Professional Documents
Culture Documents
R
Soviet Union
1917-1941
Notes YEAR 12
Key Features
● Bolshevik ideology in theory and practice
● Competing visions for the Bolshevik Party and the USSR
● Bolshevik consolidation of power
● Political and economic transformation
● Social and cultural transformation
● Antrue and impact of Stalinism
● Aims, nature and effectiveness of Soviet foreign policy
istorians
H
Orlando Figes
David Christian
Survey
● Bolshevik consolidation of power, including:
- An overview of Bolshevik ideology, the October coup 1917 and early
Soviet government
- The Treaty of Brest-litovsk, the Civil War and the introduction of the
New Economic Policy
Focus Study
● The Bolsheviks and the power struggle following the death of Lenin,
including:
- The impact of the Bolshevik consolidation of power, including the
creation of the USSR
- Power struggle between Stalin, Trotsky and other leading Bolshevik
figures in the 1920s
- For the emergence of Stalin as leader of the USSR by the late 1920s
● The Soviet State under Stalin, including:
- The nature of Soviet foreign policy 1917-194
- The nature of the USSR under Stalin, including dictatorship and
totalitarianism
- economic transformation under Stalin and its impact on Society
society, including collectivisation and the five-year plans
- Political transformation under Stalin: growth of the Party, use of
terror, show trials, gulags, propoganda and censorship
- Social and cultural change in the USSR under Stalin
● Soviet foreign policy, including:
- The nature of Soviet foreign policy 1917-1941
- The role of ideology in Soviet foreign policy 1917-1941
brief overview from 1917
- In 1898 the Russian Social Democratic Labour Party was formed and split in 1903
into Lenin’s Bolshevik (majority) group and Julius Martov’s Menshevik (minority)
group.
- The different attitudes of the Bolshevik and Mensheviks shaped the revolution of
March 1917 and the Provisional Government that followed.
- Lenin’s vision was that a small, secret group of revolutionaries would lead and
inspire workers and peasants to adopt revolutionary socialism. Eventually, Lenin’s
heavy-handed methods paved the way for Stalin’s more repressive regime.
- Bolsheviks were a radical communist party who attempted to adapt the political
philosophy of Karl Marx to the unique circumstances of Russia and the 1900s.
- The Bolsheviks overall aim was to replace capitalism with a more stable and
egalitarian system in which the people owned important injustice and had real
power to influence their workplaces, towns, and nation. Due to opposition they had
to compromise important aspects of this ideology in order to expand their power
and rebuild the economy after they took power in 1917.
- A fter the coup in October 1917 they had to fight to maintain and expand their
contour over the former Russian empire. It was not until about 1924 that the
Bolsheviks were securely in power.
- There successful consolidation of power include the leadership of key individuals
such as Lenin and Trotsky, the creation of powerful security institutions such as the
Red Army and the Cheka (secret army) which aided their victory in the Civil War
and the implementation of important political, economic and social policies at
different points throughout the period.
- F
ollowing the Civil War the Bolsheviks implemented the New Economic Policy
(1921) which was more relaxed than the earlier approaches such as War
Communism (1918-21). Stalin’s policies of Collectivisation (agriculture) and
Industrialisation (through three Five Year Plans) drastically changed almost every
aspect of the Soviet economy between 1928 and 1941.
- T
he Bolsheviks in the 1920s women and ethnic minorities were granted greater
rights, factory workers were given greater control of their workplaces and the
government built new schools, technical colleges, health facilities and housing.
- S talinism refers to the ideology, policies and methods that were dominant in the
USSR during the rule of Stalin.
