Inferences are then made based on the child's issues (Cohen, Branch, Willis, Weyandt, &
performance on a variety of measures and the Hynd, 1992; Dean & Gray, 1990). Effective
theoretical perspective of the clinician. interventions need to take into consideration
Much of the skepticism regarding the appli- the myriad psychosocial contexts in which the
cation of neuropsychology to problems of child functions and adjustment and motiva-
learning and behavior in children has centered tional issues, and to identify those environ-
on the assessment±intervention interface (Little mental modifications that can ameliorate or
& Stavrou, 1993; Samuels, 1979; Sandoval & reduce the behavioral effects of brain dysfunc-
Halperin, 1981). It is argued by some that tion (Batchelor, 1996b; Teeter & Semrud-
neuropsychological perspectives do not add to Clikeman, 1997). It has been suggested that
the ability to develop remedial and treatment the interventions developed must also be
programs and may even lead to a sense of multidimensional and incorporate not only
hopelessness (Little & Stavrou, 1993). Others academic, behavioral, and psychosocial techni-
have argued that the information obtained from ques, but also include motivational, metacog-
neuropsychological assessment can be used as nitive, medical, and classroom management
the basis for developing appropriate interven- techniques (Batchelor, 1996b; Teeter & Semrud-
tion programs (Gaddes & Edgell, 1994; Clikeman, 1997). However, correct diagnosis
Reynolds, 1981b; Rourke, 1991, 1994; Teeter and early implementation of treatment strate-
& Semrud-Clikeman, 1997). Data about the gies that work have been shown to be cost-
additional areas of functioning included in the effective in dollars and in the quality of a child's
neuropsychological assessment are needed to life (Reynolds, Wilen, & Stone, 1997).
Measures Used in the Assessment of Children 271
formulate hypotheses (Kaplan, 1988). Multiple tion, the lateralization component of the KABC
efforts have been made with regard to recate- is based on the way in which the information is
gorizing or clustering various subtests to processed or manipulated. Within each scale,
provide for neuropsychological interpretation there is a variation of mode of presentation and
of the WISC-R. L. C. Hartlage (1982), for response that allows for further evaluation of
example, suggested that the functional integrity complex functional systems (Reynolds & Kam-
of the right and left hemispheres could be phaus, 1997). KABC interpretation is intended
estimated by comparing the Similarities and to identify cognitive neuropsychological
Picture Arrangement subtests (temporal lobe) strengths of the child, and the related instruc-
and the Arithmetic and Block Design subtests tional methods and learning activities that will
(parietal lobe). Bannatyne (1974) proposed four exploit these strengths and circumvent deficit
categories of neuropsychological function that areas. Research on the effectiveness of this
could be assessed and interpreted based on model for intervention is, however, limited.
combinations of subtests on the WISC-R: Evaluation of the KABC with regard to its
verbal comprehension, sequencing, spatial, relevance to Luria's approach and to child
and acquired knowledge. Kaufman (1979) neuropsychology has been positive (e.g.,
recategorized the subtests into successive and Donders, 1992; Majovski, 1984; Snyder, Leark,
simultaneous tests, based on Luria's theory. Golden, Grove, & Allison, 1983). It has been
Concerns with this practice have been suggested that the KABC is a good complement
evidenced in the literature. Interpretations to other neuropsychological tests. Specifically
based on isolated measures of a child's behavior with regard to the use of the KABC as a
(e.g., a single subtest) have limited reliability component of a neuropsychological battery, it
and validity (Kamphaus, 1993; Lezak, 1995) has been shown to provide useful information in
and this is often what occurs in this process. the differential diagnosis of learning disability
Recategorizations of multiple subtests (e.g., subtypes (e.g., Hooper & Hynd, 1985; Telzrow,
Bannatyne, 1974; Kaufman, 1979), appear to Century, Harris, & Redmond, 1985) and right
have greater reliability, but the validity of these hemisphere dysfunction, which is consistent
recategorizations continues to be questionable with physical evidence (Morris & Bigler, 1985;
(see Kamphaus, 1993). Further, in many cases Shapiro & Dotan, 1985). Similar positive results
there is no attempt to translate the inferences were found in the comparison of dichotic
made, using these methods, into effective listening performance and KABC results (Diet-
interventions. zen, 1986). Thus, the KABC has been shown to
be sensitive to traumatic brain injury to specific
cortical regions (Donders, 1992). Research also
4.10.2.2 Development of New Measures for indicated that the pathognomonic and intellect
Children scales of the Luria Nebraska Neuropsychologi-
cal Battery-Children's Revision were closely
As opposed to trying to ªmake doº with related to performance on the global scales of the
existing children's measures, additional mea- KABC (Leark, Snyder, Grove, & Golden, 1983).
sures have been developed with an underlying Research results overall tend to support the use
neuropsychological basis. For example, the of the KABC in neuropsychological assessment,
Luria±Das model of successive/simultaneous and subtests of the KABC are frequently used in
processing (Das, Kirby, & Jarman, 1979) in eclectic batteries (e.g., Nussbaum et al., 1988;
conjunction with the cerebral lateralization Branch, Cohen, & Hynd, 1995).
research by Sperry (1968, 1974), Kinsbourne The KABC may well be the test of choice for
(1975), and others, served as the basis for the children under age five (Reynolds et al., 1997);
development of the Kaufman Assessment the use of sample and teaching items adds to the
Battery for Children (KABC; Kaufman & likelihood that a neurological substrate or
Kaufman, 1983a). As such, the design of the functional system is being assessed as opposed
KABC is compatible with current neuropsy- to language, experience, or culture (Reynolds &
chological models of higher order cognitive Kamphaus, 1997). The KABC has strong
function (Reynolds & Kamphaus, 1997). Unlike validity and reliability (Kamphaus, 1993), is
the Wechsler scales, where mode of presentation sensitive to developmental changes in informa-
determines the scale with which a task is tion processing/functional organization (Rey-
associated, on the KABC the cognitive proces- nolds & Kamphaus, 1997), and is considered an
sing demands of the task (e.g., simultaneous or appropriate instrument for use with US ethnic
sequential) determine the scale with which it is minorities (e.g., Fan, Willson, & Reynolds,
associated (Kaufman & Kaufman, 1983b). 1995; Kamphaus & Reynolds, 1987). While
Further, rather than conceptualizing lateraliza- further research with the KABC in conjunction
tion based on content or method of presenta- with neuropsychological assessment is needed,
274 Neuropsychological Assessment of Children
available research supports the potential for the suggested that the traditional combining of
KABC to be a useful tool for child neuropsy- forward and backward digits may be inap-
chologists with results providing implications propriate and that these tasks represent quite
for the habilitation of learning problems different cognitive demands (Ramsey &
(Reynolds & Kamphaus, 1997). Reynolds, 1995; Reynolds, 1997a) with distinct
neuropsychological substrates. Initial findings
suggest, for example, that forward memory
4.10.2.3 Current and Future Trends span may be more directly impacted by
attention while backward memory span may
The development of new measures, specifi- be more a reflection of general intelligence.
cally designed and normed for children may not Additional investigation into the distinction
only reflect current interest areas in children's between forward and backward memory span,
learning and behavior, but may in many ways as well as into other areas of memory continues
dictate the future directions of neuropsycholo- to be needed. Due to the increased interest in
gical assessment of children. In particular, since this area, children's norms for measures used in
the late 1980s a number of measures have been the assessment of memory in adults have been
developed which are specific to memory and developed (e.g., Delis, Kramer, Kaplan, &
attention. At the same time, there is also an Ober, 1994). In addition, three comprehensive
increase in the use of technology, with or measures for the assessment of memory/learn-
without the inclusion of electrophysiological or ing have been developed specifically for children
imaging methods, which is evident in the and adolescents since the mid-1980s. The
research literature and clinical practice. development of these measures has in many
ways been due to the perceived inappropriate-
ness of adult measures of memory for use with
4.10.2.3.1 Memory
children and the inability to relate results from
Nearly every disorder that involves the CNS adult measures to the contexts (e.g., school) in
and higher cognitive functions includes some which children function.
