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H I G H L I G H T S G R A P H I C A L A B S T R A C T
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Article history: Pharmaceutical and personal care products (PPCPs) are being increasingly included in Life Cycle Assessment
Received 29 April 2017 studies (LCAs) since they have brought into evidence both human and ecological adverse effects due to their
Received in revised form 16 July 2017 presence in different environmental compartments, wastewater facilities and industry. Therefore, the main
Accepted 17 July 2017
goal of this research was to estimate the characterization factors (CFs) of 27 PPCPs widely used worldwide in
Available online xxxx
order to incorporate their values into Life Cycle Impact Assessment studies (LCIA) or to generate a toxicity impact
Editor: D. Barcelo score ranking. Physicochemical properties, degradation rates, bioaccumulation, ecotoxicity and human health ef-
fects were collected from experimental data, recognized databases or estimated using EPI Suite™ and the
Keywords: USEtox™ software, and were subsequently used for estimating CFs. In addition, a Spanish toxicity impact score
Characterization factor ranking was carried out for 49 PPCPs using the 27 newly calculated CFs, and 22 CFs already available in the liter-
Ecotoxicity ature, besides the data related to the occurrence of PPCPs in the environment in Spain. It has been highlighted
Human toxicity that emissions into the continental freshwater compartment showed the highest CFs values for human effects
Life cycle impact assessment (ranging from 10−9 to 10−3 Cases·kg−1), followed by emissions into the air (10−9 to 10−5 Cases·kg−1),
Pharmaceuticals and personal care products
soil (10−11 to 105 Cases·kg−1) and seawater (10−12 to 10−4 Cases·kg−1). CFs regarding the affectation of fresh-
water aquatic environments were the highest of those proceeding from emissions into continental freshwater
(between 1 to 104 PAF·m3·day·kg−1 emission) due to the direct contact between the source of emission and the com-
partment affected, followed by soil (among 10−1 to 104 PAF·m3·day·kg−1 emission), and air (among 10
−2
to 104-
PAF·m3·day·kg−1 emission) while the lowest were the CFs of continental seawater (among 10
−28
to
⁎ Corresponding author at: Department of Chemical Engineering and Environmental Technology, University of Valladolid, Calle Dr. Mergelina s/n, 47011 Valladolid, Spain.
E-mail addresses: sheyla.ortiz@iq.uva.es, sortizk@uc.edu.ve (S. Ortiz de García), pedro@iq.uva.es (P.A. García-Encina), rubiru@eii.uva.es (R. Irusta-Mata).
http://dx.doi.org/10.1016/j.scitotenv.2017.07.148
0048-9697/© 2017 Published by Elsevier B.V.
430 S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
10−3 PAF·m3·day·kg−1 emission). Freshwater aquatic ecotoxicological CFs are much higher than human toxicity CFs,
demonstrating that the ecological impact of PPCPs in aquatic environments must be a matter of urgent attention.
According to the Spanish toxicity impact score calculated, the PPCPs with the highest impact are hormones, an-
tidepressants, fragrances, antibiotics, angiotensin receptor blockers and blood lipid regulators, which have al-
ready been found in other kinds of score rankings. These results, which were not available until now, will be
useful in order to perform better LCIA studies, incorporating the micro-pollutants whose CFs have been estimat-
ed, or in order to carry out single hazard/risk environmental impact assessments.
© 2017 Published by Elsevier B.V.
1. Introduction A large number of tools for predicting the impact of a process, activ-
ity or contaminant in the environment are currently available. One of
In recent years, pharmaceutical and personal care products (PPCPs) them is the Life Cycle Assessment (LCA), which allows the estimation
have been found at different levels of concentration in all environmental of the potential impacts of such compounds on human health, ecosys-
compartments (air, water and soil), and many of their impacts are still tems and resources. LCA has been extended to many aspects of produc-
unknown or under analysis. The primary routes of pharmaceuticals tion and consumption, including eco-design of products, cleaner
into the environment are through human excretion, disposal of unused production, environment labels, green purchase, resource management,
products and through agricultural usage, but high concentrations of wastes management and environment strategy, etc. (Nie et al., 2010),
pharmaceuticals have also been reported in treated industrial effluents and therefore, LCA is gradually gaining acceptance as an efficient tool
or recipient waters, through direct discharge from manufacturing com- for the environmental evaluation of the potential impact of chemicals
panies (Larsson et al., 2007; Larsson, 2014a). A wide range of pharma- and chemical processes. LCA does not substitute other methodologies
ceutical products have been detected in surface and groundwater, (such as environmental risk assessment, or the ratio between predicted
associated with wastewater disposal (Brausch and Rand, 2011; Ebele environmental concentration and the predicted no effect concentration
et al., 2017; Stuart et al., 2012) but can also be found in soil, sediments etc.) since the different tools fulfill different purposes and they can, in
(Larsson, 2014b; Xu et al., 2009) and to a lesser extent possibly in the fact, play complementary roles and benefit from each other (Muñoz
air (Larsson, 2014b). et al., 2008). Kobayashi et al. (2015) proposed the combination of LCA
There is a lot of research in this area, some of which was carried out and quantitative risk assessment (QRA) with different hybridization ap-
by Ebele et al. (2017) who presented a review of the current state-of- proaches, taking into account that LCA is useful in the evaluation of
knowledge on PPCPs in the freshwater aquatic environments (water, global impacts and QRA in local impacts.
sediments and biota) of the five continents. Xu et al. (2009) studied The guidelines of LCA studies are established in the standard series of
the degradation and adsorption of selected PPCPs in agricultural soils, ISO 14040, and more specifically in the ISO 14040:2006 and 14044:2006
while Gaw et al. (2014) reviewed the sources, impacts and concentra- standards (ISO, 2006). LCA methodology can be a powerful tool: (i) to
tions of pharmaceuticals in marine and coastal environments, among identify the type of impact (on renewable or non-renewable resources,
many others. In the specific case of personal care products (PCPs), global warming, ozone depletion, toxicity, acidification, energy and
Tolls et al. (2009) indicated that considerable amounts of these com- water use, among others) of diverse compounds in different environ-
pounds are utilized each day, resulting in large quantities of chemical mental scenarios; (ii) to compare these impacts with those from other
substances that could potentially reach environmental compartments, compounds; (iii) to implement preventive or corrective actions to min-
particularly water, but also soil and air. imize the potential or real adverse effect caused by them.
Currently, there are thousands of PPCPs which are available on the The life cycle impact assessment (LCIA) phase of a LCA study re-
market and are used daily, and they can be released into the environ- quires not only the data from the emissions inventory, but also the char-
ment individually, although in most cases they tend to be released in acterization factors (CFs, alternatively referred to as equivalency
ever-changing mixtures, whose effects can be synergetic or antagonis- factors) to provide indicators in the context of various impact categories
tic, so the possibility of knowing the potential impact that all these com- (such as global warming, stratospheric ozone depletion, tropospheric
pounds and their mixtures might generate in nature is almost ozone creation, eutrophication/nitrification, acidification, toxicological
impossible, without spending a large amount of money, resources and impacts on humans, and toxicological impacts on ecosystems)
time. (Pennington et al., 2004).
The effects of PPCPs in the environment are very diverse, these com- Knowledge of CFs is mainly essential for determining/estimating the
pounds can be persistent, bioaccumulable and can cause acute and human and ecological potential impact of chemicals on different envi-
chronic human and ecotoxicological damage. Therefore, the interest in ronments (air, freshwater, seawater, natural soil, agricultural soil, etc.)
knowing the ecotoxicological effects of PPCPs on the environment has and they must be included in the LCIA stage of LCA studies.
increased in the last years. Some authors (Brausch and Rand, 2011; CFs are also used to determine the relative importance of a sub-
Cleuvers, 2003, 2004; Daughton and Brooks, 2010; Fent et al., 2006; stance to toxicity related impact categories, such as human toxicity
Sanderson et al., 2004a; Santos et al., 2010; Vasquez and or ecotoxicity in LCA studies. The CFs accounts for the environmen-
Fatta-Kassinos, 2013) have reported ecotoxicological data from differ- tal persistence (fate), accumulation in the human food chain (ex-
ent types of assays (for single PPCP or their mixtures) including differ- posure) and toxicity (effect) of a chemical. Fate and exposure
ent species (trophic levels), times of exposure (chronic, subchronic or factors can be calculated by means of “evaluative” multimedia
acute) and endpoints (Half maximal effective concentration, EC50; con- fate and exposure models, while effect factors can be derived
centration which causes the death of 50% of the sample population, from ecotoxicity data on human beings and laboratory organisms
LC50; Non observed adverse effect level, NOAEL; Lowest observed ad- (Huijbregts et al., 2005a).
verse effect level, LOAEL). In this sense, the USEtox™ model, which has been developed as a re-
Although there is a great variety of analyses and tests to bring into sult of a Task Force on Toxic Impacts under the UNEP-SETAC Life Cycle
evidence the negative effect of PPCPs on the environment, it is necessary Initiative, is a powerful tool for calculating CFs. It is a way to characterize
to have different methods of predicting these effects, due to the large human and ecotoxicological impacts in LCIA and comparative risk as-
number of these types of compounds, and the diverse ways that they sessment (CRA) analysis. USEtox™ was designed to describe the fate,
can be found in the environment. exposure and effects of chemicals (Huijbregts et al., 2010a).