Post-Abdication
- Lenin returned to russia and attracted followers as he demanded
- Caused more Soviets to be formed
October Revolution of 1917 (October Coup) and Lenins control
- Government overthrown by Bolsheviks
- Lenin was elected as the head of the new government
- Lenin allowed elections; Social Democratic Parties (not as radical) won over
Bolsheviks; but Lenin ignored the election results
- Lenin enforced a Dictatorship of the Proletariats
- Peace treaty of WWI forced russia to give up land
- Lenin believed all property should be state or collectively owned; collectivisation
Civil War
- The red army was created and led by trotsky which was used to control
- The white army was formed by land owners and businessmen
- Whites thought Russia should re enter the war
- Result of war menat money was worthless, famine struck the population
- Peasants striked resulting in even less food, some turned to cannibalism
- Bolshevike Red Army won
Post-Civil War
- In 1921 the Communist Party was the only party allowed
- Russia renamed the Soviet Union
- 10 million died in revolution and civil war
- Petrograd names Leningrad and capital becomes Moscow
- Stalin becomes leader and Trotsky exiled
Social change during the 19th and 20th century
- F ormer peasants moving to cities due to industrialisation; change in work and living
(urbanisation)
- New classes; those who owned factories and mines became extremely rich while
those who are working were paid very little
- Trade unions as a result of this brought different industries together to fight for
better working conditions
- Population growth meant government could tax more meaning governments
became richers and could spend more on public services and militaries
- More citizens allowed to assist in the decision-making process in politics; opened to
working class
ith all things considered many philosophers developed new theories about organising a
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mass, modern society. The three most prominent wereliberal democracy, communism
and fascism/nazism.
arxism
M
Developed by: German Philosophers Karl Marx and Frederick Engels
Believed they had developed a scientific foundation for the ideals of communism. They
claimed that human history had moved through several major stages and that the key
driver of change between these periods was class conflict
TIMELINE
898-
1 Formation of the RUSSIAN SOCIAL DEMOCRATICLABOUR PARTY
1902- Lenin wires ‘What is to be done?’
1903- RUSSIAN SOCIAL DEMOCRATIC LABOUR PARTY splits
1904- Russo-Japanese war (1904-1905)
1914- Germany declares war on Russia
1916- Lenin writes ‘Imperialism:The highest Stageof Capitalism’
1917 (march) - Abdication of Tsar Nicholas II
Provisional Government (march to october 1917)
(april) - Lenin returns to Russia andannounces the April Theses
(october) - October Coup; The Bolsheviksseize power
Lenin establishes a new government: Sovnarkom
(december) - Formation of the Cheka
1918 (march) - Treaty of Brest-Litovsk
Constituent assembly
Lenin assassination attempt
1918-21 - Civil war between Reds and Whites
Lenin applies the policy of War Communism
1921- The Reds finally victorious in the civilwar
10th Party Congress introduces New Economic Policy (March
1921)
The Kronstadt Revolt put down by Trotsky’s forces
1927- Grain crisis (1927-1928)
1928- Five-Year plan introduced
1932-33- Widespread Famine
Decline in living standards
1936- Stalin constitution
1939- Soviet invasion of Poland
1940- Winter War between USSR and Finland
Key people
lexander Kerensky- Prime Minister of Russia, partof Provisional Government
A
Vladymir Lenin- led the Bolsheviks
Stalin- leader of the Soviet Union
Leon Trotsky- Mastermind behind the October coup,Led the red army in civil war
Kornilov- Commander in Chief of army, led a coup
Lavrentiy Beria- Head of Georgian Cheka from 1923,1932 party boss of the Transcaucasian
republics in 1932, head of secret police in 1938
Seregei Kirov- Head of the Leningrad branch of theCommunist party
Maxim Litvinov- Soviet Foreign Minister from 1930to 1939, secured diplomatic relations
with the UD and the League of Nations
Vyacheslav Molotov- Soviet Foreign Minister from1939- 1949
Nikolai Bukharin- head of Comintern from 1926
Key Groups/ terms
heka- Bolshevik secret police formed in dec 1917,headed by Felix Dzerzhinsky, known as
C
NKVD later
OGPU- Formed from the Cheka, was a Council of People’sCommissars of the Soviet Union
NKVD- carried out the purging of party members inthe late 1930s
Comintern- in 1919, formed by Bolsheiks,m (communistinternational) had the purpose of
promoting international communism
Kulaks- more prosperous peasants who had made gainsfollowing the reforms of Stolypin.