form of memory complaint; memory is incor- The first of the measures developed for the
porated in almost all daily activities (Reynolds assessment of memory in children, the Wide
& Bigler, 1997a). Research across neurological Range Assessment of Memory and Learning
disorders points to the importance of memory (WRAML; Sheslow & Adams, 1990), consists
in evaluating brain integrity (Reynolds & of 12 subtests which yield verbal memory and
Bigler, 1997a); 80% of a sample of clinicians visual memory scores, with normative data for
who performed testing noted memory as children ages 5±17 years. Delayed recall trials
important (Snyderman & Rothman, 1987). can be given for four of the subtests. Initial
Standard psychoeducational batteries used with factor analysis of the WRAML corroborated
children tend to focus solely on cognitive ability the two-factor structure (Haut, Haut, Callahan,
as defined by IQ, achievement, and behavioral & Franzen, 1992); however, with at-risk
status. In the area of learning disabilities, there children and a clinical population, three factors
has been recent interest in examining the under- were extracted (Aylward, Gioia, Verhulst, &
lying psychological processes, and particularly Bell, 1995; Phelps, 1995). Some concern has
learning and memory (Zurcher, 1995). Research been voiced with regard to the multiple items/
in the area of memory and the development of tasks that may tap attention as opposed to
new measures to assess memory functions may memory and the absence of consideration of
lead to further interest in the learning process attention/concentration (Haut et al., 1992).
itself (Reynolds, 1992). It has been argued, Further, evaluation of the WRAML for
additionally, that the assessment of learning children with, compared with those without,
and memory would provide useful information ADHD or learning disabilities indicated that
for instructional planning (Wasserman, 1995). the WRAML provided little additional infor-
Historically, assessment of memory in chil- mation for discriminating between clinical
dren relied on the use of subtests from various groups (Phelps, 1996).
tests including the KABC, the WISC-III and its The Test of Memory and Learning (TOMAL;
earlier versions, and so on (e.g., Nussbaum et al., Reynolds & Bigler, 1994) consists of 10 core
1988; Branch et al., 1995). All too frequently, subtests (five verbal and five nonverbal) yielding
inferences regarding verbal memory in parti- separate verbal memory and nonverbal memory
cular relied on the Digit Span subtest of the scale scores as well as a composite memory
Wechsler scales. Multiple concerns about rely- score. A delayed recall procedure can be
ing on Digit Span can be found in the research implemented to provide a delayed recall index.
literature (e.g., Reynolds, 1997a; Talley, 1986). Additional supplemental indices (e.g., sequen-
Recent research in the area of memory has tial recall, free recall, attention/concentration,
Measures Used in the Assessment of Children 275
and learning) can also be computed. Using a of the assessment process. The assessment of
variety of factor analytic methods, Reynolds attention, more so than of other domains, has
and Bigler (1996) examined the latent structure moved to computerized approaches. The most
of the TOMAL. Factor analytic study of the comprehensive battery of computerized mea-
TOMAL indicated that the factor solutions sures is the Gordon Diagnostic System (GDS;
obtained were highly stable across all age Gordon, 1983). This is a microcomputer-based
groups. Notably, none of the solutions obtained assessment that includes 11 tasks specific to
matched the verbal±nonverbal dichotomy attention and self-regulation. Since the devel-
usually considered and represented by the two opment of the GDS, a number of other
scales of the TOMAL. Instead, what emerged computer-based measures of attention and
were components representing various levels of impulsivity have been developed and marketed.
complexity in memory tasks and processing These programs tend to vary with regard to the
demands that cut across modalities. Alternative actual paradigm used; there are variations in the
methods of interpretation based on the factor modality employed, the type of stimuli, and the
analytic results are available (see Reynolds & nature of the task (Halperin, 1991).
Bigler, 1996). The TOMAL does provide Continuous performance tests (CPTs), for
separate scores for forward and backward example, may require a response only when a
recall, in contrast to many scales that combine specified target stimulus is presented (if X) or
these inappropriately. Unlike most neuropsy- only when the target stimulus follows another
chological measures (Reynolds, 1997b), the specified stimulus (if AX) and so on. A further
TOMAL included studies of ethnic and gender variation of this is a similar task where the
bias during standardization; items showing required ªresponseº to the presentation of the
cultural biases were eliminated. target stimuli is, however, to inhibit responding
Most recently, the Children's Memory Scale (Conners, 1995). The stimuli may be presented
(CMS; Cohen, 1997) was developed with in a visual or auditory format, or in a
linkages to the WISC-III built in to the combination format requiring a modality shift.
standardization process. The composition of Also, depending on the program used, the
the CMS was based on extensive clinical scores may be limited to correct responses,
practice with initial tasks and items, field trials commission errors, and omission errors, or may
of the measures, and feedback from clinicians include reaction time information.
involved in the field trials. The CMS consists of Through the use of computerized measures of
six core subtests representing verbal memory, attention, knowledge specific to the develop-
attention/concentration, and visual/nonverbal mental nature of attentional processes has been
memory as well as three supplemental subtests. gleaned (Mitchell, Chavez, Baker, Guzman, &
The CMS provides for evaluation of immediate Azen, 1990). Research has demonstrated the
recall as well as delayed recall of the verbal and usefulness of computerized measures of atten-
nonverbal memory areas. For scoring purposes, tion and self-regulation for monitoring the
seven index scores can be calculated to examine effects of medical management (e.g., Barkley,
differences between immediate/delayed verbal/ DuPaul, & McMurray, 1991; Barkley, Fischer,
visual memory, learning, recognition, and Newby, & Breen, 1988; Hall & Kataria, 1992). It
attention/concentration. Factor analytic studies was anticipated that computerized assessment
of the standardization sample were conducted of attention would provide more objective data
and four models evaluated to determine the in the assessment process for ADHD as well as
ªbest fit.º Results indicated that the three-factor providing information specific to attentional
solution (attention/concentration, verbal mem- deficits associated with traumatic brain injury
ory, visual memory) was the most consistent or other neurological disorders (Timmermans &
(Cohen, 1997). Christensen, 1991). The results of studies with
various paradigms for CPTs are equivocal with
regard to discriminant validity specific to
4.10.2.3.2 Attention
ADHD (e.g., Barkley et al., 1991; Wherry
It has been argued that the most frequent et al., 1993) as well as concerning the extent to
symptoms associated with childhood neuro- which results are consistent with teacher
psychological disorder include attention/con- perceptions (Barkley, 1991, 1994). Interpreta-
centration, self-regulation and emotional/ tion of these measures is limited by the
behavioral problems (Nussbaum & Bigler, availability of comprehensive research with
1990). Further, it is the neural traces left by any one software program. The extent to which
attention that are likely the root of memory. It is cultural differences, gender differences, cogni-
not surprising that there is increased interest in tive ability, order effects, and so on impact on
the measurement of attentional processes or CPT performance is unknown. Further, the
that these are seen as an important component extent to which the particular paradigms used
276 Neuropsychological Assessment of Children
provide predictive information that may be nor can a computer draw conclusions regarding
helpful in intervention planning has not been level of attention, motivation, fatigue, and so on
studied. that may be cues to discontinue testing for a
brief period. Computers also cannot provide the
child with prompts and encouragement as
4.10.2.3.3 Computer-administered assessment
needed to maintain performance over time
Measures of attention are not the only (Kane & Kay, 1997). At the extreme, there is the
computer-based assessment tools. A computer- potential for computers to be used as a
ized neuropsychological test battery for adults substitute for a complete evaluation and this
has been developed (Powell et al., 1993), is of concern (Kane & Kay, 1997). First (1994)
computer-administered interviews and self-re- asserted that clinicians needed to be well advised
ports are available, and specific neuropsycho- of the limitations as well as the strengths of
logical tests or their analogs can be administered computerized assessment procedures. As the
via computer (e.g., Burin, Prieto, & Delgado, number of computer-driven assessments in-
1995; Heaton, 1981). Computerized assessment creases, there will need to be an analogous
of children's reading skills has been investigated increase in the research field comparing the
with indications of high coefficients of equiva- various programs and their psychometric
lence with traditional assessment (Evans, properties with each other and with more
Tannehill, & Martin, 1995). With advances in traditional methods of assessments. At the time
microcomputers, the use of computerized of writing, in the late 1990s, many computerized
assessment will likely increase in the near future. assessment methods fail to meet established
The use of computers and technology in testing standards (Kane & Kay, 1997).