S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445 431
USEtox™ provides a parsimonious and transparent tool for human considerations, and the values and parameters that emerge from
health and ecosystem CFs estimation. Based on a referenced database, them, define the final results of CFs and the differences observed be-
it can be used to calculate CFs for several thousands of substances and tween compartments.
forms the basis of the recommendations from UNEP-SETAC's Life Cycle It is necessary to highlight that the USEtox™ program has limitations
Initiative regarding the characterization of toxic impacts in LCA that should be considered when it is used. The primary outputs of
(Rosenbaum et al., 2008). USEtox™ are characterization factors for human toxicity and freshwater
Despite the large number of substances that have been considered in ecotoxicity; other impact categories are not considered. This assumes
the USEtox™ database (more than 3000 in the USEtox™ organic data- that the compartments are homogeneous. It does not account for speci-
base 1.01), only a small amount of these compounds are PPCPs (approx- ation or other potentially important specific processes for metals, metal
imately sixty compounds of the organic database correspond to PPCPs). compounds and certain types of organic chemicals. It does not allow for
Therefore, the CFs of many PPCPs have not yet been calculated. the degradation of vegetation in the exposure model, and there are un-
LCIA conducted in systems with PPCPs may be incomplete or unreal- certainties regarding input data (Fantke et al., 2017).
istic if these compounds are not considered. Therefore, the estimation of
CFs is a very important issue and a novel contribution in this research 2.1. Selection of PPCPs
field.
For this reason, Alfonsín et al. (2014) provide CFs for the toxicity re- Similar to our previous pieces of research (Ortiz de García et al.,
lated impact categories in LCA for 23 PPCPs. Some of the CFs already 2013a, 2013b, 2014), the PPCPs selected are some of the most
available in databases were updated (11 compounds) whereas others worldwidely important pharmaceutical active compounds (PhACs)
were implemented for the first time by means of USEtox™ (12 com- and PCPs. Their consumption and occurrence in aquatic environments
pounds) and USES-LCA 2.0 methodologies. They cited only five previous and in wastewater treatment plants (WWTPs) is relevant, and there is
studies that calculated a limited number of PPCPs' CFs by different evidence of their potential ecotoxicity in the different compartments
methodologies. More recently, Roos et al. (2017), provided a set of 72 of the environment.
CFs, calculated with USEtox™, for some of the most common textile Ortiz de García et al. (2013a) found that acetaminophen, amoxicillin,
chemicals, in order to include them in LCA studies for this type of indus- valsartan, omeprazole, clarithromycin, galaxolide, tonalide, iopromide
try. This indicates that there is still a lack of data on the CFs of many and iohexol (among other compounds) had the highest level of occur-
compounds, which, therefore, cannot be included in LCA studies. rence in the Spanish aquatic environment. Additionally, in Ortiz de
Hence, in this paper, the CFs for 27 PPCPs have been calculated fol- García et al. (2013b) a persistence, bioaccumulation and toxicity rank-
lowing the USEtox™ methodology, to complement its own database ing score was carried out, and some of the compounds found at the
and thus be able to incorporate these compounds into LCIA studies. top were: galaxolide, tamoxifen, sertraline, atorvastatin, tonalide, triclo-
Six compartments were considered as to which type of emission can san, irbesartan, fluoxetine, paroxetine and 17-α ethynylestradiol. When
take place (continental urban air, continental rural air, continental occurrence level was considered in the ranking score, tamoxifen was
freshwater, coastal seawater at continental scale, continental natural highlighted. In general, Ortiz de García et al. (2013b) found that fra-
soil and continental agricultural soil) and toxicity potentials were esti- grances, hormones, antidepressants, anxiolytics and blood lipid regula-
mated for two different impact categories: human health and freshwa- tors presented the highest levels of risk. On the other hand, an
ter aquatic environments, according to the scope of USEtox™ design. environmental risk assessment of 26 PPCPs were done by Ortiz de
Additionally, using the new CFs calculated in this work, those CFs García et al. (2014) with both new and current ecotoxicity values, and
existing in the software database of USEtox™, the new CFs calculated at least half of the compounds being studied were cataloged as being
by Alfonsín et al. (2014) and the data of occurrence (emissions) of harmful to aquatic organisms, among them: triclosan, omeprazole,
PPCPs in the aquatic environments in Spain (Ortiz de García et al., methylparaben, ethylparaben, propylparaben, clofibrate, ciprofloxacin,
2013a), the human toxicity and ecotoxicity impact scores (IS) for 49 clarithromycin, diclofenac, naproxen and norfloxacin. Nevertheless, it
PPCPs have been estimated. These ISs have been used to develop and is necessary to emphasize that some CFs of the PPCPs are already in
analyze ranking scores from CFs and then, compare the relative toxicity the USEtox™ database and are not included in this study because
between these compounds and compare with other ranking of concern there is no new data (according to our knowledge) that would make
such as the established in Ortiz de García et al. (2013b). it possible to update these values.
Therefore, twenty-seven PPCPs were chosen in order to have their
2. Materials and methods first, new CFs calculated, for subsequent use in LCA studies. These com-
pounds can be seen in the first row of Table 1. With the purpose of ful-
The main steps carried out for the realization of this work are sum- filling the second goal of this study (to estimate the human toxicity and
marized below. The procedure for collecting the input parameters, the ecotoxicity ISs in the Spanish case study), twenty-two values of CFs (cal-
equations used, the run of the software and the results analysis of the culated with the same tool, USEtox™) were taken from the bibliography
USEtox™ model were carried out according to the published literature (Alfonsín et al., 2014 and the database of USEtox™) in order to make a
(Huijbregts et al., 2005a, 2005b, 2010a, 2010b; Rosenbaum et al., comparative study of ISs with as many compounds as possible (second
2008) and are shown in Fig. 1. and third row in Table 1). Therefore, a total of 49 compounds from 14
USEtox™ considers environmental compartments to be well-mixed different therapeutic classes have been considered in this study: analge-
boxes that contain and exchange contaminant mass. Their total mass, sic/antipyretic (1), angiotensin converting enzyme inhibitor (1), angio-
total volume, solid-phase mass, liquid-phase mass and gas-phase tensin receptor blockers (2), antibiotics (11), antidepressants (3),
mass, describe the compartment. Contaminants move between, and antiepileptics (4), anxiolytics (3), blood lipid regulators (3), cyto-
are transformed within compartments through a series of transport statics/cancer therapeutic (2), H2 blocker (1), hormones (4), platelet in-
and transformation processes that can be represented mathematically hibitor (1), non-steroidal anti-inflammatory drugs (NSAIDs)/
by first-order processes, which depend on the physicochemical charac- antirheumatics (4), X-ray contrast media (3) and PCPs (6).
teristics of the chemicals modelled. In each compartment, different fac-
tors are considered in the USEtox™ model: persistence, transportation 2.2. Characterization factor
between compartments by cross-media transfers (dispersive, advective
as volatilization, precipitation, etc.), transformation by a physical, chem- The potential for increasing the ecological and human toxicities is es-
ical, or biological degradation process, or the irreversible removal from a timated through the CFs of chemicals that are computed as the result of
compartment by leaching and/or burial (Fantke et al., 2017). All these the product of three factors: a fate factor (FF), an exposure factor (XF)
432 S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
and an effect factor (EF) (See Table 2, Eqs. (2) and (7)). FF, XF and EF are USEtox™ CFs for ecotoxicity are reported for freshwater aquatic eco-
related, as is shown in the methodology presented by Huijbregts et al. toxicological effects, and include the impacts of emissions into urban air,
(2010a). The FF and EF are combined to reflect the intake fraction (iF) rural air, freshwater and/or agricultural soil in different scales. CFs for
of a chemical, representing the fraction of the emitted mass that enters human toxicity are estimated for carcinogenic and non-carcinogenic ef-
the human population (Eq. (8), Table 2). fects, and consider emissions on different scales.
In order to make USEtox™ CFs compatible with the needs of LCA, the
units for human toxicity are expressed as cumulative cases of either
Table 1 cancer or non-cancer health outcomes per kg of contaminant emission,
Pharmaceutical and personal care products under study. (Cases·kg−1 emmited), and, for freshwater aquatic ecotoxicity impacts, as
Compounds Reference the potentially affected fraction (PAF) of aquatic species integrated
over the exposed water volume (m3), time (day) and per kg emitted
Acetaminophen, alprazolam, amoxicillin, atorvastatin, This studya
azithromycin, bromazepam, cefaclor, ciprofloxacin, (PAF·m3·d·kg−1 emmited) (Fantke et al., 2017).
clarithromycin, enalapril, ethylparaben, gabapentin, iohexol,
iopamidol, irbesartan, ketorolac, levofloxacin, lorazepam, 2.2.1. Fate factor
methylparaben, norfloxacin, omeprazole, paroxetine, The fate factor (FF) is the same for ecotoxicity and human toxicity.
pregabalin, propylparaben, sertraline, simvastatin and
Two geographical scales are specified in the USEtox™ model: (i) the
valsartan.