Stalin targeted them, claiming they ere class enemies and opposed the revolution.
New Economic Policy- introduced at the 10th Partycongress which revived the Russian
economy by allow small-scale private enterprises which allowed some to manipulate the
system and build wealth for themselves
Petrograd Soviet- body of various workers’ and soldiers’which protected workers rights,
however evolved as a part of the Dual Power structures and was eventually dominated by
the Bolsheviks.
The Politburo- 'political bureau’ was the five-memberexecutive committee of the
Communist Party. Established in 1919 and included Lenin, Trotsky, Stalin, Kamenev and
Krestinsky and eventually Zinoviev.
Survey
Bolshevik consolidation of power, including:
➢ An overview of Bolshevik ideology, the October coup 1917 and early Soviet
government
Marxism
Marxism in the early 20th century
- First widely influential Marxist thinker in Russia wasGeorgiPlekhanovwho
inspired a generation of young Marxists including Lenin and Martov and established
the Russian Social Democratic Labour Party which split in 1903
- Bolsheviks (majority) led by Lenin
- Mensheviks (minority) led by Martov
Industrial development
⥐
ussian marxists tried to encourage the ‘bourgeois revolution’ by being involved in the
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Provisional Government and cooperated openly with non-socialist political parties.
ain
M rban workers
U rban workers
U easants
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support Soldiers Moderate socialists Right wing: moderate
base Radical socialists socialists
Left wing: radical
socialists
Bolsheviks Mensheviks
● Led by Lenin ● Led by Martov
● Composed of a small number of highly ● Had a wide membership (un-exclusive)
disciplined revolutionaries to lead the rev. ● Party had a democratic structure
● Party had a hierarchical structure ● Believed it would take a long time for the
● Aim was to educate the workers in socialist workers to develop a revolutionary
thinkings consciousness
● Believed that Russia did not need to have ● Believed it was necessary for capitalism to
developed a fully-fledged capitalist system emerge before Russia could achieve socialism
before socialism could be achieved ● Go slower because it takes a long time for a
● Go fast working clas to grow and develop a
revolutionary consciousness
he Bolsheviks took power expecting that they would lead Europe, if not the world,
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towards a communist future. They wanted to inspire and collaborate with other
revolutionary groups to expand communist influence around the world. To avoid
international conflict Soviet leaders began to take a more pragmatic approach to
international relations especially once anti-communitst governments emerged in Italy,
Germany, Spain and Japan.
Bolshevik Ideology
Bolshevik Aims
F
⥐ acilitate the creation of a socialist society in Russia in a rapid timeframe
This society would be both modern and industrial
⥐
New society would use a planned economy in which the government owned the
⥐
ith use of planned economy Lenin's system would guarantee that society was more
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egalitarian and stable
Lenin believed Russia would make rapid transition to socialism in 1917 due to:
⥐ Instability caused by Great War
⥐ Unpopularity of Provisional Government
⥐ Dictatorship of the Proletariat
⥐ The vanguard revolutionary party
- Dedicated group of professionals who would lead the revolution
⥐ The Smychka
- The great alliance of peasant and proletarian
Role of Lenin
- D isassociated the Bolsheviks from the string of failures connects to the PG
- Provided the Bolsheviks with a clear identity and won more support
- Allowed Peasants to acquire land although conflicted with Marist principles it won
over support for Bolsheviks
Lenin’s methods
All power to the soviets” appeal to workers and soldiers who saw their interests more
“
clearly represented than they were in the Provisional government
“History will never forgive us” convinced his colleagues now was the time to take action
“Land, Peace, and Bread” tapped into the main concerns of the Russian people at the time
April Thesis; Lenin’s beliefs
hese are what Lenin beliefs, what the communists believe and what Russia should
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be doing:
● No working with capitalists
● Land to peasants; redistribute
● Banks - nationalise
● War - get out
● Spread communism
● Didn’t support the Provisional Government
- 6 november Bolshevik Red Guards groups aided by sailors from Blatic fleet took
over cities key buildings - government left in hands of 2000 inexperienced cadet
and women soldiers - little fighting and casualties were mostly accidents from
random crossfire
- 7 november Kerensky leaves city to find loyal soldiers - Bolsheviks controlled city
except winter palace where remaining Provisional Government took refuge
- Quick takeover beginning - Soviet in session when Mensheviks and Social
Revolutionaries walk out on Bolsheviks
- Lenin addresses new Bolshevik government
The Cheka
- L enin knew some wouldn't view his regime as positive and would need a strong
coercive apparatus if it were to survive.