assessment has a number of advantages and
clearly allows for the development of an
4.10.2.3.4 Integration of neuroimaging and
increasing variety of tasks without excessive
electrophysiology
and cumbersome testing materials; computer-
ized assessment may be less time-consuming With advances in neuroscience, clinical and
and, as such, cost- and time-effective. Further, research protocols may more frequently include
the speed or measure of time to task completion neuroradiological methods in conjunction with
is considered one of the most sensitive indices in neuropsychological techniques in order to
neuropsychological assessment and computer enhance understanding of childhood disorders.
programs can provide increased accuracy in the This type of ªpartnershipº is already occurring
measurement of speed of processing (Kane & in a number of research areas (e.g., Bigler, 1991;
Kay, 1997). Kane and Kay (1997) point out a Denckla, LeMay, & Chapman, 1985; Duffy,
number of additional advantages to the use of Denckla, McAnulty, & Holmes, 1988; Hynd,
computers in the assessment process, including Marshall, & Semrud-Clikeman, 1991). The
presentation of items at a fixed rate (computer- integration of information from neuroradiology
paced) as well as providing for accurate measure with neuropsychological assessment has already
of time to completion (child-paced). Computers established relationships for specific lesions and
can also be used to generate multiple forms of a associated behaviors and is beginning to estab-
test, thus providing baseline data as well as a lish a better understanding of the relationship
means of monitoring change over time. With between myelination differences and white/gray
computerized assessment, standard/uniform matter ratios (e.g., Harbord et al., 1990; Jernigan
administration is ensured and results are free & Tallal, 1990; Turkheimer, Yeo, Jones, &
of potential bias. Computers further facilitate Bigler, 1990). The availability of imaging using
the production of relevant test statistics (Kane ultrasound has added to the knowledge of
& Kay, 1997). relationships between gross abnormalities evi-
There are however, multiple concerns and dent in vitro and later negative outcomes (e.g.,
disadvantages with ªdiagnosis by computer.º Beverley, Smith, Beesley, Jones, & Rhodes,
Predominant among these is the loss of 1990; Iivaneihan, Launes, Pihko, Nikkinen, &
information from not being able to observe Lindroth, 1990). Measurement issues in ima-
the process and strategy used by the individual ging, such as differences in resolution from one
in reaching the solution (Powell, 1997). First magnetic resonance image to another, continue
(1994) concluded that computerized assessment to be problems in this area, but will hopefully be
processes were advantageous, but cautioned resolved in the future. While in the past routine
that clinicians must continue to be a strong EEG of children did not offer much utility in the
component in the diagnostic process in order to evaluation of learning or behavior problems, the
provide for diagnostic validity. Computers development of computer-assisted analysis has
cannot replace the information gained from improved the interpretability of electrophysio-
interaction and clinical observation of process logical measures (Duffy & McAnulty, 1990).
Measures Used in the Assessment of Children 277
Computerized measures have been developed to on the evaluation of interventions in the area of
examine more closely the speed of information executive processes. Torgesen (1994) argued
processing, through reaction time paradigms that current measures of executive function,
that have included linguistic (e.g., Lovrich, with the presumed assumption for a need for
Cheng, & Velting, 1996) as well as visual stimuli novelty, evidence a lack of cross-theoretical
(Novak, Solanto, & Abikoff, 1995), in conjunc- integration between neuropsychology and the
tion with electrophysiological measures. information-processing paradigms. He further
This integration of methods across neuro- stated that there is a need to include assessment
science and neuropsychology is providing of tasks that are ecologically based and require
further evidence concerning brain±behavior executive function, in order to enhance the
relationships and adding to the knowledge base evaluation of treatment programs designed to
related to neurodevelopmental processes in remediate executive processes. Certainly, the
children and adolescents. Functional imaging production of child-centered, developmentally
and other imaging quantification methods hold sensitive measures of executive processing, that
promise for furthering the future understanding are more directly linked to real-life activities
of neuropsychological performance (Bigler, thus facilitating the development of interven-
1996). Similarly, it has also been argued that tions, and that have sufficient flexibility to allow
a comprehensive and integrative assessment for pre- and postevaluation, is needed. Overall,
process, that involves both the neurologist and integration of neuropsychological assessment
neuropsychologist with the tools and expertise and models of cognitive development may lead
of both disciplines, may enhance the value and not only to a better understanding of deficit
role of neuropsychological assessment (Batch- processes but also to better remediation/habi-
elor, 1996a, 1996b). litation programs (Williams & Boll, 1997).
and facilitation of training for new members to detected (Reynolds, 1986b). Reliability is also
the discipline. In addition, good normative data the foundation on which validity is built.
provide the opportunity to deflate and expose a Related to issues of reliability and validity, the
variety of clinical myths (Reynolds, 1986b). method of scaling/measurement used with any
Most of what is known about the measures test or measure is ªcrucialº (Reynolds, 1997b,
used is specific to the performance of those with p. 189). Scaling across neuropsychological meas-
identified brain injury/insult as opposed to ures, however, is inconsistent. Frequently what
typically developing individuals. Normative are obtained are raw scores for number correct,
data that are available in the literature are often time for completion, or number of errors. This
based on small samples, may have been collected results in the need to use score transformations,
in a single geographical region, and do not based on insufficient normative data, in order to
reflect the ethnic diversity, socioeconomic levels, make any kind of meaningful comparison.
or gender composition of the general popula- Alternatively, clinicians may use inappropriate
tion. In many cases, the sample is predominantly scales such as age or grade equivalents in an
male and Caucasian, yet research suggests that attempt to give meaning to raw data (Reynolds,
gender and cultural differences may also con- 1997b). Grade equivalents, in particular, are
tribute to variations in brain organization (e.g., inappropriate due to the extent of extrapolation
McGlone & Davidson, 1973). that is used in their derivation as well as faulty
The lack of sufficiently large, stratified assumptions that are made with regard to
samples in the development and standardization learning and growth over time (e.g., from lower
of neuropsychological assessment inhibits the to upper grades, across subject areas, and
understanding of demographic influences throughout the calendar year). Further, grade
(Reynolds, 1997b) and thus complicates test equivalents exaggerate small differences in
interpretation (Dean, 1985). That cultural dif- performance between individuals and for a
ferences exist on standardized measures is well single individual across tests (Reynolds,
documented. Mostly, the use of neuropsycho- 1986b). It is, therefore, imperative that standard
logical measures with Hispanic populations score conversions, based on adequate normative
has been studied (e.g., Ardila & Roselli, 1994; data, be provided for measures used in neurop-
Ardila, Roselli, & Putente, 1994; Arnold, sychological assessment.
Montgomery, Castenada, & Langoria, 1994), It has been asserted that by age 10 or 12
but overall research on the effects of cultural children perform at adult levels in some areas,
differences (e.g., differences in the value of speed and for many older neuropsychological mea-
of responding) is sparse. Differences between sures most of the normative sampling, in
ethnic groups have also been examined with addition to using small numbers, often stopped
respect to specific measures of memory (e.g., at age 12. This is despite the fact that many
Mayfield & Reynolds, 1997). However, for most researchers have suggested that neurodevelop-
neuropsychological measures there has been no ment continues through at least age 14 (Boll,
study of ethnic and gender differences; cultural/ 1974) and possibly through age 16 (Golden,
ethnic differences are infrequently accounted for 1981). This further limitation in the provision of
in the collection of normative data and therefore normative data impedes the interpretation
cannot be used in the interpretation process. process for adolescents, bolsters the assumption
All too frequently, neuropsychologists rely that adolescents should function as adults, and
on the ªclinicalº nature of the test and overlook promotes the use of downward extensions of
the psychometric concepts of reliability and adult measures that often are not appropriate.
validity. The need for the establishment of Neuropsychological function is developmental,
reliability of neuropsychological measures has and distinct age-related norms are required. It
been cited in the literature (e.g., Parsons & has also been recommended that item response
Prigatano, 1978, Reynolds, 1982); reliability theory (IRT) be used to ensure that neuropsy-
information on neuropsychological measures is chological measures include an adequate range
not routinely reported in research studies and is of difficulty levels, thus ensuring coverage of
frequently not included in the test manuals developmental levels (Morris, 1994). Most
(Reynolds, 1997b). Reliability of test scores is existing neuropsychological measures, however,
important as it relates to the amount of variance have not been subjected to this type of analysis.
