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Carbonell - 1999 - The Pleistocene Site of Gran Dolina, Sierra de Atapuerca, Spain - A History of The Archaeological Investigations
Carbonell - 1999 - The Pleistocene Site of Gran Dolina, Sierra de Atapuerca, Spain - A History of The Archaeological Investigations
Burgos
*
Barcelona
Madrid
SPAIN
Figure 1. Map showing the location of the Sierra de Atapuerca (Extracted from Carta Digital de España.
Servicio Cartográfico del Ejército).
de Atapuerca connects two large river basins biotic communities. In this sense, the Sierra
through the so-called Corredor de la Bureba. works as an ecotone, with water resources
The proximity of the Sierra de la (the rivers Arlanzón, Pico and Vena) and
Demanda had great influence on the settle- with good prairie and low mountain
ment of Atapuerca because it forms an eco- vegetation (García Antón, 1995).
system with considerable biodiversity. The
Sierra de Atapuerca may have acted as a
Sites in the Sierra de Atapuerca
biological lure, attracting groups of settlers
from the Sierra de la Demanda during Many archaeological and paleontological
crises. However, it is an attractive locus for sites are located in the karst of the Sierra de
, , 315
Type of Archaeological
Site Complex Chronology investigation remains
Chronology: LP=Lower Pleistocene, MP= Middle Pleistocene, UP=Upper Pleistocene, H1= Neolithic and
Calcolithic, H2=Bronze age, H3=Iron age, H4= Roman epoch.
Archaeological remains: A=lithic industry, B= faunal remains, C=human fossils, D=ceramic, E=rock art.
Atapuerca (Table 1). Most of the sites are Mirador. Here prehistoric remains have
closely grouped in two sectors: the old been discovered and Paleolithic remains
Trinchera del Ferrocarril and the Cueva might be preserved.
Mayor. Gran Dolina is the most important
site in the first zone (Figure 2), whereas the
Sima de los Huesos is the most outstanding
Trinchera del Ferrocarril. Its
one in the second zone.
discovery and the first archaeological
The Trinchera forms a 500 m arch. Its
and paleontological investigations
maximum depth is 20 m. Several archaeo-
logical sites have been located besides The first published account of the existence
Gran Dolina: Galería, Cueva de los of archaeological occurrences in the Sierra
Zarpazos, Penal and Sima del Elefante de Atapuerca cave sites goes back to 1863.
(Figure 3). Gran Dolina (3)31*08 W, On 20 May, the local newspaper El Eco
42)21*09 N; UTM coordinates: X=457279, Burgalés reported the discovery of human
Y=4689172) is located in the northern remains found in the Cueva Ciega (on the
sector of the Trinchera del Ferrocarril. southern slope of the Sierra, near Cueva
In the Cueva Mayor, the Sima de los del Mirador). Later, in 1868, these finds
Huesos paleontological site is particularly were included in a monograph entitled
noteworthy, but there is also a Neolithic site ‘‘Descripción con planos de la Cueva
in the entrance of the Cueva (El Portalón), llamada de Atapuerca’’ published by two
as well as Bronze Age funeral chambers in engineers, P. Sampayo and M. Zuaznavar. It
the Galería del Sílex. is likely that these are the finds referred to by
On the southern slope of the Sierra there Lagasca in 1875 as paleontological remains
is another archaeological site, which has and Cuveiro (in 1891) as human remains
not been excavated yet; the Cueva del associated with ceramics.
316 . ET AL.
Figure 2. Tridimensional projection of the Sierra de Atapuerca showing the location of the most significant
sites.
At the end of the last century a British 1925). At about that time, Martı́nez
mining company created ‘‘The Sierra Santaolalla (1926) made reference to the
Company Limited’’, which was to lay a Cueva Mayor in his study of the Neolithic in
narrow-gauge railway between Monterrubio the Burgos area.
de la Demanda and Villafrı́a. The railway Although the construction of the
was to cross the southwest area of Sierra de Trinchera del Ferrocarril allowed the dis-
Atapuerca, for which it was necessary to covery of a series of caves, their existence
excavate a trench in Cretaceous limestone was not revealed until 1962. In that year,
(Figure 4). The railway worked for a short Uribarri, a member of the Edelweiss Speleo-
time but was soon abandoned. logical Group (which had been discovering
The Trinchera del Ferrocarril (TF) had fossils since 1954), notified the Museum of
in its walls some karst fissures, filled with Burgos of the presence of fossil bones in
sediments. Many years later it was proved the locality presently known as Galerı́a.
that these sediments contained import- Encouraged by this discovery, on 15 April
ant archaeological and paleontological 1963 B. Osaba, Director of the Museum of
materials. However, before recognizing the Burgos, visited the Trinchera, accompanied
archaeological importance of the TF, the by members of the Edelweiss Group and the
Cueva Mayor had become a site of interest. Association ‘‘Amigos de Burgos’’. During
Carballo (1910) makes reference to the this visit Acheulean artefacts were also
existence of a Bronze Age site in the Cueva found.