17α-Ethinylestradiol, 17β-estradiol, carbamazepine, diclofenac, Alfonsín et al. continental scale with the following compartments: urban air, rural
erythromycin, estrone, galaxolide, ibuprofen, iopromide, (2014)b air, freshwater, sea, natural soil and agricultural soil; and (ii) the global
naproxen, roxithromycin, sulphametoxazole, tonalide, scale with the following compartments, air, freshwater, ocean, natural
triclosan, trimethoprim.
soil and agricultural soil. The continental scale is nested in the global
Clofibrate, cyclophosphamide, fluoxetine, salicylic acid, USEtox™
tamoxifen, testosterone, valproic acid. databaseb scale. “Nested” means that chemicals can be transported from one
a
scale to a higher scale and vice versa (Huijbregts et al., 2010a).
For these compounds, new CFs, human toxicity and ecotoxicity IS have been
estimated.
The fate factor is equal to the compartment-specific residence time
b
For these compounds, human toxicity and ecotoxicity IS have been estimated, and CFs (in days) of a chemical. The longer the residence time, the longer a
have been taken from references. chemical remains in the environment. Within the consensus model,
S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445 433
Table 2
Main parameters and equations used in the USEtox™ model for ecotoxicitya and human toxicity.
X X
Toxicity impact score Cases or CTUhd IShum ¼ ∙ CFx;i;hum ∙Mx;i ð6Þ IShum: impact score for human toxicity.
(IShum) i x CFx,i,hum: Human toxicity characterization
factor of substance x released to
compartment i. Mx,i: emission of x to
compartment i (kg). The summation holds
for substances and emission compartments.
Characterization factor Cases·kg−1 or CFhum = FFhum ∙ XFhum ∙ EFhum = iF · EFhum (7) In USEtox™, chemicals that have a
(CFhum) CTUh·kg−1 potential to increase human disease have a
CFhum that includes a fate factor (FFhum),
an exposure factor (XFhum) and an effect
factor (EFhum) similar than ecotoxicity.
Both the human and ecotoxicity CFs are
calculated using standard matrix algebra.
Intake factor kgintake·kg−1
emitted iF = FFhum ∙ XFhum (8) iF: intake fraction, fraction of the emitted
(iF) mass that enters the human population.
Intake through inhalation and ingestion is
commonly considered in iF calculations.
Exposure factor via inhalation of day−1 INH∙POP INH: Average inhalation rate of a person (13
XFhum;air ¼ ð9Þ
air Volumeair m3·day−1 in USEtox™). POP: population
(XFhum,air) number (e.g. 900 million on the continental
scale). VOLUMEair: volume of the air
compartment (e.g. 5.76·1010 m3 at the urban
scale).
Exposure factor for a specific food day−1 BAFi;r ∙PRODi ∙POP BAFi,r: bioaccumulation factor of the
or drinking water at a specific XFhum;i;r ¼ ð10Þ chemical of exposure pathway i (e.g. fish)
MASSr
scale (e.g. continent) via compartment r (e.g. freshwater)
(XFhum,i,r) (kg·kg−1). PRODi: Production per person
Table 2 (continued)
the residence time of a chemical depends on (i) the properties of the vapor pressure at 25 °C (Pvap), solubility at 25 °C (Sol), degradation
chemical, (ii) the selected emission compartment, and (iii) the selected rate in air (KdegA), degradation rate in water (KdegW), bioaccumulation
receiving compartment. factor of the chemical (BAF), water ecotoxicity (as HC50) and human
The fate routine of USEtox™ model calculates the residence time of a carcinogenic and non-carcinogenic effects of compounds under study
chemical, by solving the mass balance under steady state conditions (ED50ing, NonCancer and ED50ing, Cancer).
with the help of linear algebra calculation rules, and is based on the In this study, whenever possible, the experimental values of physi-
quantification of environmental processes such as: (bio) degradation cochemical properties (MW, Kow, Koc, KH, Pvap and Sol) and BAF have
by micro-organisms, transport of the chemical to the sediment, leaching been taken. However, when this was not possible, estimated values
into the groundwater and escape to the stratosphere (removal process- from EPI Suite™ were used as recommended by Huijbregts et al.
es) and intermedia transport processes (advective and diffusive (2010a, 2010b).
transport). For air degradation rates, experimental values for the hydroxyl rad-
ical rate constant (KOH) are available for some chemicals in EPI Suite™.
2.2.2. Exposure factor To derive the KdegA, the KOH was multiplied by the hydroxyl radical con-
The exposure factor for ecotoxicity (XFeco) is calculated by Eq. (3) centration [OH•]. The default [OH•] was set at 1.5 ∙ 106 molecules
(Table 2). According to Huijbregts et al. (2010a), CFs for human toxicity (radicals)·cm−3 per 12 h of daylight (US EPA, 2012). KdegW, soil (KdegSl)
reflect the rate at which a pollutant is able to transfer from a receiving and sediment (KdegSd) were estimated by biodegradation half-life with
compartment into the human population through a series of exposure EPI Suite™, and the Biowin3 model is used for USEtox™ input to convert
pathways: air (inhalation), drinking water, above-ground leaf crops (in- the ultimate biodegradation probability into half-lives for all chemicals
cluding fruit and cereals), crops below ground (root crops), meat, dairy in the database. In addition, division factors of 1:2:9 are used to extrap-
products, fish. For exposure via inhalation of air, the exposure factor olate biodegradation rates for water, soil and sediment compartments
XFhum,air is calculated by Eq. (9) (Table 2) and the exposure factor for respectively, as is suggested in EPI Suite™ (Huijbregts et al., 2010b).
a specific food item or drinking water on a specific scale (e.g. continent) Water ecotoxicities for different species and trophic levels (bacteria,
XFhum,i,r is calculated by Eq. (10) (Table 2). algae, crustacean, rotifer, mollusc and fish) were collected, as was ex-
plained in the effect factor section. The calculation steps of the logHC50
2.2.3. Effect factor (α) according to Huijbregts et al. (2010a) are: (i) gather experimental
The ecotoxicological EF is estimated by Eqs. (4) and (5) (Table 2). In or estimated EC50 data for the chemical of interest; (ii) specify for
this study, acute and chronic data were used to estimate this parameter. every EC50-value whether it is chronic or acute exposure; (iii) calculate
The US EPA ECOTOX database (US EPA, 2015) was consulted as the first the geometric mean chronic or acute EC50 for every individual species
option, but when data were not found, other pieces of research were (in case of acute EC50-data, derive the chronic-equivalent EC50 per spe-
consulted (Dobbins et al., 2009; Iannacone and Alvariño, 2009; Ortiz cies by dividing by a factor of 2, acute-to-chronic extrapolation factor)
de García et al., 2014; Santos et al., 2010; Terasaki et al., 2009) or the and (iv) take the log of the geometric mean EC50s and calculate the av-
ecotoxicity of chemicals was estimated by the EPI Suite™ software erage of the log-values (this average equals the logHC50).
(US EPA, 2012). According to Huijbregts et al. (2010b) aquatic ecotoxi- Non-carcinogenic data for rat, mouse, rabbit, dog and monkey were
cological CFs are specified as “interim”, if EFs are based on species toxic- collected from different sources (World Health Organization database,
ity data covering less than three different trophic levels. This is to ensure European Agency for the Evaluation of Medicinal Products (EMEA) re-
a minimum variability of biological responses. In this study, at least ports, toxicology studies of the US Food and Drugs Administration
three trophic levels (algae, crustaceans and fish for all compounds, (FDA), reports of Scientific Committee on Consumer Safety of
and in some cases, data of bacteria, molluscs and rotifers when are avail- European Commission, United States Pharmacopeia monographs, mate-
able) have been considered in order to calculate ecotoxicological EF; rial safety data sheet of Merck, Pifzer, Medsafe and La Roche and Rashmi
therefore, the ecotoxicological CFs calculated may be considered as et al., 2012). From these sources, the daily dose that causes a disease
“recommended”. probability of 50% of population (ED50) was estimated from NOAEL or
The human-toxicological EF reflects the change in lifetime disease the LOAEL (chronic toxicity data). Carcinogenic data (as ED50) was ob-
probability, due to the change in lifetime intake of a pollutant. The tained from Brambilla et al. (2012).