that is ªreal,º systematic, and related to true The standardization of administration pro-
differences between individuals. Therefore, it is cedures is also an area of concern. Reynolds
important to determine the reliability of (1986b) commented on the availability of at least
neuropsychological measures for purposes of four versions of Halstead's category test, three of
individual diagnosis as well as for research, in which were somewhat similar and the fourth
that reliability influences the likelihood that any with significant differences in terms of admin-
experimental or treatment effects will be istration. Despite these differences, however, the
Measures Used in the Assessment of Children 279
same normative data are used. Similarly, influenced by gender, premorbid status, the task
administration of the Wisconsin Card Sorting itself, neuropsychological functions, and so on,
Test (Heaton, 1981) can be done traditionally or making a high level of specificity difficult to
via computer, yet there is a single normative data attain (Batchelor, 1996b). Batchelor (1996b)
set to be used for scoring and interpretation. suggested that many neuropsychologists com-
Differences in administration impact on the promise between sensitivity and specificity
validity and reliability of the measure and through the selection, administration, and
normative data, including validity studies, for interpretations of neuropsychological measures
each variation of administration (unless con- that are needed to effect such a balance.
trolled in the standardization process) are Often, in an attempt to provide accurate
necessary. differential diagnosis, a large set of behaviors is
Sensitivity, specificity, and diagnostic accu- typically assessed. Researchers then use multi-
racy need to be further researched as well. variate classification procedures for determina-
Sensitivity is the extent to which a given test tion of group information or to determine the
accurately predicts brain impairment and is effectiveness of specific measures in the diag-
often gauged by statistical power (Pedhazur, nostic process. The sample sizes in many of the
1973). Sensitivity is dependent on validity. No studies, however, are too small for multivariate
single neuropsychological measure demon- analysis, given the large number of variables
strates high sensitivity (Boll, 1978); combined involved. As a result, in the absence of cross-
scores from a given battery may be more suc- validation, many diagnoses or classifications
cessful (e.g., Selz & Reitan, 1979a). In contrast, may be due to random relationships (Willson &
specificity is dependent on the nature of the Reynolds, 1982). Problems with the lack of
behavioral, cognitive, and emotional functions consistency in the diagnosis/classification of
of the task (Batchelor, 1996b). The extent of disorders also impede the research process and
specificity can only be determined by comparing ultimately, clinical practice (Hooper & Tra-
clinical groups to each other as opposed to montana, 1997).
focusing on differences between a specific
clinical group and the normal population. 4.10.2.5 Approaches to Test Selection with
Cross-clinical group comparisons are frequently Children
not done however. When research is based on
comparisons across clinical groups, the results In addition to selecting tests based on
are generally inconclusive (Koriath, Gualtieri, psychometric properties, it has been suggested
van Bourgondien, Quade, & Werry, 1985). that child neuropsychologists should select
In comparing clinical groups, it is important measures that vary along a continuum of
to control for comorbidity and family history difficulty, include both rote and novel tasks,
(Seidman et al., 1995) as well as to differentiate and vary the tasks with regard to processing and
between subtypes of a given disorder when these response requirements within modalities
have been identified (e.g., Halperin, 1991). For (Rourke, 1994). Many neuropsychologists con-
many disorders, subtypes have been validated, tinue to include observation and informal
yet frequently research studies with clinical assessment; others have adopted more actuarial
groups rely on the more global rubric. With approaches; many use a combination of
regard to learning disabilities, Rourke (1994) observation, informal assessment, and actuarial
asserted that this ªlumpingº together may lead approaches (Reynolds, 1997b), with a focus on
to gross misunderstanding, if not to conflicting direct appraisal of functions and abilities in
results across studies. For example, the need to order to obtain detailed information on the
develop and incorporate typologies/subtypes behavioral effects of brain impairment (Tra-
for homogeneous grouping of children with montana, 1983). It has been argued that the use
dyslexia, for the purposes of developing appro- of actuarial methods that rely on standardized
priate intervention as well as for research measures to obtain information may not,
purposes, has been recognized for some time, however, be useful in intervention planning
yet much of the educational and psychological (D'Amato, 1990).
literature and practices relating to dyslexia In addition to quantitative measures, neuro-
continue to address heterogeneous groups of psychological assessment may incorporate not
children without regard for subtype (Reynolds, only Luria's theory but also his qualitative
1986b). Differing typologies and comorbidity assessment model (Luria, 1966, 1970). Luria
have rarely been considered in the extant described assessment that was flexible and
literature on many neuropsychological mea- varied from individual to individual depending
sures and likely contribute to the conflicting on the functional system that was of concern
results of differing studies. Further, the con- (Teeter, 1986). Although more dependent on
structs being measured by given tasks may be clinician interpretation, qualitative methods can
280 Neuropsychological Assessment of Children
1997). Both of these use a multiple inferential (Golden, 1981, 1997) and was revised four times
approach to interpretation, including level of in the process (Plaisted, Gustavson, Wilkening,
performance, pathognomonic signs, patterns of & Golden, 1983). It is designed for children ages
performance, and right±left differences (Reitan, 8±12 years and in addition to IQ and achieve-
1986, 1987). The batteries contain numerous ment provides information specific to motor,
measures that are considered necessary for rhythm, tactile, visual, receptive speech, ex-
understanding brain±behavior relationships in pressive language, and memory functions. A
children and adolescents. Descriptions of these description of the LNNB-CR is provided in
measures are provided in Tables 1 and 2. Both Table 3. The development of the LNNB-3
the HRNB and the RINB can be used in clinical represents an extensive revision and major
practice for the assessment of a child with expansion of the LNNB-CR and the adult
identified brain damage as well as with those version. It includes tasks from the previous two
children where specific brain damage has not measures, but also includes additional tasks,
been documented through neuroradiological with a total of 27 domains being evaluated. With
methods (Nussbaum & Bigler, 1997). this major revision, both lower level and more
Strong correlations have been found between complex tasks and items have been added. The
the Wechsler Intelligence Scale for Children- LNNB-3 is intended for use with individuals
Revised (WISC-R; Wechsler, 1974) and the from age five through adulthood. Interpretation
RINB and HRNB (Klesges, 1983) suggesting of the LNNB-CR and LNNB-3 focuses pre-
the ability of the latter tests to predict dominantly on scale patterns and intrascale
neuropsychological dysfunction. A number of (intraindividual) differences, as opposed to
factor analytic studies have been completed levels of performance or pathognomonic signs.
comparing results from the WISC-R and the Due to its recent development, there is little
Reitan batteries (e.g., Batchelor et al., 1991; research available on the LNNB-3 and most is
D'Amato, Gray, & Dean, 1988; Snow & Hynd, specific to adults (e.g., Crum, Bradley, Teichner,
1985a); these consistently suggest that most of & Golden, 1997; Crum, Golden, Bradley, &
the variance is due to factors of language, Teichner, 1997). Extensive research has, how-
academic achievement, and visual spatial skills. ever been completed with the LNNB-CR.