Mayor entrance. Soon after, probably in The first publications referring to
1912, Obermaier and Breuil visited the cave archaeological findings in the Trinchera
and analyzed the cave paintings of Cueva appeared in the 1960s (Jordá, 1965; Palol,
Mayor and Cueva del Silo (Breuil, 1933; 1969a,b). In 1964 a prospecting campaign
Breuil & Obermaier, 1913; Obermaier, was carried out. It demonstrated the
, , 317
Figure 3. Plan of Trinchera del Ferrocarril and Cueva Mayor. TD=Gran Dolina, TP=Penal, TZ=Cueva
de los Zarpazos, TG=Galerı́a, TN=Trinchera Norte, TE=Sima del Elefante, SH=Sima de los Huesos
(based on Martı́n Merino et al. 1981).
importance of these karstic infillings for the Sabadell, recovered many fossils in the
recovery of faunal remains and their associ- sites of the Trinchera, especially in the
ated industries. In 1966 an excavation Galerı́a-Cueva de los Zarpazos. In 1972, a
campaign was carried out which led to the team of American archaeologists prospected
discovery of a lot of fauna, but scarcely any in the Trinchera del Ferrocarril and drilled
lithic material (Palol, 1969b). into the Cueva Mayor entrance. The work,
On the other hand, Narciso Sánchez, led directed by Geoffrey A. Clark and Lawrence
by the paleontologist Miquel Crusafont, G. Strauss, showed the existence of abun-
director of the Paleontology Institute of dant fauna in two infillings in the Trinchera
318 . ET AL.
Figure 4. Image of the old mining railway passing Figure 5. General view of Gran Dolina (in the back-
through the Sierra de Atapuerca. ground) and Galerı́a, both found in the Trinchera del
Ferrocarril.
Figure 6. Schematic plan of Gran Dolina comprising the excavated zones: squares excavated between
1996 and 1997 in white, and squares excavated between 1981 and 1989, shaded. The diagonal lines
indicate the location of the biostratigraphic survey pit, which was excavated between 1993 and 1997.
Torres decided to excavate in the Sima de research project and of the excavations
los Huesos in which a great abundance of have been Juan Luis Arsuaga, José Marı́a
bones had been reported. During the Bermúdez de Castro and Eudald Carbonell.
excavation in the Sima de los Huesos he The excavation of Gran Dolina, as well
discovered a large amount of Ursus remains as the other infillings of the Trinchera del
and human fossils, including a complete Ferrocarril, presents some major logistical
mandible. These fossils were studied by problems. In the first place, access to the
Aguirre and Lumley (Aguirre, 1977; Aguirre archaeological levels required the adaptation
et al., 1976; Aguirre & Lumley, 1977), of a path and assembly of scaffolding. In the
who classified them as Pre-Neanderthal, second place, the lack of electricity made it
chronologically Middle Pleistocene. necessary to use generators, and the absence
Due to the unquestionable interest that of water meant moving sediments for wash-
Sierra de Atapuerca sites merited, Aguirre ing to the Alarzón river, 2 km away. Even
requested a research project to undertake more serious have been the problems associ-
its systematic study. This project started ated with the poor condition of the find-
in 1978, and Aguirre led the excavations ings. Some flint objects are damaged, to the
himself (Aguirre, 1995). point of making their recovery impossible
(Carbonell et al., this volume).
Archaelogical investigations in Gran
Phase one: setting up the project and
Dolina between 1978 and 1997
1978–1989 field work
There have been 19 excavation campaigns In 1978, the sites were prepared for excava-
in the sites of the Sierra de Atapuerca tion; the vegetation at the uppermost part
between 1978 and 1997 (Figure 6). Until of Gran Dolina was cleared and paleonto-
1990 the director was Emiliano Aguirre, logical and sedimentological samples were
whereas from 1991 the directors of the collected. In 1981, the unproductive levels
320 . ET AL.
of the uppermost part of Trinchera Dolina most part, the level covered by the tangled
were removed, and then excavation by layers vegetation was surveyed.
started. In 1982, the uppermost part of In 1991 the operation at the base of TD
Dolina was excavated, palynological samples (TDW4) was completed, yielding new finds
were collected, and a provisional stratigra- of macrofauna, but not of stone tools. New
phy was developed (Gil et al., 1987). In stratigraphic studies of this site were also
1983, the excavation area was enlarged and carried out.