USEtox™ model considers two separate effect factors, which are derived In this study, the steps undertaken for the ED50 estimation according
from non-carcinogenic and carcinogenic effects. Furthermore, for each to Huijbregts et al. (2010a) guidelines were: (i) gather experimental
effect type (non-carcinogenic and carcinogenic) the two exposure non-carcinogenic oral ED50 data, (ii) specify for every ED50-value
routes, i.e. inhalation and ingestion, are addressed separately whether it is chronic, subchronic or subacute exposure; (iii) as the
(Huijbregts et al., 2010a). In the present study, carcinogenic and non- chronic value is needed, subchronic and subacute data have to be ex-
carcinogenic effects, and ingestion as the only route of exposure, are trapolated to chronic ED50. According to the type of ED50-data found
considered (due to the lack of data for inhalation as a route of expo- in the literature or database (non-human ED50-data, NOAEL or
sure); thus, the CFs of human toxicity calculated in this research should LOAEL), the chronic-equivalent ED50 must be derived using Eqs. (12)
be taken as “interim”. Eqs. (11) to (16) (Table 2) are used to calculate to (16) (Table 2).
the human-toxicological EFs. The summary of the calculation is as fol- The USEtox™ software calculates the remainder of the necessary
low: results of chronic exposure in different animals were converted data from the input parameters referred to above, supplied by the
to ED50 (mg·kg− 1·d− 1) and then it was transformed into user. More information about procedure, equations, considerations, es-
kg·person−1·lifetime− 1 with Eqs. (12), (13), (14), (15) and (16) timations and the methodology can be consulted in the main literature
(Table 2). For each PPCP, the geometric mean of these values was calcu- that supports this software (Huijbregts et al., 2005a, 2005b, 2010a,
lated and finally, the effect factor was determined with Eq. (11) 2010b; Rosenbaum et al., 2008).
(Table 2).
2.3. Spanish toxicity impact scores (IS)
2.2.4. Input data
Table 3 shows the input parameters that must be supplied by the In LCA, a toxicity impact score (IS) is calculated with Eqs. (1) and (6)
user to the USEtox™ program in order to estimate the CFs of the 27 as reported in Table 2. This value is the summation of the product of
PPCPs. These parameters are molecular weight (MW), partition coeffi- mass emitted per emission scenario, by the corresponding toxicity CF,
cient between octanol and water (Kow), partition coefficient between taking into account all the scenarios where the pollutant is emitted
organic carbon and water (Koc), Henry law coefficient at 25 °C (KH), (Huijbregts et al., 2010a; Rosenbaum et al., 2008).
436
Table 3
Input parameters required for the ecotoxicological and human toxicity characterization factors calculation in USEtox™ for the pharmaceuticals and personal care products under study.
Compound CAS Physicochemical parameters Degradation rates Ecotoxicity Human Toxicityl Bioaccumulation
a b c d
MW Kow Koc KH Pvape Sol. f
KdegA g
KdegWh KdegSd i
KdegSl j
αk
ED50ing, NonCancer m
ED50ing, Cancer m
BAFn
−1 −1 −1 −1 −1 −1 −1 −1
g/mol L·kg Pa·m ·mol3
Pa mg·L s s s s log (mg·L ) kg/lifetime/person kg/lifetime/person L·kg−1
−8 −4 −5 −7 −8 −7
Acetaminophen 103-90-2 151.17 2.88 45.09 6.51 ∙ 10 2.59 ∙ 10 14,000 2.65 ∙ 10 5.30 ∙ 10 5.89 ∙ 10 2.65 ∙ 10 1.8800 673 NC 0.98
Alprazolam 28981-97-7 308.77 131.82 98,320 5.19 ∙ 10−5 2.21 ∙ 10−6 13.10 1.14 ∙ 10−5 2.10 ∙ 10−7 2.33 ∙ 10−8 1.05 ∙ 10−7 −0.4360 8.11 NC 14.10
Amoxicillin 26787-78-0 365.41 7.41 108.40 2.52 ∙ 10−16 6.26 ∙ 10−15 4000.00 2.08 ∙ 10−4 2.10 ∙ 10−7 2.33 ∙ 10−8 1.05 ∙ 10−7 1.7800 1960 NC 1.10
Atorvastatin 134523-00-5 558.66 2,290,867 28,570 4.64 ∙ 10−17 9.26 ∙ 10−23 0.0011 3.42 ∙ 10−4 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 −0.6160 30.70 1.23 104.00
Azithromycin 83905-01-5 749.00 10,471 3135.00 4.27 ∙ 10−18 3.53 ∙ 10−22 0.0620 6.35 ∙ 10−4 4.50 ∙ 10−8 5.00 ∙ 10−9 2.25 ∙ 10−8 0.0669 16.20 NC 12.50
Bromazepam 1812-30-2 316.16 112.20 3605.00 4.57 ∙ 10−7 2.53 ∙ 10−7 175.20 8.68 ∙ 10−6 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 0.7080 103.00 NA 9.94
Cefaclor 53994-73-3 367.81 2.24 104.30 9.15 ∙ 10−13 2.96 ∙ 10−13 10,000 2.02 ∙ 10−4 2.10 ∙ 10−7 2.33 ∙ 10−8 1.05 ∙ 10−7 3.0600 2680.00 NC 0.98
S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
Ciprofloxacin 85721-33-1 331.35 1.91 10.00 1.10 ∙ 10−12 3.80 ∙ 10−11 30,000 4.70 ∙ 10−4 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 0.4450 506.00 NA 0.98
Clarithromycin 81103-11-9 747.97 1445.44 149.40 6.77 ∙ 10−20 3.10 ∙ 10−23 0.3420 5.97 ∙ 10−4 4.50 ∙ 10−8 5.00 ∙ 10−9 2.25 ∙ 10−8 −0.1480 344.00 NA 15.30
Enalapril 75847-73-3 376.46 1.17 348.50 2.92 ∙ 10−10 1.41 ∙ 10−10 16,400 1.77 ∙ 10−4 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 2.0000 353.00 NC 0.916
Ethylparaben 120-47-8 166.18 295.12 162.18 4.86 ∙ 10−4 1.24 ∙ 10−2 885.00 1.89 ∙ 10−5 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 0.8930 3930.00 NC 8.15
Gabapentin 60142-96-3 171.24 0.0794 53.14 9.42 ∙ 10−7 3.91 ∙ 10−8 4491.00 6.02 ∙ 10−5 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 3.5100 981.00 436.22 0.90
Iohexol 66108-95-0 821.15 0.0009 10.00 4.17 ∙ 10−26 5.41 ∙ 10−27 106.50 1.04 ∙ 10−4 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 4.1000 29.70 NA 0.89
Iopamidol 60166-93-0 777.09 0.0038 10.00 2.26 ∙ 10−27 1.78 ∙ 10−28 140,000 8.66 ∙ 10−5 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 3.1800 68.90 NA 0.89
Irbesartan 138402-11-6 428.54 204,173 1,337,000 1.17 ∙ 10−9 1.64 ∙ 10−13 0.0599 5.58 ∙ 10−5 2.10 ∙ 10−7 2.33 ∙ 10−8 1.05 ∙ 10−7 −1.3100 43.30 NC 2480
Ketorolac 74103-06-3 255.28 208.93 428.80 8.74 ∙ 10−6 1.96 ∙ 10−5 572.30 3.05 ∙ 10−4 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 0.6960 12.50 NC 22.00
Levofloxacin 100986-85-4 361.38 0.4074 0.99 1.68 ∙ 10−12 1.31 ∙ 10−10 28,260 2.95 ∙ 10−4 4.50 ∙ 10−8 5.00 ∙ 10−9 2.25 ∙ 10−8 0.9650 38.20 NC 0.90
Lorazepam 846-49-1 321.16 245.47 944.40 1.58 ∙ 10−9 4.11 ∙ 10−10 80.00 1.68 ∙ 10−5 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 0.8950 67.10 NC 25.00
Methylparaben 99-76-3 152.15 91.20 86.29 2.90 ∙ 10−3 1.14 ∙ 10−1 2500.00 1.66 ∙ 10−5 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 1.0600 4480.00 NC 3.88
Norfloxacin 70458-96-7 319.34 0.0933 18.68 1.99 ∙ 10−12 1.11 ∙ 10−9 177,900 4.82 ∙ 10−4 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 1.0200 188.00 NA 0.890
Omeprazole 073590-58-6 345.42 169.82 1455.00 3.08 ∙ 10−14 1.55 ∙ 10−9 82.28 1.43 ∙ 10−4 1.37 ∙ 10−8 1.52 ∙ 10−9 6.85 ∙ 10−9 −0.1690 21.70 3.49 3.46
Paroxetine 61869-08-7 329.37 8912.50 12,360 5.96 ∙ 10−5 6.39 ∙ 10−6 35.27 2.45 ∙ 10−4 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 −0.4580 3.93 4.36 624.00
Pregabalin 148553-50-8 159.23 0.0166 25.05 2.19 ∙ 10−9 2.69 ∙ 10−7 19,630 6.12 ∙ 10−5 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 3.7500 139.00 NC 0.89
Propylparaben 94-13-3 180.21 1096.48 286.60 1.39 ∙ 10−2 4.09 ∙ 10−2 500.00 2.11 ∙ 10−5 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 0.4330 39.30 NC 15.60
Sertraline 79617-96-2 306.24 194,984 170,800 1.36 ∙ 10−2 1.56 ∙ 10−4 3.52 1.47 ∙ 10−4 1.30 ∙ 10−7 1.44 ∙ 10−8 6.50 ∙ 10−8 −0.4870 34.20 1.23 50,800
Simvastatin 79902-63-9 418.58 47,863 10,940 3.09 ∙ 10−7 5.65 ∙ 10−10 0.0300 3.44 ∙ 10−4 2.10 ∙ 10−7 2.33 ∙ 10−8 1.05 ∙ 10−7 −0.3970 109.00 5.45 151.00
Valsartan 137862-53-4 435.53 4466.84 22,630 3.38 ∙ 10−11 1.09 ∙ 10−13 1.41 6.42 ∙ 10−5 5.30 ∙ 10−7 5.89 ∙ 10−8 2.65 ∙ 10−7 0.2420 3.93 NA 215.00
NC: no carcinogenic.