With the addition of other measures, up to eight Factor analytic studies (e.g., Karras, Newton,
factors were found (D'Amato et al., 1988; Franzen, & Golden, 1987; Pfeiffer, Naglieri, &
Batchelor et al., 1991). Although factor analytic Tingstrom, 1987; Sweet, Carr, Rossini, &
research has demonstrated a good deal of Kasper, 1986) have resulted in varying factor
common information when the WISCR and structures. It has been determined consistently
HRNB were both given, it has also been that the LNNB-CR offers unique information
determined that the HRNB offers unique not otherwise obtained in psychoeducational
information (Klonoff & Low, 1974) and the assessment, with particular sensitivity to deficits
addition of the HRNB to the typical psycho- in language, writing, reading, and rhythm
educational battery has been found to increase (Geary & Gilger, 1984). The pathognomonic
the extent to which variability in school scale of the LNNB-CR has been found to
achievement can be accounted for (Strom, account for increased variance, independently
Gray, Dean, & Fischer, 1987). Research of the WISC-R, and to be a better predictor of
regarding the efficacy of the HRNB in the academic achievement in spelling and reading
differential diagnosis of children with learning (McBurnett, Hynd, Lahey, & Town, 1988). It
problems is equivocal (Arffa, Fitzhugh-Bell, & was also found that the LNNB-CR had greater
Black, 1989; Batchelor, Kixmiller, & Dean, shared variance than the WISC-R with mea-
1990; Selz & Reitan, 1979a, 1979b). Factor sures of achievement (Hale & Foltz, 1982). The
analytic research with the RINB has been less LNNB-CR has been found to be more sensitive
conclusive (Crockett, Klonoff, & Bjerring, to improvement in functioning following med-
1969; Foxcroft, 1989; Teeter, 1986). The RINB ical intervention (e.g., shunt placement) than
has been found to be sensitive to mild levels of either cognitive or achievement measures (Tor-
traumatic brain injury within four months of kelson, Liebrook, Gustavson, & Sundell, 1985),
injury in the absence of obvious lags in academic as well as supporting differential diagnosis
achievement (Gulbrandson, 1984). The HRNB (Carr, Sweet & Rossini, 1986) and the under-
and RINB are both downward extensions of the standing of academic deficits in children with
adult version with some modifications for emotional/behavioral problems (Tramontana,
children (Teeter, 1986) and do not fully reflect Hooper, Curley, & Nardolillo, 1990). The utility
the developmental continuum of childhood and of the LNNB-CR in the differentiation of
youth (Cohen et al., 1992). learning disability as opposed to other forms of
The LNNB-CR was developed on the basis of brain damage, however, has been questioned
the neurodevelopmental stages of the child (e.g., Morgan & Brown, 1988; Oehler-Stinnett,
282 Neuropsychological Assessment of Children
Category test Requires individual to select colors This task assesses general abstraction
or numbers corresponding to some and concept formation as well as
abstract problem-solving criteria. general neuropsychological
Immediate feedback is provided for functioning (Reitan & Wolfson, 1985,
both correct and incorrect responses. 1988).
Tactual performance test The individual is blindfolded and This task measures tactual
required to place blocks in slots on a discrimination, sensory recognition,
form board using the dominant and spatial memory. The drawing
hand, the nondominant hand, and component is a measure of incidental
both hands together. The individual learning/memory (Reitan & Wolfson,
is then asked to draw a diagram of 1988; Selz, 1981).
the board with the blocks in their
proper spaces.
Speech sounds perception A taperecorded voice presents a This task measures alertness,
sequence of 60 spoken nonsense attention/concentration, and verbal
words from which the individual ability (Reitan & Wolfson, 1988)
must select the correct word each
time from three written choices.
Seashore rhythm test The individual is required to This test is thought to be an indicator
differentiate between 30 pairs of of generalized cerebral function as
rhythmic patterns which are well as a measure of alertness and
sometimes the same and sometimes attention/concentration. (Reitan &
different. Wolfson, 1988)
Trail making test This test uses two tracking tasks, one The test is believed to measure
with numbers (A) and one with conceptual flexibility, symbolic
letters and numbers (B). First, the recognition, and visual tracking under
individual must connect numbered time constraints (Selz, 1981). It is also
circles in order; then, the individual used as a measure of overall
must connect circles in sequence, functioning (Reitan & Wolfson, 1985,
alternating numbers and letters. 1988).
Finger oscillation test This test requires the individual to This measures motor speed and
depress a lever as quickly as possible manual dexterity (Selz, 1981) and
with the index finger of each hand. lateral dominance (Reitan & Wolfson,
1988.)
Aphasia screening test This test includes enunciation of It is a measure of verbal ability. The
spoken language (repeating), drawings are indicative of the verbal-
naming, reading, writing, spelling, to-motor process (Reitan & Wolfson,
and arithmetic. It also includes 1988).
copying of a square, circle, and
Greek cross.
Sensory perceptual All measure receptive sensory
examination function (Reitan & Wolfson, 1985,
Tactile perception The individual is asked to report 1988).
whether right hand, left hand, right
side of face, or left side of face is
touched; touches are done
unilaterally and bilaterally.
Auditory perception Examiner lightly rubs fingers
together at the individual's right, left
or both ears and the individual is
asked to localize the sound
produced.
Visual perception The individual is asked to report
peripheral, unilateral and bilateral
single movements produced by the
examiner, to assess all four
quadrants of the visual field.
Measures Used in the Assessment of Children 283
Table 1 (continued)
Tactile form recognition The individual must identify a cross, This test is believed to measure tactile
triangle, square or circle when put in perception as well as attention
the dominant hand behind a board (Nussbaum & Bigler, 1997).
(unseen) and point to that same
object with the nondominant hand;
the same process is then carried out
with the object in the nondominant
hand.
Fingertip number writing This requires the individual to This is a measure of sensory
identify numerals written on their perceptual functioning (Reitan &
fingertips (both hands). Wolfson, 1988).
Grip strength test Using a hand dynamometer, the This measures motor functioning and
strength of grip for the dominant and lateral dominance (Reitan & Wolfson,
nondominant hand is determined. 1988)
Stinnett, Wesley, & Anderson, 1988; Snow & provided for all tasks. The structured interview
Hynd, 1985b; Snow, Hynd, & Hartlage, 1984). and mental status exam are intended to provide
Hynd (1992) also questioned the appropriate- information specific to emotional state, motiva-
ness of the standardization sample. tion, temperament, and prior medical condi-
More recently, the Neuropsychological In- tions as well as to premorbid history, age at
vestigation for Children (NEPSY; Korkman, onset and emotional reaction (coping) that may
Kirk, & Kemp, 1997) has been developed for influence neuropsychological performance
young children. Based on Luria's model (1970), (Dean & Woodcock, in press). It is projected
the NEPSY consists of 27 subtests that are that this battery will be available in both English
summarized in test profiles of strengths and and Spanish, with general as well as focused
weaknesses. Initially developed in Finnish, in its norms that account for age and education using
English version the test includes subtests regression methods. As with the NEPSY,
specific to attention and executive functions, clinical research with the DWNAS will be
and language, sensorimotor, visuospatial and needed once all components of the system are
memory/learning functions (Korkman et al., available.
1997). It is intended for use with children age Nomothetic approaches may also be eclectic
3±12 years. Early research on the NEPSY and use selected measures to sample behaviors
appears positive (e.g., Korkman, 1988; Kork- from the differing functional systems. Several
man, & Hakkinen-Rihu, 1994; Korkman, examples of eclectic batteries can be found in the
Liikanen, & Fellman, 1996); however, addi- research literature (e.g., Nussbaum et al., 1988;
tional research with this measure, particularly in Rourke, 1994). Since the combinations of
comparison to the KABC for younger children, measures vary in an eclectic battery from
will be needed following publication. clinical setting to clinical setting, research
In addition, a new battery, the Dean± regarding the efficacy of any given combination
Woodcock Neuropsychological Assessment of tasks as compared to other combinations or
System (DWNAS: Dean & Woodcock, in press) to the published batteries is not feasible, and
is in the process of development. Based on the factor analytic studies of eclectic batteries are
work of Catell and Horn (Horn, 1988, 1991), not routinely found in the research literature.
this battery combines the cognitive battery of
the Woodcock±Johnson Psychoeducational
4.10.2.5.2 Idiographic approaches
Battery-Revised with a newly developed battery
of sensorimotor tests, a structured interview, At the other end of the continuum, an
and a mental status exam. The sensory and idiographic approach tailors the assessment
motor portion is projected to include eight tests battery to the referral question and the child's
of sensory function and nine tests of motor individual performance on initial measures
function. Although some of these tests are administered (Christensen, 1975; Luria, 1973).
similar to those on other neuropsychological This type of approach is intended to isolate
batteries, standardized administration, objec- neurobehavioral mechanisms that underlie the
tive scoring criteria, and normative data will be problem of a particular individual rather than
284 Neuropsychological Assessment of Children
Category Test Requires the individual to select This task assesses general abstraction
colors or numbers corresponding to and concept formation as well as
some abstract problem-solving general neuropsychological
criteria. Immediate feedback is functioning. (Reitan & Wolfson,
provided. This version has fewer items 1985).
and only five categories.
Matching pictures test The child matches a single picture to This task assesses abstraction and
the same picture or to a picture from a concept formation (Reitan &
more general category. Wolfson, 1988).
Color form test The child must alternately touch This task assesses abstraction and
shapes and colors. concept formation (Reitan &
Wolfson, 1988).