- Opposition newspapers were closes down including other socialist parties
- Other parties were banned, including the Kadets, Menshvikes and the right-wing
Socialist Revolutionaries
- Those in civil service who did not support the new regime were purged
- F ormed in December 1917, the Cheka (Extraordinary Commission Against
Counter-Revolution
- Originally temporary
- 100,000
- State secret police force
- Enforced conformity, and acceptance of the regime
- Key weapons, fear and intimidation
- T he Treaty of Brest-litovsk, the Civil War and the introduction of the New
Economic Policy
Treaty of Brest-Litovsk
- G erman troops on Russian territory and threatening to move on Petrograd which
would end Lenin’s regime
- Lenin demanded peace with Germany, “whatever the cost” in order to keep his
power, despite the serious repercussions of a treaty with Germany
- Treaty would end Russia's involvement in the war and have a majorimpact on
internal development
- Treaty of Brest-Litovsk caused the outbreak of civil war
- By late 1918, western troops, from Britain, France, US and Japan landed in Russia
to force it back into the war however the troops remained in Russia until the end of
the war, suggesting their main purpose was to help bring down the Bolshevik
regime.
- Japan did not lead until 1922
Russia lost
- 62 million people
- 32% of arable land
- 89% of iron and coal reserves
- 54% of industrial enterprises
- 26% of railways
- 3 million roubles to germany for reparations
- Finland, Estonia, Latvia, Lithuania, Poland and Ukraine became independent from
russia but were influenced by Germany
- D
efeat of Germany in 1918 meant lenin could ignore the treaty, and Russia
regained their land
The Civil War1918 - 1921
- hites were under Alexander Kolchak
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- Anarchists/ nationalists formed black
- Nearly a million dead
- By 1918 the reds were outnumbered and only had a small amount of land
- Whites had help from allies
- 300,000 died in war
- 300,000 executed
- 1 million lost lives
- Full scale battle and small scale
ar Communism (failed)
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Aim→to supply the urban workers and army with enoughfood
Reaction→ Peasant resistance
Response→ Attack on the Kulaks and the Church → KRONSTADTREV.
olitical and Social significance→War Communism was an extension of the Red Terror but
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Many Bolsheviks welcomed it as true Communism since it involved the ending of private
ownership and the squeezing of the peasants.