NA: not available.
a
Molecular weight.
b
Partitioning coefficient between octanol and water.
c
Partitioning coefficient between organic carbon and water.
d
Henry law coefficient at 25 °C.
e
Vapor pressure at 25 °C.
f
Solubility in water at 25 °C.
g
Degradation rate in air.
h
Degradation rate in water. Results of BIOWIN3 ➔ biodegradation rates in USEtox™: hours ➔ 4.7 ∙ 10−5; hours to days ➔ 6.4 ∙ 10−6; days ➔ 3.4 ∙ 10−6; days to weeks ➔ 9.3 ∙ 10−7; weeks ➔ 5.3 ∙ 10−7; weeks to months ➔ 2.1 ∙ 10−7; months ➔ 1.3
∙ 10−7; recalcitrant ➔ 4.5 ∙ 10−8.
i
Degradation rate in sediment.
j
Degradation rate in soil.
k
log of HC50 (HC50: Hazardous concentration of chemical at which 50% of the species are exposed above their EC50. The EC50 is the water PPCP concentration at which 50% of a population displays an effect).
l
According to the USEtox™ methodology the human toxicity is calculated for carcinogenic and non-carcinogenic effects and for inhalation and ingestion (exposure routes). This table only shows human toxicity for non-carcinogenic effect by
ingestion, due to the lack of data of cancer effect and inhalation route. For more information see Results and discussion section.
m
Daily dose (by ingestion) of PPCP that causes a disease (carcinogenic or non-carcinogenic) probability of 50% in a person in its lifetime.
n
Bioaccumulation factor of the chemical in fish estimated by EPI Suite™ (US EPA, 2012).
S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445 437
IS allows us to group into a single index the impact (ecotoxicity or presenting acute and chronic toxicity. Sertraline, omeprazole, amoxicil-
human toxicity) of a compound released into the different compart- lin, cefaclor and levofloxacin logHC50 were calculated from four species
ments of nature. The equation and procedure for calculating IS for (the main three organisms and bacteria with acute toxicities), while
ecotoxicity (Eq. (1)) and for human toxicity (Eq. (6)) are summarized acetaminophen and clarithromycin presented toxicities in fish, algae,
in Table 2. crustaceans, rotifers and bacteria. Values for the acute and chronic tox-
The ISs are reported as comparative toxic units (CTU) that can be icities caused by parabens in crustaceans, fish and bacteria were used to
compared with ISs obtained from other methodologies. estimate its logHC50. Norfloxacin toxicities present in fish, algae, rotifers
In a recent study, Ortiz de García et al. (2013a) estimated the occur- and bacteria were used for estimating its logHC50. The remaining four
rence (mass·year−1) of 88 PPCPs and metabolites in the aquatic envi- compounds (paroxetine, enalapril, ciprofloxacin and atorvastatin) only
ronment in Spain. These results have been used to estimate had two values of toxicity (algae and crustacean).
ecotoxicological and human toxicity ISs (in CTU·year−1) of the PPCPs Several levels of toxicity were found: Median lethal dose concentra-
considered. A mass balance approach was used by Ortiz de García tion; Half maximal effective concentration; Half maximal inhibitory
et al. (2013a) in order to estimate their occurrence in aquatic environ- concentration; No observed effect concentration; and Lowest observed
ments, and the data for their removal in WWTPs was assessed by effect concentration (for more information see complementary materi-
STPWIN™, a special module of EPI Suite™. STPWIN™ predicts the re- al). However, the PPCPs considered in this study did not have the same
moval of a chemical in a typical activated sludge-based sewage treat- quantity of ecotoxicity data; so it would be important to complement
ment plant. Values are given for total removal and three processes this information for compounds that present high toxicity.
that may contribute to removal: biodegradation, sorption to sludge, Iohexol, pregabalin, gabapentin, iopamidol, cefaclor and enalapril
and air stripping (US EPA, 2012). The program assumes a standard sys- were the pharmaceuticals with the highest values of logHC50.
tem design and set of default operating conditions, and takes physico-
chemical parameters from EPI Suite™, which works with a large data-
3.1.3. Human health effects
base of experimental values, or estimates them with quantitative
It is known that chemicals may pose hazards to organisms including
structure-activity relationship (QSAR) models.
humans, as indicated by observable effects (e.g. in vivo and in vitro bio-
EPI Suite™ has facilitated the calculation of the mass of PPCPs
assays). Antibiotics is one of these cases; although the ideal antibiotic is
adsorbed in the sludge and volatilized to the air. In this way, a total eco-
toxic to bacteria without affecting humans/animals, the reality is more
toxicological IS has been obtained, that includes three compartments:
complicated, and directly toxic side effects are common for several clas-
water, soil and air. For this case study, emissions were considered in
ses of antibiotics at doses used for therapy. A few, relatively persistent
the following environmental compartments: continental freshwater
antibiotics have been found in drinking-water at very low ng·L−1 levels.
(water), continental natural soil (soil) and continental urban air (air).
The greatest concern about antibiotics in the environment is their po-
tential role in promoting resistance development in human and animal
3. Results and discussion
pathogens (Larsson, 2014a). Different available databases include
human health effects that are generally an approximation of bioassays
3.1. Discussion of input data
in some typical species used for this purpose.
In addition, there is currently a wide range of endpoints available
This section briefly shows the analysis of the values of the input pa-
from predictive quantitative structure–activity relationship (QSAR)
rameters taken or estimated in order to obtain human and ecotoxico-
models driven by many different computational software programs
logical CFs for the PPCPs under study.
and data sources grouped under the term “in silico toxicology”
(Valerio, 2009). These tools also are used for PPCPs that are already on
3.1.1. Physico-chemical parameters
the market and for estimating their human effects.
In general, the PPCPs under study present variable degrees of solu-
In USEtox™, and therefore in this research, human toxicity includes
bility, Koc and Kow. These parameters provide an estimation of the mo-
carcinogenic and non-carcinogenic effects.
bility of the PPCPs in water environments, soils and sediments.
Alprazolam, atorvastatin, azithromycin, clarithromycin, irbesartan,
Atorvastatin, azithromycin, clarithromycin, irbesartan, paroxetine, sim-
omeprazole, paroxetine, sertraline and simvastatin are the compounds
vastatin, valsartan and sertraline show the highest values of Kow and Koc,
with the highest human toxicity according to the USEtox™
and low solubility; therefore, these compounds will be probably located
methodology.
in soils or sediments, or bioaccumulated.
Degradation rates in water, soils and sediments are of the same
order of magnitude, although these are slightly higher in water than 3.1.3.1. Carcinogenic effects. In this study, as it can be seen in Table 3, six
in soil and sediments, in most cases. Degradation rates in air are the compounds present evidence of carcinogenic effects (atorvastatin,
highest among all the compartments, possibly due to the different pho- gabapentin, omeprazole, paroxetine, sertraline and simvastatin) in
tochemical effects and reactions that take place in this compartment. rats or mice during long term studies (chronic), fourteen have no evi-
Despite this, all compounds present low Pvap (lower than 1 Pa) and dence of carcinogenic effects (acetaminophen, alprazolam, amoxicillin,
KH, which indicates that they will not be found in significant quantities azithromycin, cefaclor, enalapril, ethylparaben, irbesartan, ketorolac,
in the air. levofloxacin, lorazepam, methylparaben, pregabalin and
The compounds with the highest values of bioaccumulation (esti- propylparaben), and for seven compounds there was no available data
mated by EPI Suite™, US EPA, 2012) were: sertraline, irbesartan, parox- (bromazepam, ciprofloxacin, clarithromycin, iohexol, iopamidol, parox-
etine, valsartan and simvastatin. etine and valsartan) according to the information (ED50) reported in
Brambilla et al. (2012) and the database consulted and recommended
3.1.2. Ecotoxicological effects by the USEtox™ users' manual.
Usually, fish, crustaceans and algae are the main representative or- The assessment of the carcinogenic potential of pharmaceuticals and
ganisms that are considered when estimating the logHC50 values (α) the evaluation of their potential risk to humans is a major challenge for
(Table 3), but in the present study, other organisms (molluscs, bacteria the scientific community, industry and regulatory agencies. The impor-
and rotifers) were incorporated where data was available. The logHC50 tance of reaching appropriate conclusions and balancing those conclu-
of alprazolam, azithromycin, bromazepam, gabapentin, iohexol, sions with benefits, and the potential impact that those decisions may
iopamidol, irbesartan, ketorolac, lorazepam, pregabalin, simvastatin have on public health cannot be overstated (DeGeorge, 1998).