during the 1984 campaign the excavation at An operation was carried out in the
the top level continued (TD11). Trinchera Penal in 1992, with two test
In 1985, preliminary paleomagnetic data trenches being made in order to evaluate the
were obtained (Carracedo et al., 1987), and site’s archaeological potential. As the fauna
palynological analyses and stratigraphic sec- and stone tool remains were scarce, it was
tions were carried out, while still excavating decided not to continue the operation. TD
a 20 m2 area in the TD11 level. was not excavated, but samples of micro-
In 1986, uncontrolled blasting carried out fauna were taken from the stratigraphic
by the army (which was using the zone as a section and the excavation areas were
training ground) made it necessary to collect expanded, clearing the entrance to the upper
archaeological and paleontological material part of the infilling.
given up by the stratigraphic cutting of
Dolina. Material was recovered directly from Third phase: excavations carried out since
the cutting itself in view of the danger of a 1993
cave-in. During this campaign, the vegeta- Although in each phase of the excavation we
tion in the area opposite Dolina (on the found ourselves working on a research pro-
other side of the Trinchera del Ferrocarril) gramme on the development of Iberian set-
was cleared, yielding some stone tools. This tlement in the Pleistocene, in 1993 it was
area was referred to as the Trinchera Penal decided to initiate a new strategy for the
(TP). excavation of Gran Dolina. Three factors
In 1987, the scaffolding was assembled motivated the change: we were sure that
and the transition area between TD11 and archaeological materials could be discovered
TD10 was excavated. In 1988, microfauna in the upper part of the infilling on the
and many stone tools were found. In the TD10 and 11 levels; good results had been
same year, all the excavations had reached obtained from the excavation at the base of
level TD10. Throughout 1989, the top of Dolina (TD4) and it had been confirmed
level TD10 was also excavated, yielding that abundant material could be recovered
many stone tools. in TD5 and TD6.
A biostratigraphic test pit was begun in
Phase two: 1990–1992 field work view of the need to obtain systematic knowl-
In 1990, no field work was carried out in the edge of the records of the whole series and to
uppermost part of TD, only at its base (level determine the excavation method to be
TDW4, 25 m2 excavated), which yielded applied when extensive operations were to
important remains of macrofauna and few, be started (Figure 7).
though nonetheless significant, remains of The excavation of Gran Dolina at the
lithic industry. They are the most ancient beginning of the 1990s was fundamental
evidence of human presence in the Sierra de to the development of our research pro-
Atapuerca (Carbonell & Rodrı́guez, 1994). gramme, since it yielded the findings with
In the Trinchera Penal, samples of the the greatest potential of all those known in
section were collected and at the upper- the Trinchera del Ferrocarril complex.
, , 321
before: it was during the 1994 campaign that a so-called ‘‘young Europe’’. Human fossils
Josep Marı́a Parés began to take samples for and lithic industry have been found in
dating. association with fauna (including Mimomys
The 1994 fieldwork on Gran Dolina was savini) at a level dated at more than 780 ka.
thus started with a fresh outlook. Excava- All these remains were found in stratigraphic
tions began at TD8 (with fauna, but without context, with the refittings of lithic industry,
lithic industry) and TD7 (with abundant fauna and human remains indicating hardly
fauna and one object of lithic industry). any signs of the findings having been dis-
The TD6 level, where abundant fauna, placed. We have thus been able to reinforce
lithic industry and human remains were the hypothesis that the first human settle-
found, was reached at the beginning of July ment of Europe occurred at least 780 ka ago
(Carbonell et al., 1995). The microfauna (Carbonell et al., 1996). Other recent finds
indicate a minimum age of 500 ka (due to (in Fuente Nueva 3, Dmanisi and Monte
the presence of Mimomys savini), but the Poggiolo) further support this theory. The
results of the paleomagnetic analyses, which scientific confrontation of two research
had been undertaken at the beginning of the projects (Boxgrove and Atapuerca) has thus
campaign, gave an age older than 780 ka resulted in a change of paradigm with
(Parés & Pérez-González, 1995). The site respect to the first settlement of Europe,
was covered and thus protected from natural constituting what is perhaps an example of
deterioration. the Kuhnian view of the philosophy of
In 1995 the biostratigraphic column of science (Kuhn, 1962).
Gran Dolina continued to yield material, The Atapuerca investigations are part of
including human remains. Meanwhile, the an expanding scientific research programme
upper part of Gran Dolina was prepared for organized in such a way as to optimize opera-
extensive future excavation. In 1996 the tions, in the epistemological sense proposed
excavation of the test column was still con- by Lakatos (Lakatos, 1978), and to yield pro-
centrated on level 6, although it had gone gressively greater knowledge about human
beyond the layer with human remains. evolution in the Pleistocene period in Europe.