Progressive figures test The child must use the small shape This task assesses concept formation
within a large shape to select the outer (Reitan & Wolfson, 1988). Also
shape of the next figure in sequence in involves cognitive flexibility and
a timed condition. attention (Nussbaum & Bigler, 1997)
Tactual performance test The individual is blindfolded and This task measures tactual
required to place blocks in slots on a discrimination, sensory recognition,
form board using the dominant hand, and spatial memory. The drawing
the nondominant hand, and both component is a measure of incidental
hands together. The individual is then learning (Reitan & Wolfson, 1988;
asked to draw a diagram of the board Selz, 1981).
with the blocks in their proper spaces.
Finger oscillation test This test requires the individual to This measures motor speed and
depress a lever as quickly as possible manual dexterity (Selz, 1981) and
with the index finger of each hand. lateral dominance (Reitan &
Wolfson, 1988.)
Fingertip symbol writing This requires the individual to identify This is a measure of sensory
Xs and Os written on their fingertips perceptual functioning and attention
(both hands). (Reitan & Wolfson, 1988).
Marching test The child is required to touch a This measures motor functioning
sequence of circles as quickly as (Reitan & Wolfson, 1988).
possible.
Sensory perceptual All measures are sensitive to
examination receptive sensory function (Reitan &
Tactile perception The individual is asked to report Wolfson, 1985, 1988).
whether right hand, left hand, right
side of face, or left side of face is
touched; touches are done unilaterally
and bilaterally.
Auditory perception Examiner lightly rubs fingers together
at the individual's right, left or both
ears and the individual is asked to
localize the sound produced.
Visual perception The individual is asked to report
peripheral, unilateral and bilateral
single movements produced by the
examiner, to assess all four quadrants
of the visual field.
Grip strength test Using a hand dynamometer, the This measures motor functioning
strength of grip for the dominant and and lateral dominance of the upper
nondominant hand is determined. body (Reitan & Wolfson, 1988).
Measures Used in the Assessment of Children 285
Table 2 (continued)
Tactile form recognition The individual must identify a cross, This test is believed to measure tactile
triangle, square, or circle when put in perception as well as attention
the dominant hand behind a board (Nussbaum & Bigler, 1997).
(unseen) and point to that same object
with the nondominant hand; the same
process is then carried out with the
object in the nondominant hand.
Aphasia screening test This test includes enunciation of It is a measure of verbal ability. The
spoken language, naming, reading, drawings are indicative of the verbal-
writing, and arithmetic; naming, to-motor process (Reitan &
identifying body parts, left/right, Wolfson, 1988).
numerals and letters. It also includes
drawing a square circle, and Greek
cross. It is an abbreviated version of
the screening test for older children
and adults.
Individual performance These measure visual perceptual and
Matching Vs, figures Child must match figures or Vs. Child spatial abilities (Reitan & Wolfson,
Star, concentric squares must copy figures of varying 1988).
difficulty.
providing a detailed evaluation of all areas of 1986; Rourke, Fisk, & Strang, 1986). The
functioning. With no predetermined uniformity components of the flexible battery itself gen-
across evaluations and the dependence on the erally reflect the theoretical position taken by the
individual's presenting problems, this approach neuropsychologist with regard to the manner in
requires substantial clinical knowledge to which behavioral performance reflects brain
determine the components of the battery in pathology and the reasons for referral for
order to meet this goal. Due to the limited data neuropsychological evaluation for a given
on neuropsychological functions and organiza- individual (Bauer, 1994). According to surveys
tion of behavior in children, this approach is less completed in the 10 years since 1987, the flexible
frequently used (Fennell, 1994). However, it battery approach is generally that preferred by
may be more cost-effective because of the small neuropsychologists working with populations
number of domains which are assessed of varying ages (Sweet & Moberg, 1990; Sweet
(Goldstein, 1997). A major drawback to the et al., 1996). This approach is believed to more
idiographic approach is the limited research accurately identify specific deficits (Batchelor,
base which is generated and the inability to 1996b).
verify or study the efficacy of this approach as The Boston Process Approach (Kaplan,
compared to other approaches. 1988; Lezak, 1995) is one example that
incorporates a flexible battery. Specific mea-
sures with low specificity are used to assess
4.10.2.5.3 Combined approaches multiple constructs in a variety of neuropsy-
The most frequently used approach represents chological domains (Batchelor, 1996b). Hy-
a combination of the nomothetic and idio- potheses are then made based on the initial
graphic approaches and has been referred to as measures, and additional measures with higher
the flexible battery approach (Sweet et al., 1996). levels of specificity are then selected and used to
A core set of the same tests is administered to all differentiate within and between various func-
children, as in the nomothetic approach, and tions. Hypotheses initially generated from the
serves as the basis for initial hypothesis genera- screening battery are thus either confirmed or
tion; this may constitute an initial screening nullified. Inferences are then made regarding
battery. To this core set, further tests are added brain function based on the specific deficits
that are specific to the referral question or that identified. The flexible battery used in the
are believed, based on initial observations and Boston Process Approach is not limited to
performance, to enhance the information pro- quantitative data but also includes qualitative
vided (Bauer, 1994; L. C. Hartlage & Telzrow, information that is believed to be important in
286 Neuropsychological Assessment of Children
C1 (motor) Items cover a variety of motor skills These tests measure motor domains
(bilateral and unilateral) including simple but are sensitive to many types of
hand movements, drawing, and motor problems. (Golden, 1997).
constructional skills.
C2 (rhythm) Items include a variety of tasks in which These items are considered to be
the child is required to report whether one most sensitive to attention and
of two groups of tones is higher or lower, concentration (Golden, 1997).
reproduce tones and rhythmic patterns,
and identify the number of beeps in
groups of sounds.
C3 (tactile) Items include tasks in which the child is These items measure the extent of
asked to report where they are touched, cutaneous sensation and
how hard they are touched, as well as to stereognostic perception (Golden,
name and identify objects through touch. 1997).
C4 (visual) Items include tasks in which the child is These items measure visual±spatial
required to identify an object or picture, organization and perception as well
overlapping pictures, pictures that are as right hemisphere function
difficult to perceive, and mirror image (Golden, 1997).
versions; items also include progressive
matrices, and spatial rotation.
C5 (receptive speech) The child is required to repeat phonemes, These items measure receptive
repeat phonemes at various levels of pitch, language and auditory skills as well
name objects, point to objects, identify as left hemisphere function
and define words, and respond to (Golden, 1997).
sentences.
C6 (expressive speech) The child is required to repeat phonemes, These items measure expressive
words, and sentences as well as to generate language as well as left hemisphere
speech forms including naming objects, function. Results may be impacted
counting forward and backward, by reading ability (Golden, 1997).
spontaneous discourse in response to a
picture, story, or discussion topic.
C7 (writing) Tasks include copying of letters and These items measure visual motor
words, writing first and last name, writing and auditory motor skills and are
sounds, words, and phrases from believed to measure functioning of
dictation. the temporal±parietal±occipital
area (Golden, 1997).
C8 (reading) The child is asked to generate sounds from These items measure reading as well
letters, name letters, read simple words, as left hemisphere function
sentences, and paragraphs. (Golden, 1997).
C9 (arithmetic) Child is asked to write arabic and roman These tasks measure arithmetic
numerals from dictation, compare skills, but are considered the most
numbers, complete simple computation sensitive to educational deficits as
problems, and generate serial threes. well to all/any dysfunction
(Golden, 1997).
C10 (memory) Tasks required include having the child These items measure short-term
memorize words as well as predicting their memory functions and are most
own performance on various memory sensitive to verbal dysfunction
tasks. (Golden, 1997).
C11 (intellectual) The child is asked to complete a variety These are considered to be reflective
tasks including interpretation of pictures, of general neuropsychological
arranging pictures in order, identification function, concept formation, and
of what is comical/absurd, interpretation reasoning (Golden, 1997).
of story, determination of similarities,
simple arithmetic problems, identification
of logical relations and so on.