and valsartan were estimated only with fish, crustaceans and algae Abraham and Ballinger (2012) affirm that human exposure to
438 S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
Recent studies provide evidence of the carcinogenic effect of some Compound Non-carcinogenic effects Specie
PPCPs including estrogens, analgesic mixtures with phenacetin and an- Acetaminophen Sub chronic effects Mice (males and
tineoplastic drugs (Grosse et al., 2009). Brambilla and Martelli (2009) females) and rat
made a compendium of the genotoxic and carcinogenic information of Alprazolam Embryotoxicity and teratogenic effects Rabbit and rat
838 marketed drugs, whose expected clinical use is for a continuous pe- Amoxicillin and Reproductive effects Rat
bromazepam
riod of at least 6 months, or intermittent over an extended period of
Atorvastatin Effects on the liver Dog, rat and
time. Of these 838 drugs, 472 (56.3%) have at least one positive test re- mouse
sult for genotoxicity or carcinogenicity, a fairly high percentage for this Azithromycin Dog and rat
type of chemical compounds. These studies serve as an experimental Clarithromycin Dog
basis for asserting that PPCPs can cause carcinogenic effects, so therefore and
bromazepam
this information should be considered and included in the database of Gabapentin and Rat
USEtox™ and subsequently used in LCA studies. sertraline
The traditional approach to testing the carcinogenicity of pharma- Bromazepam Sedation, ataxia, convulsive seizures Dog
ceuticals is relatively standardized. It relies on testing the maximum tol- Clarithromycin Cardiovascular malformation Rat
Ethylparaben Secretion of sex hormones Rat
erated dose (MTD) on usually two rodent species for 2 years. The results
Irbesartan Decreases in blood pressure and Rat and monkey
of these studies were viewed as either positive or negative, with only hyperplasia of the juxtaglomerular
minimal attempts to evaluate the relevance of the findings for humans apparatus
(DeGeorge, 1998). In this sense, Abraham and Ballinger (2012) worked Ketorolac Hematologic and pathologic effects Monkey
on the validation and application of new techno-regulatory testing stan- Levofloxacin Impaired pup survival and decreased birth Rat
weight
dards, specifically using genetically-engineered mouse (GEM) models
Lorazepam Fetotoxicity Rabbit
in pharmaceutical carcinogenic risk assessment. This methodology or Pregabalin Adverse effects on blood forming organs Rat
other more traditional ones, experimental or not, may be used in and peri/postnatal developmental
order to find out or predict the possible carcinogenic potential of Sertraline Benign tumors Mouse
Effects on central nervous system Dog
PPCPs and to thus include carcinogenic data in studies of environmental
Early embryonic development and Rat
risk/hazard assessment such as LCIA. developmental toxicity
Data for human cancer has been found in lower quantities than for Simvastatin Eyes Rat
other effects; and it only remains for atorvastatin, gabapentin, omepra- Eyes and central nervous system Dog
zole, paroxetine, sertraline, and simvastatin to have their value for Valsartan Renal negative effects Rat
Table 5
Human health characterization factor for PPCPs under study.
levofloxacin, sertraline and atorvastatin into agricultural soil. Neverthe- higher, respectively). Furthermore, the mixed depth of continental
less, in nature or in industrial processes, the quantities emitted in each freshwater is 2.5 m, while for seawater it is 100 m (continental) or
compartment and for each compound are different and variable, imply- 200 m (global) (Fantke et al., 2017). Therefore, these parameters
ing that the amount emitted should be known in order to generate a could influence the differences between the fresh and seawater com-
human hazard ranking score under real conditions. partments; seawater presents lower bioavailability of the compounds
than freshwater.
3.3. Ecotoxicological CF for PPCPs under study It can be observed, when comparing the results of the compounds
studied for each emission compartment, that omeprazole,
At the moment, ecotoxicological effects (from bioassays or estimat- clarithromycin and ciprofloxacin have the highest values of CFs for
ed by software) are always taken into account when evaluating the ef- emissions into the air (continental and rural) and soil (natural and agri-
fects of PPCPs in the environment. Specifically, for LCIA, many cultural). Omeprazole, paroxetine and clarithromycin have the highest
different impact categories exist with which to measure the impact of CFs values for emissions into freshwater; and sertraline, methylparaben
contaminant substances in nature. This is the case of the USEtox™ and propylparaben for emissions into seawater.
model, which calculates the freshwater ecotoxicological CFs when the In this study, it was found that freshwater ecotoxicological CFs are
compound under study is released into different environmental com- much higher than human health CFs; this behavior is similar to that ob-
partments (air, water and soil). Table 6 shows the values of the CFs ob- served in the compounds in the USEtox™ database and in the Alfonsín
tained by the USEtox™ model for the PPCPs considered. et al. (2014) results. According to Daughton and Brooks (2010), aquatic
Emissions into continental urban and rural air present CFs values of life, in particular, has the highest potential for perpetual exposure to
between 10−2 and 104 PAF·m3·day·kg1 (or CTUe·kg−1) for the PPCPs PPCPs since these highly bioactive chemicals can be continually intro-
under study. Continental freshwater has CFs values of between 1 and duced into the environment (e.g. by way of sewage treatment facilities),
104 CTUe·kg− 1; continental seawater of between 10− 28 and 10−- therefore, it is highly probably that the effect of PPCPs on the aquatic en-
3
CTUe·kg−1 and continental natural soil and continental agricultural vironment could be much higher than the human impact. Besides, gen-
soil in the same order, between 10−1 and 104 CTUe·kg−1. The highest erally speaking, the concentration levels that affect aquatic species are
CFs values were those from continental freshwater, due to the direct much lower than those that affect humans.
contact between the source of emission and the compartment affected. Very few LCA studies include the CFs of PPCPs in their LCIA stages.
The lowest CFs values are those with continental seawater as the emis- Alfonsín et al. (2014) included PPCPs in a LCA for the completely auto-
sion source, probably due to the difficulty in the inter-compartmental trophic nitrogen removal from a nitrite pilot plant, and they found
transfer (continental seawater to continental freshwater); moreover, that the impact associated with the technology varied when CFs were
the USEtox™ default concentration values of dissolved (colloidal) or- applied. The most significant variation was observed in the human tox-
ganic carbon, and the concentration of suspended matter for freshwater, icity impact category calculated with USEtox™, where PPCPs represent-
are much higher than those values for seawater (five and three times ed more than 50% of the global impact after updating CFs, whereas they
440 S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
Table 6
Freshwater ecotoxicological characterization factor for PPCPs under study.
showed a negligible effect in the default scenario. Muñoz et al. (2008) The IS results are shown in Table 7 and in Figs. 2 and 3. The com-
applied a LCIA to a Spanish wastewater treatment plant with emerging pounds with the highest toxicity impact score also concern compounds
pollutants, and their results showed that PPCPs are very important con- presented in other rankings made by different methodologies. This is
tributors to toxicity in this wastewater, with ciprofloxacin, fluoxetine the case of Ortiz de García et al. (2013b), who did a ranking of concern
and nicotine being the main compounds of concern. Lorenzo-Toja considering occurrence, persistence, bioaccumulation and toxicity as
et al. (2016) evaluated two Spanish WWTPs including the presence of environmental and toxicological indexes, finding that hormones, anti-
PPCPs in water and sludge lines. They found that the presence of depressants, antibiotics, blood lipid regulators and personal care prod-
PPCPs influenced the freshwater ecotoxicity potential, and the removal ucts presented the highest levels of risk (as happens with CF and IS
of these compounds generated benefits, compared with the non- values). Kumar and Xagoraraki (2010) developed a comprehensive
treatment scenario. Thus, if the toxicity and ecotoxicity of PPCPs are ex- ranking system for prioritizing the monitoring of PPCPs and
cluded from LCA studies, the potential impact of many of these com- endocrine-disrupting chemicals using 4 criteria: occurrence, treatment
pounds on the human health and ecosystems could be critically in drinking water treatment plants, ecological effects, and health effects.
underestimated. Their ranking highlighted some compounds that coincide with this
study: 17β-Estradiol, estrone, carbamazepine, azithromycin and fluoxe-
3.4. Spanish impact score of PPCPs tine, despite the fact that both studies applied different methodologies.
Helwig et al. (2016) carried out an environmental risk assessment
The growing public awareness of the importance of protecting both that included hospital consumption of pharmaceuticals, with a newly
ecosystems and human health from the risks associated to chemical ex- available dataset on pharmaceuticals used in Scottish hospitals. They
posure has given rise to the development of an increasingly important found nine compounds with a risk quotient greater than 1, among
body of regulations in the last several years, especially in developed then, four antimicrobials. Their results differ from ours since the antibi-
countries. In this context, risk assessment (and hence the elaboration otics in this study were not found to be in the highest level of the impact
of priority lists of chemical substances) provides the necessary scientific score ranking. Cooper et al. (2008) drew up a preliminary risk assess-
basis for more regulations (Guillen et al., 2012). Therefore, in this study ment database for common pharmaceuticals and put them into a
a toxicity impact score for a group of PPCPs commonly used worldwide web-accessible database named “Pharmaceuticals in the Environment,
has been carried out using the CFs available in the database of USEtox™, Information for Assessing Risk” (PEIAR) to help others evaluate the po-
the USEtox™ CFs available in literature (Alfonsín et al., 2014), and the tential risks of pharmaceutical contaminants in the environment. Infor-
new CFs calculated in this research. The mass of the PPCPs under mation from PEIAR was used to prioritize compounds that may threaten
study emitted into the air, freshwater and soil, in Spain in a year was cal- the environment, with a focus on marine and estuarine environments.
culated following the methodology indicated in Ortiz de García et al. They found that anti-infectives (antibiotics) might pose the greatest
(2013a), and this information was used in conjunction with the CFs to overall risk, based upon their results using a combination of factors
obtain the human and ecotoxicological Impact Score in CTU·year−1. that measure environmental transport, fate, and aquatic toxicity. In
S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445 441
Table 7
Spanish toxicity impact score of PPCPs based on human health and ecotoxicity characterization factors.