Aspects→
■ Industry enterprises under control of Supreme Council of National Economy
■ Rationing introduced which meant workers and soldiers received the most
■ Market economy ended
■ Grain requisitioning introduced meaning peasants forced to hand over grain
enforced by CHEKA
Achievements→ overall the workers and soldiers werefed which resulted in reds victory
Result→ War Communism damaged industrial (militarised)and food production (went
down 85%) (famine in 1921) → 5-8 million dead
● T he Bolsheviks and the power struggle following the death of Lenin, including:
1919-1924 (L die 22)
- The impact of the Bolshevik consolidation of power, including the
creation of the USSR
y addressing the problems and making people happy: Civil war
B → War Communism→
famine, starvation and poor economy
**mind map in book**
Brest-Litovsk- - A ppears that the government. Wants to put people first before
- Peace Decree, by taking international quarrels
them out of the war - Gains support
- Resources not put to fighting
war
Terrors / Red Army + Cheka - Eliminated opinion thus no overthrow of Bolsheviks
- 150,000 tortured - ‘Show Trials’,execution of 11 Socialist revolutionaries,to createfear
- Killed Romanovs due to in population means more agreeable
representation on - Eliminated most organised opposition
imperialism New Party bodies for fear
- Party dominated by politburo - Politburo - made key decisions
- Concentration camps (gulags) - Orgburo - oversaw part efficiency and organisation
- In 1920s intellectual critics - Secretariat - record keeping, allocating jobs
deported and publication
have to have Party’s approval
- Union of Militant Godless
which allowed the pillaging
of church property
Creation of USSR - If russia was to let the other nations defect they ran the risk of losing
- Allowed Bolsheviks to extend large populations and territory
their control over most of - ‘Nations’ should not exist because they are a ‘bourgeois construct’
the former Russian empire - Creating new nations from within would lead to nationalism, rebellion
which represented a new and conflict
future - Finland declared independence
- USSR bound several nations together to form a powerful state that
would defend socialism and promote marxism
- Contained, Russia, Byelorussia, Ukraine and Transcaucasia
- They were distinct territories and were technically independent
- By 1941 there was 16
ocial
S
Repression
- Fear
- Remove opposition
- Cheka
- No war to express opinion
Reform
- Land Decree
- Workers’ decree
Diplomatic challenges
- Russia must transform the world
- Distrust and opposition of the Western nations
- Br, Fr and Gm intervened in civil war
- By 1924 USSR only communist government
- Russia had a weak economy and lacked military strength in a hostile world
- USSR only ally is germany due to ‘outsider’ feelings
- Treaty of Rapallo in 1922 and treaty of Berlin in 1926 with Germany
- If Russia did not connect with western nations then USSR would be isolated and
exposed to military aggression which meant they were forced to relaxtheir radical
foreign policies
- L enin believed those who did defect would become allies of russia
- Some disagreed saying nations were a ‘bourgeois construct’ that would wither away
under communism and defection would lead to nationalism, rebellion and conflict
- Was transformed in the four ‘Soviet Socialist Republics’ Russia, Transcaucasia,
Ukraine, and Byelorussia bound together by the first treat (December 1922)
- Idea is that it was not a nation but a collection of like minded people
- A formal constitution in January 1924
- Citizens deemed only workers, peasants or soldiers were allowed to vote for
representation to soviets
- Regional soviets elected a “Union Congress of Soviets” for the USSR. these
members then elected a smaller ‘Central Executive Committee” made up of the
Council of the Union and Council of Nationalities
- C entral Executive Committee elected a Sovnarkom
- Eduction, agriculture and health were left to each republic
- The important decision for the USSR were made by the Russian Soviet Federated
Socialist republic (RSFSR)
- By 1920s the communist party dominated the important posts
- By 1941 there was 16 republics
- P
ower struggle between Stalin, Trotsky and other leading Bolshevik figures in
the 1920s
enin warns Stalin as a bad leader, Trosky most likely. Other leaders try to get rid of
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Trotsky but Stalin sneaks his way to the top by swaying with political ideas to gain
popularity. The Leadership of the Party, how Industrialisation should be carried out in
Russia and Party Policy was debated issues between the ‘left’ and ‘right’ model.