Measures Used in the Assessment of Children 287
interest in their own right, but different brain locate strengths of the child and intact systems
systems are involved in each hemisphere that that can be used to overcome the problems the
have different implications for treatment as child is experiencing. Treatment following CNS
well. Even in a diffuse injury such as anoxia, compromise involves habilitation and rehabili-
it is possible to find greater impairment in one tation with the understanding that some or-
portion of an individual's brain than in another. ganic deficits will represent permanently
Specific neuropsychological tests like those of impaired systems. As the brain is a complex
Halstead and Reitan or the LNNB-CR are interdependent systemic network of complex
useful here. organizations that produce behavior, the ability
(iii) Sample anterior and posterior regions of to identify intact systems is crucial to enhancing
cortical function. The anterior portion of the the probability of designing successful treat-
brain is generative and regulatory while the ment. Identification of intact systems also
posterior region is principally receptive. Deficits suggests the potential for a positive outcome
and their nature in these systems will have great to parents and teachers, as opposed to fostering
impact on treatment choices. Many common low expectations and fatalistic tendencies on
tests such as receptive (posterior) and expressive identification of brain damage or dysfunction.
(anterior) vocabulary tests may be applied here (vii) Assess affect, personality, and behavior.
along with a systematic and thorough sensory Neuropsychologists sometimes ignore their
perceptual examination. In conjunction with roots in psychology and focus on assessing
key point (ii), this allows for evaluation of the the neural substrates of a problem. However,
integrity of the four major quadrants of the CNS compromise will result in changes in
neocortex. affect, personality, and behavior. Some of these
(iv) Determine the presence of specific defi- changes will be transient, some will be perma-
cits. Any specific functional problems a child is nent, and due to the developmental nature of
experiencing must be determined and assessed. children, some will be dynamic. Some of these
In addition to those being of importance in the changes will be direct (i.e., a result of the CNS
assessment of children with neurodevelopmen- compromise at the cellular and systemic levels)
tal disorders, traumatic brain injury (TBI), and others will be indirect (i.e., reactive to loss
stroke, even some toxins can produce very or changes in function, or to how others
specific changes in neocortical function that respond to and interact with the individual).
are addressed best by the neuropsychological A thorough history, including onset of problem
assessment. Similarly, research with children behaviors, can assist in determination of direct
with leukemia suggests the presence of subtle versus indirect effects. Comprehensive ap-
neuropsychological deficits following che- proaches such as the Behavior Assessment
motherapy that may not be detected by more System for Children (BASC; Reynolds & Kam-
traditional psychological measures. Neuropsy- phaus, 1992) which contain behavior rating
chological tests tend to be less g-loaded as a scales, omnibus personality inventories, and
group and to have greater specificity of mea- direct observation scales seem particularly use-
surement than many common psychological ful. Such behavioral changes will also require
tests. Noting areas of specific deficit is impor- intervention and the latter may vary depending
tant in both diagnosis and treatment planning. on whether the changes noted are direct or
(v) Determine the acuteness versus the chroni- indirect effects or whether there were behavior
city of any problems or weaknesses found. The problems evident on a premorbid basis.
ªageº of a problem is important to diagnosis (viii) Test results should be presented in ways
and to treatment planning. Combining a thor- that are useful in school settings, not just in acute
ough history with the pattern of test results care or intensive rehabilitation facilities. Schools
obtained, it is possible, with reasonable accu- are a major context in which children with
racy, to distinguish chronic neurodevelopmen- chronic neurodevelopmental disorders must
tal disorders such as dyslexia or ADHD from function. Children who have sustained insult
new acute problems resulting from trauma, to the CNS (i.e., TBI, stroke) will eventually
stroke, or disease. Care must be taken especially return to a school or similar educational setting.
in developing a thorough, documented history Schools are where the greatest long-term impact
when such a determination is made. When on a child's outcome after CNS compromise is
designing intervention/treatment strategies, re- seen and felt. Results should speak to academic
habilitation and habilitation approaches take and behavioral concerns, reflecting what a child
differing routes depending upon the age of the needs to be taught next in school, how to teach
child involved and the acuteness or chronicity of to the child's strengths through the engagement
the problems evidenced. of intact complex functional systems, and how
(vi) Locate intact complex functional systems. to motivate and manage positive behavioral
It is imperative in the assessment process to outcomes. For children with TBI, additional
Measures Used in the Assessment of Children 289
the case that only one paradigm is appropriate; (L. C. Hartlage & Telzrow, 1983; Reynolds,
which paradigm is most suitable may depend on 1981b, 1986a; Teeter, 1997). It has been argued
the child being evaluated. Most importantly, the that a strength model is more efficacious, with
model used for interpretation should allow the habilitation based on those complex functional
neuropsychologist to make predictions about systems that are sufficiently intact, and there-
the child's ability to perform in a variety of fore potentially capable of taking over and
contexts and about the efficacy of treatment/ moderating the acquisition of the skills needed
intervention plans (Reynolds et al., 1997). (Reynolds et al., 1997). Emphasis on weak-
nesses, generally referred to as the deficit model,
is not supported by research (e.g., Adams &
4.10.2.7.1 Performance level
Victor, 1977; L. C. Hartlage, 1975; P. L.
With the use of this indicator, the child's Hartlage & Givens, 1982; P. L. Hartlage &
overall level of performance is compared to Hartlage, 1978), and deficit approaches to
normative data and conclusions are reached intervention (e.g., remediation of the deficit
based on deviations from the norm. The extent process) have not been found to be effective and
of variability among typically developing may even be harmful (L. C. Hartlage &
children on some measures at given ages (e.g., Reynolds, 1981).
when the standard deviation approximates the There are, however, some problems with this
mean score) may preclude interpretation of method of interpretation regardless of whether
results using this approach. In addition, this the focus is on strengths, weaknesses, or a
approach can be misleading, particularly in combination of these. This approach may be
those individuals with higher cognitive ability misleading as other variables may account for
(Jarvis & Barth, 1984; Reitan & Wolfson, 1985). these intra-individual differences (Jarvis &
Further, there is a tendency for this method to Barth, 1984). Additionally, some such intra-
yield a large number of false positives due to the individual differences (e.g., verbal IQ±
potential for other factors (e.g., motivation, performance IQ differences) have been found
fatigue) to impact on a child's performance to occur with frequency in the general popula-
(Nussbaum & Bigler, 1997). tion (e.g., Kaufman, 1976b) and seemingly
abnormal levels of subtest scatter (WISC-R)
have been found to be relatively common
4.10.2.7.2 Profile patterns
(Gutkin & Reynolds, 1980; Kaufman, 1976a,
Application of the neuropsychological model 1976b; Reynolds, 1979). Base rates in the
to learning problems has been criticized as being general population of specific intra-individual
too aligned with a medical model and an differences for various other combinations of
emphasis on pathology (Gaddes & Edgell, measures have not been studied, and what
1994). As asserted by Little and Stavrou appears to be a ªdifferenceº may not be unusual
(1993), merely identifying that brain integrity or unique at a given age level. Further, the
has in some way been compromised is not in and stability of these profile patterns over at least
of itself particularly helpful to the child or to very short periods of time needs to be
those who need to develop interventions to help investigated (Reynolds, 1997b).
the child. Neuropsychologists look beyond
diagnosis or categorization to an understanding
4.10.2.7.3 Functional asymmetry
of brain±behavior relations. In order to accom-
plish this, neuropsychological assessment in- Examination of asymmetries in performance
volves consideration of associations and across measures is another method of intra-
dissociations of performance across measures individual consideration. Replicable asymme-
(Fletcher, 1988; Rutter, 1981). Performance tries in performance are generally considered
patterns or intraindividual differences provide a signs of CNS dysfunction (Batchelor, 1996b).