Compound Human health characterization factor Human Ecotoxicity characterization factor (CTU*e·kg 1) Ecotoxicit
(CTU*h·kg 1) and mass emitted in the different toxicity and mass emitted in the different compartments y impact
compartments (kg·year 1) impact (kg·year 1) score
score (CTUe+·ye
ECUai MAir** ECF Mwater ECNSc MSoil (CTUh+·ye ECUai MAir** ECF Mwater ECNS MSoil ar 1)
ra Wb ** ** ar 1) ra Wb ** c
**
17α- 6.79 · 1 na 2.45 · 1 0.29 3.02 · 1 0.66 7.11 · 10 3 3.02 · 1 na 1.69 · 0.29 2.56 · 1 0.66 6.59 · 105
Ethinylestrad 0 2 0 2 0 6 04 106 05
iol
17β-estradiol 7.76 · 1 na 2.18 · 1 69.12 3.02 · 1 54.86 1.51 · 10 1 3.30 · 1 na 1.84 · 69.12 2.56 54.86 1.27 · 1010
0 4 0 3 0 6 06 108
Acetaminoph 5.6 · 10 na 2.90 · 1 23267 3.40 · 1 4531 2.22 · 10 3 5.07 na 1.25 · 23267 1.47 · 1 4531 9.57 · 106
en 9
0 8 0 9 55 102 01 55
Alprazolam 1.39 · 1 na 2.12 · 1 60.21 6.31 · 1 1.69 1.28 · 10 4 5.39 · 1 na 2.01 · 60.21 5.99 1.69 1.21 · 106
0 6 0 6 0 10 02 104
Amoxicillin 1.75 · 1 na 2.11 · 1 15257 2.74 · 1 1013 5.99 · 10 4 4.37 · 1 na 3.33 · 15257 4.32 · 1 1013 9.45 · 106
0 8 0 8 0 9 25 01 102 01 25
Atorvastatin 5.10 · 1 na 4.72 · 1 715.3 6.10 · 1 1145. 3.38 · 10 2 1.76 · 1 na 4.53 · 715.3 5.85 · 1 1145. 3.24 · 107
0 5 0 5 9 0 8 81 03 104 9 01 81
Azithromycin 4.60 · 1 na 6.11 · 1 1933. 1.76 · 1 958.0 1.20 · 10 2 2.16 · 1 na 3.68 · 1933. 1.06 · 1 958.0 7.22 · 107
0 6 0 6 32 0 7 3 03 104 32 03 3
Bromazepam 1.99 · 1 na 5.60 · 1 100.1 5.08 · 1 2.72 5.61 · 10 5 1.70 · 1 na 5.00 · 100.1 4.53 · 1 2.72 5.01 · 105
0 7 0 7 3 0 9 02 103 3 01
Carbamazepi 2.08 · 1 na 7.68 · 1 2595. 1.12 · 1 1204. 2.01 · 10 2 1.65 · 1 na 8.54 · 2595. 1.25 · 1 1204. 2.23 · 106
ne 0 6 0 6 31 0 7 28 01 102 31 01 28
Cefaclor 1.24 · 1 na 1.54 · 1 119.6 2.06 · 1 2.62 1.85 · 10 6 2.27 na 1.71 · 119.6 2.28 2.62 2.05 · 103
0 8 0 8 0 0 9 101 0
Ciprofloxacin 1.11 · 1 na 1.13 · 1 2402. 4.46 · 1 1295 8.50 · 10 4 3.05 · 1 na 9.84 · 2402. 3.88 · 1 1295 7.39 · 107
0 7 0 7 03 0 8 7 03 103 03 03 7
Clarithromyc 2.92 · 1 na 3.14 · 1 5820. 8.60 · 1 1669. 1.97 · 10 3 1.52 · 1 na 6.46 · 5820. 1.77 · 1 1669. 4.05 · 108
in 0 7 0 7 23 0 8 22 04 104 23 04 22
Clofibrate 2.07 · 1 1.11 · 1 3.67 · 1 2.45 2.58 · 1 0.56 7 na 1.11 · 1 na 2.45 na 0.56 na
9.16 · 10
0 7 0 2 0 7 0 8 0 2
Diclofenac 3.08 · 1 na 1.22 · 1 3963. 4.84 · 1 6613. 5.16 · 10 3 5.03 · 1 na 2.67 · 3963. 1.05 · 1 6613. 1.13 · 107
0 7 0 6 10 0 8 79 01 103 10 02 79
Enalapril 6.58 · 1 na 5.55 · 1 725.2 1.20 · 1 1188. 4.17 · 10 5 2.01 na 9.40 · 725.2 2.04 1188. 7.06 · 104
0 9 0 8 0 0 9 09 101 0 09
Erythromycin na na na 910.7 na 116.9 na 3.22 · 1 na 2.49 · 910.7 3.15 · 1 116.9 2.30 · 107
5 4 03 104 5 03 4
Estrone 2.64 · 1 na 3.17 · 1 28.22 5.37 · 1 153.0 9.03 · 10 3 4.39 · 1 na 2.14 · 28.22 1.93 · 1 153.0 6.07 · 105
0 4 0 4 0 7 0 01 104 01 0
Fluoxetine 2.49 · 1 na 2.6 · 10 324.5 na 125.9 8.44 · 10 3 3.82 · 1 na 4.64 · 324.5 7.32 · 1 125.9 1.51 · 107
0 5 5 1 2 02 104 1 01 2
Gabapentin 5.86 · 1 na 6.53 · 1 1943. 6.83 · 1 4740 4.51 · 10 4 7.94 · 1 na 2.94 1943. 3.08 · 1 4740 2.03 · 104
0 9 0 8 87 0 9 6 0 2 87 0 1 6
442 S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
Compound Human health characterization factor Human Ecotoxicity characterization factor (CTU*e·kg 1) Ecotoxicit
(CTU*h·kg 1) and mass emitted in the different toxicity and mass emitted in the different compartments y impact
compartments (kg·year 1) impact (kg·year 1) score
score (CTUe+·ye
ECUai MAir** ECF Mwater ECNSc MSoil (CTUh+·ye ECUai MAir** ECF Mwater ECNS MSoil ar 1)
ra Wb ** ** ar 1) ra Wb ** c
**
Galaxolide 6.95 · 1 na 5.00 · 1 69221 4.69 · 1 1023 3.51 · 10 2 2.19 · 1 na 1.01 · 69221 1.72 · 1 1023 7.01 · 108
0 7 0 7 0 9 89 01 104 01 89
Ibuprofen 4.16 · 1 6.74 3.71 · 1 4849. 1.74 · 1 8785 3.33 · 10 3 3.25 6.74 2.09 · 4849. 3.65 8785 1.33 · 106
0 7 0 7 50 0 8 3 102 50 3
Iohexol 1.93 · 1 na 1.93 · 1 5127. 7.59 · 1 4691. 1.34 · 10 2 7.00 · 1 na 2.17 5127. 8.54 · 1 4691. 1.51 · 104
0 6 0 6 22 0 7 52 0 1 22 0 1 52
Iopamidol 8.32 · 1 na 8.30 · 1 11416 3.27 · 1 1296. 9.90 · 10 3 5.90 na 1.82 · 11416 7.17 1296. 2.17 · 105
0 7 0 7 0 7 93 101 93
Iopromide 2.29 · 1 na 1.86 · 1 14752 7.29 · 1 6202. 3.20 · 10 3 5.57 na 1.74 · 14752 6.82 6202. 2.99 · 105
0 7 0 7 0 8 81 101 81
Irbesartan 7.28 · 1 na 9.36 · 1 3810. 9.90 · 1 2307 3.57 · 10 3 6.39 · 1 na 1.68 · 3810. 1.78 2307 6.42 · 107
0 7 0 7 87 0 11 6 02 104 87 6
Ketorolac 4.62 · 1 na 1.87 · 1 217.6 3.33 · 1 6.94 4.06 · 10 4 3.48 · 1 na 1.89 · 217.6 3.37 · 1 6.94 4.12 · 105
0 8 0 6 4 0 8 01 103 4 01
Levofloxacin 2.17 · 1 na 2.51 · 1 4041. 1.20 · 1 87.97 1.03 · 10 2 1.67 · 1 na 4.99 · 4041. 2.38 · 1 87.97 2.04 · 107
0 6 0 6 49 0 6 03 103 49 03
Lorazepam 5.42 · 1 na 1.02 · 1 304.9 3.30 · 1 10.25 3.11 · 10 4 2.12 · 1 na 3.42 · 304.9 1.11 · 1 10.25 1.05 · 106
0 7 0 6 9 0 8 02 103 9 02
Methylparabe 1.04 · 1 na 4.51 · 1 2148. 3.36 · 1 56.43 9.70 · 10 6 3.24 · 1 na 8.27 · 2148. 6.02 · 1 56.43 1.78 · 106
n 0 9 0 9 67 0 10 01 102 67 01
Naproxen 1.42 · 1 na 2.95 · 1 4196. 6.61 · 1 1259 1.32 · 10 3 3.94 na 2.18 · 4196. 4.86 1259 9.76 · 105
0 7 0 7 75 0 9 2 102 75 2
Norfloxacin 1.20 · 1 na 3.05 · 1 1118. 1.09 · 1 2334. 5.94 · 10 4 3.68 · 1 na 2.64 · 1118. 9.42 · 1 2334. 5.15 · 106
0 7 0 7 69 0 7 02 02 103 69 02 02
Omeprazole 3.61 · 1 na 4.25 · 1 12992 6.38 · 1 1388. 5.61 · 10 1 1.29 · 1 na 1.63 · 12992 3.92 · 1 1388. 7.55 · 105
0 5 0 5 0 6 34 04 101 02 34
Paroxetine 2.92 · 1 na 1.46 · 1 58.60 4.06 · 1 22.66 8.54 · 10 3 1.10 · 1 na 6.25 · 58.60 1.74 · 1 22.66 3.66 · 106
0 6 0 4 0 7 03 104 02
Pregabalin 1.35 · 1 na 1.42 · 1 4175. 2.34 · 1 90.88 5.95 · 10 4 5.36 · 1 na 1.67 4175. 2.76 · 1 90.88 7.00 · 103
0 8 0 7 19 0 8 0 2 19 0 1
Propylparabe 1.03 · 1 na 5.62 · 1 688.8 1.58 · 1 51.53 3.88 · 10 4 8.11 · 1 na 3.44 · 688.8 8.88 · 1 51.53 2.37 · 106
n 0 7 0 7 1 0 8 01 103 1 01
Roxithromyci na na na 34.24 na 4.38 na 9.84 · 1 na 2.18 · 34.24 2.21 · 1 4.38 7.47 · 104
n 01 103 01
Salicylic acid na na na 859.0 na 7984. na 1.35 · 1 na 1.61 · 859.0 2.82 · 1 7984. 3.63 · 105
7 66 01 102 7 01 66