Lenin’s death
- 1 923 Lenin was having difficulty moving and major stroke which meant he could
not speak
- Widespread displays of public grief = theatres and shops closed for a week
- Stalin made the most of Lenin’s funeral to advance his position in the party
- Trotsky was ill and had to set out to the south of Russia for a rest-holiday
- Stalin old Trotsky the wrong day for the funeral and so Trotsly did not attend which
ruined his reputation and political prestige
- Stalin acted as one the pallbearers and made a speech
- Set himself as Lenin’s disciple, the person who would carry on Lenin’s work
The succession
- No formal plan for new leader when he died
- He wrote a testament which shared what he believed should happen next
- “Letter to the Party Congress”, thought it would be read aloud at Party Congress
- Lenin warned that Stalin had become too powerful an that he could not be trusted
to use his power wisely while Trotsky is good leader he is too arrogant and should
not lead
● S ocialism in one country
● NEP continued
Stages of the power struggle
● Stalin tricks Trotsky into missing L’s funeral. Hurts Trotsky’s reputation. Stalin works
to appear as Lenin’s loyal disciple and begins to establish the Lenin cult
● May 1924 stalin survived the reading of Lenin’s will and testament
● The triumvirate defeated Trotsky at the 13th Party Congress. Trotsky effectively
isolated after this . 1925 Trotsky loses his position as Commissar of War
● Stalin forms alliance with ‘right’ side of Party
● Zinovieve, Kamenev and Trotsky were accused of forming a “united Opposition”
and were expelled from the party in 1927. Stalin turns on his previously
right-winger part allies
● Following 1929 Party Congress, Bukharin, Rykov and Tomsky are forced out the
Politburo
● End of 1929 Stalin succeeded in becoming undisputed leader.
S talin = Socialism in one country
Trotsky = Permanent Revolution.
No NEP
Main issues
- Leadership - one person or a small group
- Industrialisation - economic policy, how do we make money; through
industrialisation? Rapid industrialisation?
- Party policy - are we going to spread communism to the rest of the world. Should
NEP be replaced. Permanent revolution (everywhere) or “Socialism in One
Country”?
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● rotsky main promoter ad no
H
● ukharin main promoter
B
● Argued industrialization had to be rapid opinion ● Based on thecontinuation of the NEP
and massive -meaning end of NEP and ● Peasants could prosper
● Peasants taxed hard and War swayed ● Peasants taxed mildly and sold surplus
Communism necessary in the ● More grain exports → more foreign materials for
● Private farms replaced with collective way of industrialisation
farms populari ● Prosperous peasants would buy more
● Armaments should be promoted to build ty ● Guarantee peace at home and external relations
defence ● Might lead to a return of foreign loans
Model was mass peasant opposition, lower Model was capitalist, favoured peasants over proletariat
output, Conflicted with the west and scissor crisis(cheap grain expensive materials)
Troika / Triumvirate
Stalin - Kamenev - Zinoviev
- E
xcludes Trotsky
- Reasons for the emergence of Stalin as leader of the USSR by the late 1920s
Steps to Stalin become Party leader
1. Stalin tricks Trotsky at funeral → damages Trotsky’s rep.
2. Sets himself up as one of Lenin’s disciples
3. 1923 Trotsky Blocking. Loses his position as Commissarfor War but remains in the
Politburo. Rep. greatly diminished
4. Lenin’s “Letter to the Party Congress” is not read out and this preserves his rep.
5. Thirteenth Congress 1924 saw Zinovieve, Kamenev and Stalin in a triumvirate
leading the party, gave Stalin power to gain support and Trotsky excluded
6. Z inoviev + Kameneve V. Trotsky {Z and K campaign against T} (Stalin in background
gaining support)
7. 1925Stalin’s policy “Socialism in One Country” wasvery popular and attracted
right-wings. New alliance with Stalin and the centre of the Party emerges. Z and K
called on Stalin but they lost all votes and united again with Trotsky.Destroys the
left
8. 1927 Zinoviev, Kameneve and Trotsky expelled from the Party
9. 1928Stalin aligns with Bukharin and turned againstNEP andattacked the rightand
Stalin
S talin least likely to become leader, Trotsky most likely
●
● Stalin had no particular perspective on issues and swayed in the way of popularity
Key ideas
● Socialism in one country
● NEP continues
Methods
ims: to gain supreme power, make himself a revolutionary hero by crushing all opposition
A
Success:
- Political ruthlessness, skill + agility and
- Weaknesses of rivals + exploiting opportunities and the mistakes of others
- Appeal to people in the party, manipulative mastermind