means of conceptualizing functional vs. dys- Most frequently, the comparison is made
functional organizational systems. Strengths between those functions that are believed to
and weaknesses are then identified based on the be right hemisphere-dominated as opposed to
discrepancies between the domains studied. left hemisphere-dominated. These differences,
This method has, however, been used frequently however, may be difficult to interpret, particu-
for the identification or classification of sub- larly for younger children (Reynolds et al.,
types of learning disabilities (Branch et al., 1995; 1997). Further, understanding of the lateraliza-
Nussbaum & Bigler, 1986; Rourke, 1984). tion of cortical functions is frequently based on
In interpreting data obtained using this type evidence from adults as opposed to children and
of evaluation, clinicians differ with regard to assumes that the lateralization is stable over
emphasis on child strengths, child weaknesses time, despite differing rates of brain maturity
or a combination of strengths and weaknesses (Spreen et al., 1995). Reliance on left±right
Conclusions 291
differences and measures based on lateraliza- Bigler, 1997). Identification of ªorganicº signs is
tion of function have also been criticized as generally completed through qualitative analy-
ignoring the role of hemispheric interaction on sis of errors (Kaplan, 1988; Lezak, 1995). The
behavior (e.g., Efron, 1990; Hiscock & presence of specific types of errors is then seen as
Kinsbourne, 1987). an indication of a compromise to brain
As with the patterns of performance method, integrity. This method has been used reliably
right±left differences have been used in the with adult populations; however, the utility of
characterization of children with right hemi- this approach in the neuropsychological assess-
sphere dysfunction as suggestive of learning ment of children has not been demonstrated
disability or ADHD (Rourke, 1989). The results (Batchelor, 1996b). The range of variability
of studies are, however, equivocal (e.g., Branch associated with the developmental process in
et al., 1995; Gross-Tsur, Salev, Manor, & Amir, children would seem to make it more difficult to
1995; Voeller, 1995). Research, in general, interpret specific errors as signs of organic
regarding lateralization of function and hemi- impairment (Nussbaum & Bigler, 1997). Unlike
spheric specialization is fraught with conflicting the performance levels method, the use of
results (e.g., Bever, 1975; Das et al., 1979; Dean, pathognomonic signs has been found to result in
1984; Reynolds, 1981b), and it has been a large number of false negatives (Boll, 1974).
suggested that the traditional verbal±nonverbal This may be related to the potential for
distinction between hemispheres is an over- reorganization/recovery of function in children
simplification of a complex system (Dean, 1984; (Nussbaum & Bigler, 1997).
Reynolds, 1981a). Based on Luria's theories,
asymmetries of function are not content- or
modality-specific but rather are ªprocessº- 4.10.2.7.5 Combination approaches
specific (Reynolds, 1981a, 1981b). Bever Boll (1981) proposed utilizing performance
(1975) posited two fundamental lateralized levels, patterns of performance, pathognomonic
processing types, the analytic and holistic; these signs, and asymmetry of function in concert, in
were translated into sequential and simulta- order to account for the potential limitations to
neous in the KABC based on Das et al. (1979). In the use of any single approach in the inter-
the research literature, however, there is often a pretation of neuropsychological assessment
preponderance of emphasis placed on content data. This multiple inferential levels approach
and modality, as opposed to process, in the is used in the HRNB and is supported by others
interpretation of functional asymmetries; it is as well (e.g., Rourke, 1994). The ªrules
believed that this may account for the conflicting approachº (Selz & Reitan, 1979b) also com-
results across studies (Reynolds et al., 1997). bines approaches, but in a different manner.
Nussbaum et al., (1988) proposed an alternate Using the ªrules approach,º each of 37 aspects
method of examining asymmetry. In the model of neuropsychological performance is rated on a
of Nussbaum and colleagues, the neuropsycho- four-point scale in order to provide an objective
logical protocol and interpretation reconcep- system for measuring the extent of impairment.
tualized neurobehavioral functioning along the More recently, Taylor and Fletcher (1990)
anterior±posterior gradient as opposed to left± proposed that the child's performance on
right differences. The recommended protocol neuropsychological measures be used to identi-
includes tasks from the HRNB as well as from fy and clarify the functional aspects of the
other batteries. Nussbaum and colleagues child's problems, with the understanding that
asserted that this model may provide additional the biological or neurological substrates of the
information in the investigation of asymmetries learning or behavior problem serve to set limits
in children with learning and behavioral pro- on the child's performance. Levine (1993) has
blems. Initial research in this area suggested that posited still another model for interpretation of
weaknesses on anterior measures were asso- neuropsychological data. The ªobservable phe-
ciated with psychological/behavioral problems nomenonº model places the emphasis on
(Teeter & Semrud-Clikeman, 1997). Two later observable behaviors, that may impact on
studies, however, failed to support the anterior± classroom performance and the changing
posterior gradient theory (Matazow & Hynd, demands placed on the child over time, as
1992) opposed to test results.
the functional systems of the brain and the specific as possible in descriptions of clinical
mechanisms involved in the learning and self- subgroups (e.g., Fletcher, Shaywitz, & Shay-
regulation process. Not only is this important in witz, 1994). Regardless of the perspective used
understanding and designing treatment pro- in interpretation, the value of that interpreta-
grams for children with problems, but increased tion is only as good as the measures used in the
understanding of brain functions and their assessment process and their sensitivity and
relation to behavior can also improve the specificity (Batchelor, 1996b) in combination
overall outcomes for all children (Gaddes, with the skills and knowledge of the user
1983). Historically, neuropsychological assess- (Golden, 1997). Failure to resolve these mea-
ment of children has taken its lead from research surement and methodology issues has impeded
and practice with adults. Issues relating to and will continue to impede progress in the field
neurodevelopment, task appropriateness, vary- of neuropsychology (Reynolds, 1997b).
ing contexts for children, progression following The field of clinical child neuropsychology is
brain injury with children, and so on, render the in part driven by the development and applica-
continuing use of this approach inappropriate. tion of standardized diagnostic procedures that
A variety of theoretical models exist; however, are sensitive to higher cognitive process as
many of these are adult-based and used without related to brain function (Reynolds, 1997b).
consideration of developmental issues. Only by While the development of new measures of
developing its own theories and clinical assess- memory, attention, information processing, and
ment procedures, that are sensitive to develop- so on provide alternatives for clinical child
mental features and responsive to educational neuropsychologists (e.g., Reynolds, & Bigler,
issues, can the field of clinical child neuropsy- 1994), further research is needed with these as
chology continue to advance and make mean- well as with other new and existing measures in
ingful contributions to the understanding of order to determine their utility as part of a
learning and behavior problems in children. comprehensive neuropsychological battery. The
Development and incorporation of typologies incorporation of computer-based assessment is
within the childhood disorders, based on clinical likely to increase in the next decades with the
experience with children and neuropsychologi- potential for incorporation of computer simula-
cal theory that addresses habilitation, program- tion, interactive types of tasks, virtual reality and
ming, and research needs and that has intuitive so on, as means of measuring neuropsycholo-
appeal to psychologists, educators, and neurol- gical function. Computerized testing may facil-
ogists, would be viewed as a major conceptual itate the interface with electrophysiological and
contribution to the field of child neuropsychol- neuroradiological methods and, ultimately,
ogy (Reynolds, 1986b). bring about significant advances in the under-
Continued methodological and measurement standing of learning and behavior problems.
problems in the research that serves as a Technological advances in assessment, however,
foundation for the interpretation of neuropsy- will require the same types of research regarding
chological data impede progress in the field of psychometric properties, confounding factors,
clinical child neuropsychology and impact on cultural/gender differences, and so on. Even
the accuracy of diagnosis and on the appro- with those existing tests that currently include an
priateness of treatment planning. Lack of option for computerized assessment, there are
attention to standard psychometric methods some indications of differences in results
within the field of clinical neuropsychology is all following computer administration as opposed
too rampant and poses serious limitations in to the more traditional administration. If this is
research in clinical arenas; intuitive appeal, the case, then it may be appropriate for separate
clinical acumen, and perceived utility are not normative data to be obtained for each mode of
sufficient, but must be combined with sound administration. Furthermore, children with
empirical research (Reynolds, 1986b). While it is substantial CNS compromise will have difficulty
anticipated that new measures will have suffi- manipulating computerized test materials, and
cient normative samples for evaluation of careful validity research will be required at a time
associations with demographic variables, and when publishers and others are looking for ways
assessment of validity, reliability, sensitivity, to reduce costs associated with health care
and specificity issues, many existing measures products.
continue to have insufficient normative data. A major concern with regard to the increased
All too often, sensitivity is a focus; specificity is emphasis on reducing health care costs is that
also necessary if results are to be useful in neuropsychologists will shorten tests and at-
treatment/intervention planning. This requires tempt to streamline batteries, and in the process
further investigation of contrasting clinical lessen both the quantity of time required and the
groups. In research with clinical groups, there quality of the assessment provided (Woody,
is a need to consider comorbidity and be as 1997). This not only impacts on clinical practice,
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