Sertraline 6.70 · 1 na 4.77 · 1 488.9 1.62 · 1 99.09 2.33 2.43 · 1 na 1.80 · 488.9 6.11 99.09 8.82 · 106
0 5 0 3 5 0 6 02 104 5
Simvastatin 4.32 · 1 na 7.55 · 1 1267. 3.01 · 1 2647. 1.97 · 10 2 1.39 · 1 na 4.08 · 1267. 7.92 · 1 2647. 5.20 · 107
0 6 0 5 82 0 8 25 03 104 82 01 25
Sulphametox 3.24 · 1 na 1.58 · 1 2084. 1.03 · 1 2315. 3.53 · 10 4 6.07 · 1 na 2.99 · 2084. 1.95 · 1 2315. 6.68 · 106
azole 0 8 0 7 07 0 8 58 01 103 07 02 58
Tamoxifen na na na 9.78 na 119.8 na 2.82 · 1 na 1.99 · 9.78 3.08 119.8 1.95 · 105
6 02 104 6
Testosterone na na na 0.14 na 0.02 na 2.37 · 1 na 1.30 · 0.14 1.17 · 1 0.02 1.82 · 103
02 104 02
Tonalide 1.04 · 1 9.43 · 1 2.77 · 1 11075 1.82 · 1 3516 3.13 · 10 1 3.00 · 1 9.43 · 1 1.20 · 11075 4.26 · 1 3516 1.34 · 108
0 6 01 0 5 0 7 1 01 01 104 01 1
Compound Human health characterization factor Human Ecotoxicity characterization factor (CTU*e·kg 1) Ecotoxicit
(CTU*h·kg 1) and mass emitted in the different toxicity and mass emitted in the different compartments y impact
compartments (kg·year 1) impact (kg·year 1) score
score (CTUe+·ye
ECUai MAir** ECF Mwater ECNSc MSoil (CTUh+·ye ECUai MAir** ECF Mwater ECNS MSoil ar 1)
ra Wb ** ** ar 1) ra Wb ** c
**
Trimethopri 9.16 · 1 na 5.66 · 1 44.57 2.29 · 1 5.69 2.54 · 10 5 9.11 na 4.74 · 44.57 1.92 · 1 5.69 2.12 · 104
m 0 8 0 7 0 8 102 01
Valproic acid na 8.52 na 229.8 na 5645. na 2.14 8.52 1.21 · 229.8 1.53 · 1 5645. 1.14 · 105
0 91 102 0 01 91
Valsartan 3.86 · 1 na 1.18 · 1 20351 4.62 · 1 4810. 2.40 · 10 1 1.67 · 1 na 4.37 · 20351 1.71 4810. 8.89 · 107
0 6 0 5 0 9 05 02 103 05
*Comparative toxic units. **Ortiz de García et al. (2013a). aEmission into continental urban air. bEmission into continental freshwater. cEmission in to continental natural soil. Compounds of
this study are shaded.
our study, most antibiotics were found to be at an intermediate level in the effect of the mixture has rarely been compared. In LCA studies, the
the ranking. These differences may be due to the varied methodologies, contribution of each compound to each impact category is considered
the pattern of consumption of the geographical regions and the com- (e.g. global warming, ozone depletion, toxicity, acidification, energy and
pounds under studied. water use, etc.), but mixtures and complex interactions in the environ-
Sanderson et al. (2004b) ranked 2986 different pharmaceutical com- ment are not well characterized, especially in human and ecosystems.
pounds in 51 classes in relation to the hazards they pose toward algae, Toxicologists consider that compounds which affect the same organ can
daphnids, and fish using the EPIWIN program. They found a high cause an additive effect; LCA do not work with target organisms, their im-
mean hazard quotient (HQ) for all three-model species combined for pact categories are much broader, so it is more difficult for this methodol-
cardiovascular, sedatives, hormones and gastrointestinal PPCPs. Despite ogy to manage the possible synergistic or antagonistic effects of mixtures
the large difference in the amount of compounds evaluated in their (UNEP, 2003). In this sense, some researches were conducted in order to
study comparing to the present research, similarly, gastrointestinal obtain CFs for evaluating the potential impacts of complex mixtures on
drugs (e.g. omeprazole) and hormones showed a high toxicity impact ecosystems, such as the studies carried out by Bamard et al. (2011) who
score. Muñoz et al. (2008) estimated characterization factors for 98 fre- developed a method to calculated CFs for hydrocarbon mixtures, and Li
quently detected pollutants (approximately half of them were PPCPs), et al. (2015), who improved health impact estimates of 16 polyclyclic ar-
using two characterization models, EDIP97 and USES-LCA, and devel- omatic hydrocarbons (PAH) with the USEtox™ method. They explored
oped a LCIA-based ranking of the potential impacts of priority and the importance of emission profiles for the PAH mixture and illustrated
emerging pollutants in urban wastewater. They found that PPCPs how these improvements affect the LCIA case study; but for the majority
were very important contributors to the toxicity in WWTPs, with cipro- of existing compounds which can reach the environment, be mixed and
floxacin, fluoxetine and nicotine (not considered in our study) being the interact with it, much still remains to be studied.
main PPCPs of concern. In the present study, these two first compounds
also appear as sixth and thirteenth in the ranking of ecotoxicological po- 4. Conclusion
tential impact calculated from USEtox™ CFs.
Hence, the IS of PPCPs highlights those compounds that may be of PPCPs are a large group of compounds which are present in all com-
special interest in environmental impact studies such as LCA. partments of nature. It is impossible to analyze all the interactions and
It is important to highlight that, generally, all these methodologies and effects of these compounds on the environment; therefore, the use of
their rankings are based on the individual effect of each compounds, and LCA studies and risk/hazard assessments are very useful tools for
0.35
0.0035
Human toxicity impact score (CTUh· year-1)
0.3 0.003
0.0025
0.25
0.002
0.0015
0.2
0.001
0.0005
0.15
0
Lorazepam
Cefaclor
Pregabalin
Bromazepam
Sulphametoxazole
Cyclophosphamide
Enalapril
Simvastatin
Alprazolam
Naproxen
Propylparaben
Ciprofloxacin
Ketorolac
Gabapentin
Norfloxacin
Clofibrate
Acetaminophen
Amoxicillin
Clarithormycin
Ibuprofen
Iopromide
Atorvastatin
Methylparaben
Trimethoprim
0.1
0.05
Compound
Fig. 2. Spanish human toxicity impact score (IShum) for the selected PPCPs.
444 S. Ortiz de García et al. / Science of the Total Environment 609 (2017) 429–445
1.E+11
1.E+10
Ecotoxicity impact score (CTU·year-1)
1.E+09
1.E+08
1.E+07
1.E+06
1.E+05
1.E+04
1.E+03
1.E+02
1.E+01
1.E+00
Compound
Fig. 3. Spanish ecotoxicity impact score (ISeco) for the selected PPCPs.
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