Simultaneously, extensive excavation of the This has allowed us to formulate future per-
upper part of Dolina was begun, initiating spectives on the basis of specific operational
operations at level TD11. In 1997 the bio- strategies. Thus, in 1995 work was begun on
stratigraphic test column reached level 5, extensive excavation of an area of some
while extensive excavation continued at 80 m2, reaching level TD10 in 1998. At the
level 11. current rate it will take about nine years to
The study of human fossils from TD6 reach level TD6 again. We should then be
culminated in the naming of a new species able to considerably increase our knowledge
Homo antecessor (Bermúdez de Castro et al., of the paleobiology of H. antecessor.
1997). It should also be borne in mind that Sierra
de Atapuerca is a karstic complex with more
than 4 km of caves. Cave entrances such as
Conclusions and future perspectives
Portalón de Cueva Mayor, Cueva Ciega and
The discoveries made in 1994 and in subse- Mirador are as yet of unknown potential.
quent years have allowed us to refute the Although the surface sediments are
hypothesis that humans reached Europe less Holocene in age, the structure of the cavities
than 500 ka ago (Dennell & Roebroeks, suggests they may have levels dating to the
1996). We have been able to counter all the Upper Pleistocene. This hypothesis is
arguments put forward by the proponents of supported by results from nondestructive
, , 323
electromagnetic surveys carried out in 1998, sobre Atapuerca (Burgos). II Los materiales de superfı́cie
del santuario de la Galerı́a del Sı́lex, pp. 1–278. Bilbao:
as well as by a mechanical sounding test Universidad de Deusto.
project. If the hypothesis is correct, the Apellániz, J. M. & Uribarri, J. (1976). Estudios sobre
Atapuerca project will have information on Atapuerca (Burgos) I. El santuario de la Galerı́a
del Sı́lex. Cuadernos de Arqueologı́a de Deusto 5.
human evolution and ecosystems from the
Bermúdez de Castro, J. M., Arsuaga, J. L., Carbonell,
second half of the Lower Pleistocene, the E., Rosas, A., Martı́nez, I. & Mosquera, M. (1997).
Mid Pleistocene and the Upper Pleistocene. A hominid from the Lower Pleistocene of Atapuerca,
Spain: possible ancestor to Neandertals and modern
humans. Science 276, 1392–1395.
Acknowledgements Breuil, H. (1933). Peintures rupestres schematiques de la
Péninsule Ibérique I, au Nord du Tage. Paris: Lagny.
Field work in Atapuerca was funded by Breuil, H. (1952). Quatre cents siècles d’art pariétal.
Montignac: Centre d’Études et de Documentation
Junta de Castilla y León, and research was Préhistoriques.
funded by Dirección General de Investi- Breuil, H. & Obermaier, H. (1913). Les premières
gación Cientı́fica y Técnica of Spain travaux de l’Institut de Paleontologie Humaine.
(Project no. PB96-1026-C03-01). This L’Anthropologie 24, 1–16.
Carballo, J. (1910). De espeleologı́a. Bol. Real Soc.
work forms part of the project: ‘‘Migration Españ. Hist. Nat 10, 468–482.
and diffusion of hominids and anatomically Carbonell, E. & Rodrı́guez, X. P. (1994). Early Middle
modern humans in the Mediterranean Basin Pleistocene deposits and artifacts in the Gran Dolina
site (TD4) of the ‘‘Sierra de Atapuerca’’ (Burgos,
in Early Prehistory: palaeoenvironments, Spain). J. hum. Evol 26, 291–311.
routes, settlements, subsistence’’, supported Carbonell, E., Bermúdez de Castro, J. M., Arsuaga,
by the European Union (TMR Network, J. L., Dı́ez, J. C., Rosas, A., Cuenca-Bescós, G.,
Sala, R., Mosquera, M. & Rodrı́guez, X. P. (1995).
ERBFMRXCT970102). We are very grate- Lower Pleistocene hominids and artifacts from
ful to the Edelweiss Speleological Group for Atapuerca-TD6 (Spain). Science 269, 826–830.
their constant help, and to the Diario de Carbonell, E., Garcı́a-Antón, M. D., Mallol, C.,
Mosquera, M., Ollé, A., Rodrı́guez, X. P., Sahnouni,
Burgos and Caja de Burgos. We also thank M., Sala, R. & Vergès, J. M. (1999). The TD6
Dr Christopher Scott-Tennent for his help level lithic industry from Gran Dolina, Atapuerca
in the English translation. (Burgos, Spain): production and use. J. hum. Evol.
37, 653–693.
Carbonell, E., Mosquera, M., Rodrı́guez, X. P. & Sala,
R. (1996). The first human settlement of Europe. J.
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